Anti-Money Laundering

Solution Suite

Challenge
Actimize named Most Innovative Anti-Money Laundering Solution Provider
Financial-i Magazine 2011, 2010, 2009

inancial service institutions of all kinds - including banks, brokerages, insurance firms, and money service businesses - must comply with regulations concerning anti-money laundering (AML) and countering the financing of terrorism (CFT) from multiple agencies across the globe. With requirements such as know your customer, watch list screening, suspicious transaction monitoring, currency transaction reporting, and FATCA compliance, firms are challenged to meet their regulatory obligations while efficiently managing available resources and long-term costs.

Solution
ctimize Anti-Money Laundering is an integrated solution suite, combining focused models, rules, and profiles with unique, advanced analytics to help financial firms comply with AML regulations around the world. Deployed by 150+ mid-tier and large-scale, global clients across six continents, Actimize enables firms to automate, streamline, and drive down the costs of their enterprise AML/CFT compliance programs. The suite consists of five solutions, available individually or as an integrated whole: Suspicious Activity Monitoring, Customer Due Diligence, Watch List Filtering, CTR Processing & Automation, and FATCA Compliance. Actimize AML solutions are built on an integrated core risk platform, with data sharing across solutions, providing firms with rapid deployment and lower TCO.
Manage a complete AML surveillance program on a single platform

Suspi ciou sA ct

itoring Mon y ivit

Custo mer Du e
nce ige Dil
Wa tch L ist Filte ring

Enterprise AML/ CFT Management Integrated Risk Scoring

Address end-to-end AML/CFT requirements from account opening, watch list filtering, and activity monitoring, to case management, oversight, and reporting with an integrated suite of solutions built upon one technology platform.
Effectively identify suspicious activity

Single Customer View Shared Activity Profile

Analyze behavioral profiles to discover unusual activities and hidden relationships, as well as suspicious behaviors with a library of established models and out-of-box rules for cash and equivalent transactions, wires, ACH/IAT, life insurance, securities trading and settlement, and more. Leverage tunable parameters and rule creation to keep pace with shifting criminal tactics and changing regulations.
Streamline processes and enhance efficiency

Actimize provides comprehensive, enterprise-wide AML capabilities on a single technology platform

ce lian omp FATCA C

CTR n Proces atio sing & Autom

Enable efficient alert management, ad-hoc investigations, and comprehensive management reporting, with role-based dashboards and alert prioritization. Ensure analysts focus on the highest risks; a client benchmark showed Actimize solutions produced half the number of alerts with twice as many referred cases, compared to the legacy system.
Deploy rapidly and lower total cost of ownership

Rapidly deploy a proven technology platform with a flexible data architecture, built-in connectors to legacy systems, and user-friendly controls. Achieve faster time-to-value, lower long-term costs, and meet the needs of a rapidly changing business and evolving regulatory environment.

Anti-Money Laundering
Solution Suite

How It Works
Complete AML solution suite The Actimize Anti-Money Laundering suite provides end-to-end compliance on a single, integrated platform. Offered both as individual, focused solutions or as an integrated, enterprise solution suite, Actimize ensures coverage for AML applications, including:
Suspicious Activity Monitoring

Automated reporting and SAR filing The solutions simplify and automate the process of generating and filing reports needed to manage AML processes and comply with regulations around the world including management information reports, suspicious activity reports (SAR), currency transaction reports (CTR), and monetary instrument logs (MIL). Comprehensive management oversight Role-based dashboards help analysts and managers stay focused on high priority issues. Comprehensive reporting and dashboard functionality allows managers to quickly assess the overall effectiveness of the AML program and staff and take proactive steps to identify and resolve issues. Enterprise-wide AML strategy Built on a single core risk platform, Actimize AML solutions share data services, event triggers, and activity profiles. This provides analysts with a single customer view and integrated risk scores for suspicious activities. As a result, firms benefit from developing a true enterprise-wide AML strategy for a unified defense against risks from money laundering, terrorist financing, and tax evasion.

Industry-leading transaction monitoring for known and unknown money laundering and terrorist financing schemes - proven in global institutions
Customer Due Diligence

Continuous, dynamic customer risk management for consistent monitoring from initial applicant on-boarding to periodic rescreening of existing customers
Watch List Filtering

Enterprise-wide customer and transaction screening against multiple watch lists, to identify and block sanctioned or high-risk individuals and entities
CTR Processing & Automation

Automated CTR processing to ensure compliance with USA FinCEN standards and optimize CTR processes for efficiency and cost-effectiveness Designed to help firms identify U.S. owners and customers, manage documentation, and meet IRS or Intergovernmental Agreement reporting requirements as part of a structured Foreign Account Tax Compliance Act program Integrated case management Actimize AML solutions leverage a Web-based risk case management tool for efficient alert management, adhoc investigations, management reporting, and full audit tracking. Firms can also fine-tune thresholds and scoring formulas without the need for IT support. Web-based, enterprise-wide Actimize Risk Case Manager dashboard
FATCA Compliance

About NICE Actimize

NICE Actimize is the largest and broadest provider of financial crime, risk and compliance solutions for regional and global financial institutions, as well as government regulators. Consistently ranked as number one in the space, NICE Actimize experts apply innovative technology to protect institutions and safeguard consumers and investors assets by identifying financial crime, preventing fraud and providing regulatory compliance. The company provides real-time, cross-channel fraud prevention, anti-money laundering detection, and trading surveillance solutions that address such concerns as payment fraud, cybercrime, sanctions monitoring, market abuse, customer due diligence and insider trading. Find us at www.nice.com/actimize, @NICE_Actimize or NASDAQ:NICE.
15OCT12 AML

New York 212 643 4600

London +44 (0) 20 7002 3000

Hong Kong +852 2598 3838