Professional Documents
Culture Documents
By
AVEMAR T. TAN
1 April 2010
I. INTRODUCTION TO THE STUDY:
Despite the fact that health has been recognized early on as a determinant in the success
of wars as evidenced by Thucydides’ account of the eventual fall of Athens which he attributed
to the onset of the plague, the degree of attention placed on health as a factor in maintaining
Thus, although the foundation of a system for international cooperation on the prevention
of the spread of infectious diseases was laid down in 1851 through the International Sanitary
Conference, the effort did not succeed in maintaining the idea that health concerns were directly
Preoccupation with the successive World Wars and the arms race between the United
States and the Soviet Union that followed during the Cold War solidified the existing primacy of
“hard security” and the extant threats to it. With the end of the Cold War however, new
discourses on a multitude of other security issues emerged (Leboeuf and Broughton, 2008;
According to John Kirton and Jenilee Guebert (2009), what finally transformed
“international” efforts at managing health issues into “global” efforts were, firstly, the WHO
campaign of “health for all” launched during the 1970’s that brought to light the idea of the
TAN, Avemar T. • Pandemics as threats to Global Health Governance and Security 2|Page
social and economic determinants of health (Kirton and Guebert, 2009). This introduced the role
of the individual as an actor and not just the nation-state cooperating with other states in limited
ways as sovereigns in charge of managing their respective health situations. In addition to this,
Kirton and Guebert (2009) also highlight the role globalization played in shifting international
focus to human security and in involving other international organizations in the field of global
health governance.
In the last two decades, globalization, which has triggered increased trade and travel
across borders, has heightened the vulnerability of states to the spread of diseases (Labonte and
Schrecker, 2007; Davies, 2008; World Health Organization, 2003; Fischer 2008). This increased
movement of people between states and territories, as history would show, has contributed to the
higher rate of transfer of disease, widening its scope and the magnitude of its geographical
spread (Fischer, 2008; Glasgow, 2008; Leboeuf and Broughton, 2008). Two examples of
communicable diseases, which quickly became pandemics, are the Severe Acute Respiratory
In the midst of these however, there remains an absence of a global government that
could effectively address health concerns of this magnitude. Coupled with the international norm
of the sovereignty of states, linking efforts towards a similar goal and inciting obedience among
states to follow certain measures have been quite a challenge (Mitrany, 1966; Brown, 2002). The
thus necessary that an examination into the way by which the existing global health governance
regime responded to the threat of epidemics such as SARS be done to determine which specific
TAN, Avemar T. • Pandemics as threats to Global Health Governance and Security 3|Page
international laws, principles and norms in place were instrumental in a controlling the spread of
the disease. More specifically, this study shall examine what measures were adopted, what
difference these moves made and what factors pushed the states to cooperate.
Recognizing the increasing importance of global health governance within the context of
an anarchical international state system, the ways in which international institutions such as the
World Health Organization responded to the threat of the global pandemics such as SARS are but
necessary.
This research thus aims to study the way by which the international community
collectively addressed the specific pandemic of Sever Acute Respiratory Syndrome or (SARS). It
shall attempt to point out areas for further improvement and opportunities for strengthening
B. Research Question: How did the current global health governance regime respond to the
SARS pandemic and what implications would these responses have for the future of global
health governance?
Guide Questions:
3. What affect did these responses have on the containment, prevention and cure of these
two pandemics?
TAN, Avemar T. • Pandemics as threats to Global Health Governance and Security 4|Page
4. What are the areas for further improvement in responding to global health concerns
This study argues that the response of the global health governance regime, as
represented in particular by the World Health Organization, to the pandemic of SARS has
implications on the evolution and development of global health governance and state cooperation
D. Research Objectives:
1. To inform the reader about the history and development of the existing global health
governance regime and the main actors present under the system
2. To analyze how the existing regime’s response to the threat of SARS affects global health
governance
3. To trigger further academic research into the possible ways by which the current global
TAN, Avemar T. • Pandemics as threats to Global Health Governance and Security 5|Page
E. Theoretical Framework of Analysis:
David Mitrany’s seminal work “A Working Peace System” that contains a series of his
essays written some time between 1943 and 1955 serves as the theoretical ground on which this
paper rests. Written years after the dissolution of the League of Nations and the subsequent
Second World War, Mitrany’s essays confront a period where state cooperation has been severely
challenged in light of prevailing sentiments of state sovereignty. In his works, Mitrany posits the
idea that “the root of international problems and the real obstacle to international cooperation and
peace is the division of the world into sovereign states” (Siddiqi, 1995).
Relative to this observation, he proposes the idea of the functional alternative and of
functional actions in building an international society. In contrast to the traditional idea of ceding
state sovereignty in favor of international superstructures that shall govern state relations,
Mitrany suggests the development of cooperation in areas which most if not all states would
have a sufficient stake and benefit (Mitrany, 1966). He theorizes of a functional approach that
would require states to pool rather than surrender, part of their sovereignty and which would
Mitrany identifies the area of health as one of those where functional cooperation may be
useful. He alludes to the International Sanitary Conference of 1851 to illustrate how states took it
upon themselves to collaborate and resolve the pressing issue of the cholera outbreak that was
then being transmitted via trading ships (Mitrany, 1966). While at the core of Mitrany’s theory is
the centrality of the “state” as an international actor, his theory remains timely and relevant even
TAN, Avemar T. • Pandemics as threats to Global Health Governance and Security 6|Page
at the present where multiple actors have been known to exist. This is because the usual culprits
that prevent the successful application of international laws and conventions remain to be the
idea of sovereign states refusing to bend to the dictates of the consensus of the majority of
nations.
This paper examines the current global health governance regime’s response to SARS
and its implications on the reformation and development of global health governance. As such,
there is a need to clarify what constitutes the said regime. The first portion of the succeeding
section is devoted to a discussion on the evolution of health governance from its “international”
to its present “global” form. In passing, the conventions reached during the early International
Health Sanitary Conferences is considered, along with the existing, relevant international health
After establishing what constitutes the regime in question and who the notable actors in
the system are, the study goes on to present data on the emergence of the Severe Acute
Respiratory Syndrome pandemic which was formally recognized in early 2003. This particular
infectious disease has been chosen for this study since it has been considered as the “second
major event of the 21st century to change the perception of the infectious disease threat in the
eyes of politicians and the general public” (Heymann and Rodier, 2004a). In particular, with the
SARS pandemic came the realization that through globalization, infectious diseases have become
more potent threats to human health and safety (Heymann and Rodeir, 2004a). Basic facts on
TAN, Avemar T. • Pandemics as threats to Global Health Governance and Security 7|Page
how the disease is transmitted, its symptoms, and the statistical data on its geographical spread
are also provided to illustrate its magnitude followed by the central discussion on the operational
response carried out by the regime to address the pandemic. The paper looks particularly at the
World Health Organization, the UN organization that took up the lead role in containing the
threat. Various efforts, including the actions taken by states such as China who were hit
The fifth part of the paper focuses on the implications of the SARS pandemic on global
health governance, in particular, on how the operational responses and its results will affect the
role of the World Health Organization and the prevailing health governance regime. This is
followed by an analysis, which has at its core, David Mitrany’s (1966) theory of functional
cooperation after which the study’s conclusions are laid out and the recommendations for further
containing SARS is an equally interesting and important topic to address, this has not been
attempted due to the limited time, capacity, resources and space, which constrained the author. In
addition, such a study would warrant the development of sound and justifiable criteria to serve as
benchmarks for the evaluation, a task that would take significant amounts of further research,
which the writer cannot sufficiently undertake at this point to mount a credible and scholarly
assessment. Future attempts at developing such a criteria for examining WHO’s operational
response to SARS may however benefit from a rather similar work written by Javed Siddiqi
TAN, Avemar T. • Pandemics as threats to Global Health Governance and Security 8|Page
II. WHO GOVERNS? GLOBAL HEALTH GOVERNANCE IN AN ANARCHICAL
WORLD
At no other time has the effect of globalization on health been more profoundly
highlighted as it was in early 2003 when the world was jolted by the news of a fast-spreading,
highly infectious and incurable disease, Severe Acute Respiratory Syndrome (SARS) (Heymann
and Rodier, 2004a; World Health Organization, 2003; Davies, 2008; Smith, 2009; Kirton and
Guebert, 2009; Fischer, 2008). Heightened globalization that has brought the world closer via
fast and accessible modes of travel have likewise permitted the faster transmission of
communicable diseases across borders where human vectors of disease can easily switch
locations, mingle with other members of the population and transmit the pathogen.
Yet despite the relatively recent advent of globalization and of SARS, which rode its
waves, the initial response to this event as well as the UN agency that led global efforts for the
disease’s containment has its roots in as far back as the 1851 International Sanitary Conference
(Siddiqi, 1995; Kirton and Guebert, 2009; Loughlin and Berridge, 2002).
Due to the Industrial Revolution of the 19th Century, which brought forth significant
developments in travel and trade, new diseases found its way across once unchartered borders
(Siddiqi, 1995; Loughlin and Berridge, 2002). In response, quarantine measures, which had
earlier been employed in the 15th century by Italian city-states were set in place at various ports
(Siddiqi, 1995; Fidler, 1999; Maclean, 2008). These quarantine measures were, however,
arbitrary in nature and the costs relating to such measures lay heavily on maritime nations such
TAN, Avemar T. • Pandemics as threats to Global Health Governance and Security 9|Page
as Britain and France who eventually feared economic collapse more than the threat of new
disease (Siddiqi, 1995; Fidler, 1999; Maclean, 2008). Thus, there were those among these states
who opposed quarantine measures and sought to abandon them (Siddiqi, 1995). However, in
1830 and 1847 successive cholera outbreaks plagued Europe, pushing the affected nations to
collaborate in order to contain and prevent its further spread (Siddiqi, 1995; Maclean, 2008).
The first of what would be eleven International Sanitary Conferences that took place on
23 July 1851 in Paris actually accomplished little in terms of setting specific measures to contain
cholera (Siddiqi, 1995; Maclean, 2008; Leboeuf and Broughton, 2008). This was due in part to
the lack of correct information on the nature of the disease and the refusal of Britain to accept
proposals to adopt quarantine measures, arguing that the disease was not communicable (Siddiqi,
1995). In spite of the fact that the Conference contributed little in the development of strategies
to combat cholera, this first International Sanitary Conference has been identified as the earliest
Subsequent International Sanitary Conferences were held but again, there was meager
progress until the seventh conference, which gave way to the first International Sanitary
Convention that mandated sanitary measures for Westbound ships passing through the Suez
Canal (Siddiqi, 1995; Fidler, 1999; Loughlin and Berridge, 2002). Other Conventions dealing
with specific diseases such as the plague were eventually conceived and eventually, these were
codified and consolidated during the eleventh International Sanitary Conference (Siddiqi, 1995).
In addition to this, an agreement creating an international health office called the Office
The central role played by this Office was eventually replaced when in the 1920’s the
League of Nations was established, and along with it, a League Health Organization (Siddiqi,
1995; Fidler, 1999; Loughlin and Berridge, 2002; Maclean, 2008). With the eventual dissolution
of the League and the rise of the United Nations came a new organization, the present-day World
Health Organization (WHO), whose objective is the “attainment by all peoples of the highest
According to David Fidler, the WHO, through Article 21 of its Constitution promulgated
the International Health Regulations (IHR) as the “only international health agreement on
communicable diseases that is binding on [WHO] Member States” (Fidler, 2003; World Health
Organization, 1996).
The International Health Regulations represents the evolution of the consolidated treaties
on the control of infectious diseases that were produced between 1851 and 1945 as well as
1999). The sheer amount of these treaties during the period after the war had weakened the
prevailing health governance regime since it contained inconsistencies, holes, or were otherwise
overlapping and confusing thus creating the need for its eventual consolidation and also, the
creation of a single specialized agency to promote international health cooperation (Fidler, 1999;
Siddiqi, 1995).
security with minimum interference (Fidler, 1999). This was done through the development of a
global surveillance system for the diseases mentioned in the IHR namely yellow fever, the
By the time the global threat of SARS emerged however, the prevailing International
Health Regulations, which the World Health Organization had begun to reform in 1997, proved
to be outdated and technically inapplicable to the situation. However, the same basic principles
and action plans contained in the IHR were set in place during the SARS pandemic.
Severe Acute Respiratory Syndrome (SARS) first came to the attention of the WHO
sometime in late February 2003 through the late Dr. Carlo Urbani who alerted the Organization
on the news of an unidentified respiratory illness infecting hospital staff in Hong Kong and
Vietnam (World Health Organization, 2003; Gerberding, 2003). Dr. Urbani died of the disease
late the following month and became one of SARS’ early casualties (World Health Organization,
2003).
By 12 March of the same year, the WHO issued its first global alert on cases of “atypical
pneumonia” with the following symptoms: high fever (temperature greater than 100.4°F
[>38.0°C]), headache, overall feeling of discomfort, body aches and mild respiratory symptoms
developed pneumonia (Center for Disease Control, 2004). It was later determined that SARS was
caused by a new strain of coronavirus that is believed to have originated from domesticated
The virus began its attack in the Chinese province of Guangdong in as early as November
2002 where multiple independent cases of SARS were recorded in seven of its municipalities
(WHO, 2003c). While news of a deadly disease spread, it has been widely documented that
China had not reported the cases to the WHO and that even after the Organization had inquired
about the rumors of a “fatal flu” they downplayed the incident and claimed that it was under
control (Smith, 2009). Not long after these early cases, the number of patients suffering from the
symptoms mentioned had rapidly increased (WHO, 2003c). All in all, there were a total of 1,512
confirmed cases of SARS in the Guangdong outbreak (WHO, 2003c). Especially vulnerable
were the elderly and the health care workers in urban hospitals where patients were treated and
where the disease is believed to have amplified in terms of transmission (WHO, 2003c).
From China, the virus easily spread to Hong Kong, Vietnam, Singapore and Canada
through air travel after a doctor who treated patients in China (Mainland) with atypical
pneumonia reported suffering from the same symptoms when he spent a night in a hotel in Hong
Kong. Through contact tracing, it was determined that around 16 people who occupied rooms at
the same floor had been infected. In turn, these people had traveled by air to other countries
including Vietnam and Canada, bringing with them the deadly pathogen resulting into an
claimed seven hundred seventy five (775) lives out of a cumulative total of eight thousand four
hundred three (8,403) probable cases spanning twenty nine (29) states (WHO, June 2003b).
Ninety-five percent (95%) of reported cases occurred in the Western Pacific Region (World
Health Organization Regional Committee, 2003). By the end of its run, the fatality ratio of SARS
What made SARS particularly worrisome during the early days of its detection was the
fact that it did not respond to any course of treatment known to address lung infections and most
patients had since then developed severe pneumonia from which none had yet recovered (WHO,
2003c). In addition to this, health workers comprised a considerable percentage of those infected,
threatening the very institutions meant to address the concern (WHO, 2003c).
Health management and protection has traditionally been considered the sole
responsibility of the state to its population where the “state governments are assumed to have
ultimate authority over their own domestic affairs” (Smith, 2009; Fischer, 2008). The present
scenario characterized by heightened globalization has however challenged this notion especially
as the SARS case had shown, disease essentially “respects no borders” (Fischer, 2008). In
responding to the threat of SARS therefore, the WHO’s capacity and influence was tested, while
diseases is composed existing norms, principles and conventions on health as codified in the
1969 International Health Regulations (the revisions of which had yet to be finalized at the time
of the outbreak). To-date, it remains the only internationally binding agreement on the
management of communicable diseases (WHO, 1996; Fidler, 2004). Despite being archaic,
addressing a very limited number of diseases specifically yellow fever, the plague and cholera,
its core principles and strategies for action became the foundation on which the response of the
quarantine measures and disease surveillance that had been 19th century innovations were the
same core ideas employed in the management of SARS years later (WHO, May 2003a;
For instance, even prior to the first known cases of SARS which have been determined to
have emerged around November of 2002, the WHO had already set in place a Global Outbreak
Alert and Response Network (GOARN) in the year 2000 and a Global Public Health Intelligence
and Rodier, 2004b). These surveillance mechanisms proved to be vital in alerting global health
governance actors such as the World Health Organization on emerging infectious diseases which,
most often than not, depends on the state’s willingness to report considering the potential
like outbreak in Mainland China in as early as 27 November 2002 (Heymann and Rodier,
2004b). Acting on its suspicions, WHO requested for further information from the Chinese
Ministry of Health but were informed that the cases were normal and were occurring among
Beijing and Guangdong’s school-children (Heymann and Rodier, 2004b). By February 2010 the
GPHIN again picked up news on a “strange contagious disease” but although Chinese officials
confirmed the existence of an outbreak on the 19th of that month, they had declared that it was
relased on line last 16 April 2003, was through four fronts namely “(1) On the ground-and in the
air; (2) on the ground-international field support and logistics coordination; (3) epidemiological
“On the ground-and in the air” response aimed primarily at information dissemination.
The WHO issued various global alerts and travel advisories, often without the state’s prior
consent (WHO, April 2003d; WHO, March 2003; Smith, 2009; Fidler, 2004; Zacher 2007). After
its initial global alert on 12 March 2003 wherein the WHO advised that persons suffering from
atypical pneumonia be isolated and treated according to strict public health regulations, the
Organization continued to issue regular updates, reports, alerts and travel advisories keeping the
international community informed on the spread of the disease (WHO, 2003c; Heymann and
Rodier, 2004a).
advisory, the WHO was able to provide a name and case definition for the disease, triggering the
beginning of coordinated global efforts (Heymann and Rodier, 2004b). WHO also undertook
proper information management which meant verifying which reports constituted new cases of
SARS and consequently, dispelling other baseless rumors about the disease (WHO, April 2003d).
Case identification, to ascertain if they are indeed SARS, was likewise performed by national
The Organization, which took the central role in this particular case successfully
mobilized health and epidemiology experts from various states to assist in identifying the cause
of SARS and develop a possible cure (Smith, 2009). Just two days after the emergency travel
advisory was released, WHO was able to bring together, through virtual networks, groups of
unprecedented feat and laudable attempt at identifying, among other things, SARS’ causative
agent (WHO, May 2003; Smith, 2009; Heymann and Rodier, 2004b).).
Through its on the ground-international field support and logistics coordination, around
60 health experts representing 20 organizations and 15 nationalities teamed up with the existing
GOARN to review progress, compare experiences and plan further action in containing SARS
for the Western Pacific in August of 2003 lists the following activities undertaken by the
(1) “Establishing a regional response and preparedness team at the regional office;
(2) Sending many experts to countries to support response and preparedness
activities;
(3) Sending emergency supplies to both affected and unaffected countries;
(4) Developing practical infection control and preparedness guidelines and training
materials;
(5) Coordinating with other international agencies and donors; and
(6) Collecting information on SARS and successful control strategies and
disseminating it to Member States and the international community” (WHO Regional
Office for the Western Pacific, August 2003).
Due to these coordinated efforts, the spread of SARS was stopped less than a year from
HEALTH GOVERNANCE
lauded in a number of works (such as Gerberding’s 2003 article in the New England Journal of
Medicine). However, much remains to be done in terms of strengthening and reforming the
The fact that during the time of the SARS outbreak, the International Health Regulations,
last amended in the 1981, covering only yellow fever, the plague and cholera, was the only
legally binding international agreement among WHO member states when it comes to
communicable diseases has had immense implications in the way states responded to the 2003
pandemic. In particular, China, who has been heavily criticized for failing to report the first few
cases of the disease after it was detected by local authorities in November 2002 cannot deemed
as violating any international convention considering that it was legally under no international
obligation to report the existence of the newly emergent disease. Such behavior, in light of an
already anarchical system would prove to be all the more uncontrollable and unpreventable in the
absence of any treaty, convention or international regulation requiring states to report newly
In place of the outdated regulations, the WHO responded by creating the GOARN and the
GPHIN but again, in the absence of a backbone legal structure through which it could require or
press for compliance, the reports secured by the network, as the SARS experience shows,
communicable disease were properly in place, the prevailing Westphalian state system prevents
any international organization from exacting punishment on erring states, and is constrained to
use naming and shaming tactics as what WHO did to pressure China into providing accurate
Despite the plausibility of functional cooperation in areas such as disease control and
health as Mitrany upholds in his 1966 work, one cannot expect full disclosure on the part of
sovereign states when it comes to these matters considering, as the case of 19th century Britain
and France, control measures needed to contain pandemics would have negative effects on trade
and the state’s economic well-being. In the recent SARS outbreak the economies of nations in
the Asian region registered $11 billion to $ 18 billion in losses particularly from the hard-hit
Also, in the face of frequent allusions to the existence of a highly globalized international
system, states remain to be primary actors and decision-makers particularly in situations of this
magnitude. Fidler’s (2003) observation is worth noting: “the problem by-passes the state but the
solution has to rely on the state through the medium of international law.” Although globalization
has undermined state capacity in protecting itself from the entrance of outside threats of disease,
at the end of the day, the state remains to be the sole institution with the capacity and authority to
address the issue (Smith, 2009; Fidler, 2003). This is unless the state has an inadequate public
health system in place and it would willingly seek the intervention of international organizations
and other non-governmental institutions and even then, should the state require assistance, all
part, does not possess the sufficient capacity and resources to go down at the national level to
address actual provision of healthcare to patients suffering from SARS (Smith, 2009).
Thus, while the World Health Organization can mount successful disease surveillance
operations, provide accurate and up-to-date information on the pandemic and coordinate research
on epidemiology and clinical management, the successful containment of the disease is still
dependent upon the quality and capacity of national health networks and institutions who shall be
directly handling the reported cases. Thus, while the cliché “disease knows no borders” may be
valid, it must be realized that the “the prevalence and severity of diseases do correspond to
borders reflecting real differences in state capacity” (Smith, 2009). It is in this sphere that global
It must also be pointed out that despite all references to “global” health governance which
exists in literature, the response to the SARS pandemic has been largely state-driven considering
that reporting was noticeably dependent on state mechanisms and actual disease management
remained in the hands of the affected states (Smith, 2009; Fidler, 2003). This is not to downplay
however, the equally valid observation that the response has achieved a new “global” scale in
that apart from inter-state cooperation, the response has been coordinated by non-state actors
such as the World Health Organization and to some extent regional organizations such as the
response to the 2003 SARS pandemic leads to the following observations and conclusions:
regulations and international laws but only one, the International Health
communicable diseases;
Organization which had taken the lead in addressing the recent pandemic;
was still dependent upon or influenced by the state, its decisions, actions and
interests;
and regional actors combined with the state-centric manner by which SARS
the same lies in the independent realization of states of their role and the
sovereignty;
This study leans towards the recommendation that further development must be made on
the global health governance regime through the conduct of more participative conventions and
assemblies pertaining to matters of health, and in particular highly infectious and communicable
organizations. Such conventions must deal with the threat of future pandemics and how it may be
effectively managed. Reporting and standard quarantine guidelines for travelers must be set in
place. Commitment aimed at strengthening national health institutions must be secured as well.
In light of the recent publication of the revised International Health Regulations, progress
may have very well been made already and the lessons from the SARS outbreak applied
immediately. As such, other courses of action which may be taken at this point is to assess the
World Health Organization’s performance in addressing this and other pandemics such as the
Avian Flu (H5N1) and the Swine Flu (H1N1). Detailed and systematic comparisons of strategies
and action plans undertaken in each of these three pandemics must also be done so as to glean
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