i CNG MN TH TRNG TI CHNH ti 3: Cc nghip v ca cng ty chng khon(Tho Nhi) A. Gii thiu chung v cng ty chng khon 1.

. Khi nim, vai tr 2. Lnh vc hot ng 3. iu kin thnh lp (bao gm cc iu kin v vn, loi hnh, cc quy nh php l) 4. M hnh t chc B. Cc nghip v ca cng ty chng khon 1. Mi gii chng khon (Hiu) 2. T doanh chng khon(i) 3. Nghip v bo lnh pht hnh(Thy) 4. Nghip v t vn u t chng khon(Bch Tho) 5. Nghip v lu k chng khon(Hin) 6. Nghip v t vn ti chnh 6.1. T vn c phn ha(My) 6.2. T vn pht hnh(My) 6.3. T vn st nhp, mua bn doanh nghip(Kiu) 6.4. T vn ti c cu ti chnh(Kiu) 7. Cc nghip v h tr (Nng) 7.1. Nghip v tn dng 7.2. Nghip v qun l thu nhp chng khon C. Cc loi hnh v nghip v ca cc cng ty chng khon trn th gii (c im, loi hnh kinh doanh, u nhc im) a. Full-service brokerage firm (Thanh) b. Discount firm (Thanh) c. Wire house(Thanh) d. Specialized firm (Nguyn) e. Carriage trade house (Nguyn) f. Boutique house (Nguyn) (Ngoi ta c phn cc nghip v mi trn th gii(Thanh)) D. KT LUN (Tho Anh) Tng kt s lc cc nghip v chng khon, cc bin php xut nng cao hiu qu hot ng cc cng ty (c v mt php l, nghip v v hot ng qun l) Lu : - Cc bn lm cc phn nghip v th nn i su vo phn tch c im, c s hnh thnh, hnh thc ti Vit Nam v th gii, ng thi ly thm cc v d c th cc cng ty ti th trng Vit Nam v th gii.

- Cc bn nn trch dn ngun c th khi lm danh mc tham kho cho d. - Hn cht l 24h ngy th 7, mnh s c gng hon thanh n th 2 s tng hp li file hon chnh cho cc bn nh gi. (Xin li v s chm tr, v mnh cha c kinh nghim nn c nhiu s sut, mong cc bn b qua! ^^)