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U.S.

Department of Justice
Office of Justice Programs
National Institute of Justice

HIGH-PRIORIT Y CRIMINAL JUSTICE


TECHNOLOGY NEEDS
U.S. Department of Justice
Office of Justice Programs

810 Seventh St. N.W.


Washington, DC 20531

Eric H. Holder, Jr.


Attorney General

Laurie O. Robinson
Acting Assistant Attorney General

Kristina Rose
Acting Director, National Institute of Justice

This and other publications and products


of the National Institute of Justice can
be found at:

National Institute of Justice


http://www.ojp.usdoj.gov/nij

Office of Justice Programs


Innovation • Partnerships • Safer Neighborhoods
http://www.ojp.usdoj.gov

March 2009
NCJ 225375
Table of Contents
NIJ’s Mission and Organization . . . . . . . . . . . . . . . . . . . . . . . . . . 2

NIJ’s Office of Science and Technology. . . . . . . . . . . . . . . . . . . . 4

How NIJ Sets Its Research Agenda . . . . . . . . . . . . . . . . . . . . . . 6

The Research, Development,


Testing and Evaluation Process. . . . . . . . . . . . . . . . . . . . . . . . . . . 8

Standards and Compliance Testing . . . . . . . . . . . . . . . . . . . . . . . 10

Investing With Partners. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

High-Priority Criminal Justice Technology Needs. . . . . . . . . . . . . 12

n Protecting the Public. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

n Ensuring Officer Safety. . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

n Confirming the Guilty and Protecting the Innocent. . . . . . . 17

n Improving the Efficiency of Justice . . . . . . . . . . . . . . . . . . 19

n . . . . . . . . . . . . . . . . . 21

NIJ Resources. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23

National Institute of Justice 1


NIJ’s Mission and Organization

A
s the research, development and challenges of crime and justice, particularly at
evaluation arm of the U .S . Depart- the state and local levels . NIJ’s diverse audi-
ment of Justice, the Office of Justice ence includes:
Programs’ National Institute of Justice (NIJ) is
dedicated to researching crime control and jus-
n Policymakers at all levels of government .
tice issues to help enhance the criminal justice n Practitioners who work in the criminal
system and increase public safety . justice field .
NIJ provides objective, independent evidence- n Researchers .
based knowledge and tools to meet the
n The American public .

NIJ organizational structure chart.

2 High-Priority Criminal Justice Technology Needs


The Director of NIJ, who is appointed by the for building capacity and providing technology
President and confirmed by the Senate, estab- assistance to local, state and, as appropriate,
lishes the Institute’s objectives in light of those tribal and federal law enforcement, correc-
of the U .S . Department of Justice and the tions and courts agencies, and crime labo-
Office of Justice Programs . When setting policy ratories .
and practice, NIJ actively solicits the views of
criminal justice professionals and researchers . NIJ’s principal authorities are derived from the
Omnibus Crime Control and Safe Streets Act
NIJ’s organizational structure is designed to of 1968, as amended (see 42 USC § 3721-
integrate the social and physical sciences to 3723), and, as it relates to the activities of its
maximize cross-discipline research, develop- Office of Science and Technology, from Title II
ment and evaluation . New tools and technolo- of the Homeland Security Act of 2002 .
gies are not in themselves solutions without
appropriate policies and practices . Policies and
practices must effectively integrate technology .

NIJ has two operating offices:

n The Office of Research and Evaluation, which


develops, conducts, directs and supervises
social science research and evaluation activ-
ities across a wide variety of criminal justice
issues .

n The Office of Science and Technology, which


manages technology research, development,
testing and evaluation; the development of
guides and technical standards; and programs

National Institute of Justice 3


NIJ’s Office of Science and Technology

C
riminal justice practitioners, such as n Providing technical assistance to criminal
law enforcement and corrections offi- justice practitioners .
cers, increasingly rely on technology n Serving as a clearinghouse for information
to do their jobs . Through its Office of Science
on criminal justice technologies .
and Technology, NIJ (1) serves as the national
focal point for work on criminal justice tech- The Office of Science and Technology also
nology and (2) carries out programs that, by operates the National Law Enforcement and
providing equipment, training and technical Corrections Technology Center (NLECTC)
assistance, improve the safety and effective- system . Created in 1994, the NLECTC sys-
ness of criminal justice technology as well as tem plays a vital role in enabling the Office
access to that technology by local, state, tribal of Science and Technology to carry out its
and federal enforcement agencies . The Office mission . The NLECTC system’s centers and
of Science and Technology’s principal tasks in offices provide:
supporting this mission include:
n Scientific and technical support to NIJ’s
n Establishing and maintaining advisory groups RDT&E projects, particularly the identifica-
to assess the technology needs of state, local, tion of criminal justice technology needs .
tribal and federal criminal justice agencies .
n Support for the transfer and adoption of
n Establishing and maintaining performance technology into practice by law enforce-
standards for criminal justice technologies . ment and corrections agencies, courts and
crime laboratories .
n Establishing and conducting a compli-
ance testing program that supports those n Assistance in developing and disseminating
standards . technology guidelines and standards .

n Carrying out a research, development, test- n Technology assistance, information and


ing and evaluation (RDT&E) program to support to law enforcement and corrections
improve the safety, effectiveness and effi- agencies, courts and crime laboratories .
ciency of criminal justice technology .

4 High-Priority Criminal Justice Technology Needs


National Law Enforcement and Corrections Technology Center System

In 2007, to better align the work of the NLECTC sys- A key focus area for the centers of excellence is
tem with the Institute’s RDT&E activities, NIJ added testing and evaluation . They also provide special-
four Technology Centers of Excellence through an ized technology assistance and serve as the princi-
open, competitive peer-reviewed process: pal means through which NIJ identifies nationwide
criminal justice technology needs . By way of
n Communications Technologies in Camden, N .J . comparison, the regional centers identify unique
n Forensic Technologies in Largo, Fla . regional technology needs and serve as the initial
point of entry into the NLECTC system for criminal
n Sensors, Surveillance and Biometric Technologies justice practitioners seeking technology assistance .
in New York, N .Y .

n Weapons and Protective Systems Technologies


in State College, Pa .
Sensors, Surveillance and
Biometrics COE
New York, N.Y.

NLECTC Northeast
Rome, N.Y. Weapons and Protective Systems
Technologies COE
State College, Pa.

NLECTC Rocky
Mountain Communications Technologies COE
Denver, Colo. Camden, N.J.
Office of Law Enforcement Standards
Gaithersburg, Md.

NLECTC National
NLECTC West Rockville, Md.
El Segundo, Calif.
Rural Law Enforcement
Technology Center
Hazard, Ky.
Border Research &
Technology Center
San Diego, Calif.
NLECTC Southeast
Charleston, S.C.

Forensic Technologies COE


Largo, Fla.
Border Research &
Technology Center
Austin, Texas
NLECTC Northwest
Anchorage, Alaska = National Law Enforcement and Corrections Technology Centers serving specific regions
= Specialty Offices and Centers
COE = Center of Excellence

National Institute of Justice 5


How NIJ Sets Its Research Agenda

T
he needs of practitioners in the field
drive NIJ’s RDT&E agenda . NIJ’s Technology Investment
Portfolios
Within NIJ’s Office of Science and
Technology, two specialized entities play an n Aviation .
important role in advising its RDT&E invest-
n Biometrics .
ments: Technology Working Groups and the
Law Enforcement and Corrections Technology n Body Armor .
Advisory Council .
n Communications .
Technology Working Groups (TWGs). A TWG n Community Corrections .
is a practitioner-based committee of 10 to 20
experienced practitioners from local, state, n Court Technologies .
tribal and federal agencies and laboratories n DNA Forensics .
associated with a particular NIJ technology
investment portfolio, such as Biometrics . Each n Electronic Crime .
portfolio has a TWG, which identifies criminal n Explosive Device Defeat .
justice technology needs within that portfolio .
These portfolios and TWGs are not static; they n General Forensics .
change as priorities within the field change, as
n Geospatial Technologies .
solutions are implemented or as new technolo-
gies emerge . TWG members are represented n Information-Led Policing .
on the peer-review panels that evaluate poten-
n Institutional Corrections .
tial solutions to address practitioner needs .
Agencies from which TWG members are n Less-Lethal Technologies .
drawn are routinely involved in testing and eval-
n Operations Research/Modeling
uating the resulting solutions . The TWGs, and
and Simulation .
through them the criminal justice practitioner
community, are embedded in the NIJ RDT&E n Personal Protective Equipment .
process from beginning to end .
n Pursuit Management .
Law Enforcement and Corrections Technol- n School Safety .
ogy Advisory Council (LECTAC). LECTAC is
made up of senior criminal justice practitioners n Sensors and Surveillance .

6 High-Priority Criminal Justice Technology Needs


from law enforcement, corrections and courts
agencies, and crime laboratories . LECTAC Grant Solicitation Process
annually reviews the recommendations of the
NIJ annually solicits applications for
TWGs and advises NIJ on prioritizing invest-
research and development leading to the
ments across its technology portfolios from a
introduction of new tools and technolo-
criminal justice agency, senior management
gies into criminal justice practice, advised
perspective .
by TWG and LECTAC recommendations .
Those solicitations are released through
Grants .gov, the portal to find and apply
for federal government grants . Propos-
als are reviewed by independent peer
panels of technologists, principally from
academic and government organizations,
along with practitioners from local, state,
tribal and federal agencies, including
TWG representatives .

Based on the results of the peer reviews,


NIJ program managers recommend indi-
vidual applications to the NIJ Director .
Historically, approximately 8 percent of
applicants receive awards .

NIJ awards grants to educational institu-


tions, public agencies, nonprofit organiza-
tions, faith-based organizations, individuals
and for-profit organizations willing to waive
their fees . Non-U .S . entities are not eligible
for awards .

National Institute of Justice 7


The Research, Development, Testing
and Evaluation Process

T
he RDT&E process helps ensure that selected through an open, competitive, peer-
NIJ’s research portfolios are aligned to reviewed process, and grants are awarded .
best address the technology needs of The grantee and the NIJ program manager
the criminal justice community . The rigorous then work collaboratively to develop the
process has five phases: solutions .

n Phase I: Determine technology needs . Princi- n Phase IV: Demonstrate, test, evaluate and
pally in partnership with TWGs and LECTAC, adopt potential solutions into practice . A
NIJ identifies criminal justice practitioners’ potential solution is tested to determine
functional requirements for new tools and how well it addresses the intended func-
technologies . tional requirement . NIJ then works with
first-adopting agencies to facilitate the intro-
n Phase II: Develop technology program plans duction of the solution into practice . After
to address those needs . A multiyear research adoption, the solution’s impact on practice
program is created to address the needs is evaluated . During the testing and evalu-
identified in phase I . One of the first steps ation process, performance standards and
is to determine whether products that meet guides are developed as appropriate to
those needs currently exist or whether they ensure safety and effectiveness; not all new
must be developed . If a solution is already solutions will require the publication of new
available, phases II and III are not necessary, standards or guides .
and NIJ moves directly to demonstration,
testing and evaluation in phase IV . If solu- n Phase V: Build capacity and conduct out-
tions do not currently exist, they are solic- reach . To ensure that the new tool or tech-
ited through annual, competitively awarded nology benefits practitioners, NIJ publishes
science and technology solicitations . TWG guides and standards and provides technol-
members help review the applications . ogy assistance to second adopters .

n Phase III: Develop solutions . Appropriate


solicitations are developed . Grantees are

8 High-Priority Criminal Justice Technology Needs


The Research, Development, Testing and Evaluation Process

National Institute of Justice 9


Standards and Compliance Testing

N
IJ’s Office of Science and Technology
administers a standards and compli- Ballistic Resistance of Body Armor
ance testing program to help ensure
NIJ published the first body armor standard
that equipment will perform at a safe, depend-
more than 30 years ago . The standard has
able and effective level . This comprehensive
been updated several times in the ensuing
program develops performance standards for
years . The methodology was based on one-
equipment, testing protocols, guidance for
time testing of the ballistic performance of
evidence collection and standard reference
new “out of the box” armor . That standard
materials .
and the accompanying compliance testing
The NLECTC system oversees the devel- program proved highly successful, resulting
opment of standards and a standard-based in more than 3,000 officers’ lives saved .
testing program that includes body armor,
In July 2003, a relatively new Zylon® -
handcuffs, semiautomatic pistols and other
based body armor vest failed an officer in
equipment (see http://www .justnet .org/Pages/
the field . The attorney general tasked NIJ
testing_overview .aspx) .
with determining the cause of that failure
and the need for revising the body armor
standard and testing protocol .

NIJ determined that Zylon® was more sus-


ceptible to degradation caused by expo-
sure to environmental factors than other
ballistic materials in use . In June 2008,
after a three-year effort that included
extensive testing of ballistic materials
and open dialogue with practitioners and
armor systems developers, NIJ published
a new body armor standard . Two key
changes include testing armor systems
(1) after they have gone through an envi-
ronmental conditioning protocol and (2)
against updated ballistic threats to reflect
what officers face on the street today .

10 High-Priority Criminal Justice Technology Needs


Investing With Partners

C
ollaboration and coordination are core NIJ also has formal international agreements
tenets of NIJ’s science and technology with the Australian National Institute of Foren-
investment strategy . Forming strategic sic Science, the Israeli Ministry of Public Secu-
partnerships with other agencies allows NIJ to rity and the Russian Science and Technology
leverage investments, avoid duplicating efforts Center . The Institute maintains informal rela-
and devote its resources to areas that offer the tionships with the Royal Canadian Mounted
highest potential payoff for the criminal justice Police and the U .K . Home Office Scientific
community . Development Branch .

NIJ shares responsibility with the U .S . Depart-


ments of Defense and Homeland Security for
providing tools and technology
to deal with critical incidents
resulting from natural or man-
made disasters, including
acts of terrorism . Terrorism
is a crime, and law enforce-
ment officers will often be
among the first responders
at the scene of an incident .
In support of this mission,
NIJ participates in overarch-
ing agreements on technol-
ogy development and transfer
with both departments .

Since the mid-1990s, NIJ


has been a member of the
Technical Support Working
Group, the federal forum that
identifies, prioritizes and coor-
dinates interagency research The 1401 Technology Transfer Program is an example of NIJ partnering. It is a collaboration among NIJ, the
and development activities for Department of Homeland Security’s Science and Technology Directorate, and the Department of Defense’s
combating terrorism . Office of the Assistant Secretary of Defense for Homeland Defense and America’s Security Affairs to trans-
fer military technology and equipment to support homeland security and public safety applications.

National Institute of Justice 11


High-Priority Criminal
Justice Technology Needs

T
he following pages summarize the high-
priority needs for the criminal justice field
in the area of technology . These needs
are organized into five functional areas:

n Protecting the Public .

n Ensuring Officer Safety .

n Confirming the Guilty and Protecting the


Innocent .

n Improving the Efficiency of Justice .

n Enabling Informed Decision-Making .

National Institute of Justice 13


PROTECTING THE PUBLIC
n Assured means to continuously and accu-
rately monitor the location and status of
offenders under supervision in the commu-
nity, including:

• A noninvasive, assured method to contin-


uously monitor an offender’s substance
abuse .

• Within structures and outside in urban


and rural environments .

n Safer, more cost-effective aerial surveil-


lance solutions to identify, locate and track
illicit activities and to locate missing per-
sons, particularly for application with small
and rural agencies . Solutions must consider
regulatory requirements .

n Improved, unobtrusive means to accurately


detect a broad spectrum of contraband to
preclude its introduction into public venues,
including:

14 High-Priority Criminal Justice Technology Needs


n Improved characterization of currently avail- n Improved emergency response solutions .
able less-lethal devices and their health and Minimally including:
safety effects, particularly on at-risk popula-
tions, leading to improved use-of-force pro- • Accurate location of the incident .
tocols and to safer, more effective devices . • Timely, optimized response .
n New, safer, more effective less-lethal
devices that:

• Can better deter individuals from taking a


prohibited action .

• Can instantly incapacitate individuals for a


specified period of time .

• Are suitable for use on at-risk populations .

n Rapidly deployable, effective devices that


can safely and remotely stop all types of
vehicles under a variety of circumstances .

n Improved means to disseminate urgent


public safety information, including:

• Timely .

• Accurate .

• Targeted .

National Institute of Justice 15


ENSURING OFFICER SAFETY

n Confirming and fixing an individual’s identity


under all circumstances in a timely manner,
including:

• Identifying individuals from video and


audio surveillance .

• Positive identification and verification


solutions, including:

– Equipment and facility access control .

– Positive identification of information


technology systems users .

– Incident scene access control .

• An improved ability to effectively perform


real-time, accurate identity checks across
multiple jurisdictions and data systems .

• An improved capability to collect and


process biometric information at a crime
scene in real time, including:

16 High-Priority Criminal Justice Technology Needs


n “Intelligent” surveillance solutions to monitor • Improved materials for everyday duty uni-
events in correctional and other operational forms that are flame retardant, moisture
environments and to identify and provide proof, flexible and lightweight and that offer
alerts on potentially dangerous situations cut, puncture and pathogen resistance .
prior to their occurring .
• A protective ensemble compatible with
n Improved all-hazards protection for law enforce- law enforcement tactical operations
ment and corrections officers, including: requirements that provides protection
from biological agents, radiation expo-
• Lighter weight, more flexible ballistic- and sure and exposure to the toxic materials
stab-resistant body armor systems that and gases associated with clandestine
will stand up to environmental degrada- drug laboratories .
tion and the normal “wear and tear”
associated with continuous use . • A full-face respirator fully compatible
with law enforcement tactical operations
• Cost-effective methods to reduce the requirements .
heat-related stress associated with wear-
ing existing body armor systems without • Improved robots and robotic tools that
compromising protection and mobility . reduce the need for bomb technicians to
deal directly with IEDs of all types .
• Improved methods to ensure the contin-
ued performance of body armor systems,
including:

– More accurate means to measure


deformations to the inside of a body
armor system caused by impacts and
perforations and their effect on the
human body .

– Accurate means to measure the pro-


tection afforded by in-service body
armor systems .

• Tactile; reusable; and cut-, puncture- and


pathogen-resistant gloves that provide
full dexterity .
National Institute of Justice 17
CONFIRMING THE GUILTY AND PROTECTING THE INNOCENT
n Improved capability to expand the informa-
tion that can be extracted from traditional
types of forensic evidence and to quantify
its evidentiary value, including:

• Identification or characterization of:



– Biological markers that may reveal
n
more information about the source of
biological evidence .

– New substances or chemical constitu-


ents of forensic importance .

• Improved tools for examining aged,


degraded, limited, damaged, inhibited or
otherwise compromised DNA evidence .

• Tools to expand the utility of Y-chromosome
and mitochondrial DNA .

• Tools that provide a quantitative measure/


statistical evaluation of forensic compari-
sons, including:

18 High-Priority Criminal Justice Technology Needs


National Institute of Justice 19


IMPROVING THE EFFICIENCY OF JUSTICE
n “Intelligent” decision support systems, n Improved information and data systems
including: that link an individual’s records and citations
across various criminal justice databases
• Optimizing sentencing (e .g ., institution- from the time of entry into the criminal jus-
alization, probation, parole, therapy, elec- tice system .
tronic monitoring or treatment), taking into
account cost, safety and recidivism issues . n Web applications (services) that facilitate
effective cross-jurisdiction information and
data sharing and exchange . Solutions must
consider the Justice Reference Architecture .

n Immersive technologies to effectively train


public safety officers optimally at their
stations .

n Devices providing multilingual speech trans-


lation capabilities for public safety application,
including:
• Optimizing the way in which law enforce- • Voice .
ment agencies organize and deploy their
resources, to include: patrol district, • Speech-to-text/text-to-speech .
precinct and beat designs; fleet mainte-
n Reliable and widely applicable tools and
nance; and management and manpower
technologies that allow faster, cheaper and
scheduling .
less labor-intensive identification, collec-
• Optimizing the way in which law enforce- tion, preservation and analysis of forensic
ment and corrections agencies employ evidence of all kinds and the reduction of
new technologies, such as automated existing case backlogs, including:
vehicle locators, smart sensors, wireless
• Improved laboratory information manage-
mobile networks and knowledge manage-
ment systems .
ment, in patrol and response operations .

20 High-Priority Criminal Justice Technology Needs


• Improved automated forensic analysis • Improved solutions to automatically deter-
and quality assurance processes . mine that related entries in multiple data-
bases that contain varying or inexact
• Improved screening methods for use at details are attributable to the same person .
crime scenes and in the laboratory to rap-
idly and accurately determine the eviden-
tiary value of biological materials .

• Improved methods to rapidly identify and


collect biological evidentiary samples at a
crime scene .

• Improved tools for preserving biological


evidence .

• Improved methods for DNA extraction .

• Improved solutions to address the need


for increased data storage capacity to
archive large-volume data sets generated
in computer forensic examinations .

• Improved solutions for extracting spe-


cific data subsets that correspond to
specific files from larger data sets during
analysis of unallocated space on a digital
media device .

National Institute of Justice 21


ENABLING INFORMED DECISION-MAKING
• Advanced in-building communications
that do not rely on pre-existing systems .

n Improved spatial analysis tools and tech-


nologies, including:

• Tools to analyze the geographical linkages


of relationships among people, groups
and organizations of interest to criminal
justice agencies .

• Exploratory spatial and temporal data


analysis visualization tools that examine
data in new and unique ways or that
extend current capabilities of exploiting
n Effective and instantaneous, user-transparent,
crime-related databases .
operable and interoperable voice, data and
multimedia communications under all cir- • Mapping tools that make geo-coded data
cumstances, including: available and compatible with the mobile
and handheld computing devices used by
• Wired or wireless networks .
law enforcement .
• Vehicular (including aerial) or foot-mobile .
• Tools providing 3-D geo-coding and map-
• In areas with limited or no terrestrial com- ping for large buildings, including those
munications infrastructure . with no electronic computer-aided design
files .
• At the dynamic data rates needed for
effective law enforcement operations . • Tools that identify and extract relation-
ships hidden in large, complex law
• Mobile hybrid technology for wireless enforcement agency data sets and oper-
broadband data that seamlessly locates ationalize crime theories in a geographic
the best route and operational band under information system environment .
any circumstances .

22 High-Priority Criminal Justice Technology Needs


• Affordable and open-source tools that n Automated case management and communi-
can analyze data across databases and cations systems that can be used by officers
domains received through federated que- and offenders to track compliance with condi-
ries to create informed information-led tions of release and prompt necessary action .
intelligence .

n An “intelligent” automated system that can


predict and deter potential criminal activ-
ity by correlating patterns of behavior and
anomalies in that behavior from multiple
data sources, including:

• Databases .

• Real-time video and audio surveillance .

• Real-time geospatial tracking data .

n Better solutions to the effective integration


and management of sensor systems in law
enforcement command and control systems .

National Institute of Justice 23


NIJ Resources
n http://www .DNA .gov . This Web site is a n http://www .namus .gov . The National Miss-
one-stop resource for information about the ing and Unidentified Persons System
President’s DNA Initiative, including grant (NamUs) is the first national online reposi-
and training opportunities . tory for missing persons records and uniden-
tified decedent cases . NIJ launched NamUs
n http://www .JUSTNET .org . The Justice Tech- in July 2007 .
nology Information Network (JUSTNET),
created in 1995, acts as a gateway to the n http://www .techproductnetwork .com . The
products and services of the NLECTC sys- Tech Product Network showcases law
tem and to other technology information enforcement and corrections products avail-
and services of interest to the law enforce- able on the market .
ment and corrections communities . n http://www .less-lethal .org . This Web site
n http://www .ncjrs .gov . The National Crimi- was created by the Less Lethal Working
nal Justice Reference Service (NCJRS) is Group to assist local, state and federal law
a federally funded resource offering justice enforcement agencies in developing, imple-
and substance abuse information to support menting and enhancing policies governing
research, policy and program development the use of less-lethal (commonly referred to
worldwide . as nonlethal) technologies .

24 High-Priority Criminal Justice Technology Needs


Contact NIJ at http://www .ojp .usdoj .gov/nij .

The NIJ telephone directory at


http://www .ojp .usdoj .gov/nij/contact/phone-directory .htm
is updated regularly .

Apply for funding from NIJ at http://www .grants .gov .


U.S. Department of Justice
Office of Justice Programs PRESORTED STANDARD
National Institute of Justice POSTAGE & FEES PAID
Washington, DC 20531 DOJ/NIJ
Official Business PERMIT NO. G-91
Penalty for Private Use $300

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