Not t o be r epr odaoed by phot opsl nt or mi or ol mwI t hont wr t mpar mi ~l onf r omt he pabl i sher A STATI STI CAL THEORY OF NUCLEAR NEUTRI NO CAPTURE NAOKI I TOH, YASUHARU KOHYAMAand AKI HI KOFUJ I I Depar t ment of Physi cs, Sophi a Uni ver si t y, 7 Ki oi cho, Chi yoda- ku, Tokyo 102, J apan Recei ved 31 J anuar y 1977 ( Revi sed 15 Mar ch 1977) Ahst r act : Ast at i st i cal t heor y i s pr oposed f or t he cal wl at i on of t he t ot al capt ur e cr oss sect i on of aneut r i no by a nucl eus . Cl ose r ef er ences ar e made t o t he st at i st i cal t heor y of decay andel ect r on capt ur e devel oped by Yamada andhi s col l abor at or s . As a t est of t he t heor y, we cal cul at e t he t ot al cr oss sect i on f or t he capt ur e of a sol ar neut r i no by a "CI nucl eus. 1. I nt r oduct i on Pr ocesses of neut r i no capt ur e by nucl ei pl ay i mpor t ant r ol es i n ast r ophysi cs . A wel l - known exampl e i s t he capt ur e of a sol ar neut r i no by a 3 ' Cl nucl eus : v~+3' Cl - ~3' Ar +e- . I n t hi s case, t he t ot al r apt ur e cr oss sect i on has been obt ai ned "al most exper i ment al l y" by ahcal l ' ) who not i ced t he use of t he exper i ment al f t val ues of t he mi r r or +decays 3' Ca - " 3 ' K+e+ +v~. Anot her i mpor t ant exampl e i s a neut r i no capt ur e pr ocess i n a dense st el l ar cor e whi ch under goes a super nova expl osi on z ) " Al t hough i t s t ot al cr oss sect i on i s smal l compar ed wi t h t he neut r i no scat t er i ng cr oss sect i ons, t he neut r i no capt ur e pr ocess pl ays an i mpor t ant r ol e i n est abl i shi ng t hechemi cal equi l i br i umvi aweaki nt er act i oni nt hedense st el l ar mat t er , as not ed by Sat o 3) . Even apar t f r omt he ast r ophysi cal appl i cat i ons, t he st udy of neut r i no capt ur e pr ocesses i s an i nt er est i ng t heor et i cal subj ect by i t sel f However , r at her f ewwor ks have so f ar been done i n t hi s f i el d One of t he most f r equent l y r ef er r ed t o, among ot her s, i s t he wor kby l 3ahcal l andFr aut schi ~) . I n t hei r paper , however , t hei r i nt er est was mai nl y i n neut r i nos wi t h r at her hi gh ener gy ( E z 15 MeV~For t he nucl ear capt ur e of l ow ener gy neut r i nos, t he st at i st i cal t heor y of - decay devel oped by Yamada and hi s col l abor at or s' - 8) i s appl i cabl e . I nt hi s paper , weshal l ext endt hest at i st i cal met hodt o t henucl ear neut r i nocapt ur e. I n set r t. 2 we f or mul at e t he t heor y. I n sect . 3 we cal cul at e t he t ot al capt ur e cr oss sect i on of a sol ar neut r i noby a "Cl nucl eus andmake a compar i son wi t h Bahcal l ' s al most exper i ment al val ue. 2. For mul at i on The t ot al cr oss sect i on f or t he capt ur e of a neut r i no by a nucl eus v~+( A, Z) -. 501 502
N. ITOHet al . (A, Z+ 1) +e- i s gi ven by 9) n ~ C\s ~CI fl ~ Iz +CCv/ ZI fa~ IZJ mc mc2 F(Z' E~) , wher e Gi s t he Fer r ai coupl i ng cons t ant , G=(3. 001 f0. 002) x 10, 1 a,
(2. 2) mi s t he el ect r on mas s , f 1~and f a~ar e t he Fenmi andGamow- Tel l er nucl ear mat r i x el ement s cor r es pondi ng t o t he t r ans i t i on t o t hej t h nucl ear s t at e, p1 andE~ar e t he moment umandener gy of t he emi t t ed el ect r on, r es pect i vel y, and F(Z, E~) i s t he Fer r ai funct i on wi t h a bei ng t he fi ne s t r uct ur e cons t ant . The fi r s t poi nt oft he s t at i s t i cal t heor y l i es i n t heappr oxi mat i on t hat t hes ummat i on over many fi nal s t at es i n eq. (2. 1) i s r epl aced byan i nt egr al . For t hi s pur pos el et us l abel t he fi nal s t at es byt hei r exci t at i on ener gi es E, andi nt r oduce a s t r engt h funct i on defi nedby IMd~712 =I ~~I2~~,
~=F, GT, wher e c denot es ei t her a Fer ml (1) or a Gamow- Tel l er (Q) oper at or , Ifl i h i s t he aver age oft he nucl ear mat r i x el ement at t heexci t at i on ener gy E, andn(E) t he dens i t y of t he fi nal s t at es at t he ener gy E. Byus i ng t heabove s t r engt h funct i on, wewr i t e t he expr es s i on for t he t ot al cr os s s ect i on as (2 . s ) wher e E~i s t he neut r i no ener gy, and Q t he Q- val ue of t he capt ur e r eact i on. Her e we have as s umed t hat t he par ent nucl eus i s unpol ar i z ed, s o t hat J Q I2
3 I f~~ I2~
(2- ~ The s econd poi nt of t he s t at i s t i cal t heor y i s t o fact or i ~e t he s t r engt h funct i on IMn(E) I Zi nt o t he s i ngl e- nucl eon s t r engt h funct i on Dr, (E, s ) : IMn(E7I2 - ~~ , . = Dn(E, e) W(E, s ) ~ de,
(2. 8) ~n NEUTRINOCAPTURE
503 wher e Ei s t he ener gy of t he s i ngl e- nucl eon s t at e . The f unct i on Dr, ( E, E) des cr i bes t he s quar e of t he t r ans i t i on mat r i x el ement by t he oper at or Qof a s i ngl e neut r on wi t h ener gy Ei mbedded i n t hei ni t i al nucl eus i nt o a s i ngl e pr ot on i n t he f i nal nucl eus wi t h exci t at i on ener gy E, i r r es pect i ve of t he Paul i excl us i on pr i nci pl e. In t he Fer mi gas model , t he excl us i on pr i nci pl e i s mani f es t ed by t he cons t r ai nt f act or W( E, E) , wher e ~ bei ng t he Fer t ni l evel of t he i ni t i al neut r on aggr egat e. Her e we r emar k t hat Q+~ cor r es ponds t o t he Fer mi l evel of t he f i nal pr ot on aggr egat e. We denot e by dN/ ds t he dens i t y of t he s i ngl e- nucl eon s t at es i n t he i ni t i al nucl eus . Fur t her mor e, we as s ume t hat t he f unct i on Dr, ( E, E) does not depend on Ei n t he s pi r i t of t he i mpul s e appr oxi mat i on, and us e t he Fer mi gas model f or t he nucl eon aggr egat e. Then we obt ai n i mmedi at el y f or E<Q f or QSE<EF+Q( 2. 10) f or eF +Q 5 E. The t hi r d poi nt of t he s t at i s t i cal t heor y i s t he char ader i 7at i on of Da ( E) by a s et of s umr ul es . Theener gy wei ght ed moment s of Dc( E) r ead as ' " 6 ) wher e d~and Q n r epr es ent t he peak pos i t i on andt hewi dt h of t hes t r engt h f unct i on, r es pect i vel y. Thes e par amet er s ar e t he expect at i on val ues of cer t ai n oper at or s i n t he i ni t i al nucl ear s t at e. Thes e oper at or s depend al s o on t he char act er i s t i cs of t he nucl ear Hami l t oni an. In t hes i mpl es t model wher et he nucl ear f or cei s as s umed t o be i s os pi n i ndependent ( except t he Coul omb f or ce and t he neut r on- pr ot on mas s di 6 er ence) t hes e expect at i on val ues can be eval uat ed wi t h t he ai d of a uni f or ml y char ged s pher e mot el wi t h r adi us R=1 . 3 A}f m, dF = ( 1 . 33 ZA- ~- 0. 7825) MeV,
( 2. 14) oF =0. 145ZA' ~MeV.
( 2. 15) 504
N. I TOHet al . For t he Gamow- Tel l er mat r i x el ement , t he assumpt i on of t he spi n i ndependence of t he nucl ear f or ce i s cer t ai nl y f ar f r omr eal i t y . For t hesake of si mpl i ci t y weassume t hat t he spi n- dependent f or ce si mpl y br oadens t he st r engt h f unct i on but does not shi f t t he peak posi t i on, wher e by exper i ence i n t he ~ecay case we may t ake Q N =6 MeV. The moment s do not uni quel y det er mi ne t he f unct i onal f or m. For pr act i cal cal cul at i on we adopt t he expl i ci t f or m as ( i ) Gaussi an ; and( ) exponent i al : The i nt egr at i on i n ( 2 . 6) has t o be per f or mednumer i cal l y t o gi ve t he t ot al capt ur e cr oss sect i on. 3. At est of t he t heor y and di sassi on I n t he pr ecedi ng sect i on, we have gi ven t he gener al met hod of t he cal cul at i on of t he t ot al cr oss sect i on i n t he f r amewor k of t he st t i st i cal model . I n t hi s sect i on, we shal l cal cul at e t he t ot al cr oss sect i on f or t he capt ur e of a sol ar neut r i no emi t t ed by t he pr ocess BB - " 8 Be*+e+ +v e by a 3' Cl nucl eus. The r apt ur e pr ocess of t he neut r i nos of t hi s or i gi n pl ays a vi t al r ol e i n t heBr ookhaven sol ar neut r i no exper i ment l ed by Davi s l o) . Bahcal l ' ) has cal cul at ed t he t ot al capt ur e cr oss sect i on aver aged over t he neut r i no spect r umby usi ng t he exper i ment al l y known f t val ues f or t he decays 3' Ca - " 3' K+e++ve, whi ch ar e symmet r i c t o t he pr ocesses v e+3 ' Cl ~3' Ar +e- . He has obt ai ned an al most exper i ment al val ue ( Q) ~_( 1 . 35f 0. 1) x 10 - ~z cm2.
( 3. 1) As t hi s i s "al most an exper i ment al val ue , one cannot cl ai many t heor et i cal est i mat e t o be mor e accur at e t han t hi s Rat her , one may exami ne t he accur acy of t he t heor : t i cal cal cul at i ons by compar i ng wi t h t hi s al most exper i ment al cr oss sect i on. We have appl i ed t he st at i st i cal t heor y t o t hi s pr ocess usi ng t he nucl eon ef f ect i ve mass par amet er M*l M = 0 . 6 [ r ef s . s" 6) ] , and obt ai ned t he r esul t s ( 6~G=1 . 50x 10 - ~s cm2 ,
f or t he Gaussi an DA( E) ,
( 3. 2) <v~E =1 . 80 x 10- ` 2 cm~,
f or t he exponent i al Dn( ~.
( 3. 3) NEUTRI NOCAPTURE
SOS At f i r s t s i ght, the agr eement wi th the al mos t exper i mental val ue ( 3. 1) appear s to be s ur pr i s i ngl y good, i f one takes due account of the s tati s ti cal natur e of the pr es ent theor y . However , when one f ur ther anal ys es the r el ati ve Fer mi andGamow- Tel l er contr i buti ons to the total captur e cr os s s ecti on, one f i nds that the Fer mi contr i buti on i n the s tati s ti cal model i s about 30%, whi l e Bahcal l ' s es ti mate' " t l ) gi ves anappr ox- i matel y 60~Fer mi contr i buti on. The r eas on f or thi s di s cr epancy mi ght be that the peak of the Gamow- Tel l er s tr ength f uncti on i s l ocated at a hi gher ener gy than the Fer mi peak i n the actual nucl eus 3 ' Ar , s o that a s mal l par t of the Gamow- Tel l er s tr ength f uncti on par ti ci pates i n thi s neutr i no captur e pr oces s . When one takes i nto account thi s s i tuati on, one concl udes that the s tati s ti cal theor y gi ves a total captur e cr os s s ecti on whi ch i s i n agr eement wi th the al mos t exper i mental val ue wi thi n a f actor of 2. Par t of the di s cr epancy mi ght be due to the f ai l ur e of the uni f or ml y char ged s pher e model . Never thel es s , thi s agr eement i s much better than the t decay cas e s . 6) . The r eas on s eems to be that i n our cas e the neutr i no ener gy i s hi gh ( the maxi mumener gy i s 14. 06 MeVf or the neutr i no emi tted by the pr oces s 8B - " eBe*+e++v e ) andthe thr es hol d ener gy i s l ow( 0. 81 MeV) , s o that many exci ted s tates i n the 3 ' Ar nucl eus par ti ci pate i n the tr ans i ti on, whi l e i n the us ual f decays par ti ci pati ng f i nal s tates ar e much l es s . Thus , we have s hown that the pr es ent s tati s ti cal theor y, though s i mpl e enough, can be a power f ul method of cal cul ati ng the total cr os s s ecti on f or the captur e of a neutr i no by anucl eus , i f many f i nal s tates par ti ci pate i n the tr ans i ti on. Anappl i cati on of the pr es ent theor y to the neutr i no captur e pr oces s es i n dens e s tar s i s i n pr ogr es s . The author s thank H. Tans ei and T. Taguchi f or thei r hel p i n numer i cal computa- ti on . Ref er ences 1) J . N. >~hcal l , Phys . Rev. Lef t . 17 ( 1966) 398 2) D. L. Tubbs and D. N. Schr amm, As tr ophys . J . 201 ( 1975) 467 3) K. Sato, Pr og . Theor . Phys . 54 ( 1975) 1325 4) J . N. ~hcal l and S. C. Fr auts chi , Phys . Rev. 136 ( 1964) B1S47 S) K. Takahas hi and M. Yamada, Pr og. Theor . Phys . 41 ( 1969) 1470 6) S. I . Koyama, K. Takahas hi and M. Yamada, Pr og . Theor . 1? hys . 44 ( 1970) 663 7) K. Takahas hi , 1? r og. Theor . l f i ys . 45 ( 1971) 1466 8) Y. Egawa, K. Yokoi and M. Yamada, Fr og . Theor . Phys . 54 ( 1975) 1339 9) M. Monta, i n Beta decay and moon captur e ( Benj ami n, Readi ng, Mas s achus etts , 1973) p . 11S 10) J . N. ~hcal l and RDavi s , J r . , Sci cnce 191 ( 1976) 264 11) J . N. Bahcal l , 1? hys . Rev. 135 ( 1964) B137