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Maxwell y Su Demonio
Maxwell y Su Demonio
Maxwell, His Demon, and the Second Law of Thermodynamics: Maxwell saw the second law as statistical, illustrated this with his demon, but never developed its theory Author(s): Martin J. Klein Reviewed work(s): Source: American Scientist, Vol. 58, No. 1 (January-February 1970), pp. 84-97 Published by: Sigma Xi, The Scientific Research Society Stable URL: http://www.jstor.org/stable/27828933 . Accessed: 17/02/2012 13:22
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Martin
J. Klein
By
the mid-sixties
it, in the words already describe a use James Clerk Maxwell would few years later, as "a science with secure foundations, clear defini tions, and distinct boundaries" (/). As one sign of one of of the the maturity subject, Rudolf Clausius, its creators, reissued his principal papers on thermo dynamics as a book efforts protracted general form of the second order to meet the need of the thermodynamic dealing with the variety to which the theory was to find in 1864 (2). He also set aside his the simplest and most
textbook" for use in his own classes (4, p. mentary to set the reason was Tait's desire iii). Another historical record ing the claims Joule and William straight, which for him meant urg of his compatriots, James Prescott Thomson (later Lord Kelvin), who had contributed
against along similar lines-?Julius Robert Mayer, Hermann von Helmholtz, and Clausius. Since Tait admitted in his preface that he might have taken "a somewhat too British point of view" (4, p. v), it is not surprising the center of a stormy contro that his book became versy, but that controversy is not our concern here
in law of thermodynamics for convenient working forms forms suitable for equations, of experimental applied situations being (3).
(5).
Before Tait off to the publisher, sending his manuscript to Maxwell, wrote asking him to apply his to it. Tait was already critical powers expecting
Another
indication
principles of thermodynamics. have written a comprehensive did make the basic to students. One of his concepts
(4). This consisted of a re on had already published in the theory the history of the recent developments of heat, supplemented by a brief treatment of the vision of two articles Tait Tait did not claim treatise, but his book and methods available
of the maturity of the subject was in 1868 of Peter Guthrie Tait5 s book,
trouble over his assignment of priorities and credit, had been sent and Helmholtz since both Clausius and had reacted an at (5a, pp. 216-17; 6). Maxwell the two men had been together was negatively old friend; school, at the
to
and at Cambridge. of Edinburgh They University shared a variety of scientific interests and carried on a particularly lively and correspondence vigorous . It was not at all unusual for to read the Maxwell (7)
for writing the book was, in fact, his feeling of "the want of a short and ele
reasons
or proofs of his friends' books and to manuscripts "enrich them by notes, always valuable and often as Tait of the quaintest himself wrote character," This timeMaxwell (8) . provided his enrichment even before he saw Tait's book. Maxwell wrote Tait that he would he did be glad to see his not "know in a con
Martin teaches He
at Yale, J. Klein, of the History Professor of Physics both physics and the history of science at the University.
this winter. Address: dam), will appear Yale University, of Science and Medicine, Haven, Conn. 06520. 84 American Volume 58
in the nineteenth and twentieth centuries. His papers and others have appeared in a number of Einstein, Gibbs, His of Volume book, Paul 7, The Making Ehrenfest, journals. a Theoretical Amster Co., (North-Holland Physicist Publishing Department 56 Hillhouse of the History Avenue, New
(7948).
manuscript, although troversial manner the history of thermodynamics" so was not to join his friend in waging and prepared the priority wars. "Any contributions I could make to that study," he went on, "are in the way of altering the point of view here and there for clearness or and picking holes here and there to ensure proceeded stability" (9). Maxwell
variety,
strength and
to
Scientist,
the second
law of thermody
in Sadi its original Carnot's appearance of 1824, the principle that would eventually the second law was always formulated as a statement, as free of exceptions general or his law of universal laws of motion Maxwell
What
invariable universal, His challenge took the strange form of what we now call Maxwell's demon, an argument of the "quaintest character" indeed. This was Maxwell's way nature of ex
in the 1840s, the basis for clusively demonstrated Carnot's principle seemed to be lost (//). Caloric was not conserved and Carnot's proof no longer held. It was Clausius who saw that the of work equivalence and heat could be made with Carnot's compatible if the latter were modified principle, only slightly had said that heat, Q, must Carnot (12). Whereas be transferred from a hot body to a cold one when work, W, is done in a cyclic process, one could now from the say instead that when heat Q is absorbed hot body, only the difference, Q ? is rejected as heat to the cold body. This revised form of Carnot's
of the pressing his insight into the peculiar law of thermodynamics: it was not a law second to dynamics, that could be reduced ultimately but it expressed
molecules.
instead
the
statistical
systems composed
of unimaginably
of of
allowed for the equivalence of heat and assumption to Clausius, it could still serve work, and, according as the basis for a theorem. But proof of Carnot's more than the usual of something impossibility had perpetual motion to carry out the proof. to be invoked as a postulate
Maxwell's
views
on
the nature
of the second
law,
in brief passages and passing remarks, expressed were never developed into a systematic statistical but they show how clearly he saw to the mechanics, heart of the matter. character Clausius ings on character which that it was He was of the second insisting on the statistical law at a time when Rudolf were
indirect reasoning, prov repeated Carnot's his result that the converse ing by showing assuming led one to an evidently intolerable conclusion. For Carnot this had been the appearance of perpetual motion; for Clausius it was it processes "By repeating alternately would be possible, without any expenditure of force or any other change, to transfer as much heat as we please from a cold to a hot body, and this is not in accord with the other relations of heat, since it al dif ways shows a tendency to equalize temperature ferences and therefore to pass from hotter to colder bodies" Clausius (13). This was the new assumption needed on both based thermodynamics the equivalence of heat and work (the first and Carnot's He it more law) principle. phrased a can few never later: "Heat years pass compactly from a colder to a warmer body without some other for the creation of a these two something different.
Clausius
of the man that his mind thoroughly characteristic with could never bear to pass by any phenomenon out satisfying itself of at least its general nature and causes" (S, pp. 319-20).
in their fragmentary show, subject as well as in their penetration, that quality a in sentence: is "It summed Tait up this
The
Carnot "The agents solely which
demon
motive
and molecular
his general power of heat to realize
statistics
result in these words of the is fixed :
formulated
indicates, Carnot was using (70). As the last word the caloric theory of heat, so that for him heat was a conserved fluid: as much as had heat was
employed of the bodies between by the temperatures is effected, finally, the transfer of the caloric"
in question is the performance of ex change" ternal work on the system, but these specifications were implicit in Clausius' statement. The point to be "other is the universality of word the presence "never," from Clausius. second quotation stressed here It was when here that Maxwell to Tait
therewith, occurring at the same change, connected time" Modern textbook of this formulations (14). are of law to second careful thermodynamics specify that cyclic processes are being considered and that the
low temperature been temperature, when work was performed by a cyclic use of the impossibility process. Carnot's proof made of perpetual that is, of the motion, impossibility, "an unlimited creation ofmotive sumption either of caloric ever" (70, p. 12). When the possibility or heat into work, power without or of any other agent what con
chose in December
he wrote
was
by a fixed diaphragm.
way in which, gested a conceivable in contact, the hotter" could "take heat from the colder without external agency." Maxwell considered a gas in a vessel divided into two sections, A and B, The gas in A was assumed
1970
to
85
January-February
be hotter
molecules well
than the gas in B, and Maxwell looked at the implications of this assumption from the molec a ular point of view. A higher temperature meant higher average value of the kinetic energy of the gas inA had shown
leads for the demon's actions, necessarily to spontaneous fluctuations fluctuations, including that take heat from a cold body to a hotter one. the basis Maxwell came a little closer to saying these things a few his argument
gas would velocities of all possible magnitudes. "Now," Max a finite being who knows the well wrote, "conceive by simple paths and velocities of all the molecules inspection but who can do no work except open and close open a hole without mass."
to those in B. But, as Max compared some years earlier, each sample of contain molecules necessarily having
he repeated explicitly when Strutt (later years later in a letter to John William This Lord Rayleigh). time he referred to the pos of all reversal of the motion sibility of a complete particles in which quite world thereby reversing the sequence events normally occur. This possibility was the assumption that "this consistent with in the world,
only when root mean He would the hole root mean These
in the diaphragm of a slide by means This to be would assigned being an in for A the hole molecule approaching that molecule had square velocity allow a molecule into A only when of a velocity less than the in B. the molecules
violation
is a purely dynamical system." In this time reversed state the trend would always be away from in flagrant would such behavior be equilibrium; of the second law. Maxwell that "the possibility of executing but he did not "think the 2nd more and
square velocity were to be carried out al two procedures so in A that the numbers of molecules ternately,
it requires such a It law of thermodynamics." easily with the help of the demon, graphically as "a
and B would
however, B diminished; that is, the hot system has got hotter and the cold colder and yet no work has been done, and neat only the intelligence of a very observant fingered being only deal with has employed." the molecules directly been If one could and individu
not change. As a result of this process, "the energy in A is increased and that in
very
doorkeeper exceedingly quick, with micro intelligent scopic eyes," who would be "a mere guiding agent, on a railway with perfectly acting like a pointsman one should send the express along switches who line and was the goods along another." The demon
ment
of this supposed being, one could law. "Only we can't," added Max enough" (9). talented little
clever
argu introduced, however, by this sentence: "For if there is any truth in the dynamical theory of a in uniform of the different molecules gases, gas are temperature moving with very different veloci ties." That served was to make even thing; the demon only its implications transparently clear. from his drew an explicit "moral" the essential
that Maxwell's
Maxwell discussion:
on paper. Thomson appeared immediately name him the gave "demon," by which he has been known ever since (5a, p. 214; used 75). Thomson this name only in and
natural
letter to Tait, Maxwell did not make suf probably reason clear his for this fanciful ficiently introducing construction. He described "the chief end" of his demon soon afterwards in these words: "to show that of thermodynamics tistical certainty" (5a, p. 215). He itwould an all hotter the 2nd law has meant only that while a sta
a super its original meaning, want not to did being, suggest any evil intentions on the part of this being who could reverse the common of nature. In his tendency
has "The 2nd law of thermodynamics the same degree of truth as the statement that if you throw a tumblerful of water into the sea, you cannot (76). get the same tumblerful of water out again" should
It is, after all, not surprising that Maxwell have been ready to take the consequences so seriously: he was distribution velocity who well gases had introduced became interested
require the action of the demon observable flow of heat from a cold one,
is less significant existence sibility of the demon's than the actuality of the statistical distribution of in a gas at equilibrium. molecular velocities This statistical character enormous
86 American
this process is occurring spontaneously on a the time, scale. The pos submicroscopic
to produce body to a
he read Clausius' papers on the in the Philosophical Magazine (77). Clausius subject use of the idea of the average distance had made between traveled by a molecule its collisions with how the other molecules of the gas. It was Maxwell, in 1859 when ever, who showed how the theory could be subjected to experimental the relationships test, as he derived mean between Clausius' free path and the measur conductivity, re had Clausius Again, although marked the greatest pos several times that "actually sible variety exists among the velocities of the several and diffusion. able coefficients of viscosity, thermal
number
Scientist,
of a
Volume
the nature
no attempt to analyze in a gas, he made but simply used the of this "variety" saw at once molecular velocity. Maxwell of how molecular be fundamental velocities were to the develop
Boltzmann
was
classic
of to first
of the theory.
he had wrote to George 1859, Maxwell early as May Stokes about his work on the theory of gases, Gabriel "Of course my particles have not all commenting, the same velocity, to the according but the velocities formula are distributed the errors same as are must plain. The colder
(22). be clearly understood the by introducing of molecular not the second, energy motions, why too? Boltzmann himself that persuaded apparently achieved claims his success was state more but for all his sweeping limited. To evaluate itwe very was precisely what he trying to ex his goal,
statement
that "heat
can
never
distributed
was
presented law in his first paper on gases in 1860, pointing out that molecular collisions would alter continually individual the and that what he found velocities, average number of particles whose veloci ties lie between given limits after a great number of "the
with
body without an occurring" adequate first thermodynamic studies, but he felt that it was because we cannot "incomplete, therein, recognize had been sufficient theorem" another years
to a warmer
the real nature of the clearness, was more He satisfied with p. (74, 81). form which he deduced from this a few
among a great number of equal particles" even clearer in a new (19). This relationship became of the distribution derivation law that Maxwell collisions effect of collisions the on the distribution as law and
then expressed in very compactly 1865, in a paper which might well have stimulated Boltzmann's work results were these: (3). Clausius' For every thermodynamic a func system there exists is a function of the tion, S, which thermodynamic state of the system. S, which he named the entropy, is defined by the differential relationship,
later and
of the properties of gases thatMaxwell carried out, and it is quite natural that it should also have been the basis for his criticism of law of thermodynamics. seemed natural approach Although to Maxwell, efforts this it to
dS=
reversible infinitesimal
dQ
(1)
very different from contemporary of the second law. probe into the meaning
Attempts
In
at mechanical
explanation
process and T is the absolute of the system. (The notation temperature dQ, not used by Clausius, that not an is emphasizes dQ exact differential.) For processes that are irreversible, one can only state the inequality,
a paper, 1866 Ludwig wrote Boltzmann "On the Mechanical of the Second Law of Meaning was It his first scientific Thermodynamics" (21). work of any significance and to give a general mechanical law. Boltzmann the first serious attempt of the interpretation
dS> dQ ^
In order planation, mechanical that expressions for all of the quantities
(2)
ap
to give the second law a mechanical ex Boltzmann would to find have had
trasting this with the first law, whose identity with the energy principle had been known "for a long time already." This time" was "long only about was only twenty-two fifteen years, but Boltzmann himself. He assurance announced of his age: "It his goal with all the self is the purpose of this article
by referring of the second law exceptional "peculiarly position" and to the "roundabout and uncertain methods" by which physicists had tried to establish it, con
second
began
to the
Boltzmann
discover
to it."
to give a purely analytical, completely of the second law of thermodynamics, the theorem in mechanics
had tried to do just these certainly was He least in successful with ir things. dealing reversible processes; his brief discussion of one par ticular example threw no light on the molecular basis for irreversibility.
that corresponds
did
give
a detailed
expressed
was
a measure
molecule. chanical
of least action, on the strength of which he claimed to have given a mechanical of the second explanation law. This theorem will be discussed
of the average kinetic energy of a a He also proved very interesting me of the principle theorem, a generalization
where
dL
represents
enough for the present to point out could prove it only under a very restrictive assump to limit himself to periodic had tion. He systems. For a system whose entire molecular configuration itself after a time, r, he found a mechanical to the entropy, S. Boltzmann's counterpart equation repeats for the entropy of such a system had the form,
total work dL was the sum of dl and work, /. The the usual external work, dW, or PdV.) It was (5) as saw that Clausius the ultimate thermodynamic formulation of the second law: "the effective of heat is proportional to the absolute temperature"
(Clausius U, of a system to be the sum of two terms, both state functions?the heat in the body, H> and the internal
ferential.
considered
force
a mechanical Clausius5
S = 2 ln(7?2 +
where the sum is over
constant,
The
(3)
absolute
all molecules.
temperature, T, is the kinetic energy of one molecule averaged over the period,
(4)
the period, r, appears explicitly in the entropy equation one is inclined to guess that the periodicity of the system is an essential aspect of the theorem. Since tried to extend
like very much (26). Principles" and with of that of Boltzmann's 1866, paper good reason. Clausius the discovered had independently theorem
Boltzmann
his proof to nonperiodic orbits are not closed, the particle systems, where rather but his argument was not cogent. It concluded are not "if the orbits that the remark with lamely closed in a finite time, one may still regard them as closed in an infinite time" however, (It may be worth (23). the entropy, that one can evaluate
five years earlier. by Boltzmann published were the same, there were some results the Although had been look Boltzmann differences in approach. ing for a mechanical its properties, while
central position
de simply related, however, and the entropy Clausius for disgrega rived from his mechanical expression had found tion was identical with the one Boltzmann
interpretation of entropy and the Clausius gave disgregation two functions are in the theory. The
noting,
was
tried to the only physicist who law to a theorem in mechanics. been thinking about the second second law of thermodynamics
law since
once (3, p. 353). must be pointed follow the evolution of his ideas, but it a out that Clausius arrived at very particular way of looking at the second that he named concept law (24). He introduced
is helping to spread the knowledge ius' reputation on work (27, p. 236). my thermodynamics" Clausius of course, had, had He memoir. overlooked moved to Bonn
of the second law (27). He showed analogue identical basic equations were that all of Clausius' with his own, apart from notation, reinforcing the the relevant pages of verbatim point by reproducing his earlier article. "I think I have established my concluded, adding, "I can only priority," Boltzmann an authority with Mr. Claus express my pleasure that of
total work, internal as well as external, done by a a in reversible process. This relationship was system fixed by the equation,
intended the disgregation, as a measure in which the molecules of "the degree It was to be a thermody of a body are dispersed." state function, denoted namic by Z, related to the
in 1867 and again W?rzburg demands" the resulting "extraordinary and energy had prevented him from keeping the literature mann's claim properly. to priority He
original
from Z?rich
dL = TdZ
88 American Scientist, Volume 58
(5)
matters
that to both papers, but Clausius was not convinced or as sound as were Boltzmann5s general arguments to discuss some of these as his own, and he proceeded in detail (28).
Limitations
Maxwell mechanical
of the second
this and
law
over "It the law with is rare
which
Maxwell after
treated
at
some
observed
interpretation no little amusement. detachment?and sport to see those learned Germans the priority of the discovery that
two years
the publication
(32).
In discussing that Carnot's the second
a thing which was sug vis viva of one of its molecules, etc., but gested by the labours of Gay Lussac, Dulong, from dynamical first deduced statistical considera Hamiltonsche region the German
is theHamiltonsche 0Acs [thermodynamics] Princip," he wrote to Tait, "when all the time they assume that the temperature of a body is but another name for the
law, Maxwell emphasized does not follow from the principle first law, but must instead be deduced from an in a hence second law. He dependent assumption, and Clausius' versions of this law, quoted Thomson's both of which asserted, in effect, the impossibility of a cyclic process the heat of a body into converting work without to pass from that heat allowing body to a colder one. He advised the student to compare the various statements of the law so as "to make an him selfmaster of the fact which they embody, acquisi to him greater importance on which a demonstration constructed." Maxwell And to went
Icari flap their waxen wings in nephelo amid those cloudy forms which the igno coccygia rance and finitude of human science have invested with Queen The the incommunicable of Heaven" prize for which (29). "those learned Germans" were attributes
of the invisible
than any form of words or less compactly may be more then in his next two paragraphs the crux of the question.
contending dynamical
result.
was an illusion : the second law was not a theorem at all, but an essentially statistical
that a body contains energy in the form Suppose of heat, what are the conditions under which this or of it be removed from the energy any part may body? If heat to distinguish able these parts, and parts, and to guide and control their motions by our then by arranging any kind of mechanism, so as to lay hold of every apparatus part moving a of the body, we suitable train of could, by transfer the energy of the moving mechanism, of the heated parts body to any other body in the form of ordinary motion. The heated body would thus be rendered perfectly cold, and all its thermal be converted energy would tion of some other body. into the visible mo if we in a body were consists in a motion of its
Maxwell meaning
some
of his law
own
ideas
on
the
in his Theory
of Heat,
meant
in public and science schools." They were to be "within the comprehension of working and suited to their wants," with "every theory to the stage of direct
thought that some of it was prob difficult to follow than any other of his it was "not an (!) and that as a whole book." and His
Now
know," men readily perceive between what is easy and what is hard. What he called hard, others would be in clined to call
did not things which Clerk-Maxwell he wrote, "was the distinction which most
necessary dilution) of its varied contents" (8, p. 320). did not hesitate to include discussions Maxwell of the latest work editions audience thing of his book like Willard in thermodynamics in the successive ; one wonders what his intended and students" made of some surface, Gibbs's thermodynamic
As a con altogether unintelligible." book contained "matter enough sequence Maxwell's to fill two or three large volumes without undue we dilution should rather the with say, (perhaps
if the heat in the consists Hence, of its parts, the separate parts which move must be so small or so impalpable that we cannot in any way lay hold of them to stop them [30, motion pp. This 153-54].
discovered.
with the first law. The second law is to a denial therefore equivalent of our power to the either by a perform operation just described, or by any other method train of mechanism, yet
consistent
this supposition involves a direct contradic to tion the second law of thermodynamics, but is
of "artisans
so argument, simple in appearance, deceptively out the that had Boltzmann brought point escaped and Clausius, others. Those that among processes are declared to be impossible by the second law are the laws of mechanics. perfectly consistent with The second law must, some es therefore, express
January-February 1970 89
If it is to sentially nomiiechanical aspect of nature. receive an explanation at the molecular level, that must to refer the smallness of molecules, explanation to their enormous numbers. This or, equivalently, is really the same point of view that Maxwell had in his demon already expressed privately argument. made the connection himself in the last chapter of his book, which dealt briefly with the molecular In a section entitled "Limitation theory of matter. of the Second remarked as we of Thermodynamics," that this law "is undoubtedly Law Maxwell true as long and have no
so numerous, so small individually, and so that they quite escape irregular in their distribution, of observation; all our methods whereas when the are those of visible bod displacements ies consisting of great numbers of molecules moving the communication of energy is called altogether, and If one could that individual supposed be followed, as one would molecular work and theory, then heat would
and displacements which are concerned in the communication of heat are those of molecules,
motions
He
work"
only inmass, or of the separate mole power perceiving handling are cules of which status of the made they up." The second law would be very different if we had the powers of "a that he can Maxwell being whose faculties are so sharpened follow every molecule in its course." how described the second law could be one
vanish."
distinction to deduce
between work and heat, and so no attempt law from purely dynamical the second however satisfactory it might appear, could explanation" has of this law (7, p. 671).
flouted by such a demon, just as he had described his letters to Tait and Strutt. As a consequence, had to be careful about
it in
a certain
Maxwell
extending conclusions "drawn from our experience of bodies consisting of an im mense number of molecules" to the "more delicate observations if individual handled. "compelled and and perceived that should become possible we were . . . the statistical method to adopt of to abandon and the strict dynamical be 328-29). experiments" molecules could that might be made
was probably quite law denies the possibility of the second kind: machines
it, and irony about aware of that. The of perpetual motion no matter how in
genious one of these devices may seem to be, one can be certain that in some way or other its existence had cast would violate the laws of nature. Maxwell in precisely the same form: no matter a purely dynamical how proof of the convincing second law might seem to be, it could not adequately his conclusion explain the limited convertibility of heat into work.
Unless
The
Maxwell
inadequacy
returned
of mechanical
to he was Sketch these asked
explanation
a few the second
Maxwell
considerations to review
of Thermodynamics. Written fatal illness, this only a year or so before Maxwell's review contains his final reflections on the subject of in his most presented thermodynamics, in another style. (As Tait himself remarked tion, "No condensing few clear brilliant connec
did not?that might have observed?but one of the subjects for dispute between "those learned was precisely the proper way of describ Germans" ing work and heat at the molecular level. Boltzmann in which each 24-28) imagined a process amount same of was the supplied with
sentences than Maxwell" compact of Maxwell's review was devoted [8, p. 321]). Much to the second law, since he thought that the manner and in which an author handled of a this treatise "the touchstone
living man has shown a greater power of the whole marrow of a question into a
was his way energy, e. The sum of e for all molecules to the system, but he of representing the heat added gave no indication of how this ewas to be supplied to did have to require that Boltzmann each molecule. this energy went either into work done against ex ternal forces or into an increase of the kinetic energy
its of that particular molecule, explicitly excluding be to This molecules. other transfer might partial reasonable enough on the average, but the nature of never also Boltzmann analyzed. to clarify how the work done by
review
theme of the irreducibility of the second law to pure dynamics. The whole point of the second law on the distinction two modes between of depends communicating heat and work. Maxwell energy from one "According "the observed, body to themolecular to another, theory," between is that
molecules, only very represented was to to work done by the be related schematically, a in under the gas pressure. The piston displacing coordinate the gas, appeared Clausius not
of the piston, that is to say, the volume of never coordinate, being a molecular in his equations. criticized Boltzmann's treatment of
only of communication
Volume 58
difference
of energy
(28)
Scientist,
some of these points, and this was absolute not grant Boltzmann's mechanical derivation
the reason
he did
of the motion, the external work done by the A is In Aa. this case the change in energy, system just AE, is just the negative of the work done, and the com period plete variation slow variation so important the variation of the action, (6), still vanishes. This is the Ehrenfest adiabatic process,
the po way of treating the work involved making on a function depend tential energy parameter. from one which varied in This turn, parameter, orbit
to change uniformly to another, was assumed went as the particle with time through a complete like that Clausius, orbit. It must be remembered even make could precise reasonably Boltzmann, in closed the particles moved arguments only when was system. Boltzmann orbits, that is, for a periodic
in the old quantum theory (35). When is not carried out at this very slow pace the right-hand side of (6) need not vanish. If one
the work,
AW,
done
that case
by
the system,
the laws not happy about Clausius' way of "allowing never this and with to nature of adopted vary time," of the in his later discussions problem procedure
2A(rT)
This is easily rewritten AQ
tAQ.
(8)
(33).
Perhaps the best of seeing the difficulty of way and heat in a mechanical theory is
in the form,
=Aln(7?2,
(9)
separating work of the clear exposition to look at the particularly Ehren Paul theorem Boltzmann-Clausius given by considers a system whose Lagrangian fest (34). One on a set of generalized q, the coordinates, depends a and param velocities, q, generalized corresponding in the case of a gas. eter, a, such as the volume to be periodic, and to remain The system is assumed in a variation (but with a changed period) periodic a orbit. This to orbit the from neighboring original in the is of the kind considered variation principle but the two i.e. nonsimultaneous, of least action, orbits are also assumed eter has the value a + to differ because Aa rather than a on the param the new Ehrenfest
which
is equivalent to (3), the Boltzmann-Clausius the when average kinetic energy is set equal result, to the temperature.
The with
reason for this identification. The work compelling is the integral, fa ?+ AaAda, and this is not equivalent is of the order to A Aa when the time of the variation no or is obvious way There the less, than, of, period.
two separate modes of energy of distinguishing is transfer as heat and work in such a process. This an illustration of Maxwell's mechanical never explanations no matter be adequate, appearance may be. statement general law of the second how impressive that can their
procedures
(6)
The varia A represents the change in the generalized T is the kinetic energy, E is the tion just described. total energy, and r is the period of the system. The the equations, quantity A is defined by
outward
Boltzmann
Maxwell was mechanics
and
not that does
statistical mechanics
the one
(7)
force that must be ^4) is the generalized the system to hold the parameter, <z,con exerted In the standard A time is its and average. stant, treatment of the principle of least action there is no variation of a parameter, a, and the variation of the so that ? ( on
to develop the statistical law. He was second the explain to that "the have satisfied recognized apparently nature of a strong truth of the second law [is] of the . .not an absolute certainty" (7, p. 671), probability. on the un in an essential way that it depended that con of molecules large number imaginably was who Boltzmann It bodies. stitute macroscopic undertook make the task of creating a statistical clear just how a mechanical could show But work,
would
E. As a path is carried out at constant total energy, is just the of the action, which result the variation time integral of the kinetic energy, vanishes. When the parameter, 0, is varied slowly, so that the to the occurs during a time long compared
so many
thermodynamics. by the found his starting point inMaxwell's he had a profound admiration. At the time when Boltzmann
particles laws of
the behavior
variation
tried to account
January-February
for the
1970 91
second
law
or his law but did not mention Maxwell Clausius, of molecular velocities for the distribution (36). We was learning to read English know that Boltzmann at this time-?in order
parently on the theory of gases. When he quoted the relation the pressure of a gas and the velocities ship between and of itsmolecules, he referred to Kr?nig, Rankine,
in purely mechanical terms, he was ap had written unfamiliar with what Maxwell
mann
made
constant
use
energies, to be a certainty and not supposed just a probability. The //-theorem of 1872 said that entropy would (47, p. 345). Boltz always increase mann did not revise this statement until 1877, when he asserted was Josef Loschmidt in its original tion of the molecules two senses are invariant pointed form (42). out Since that it was untenable of mo the equations the do not distinguish between
tion of molecular
velocities
to read Maxwell's papers on to He returned the (37). theory of electromagnetism gases in 1868, however, with fresh ideas prompted new analysis of the kinetic by his study ofMaxwell's on a series had embarked theory (38). Boltzmann in which the statistical descrip of lengthy memoirs central to his treat tion of the gas was absolutely
in which
a con As of the equations. solution in the for of molecules motion which any sequence, one could the entropy of the gas increased with time, construct creased another motion with
time might flow (that is, they to the replacement of / by ?the is an equally of any actual motion
ment.
of the law, but this time it was a statistical rather than a mechanical, mechanical, proof (39). as This new proof dealt only with the equilibrium proof
was criticizing the fine By the time Clausius points of his mechanical of the second law, interpretation was already committed to the statistical Boltzmann In that same year, 1871, he offered a new approach.
in which the entropy de in to the contradiction time, apparent was in to law. It his Loschmidt's second only reply "how inti criticism that Boltzmann recognized mately the second and law is connected probability," only be described certain. He later that same that the increase
is, with the existence pect of the second law?that as a of the entropy state function re thermodynamic in the proper way, lated to heat and temperature through
the year, in which he formulated a of between the entropy relationship thermody con state and of molecular namic the number with that state (43). Entropy figurations compatible a measure of this "thermodynamic became simply probability." can be viewed legitimately as a of first the expressed by Max development insight well?an and quantitative de extended, detailed, Boltzmann's work of a brief qualitative velopment insight, to be sure, all the same. Neverthe but a natural development, seems to have taken little or no interest lessMaxwell in these papers He did by Boltzmann. Boltzmann's work of aspects follow some in statistical
as very highly probable, but not as this view in a major elaborated article
in the molecular produced by a change potential a was work, whereas with fixed distribution energy heat was identified with a change in the energy due only to a change in the distribution. The exponential an im at equilibrium energy distribution played in the The essential features portant part analysis. of Boltzmann's have survived the transi argument to quantum tion from classical it is physics, and still to be found in textbooks on statistical mechanics
now and heat were (1). Work the help of the distribution func speaking, a change in the total energy
(40).
was able to provide a molec A year later Boltzmann ular basis for the other aspect of the second law, the increase of the entropy of an isolated system an irreversible process occurs whenever (47). This came as a by-product of an investigation into the Boltzmann's result, orem, was based on his analysis of how the distribu in time as a result of binary molecular tion evolved collisions. Although much more limited in its scope than his discussion of equilibrium, the //-theorem the first insight into the nature of irreversi uniqueness distribution. of the Maxwell-Boltzmann equilibrium the famous //-the
particular a Maxwell's last scientific work was mechanics; new analysis of the equipartition theorem, taking as its starting point and Boltzmann's 1868 memoir some of the presenting an alternate way of handling difficult aware William which was (44). Maxwell assumptions certainly of much of Boltzmann's other work. Henry Watson's little book on the kinetic version in 1876 (45), a modified followed
of the existence
entropy function. Watson assistance" from Maxwell well where namics. also reviewed did Maxwell It
"much kind acknowledged in his Preface, and Max forNature (46). But no Boltzmann's statistical
offered bility.
It must
92 American
be
emphasized,
Scientist, Volume
however,
58
that while
Boltz
propriate.
There
is no obvious
point. It is true that their styles hard found Maxwell very different. Boltzmann of his terseness (38, p. 49); because to understand found the great Maxwell length of Boltzmann's were discussions wanted never to be "an to reduce read one stumbling block" equal to "about of his papers memoirs 1877, the relationship of and six so
version of what was, of course, an exaggerated Maxwell had originally said. He had looked for pos sible limitations of the second law, but he had never to intended it. Clausius, certainly destroy This used
and
simply
be
to Tait's and practiced in counter onslaughts a them with had proper answer to ing equal vigor, "I believe this new attack: I can summarize my in the brief remark that reply toMr. Tait's objection my law is concerned, not with what heat can do with the help of demons, but rather with what it can do no saw reason He itself" the existence (50). by why of fluctuations the average should be considered behavior described as contradicting by the second law.
missed
Fluctuations
Maxwell
and
the demon
as a way truth of giving not Maxwell's
conjured
up his demon
caught Thomson incorporated it in a paper it into his own thinking and elaborated on the kinetic theory of energy dissipation. He went demons so far as to imagine an army of Maxwell's stationed of this "ideal
not essentially different. He the two very different ways of "The second law," thermodynamics. establishing he wrote, "must either be founded on our actual ex saw no conflict between perience in dealing with or else deduced real bodies from of sensible mag the molecular
member
cricket bat," and club, or, as it were, a molecular the variety of ways in which such an army described control molecular could processes (48). But even was playful enough though Thomson and arms and hands "with demon hands and ten fingers they had been raised suffice" called to endow
at the interface of a hot and a cold gas, each army" being armed with "a
nitude, theory that the behaviour of these bodies, on the hypothesis of molecules of bodies consisting of millions may be encounters of of the from the deduced pairs of theory of the relative molecules, frequency by supposing different cording Real kinds of encounters to be distributed ac to the laws of probability (/, pp. 669-70).
the
Loschmidt
the reversibility paradox with a few would confront Boltzmann that it was no real also showed
ular
the way Boltzmann would. Thom of the probability son went further. He calculated that are an inescapable the fluctuations aspect of the statistical that while it was not im
critical opalescence, Brownian motion, tatively?the in colloidal fluctuations suspensions?and density for all of them. By the statistical theory accounted von Smoluchowski could give an in 1912, Maryan vited lecture with "Experimentally that Contradict the "revolutionary Molecular Verifiable
support for the statistical molec experimental come until the early years of not did theory this century, but then it came in strength. A whole was studied quanti series of fluctuation phenomena
theory, showing one would find all the oxygen molecules that possible in a vessel of air in the left-most fifth of the container, the probability Tait of this event was staggeringly
small.
the statistical molecular approach to the second pointed out in his lectures that a colder to molecular processes taking energy from a a warmer going on, but on body are "constantly mass of a gas." This fact very limited scale, in every of Carnot's the validity did not interfere with also absorbed law. He theorem and could be for "the enor
(57). A Ordinary Thermodynamics" to have decade earlier "it would have been foolhardy formula of the traditional spoken so disrespectfully at least on the continent tion of thermodynamics," There was now good reason for taking of Europe. statistical approach Maxwell's seriously. completely law in the second had picked hole Maxwell The had become Smoluchowski's plainly visible (52).
brilliant
safely ignored mous number of particles in a cubic inch of even the also But Tait most rarefied gas" (15, pp. 119-20). a con be to fluctuations such of existence found the to beat his old antagonist, venient stick with which that the demon argument was Clausius, commenting fatal to Clausius' reasoning." "absolutely
analysis of the fluctuation viola that one could observe statements of the second
the impossibility of a perpetual of fluctuations, was of the second kind. No device could ever be motion
January-February 1970 93
law by dealing with sufficiently small systems. The the increase of entropy, trend toward equilibrium, and so on, could not be taken as certainties. The one statement that could be upheld, even in the presence
made scale.
to con the existing fluctuations on a work into macroscopic completely to be con have any such device would use and would therefore itself be
Appendix.
James friends
On Maxwell's
often
Signature
of molecules
and
use the subject to the same chance fluctuations. To a one to construct would have fluctuations molecular device "Only
clever
whose we
also used dp I dU He plume for the witty verses on scientific subjects that in Nature he published (53). It is not hard to guess that he was making private reference to an equation of the form
signed letters to such with the signature as a nom de derivative this Tait
enough."
f at
that dp/dt simply what was the equation, late D. K. as one of Maxwell's of so
dp
= JCM
his did
(Al)
initials. But it come from?
The
C. MacDonald
of the various
statement thermodynamic potentials. MacDonald's is technically correct but historically misleading. To in (Al) Maxwell the relationship the expressed second law of thermodynamics statement itself.
Carnot's
theorem
said
mathematical A
power depends only on the between which heat is transferred in of an engine. This was translated into
Consider an
cycle consisting ot at temperature isothermal expansion (/ + dt) an adiabatic which cools the expansion system down to temperature isothermal at t, an compression a and final adiabatic t, temperature compression back to the initial state, all processes being carried out reversibly. Since the cycle is infinitesimal it can as a be represented in the pressure parallelogram area of this volume diagram. The is parallelogram the work, AW, done per cycle and it has the value Carnot
infinitesimal
AW = (dp) (dV)
where
(A2)
Carnot's motive
the difference in dp and dV are, respectively, between two the isotherms and the dif pressure ference in volume in either isothermal step. The ef ficiency of the cycle is the ratio of AW to AQ, where in the isothermal expansion. AQ is the heat absorbed that this efficiency, "the power of heat," depends only on the tempera tures t and t + that it can be ex dt, which means as dt is since infinitesimal. Here pressed C(t)dt is a universal function (the Carnot function) theorem states
C(t)
94 American Scientist, Volume 58
of
the
measured
t, being introduces
Thomson equation
did
not
use called dp
He
wrote
the
we have
in the form
of heat, J, to allow for the equivalent in different and work were expressed Carnot's theorem
i
where which function and
=M
(A6)
of temperature, function. The the equivalent inexact dif
= CM A
function juwas the universal Thomson called the Carnot /x incorporates is the integrating factor for
(A3)
the mechanical
The
of heat absorbed pro is, however, quantity so that extent to of the the dV, expansion, portional one has the equation
ferential dQ. Where, then, did Maxwell get the particular him of the Carnot allowed theorem which form to use
AQ
where heat M absorbed per unit
= M dV
of proportionality, in an volume change
(A4)
the iso
is the coefficient
dp/dtas his signature?The first use of C(t) in the formof (A3) and thefirstappearance of (Al) occur
together in that same Sketch of Thermodynamics which demon. It was Tait who called forth the Maxwell renamed the Carnot of
ihw)
or, with dp
/ x {dp) (dV) -c
(A5) (A1)
by Maxwell's represents the , ,
a slight rearrangement,
ft
This and is the basis Tait's second There
= JCM'
(Al) (56).
is correspondence men wrote sorts. of various Both joking well, and often playfully; both were sensitive to ques tions of terminology and notation. fortuitous. The Tait-Maxwell full of verbal Tait actually commented on his old friend's thermo scien to him
his C(t) the function, making absolute and who the temperature, reciprocal into the second law of thermody thereby put JCM
little more
in (Al) express this result, but not all the notation com were was standard. Pressure and temperature on the by p and /. The quantities monly denoted had no standard designa other side of the equation tion. In his first papers on thermodynamics, William had used J for the mechanical Thomson equivalent, probably in honor of Joule, and M
pends
essential
of his initials in the well by me from the occurrence Law of Thermody second known expression of the on establishment namics thoroughly (for whose
signature in his notice of Maxwell's dynamic tificwork: "This nom de plume was suggested
to
(8,
in the Maxwell of dp/dt to a on from Tait is Tait postcard correspondence Maxwell early in 1871 (59). Tait addressed Maxwell The as
Clausius its universality. to establish of data that confirmed also and used C as Clapeyron had, ideal was to the C (58). In gas temperature equal and as used notation C(t), modern by Clapeyron to the absolute temperature. is proportional Clausius, kinds
first made explicit use of the universal Clapeyron is called for function of temperature whose existence theorem. He did call itC(t), but Clapey by Carnot's is essentially the reciprocal of the function ron's C(t) of this central defined by (A3). The importance was function universal by Clapeyron, recognized from several different it numerically who evaluated
of his Sketch in which to the paragraph (Al) for Tait, is the shorthand designation is stated. T; their famous was used to designate Thomson, just as T as and T' T to referred book being by the inner reference
circle.
dp/dt, and
added
an
explanatory
parenthesis:
There
an
even
earlier
use
in a
letter to Thomson
of dp/dt by in April
card pointing 1870 (60), almost a year before Tait's to JCM, but well over a out that dp/dt is equivalent book. This of Tait's sug year after the publication the equa noticed had already gests that Maxwell for his benefit tion that Tait redesigned probably and did not need to have it pointed out explicitly to him. He was certainly clever enough.
January-February 1970 95
Acknowledgments
This work was the National in part by a grant from supported Science I thank Dr. Foundation.
Motes
1. J. C. Maxwell, "Tait's Thermodynamics" Nature 17 (1878), 257. Reprinted in The Scientific James Clerk Maxwell, Papers of ed. W, D. Niven (Cambridge, 1890), Vol. 2, 660-71.
Quotation 2. R. 3. R. Clausius, from p. 662. Abhandlungen ?ber die mechanische f?r W?rmetheorie
Elizabeth Garber for many informative discussions on Maxwell, and my colleague Professor Derek J. de Solla Price for the use of his copy of the Cambridge collection ofMaxwell University correspondence.
(Braunschweig, 1864). W?rmetheorie," Pogg. Ann. 125 (1865), 353. 4. P. G. Tait, SketchofThermodynamics (Edinburgh, 1868).
5. For further discussion of this controversy see: (a) bequeme verschiedene "?ber Clausius, der Hauptgleichungen Formen die Anwendung der mechanischen
Peter Work of Guthrie Tait (Cambridge, Knott, Life andScientific 1911), 208-26. Referred to below as Knott, Tait, (b) M. J. Klein, "Gibbs on Clausius," Historical Studies in the Physical Sciences1 (1969), 127-49.
6. R.
C.
G.
Clausius,
Die
Mechanische
Warmetheorie,
2d
ed. Vol.
8. 9. 10.
contains extensive from this corre Tait, excerpts as well as a of the of Tait spondence description relationship and Maxwell. see L. Also and W. The Campbell Garnett, Tait, "Clerk-Maxwell's to P. G. Tait, 213-14. Reflections contains on the Motive Power Scientific 11 December Work," Nature 21
(1880), 321.
J. C. Maxwell Knott, Tait, S. Carnot,
in
references. 12. R.
and R. Clau papers by E. Clapeyron to below as Mendoza reprint. E. Mach, Die der W?rmelehre, 3d ed. Principien
(New York,
die bewegende "?ber Kraft der W?rme, und Clausius, die Gesetze, welche sich daraus f?r die W?rmelehre selbst ableiten Trans, lassen," Pogg. Ann. 79 (1850), 368,500. by F. Magie W. in Mendoza see J. W. reprint. Also Gibbs, "Rudolf Julius
(1889), 458. Reprinted in The Scientific Papers ofJ. Willard Gibbs (NewYork, 1906),Vol. 2, 261,
13. R. 14. R. Clausius in Mendoza "On Clausius, mental Theorem reprint, 134. a Modified Form in the Mechanical Lectures Kelvin, on of the Second Theory Some Funda of Heat," Advances
Emanuel
Clausius,"
Proc.
Amer.
Acad.
16
Phil.Mag.
15. Also William 16. see
12 (1856), 86.
P. G. Tait,
Recent
inR. J. Strutt,Life ofJohnWilliam Strutt, Third Baron Ray leigh(Madison, 1968), 47. 17. R. Clausius, "The Nature of theMotion Which We Call Heat," Phil. Mag. 14 (1857), 108; "On theMean Lengths of thePaths Described by the Separate Molecules ofGaseous Bodies," Phil. Mag. 17 (1859), 81. Both are reprinted in S. G. Brush,KineticTheory, Vol. 1 (Oxford, 1965). 18. J. C. Maxwell toG. G. Stokes, 30 May 1859. Quoted by
Brush (n. 17), 26-27. 19.
6 December
1870. Reprinted
J. C. Maxwell,
"Illustrations
1, 377-409. "On
of the Dynamical
Theory
of
Mag.
Vol. L. 21.
2, 26-78.
die mechanische "?ber Boltzmann, zweiten der W?rmetheorie," Hauptsatzes 195. Reprinted in L. Boltzmann, (1866),
96 American
Scientist,
Volume
58
Abhandlungen,ed. F. Hasen?hrl
9-33. This collection will be Abh., and page this reprint. 22. H. Hertz, trans. D. 1956), 23. references
to as Boltzmann, Wiss. are made to Boltzmann's to work referred Presented (Reprinted in a New New
(Leipzig,
1909), Vol.
1,
Wahrscheinlichkeitsrechnung
W?rmegleichgewicht,"
Wiss. Abk., Vol. 2,164-223. "On 44. J. C. Maxwell, Distribution Trans. 713-41. 45. H. W. 46. 47. Watson,
Wiener Berichte 76
respektive
den
S?tzen
?ber
das
(1877),
373.
Boltzmann's in a
Mechanics of J. T. Walley
Form, York,
Author's
on the Theorem Average of Material System Points," 12 (1879), 547. Scientific Papers, Vol. 2 on theKinetic Theory of Gases," of Gases Nature in Knott, (Ox 16
Wiss. Some years later Boltz Boltzmann, Abh., Vol. 1, 30. mann that could systems nonperiodic proved (open orbits) not be handled these methods. See L. Boltzmann, by "Bemerkungen W?rmetheorie," Vol. 2,122-48. ?ber Probleme der mechanischen einige Wiener Berichte 75 (1877), 62, or Wiss. Abh., of to the the Theorem Internal Work of the of a
A Treatise "The to P. G.
ford,1876).
J. G. Maxwell, J. C. Maxwell Tait, 114. Nature 9 (1874), Kinetic Theory
24.
R.
Clausius,
Equivalence
of
Papers,
Heat,"
Kinetic 26. R.
Phil. Mag.
"Uber
40
(1870),
122. Reprinted
des
Applicable
to
in Brush,
Haupt
Theory,
n. 6, p. 316. Clausius' comments on Maxwell's Clausius, are discussed demon "On the Foundations by L. Rosenfeld, of Statistical Acta Physica Polonica Thermodynamics,"
zweiten auf
(1955), 37-38.
v.
14
mechanische 27. L.
(1871),
allgemeine 433.
51. M.
?blichen 52. A
"Experimentell
"Zur Priorit?t der Auffindung Boltzmann, zwischen dem zweiten der Hauptsatze th?orie und dem Prinzip der
widersprechende
between found in L.
kleinsten
1 December
Maxwell biography of
C. MacDonald,
reprinted
in
(n. 7).
Faraday,
and
Garnett
and Kelvin
30. J. C. Maxwell,
31.
Heat Theory of
edition
York, 1964), 62-63, 98-99. The derivative dp/dtwould now be writtenmore carefullyas (?p/?t)v
on ?. Clapeyron, "Memoir Mendoza reprint, pp. 73-105. ix-x. the Motive Power of Heat," in
(New
of the publisher (Longmans, for the series, printed at the end of the text.
4th ed., 195-208. For a detailed discussion Heat, influence on Maxwell and Maxwell's appreciation see E. Garber, "James Clerk Maxwell and Thermo Amer. Jour. Phys. 37 Vorlesungen Adiabatic (1969) die 146. Prinzipe der Mechanik ?ber
pp.
Trans.
Boltzmann,
and Physical
Papers,
Vol.
(Cambridge,
the Quantum
Changes Theory,"
58. R. 59.
P. G. Tait and
1871.
(Amsterdam, Ehrenfest.
(This letter
col
University
Wiener 39. L.
Berichte 58
517. Wiss.
Schr?dinger,
Thermodynamics ?ber
2d
ed.
41.
"Weitere Boltzmann, gewicht unter Gasmolek?len," Wiss. Abh., Vol. 1,316-402. L. Boltzmann, mechanischen Wiss. Abh., Vol. L.
Berichte
42.
?ber Wiener
43.
Boltzmann,
Hauptsatze
der
January-February
1970
97