Spencer Buchanan: soil mechanics was just beginning to take its place in engineering world. He says Karl Terzaghi created the subject as we know it and brought it into the mainstream. Two well-gualified people have indicated their intention to write a biography of Terzaghi.
Spencer Buchanan: soil mechanics was just beginning to take its place in engineering world. He says Karl Terzaghi created the subject as we know it and brought it into the mainstream. Two well-gualified people have indicated their intention to write a biography of Terzaghi.
Spencer Buchanan: soil mechanics was just beginning to take its place in engineering world. He says Karl Terzaghi created the subject as we know it and brought it into the mainstream. Two well-gualified people have indicated their intention to write a biography of Terzaghi.
"THE COMING OF AGE OF SOIL MECHANICS:
1920-1970"
The First Spencer J. Buchanan Lecture
by
DR. RALPH B. PECK
Friday, October 22, 1993
Lecture Room A
Clayton W. Williams, Jr. Alumni Center
George Bush Drive and Houston Street
Texas A&M University
College Station, TexasThe Coming of Age of Soil Mechanics
1920-1970
The First Spencer J. Buchanan Lecture
Texas A&M University
October 22, 1993
by
Ralph B. Peck
INTRODUCTION
Spencer Buchanan and I had in common our profession of
soil mechanics, at a time when the discipline was just
beginning to take its place in the engineering world. We
were both fortunate to have known Karl Terzaghi. Along
with many other disciples, we both practiced our profession
under his powerful influence.
Most new disciplines, whether in science, engineering,
or any other field of endeavor, pass through stages of
development much like the stages of growth of an individual
human being. Like a human being, the discipline has an
ancestry or heritage, followed by a period of gestation and
birth. Often there is a period of rapid youthful growth, a
young adulthood in which there is a struggle for
acceptance, and finally a mature stage when the full
potential of the discipline is realized.
In most branches of knowledge and disciplines these
stages represent the work and ideas of many individuals
often widely separated in space and time. Soil mechanics
is an exception. Rarely has the development of one branch
of human endeavor been so largely the result of the efforts
of a single individual. Karl Terzaghi, in the last half of
his lifetime, created the subject as we know it today and
brought it into the mainstream of civil engineering
practice. How he did this is a fascinating story in which
both Spencer and I played a small part, and which I should
like to sketch for you.Within the last few months, two well-qualified people,
one in this country and one in Europe, have indicated their
intention to write a biography of Karl Terzaghi. Each of
them has concluded that the effort will take at least six
years. Certainly, in a brief hour, I can do no more than
hope to give you the flavor of this man to whom Spencer
Buchanan and I, along with a host of other engineers, owe
so much.
ANCESTRY
Foundations, excavations, tunnels, and dams were being
built long before Terzaghi. Many were successful, some
were disastrous failures. Engineers had little to guide
them but experience, which often served them well but
occasionally failed them. Up to about 1920 there was
little in the body of knowledge possessed by the
practitioners except a few classical theories of earth
pressure, a few pile-driving formulas, often misleading,
and a somewhat misguided reliance on load tests in the
field.
This is the state of the subject when the young
Terzaghi graduated from the Technische Hochschule of Graz
in Austria in mechanical engineering, a subject that seemed
not to appeal to him, for he attended classes as seldom as
possible and was nearly expelled for his non-scholastic
activities. ‘The bright spot in his education was geology,
in which he took a great interest, to the extent that he
later used his spare time in 1904 and 1905 while in the
Austrian Army to translate into German the “Outline of
Field Geology" by A. Geikie. After his army service, he
entered the field of civil engineering as an engineer for a
contractor who, because of Terzaghi's knowledge of geology,
assigned him to jobs involving problems with rock and soil.
During the next few years, ‘Terzaghi was faced by the
failure of a gravity dam resting on a soil layer of
apparently excellent quality, by unexpected foundation
difficulties in the construction of a hydroelectric power
plant, and by the unanticipated occurrence of excessive
settlements of a building in Vienna. These and other
similar incidents, even where the geology was well
understood, challenged Terzaghi to raise the state of
knowledge in earthwork engineering to a higher level. In
his words, there "grew within me a decision to devote my
working power to the exploration of the borderland between
geology and foundation engineering". (Transl. by L.
Bjerrum).GESTATION AND BIRTH
To further this end Terzaghi arranged to visit
numerous works under construction by the U.S. Reclamation
Service, which had been founded by Theodore Roosevelt in
1904. In 1912 and 1913 he visited many construction jobs
in North America and gave particular attention to their
geology. However, by March 1913, having found no obvious
correlation between the success or failure of construction
works and the geology, he was deeply discouraged.
Returning to Austria at the end of 1913, he and two friends
planned to start a small construction company, but World
War I intervened. As a reserve officer he spent a brief
period in the Balkans in a cavalry unit. He recounted how,
desperately needing a new saddle, he went through all the
proper formal requisition procedures and waited months for
its arrival. By the time it did, however, he had been
transferred to the air force at a test facility near
Vienna. Much to his surprise, in 1916 he was ordered to
the Imperial Institute of Engineering in Istanbul, as
Turkey was allied to the Central Powers, to lecture on
roads and construction. There, in spite of the war and the
necessity for preparing his lecture notes in French,
Terzaghi found time for further consideration of the
problems of earthwork engineering. He read widely making
meticulous notes and comments. He also began a long series
of experiments, with very primitive equipment, including
his famous cigar-box tests that established the relation
between yielding of a retaining wall and the magnitude of
lateral earth pressure. Other experiments related to a
range of subjects including the character of surface
friction of sand, bearing capacity, and the effects of
upward seepage flow. It was indeed a period of gestation
in which many ideas began to take form. All this hopeful
progress threatened to cease abruptly, however, when the
central front in Europe collapsed, and all representatives
of Austria and Germany in Turkey were dismissed. With
great good fortune, however, Terzaghi was engaged to teach
civil engineering at Robert College, also in Istanbul, at
an extremely small salary but in a congenial atmosphere.
The story goes that he received his pay in dates that he
would have to sell in the marketplace if he wished currency
for his living needs. Nevertheless he promptly established
a small laboratory, resumed his work, and reflected on and
digested his experiences and studies. As he recollected
later, he was sitting one day in March 1919, looking out
over the glorious view of the Bosporus from the campus of
Robert College, when all the experiences of the past came
into focus and he suddenly realized what physical
Properties had to be investigated to permit anunderstanding of the engineering behavior of soils. On a
few sheets of paper he listed the needed investigations and
sketched the apparatus required. Included in the apparatus
was the first oedometer or consolidation device to
determine the relationship among pressure, deformation, and
permeability of clays. He forthwith had two of the devices
made and started testing. Critical investigations into
shear strength and seepage pressures followed rapidly.
From that day in March, truly the birthday of soil
mechanics, Yerzaghi's work came into focus and culminated
in 1925 in the publication of Erdbaumechanik, which today
we recognize as the first comprehensive treatise and
exposition of soil mechanics.
Erdbaumechanik was preceded by the publication of
Terzaghi's papers on the theory of consolidation and its
implied corollary, the principle of effective stress. It
is noteworthy that the theory was developed after the
experiments. Only when Terzaghi felt that he understood
the phenomenon on the basis of intensive study of the data
from tests on real foundation materials did he turn his
attention to a mathematical theory embodying the results.
ADOLESCENCE - THE STRUGGLE FOR ACCEPTANCE
The appearance of Erdbaumechanik was not the
culmination of the development of soil mechanics but only
the beginning. It might have gone unnoticed but for the
striking and unexpected settlement of the new and
monumental structure that was to house the Massachusetts
Institute of Technology. Settlement of the new home of one
of the leading technical institutions of the world came as
a great shock to all concerned. John R. Freeman, an
alumnus of the Institute and one of the outstanding
engineers of his day, saw in Erdbaumechanik a possible
explanation for what had happened and recommended that
Terzaghi be invited to MIT. The invitation coincided with
a sabbatical leave for Terzaghi, and Terzaghi accepted with
alacrity. ‘Terzaghi's students at MIT from 1925 to 1928
were the true old-timers in soil mechanics. They absorbed
the new teachings, carried them into practice, introduced
the subject into the curricula of many universities and
enthusiastically guided it into the mainstream of civil
engineering.
Terzaghi entered into his work at MIT with missionary
zeal. Almost immediately he was invited to address the
Boston Society of Civil Engineers, before whom he presented
the paper "Modern Conceptions Concerning FoundationEngineering". ‘Two years later “The Science of Foundations
- Its Present and Future" appeared in the Proceedings of
the American Society of Civil Engineers, and was discussed
by an impressive number of the outstanding practitioners
and educators of the day. In the meantime research at MIT
proceeded on many fronts, under Terzaghi's close guidance,
by such students as Glennon Gilboy, Arthur Casagrande, Leo
Jurgensen, indeed a host of people whose names you would
recognize.
The thrust of Terzaghi's papers and much of his
research at MIT was directed to observations of the
behavior of full-scale structures, together with the
determination of the significant physical properties of the
subsurface materials. For example, in a letter of July 14,
1927, Terzaghi wrote to Mr. C. H. Eiffert, Chief Engineer
of the Miami Conservancy District at Dayton, Ohio, “I
received your letter of July llth and was very pleased to
learn that you are willing to cooperate with us on an
investigation of the core of one of your hydraulic fill
dams. It seems to me that it would be advisable to sink
the shaft through the core of the Germantown Dam... The
data obtained from the Germantown shaft would be correlated
with the data obtained from the drill hole sunk into the
core of the same dam..." In a previous letter he had
commented, "The gentleman who would be in direct charge of
the work was known as an exceptionally brilliant student.
He graduated two years ago and spent the last year as a
research assistant in my soils laboratory at M.I.T. Hence
there is no doubt that he would handle the proposition to
the full satisfaction of everybody concerned. He wants to
select the investigation as a topic for a Doctor's thesis"
The man was Glennon Gilboy, and his thesis did indeed
materialize, as well as a paper on hydraulic fill dams in
the Journal of the Boston Society of Civil Engineers.
Gilboy went on to become Terzaghi's successor at MIT when
Terzaghi returned to Europe in 1928. His thesis was only
one example of Terzaghi's continuing efforts to obtain, and
to encourage other engineers to obtain, field ‘data
regarding performance and soil properties that would
suggest further lines of research or would permit assessing
the ability of the new soil mechanics to predict the
performance of earthworks on the basis of soil
investigations and principles of soil behavior.
The pattern established by Terzaghi for instruction
and practice-related research was carried on at MIT by
Gilboy and his associates and students, including spencer
Buchanan, who presented a thesis in 1931 on “An
Experimental Investigation of the Seepage through ModelDikes' Arthur Casagrande, another of Terzaghi's
associates, established his own laboratory and courses at
Harvard and in 1931 conducted research along similar lines.
Others becoming acquainted with soil mechanics, either by
direct contact with Terzaghi and his successors or by the
extensive literature that was beginning to appear, began to
offer instruction in the new subject. In 1936 the First
International Conference of Soil Mechanics and Foundation
Engineering was organized at Harvard by Arthur Casagrande.
This event might be called the “coming-out party" for the
new discipline. It brought together over 200 workers from
20 countries; the Proceedings of the conference became one
of the major sources for instruction and practice in Soil
Mechanics and Foundation Engineering; and Terzaghi set the
tone and direction of future progress by his well-known
opening address and other discussions during the
Conference. It seems rather remarkable in retrospect that
there were already substantial laboratories and courses in
soil mechanics in major universities throughout the country
and throughout the world, only a decade after the
appearance of Erdbaumechanik.
Prominent among the attendees were representatives of
the U.S. Army Corps of Engineers, one of the first
organizations to realize the potential value of the new
subject for its work in the construction of dams and
levees. Among this group was Spencer Buchanan, who had
established and was then in charge of the soil ‘mechanics
laboratory of the U. S. Waterways Experiment Station at
Vicksburg, Others included Gail Hathaway, Hibbert Hill,
Benjamin J. Hough, Jr., Theodore T. Knappen, Thomas A-
Middlebrooks, Robert Philippe, and Francis B- Slichter.
This is only a partial list, but you will recognize many
well-known hames. The Corps of Engineers needed soil
mechanics, utilized it and, especially under the regime of
Dad Middlebrooks when he was placed in charge of soil
mechanics in the Office of Chief of Engineers, supported
research of the greatest importance, such as the triaxial
testing programs at Harvard and MIT.
By no means, however, was soil mechanics universally
accepted. many prominent engineers, perhaps turned off by
the mathematical formulations and unconvinced that the
mechanical and hydraulic properties of such variable
natural materials as soils could be reliably evaluated by
tests, lost few opportunities to belittle the importance or
practicality of the subject. On October 7, 1937, the
American Society of Civil Engineers held a symposium on
soil mechanics in Boston. Four papers were presented, one
by Terzaghi on measurements of settlements of structures inEurope, to which Terzaghi had returned in 1928. Two of the
other papers were by representatives of the Corps of
Engineers: Spencer Buchanan's paper on "Levees in the Lower
Mississippi Valley" and Ben Hough's paper on "Stability of
Embankment Foundations". Spencer's paper was a thorough
discussion of the side slopes, foundations, and control of
seepage of the levee system for which the Corps of
Engineers had long been responsible. It indicated the
benefits of applying the principles of stability analysis
and of soil mechanics in general. Characteristic of the
skepticism regarding the subject was a discussion by Mr. A.
Streiff, a Vice President of the Ambursen Engineering
Corporation, designers and builders of buttress dams. A
few quotations from his discussion characterized the
feelings of the many engineers unimpressed by the
developments. "The method of computing these slopes,
described by Mr. Buchanan, does not seem to the writer to
offer any better guaranty for their stability than that
obtainable by older methods. Unfortunately, the great
advances in soil mechanics are confined to the laboratory.
The writer disagrees with Mr. Buchanan and feels that, for
the present at least, the application of soil mechanics has
caused no visible progress in: (1) The art of foundation
design; and (2) the methods for computing soil stability.
The first has always been quite adequate, and computation
methods are as approximate as they ever were.
“The practical art of constructing earthwork has been
entirely successful since ancient times . . . Among the
many dams constructed on soil foundations in modern times
may be mentioned the Alcona Dam, built on a fine quicksand
foundation 100 ft deep under artesian pressure, and
successfully holding 40-ft head since 1923. None of these
works needed the modern soils laboratory.
“. 4. Soil mechanics, at least to the present, has
not visibly enriched the’ 'toolbox' of the practicing
engineer. Nevertheless, continued research remains of the
greatest importance in spite of the paucity of practical
results. . ."
Spencer replied politely and mildly, "The writer does
not agree with Mr. Streiff in his statement ‘for the
Present, at least, the application of soil mechanics has
caused no visible progress'. The interest manifested by
the Engineering Profession both in the United States and
abroad, involving foundations and structural stability of
soils, appears more than to substantiate the writer's
general attitude as expressed in the basic paper".This was the state of soil mechanics in March 1938
when I knocked at the door of Arthur Casagrande's office
for permission to audit his courses in soil mechanics. He
was gracious enough to agree, even though he certainly had
reservations about the advisability of my entering his
classes in the middle of a second semester. For me the
timing was fortunate, because it gave me the opportunity to
work in Casagrande's lab during the summer when there were
few other students to assist him. In the fall, Terzaghi
arrived, having left Vienna without most of his
possessions, while under pressure to join the Nazi war
effort. His entry into the United States was made possible
by guaranties from Casagrande and from A. E. Cummings, then
Chicago District Manager of the Raymond Concrete Pile
Company, that he would be an asset to the country. Harvard
provided him a small office where it was rumored he was
working on a book. Save for a few lectures, we students
rarely caught a glimpse of him.
Knowing that the City of Chicago was about to embark
on the construction of its first subway, Al Cummings
arranged for Terzaghi to deliver a lecture in that city.
He chose to talk on the danger of building subways in soft
clays beneath large cities. After the lecture he found his
services in demand by both the City and by the Property
Owners Association. As conditions for his retention he
required establishing a laboratory, carrying out a boring
and testing program, and placing this work under the
supervision of a man whom he would select. When the City
agreed to meet these conditions, Terzaghi suddenly realized
that he had no such person in mind. Since I was an
irregular student not taking Casagrande's courses for
credit, it was my good fortune to be selected, and within a
week my wife and I were established in Chicago. Thus began
an association that remained active throughout Terzaghi's
lifetime. A few anecdotes will illustrate how he worked
and how he brought soil mechanics to maturity.
Before I left for Chicago, Terzaghi called me into his
office and abruptly asked me what tests I proposed to run
in the laboratory. Indeed, I had not thought about the
subject and had no idea. I suggested determining water
contents and Atterberg limits, and perhaps making some
consolidation tests. Terzaghi nodded his agreement and
then asked, “What about unconfined compression tests?" I
was a bit surprised, because these tests were not part of.
the laboratory curriculum at Harvard, and I had the
impression they were considered a bit old-fashioned. 1
probably looked puzzled, whereupon Terzaghi commented that
in the soft Chicago clays settlement adjacent to thetunneling might be the major problem, and that he thought
there would be a relationship between the settlement and
the stiffness of the clay. The stiffness would be
reflected in the unconfined compressive strength. Indeed,
since the unconfined compression tests could be carried out
very rapidly, the routine laboratory investigation of the
thousands of Shelby tube samples taken for the project
became the backbone of the investigation. It quickly
became evident that settlements were generally larger where
the clay was softer, and we soon saw a rough quantitative
relationship between the strength of the clay and the
effect of tunneling on overlying streets and adjacent
buildings.
The first sections of the subway were constructed
somewhat outside the downtown region, and our tests showed
that the compressive strengths in the downtown area were
substantially lower than those where the first tunnels were
excavated. It seemed evident that the movements, which
were substantial in some of the outlying areas, would be
too great to be tolerated if the same tunneling techniques
were used downtown. Consequently, it was decided that, in
contrast to the hand-mined methods used outside the
business district, shield tunneling would be required in
the downtown area. This was a major decision; shield
tunneling had not previously been used in Chicago. ‘The
decision was based, not on any theory, but simply on
experience elsewhere and on the observed general
correlation between strength and the effects of tunneling.
The settlements associated with tunneling were at
first considered to be somewhat mysterious, especially by
the contractors who steadfastly insisted that their
underground operations could not be the cause of any
surface effects. As soon as our soil laboratory was
organized, Terzaghi suggested that we should try to measure
movements inside the tunnel during the advance of the
heading and to correlate this information with the
settlements on the street surface. On Terzaghi's next trip
we presented him with a diagram showing the details of the
mining operation for a 72-hour period, settlements of the
street surface measured at four-hour intervals at
cross-sections 20 feet apart in the vicinity of the
heading, and measurements of the inward movement of the
clay both laterally and vertically, as soon as it was
exposed by the excavation. We drove steel points ahead of
the working face in such a way that we could measure their
inward movement toward the tunnel as the face advanced. We
also kept detailed records of the advance of mining in each
of the drifts into which the headings were divided, as wellas of the time and method of installation of bracing and
lining. Terzaghi was obviously more than pleased with the
results, although he suggested a number of improvements we
could make the next time we carried out such a test. The
results, crude as they were, showed that the volume of the
inward ‘squeeze and volume of settlement of the street
surface were approximately equal, and thus established a
connection between excavation | methods and adjacent
movements. At first the contractors resisted our
interference, but before long even they began to make
similar measurements for their own guidance. ‘The value of
the observations became apparent at the interface between
Contracts S-5 and S-6, the first and last of the hand-mined
subway contracts. The settlements above the first contract
in the middle of the street were on the order of a foot;
those above the last were less than three inches.
Many people interested in soil mechanics came to visit
the subway construction, including Spencer Buchanan. My
diary for Wednesday, March 6, 1940, reads, "Showed Buchanan
of U.S. Army Engineers $6 and pressure section in morning,
with Knapp showing him D-1 shields and various settlement
records in afternoon". The entries for Friday and
Saturday, March @ and 9, read "Ill at home with flu". This
is an occasion I will long remember. After I showed
Spencer the test section that we had installed in Contract
S-6, I decided it would be quicker to come out of the
tunnels through an emergency air lock on the street surface
near the end of the contract, because it was a long walk
back to the main locks. The emergency lock was a steel
tank on the ground surface, reached through a shaft with a
ladder in it.
Spencer and I climbed the ladder and shut the lock
door, and I proceeded to reduce the air pressure so that we
could emerge. As you know, when air pressure is reduced
under these conditions, the temperature falls, and it
became very cold in the lock. Furthermore, on that early
day in March, the outside temperature was well below
freezing. As I lowered the air pressure, Spencer began to
have pains in his ears, so I went through the procedure of
raising the pressure a little, lowering it a little more,
raising it again, and gradually working our way down to
atmospheric pressure, all the time getting colder. We
finally got out of the lock, and I deposited Spencer
downtown with my boss, Ray Knapp, who was to show him the
shield tunneling. The 45 minutes it took us to get out of
the lock, starting from the warm humid atmosphere of the
tunnel itself, left me with a bad cold that turned into the
flu - the only time that I can recall that I ever missed
=owork on the subway project. Some time later I asked
Spencer if he had any trouble afterward, and he said he had
no ill effects whatsoever. For that reason, among others,
Spencer's visit stood out in my recollection. I must
confess that I never quite forgave him for his touchy ears.
During the course of subway construction, Terzaghi
wrote a number of memoranda containing suggestions for
additional observations and for improving construction
Procedures. He asked innumerable questions that could be
answered only by measurements in the field. In his
discussions with the laboratory crew and with the design
and construction forces he made many suggestions for
improvements. Throughout this period, which lasted nearly
two years, I cannot recall his making a single theoretical
calculation. He suggested and we attempted numerous
correlations among soil properties, geometry, and effects
of tunneling, and with the aid of the correlations we began
to feel that we understood cause and effect; the
understanding came about exclusively as a result of
detailed observations and measurements.
Near the end of the project, when all the data had
been assembled, condensed into working memoranda, and
described in almost daily correspondence with Terzaghi, he
settled down to study all the information. The result was
his paper on liner plate tunnels of the Chicago subway,
published in the Transactions of the American Society of
Civil Engineers. While he was writing the paper, he
bombarded me with questions about gaps in the data we had
furnished, about statements in our memoranda, and about
information that might be in our files that had not come to
his attention. The questions indicated that he was turning
over in his mind every piece of data that we had obtained.
The paper, which condensed the experience, also contained
for the first time a simple and straightforward theory for
calculating the stability of liner-plate tunnels in soft
clay, for determining the amount of air pressure necessary
to achieve the stability, and thus for making the decision
whether shield tunneling might be required to prevent
excessive movements or instability.
I present this example as being totally characteristic
of Terzaghi's approach as soil mechanics began to mature.
Theory came last, not first. What counted was reliable and
pertinent information from the field with respect to both
soil properties and behavior, the development of
correlations among the various variables observed, and the
understanding of the basic phenomena involved. Theory was
a product of the phenomena observed, not the starting
point.
-.l-During this same period, Terzaghi was writing his
first major book in English, “Theoretical Soil Mechanics".
Because he undertook this book before writing a treatise on
applied soil mechanics, some engineers had the impression
that Terzaghi considered theory to be of higher priority.
These engineers either did not believe or did not read the
Preface in which ‘Terzaghi wrote “For the author,
theoretical soil mechanics never was an end in itself.
Most of his efforts have been devoted to the digest of
field experiences and to the development of the technique
of the application of our knowledge of the physical
properties of soils to practical problems. Even his
theoretical investigations have been made exclusively for
the purpose of clarifying some practical issues."
Al Cummings and I, in Chicago, were among several
people whom Terzaghi asked to review his manuscript as it
developed. I remember particularly a section in the
chapter entitled “Earth Pressure on Temporary Supports in
Cuts, Tunnels, and Shafts". Terzaghi had presented a
detailed theory for the equilibrium of sand adjoining the
walls of a vertical shaft located above water table,
including the distribution of pressure against the supports
of the shaft. No corresponding theory existed for shafts
in clay, so Terzaghi undertook to develop one. It was
rather complex, and both Al and I objected to it on the
basis that it was somewhat speculative. Terzaghi refined
it, but retained it. Then, one cold New Year's Day in
Chicago, Sidney Berman and I had the opportunity to make
measurements of the loads in the horizontal rings
supporting the lining of a deep shaft in soft Chicago
clay. They disagreed with the predictions of Terzaghi's
theory. When he saw the data he promptly replaced the
complex article in his manuscript by a single paragraph in
small print which included the statement "However, a study
of the problem on this basis showed that the errors are
likely to be excessive". Characteristic of Terzaghi, he
discarded the theory, not with regret but with pleasure,
because he was ‘guided by the facts. Also
characteristically, he utilized the observations to detect
the reasons for the flaws in the theory.
As we have seen, the early years of adolescence of
soil mechanics were marked by open skepticism by such
practitioners as Mr. Streiff in his discussion of Spencer
Buchanan's paper on levees along the lower Mississippi.
Gradually, however, evidence mounted that, at least in some
previously troublesome problems of considerable importance,
soil mechanics worked. Much of the evidence was assembled
by research workers who investigated failures that had
-12-already occurred. After a footing on clay in Scotland
experienced a bearing-capacity failure under a known load,
Skempton demonstrated in 1942 by making borings and
undrained shear tests that the simple, classical
bearing-capacity formula for a purely cohesive material
would have predicted the failure correctly. Similar
studies by Nixon in 1949 arrived at the same conclusion
regarding the failure of an oil-storage tank at Shellhaven,
and by Prank Bryant and myself in 1953 regarding the
classical bearing-capacity failure of the Transcona grain
elevator that occurred in Winnipeg in 1913. Similarly,
studies of undrained slope failures in soft clay, as
summarized by Skempton and Golder at the Rotterdam
conference in 1948, or Ireland's analysis of the 1952
Congress Street cut, clearly showed the reliability of the
analyses. While some problems, such as those arising in
stiff clays, initially proved less tractable, the practical
usefulness of soil mechanics was rarely questioned as the
subject approached the stage of maturity.
MATURITY
During the period 1942-1948, Terzaghi and I were
engaged in writing "Soil Mechanics in Engineering
Practice". The story of the development of this manuscript
has been told elsewhere. I shall make today only a few
comments particularly pertinent to this lecture.
After completion of the Chicago subway work, Terzaghi
and I collaborated on a number of jobs on which,
essentially, it was my duty to keep personal track of the
work, to organize the observations to be made, to collect
and digest the data, and to furnish periodic summary
memoranda to Terzaghi. He reviewed the information,
quizzed me about details, visited the projects when he
considered it necessary, and usually prepared the final
recommendations. We found this a very satisfactory
arrangement; certainly it was a series of golden
opportunities for me as a young engineer. We seemed to
work well together on this basis, and we undertook the
preparation of a book on applied soil mechanics on a
somewhat similar plan. He was to supply a rough manuscript
covering much of the text, and I was to fill in gaps,
perfect the organization, and see that the work was in good
English. As I received portions of the text, my enthusiasm
was boundless. Tt was obvious to me that the book would
establish soil mechanics as a major component of civil
engineering. When I returned the revised manuscript to him
for his approval, his reaction was an unpleasant surprise.
-13-He wrote "I started working on your text, but I have to
spend far more time on it than I anticipated. What you
have sent to me is not a ripe manuscript. It is a crude
draft . . ." He emphasized that I needed to spend much
more time on the language, which he said was not nearly as
good as my ordinary business correspondence. So I tried
again. The results were not much better. Our mutual
frustrations grew, but eventually it became apparent that
the real difficulty was not in the language but in the lack
of a consistent rationale for the subject. The text was a
collection of useful and interesting information, but it
lacked a philosophy, particularly with respect to such
day-to-day problems of the geotechnical engineer as
foundation or retaining-wall design. After much painful
assessment, it rather suddenly came to our minds that much
of the practice of foundation and earthwork engineering
actually had a quite satisfactory empirical basis,
sometimes stretching back for generations, and that this
empirical basis contained a vast amount of knowledge that
the engineer could and still should use. Soil mechanics
could point out the circumstances under which the body of
empirical knowledge might be unreliable and could furnish
the means for coping with problems for which traditional
practice would be unsuitable. We realized, for example,
that retaining walls were being designed by essentially
empirical procedures, although the calculations appeared to
be based on earth pressure theories, theories that led to
designs that had been successful in the past. The function
of soil mechanics was to indicate the circumstances under
which the empirical procedures were valid, and to provide
means for designing walls under circumstances not
compatible with the empirical rules. Similar
considerations applied to footing and, in some instances,
to pile foundations. With the role of soil mechanics thus
clarified and the manuscript again revised accordingly,
Terzaghi in a happy inspiration chose for the title, "Soil
Mechanics in Engineering Practice", a title that reflected
the maturity of the subject.
Terzaghi made every job a learning experience, an
attitude that is unfortunately not so widespread today as
might be. The periods of greatest satisfaction to him were
those in which he settled down to digest one of his jobs,
to extract from it what had been learned, and to note
whether the field behavior disclosed something at variance
with the best predictions that could be made. He often
commented that he learned little from experiences that
agreed with his predictions. It was the exceptions that
provided food for further thought and investigation, and
that advanced the knowledge of soil mechanics.
-14-In the last few years of his life, Terzaghi became
immersed in the simultaneous design and construction of
Mission Dam, subsequently named Terzaghi Dam, in British
Columbia. It was one of his most difficult assignments.
Even though confined to his home after several serious
operations, he continued to work vigorously on his final
evaluation, and completed, with his young associate Yves
Lacroix, his last technical paper. I am confident that the
necessity he felt to complete that paper, the digest of his
final and most challenging task, prolonged his life. He
would not have dared to leave it unfinished.
EPILOGUE
I hope this talk has given you a glimpse of the man
who did so much to cceate the profession that gave Spencer
Buchanan, myself, and countless other engineers a
challenging and satisfying life work. To the end, he
guided the profession by example. His method of working,
to let Nature speak for itself through careful observations
and measurements, should provide guidance for all of us.
It is a vital and necessary approach, even in this day when
our ability to make calculations vastly exceeds that which
existed in Terzaghi's time. I am sure Terzaghi would have
been pleased to be relieved of the drudgery of
calculations, but I am egually sure that he would have
continued to insist that careful observation and
understanding of the physical phenomena are the court of
last resort.