Professional Documents
Culture Documents
DOI: 10.1080/07359683.2011.623087
LEONARD N. REID
Department of Advertising and Public Relations, Grady College of Journalism and Mass Communication, University of Georgia, Athens, Georgia
HYUN JU JEONG
School of Journalism and Telecommunications, College of Communications and Information Studies, University of Kentucky, Lexington, Kentucky
This study examines frequencies and types of promotion techniques featured in five decades of cigarette advertising relative to five major smoking eras. Analysis of 1,133 cigarette advertisements collected through multistage sampling of 1954 through 2003 issues of three youth-oriented magazines found that 7.6% of the analyzed ads featured at least one promotion technique. Across smoking eras the proportion of promotion in the ads steadily increased from 1.6% in the pre-broadcast ban era to 10.9% in the the pre-Master Settlement Agreement (MSA) era and 9% in post-MSA era. The increased use of sponsorships=events in cigarette ads for youthoriented brands warrants more attention from tobacco control experts and government regulators. KEYWORDS content analysis, advertising, longitudinal research, tobacco, promotion techniques
Address correspondence to Hye-Jin Paek, Department of Advertising and Public Relations, Hanyang University, 55 Hanyangdaehak-ro, Sangnok-gu, Ansan Kyeonggi-do 426-791, South Korea. E-mail: hjpaek@gmail.com 1
Substantial evidence has documented that cigarette advertising conveys healthful images of smoking (e.g., King, Reid, Moon, & Ringold, 1991) and promotes social images and norms associated with the smoking act (e.g., Paek, 2008). However, with the exception of one study (Pucci & Siegel, 1999), little empirical attention has been paid to the nature and presence of promotion techniques in cigarette advertising. Promotion techniques are the tactical elements deployed in a tobacco marketers consumer-oriented communication strategy and include such things as couponing, sampling, contests, sweepstakes, rebates, premiums, sponsorships, and point-of-purchase materials. Promotion is used by marketers not only to accelerate an already planned purchase by existing customers, but also to attract new customers through brand trial and brand switching (Shimp, 2003). Media advertising often serves as a delivery platform for sales promotion in cigarette marketing and various promotion techniques are used in cigarette advertisements to encourage immediate product purchase and trial (Pucci & Siegel, 1999) with the goal of producing short-term sales. Because of a potentially more direct impact of promotion in cigarette advertisements on cigarette purchase and consumption, Pucci and Siegel recommended that researchers focus more of their attention on the promotional aspects of cigarette advertising. In response to Pucci and Siegels recommendation, this study analyzed 1,133 cigarette ads, selected by a multistage sampling method from 1954 through 2003 issues of consumer magazines popular with young readers, to systematically and extensively address: (a) what types of promotion techniques have tobacco marketers used in cigarette ads and (b) how the frequency of the featured promotion techniques has changed over time. The frequencies and types of promotion techniques were compared over time relative to five major smoking eras associated with cigarette advertising (e.g., King et al., 1991). Examination of the five decades of cigarette advertisements will allow the determination of the trajectory of promotion techniques featured in cigarette advertising across the five major eras of smoking indentified and studied in previous research (e.g., King et al., 1991). By focusing on contemporary cigarette advertising, the analysis will document if and how tobacco advertising practices have changed following the Master Settlement Agreement (MSA). A study that compared tobacco advertising and promotion spending before and after the MSA reported that advertising spending decreased, but spending for sport or event sponsorship increased (Lewis, Yulis, Delnevo, & Hrywna, 2004). We suspect similar patterns in tobacco marketing practices may be exhibited for promotion techniques featured in cigarette advertisements across smoking eras. Our examination of promotion techniques in cigarette ads placed in magazines with youth audiences is especially important. Studies have established the powerful and consistent impact of tobacco promotions in youth smoking initiation and progression (DiFranza, Wellman, Sargent, Weitzman,
Hipple, & Winickoff, 2006). Research indicates that youth are more susceptible than adults to tobacco sales promotions and sponsored events (Biener & Siegel, 2000; Gilpin, Pierce, & Rosbrook, 1997). Thus, we take the position that research is needed to examine the frequencies and types of promotion techniques featured in cigarette ads for brands seen by and targeted to the young.
Research has established that various types of promotion techniques appear in cigarette advertisements. Each type offers different benefits to consumers and influences their purchase decisions in different ways (Chandon, Wansink, & Laurent, 2000). The major types of consumer sales promotion featured in cigarette ads include monetary, nonmonetary, and event sponsorship offerings. Monetary promotion techniques include coupons, refunds, rebates, and cents-off promotions. These techniques offer utilitarian benefits such as convenience and savings. Nonmonetary techniques include contests or sweepstakes and free gifts with purchases, and do not offer a lower purchase price (Lichtenstein, Burton, & Netemeyer, 1997). These techniques offer hedonic benefits and sense of social affiliation or recognition. Use and effectiveness of monetary and nonmonetary techniques depend on benefit congruence with the product, consumer, or purchase occasion (e.g., Chandon et al., 2000), whereas the sponsorship technique involves an event connection with emphasis on boosting brand and corporate images as well as sales (Meenaghan, 1991). Particularly when embedded in advertisements, sponsorships=events technique can produce synergistic effects that not only generate and reinforce favorable attitudes toward the brand, but also can lead to consumer participation and behavior in the promoted way.
spent approximately $215 million on entertainment and sponsorships (Federal Trade Commission, 2007). These patterns of promotion expenditures suggest that the tobacco industry has changed its current post-MSA marketing communication strategy to focus more on promotion activities using cigarette advertising to communicate promotion-based messages. Substantial evidence has documented the impact of tobacco companies promotion practices on youth smoking. There is little debate that tobaccorelated promotional items reach American youth. Analysis of national youth survey data reported that an estimated 7.4 million young people have either owned a promotional item, had a tobacco promotions catalogue in their possession, or collected coupons such as Camel Cash or Marlboro Miles (Coeytaux, Altman, & Slade, 1995). Perhaps more important, a robust, significant relationship between tobacco promotion and youth smoking has been consistently found with various study methods, in multiple populations, and with various forms of promotion. The California youth survey by Gilpin et al. (1997) reported that adolescents ages 15 to 17 years expressed the highest level of willingness to use a promotional item (e.g., t-shirt, cigarette lighter, mug, poster, sports bags) among other age groups. In addition, the survey reported younger adolescents (12 to 14 years) showed a greater interest in promotion items than adults aged 35 years and older, a finding consistent with other studies (e.g., Evans, Farkas, Gilpin, Berry, & Pierce, 1995). Two longitudinal and population-based studies also support the relationship between tobacco promotional items and youth smoking. Pierce, Choi, Gilpin, Farkas, and Berry (1998) reported from their longitudinal California survey that about 10% (n 172) of adolescents expressed willingness to use a promotional item. Their willingness to use such an item was significantly associated with adolescent smoking progression. In their Massachusetts survey, Biener and Siegel (2000) also found that obtaining a promotional item of clothing, a sports bag, or items with a cigarette brand logo predicted progression to smoking among adolescents, even after other risk factors (e.g., demographic and psychographic factors) were controlled for. Biener and Siegel argued that promotional items and images featured in cigarette ads were particularly appealing to adolescents because owning such items provided the impression of being an independent adult smoker. Lastly, a systematic and extensive review of the existing literature concluded that exposure to tobacco promotions among youth increased the risk of smoking initiation (DiFranza et al., 2006). Perhaps more importantly, tobacco documents reveal that the tobacco industry has made efforts to reach male adolescents through sponsored activities (Dewhirst & Sparks, 2003). One observational study conducted in California reported that among the 58 tobacco industry sponsored events about half seemed to involve youth (Hagaman, 2007), despite MSA marketing restrictions on sponsorships targeting youth. A British study found that tobacco sponsorship of sporting events created positive associations between
smoking and sports among very young children (Aitken, Leathar, & Squair, 1986). Additionally, a U.S. survey reported that promotional events may encourage the initiation or the progression of smoking among college students (Rigotti, Moran, & Wechsler, 2005). In our view, the changes in tobacco company promotion practices and the collective survey data send a clear message. Although evidence of the impact of tobacco sponsorships=events on youth smoking is difficult to determine (Cruz, 2009), sponsorship clearly serves as a sales promotion technique to promote positive images of smoking and facilitate trial of tobacco products. Thus, more research is needed.
The examination of a half-century of cigarette advertising will show a more complete descriptive trajectory of promotion in cigarette advertising over a longer period of time. Past research has categorized several smoking eras based on historic events and subsequent cigarette advertising efforts by
the tobacco Industry. Following the analyses of Calfee (1985, 1986, 1987), King et al. (1991) identified three event eras and conducted a longitudinal analysis of cigarette ads published in 1954 through 1986 issues of magazines. The three eras were: 19541970, the pre-broadcast ban era (i.e., the years following the release of the Sloan-Kettering Report, the Surgeon Generals Report, and the implementation of the Fairness Doctrine); 19711983, the post-broadcast ban era (i.e., the years following the broadcast ban and the mandated health warnings); and 19841986, the anti-smoking ideology era (i.e., the years of escalating concern over passive smoke and of a growing anti-smoking crusade at the state and local government levels (see McGowan, 1989). Our study extends the anti-smoking ideology era until 1993, because significant historical events were absent between 1988 and 1993. It also adds two other eras to the three eras of King et al. (1991): the pre-MSA (or the legal battle and settlement era; 19941998) and the post-MSA era (19992003). Pucci and Siegels study (1999) covers only the years up to the antismoking ideology era. Our study includes the years of the legal battle era represented by the MSA (i.e., cigarette advertisements between 1994 and 2003). We believe it is important to document the patterns of promotion techniques in cigarette advertising between the pre-MSA (19941998) and the post-MSA (19992003) to see how tobacco industry responded to the MSAs regulation of tobacco marketing and advertising practices.
METHOD Sampling
The data were drawn from a database of cigarette ads prepared for the Department of Justice in its litigation against the major tobacco companies (for more details, see Paek et al., 2010). The database contains all cigarette ads placed in three popular magazines, Cosmopolitan, Sports Illustrated, and Rolling Stone, for five decades (19542003). The magazines are also considered youth-oriented following the FDAs proposed standard regarding what constitutes youth-targeted magazines (Krugman, Morrison, & Sung, 2006; Mediamark Research & Intelligence, 2003). Our samples were selected from the universe of cigarette ads (N 13,461) through a multistage sampling procedure (for more details, see Paek et al., 2010). As the first step, ads from the five smoking eras were selected. In the second step, the top 10 brands on the market across all five decades were identified. The brands were: Basic, Camel, Doral, GPC, Kool, Marlboro, Newport, Salem, Virginia Slim, and Winston (The Associated Press, 2000; Tobacco.org, 2000). In the third step, the number of samples needed to represent each smoking era were predetermined and then selected through systematic probability sampling.
Duplicate ads were excluded. As a result, the final sample size was 1,133 cigarette ads: (a) the pre-broadcast ban era (n 61), (b) the post-broadcast ban era (n 439), (c) the anti-smoking ideology era (n 355), (d) the preMSA era (or legal battle and settlement era; n 156), and (e) the post-MSA era (n 122).
Coding Procedure
Based on previous tobacco research (Lichtenstein et al., 1997), the current study categorized promotional features in cigarette ads as follows: (a) monetary promotion itemsprice, rebate, discount=coupon, money-back guarantee, free product trial; (b) nonmonetary promotion itemsfree gift, mail-in offers, retail value-added (cigarette bonus, e.g., buy two packs, get one free; noncigarette, but relevant bonus, e.g., lighter; non-cigarette, non-relevant, bonus, e.g., basket, belt, hat); and (c) sponsorships=eventsmention of sponsorships, mention of promotional events (e.g., game, concerts, sports). Each of the items was coded with 1 (yes or present) and 0 (no or absent) responses. We also categorized cigarette brands featured in the advertisements into youth-oriented and adult-oriented brands based on smoking surveillance data. Pucci and Siegel (1999) defined youth-oriented brands as those that are smoked by at least 2.5% of teenagers in accordance with the 1993 Teenage Attitudes and Practices SurveyII data. However, more recent data show slightly different patterns. For example, in the 1996 National Survey of Tobacco Price Sensitivity, Behavior, and Attitudes among Teenagers and Young Adults, Marlboro (67.2%), Newport (16.4%), and Camel (8.1%) were identified as the only youth-oriented brands (Kaufman et al., 2004). Identification of these youth-oriented brands is also consistent with the results from multiple data sets: the 1998 Monitoring the Future Survey (Johnson, OMalley, Bachman, & Schulenberg, 1999), the 2001 National Household Survey on Drug Abuse (Substance Abuse and Mental Health Services Administration, 2002) and the 2002 National Household Survey on Drug Abuse (Substance Abuse and Mental Health Services Administration, 2003). Therefore, based on multiple and updated smoking data, we considered only three brands as youth-oriented brands: Marlboro, Newport, and Camel. All other brands were classified as adult brands. Our categorization resulted in 49.9% of the 1,133 ads being coded as youth-oriented brand ads and 50.1% as adult-oriented brand ads. Following determination of the coding items, a standard procedure of content analysis was implemented (for details, see Paek et al., 2010). The procedure includes pretests and refinement of the coding scheme based on the pretest results. For main coding, two pairs of coders (one male and one female in each pair) independently coded the complete samples (each pair coded half of the samples) in order to calculate intercoder reliabilities. Intercoder reliabilities were also calculated between the two coder teams using Perreault and Leighs (1989) P=L Index. Average intercoder reliability was .99 for all the
items, and the reliabilities ranged from .98 (sponsorships=events) to 1.00 (rebate). Disagreements were resolved through discussions among the coders.
TABLE 1 Promotional Techniques by Smoking Era Anti-smoking ideology era (19841993) Pre-MSA era (19941998) 13.8% (156) 10.9% (17) 89.1% (139) Post-MSA era (19992003) 10.8% (122) 9.0% (11) 91.0% (111)
10 5.4% (61) 1.6% (1) 98.4% (60) 5.4% (61) 0% (0) 100% (61)
13.8% (156) 0% (0) 100% (156) 13.8% (156) 1.3% (2) 98.7% (154) 13.8% (156) 9.6% (15) 90.4% (141)
10.8% (122) 0% (0) 100% (122) 10.8% (122) 0% (0) 100% (122) 10.8% (122) 9.0% (11) 91.0% (111)
100.0% (1,133) 0.9% (10) 99.1 (1,123) 100.0% (1,133) 2.8% (32) 97.2 (1,101) 100.0% (1,133) 5.6% (63) 94.4% (1,070)
Sponsorships=events Yes No
38.7% (439) 31.3% (355) 5.9% (26) 8.7% (31) 94.1% (413) 91.3% (324) v2 8.27, df 4, p .08 38.7% (439) 31.3% (355) 0.9% (4) 1.6% (6) 99.1% (435) 98.3% (349) v2 5.67, df 4, n.s. 38.7% (439) 31.3% (355) 3.4% (15) 3.9% (14) 95.6% (424) 96.1% (341) v2 7.39, df 4, n.s. 38.7% (439) 31.3% (355) 3.0% (13) 6.8% (24) 97.0% (426) 93.2% (331) v2 17.87, df 4, p < .01
TABLE 2 Promotional Techniques in Ads for Youth-Oriented Cigarette Brands by Smoking Era Anti-smoking ideology era (19841993) Pre-MSA era (19941998) 14.9% (84) 15.5% (13) 84.5% (71) 14.9% (84) 0% (0) 100% (84) 14.9% (84) 2.4% (2) 97.6% (82) 14.9% (84) 13.1% (11) 86.9% (73) 10.4% (59) 6.8% (4) 93.2% (55) 10.4% (59) 0% (0) 100% (59) 10.4% (59) 0% (0) 100% (59) 10.4% (59) 6.8% (4) 93.2% (55) Post-MSA era (19992003)
Promotional techniques 6.0% (34) 2.9% (1) 97.1% (33) 6.0% (34) 0% (0) 100% (34) 6.0% (34) 2.9% (1) 97.1% (33) 6.0% (34) 0% (0) 100% (34)
Total 100.0% (565) 8.3% (47) 91.7% (518) 100.0% (565) 1.2% (7) 98.8% (558) 100.0% (565) 3.2% (18) 96.8% (547) 100.0% (565) 5.8% (33) 94.2% (532)
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Sponsorships=events Yes No
32.2% (182) 36.5% (206) 7.1% (13) 7.8% (16) 92.9% (169) 92.2% (190) v2 7.53, df 4, n.s. 32.2% (182) 36.5% (206) 1.6% (3) 1.9% (4) 98.4% (179) 98.1% (202) v2 3.30, df 4, n.s. 32.2% (182) 36.5% (206) 3.8% (7) 3.9% (8) 96.2% (175) 96.1% (198) v2 2.71, df 4, n.s. 32.2% (182) 36.5% (206) 3.8% (7) 5.3% (11) 96.2% (175) 94.7% (195) v 2 11.65, df 4, p < .05
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shown in Table 2, promotion increased in youth-oriented brand ads after the pre-broadcast ban era. The presence of the promotion techniques steadily increased through the first three smoking eras, peaked during the pre-MSA era (15.5%) and then decreased during the post-MSA era (6.8%). Monetary and nonmonetary promotions peaked in youth-oriented ads during the anti-smoking ideology era (1.9% and 3.9%, respectively). Monetary promotion disappeared from youth-oriented brand ads by the pre-MSA era, and both monetary and nonmonetary techniques were absent from the post-MSA era for youth-oriented brands. However, these differences were not statistically significant. A statistically significant difference was found regarding the appearance of sponsorships or promotional events in youth-oriented brand ads across the five smoking eras (v2(4) 11.65, p < .05). Sponsorships=events first appeared in post-broadcast era ads for youth-oriented brands (3.8%), and increased in ads from the pre-MSA eras (13.1%). Overall, the cigarette ads for youth-oriented brands (8.3%) featured promotion more frequently than ads for adult-oriented brands (6.9%). However, the difference did not reach statistical significance. The three promotiontypes (monetary promotions, nonmonetary promotions, and sponsorship= events) exhibited the same patterns of appearance in the ads (monetary promotions 1.2% vs. 0.5%, nonmonetary promotions 3.2% vs. 2.5%, sponsorships=events 5.8% vs. 5.3%) over time.
DISCUSSION
Coordination and integration of promotion and advertising is a common practice in marketing to achieve synergistic communication effects. Considering little is known about the nature and degree to which types of promotion appear in cigarette advertising, this study was conducted to advance the findings of Pucci and Siegel (1999) by examining the presence of monetary, nonmonetary, and sponsorship=event promotion techniques in five decades of cigarette ads. Though there was not much variation in comparisons of promotion techniques in the cigarette advertising across the smoking eras, we would argue that the descriptive findings are important and suggestive. From a heuristic perspective, statistically nonsignificant findings do not mean that findings are insignificant. We believe our findings provide important insights on promotion techniques in contemporary cigarette advertising. First and foremost, the study found that 7.6% of the sampled cigarette advertisements featured promotion. The proportion, though small, is similar to what Pucci and Siegel (1999) found in their analysis of cigarette advertisements appearing between 1980 and 1993. Interestingly, the presence of promotion in our sample of ads was greatest in the most recent yearspromotion appeared in 10.9% of pre-MSA era ads and 9.0% in post-MSA era ads.
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Second, the results indicate that the tobacco industry has increasingly turned to sponsorship=event promotions to affect brand presence, trial, and purchase through the years. Though the industry pulled back a little on sponsorships=events in the post-MSA era, our findings are consistent with analyses of tobacco marketing expenditures. As documented by others, spending on public entertainment sponsorships such as concerts, auto racing, and fishing tournaments, steadily increased between 1997 and 2001 (Krugman et al., 2005; Pierce & Gilpin, 2004). Of special importance, our results indicate that sponsorship=events have become the most used promotion technique in ads for youth-oriented cigarette brands over the years. Even though use of the promotion dropped following the MSA agreement, the decrease was relatively small, and the presence of sponsorships=events in pre-MSA ads for youth-oriented brands was still greater than in ads from the pre-broadcast ban, post-broadcast ban, and anti-smoking ideology eras. In light of research findings which suggest that sponsorships promote positive associations and encourages smoking initiation and progression among the young (e.g., DiFranza et al., 2006; Rigotti et al., 2005), it would appear tobacco advertisers have continually turned to sponsorships=events in recent promotional advertising to communicate positive images of smoking and to facilitate smoking behaviors among the at-risk segment. This promotion trend should be especially troubling to tobacco control experts, anti-smoking advocates, and government regulators. Third, our comparison of ads for youth- versus adult-oriented cigarette brands is inconsistent with Pucci and Siegel (1999). We found no significant difference between the two types of brands with regards to proportion of promotion techniques in cigarette ads. Pucci and Siegel (1999) found that ads for youth brands contained more promotional items than adult brand ads in youth-oriented magazines. The disparity in the two studies does not detract from the fact that sponsorship=event promotion significantly increased in promotional ads for youth-oriented brands in recent years. The finding is important because the MSA specifically prohibited sponsorship of events with significant youth audiences, irrespective of the fact that such promotion increased proportionally in ads for adult-oriented brands also. The inconsistency in the youth- and adult-oriented brand comparisons may be due to the fact that our definition of youth brands included only three major brands, Marlboro, Newport, and Camel and was based on more recent statistical data (e.g., NHSDA, NSDUH). The Pucci and Siegel study (1999) included two more brands, Kool and Winston, and based on definitional decisions represented by data from their study period, 19801993. Another explanation for the inconsistent findings may be that our samples included ads for the top 10 cigarette brands marketed throughout the five decades. It is possible that including more adult brand ads may have resulted in the statistically significant differences. Indeed, when we considered all the same five brands as youth brands, a chi-square test indicated
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that promotion appears significantly more often in youth brand ads than in adult brand ads. Pucci and Siegel (1999) expressed concern that youth were exposed to kinds of promotions that might be more directly related to product purchase and trial. Broadly speaking, our finding of increased appearance of sponsorships and events in the contemporary cigarette advertising is troubling. Given the documented evidence that young people are more susceptible to promotion items (Gilpin et al., 1997) and that youth smoking is related to promotion item ownership and attendance of sponsored events (Biener & Siegel, 2000), more attention to promotion in cigarette advertising for youth-oriented brands is warranted. As with any social scientific research, our study has methodological and other limitations. First, although our samples of cigarette advertisement were collected by multistage sampling and, thus, represented five decades of cigarette ads, they were obtained from three magazines popular among young readers. Examination of a larger number of both adult- and youth-oriented magazines may have produced different proportions of promotion techniques in cigarette advertising over the five decades and relative to youth- and adult-oriented cigarette brands. Second, though our results address the content properties of promotion in cigarette advertising, they do not speak to the extent to which youth and other consumer segments attend and react to such information. Given the synergistic role that promotion may play in consumer responsiveness to cigarette advertising, future research could examine the relationship between various promotion techniques in cigarette advertisements and smoking-related attitudes and behavior of the young and others. Of special interest would be research that examines if differential effects are produced by promotional versus imagery=attitudinal advertising. In addition, a multimethod study combining content analysis, consumer response measures, and secondary market data would strengthen evidence regarding promotion content and type of cigarette ads that lead to smoking-related outcomes. Despite these limitations, the results of our study have relevant policy implications. As noted previously, promotion-based advertising has not drawn much attention from tobacco control experts and government regulators. Tobacco researchers have already suggested increasing the enforcement of laws regarding the distribution of tobacco products and tobacco promotions to minors, and more tightly regulating the methods of distributing promotional items (e.g., Altman, Levine, Coeytaux, Slade, & Jaffe, 1996). Along with the regulatory efforts, close monitoring is needed regarding the interplay between advertising, promotional techniques, and promotion strategies, especially in sponsorship=event ads for youth-oriented cigarette brands. Acknowledging the difficulty of monitoring tobacco promotion and sponsorship activities, Cruz (2009) proposed developing a national surveillance system that can effectively monitor tobacco marketing practices and
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strategies. We concur and argue that coordinated efforts of promotion and advertising should be identified and closely examined as part of surveillance practices.
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