SECURITY ANALYSIS AND PORTFOLIO MANAGEMENT Questions Part A 1. Define primary market. 2. What is underwriting? 3. Define a prospectus. 4.

What is a Rights issue? 5. What is Private placement? 6. How are fluctuations in stock prices controlled? 7. What is Rolling settlement? 8. What are the various types of orders? 9. What is OTCEI? 10.What is dematerialization? 11.What are the objectives of SEBI? 12.Mention any four popular indices known to you? 13.What is listing? 14.What is a stock exchange? 15.What is book building? 16.Who are Registrars to the issue?

Part B 1. What are the parties involved in the issue of shares? What are their functions? 2. What are the factors to be considered by investors in selecting a public issue? 3. Discuss the various methods of floating the new issue? 4. What are the functions of stock exchanges? 5. What are the pre-requisites of listing?

6. What are the merits and demerits of listing? 7. Explain the procedures adopted for listing. 8. What are the reasons for growing popularity of NSE? 9. Explain SEBIs role in regulating secondary market operations in India. 10.Discuss the various economic factors considered in Economic Analysis.

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