This is the a motion filed by prosecutors involved in the John Doe investigation by Governor Scott Walker and other conservative groups to reinstate the investigation on May 15, 2014. This was filed in the 7th Circuit Court of Appeals.
This is the a motion filed by prosecutors involved in the John Doe investigation by Governor Scott Walker and other conservative groups to reinstate the investigation on May 15, 2014. This was filed in the 7th Circuit Court of Appeals.
This is the a motion filed by prosecutors involved in the John Doe investigation by Governor Scott Walker and other conservative groups to reinstate the investigation on May 15, 2014. This was filed in the 7th Circuit Court of Appeals.
ERIC OKEEFE and WISCONSIN CLUB FOR GROWTH, INC., Eastern District of Wisconsin Case No. 14-CV-139-RTR Plaintiffs-Appellees, v. Appeal No. 14-1822 (consolidated) Appeal No. 14-1888 Appeal No. 14-1899 FRANCIS SCHMITZ, in his official and Appeal No. 14-2006 personal capacities, et al., Appeal No. 14-2012 Appeal No. 14-2023
Defendants-Appellants.
DEFENDANTS-APPELLANTS JOHN CHISHOLM, BRUCE LANDGRAF AND DAVID ROBLES MOTION FOR STAY OF DISTRICT COURT PROCEEDINGS
Defendants-Appellants John Chisholm, Bruce Landgraf, and David Robles (the Milwaukee prosecutors) move pursuant to Fed. R. App. P. 8(a)(2) and Cir. R. 8 for an order vacating orders of the district court and staying all district court proceedings pending this Courts determination of their appeals. This motion to stay is also made pursuant to the Seventh Circuits Order dated May 7, 2014. Order (Doc. 20). 1
INTRODUCTION The Milwaukee prosecutors return to this Court, as have the other appellants, in order to have their immunities as state officials and their rights of appeal protected. On May 6, 2014, District Court Judge Rudolph T. Randa issued an unprecedented
1 Doc. references are to the Seventh Circuit docket for this matter. Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 2
preliminary injunction terminating ongoing John Doe proceedings related to potential criminal violations of Wisconsins campaign finance laws and requiring the permanent destruction of evidence obtained in those proceedings. Knott Decl., Ex. 1, Prelim. Inj. Order. On May 7, 2014, this Court stayed the return and destroy mandate and directed the district court to follow the procedure outlined in Apostol v. Gallion, 870 F.2d 1335 (7th Cir. 1989) to determine whether it had jurisdiction to issue the injunction. Order (Doc. 20). The Court directed the district court to rule[] definitively on the question posed by Apostol, i.e., whether the defendants appeals are frivolous. Id. Noting that it would be inappropriate to implement the injunction in a manner that effectively prevents appellate review, the Court further advised appellants that they could renew their request for stay in this Court should the district court find their appeals frivolous. Id. The Courts intervention is, unfortunately, required in order to protect the parties rights of timely appeal and immunity. The district court was determined to rule on Wisconsins campaign finance laws. It certified all of the defendants appeals as frivolous just one day after this Courts order staying the matter. Knott Decl., Ex. 2, Certification Order. The certification was issued without further briefing from the parties or significant consideration of defendants arguments. It came just one week after the court had declined to certify the same arguments as frivolous. Like the prior ruling requiring the destruction of evidence, the district courts certification is a transparent and untenable order granting plaintiffs relief that is not warranted and permanently undermining the ability of the defendants to defend Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 3
themselves and have their rights determined in this Court. Defendants request that the district courts decision of May 8 be vacated and the preliminary injunction and all further proceedings stayed pending determination of the appeals. PROCEDURAL BACKGROUND Although this case is just a few months old, the procedural background is extensive. Much of the procedural history refuting the suggestion that defendants have manipulated the appeal process is set forth in the arguments that follow. Below is a brief procedural history leading to the current motion. On February 10, 2014, plaintiffs Eric OKeefe and Wisconsin Club for Growth, a 501(c)4 social welfare organization, moved the district court for a preliminary injunction enjoining ongoing John Doe state criminal proceedings related to apparent illegal campaign coordination in violation of Wisconsins campaign finance laws. See Knott Decl., Ex. 3, Mot. Prelim Inj. On the same date, plaintiffs filed a wife-ranging 62-page complaint. It alleges that the plaintiffs became involved in the John Doe proceedings when they were served with a subpoena. See Knott Decl., Ex. 4, Compl. 184. The subpoena, which was attached as Exhibit F to plaintiffs complaint, advised them that they may show the subpoena to their attorney and choose to challenge it. The plaintiffs complaint alleges that they successfully moved to quash it, id. 139, but plaintiffs nevertheless contend that their free speech has been and is currently being chilled by the John Doe proceedings, see id. 55-56. The complaint seeks damages and an Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 4
injunction against six state officials: the state judge of those proceedings, the special prosecutor, a district attorney, two assistant district attorneys, and an investigator. On March 13, the Milwaukee prosecutors and several other defendants moved to dismiss plaintiffs complaint pursuant to Rules 12(b)(1), 12(b)(6), and 12(c), raising abstention, immunities, and various other defenses. Mot.s Dismiss (ECF Nos. 52, 53 and 54). 2 On April 8, 2014, the district court denied all defendants motions to dismiss in their entirety. Knott Decl., Ex. 5, Mot. Dismiss Order. A week later, on April 15, 2014, the Milwaukee prosecutors filed a timely notice of appeal and moved to stay the district court proceeding. Not. Appeal (ECF No. 92). Without so much as a hearing, the district court interpreted the defendants interlocutory appeal as an attempt to derail the courts plan for ruling on the injunction. Knott Decl., Ex. 6, 5/1/14 Decision and Order, at 2. Convinced of that, the court entered a preliminary injunction despite the defendants request for an evidentiary hearing. Id., Ex. 3. Later responding to this Courts order staying the injunction, the district court certified all defendants appeals on immunities as frivolous pursuant to Apostol, again falsely accusing defendants of dilatory motives for asserting their appellate rights. Id., Ex. 2. The effect of the district courts finding has been to lift the stay of the injunction imposed by the Seventh Circuit and deprive the appellants of the Courts timely determination of their entitlement to government immunities.
2 ECF No. refers to the district courts electronic filing system docket. The docket documents discussed in detail are provided with this motion as attachments to the accompanying Knott Declaration. Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 5
ARGUMENT Respectfully, the district court is misguided both in its assumptions as to defendants motives and its application of the law. It has implied impropriety where there is none. Far from dodging the preliminary injunction, the defendants asserted their appellate rights in a timely manner as they are entitled and, indeed, as this Court has stated is required in order to preserve the right. See Apostol v. Gallion, 870 F.2d 1335 (7th Cir. 1989) (noting delayed appeal of immunity claim destroy[] rights created by the immunity (citing Forsyth, 472 U.S. at 526 and Scott v. Lacy, 811 F.2d 1153 (7th Cir. 1987))). In addition, the district court has misapplied Apostol and the policies the Court intended to promote in that case. The defendants appeals are not frivolous and should be heard before further proceedings in the district court. I. The Apostol Procedure and Frivolousness Standard.
The United States Supreme Court determined in Mitchell v. Forsyth, 472 U.S. 511 (1985), that sound policy requires that an order denying a public official immunity be immediately appealable in order to preserve the immunity. To require the official to proceed with litigation undermines the very purpose of the immunity. Apostol, 870 F.2d at 1338 (citing Forsyth, 472 U.S. at 526 and Scott v. Lacy, 811 F.2d 1153 (7th Cir. 1987)). For this same reason, the Court has held that district court proceedings must be stayed while the denial of immunity is appealed unless there is a finding that the appeal is frivolous or interposed in bad faith for purposes of delay. Apostol, 870 F.2d at 1338-39. The district courts have been admonished that their power to certify an appeal as frivolous must be used with restraint. Id. at 1339. Public officials should not be Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 6
required to come to the [Court of Appeals], hat in hand, seeking relief that is theirs by virtue of Forsyth. Id. at 1339. The stamp of frivolity should be used only when an appeal is unfounded, when it is baseless, or when the disposition is so plainly correct that nothing can be said on the other side. Id.; see also Indianapolis Colts v. Mayor and City Council of Baltimore, 775 F.2d 177, 184 (7th Cir. 1985) (holding appeal is frivolous when the result is obvious or when the appellant's argument is wholly without merit). Defendants appeals easily meet that standard. II. The Milwaukee Prosecutors Timely Appeal was Not Designed to Manipulate or Delay.
The district court bases its certification, in part, on a false assumption as to the defendants intentions in seeking appeal. The court expresses dismay that it could have been deprived of an opportunity to issue its injunction. Knott Decl., Ex. 2, Certification Order, at 4. Beyond its lack of recognition of the legal and practical necessity of prompt appellate review, the district court has misstated the record. The defendants did not maneuver to dodge the Courts jurisdiction. Id. at 5. The defendants never requested that the Court remove the injunctive hearing from its calendar. Knott Decl., 9 (summarizing relevant procedural timeline). To the contrary, they continued to plan for an opportunity to be heard on the preliminary injunction even after filing their appeals. See Knott Decl., Ex. 7, Mot. Pretrial Conf. Defendants filed a joint motion specifically requesting that the preliminary injunction hearing be an evidentiary hearing. Id. In that request, defendants informed the court that their reputations were under attack, credibility was at issue, and that they wished to have the Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 7
opportunity to call witnesses in order defend themselves and put the plaintiffs to their proof. Id. The district court denied their request for an evidentiary hearing, despite this Courts recommendation that such a hearing occur. Knott Decl., Ex. 8; see Ty, Inc. v. GMA Accessories, Inc., 132 F.3d 1167, 1171 (7th Cir. 1997). Having denied the defendants an opportunity to present testimony or oral argument, the court issued its injunctive order on May 6 with an unsupported narrative of facts that impugns the defendants motives without basis. The court substantially adopted the untested allegations of plaintiffs pleadings, including substantial reliance on hearsay sources, newspaper articles, and internet blogs. See Knott Decl., Ex. 3, at 1- 10. Consistent with its prior course, the district court has now summarily declared all of defendants appeals frivolous without hearing from the parties or otherwise testing its assumption that bad faith was intended. Respectfully, there is no basis for the courts suggestion that defendants have filed meritless appeals with an intention to delay proceedings. III. The Milwaukee Prosecutors Arguments Regarding Sovereign, Absolute, & Qualified Immunity are Not Frivolous.
Just as the court misjudged the defendants intentions by declining to hear from them, it has erroneously concluded that the appeals are frivolous without addressing most of their arguments. Those analytical and legal errors are discussed in turn below, demonstrating the merit (or, more precisely, non-frivolousness) of the Milwaukee prosecutors claims for sovereign, absolute, and qualified immunity.
A. The Milwaukee prosecutors arguments concerning sovereign immunity are not frivolous.
The Milwaukee prosecutors sought dismissal of any claims asserted against them in their official capacity on grounds that the Ex parte Young exception to sovereign immunity under the Eleventh Amendment does not apply to them. Knott Decl., Ex. 9, Br., at 28-29; Ex. 9, Reply Br., at 6-7. A complaint that alleges an ongoing violation of federal law must seek[] relief properly characterized as prospective. Verizon Md., Inc. v. Public Serv. Commn of Md., 535 U.S. 635, 645 (2002). The Milwaukee prosecutors asserted that the specific allegations of the complaint pertaining to these defendants refer to events in the past only and, therefore, plaintiffs claims are not properly characterized as seeking prospective relief against them. Knott Decl., Ex. 9, Reply Br., at 6-7. The district court acknowledged the retrospective nature of the plaintiffs claims in denying a different immunity, stating, OKeefe does not attempt to hold the prosecutors liable for their participation in the formal processes of the John Doe proceeding. Instead, he calls them to account for pursuing the investigation in the first instance. Knott Decl., Ex. 5, Decision & Order, at 16 (italics supplied). Yet, the district court refused to even address that same point in denying the defendants sovereign immunity claim. Worse, the court refused to confront its own logic while summarily certifying their appeal as frivolous. Knott Decl., Ex. 2, Certification Order, at 3-4. It is plainly wrong for the court to have ignored the basis for defendants arguments while certifying their appeal as frivolous. Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 9
The Milwaukee prosecutors further asserted that seeking prospective relief from them is a legal impossibility because they are prohibited by state law, specifically Wis. Stat. 11.61(2), from enforcing campaign finance laws outside of their county. Knott Decl., Ex. 9, Reply Br., at 8-10. The District Attorneys of plaintiffs counties of residence, Dane and Iowa, initiated the John Doe proceedings 3 pertinent to their conduct, but they are not parties to this case. The Milwaukee prosecutors did not commence the John Doe proceedings relevant to the plaintiffs and lack the legal capacity to compel the District Attorneys of the plaintiffs counties of residence to either prosecute or cease prosecution of criminal activity in their counties. The Milwaukee prosecutors cited the controlling jurisdictional statute, Wis. Stat. 11.61(2), 4 and several cases supporting their position that the Ex parte Young exception does not apply to them. Nevertheless, the district court declined to address their arguments or authorities, blithely dismissing all defendants claims to sovereign immunity as simply wrong. Knott Decl., Ex. 9, Reply Br., at 6-7; Ex. 5, Decision & Order, at 13. The court repeated that phrase without elaboration or consideration of the defendants arguments in its decision certifying the appeal as frivolous. Knott Decl., Ex. 2, Certification Order, at 3-4.
3 Iowa County Case No. 13-JD-000001 and Dane County Case No. 13-JD-000009. 4 Section 11.61(2) of the Wisconsin Statutes provides that all prosecutions [for campaign finance-related activities] shall be conducted by the district attorney for the county where the defendant resides or, if the defendant is a nonresident, by the district attorney for the county where the violation is alleged to have occurred. For purposes of this subsection, a person other than a natural person resides within a county if the person's principal place of operation is located within that county. Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 10
Defendants respectfully submit that they should be allowed to have their arguments on sovereign immunity heard and the matter stayed pending resolution of the appeal. McMath v. City of Gary, Ind., 976 F.2d 1026, 1030-31 (7th Cir. 1992) (cautioning that defendants right to pre-trial appeals under Forsyth would be eviscerated if district courts, cloaked with the authority of Apostol, could too easily certify even potentially meritorious appeals as frivolous). While the court below cited the method by which courts analyze sovereign immunity, it has not undertaken the required analysis beyond its conclusory statement determining that plaintiffs have alleged a plausible claim for prospective relief against the defendants. The district courts analysis did not go beyond plaintiffs reference to Ex parte Young. The Supreme Court has cautioned against this overly-simplistic approach, noting that [t]he real interests served by the Eleventh Amendment are not to be sacrificed to elementary mechanics of captions and pleading. Idaho v. Coeur d'Alene Tribe of Idaho, 521 U.S. 261, 270 (1997). The Court requires a thorough analysis because the line between permitted and prohibited suits will often be indistinct: [T]he difference between the type of relief barred by the Eleventh Amendment and that permitted under Ex parte Young will not in many instances be that between day and night. Edelman v. Jordan, 415 U.S. 651, 667 (1974); also compare, e.g., Quern v. Jordan, 440 U.S. 332 (1979) with Green v. Mansour, 474 U.S. 64 (1985). In discerning on which side of the line a particular case falls, courts are directed to look to the substance rather than to the form of the relief sought, see, e.g., Edelman, 415 U.S. at 668, and to be guided by the policies of federalism and comity underlying the decision in Ex parte Young. Papasan v. Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 11
Allain, 478 U.S. 265, 278-79 (1986). The district court has refused to perform any substantive analysis, much less acknowledge that Milwaukee prosecutors have a meritorious claim deserving of at least an opportunity to be heard. Far from being frivolous, the prosecutors position is supported by this Courts cases. In Sherman v. Cmty. Consol. Sch. Dist. 21, plaintiffs sought injunctive relief against the Attorney General of Illinois to enjoin enforcement of Illinois statute directing schools to recite the Pledge of Allegiance. 980 F.2d 437, 439-40 (7th Cir. 1992). The Attorney General, sued in his official capacity, argued to this Court that Eleventh Amendment sovereign immunity applied to immunize his office from plaintiffs claims. Id. at 440-41. The Court agreed, concluding that plaintiffs theory of liability did not implicate Ex parte Young because the Attorney General did not have the authority to enforce the statute; rather, the Court noted, States Attorneys, elected in each county, are the public prosecutors in Illinois. Id. at 441. The same principle applies here. Just as the Attorney General could not enforce the statute at issue and was therefore an improper party to a claim for injunctive relief in Sherman, the Milwaukee prosecutors lack the legal capacity to take action against the plaintiffs by virtue of 11.61(2) and are improper parties here. See also Bracci v. Becker, 2013 U.S. Dist. LEXIS 3224, *46-47 (N.D.N.Y. 2013); Dye v. Office of Racing Commission, 692 F. Supp. 2d 706, 711 (E.D. Mich. 2010). Finally, plaintiffs take the baseless position that the Milwaukee prosecutors waived their sovereign immunity claim. Not only did the defendants raise sovereign immunity in their motion to dismiss briefs, the district court addressed their argument Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 12
not once, but twice. Knott Decl., Ex. 5, Decision & Order, at 13-14; Ex. 6, Stay Decision and Order, at 2-4. Even if the plaintiffs contention had some merit, a state official does not easily waive sovereign immunity. Higgins v. Mississippi, 217 F.3d 951, 954 (7th Cir. 2000); Hoover v. Wagner, 47 F.3d 845, 852 (7th Cir. 1995); Pittman v. Chicago Bd. of Education, 64 F.3d 1098, 1101 (7th Cir. 1995). The Milwaukee prosecutors did not waive their sovereign immunity claim. They respectfully request that the Court reverse the district courts certification of frivolousness. B. The Milwaukee prosecutors arguments regarding absolute immunity are not frivolous.
The Milwaukee prosecutors argued that absolute immunity applied because the plaintiffs allegations specific to them involved non-investigative acts conducted within the Wisconsin John Doe proceedings and, therefore, the acts were inseparable from the judicial process. Knott Decl., Ex. 9, Br., at 30-31. That is, plaintiffs allegations specific to these defendants implicate their role as advocates for the State of Wisconsin. Their actions were intimately associated with the judicial phase of the criminal process and not merely investigative or administrative. Id. The defendants directed the district courts attention to the Seventh Circuits decision in Harris v. Harvey, 605 F.2d 330, 336 (7th Cir. 1979)the only published case addressing absolute prosecutorial immunity in the context of John Doe proceedings. In Harris, this Court stated that the trial court properly recognized absolute immunity for the appellants acts conducted within a John Doe proceeding. The Harris decision, if not controlling, certainly supplies the basis for a meritorious argument. Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 13
In response, plaintiffs addressed Harris only in a footnote. The district court did not address the case in either its decision denying the defendants prosecutorial immunity claim or in its decision deeming their appeal frivolous. Respectfully, an appeal cannot be deemed frivolous where the only appellate court authority addressing the issue is supportive of the appellants position. The district court denied the claims to absolute immunity without addressing plaintiffs specific allegations with regard to the Milwaukee prosecutors. The district court concluded that prosecutors are at all times investigators within a John Doe proceeding. Knott Decl., Ex. 5, Decision & Order, at 15. In doing so, the district court did not apply the traditional Imber v. Pachtman inquiry as to whether an alleged act was intimately associated with the judicial phase of the criminal process. Rather, citing Whitlock v. Brueggemann, 682 F.3d 567 (7th Cir. 2012), it applied a purported bright line test, holding that a prosecutor does not enjoy absolute immunity before he has probable cause. Although the defendants did concede, as they must, that John Doe proceedings are proceedings to determine probable cause, they also noted that the district courts test is overly simplistic and cannot be reconciled with numerous cases, including ones from the Supreme Court. These cases apply prosecutorial immunity in the context of pre-probable cause proceedings, such as grand jury proceedings and applications for search warrants. Knott Decl., Ex. 10, Reply Br. at 4-5 (citing Rehberg v. Paulk, 132 S. Ct. 1497 (2012) (grand jury proceeding); Burns v. Reed, 500 U.S. 478 (1991) (application for Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 14
search warrant and probable cause hearing); Hill v. City of New York, 45 F.3d 653 (2d Cir. 1995) (grand jury proceeding)). The district court has never addressed these authorities. Similarly, the district court has never addressed defendants position that the John Doe proceeding is part of the judicial phase of the criminal process because it is commenced by a prosecutor, entails oversight by a judge, includes the right to an attorney, involves the issuance of orders, and offers the availability of motions and appeals within the proceeding. Wis. Stat. 968.26(1),(2)(d),(3). It is, as the defendants pointed out, even more of a proceeding than a grand jury proceeding, to which the Supreme Court has applied prosecutorial immunity. To that end, the cases relied upon by the district court, such as Whitlock v. Brueggemann, for the probable cause test are factually distinguishable from the present case in that they do not involve the unique mechanisms of the Wisconsin John Doe proceeding. For example, in Whitlock, the plaintiff alleged that a prosecutor manufactured evidence and directed police in the pursuit of certain witnesses during the investigative phase of the case. Id. at 577-78. This phase was before the submission of arrest warrants and a subsequent determination by a judge that probable cause existed to support their arrests. Id. A John Doe proceeding, in contrast, begins with a request by a prosecutor to commence the proceeding, and the proceeding is then overseen by a judicial officer with express powers to expand, limit, and otherwise direct the proceeding. State ex rel. Unnamed Person No. 1 v. State, 660 N.W.2d 260, 275-76 (Wis. 2003); State v. Noble, 646 N.W.2d 38, 48 (Wis. 2002); Wolke v. Fleming, 29 N.W.2d 841, 844- 45 (Wis. 1964); Wis. Stat. 968.26(1),(3). A John Doe proceeding does not have a similar Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 15
investigation phase as found in the cases cited by the district court. Therefore, the holding in Whitlock and other non-John Doe cases, wherein the analysis focuses on specific phases of an investigation, are inapplicable. Perhaps the Imbler v. Pachman test has been reduced to the type of bright line probable cause test adopted by the district court here, but the defendants doubt it. There is certainly no case on point supporting that position, and the defendants are entitled to have their appeal at least considered. The application of prosecutorial immunity in the context of a John Doe proceeding is, at minimum, fairly debatable. The defendants appeal on absolute immunity, therefore, is not so lacking in merit that even considering an appeal should be foreclosed. C. The Milwaukee prosecutors arguments regarding qualified immunity are not frivolous.
Plaintiffs allege that both Wisconsin law and the First Amendment protect their issue advocacy speech, even if coordinated with a candidate, because they do not engage in express advocacy. Knott Decl., Ex. 4, Compl. 95, 99. Citing the subpoena served on them (later quashed) as part of the John Doe proceedings, they believe that the defendants targeted them as conservatives, and likewise, plaintiffs are being retaliated against for their conservative political speech. Id., 184. Plaintiffs demand money from each defendant personally on grounds that their free speech has been and is currently chilled due to the ongoing John Doe proceedings. See id., 55-56. Each defendant, including the Milwaukee prosecutors, moved for dismissal of plaintiffs personal capacity claims based on qualified immunity. Qualified immunity Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 16
shields prosecutors performing discretionary functions insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known. Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982); Humphries v. Milwaukee Cnty., 702 F.3d 1003, 1006 (7th Cir. 2012) (quoting Pearson v. Callahan, 555 U.S. 223, 236 (2009)) ([A] court may grant qualified immunity on the ground that a purported right was not clearly established by prior case law without first resolving whether the purported right exists.). The Milwaukee prosecutors argued that the plaintiffs do not have a clearly established right, under the First Amendment or otherwise, to be free of a John Doe proceeding centered on their potential involvement in coordinated campaigns with an election candidate, even if, as plaintiffs maintain, they engaged only in issue advocacy expenditures. Knott Decl., Ex. 9, at 34, 35. To the contrary, the courts of Wisconsin (and others) have found such campaign coordination illegal even where a groups advocacy is limited to issue advocacy. Id., at 35, 36. 5
Relying on plaintiffs retaliation allegations, however, the district court did not address the Milwaukee prosecutors argument. As in its analysis of other arguments, the district court refused to address plaintiffs allegations with respect to each defendant. The district courts entire analysis of the clearly-established right prong was as follows: the defendants cannot seriously argue that the right to express political opinions without fear of government retaliation is not clearly established. Knott Decl., Ex. 7, Decision & Order, at 17.
5 The only court to hold otherwise is the district court here in granting plaintiffs preliminary injunction. Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 17
Each defendant appealed the denial of qualified immunity and the reasoning of the court. The Milwaukee prosecutors explained that the district court (and the plaintiffs) improperly relied upon an insufficiently particularized right as a basis for defeating the immunity. After all, the right identified by the district courtthe right not to be retaliated against for political speechis hardly more specific than the First Amendment. In support of their argument, defendants pointed to the Supreme Court decision in Anderson v. Creighton, 483 U.S. 635 (1987). Knott Decl., Ex. 11, Reply Br., at 5. There, the Supreme Court admonished a court of appeals for its brief discussion of qualified immunity consist[ing] of little more than an assertion that a general right [the defendant] was alleged to have violated -- the right to be free from warrantless searches of ones home unless the searching officers have probable cause and there are exigent circumstances -- was clearly established. Anderson, 483 U.S. at 640. The Milwaukee prosecutors also argued, citing to authority, that the district courts analysis improperly relied upon a subjective inquiry on retaliation, while failing to engage in any analysis of the objective reasonableness of defendants alleged acts. Knott Decl., Ex. 11, Reply Br., at 6 (citing Kulwicki v. Dawson, 969 F.2d 1454, 1464 n.12 (3d Cir. 1992) (citing Anderson, 483 U.S. at 641) (Notably, motive is also irrelevant in the qualified immunity analysis. There the emphasis is on the objective reasonableness of the officials behavior.)). The defendants citations to authority were unsuccessful. In certifying defendants appeal as frivolous, the district court again reiterated what it believes to be the clearly establish right at issuethe right to express political opinions without fear Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 18
of government retaliation. Knott Decl., Ex. 2, Certification Order, at 6. Strangely, the district court also commented that even if it and the plaintiffs are wrong on the clearly established right at issuein other words, neither the plaintiffs nor the court can identify a clearly established rightthe defendants still may be subject to damages on remand for targeting plaintiffs because of their conservative viewpoints. Id. The suggestion is contrary to all case law addressing qualified immunity. The district court is wrong in its analysis. The precise right identified by the district court in its rulings as the basis for defeating qualified immunity was specifically rejected by the Supreme Court in Reichle v. Howards, 132 S. Ct. 2088 (2012). In that case, the plaintiff sued under the First Amendment after being arrested by secret service agents allegedly in retaliation for his political speech. Id. at 2091. At the lower courts, the agents unsuccessfully argued in support of qualified immunity that probable cause defeats the plaintiffs retaliation claim. Id. at 2092. In rejecting the agents argument, the court of appeals determined that the plaintiff had established a material factual dispute regarding whether agents were substantially motivated by plaintiffs speech when they arrested him. Id. The Supreme Court reversed. The Court expressly stated that the right relied upon in a qualified immunity analysis cannot be the general right to be free from retaliation for ones speech. Id. at 2094. The Courts reason, as the Milwaukee defendants attempted to explain to the district court here, was that the plaintiffs proffered right was too generic. Id. Almost identical to the present matter, the plaintiff there argued as a general matter[,] the First Amendment prohibits government Case: 14-1822 Document: 30-1 Filed: 05/15/2014 Pages: 22 19
officials from subjecting an individual to retaliatory actions for his speech. Id. at 2093- 94. Citing to Anderson, the Court summarily rejected the plaintiffs argument. [W]e have previously explained that the right allegedly violated must be established, not as a broad general proposition, but in a particularized sense so that the contours of the right are clear to a reasonable official. Id. at 2094 (citations omitted). The Supreme Court thus rejected the precise argument for defeating qualified immunity that the district court has relied upon here, i.e., the general right to be free from retaliation for ones speech. Id.; see also Ashcroft v. Kidd, 133 S. Ct, 2074, 2084 (2011) (We have repeatedly told courts . . . not to define clearly established law at a high level of generality. The general proposition, for example, that an unreasonable search or seizure violates the Fourth Amendment is of little help in determining whether the violative nature of particular conduct is clearly established.) (citations omitted). Yet, the district court refused to consider defendants arguments. Defendants respectfully submit on the basis of Reichle and other authorities that their position is meritorious and proper. It certainly is not frivolous to appeal the district courts denial of qualified immunity on grounds that the court failed to identify a particularized constitutional right in its ruling where the United States Supreme Court has ruled in the appellants favor on the precise issue presented. As is the case with respect to the other immunities claimed, the district court should not have certified the appeals as baseless.
CONCLUSION For the foregoing reasons, Defendants-Appellants John Chisholm, Bruce Landgraf and David Robles respectfully request that this Court enter an order: (a) finding that their appeal of the district courts order denying their motion to dismiss dated April 8, 2014 is not frivolous; (b) staying enforcement and execution of the preliminary injunction entered on May 6, 2014; and (c) staying the district court proceeding in its entirety pending Defendants-Appellants appeal. Dated this 15th day of May, 2014.
WILSON ELSER MOSKOWITZ EDELMAN & DICKER, LLP
/s Douglas S. Knott Samuel J. Leib, State Bar No.: 1003889 Douglas S. Knott, State Bar No.: 1001600 Attorneys for Defendants John Chisholm, Bruce Landgraf and David Robles River Bank Plaza, Suite 600 740 N. Plankinton Avenue Milwaukee, WI 53203 Telephone: (414) 276-8816 Fax: (414) 276-8819 E-mail: samuel.leib@wilsonelser.com E-mail: douglas.knott@wilsonelser.com
IN THE UNITED STATES COURT OF APPEALS FOR THE SEVENTH CIRCUIT
ERIC OKEEFE and WISCONSIN CLUB FOR GROWTH, INC., Eastern District of Wisconsin Case No. 14-CV-139-RTR Plaintiffs-Appellees, v. Appeal No. 14-1822 (consolidated) Appeal No. 14-1888 Appeal No. 14-1899 FRANCIS SCHMITZ, in his official and Appeal No. 14-2006 personal capacities, et al., Appeal No. 14-2012 Appeal No. 14-2023
Defendants-Appellants.
CERTIFICATE OF SERVICE
I hereby certify that on May 15, 2014, I electronically filed Defendant-Appellants Motion for Stay of District Court Proceedings. The following participants are registered CM/ECF users and were served by the CM/ECF system: Attorneys David Rivkin, Timothy Barber, and Joseph Russell. A copy of the Motion will be sent to Attorney David Rice, counsel for Defendant Gregory Peterson.
/s Douglas S. Knott Samuel J. Leib, State Bar No.: 1003889 Douglas S. Knott, State Bar No.: 1001600 Attorneys for Defendants John Chisholm, Bruce Landgraf and David Robles 740 N. Plankinton Avenue, Ste. 600 Milwaukee, WI 53203 Telephone: (414) 276-8816 Fax: (414) 276-8819 E-mail: samuel.leib@wilsonelser.com E-mail: douglas.knott@wilsonelser.com