Professional Documents
Culture Documents
9 9 0 -PF
Name of foundation
OMB No 1545-0052
For calendar year 2008 , or tax year beginning G Chclrk all that annly Initial return O
--1 ;0 rUse the IRS label
Otherwise ,
Final return
31-1633189
Telephone number (see page 10 of the instructions)
>m m rrI
M
or type.
S ee S pec ifi c Instructions .
(651)
exe pti on C If m ion ak p(eration
is
466-8710
^ ^
1. Foreign organizations , check here 2. Foreign organizations meeting the 85%test , check here and attach computation
ST .
PAUL , MN 55164-0713
Section 501(c)(3) exempt private foundation
Other taxable p rivate foundation
E
Section 4947(a)(1) nonexem p t charitable trust F air mar k e t va l ue o f all a s sets at end
11
of year (from Part /l, col. (c), line 16) ^ $ 237 , 572. Analysis of Revenue and Expenses (The
total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 1 1 of the instructions) l
1 Contributions rfts, grants . etc, received ( attach schedule)
Cash Accrual J Accountin g method . u Other (specify) ----__--_--(Part 1, column (d) must be on cash basis)
(a) Revenue and expenses per books (b) Net Investment income
If the foundation is in a 60 - month termination under section 507(b)( 1)(B), check here . ^
(d) Disbursements
(c) Adjusted net income for charitable purposes ( cash basis onl y)
Check ^
3 4
Interest on savings and temporarycash investments Dividends and interest from securities .
b Net rental income or (loss)
710. 1 , 981.
710. 1 , 981.
STMT 1 STMT 2
5a Gross rents . . . . . . . . . . . . . . . .
Net gain or (loss) from sale of assets not on line 10
m y m
6a
21 , 755 . 21 , 755.
U
r G " (n _
b Gross sales price for all 84 , 02S . assets on line 6a 7 Capital gain net income (from Part IV, line 2) 8 9 Net short-term capital gain . . . . . . . .
Income modifications
O 0 CV
IT 24
446
24
14 uJ LL LU (u 15 X u 17
N
. . . . . . . 1 ,
d 16a Legal fees (attach schedule) b Accounting fees (attach schedule)STMT 3 c Other professional fees (attach schSM. 4 Interest . . . . . . . . . . . . . . . . . .
Taxes (attach schedule) (see page 14 of t^ ctro sl
150.
942.
575.
754.
NON
575
188
18
640.
187.
S 19 E 20 D 21 22 23 24 a
Depreciation (attach schedule) and depletion , Occupancy . . . . . . . . . . . . . . . . Travel, conferences, and meetings , . . Printing and publications . . . . . . . . 9 . 2 NON NON 9 NON
NON
Other expenses (attach schedule) Total operating and administrative expenses Add lines 13 through 23 . . . . . . . . .
,
741.
000.
1 , 525.
NON
1 40
,
763
000
0 25
26
140
142 741.
-118 ,
1 , 525.
NON
140 , 763
27
a
295.
22 , 921. 1 Form 990-PF (2008)
35514300
31-1633189
Attached schedules and amounts in the description co l umn s h ou ld b e f or endo f -year amounts only ( See instructions )
Beginning of year End of year
Paae2
(c) Fair Market Value
B a l ance Sh eets 1 2 3 4
( a) Book Value
Cash - non-interest -bearing , , , , , , , , , , , , , , , , , Savings and temporary cash investments , , , , , , , , , , Accounts rece i vable ^ -----------------------Less allowance for doubtful accounts ^ -- --- --------Pledges receivable ^ ------------------------Less allowance for doubtful accounts ^ -- --- --------Grants receivable , , , , , , , , , , , , , , , , , , , , ,
Receivables due from officers, directors , trustees , and other disqualified persons (attach schedule) (see page 15 of the instructions)
56 , 768.
-6 940.
-6 , 940
5
6
Other notes and loans receivable ( attach schedule) ^ ___ Less allowance for doubtful accounts ^ Inventories for sale or use
y W
y
8 9
Q 10 a
b Investments - corporate stock ( attach schedule ) , STMT .7. c Investments - corporate bonds ( attach schedule ), , , , , , , ,
11 Investments - land, buildings, ^ and equipment basis -------------------Less accumulated depreciation ^ (attach schedule ) --- - - ---- --- --- ----Investments - mortgage loans , , , , , , , , , , , , , , , ,
327
705.
273
118.
244 , 512
12
13
14
15
16
Total assets ( to be completed by all filers - see the instructions Also, see page 1, item I) . Accounts payable and accrued expenses , , , , , , - , , , , Grants payable Deferred revenue ,,,-,,,, --,,,,,,, -,,, , , , , , , , , , , , , , , , , , , , , , ,
384
473.
266 178.
237 , 572
17 18 m 19
20
a 21 22 23
Mortgages and other notes payable ( attach schedule) , , , , , Other liabilities ( describe ^ --------------------
Total liabilities (add lines 17 through 22) . Foundations that follow SFAS 117, check here ^ and complete lines 24 through 26 and lines 30 and 31.
m 24
Q
Unrestricted . . . . . . . . . . . . . . . . . . . . . . . . Temporarily restricted , Permanently restricted , , , , , , , , , , , , , , , , , , , , Foundations that do not follow SFAS 117, check here and complete lines 27 through 31. ^ 821 886. 821
25 m 26 ,i o` 27
.'3 28
, 886.
29 30
Retained earnings, accumulated income, endowment , or other funds . Total net assets or fund balances ( see page 17 of the instructions ) , , , , , , , , , , , , , , , , , , , , , , , , Total liabilities and net assets /fund balances (see page 17 of the instructions ) ..
-437 , 413.
384 , 473. 384
-555 , 708.
266,17 8 .
Z
31
473.
266 , 178.
1 2 3 4 5 6
384,473.
-118 , 295.
266
178.
266,178.
35514300
J
Form 990-PF (2008)
31-1633189
Page 3
D-Donation
la
b c d e
a
b c d e Complete only for assets showing gain in column ( h) and owned by the foundation on 12/31 /69
(i) F M V as of 12/31/ 69 (j) Adjusted basis as of 12 / 31/69 ( k) Excess of col. ( I) over col (j), if any
a b c d e If gain , also enter in Part I, line 7 { If (loss ), enter -0- in Part I , line 7 3 Net short-term capital gain or ( loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column ( c) (see pages 13 and 17 of the instructions). If (loss ) , enter -0- in Part I, line 8. 2 Capital gain net income or (net capital loss) . . . } 2 21 , 755.
Qualification Under Section 4940 ( e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period ? . . . . ElYes No If "Yes," the foundation does not qualify under section 4940 ( e). Do not complete this pa rt.
1 Fnter the annrnnriate amount in each column for each year. see oaae 18 of the instructions before maklna any entries.
IN Adjusted qualifying distributions Id) ( c) Net value of noncharitable-use assets ratio ( col (b) divided by col (c))
Base period years Calendar year (or tax year beg i nning i n)
2004 2003
2 3
0.35550139456 0.87096521700
1.37752947036
Total of line 1, column (d) Average distribution ratio for the 5-year base period - divide the total on line 2 by 5 , or by the number of years the foundation has been in existence if less than 5 years . . . . . . . . . Enter the net value of nonchantable-use assets for 2008 from Part X, line 5 Multiply line 4 by line 3 , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
4 5 6 7 8
4
5 6 7
Enter 1 % of net investment income (1% of Part I, line 27b) Add lines 5 and 6
8 140 , 763. , , , , , , , , , , Enter qualifying distributions from Part XII, line 4 If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. bee t he Part VI instructions on page 18.
35514300
Page 4 31-1633189 Excise Tax Based on Investment Income ( Section 4940 ( a), 4940 (b), 4940( e), or 4948 - see page 18 of the instructions)
^ u and enter ' N/A' on line 1 . . . . , . ,
la
Exempt operating foundations described in section 4940 ( d)(2), check here Date of ruling letter -------
b Domestic here
e
foundations that
4940 ( e)
229.
All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4 % of Part I , line 12 , col (b)
2 3 4 5
Tax under section 511 ( domestic section 4947( a)(1) trusts and taxable foundations only Others enter -0-) Add lines 1 and 2
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Subtitle A ( income ) tax (domestic section 4947 ( a)(1) trusts and taxable foundations only. Others enter -0 -) . . .
Tax based on investment income Subtract line 4 from line 3. If zero or less, enter -0 . . . . . . . . . . . . . . 6 Credits / Payments 360. 6a a 2008 estimated tax payments and 2007 overpayment credited to 2008 , , , , NONE 6b foreign organizations -tax withheld at source . . . . . . . . . . . . . b Exempt c Tax paid with application for extension of time to file (Form 8868 ) , , , , , , , d Backup withholding erroneously withheld 7 8 9 10 11 . . . . . . . . . . . . . . . . . . Total credits and payments Add lines 6a through 6d . . . . . Enter any penalty for underpayment of estimated tax Check here Sc 6d NONE
7 8 9 10 11 Yes 1a
360.
Tax due If the total of lines 5 and 8 is more than line 7, enter amount owed
. . . . . . . . . . . . . . . . ^
Overpayment . If line 7 is more than the total of lines 5 and 8 , enter the amount overpaid Enter the amount of line 10 to be Credited to 2009 estimated tax ^
131.
No X
1b
1c
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year
(1) On the foundation
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers ^ $ Has the foundation engaged in any activities that have not previously been reported to the IRS7 . . . . . . . . . . . . . . If "Yes,"attach a detailed description of the activities Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation , or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes . . . . . . . . . . . , 3 4a 4b 5 X X X 2 X
4a Did the foundation have unrelated business gross income of $1 , 000 or more during the year? . . . . . . . . . . . . . . . b If "Yes , " has it filed a tax return on Form 990-T for this year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Was there a liquidation , termination , dissolution , or substantial contraction during the year? . . . . . . . . . . . . . . . 5 If "Yes,"attach the statement required by General Instruction T 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either By language in the governing instrument, or By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 8a Did the foundation have at least $5 , 000 in assets at any time during the year? If "Yes, " complete Part 11, col (c), and Part XV Enter the states to which the foundation reports or with which it is registered (see page 19 of the
6 7
X X
STMT 8 instructions) ^ -------------------------------------------------------------------b If the answer is "Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? If "No , "attach explanation . . . . . . . . . . . . . . . . . Is the foundation claiming status as a private operating foundation within the meaning of section 4942())(3) or 4942(j)(5) for calendar year 2008 or the taxable year beginning in 2008 (see instructions for Part XIV on 9 page 27)? If 'Yes,"complete Part XIV . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8b X
10
35514300
Form 990-PF
Page5
11
At any time during the year, did the foundation , directly or indirectly, own a controlled entity within the meaning of section 51 2 (b)(3)7 If " Yes," attach schedule ( see page 20 of the instructions ) . . . . . . . . . . . . . . . . . . .
11 12 13 X
X X
12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 20087 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Did the foundation comply with the public inspection requirements for its annual returns and .exemption application? . . . . . Website address
N]A---------------------------- - - - - - - - - - - - - - ---------
BANK N. A Telephone no ^ __L651) 466_8710_ 14 The books are in care of - --------------------Located at ^ 101-E_FIFTH_ ST,_ ST _PAULL_MN ------------------------ ZIP + 4 ^ 15 Section 4947( a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here . . . . . . . . .
and enter the amount of tax-exempt interest received or accrued during the year . . . . . . . . . . . . . . . . . . ^ 1151
Yes
No
X No X No X No
termination of government service , if terminating within 90 days ) . . . . . . . . . . . . . . . . u Yes If any answer is "Yes" to la(1)-(6 ), did any of the acts fail to qualify under the exceptions described in Regulations . . section 53 4941 ( d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)? Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . ^ u Did the foundation engage in a prior year in any of the acts described in 1 a, other than excepted acts, that
No 1b
. . .
c 2
were not corrected before the first day of the tax year beginning in 20087 . . . . . . . . . . . . . . . . . . . . . . . . . Taxes on failure to distribute income ( section 4942 ) ( does not apply for years the foundation was a private operating foundation defined in section 4942 (j )(3) or 4942 ( j)(5)). At the end of tax year 2008 , did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2008 7 . . . . . . . . . . . . . . . . . . . . . . . . . If "Yes," list the years ^ -__-__ b u Yes a No
1c
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? ( If applying section 4942(a)(2) to all y ears listed , answer " No" and attach statement - see page 20 of the instructions ) . . . . . . . . . . . . . . . . . . . . If the provisions of section 4942 ( a)(2) are being applied to any of the years listed in 2a, list the years here. ^ -----------'---------- '----------'---------Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year ? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . u Yes If "Yes ," did it have excess business holdings in 2008 as a result of ( 1) any purchase by the foundation or disqualified persons after May 26 , 1969 , ( 2) the lapse of the 5-year period ( or longer period approved by the Commissioner under section 4943 ( c)(7)) to dispose of holdings acquired by gift or bequest ; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2008) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Did the foundation invest durin g the year any amount in a manner that would j eopardize its charitable purposes? . . . . . . . Did the foundation make any investment in a prior year ( but after December 31, 1969 ) that could j eopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 20087 . . . . . 3b 4a 4b X L No 2b
3a
4a b
35514300
31-1633189
u ^{ N o
Page 6
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a During the year did the foundation pay or incur any amount to (1) Carry on propaganda , or otherwise attempt to influence legislation ( section 4945 ( e)) 7 . . . . . (2) Influence the outcome of any specific public election ( see section 4955 ); or to carry on, directly or indirectly, any voter registration drive? , , , , , , , , , , , , , , , , , , , , , , (3) Provide a grant to an individual for travel , study, or other similar purposes? . , . . , , , , , , (4) Provide a grant to an organization other than a charitable , etc , organization described in section 509(a )( 1), (2), or (3), or section 4940 ( d)(2)? (see page 22 o f the instructions ) (5) Provide for any purpose other than religious, charitable , scientific , literary, or educational purposes , or for the prevention of cruelty to children or anima l s ? b , , , Yes Yes Y es X No L X] No [A N o No 5b El Y es
. . . . . . . . . .
Y es
If any answer is "Yes" to 5a ( 1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see page 22 of the instructions ) 7 Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . . . u u Yes If the answer is "Yes ' to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant ? . . . . . . . . . . . . . . . . . If "Yes,"attach the statement required by Regulations section 53 4945-5(d). u
. . .
No
6a
u X No El Yes b Did the foundation , during the year , pay premiums , directly or indirectly , on a personal benefit contract7 , , , , , , . . . . , Did the foundation , during the year , receive any funds, directly or indirectly , to pay premiums on a persona l b ene fi t contract ? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . If you answered "Yes" to 6b, also file Form 8870. At any time during the tax year , was the foundation a party to a prohibited tax shelter transaction7 b If y es, did the foundation receive any proceeds or have any net income attributable to the transaction? Yes EX No .
6b
7a
7b
Information About Officers , Directors, Trustees, Foundation Managers , Highly Paid Employees,
7 I ict all nfficere dirnr_tnrs tructePC foundation mananers and their compensation [see oaae ZZ of the instructions). (d)Contnbuuons to (c) Compensation (e) Expense account, (b) Title, and average employee benefit plans hours per week In not paid, enter other allowances and deterred com pe nsation -0-) devoted to p osition
--------------------------------------
-0-
-0-
-0-
--------------------------------------
--------------------------------------
-------------------------------------2 Compensation of five highest-paid employees (other than those included on line 1 - see page Z3 OT the mstructlonsi. If n n antor "Fdf1UF " (a) Name and address of each employee paid more than $ 50,000 (b) Title, and average hours per week devoted to position (c ) Compensation ( d) Contributionsto employee benefit plans and deferred compensation ( e) Expense account, other allowances
-------------------------------------NONE
NONE
NONE
NONE
----------------------------------------------------------------------------------------------------------------------------------------------------Total number of other employees paid over $50,000 . ^ I NUNl;' Form 990-PF (2008)
35514300
31-1633189
Form 990-PF (2008) Page 7
Information About Officers, Directors , Trustees , Foundation Managers , Highly Paid Employees, and Contractors (continu ed)
3 Five highest- paid independent contractors for professional services ( see page 23 of the instructions ). If none , enter "NONE." (c) Compensation (b) Type of service (a) Name and address of each person paid more than $50,000 ---------------------------------------------------------NONE
Total number of others receiving over $50,000 for professional services Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc
. 01-1
NONE
Expenses
1NONE -----------------------------------------------------------------------------
-----------------------------------------------------------------------------
----------------------------------------------------------------------------
4 ----------------------------------------------------------------------------
Describe the two largest program - related investments made by the foundation during the tax year on lines 1 and 2
1NONE --------------------------------------------------------------------------------------------------------------------------------------------------------2 ---------- ---------------------------------------------------------------------------------------------------------------------------------------------All other program-related investments See page 24 of the instructions 3NONE --------------------------------------------------------------------------------------------------------------------------------------------------------Total . Add lines 1 through 3 . . . . . . . ^
35514300
Form 990 -PF (2008) 31-1633189 lj^ Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
Page 8
997.
NONE
307 997.
4 , 620.
303 , 377.
15 , 169.
15 , 169.
2c 3 4 5 6 7
229. 14 , 940.
NONE
14 , 940. NONE 14,940.
Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes Expenses, contributions, gifts, etc -total from Part I, column (d), line 26 . . . , , , Program-related investments - total from Part IX-B Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes . . . .. .. . .. .. .. .... . . . ... .... . .. . . .. . . Amounts set aside for specific charitable projects that satisfy the Suitability test (prior IRS approval required) . . _ . . . . . . . , . , , , , , , , Cash distribution test (attach the required schedule) . . . . . . . . . . . . . . . . . . . . . .
Qualifying distributions . Add lines (a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
, , ,
la lb
140 ,
763.
. .. . , , , . .
2
3a 3b
4
NONE NONE
NONE 140 , 763.
, ,
5 6
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. 5 Enter 1%of Part I, line 27b (see page 26 of the instructions) , , , , , , , , , , , , , , , . . 229. 6 Adjusted qualifying distributions . Subtract line 5 from line 4 . . .. . . . . . . . . . . , 140 , 534. Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating wh ether the foundation qualifies for the section 4940(e) reduction of tax in those years.
35514300
10
line 7 . . . . . . . . . . . . . . . . . . . . .
2 Undistributed income , if any , as of the end of 2007
14 , 940.
NON
. . . . . . . . , 20
0 6 , 20
NON
Total of lines 3a through e . . . . . . . . . . Qualifying distributions for 2008 from Part XII,
309 379.
line4
a
b
^ $
140,763.
NON
Treated as distributions out of corpus ( Election required - see page 26 of the instructions ) . . . . . . . 125 Remaining amount distributed out of corpus Excess distributions carryover applied to 2008 , (If an amount appears in column (d), the same amount must be shown in column (a) )
NON
14 , 940.
823.
NON
NONE
6
a
435 , 202.
NON
b Prior years' undistributed income . Subtract line 4b from line 2b .......... . . .. c Enter the amount of prior years ' undistributed income for which a notice of deficiency has been issued , or on which the section 4942( a) tax has been previously assessed . . . . . . . . . .. line 6c from line 6b . Taxable d Subtract amount - see page 27 of the instructions e Undistributed income for 2007 Subtract line 4a from line 2a Taxable amount - see page 27 of the instructions . . . . . . . . . . . . f Undistributed income for 2008 . Subtract lines 4d and 5 from line 1 This amount must be distributed in 2009 ............... Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942 ( g)(3) (see page 27 of the
NON
NON
NON
NONE
instructions ).........
8 Excess distributions carryover from 2003 not applied on line 5 or line 7 (see page 27 of the instructions ) . . . . . . . . . . . . . . . . .
NON
220 , 424 .
214 , 778.
9
10 a
Excess
distributions
carryover to 2009.
Subtract lines 7 and 8 from line 6a , , , , , , , Analysts of line 9 Excess from 2004 . . 59 141 . 29 , 814. NONE NONE
35514300
11
31-163318 9 Private Operating Foundations ( see pa g e 27 of the instructions and Part VII -A, question 9)
it is a private operating , . . . , , , . , , , .
Prior 3 years ( b) 2007 ( c) 2006 (d) 2005
10 NOT APPLICABLE
Page
1a
b 2a
If the foundation has received a ruling or determination letter that foundation , and the ruling is effective for 2008, enter the date of the ruling
Tax year ( a) 2008
^
4942 ())( 3) or 4942())(5) ( e) Total
Check box to indicate whether the foundation is a private operating foundation described in section Enter the lesser of the adlusted net income from Part I or the minimum investment return from Part X for each year listed , , , , , , 85%of Ime 2a . . . . .
b
C
Qualifying distributions from Part XII, line 4 for each year listed
Amounts included in line 2c not used directly for active conduct of exempt activities . . . . .
distributions
exempt activities Subtract line 2d from line 2c . . . . . . 3 a Complete 3a, b, or c for the alternative test relied upon 'Assets' alternative test - enter Value of all assets . Value of assets qualifying under section 494 2(1)(3)(B)lil. . . . . 'Endowment' alternative test(2) enter 2/3 of minimum invest(1)
'Support' alternative test - enter (1) Total support other than gross investment income (interest, dividends, rents, on securities payments loans (section 512la11511, or royalties) . . . , from general Support public and 5 or more exempt organizations as provided in section 4942 1111311811nt1 . . . . . . Largest amount of supfrom an exempt port organization , , , , ,
(2)
(3)
Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year - see page 27 of the instructions .)
a Information Regarding Foundation Managers. List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2) ) N/A List any managers of the foundation who own 10 % or more of the stock of a corporation ( or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. N/A 2 Information Regarding Contribution , Grant , Gift, Loan, Scholarship , etc., Programs: Check here ^ rX if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see page 28 of the instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number of the person to whom applications should be addressed:
b The form in which applications should be submitted and information and materials they should include.
Any restrictions or limitations on awards , such as by geographical areas, charitable fields, kinds of institutions, or other factors: Form 990-PF (2008)
8E1490 1000
J0A
35514300
12
31-1633189
Form 990-PF (2008)
11 n (contin
grants and Contributions Paid During the Year or Annroved for Future Payment Recipient Name and address (home or business) a Paid during the year SEE STATEMENT 19
If recip i ent is an individual , show any relationship to any foundation manager or substantial contributor Foundation status o f
reci pient
Amount
Total .................................................
b Approved for future payment
^ 3a
140 000.
Total .................................................
^ 3bI
35514300
13
31-1633189
Form 990-PF (2008 ) Page 12
1 Pro a b c d e f
(b) Amount
(d ) Amoun t
Fees and contracts from government agencies 9 2 Mei nbership dues and assessments , , , . .
3 Inte est on savings and temporarycash investments 4 Div lends and interest from securities a b Debt-financed property
, , , ,
14 14
710. 1 , 981.
6 Net ental income or ( loss) from personal property 7 Oth :r investment income . . . . . . . . ,
8 Gait or (loss) from sales of assets other than invento ry 9 Net income or (loss ) from special events . , ,
18
21 , 755.
10 Grc is profit or (loss) from sales of inventory . . 11 0th tr revenue: a b e d e 12 Sub total Add columns ( b), (d), and (e) . . 13 Total . Add line 12, columns (b), (d), and (e) , (See worksheet in line 13 instructions on page 28 to verify calculations ) . . . . . . . . . . . .
24 446.
13 24,446.
NOT APPLICABLE
35514300
14
Page 13 31-163318 9 Regarding Transfers To and Transactions and Relationships With Noncharitable Information Exempt Organizations
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code ( other than section 501 ( c)(3) organizations ) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of (1) Cash ......................................................... (2) Other assets b Other transactions (1) Sales of assets to a noncharitable exempt organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Purchases of assets from a noncharitable exempt organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (3) Rental of facilities , equipment , or other assets (5) Loans or loan guarantees e d . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (4) Reimbursement arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (6) Performance of services or membership or fundraising solicitations 1b(1) 1b(2 1b 3) 1b(4) 1b(5) 1b(6) 1c . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1a(1) 1a(2
Yes
No
X X
X X X X X X X
If the answer to any of the above is "Yes, " complete the following schedule Column ( b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation . If the foundation received less than fair market value in any transaction or sharing arrangement , show in column ( d) the value of the goods , other assets, or services received.
2a
h
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in
section 501 ( c) of the Code ( other than section 501(c)(3 )) or In section 5277 . If "Vcc rm-lotn tho fnllnwinn crhntiiilo (a) Name of organization ( b) Type of organization (e) Description of relationship . . . . . . . . . . . . . . . . . . . . . . . . El Yes No
Under penalties of per ry I declare that I have examined this ret rn , including accomp vying schedules and statements , and to the best of my knowledge and ^r p er ( ot r xpayer or f ciary) is based on all information of which preparer has any knowledge comple te D clar an belief, it is true, co ct ,
^f^
.0
ti 1 Preparer's m p signature
CL CL um, m
ST. PAUL ,
MN
FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
Kind of Property Gross sale price less ex enses of sale Depreciation allowed / allowable Cost or other _ basiDescription FMV as of 12/3 1 /69 Adj. basis as of 12/31/69 Excess of FMV over ad i basis p Date acquired Gain or ( loss ) Date sold
6,687.
12/07/2006
02/03/2009
5,000.00
8,963.00
207.555 CALVERT SOCIAL EQUITY PORT CL A PROPERTY TYPE: SECURITIES
-3,963.00
09/28/2005 04/30/2009
5,000.00
7,446.00
500. E M C CORP MASS PROPERTY TYPE: SECURITIES 5,545.00 100. EXXON MOBIL CORP PROPERTY TYPE: SECURITIES
-2,446.00
03/07/2002 -140.00 03/11/1970 12/18/2008 12/18/2008
5,405.00
7,838.00
194.00
100. GENERAL MILLS INC PROPERTY TYPE: SECURITIES 258.00 400. MICROSOFT CORP PROPERTY TYPE: SECURITIES 3,912.00 165.289 NEW ALTERNATIVES FD INC PROPERTY TYPE: SECURITIES 8,117.00 179.533 PARNASSUS FD SBI PROPERTY TYPE: SECURITIES 6,783.00
7,644.00
05/05/1978 5,771.00 02/10/1993 3,824.00 12/29/2006 -3,117.00 03/08/2002 -1,783.00 04/30/2009 02/04/2009 12/18/2008 12/18/2008
6,029.00
7,736.00
5,000.00
5,000.00
12/18/2008
3,877.00
12/18/2008
7,200.00
785.00
12:38:13
35514300
16
08/29/2002
12/18/2008
10,190.00
12,880.00
300. WELLS FARGO & CO NEW PROPERTY TYPE: SECURITIES 7,334.00
-2,690.00
03/07/2002 1,729.00 12/18/2008
9,063.00
TOTAL GAIN(LOSS)
......
.......................................
21,755.
35514300
17
31-1633189
FORM 990PF, PART I - INTEREST ON TEMPORARY CASH INVESTMENTS ----------------------------------------------------------REVENUE AND EXPENSES PER BOOKS --------710. -------------710. ---------------------------
35514300
18
STATEMENT
31-1633189
FORM 990PF, PART I - DIVIDENDS AND INTEREST FROM SECURITIES ----------------------------------------------------------REVENUE AND EXPENSES PER BOOKS --------80. 86. 96. 690. 492. 144. 64. 125. 204. TOTAL 1,981.
DESCRIPTION ----------EXXON MOBIL CORP GENERAL MILLS INC MICROSOFT CORP NEW ALTERNATIVES FD INC PARNASSUS FD SBI PFIZER INC TARGET CORPORATION TIME WARNER INC WELLS FARGO & CO NEW
NET INVESTMENT INCOME -----80. 86. 96. 690. 492. 144. 64. 125. 204. 1,981.
12:38:13
35514300
19
STATEMENT
31-1633189
FORM 990PF, PART I - ACCOUNTING FEES ----------------------------------------------------------------------REVENUE AND EXPENSES PER BOOKS
DESCRIPTION
-------------NONE ---------------------------
35514300
20
STATEMENT
31-1633189
FORM 990PF, PART I - OTHER PROFESSIONAL FEES --------------------------------------------------------------------------------------REVENUE AND EXPENSES PER BOOKS
NET INVESTMENT
DESCRIPTION
INCOME
CHARITABLE PURPOSES
(A
TOTALS
35514300
21
STATEMENT
31-1633189
NET INVESTMENT
DESCRIPTION
INCOME
35514300
22
STATEMENT
31-1633189
FORM 990PF, PART I - OTHER EXPENSES ----------------------------------REVENUE AND EXPENSES PER BOOKS
DESCRIPTION
9. -------------9. --------------
9. -------------9. ---------------------------
35514300
23
STATEMENT
FARVIEW FOUNDATION 35514300 FORM 990PF , PART II - CORPORATE STOCK ------------------------------------BEGINNING BOOK VALUE
31-1633189
DESCRIPTION
- QK5372 F938
35514300
24
STATEMENT
31-1633189
STATEMENT
X0576 2000
35514300
25
31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------
1717 MASSACHUSETTS AV, SUITE 600 WASHINGTON, DC 20036 RELATIONSHIP: NONE PURPOSE OF GRANT: ENVIRONMENTAL FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................
10,000.
RECIPIENT NAME:
............................................
5,000.
RECIPIENT NAME: ENDANGERED SPECIES COALITION ADDRESS: PO BOX 65195 WASHINGTON, DC 20035 RELATIONSHIP: NONE
PURPOSE OF GRANT: WILDLIFE PROTECTION FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................
5,000.
STATEMENT
XD576
2000
35514300
26
31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------
RECIPIENT NAME: CENTER FOR INTERNATIONAL POLICY ADDRESS: 171 MASSACHUSETTS AVE. NW, STE 801 WASHINTON, DC 20036 RELATIONSHIP: NONE
PURPOSE OF GRANT: PROMOTING FOREIGN POLICY FOUNDATION STATUS OF RECIPIENT: N/A
............................................
5,000.
RECIPIENT NAME:
JUSTICE THROUGH MUSIC ADDRESS:
PO BOX 9576 WASHINGTON, DC 20016 RELATIONSHIP: NONE PURPOSE OF GRANT: VOTING ACTIVISM FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................
30,000.
RECIPIENT NAME: PITZER COLLEGE ADDRESS: 1050 NORTH MILLS ROAD CLAREMONT, CA 91711 RELATIONSHIP: NONE
PURPOSE OF GRANT: GENERAL SUPPORT FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................
2,000.
10 -
RECIPIENT NAME: PUTNEY SCHOOL ADDRESS: 418 HOUGHTON BROOK RD PUTNEY, VT 05346 RELATIONSHIP: NONE
PURPOSE OF GRANT: FUNDIND FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ...........
2,000.
RECIPIENT NAME:
LEAGUE OF CONSERVATION VOTERS ADDRESS: 1920 L STREET, NW SUITE 800 WASHINGTON, DC 20036 RELATIONSHIP:
NONE PURPOSE OF GRANT: FUNDING
5,000.
RECIPIENT NAME: PROJECT ON GOVERNMENT OVERSIGHT ADDRESS: 1100 G TREET NW, SUITE 900 WASHINGTON, DC 20005 RELATIONSHIP:
NONE PURPOSE OF GRANT: FUNDING FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................
3,000.
STATEMENT
XD576
11
2000
QK5372 F938
11/10/2009
12:38:13
35514300
28
31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------
............................................
3,000.
............................................
3,000.
5,000.
12
31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------
NONE PURPOSE OF GRANT: FUNDING FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................
10,000.
5,000.
PO BOX 3
CABIN JOHN, RELATIONSHIP: NONE MD 20818
PURPOSE OF GRANT: FUNDING FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................
4,000.
13 -
RECIPIENT NAME:
NATIONAL CATHEDRAL ADDRESS: SACRED CIRCLES
2101 WISCONSIN AVENUE NW WASHINGTON, DC 20016 RELATIONSHIP: NONE PURPOSE OF GRANT: FUNDING FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ...........................................
5,000.
RECIPIENT NAME:
..........
1,000.
RECIPIENT NAME: COMMON CAUSE ADDRESS: 1133 19TH STREET, NW 9TH FLOOR WASHINGTON, DC 20036 RELATIONSHIP:
NONE PURPOSE OF GRANT: GENERAL SUPPORT FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ....................
2,000.
STATEMENT
XD576
14
2000
35514300
31
31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------
NONE PURPOSE OF GRANT: FUNDING FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................
2,000.
2,000.
1,000.
STATEMENT
15
x05762000
12:38:13
35514300
32
31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------
............................................
1,000.
............................................
1,000.
1,000.
STATEMENT
XD576
16 -
2000
12:38:13
35514300
33
31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------
2440 E WATER WELL ROAD SALINAS, KS 67401 RELATIONSHIP: NONE PURPOSE OF GRANT: FUNDING
FOUNDATION STATUS OF RECIPIENT: N/A
............................................
1,000.
............................................
1,000.
RECIPIENT NAME: INTERNATIONAL CAMPAIGN FOR TIBET ADDRESS: 1825 K STREET NW, SUITE 400 WASHINGTON, DC 20006 RELATIONSHIP: NONE PURPOSE OF GRANT: FUNDING
1,000.
17 -
31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID -----------------------------------------------------------------------------------------------------------------------------
INST
SUITE 3
5,000.
RECIPIENT NAME: UPAYA ZEN CENTER ADDRESS: 1404 CERRO GORDO ROAD SANTA FE, NM 87501 RELATIONSHIP: NONE PURPOSE OF GRANT: SOCIAL
4,000.
CA 94129
10,000.
STATEMENT
XD576
18 -
2 000
12:38:13
35514300
35
31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------
RECIPIENT NAME: DEMOCRACY NOW ADDRESS: PO BOX 693 NEW YORK, NY 10013 RELATIONSHIP: NONE PURPOSE OF GRANT: SOCIAL FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID .......... ..................................
5,000.
TOTAL GRANTS
PAID:
140,000. -----------------------------
STATEMENT
XD576
19 -
2000
35514300
36
SCHEDULE D (Form
O M B N o 1 5 45-0092
1041)
2008
Name of estate or trust FARVIEW FOUNDATION 35514300 Note : Form 5227 filers need to complete only Parts 1 and ll. Short-Term Capital Gains and Losses - Assets Held One Year or Less
(a) Description of property (Example 100 shares 7% preferred of "Z" Co) (b) Date acquired (mo, day, yr) (c) Date sold (mo , day, yr) (d) Sales price
la
b 2 3 4 5
Enter the short-term gain or (loss), if any, from Schedule D-1, line lb . . . . . . . . . . . . . . . . . . . . Short-term capital gain or (loss) from Forms 4684, 6252, 6781, and 8824 . . . . . . . . . . . . . . . . . Net short-term gain or (loss) from partnerships, S corporations, and other estates or trusts , , , , . . . . Short-term capital loss carryover. Enter the amount, if any, from line 9 of the 2007 Capital Loss Carryover Worksheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Net short-term gain or (loss). Combine lines la through 4 in column (f). Enter here and on line 13, ^ column (3) on the back . . . . . . . . . .
1 nnn-Term Canital G ains and Losses - Assets Held More Than One Year
( b) Date acquired (mo , day , yr I (c) Date sold (mo , day, yr 1 (d) Sales price (a) Description of property (Example 100 shares 7% preferred of 'Z' Co)
lb 2 3 4 5
(f) Gain or ( loss) for the entire year Subtract ( e) from (d)
IZTTWl
STMT 1
6 , 687
b Enter the long-term gain or (loss ), if any, from Schedule D-1, line 6b . . . . . . . . . . . . . . . . . . . . . 7 8 9 10 11 12 Long-term capital gain or (loss) from Forms 2439, 4684, 6252 , 6781 , and 8824 , , , , , , , , , , , , ,
6b 7 8 9 10 11 12
15 , 068
Net long -term gain or (loss) from partnerships , S corporations, and other estates or trusts , , . . . . . . .. Capital gain distributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Gain from Form 4797, Part I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Long -term capital loss carryover. Enter the amount , if any, from line 14 of the 2007 Capital Loss Carryover Worksheet . .. .. .. . . . ...... . . .. ... ..... . ... . . .. . . ..... . ... Net long -term gain or ( loss). Combine lines 6a through 11 in column ( f). Enter here and on line 14a, ^ column ( 3) on the back . . . . .
21 , 755
For Paperwork Reduction Act Notice, see the Instructions for Form 1041.
35514300
37
Page 2
(2) Estate's
or trust's
(3) Total
21 , 755.
21 , 75S.
Note : If line 15, column (3), is a net gain, enter the gain on Form 1041, line 4 (or Form 990-T, Part I, line 4a) If lines 14a and 15, column (2), are net gains, go to Part V. and do not co mple te Part IV. If lin e 1 5, co lumn (3 ), i s a net loss, complete Part IV and the Capital Loss Carryover Worksheet, as necessary
16
Loss Limitation Enter here and enter as a (loss ) on Form 1041, line 4 (or Form 990-T, Part I, line 4c, if a trust), the smaller . of a The loss on line 15, column ( 3) or b $3,000 . . . . . . . . . . . . . . . . . . . .
^ 16
Note : If the loss on line 15, column (3), is more than $3,000, or if Form 1041, page 1, line 22 for Form 990-T, line 34), is a loss, complete the Capital Loss Carryover Worksheet on page 7 of the instructions to figure your capital loss carryover.
. .
17
22 23 24 25
21 amount from line 4g; otherwise, enter -0- . . ^ Subtract line 21 from line 20 If zero or less, enter -0- . . . . . . . . . . . Subtract line 22 from line 17. If zero or less, enter -0- . . . . . . . . . . . . Enter the smaller of the amount on line 17 or $2,200 , , , . . . . . . . . Is the amount on line 23 equal to or more than the amount on line 24? Yes. Skip lines 25 and 26; go to line 27 and check the "No" box. No Enter the amount from line 23 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Subtract line 25 from line 24 Are the amounts on lines 22 and 26 the same?
22 23 24
26 27
25 26
27
1-1
28 29 30 31
Enter the amount from line 26 (If line 26 is blank, enter -0-) , , , . . . . . . , Subtract line 28 from line 27 Multiply line 29 by 15% (. 15) . . . Figure the tax on the amount on the Schedule G instructions ) . . . , , . . line . . , , . . 23 . . , , , . . . Use . . . , , . . the . . , , , . . . 2008 . . . , , , . . . Tax . . . , , , . . . Rate . . .
28
30 31 32 33 34
Schedule D (Form 1041) 2008
32 33 34
Add lines 30 and 31 ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, Figure the tax on the amount on line 17. Use the 2008 Tax Rate Schedule for Estates and Trusts (see the Schedule G instructions) . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Tax on all taxable income . Enter the smaller of line 32 or line 33 here and on line la of . Schedule G, Form 1041 (or line 36 of Form 990-T) . . . . . . . . . . . . . . . . . .
35514300
38
Schedule D-1 (Form 1041 ) 2008 Name of estate or trust as shown on Form 1041 Do not enter name and employer identification number if shown on the other side Employer identification number
Page 2
FARVIEW FOUNDATION 35514300 Long -Term Capital Gains and Losses - Assets Held More Than One Year
( a) Description of property ( Example 100 sh 7% preferred of 'Z' Co ^ ( b) Date acquired ( mo , da y, r ( c) Date sold ( mo , day, yr ) (d ) Sales price (see page 4 of the instructions )
31-1633189
(e) Cost or other basis ( see page 4 of the instructions) (f) Gain or (loss) Subtract ( e) from (d)
6a 231.481 CALVERT SOCIAL E QUITY PORT CL A 207.555 CALVERT SOCIAL E QUITY PORT CL A
12 / 07 / 2006
09 / 28 / 2005 03 / 07 / 2002
02 / 03 / 2009
04 / 30 / 2009 12 / 18 / 2008 12 / 18 / 2008 12 / 18 / 2008 12 / 18 / 2008
5 , 000.00
5 , 000.00 5 405.00 7 838.00 66 , 0022-9.00 7 , 736.00
8 , 963.00
7, 446.00 5 , 545.00 194.00 258.00 3 , 912.00
-3 963.00
-2 , 446.00 -140.00 7 , 644.00 S 1 771.00 3 1 824:00
12 / 29 / 200 6 03 / 08 / 200 2
02 04 2009 04 / 30 / 2009
5 , 000.00 5 , 000.00
8 , 117.00 6 , 783.00
-3 1 117.00 -1 1 783.00
6b Total. Combine the amounts in column (f) Enter here and on Schedule D, line 6b
35514300
39
31-1633189
15o RATE CAPITAL GAIN DIVIDENDS CALVERT SOCIAL EQUITY PORT CL A PARNASSUS FD SBI TOTAL 15% RATE CAPITAL GAIN DIVIDENDS TOTAL LONG-TERM CAPITAL GAIN DIVIDENDS 5,791.00 896.00 -----------6,687.00 -----------6,687.00
STATEMENT
XD576
1 E
2000
35514300
40