Make Decisions in a Legal Context - Weekly Schedules - Berwick & Dande

Topics

1.0 Regulatory Bodies of the Financial Services Industry

1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 The Main Regulatory Authorities of the Financial Services Industry Main types of Financial Institutions in Australia Legislation, Regulations and Code of Practice Researching Legislative, Statutory and Regulatory Requirements Interpreting Compliance Requirements The Australia Court System Common Law Non Compliance Failure to comply with Common Law

2.0 Legal Compliance

2.1 2.2 2.3 2.4 Policies and Procedures Writing Procedure Documents Employment Contracts Code of Conduct

Term Break Sept 24 to Oct 9

2.5 Ethical Conduct 2.6 Interview Templates 2.7 Documentation 2.8 Workplace Audits (* Next Day Melbourne Cup) 2.9 Compliance Maintenance 2.10 Utilising External Networks and Resources

Final Week For Activity Tasks Completion & Submission Review Week Final Written Assessment Provision for Re-Sits & Finalisation of Student Results

y Schedules - Berwick & Dandenong Classes

N= 25 * 17 Weeks Wks N= 26 * 9 Weeks Wks

DANDENONG CLASS Dates

Mon Jul 25 Dan W122 6-8 PM Mon Aug 1 Dan W122 6-8 PM Mon Aug 8 Dan W122 6-8 PM Mon Aug 15 Dan W122 6-8 PM Mon Aug 22 Dan W122 6-8 PM Mon Aug 29 Dan W122 6-8 PM Mon Sept 5 Dan W122 6-8 PM 1 of 17 2 of 17 3 of 17 4 of 17 5 of 17 6 of 17 7 of 17

BERWICK CLASS Dates

Mon Jul 18 BER A124 1 -3 PM Fri Jul 22 BER A124 12-2 PM Mon Jul 25 BER A124 1 -3 PM Fri Jul 29 BER A124 12-2 PM Mon Aug 1 BER A124 1 -3 PM Fri Aug 5 BER A124 12-2 PM Mon Aug 8 BER A124 1 -3 PM Fri Aug 12 BER A124 12-2 PM 1 of 9 2 of 9 3 of 9 4 of 9

Mon Sept 12 Dan W122 6-8 PM Mon Sept 19 Dan W122 6-8 PM Mon Sept 26 Dan W122 6-8 PM Mon Oct 3 Dan W122 6-8 PM Mon Oct 10 Dan W122 6-8 PM Mon Oct 17 Dan W122 6-8 PM Mon Oct 24 Dan W122 6-8 PM Mon Oct 31 * Dan W122 6-8 PM Mon Nov 7 Dan W122 6-8 PM Mon Nov 14 Dan W122 6-8 PM Mon Nov 21 Dan W122 6-8 PM Mon Nov 28 Dan W122 6-8 PM Mon Dec 5 Dan W122 6-8 PM

8 of 17 9 of 17

Mon Aug 15 BER A124 1 -3 PM 5 of 9 Fri Aug 19 BER A124 12-2 PM

10 of 17 11 of 17 12 of 17 13 of 17 14 of 17 15 of 17 16 of 17 17 of 17 Re-sits

Mon Aug 22 BER A124 1 -3 PM Fri Aug 26 BER A124 12-2 PM Mon Aug 29 BER A124 1 -3 PM Fri Sept 2 BER A124 12-2 PM Mon Sept 5 BER A124 1 -3 PM Fri Sept 9 BER A124 12-2 PM Mon Sept 12 BER A124 1 -3 PM Fri Sept 16 BER A124 12-2 PM Fri Sept 23 BER A124 12-2 PM

6 of 9 7 of 9 8 of 9

9 of 9 Re-sits