T.V.

Balaji
J-3/67-B, Khirki Extension, Malviya Nagar, New Delhi !!7
Mob" #$-$%$$&!'%' Telephone" #$ '$(&'%6$
Email: )ala*i$'+g,ail-.o,
Objective:
/eeking a 0osition in a .reative res1lt oriente2 an2 0rogressive organi3ation where ,y 0ro4essional knowle2ge,
skill an2 ex0erien.e .an )e .ontri)1te2 4or the growth o4 the organi3ation- 5 6areer o00ort1nity whi.h 4osters
0ro4essional growth-
Educational / Technical Qualifications
B-6o, 78ons-9 4ro, :niversity o4 Delhi-
MB5 ;inan.e < => 4ro, =6;5= :niversity -- ?1rs1ing 7'!'- 9
Certifications
CET!"!E# "!$%$C!%& '&%$$E
CM
, ;inan.ial ?lanning /tan2ar2s Boar2 =n2ia
Qualit( Mana)ement *(stems+QM*, %uditor / &ead %uditor Certification , B/= =n2ia
!nformation *ecurit( Mana)ement *(stem %uditor / &ead %uditor Certification , B/= =n2ia
*!- *!.M% / .reen Belt Certification , B/= =n2ia
"inancial Modelin) Certification, =M/ ?ros.hool
Capital Mar0et Certification, N/E@s 6erti4i.ation in ;inan.ial Markets 7N6;M9
#erivatives Mar0et Certification, N/E@s 6erti4i.ation in ;inan.ial Markets 7N6;M9
$*#& / #epositor( Operations Certification, N/E@s 6erti4i.ation in ;inan.ial Markets 7N6;M9
Options Tradin) *trate)ies Certification, N/E@s 6erti4i.ation in ;inan.ial Markets 7N6;M9
Currenc( #erivatives Certification, National =nstit1te o4 /e.1rities Markets 7N=/M9
Career 1istor(
2indal Menthol 3 !nvestments 'rivate &td : Manager- RMS (May2014- till Date) 2 Months +
Jin2al Menthol < =nvest,ents ?rivate At2 70art o4 Jin2al Bro10 o4 6o,0anies9, has )een one o4 the lea2ing 0layers
to the .1rren.y 2erivative ,arkets 7N/E < M6C-/C9 in =n2ia- Jin2al Bro10 o4 6o,0anies has )een one o4 the to0
4ive tra2ers in the .o1ntry in tra2ing o4 )1llions in 2o,esti. 0hysi.al ,arkets an2 6o,,o2ity Ex.hanges-
2ob 'rofile:
Managing overall D0erational an2 6o,0lian.e =ss1es 0ertaining to 6DC an2 D>6- Bank >ransa.tion,
;1n2s < /e.1rities /ettle,ent an2 Ba.k D44i.e o0erations-
Develo0 0oli.y 4ra,ework, 0ro.esses < syste,s 4or e44e.tive risk ,anage,ent in ;orex ar)itrage
)etween D>6- Bank an2 61rren.y Derivative Ex.hanges-
Ens1ring that the 4ra,ework o4 0oli.ies < s.he,es .reate2 ,axi,i3e )1siness 0otential while
o0ti,i3ing risk-
B1i2ing tea, ,e,)ers in all 0ro.e21ral, D0erational an2 .o,0lian.e as0e.ts o4 ?re an2 ?ost >ra2e
D0erations with Bank an2 Ex.hange, /ettle,ent o4 41n2s with Bank < Ex.hange an2 /1),ission o4
:n2erlying an2 6on4ir,ation to )ank-
Monitoring Dnline s1rveillan.e 7EM/9 on real ti,e )asis an2 exe.1te a.tions 10on this 7Margin 6alls
4ro, Ex.hange, 61rren.y level ?osition Ai,its < 6loseo1t o4 Nake2 Derivatives 0osition9-
?lan, Manage < Maintaining D0ti,1, 1tili3ation o4 working 6a0ital, Margins with Ex.hanges an2 Bank
in the 4or, o4 6ash, ;DEs, /hares an2 Bank B1arantees-
Ens1re a..1rate < relevant M=/ is sent to the senior ,anage,ent on a ti,ely )asis-
Aiasoning with the )ank 4or 1n2erstan2ing the )1siness reF1ire,ents < re.o,,en2ing .hanges in
0oli.ies an2 0ro.esses to s100ort the )1siness
Designing .hanges in 0oli.ies an2 0ro.esses, re.o,,en2ing the .hanges to the Eisk 6ontrol
6o,,ittee an2 therea4ter i,0le,enting the .hanges to ens1re )1siness growth-
Page 1 of 3
=,0le,enting all latest .o,0lian.es, 0oli.ies an2 0ro.e21re as 0er reF1ire,ents o4 relevant a1thority-
Eesolve es.alate2 D0erational an2 6o,0lian.e iss1es relate2 to D>6 an2 Ex.hange -
=2enti4y o00ort1nities an2 sol1tions 4or i,0roving e44i.ien.ies with >ea, Me,)er-
/10ervising an2 ,entoring the tea, to ens1re e44i.ient i,0le,entation o4 0ro.esses-
*'% *EC4!T!E* &!M!TE#: Manager- Risk (Sept 2008 May2014 ) 5 years +
/?5 /e.1rities At2 0rovi2es servi.es 4or se.1rities )roking, ,er.hant )anking, wealth ,anage,ent, 4inan.ial
a2visory, .or0orate 4inan.e , risk ,anage,ent an2 ins1ran.e )roking- >he Bro10 has esta)lishe2 itsel4 as one o4
=n2iaGs lea2ing 4inan.ial a2visory ho1se, o44ering vario1s 4inan.ial sol1tions to its =nstit1tional, .or0orate an2
in2ivi21al .lients-
2ob 'rofile:
Managing overall D0erational an2 6o,0lian.e =ss1es 0ertaining to EM/, >ra2ing KH6, ;1n2s <
/e.1rities /ettle,ent an2 Ba.k D44i.e o0erations-
Develo0 0oli.y 4ra,ework, 0ro.esses < syste,s 4or e44e.tive risk ,anage,ent o4 the eF1ity )roking
)1siness-
Ens1ring that the 4ra,ework o4 0oli.ies < s.he,es .reate2 ,axi,i3e )1siness 0otential while
o0ti,i3ing risk-
B1i2ing tea, ,e,)ers in all 0ro.e21ral, D0erational an2 .o,0lian.e as0e.ts o4 EM/, >ra2ing
D0erations, /ettle,ent o4 41n2s an2 se.1rities o4 6lients, Bill Beneration < 6lient 5..o1nting, De,at <
>ra2ing 5..o1nt o0ening an2 Mo2i4i.ation, Data)ase Daily Ba.k10, /o4tware Iersion :02ation-
Monitoring Dnline s1rveillan.e 7EM/9 on real ti,e )asis an2 exe.1te a.tions 10on this 7Margin 6alls to
.lients < Bran.h , 6loseo1t o4 .lient Derivatives 0osition < AiF1i2ation o4 6lient a.tion9-
?lan, Manage < Maintaining D0ti,1, 1tili3ation o4 working 6a0ital, Margins with sto.k Ex.hanges in
the 4or, o4 6ash, ;DEs, /hares an2 Bank B1arantees-
=n2e0en2ently han2ling an2 6oor2inating with N/E < B/E =ns0e.ting D44i.ials an2 =nternal 512itors
an2 satis4ying their F1eries-
Designing .hanges in 0oli.ies an2 0ro.esses, re.o,,en2ing the .hanges to the Eisk 6ontrol
6o,,ittee an2 therea4ter i,0le,enting the .hanges to ens1re )1siness growth-
=,0le,enting J1arter /ettle,ent < Derivatives 7;<D, 61rren.y9 Margin .o,0lian.es an2 0ro.e21re-
=,0le,enting all latest .o,0lian.es, 0oli.ies an2 0ro.e21re as 0er reF1ire,ents o4 relevant a1thority-
Eesolve es.alate2 D0erational an2 6o,0lian.e iss1es relate2 to Broking-
=2enti4y o00ort1nities an2 sol1tions 4or i,0roving e44i.ien.ies with >ea, Me,)er-
/10ervising an2 ,entoring the risk tea, to ens1re e44i.ient i,0le,entation o4 0ro.esses-
Ens1re a..1rate < relevant M=/ is sent to the senior ,anage,ent on a ti,ely )asis-
?rovi2e te.hni.al s100ort to Bran.hes , /1)-Broker an2 61sto,ers on vario1s /?5 4inan.ial 0ro21.ts-
/haring knowle2ge gaine2 with tea, to i,0rove intera.tions with .1sto,ers/.lients-
B&B &!M!TE#
Asst. Manager (Risk Management) (Dec 2004 Aug 2008) 3
1/2
years
BAB Ai,ite2 has )een one o4 the lea2ing liF1i2ity 0rovi2ers to the eF1ity an2 2erivative ,arkets in =n2ia- >he
6o,0any has )een one o4 the largest 0layers in the ,arket with an average 2aily tra2e2 vol1,e o4 over :/D '!!
,illion-

2ob 'rofile:
Managing, g1i2ing, /10ervising an2 ins0e.ting overall D0erational an2 6o,0lian.e =ss1es 0ertaining to
EF1ity Eetail Broking7D0eration < EM/9-
Monitoring Dnline s1rveillan.e 7EM/9 on real ti,e )asis an2 exe.1te a.tions 10on this 7 Margin 6alls
to .lients < Bran.h, 6loseo1t o4 .lient Derivatives 0osition < AiF1i2ation o4 6lient a.tion9
Managing overall >ra2ing < /ettle,ent o0erations o4 EF1ity Eetail Broking
Page 2 of 3
5ssisting the ,anaging ?ED >ra2es < /ettle,ent o0erations-
Ens1ring vario1s .o,0lian.es relating to sto.k ex.hanges, /EB= reg1lations, =n.o,e >ax E1les-, et.
Eesolve es.alate2 D0erational an2 6o,0lian.e iss1es relate2 to Broking-
8el0ing .1sto,ers, Bran.hes, /1) Brokers to resolve D0erational iss1es-
?re0aring a00ro0riate notes an2 other s100orting 2o.1,ents an2 .oor2inate e44ort with the 2esign
tea,-
?re0aring a00ro0riate notes an2 other s100orting 2o.1,ents an2 .oor2inate e44ort with the
6o,0lian.e / Aegal tea,-
Kas 0art o4 /ix sig,a 0ro*e.t an2 =/M/ i,0le,entation >ea,-
=nter4a.ing with /ales >ea,, => >ea, an2 /o4tware Ien2ors
M%$*451 *EC4!T!E* 3 "!$%$CE &T#
Senior !ecuti"e#$%eration (&an 2002 Dec 2004) 3years
Mans1kh Bro10 is a lea2ing =nvest,ent an2 >ra2ing /ol1tions ?rovi2er- >hey 0rovi2e servi.es 4or EF1ity an2
6o,,o2ity tra2ing, 61rren.y 2erivatives /ervi.es, De0ository /ervi.es, Derivative >ra2ing an2 =nternet tra2ing-
2ob 'rofile:
?er4or,ing ?ost >ra2e Ba.k-o44i.e o0eration o4 )rokerage 4ir,
Ens1ring vario1s .o,0lian.es relating to sto.k ex.hanges, /EB= an2 =n.o,e >ax
8el0ing .1sto,ers, Bran.hes, /1) Brokers to resolve D0erational iss1es-
6oor2ination with Ba.k o44i.e so4tware ven2or sta44 to re.ti4y so4tware )1gs-
5ssisting 5..o1nts D0ening regar2ing 102ate o4 .lient 2ata in )a.k o44i.e / ex.hange/ >ra2ing
so4tware-
/haring knowle2ge gaine2 with tea, to i,0rove intera.tions with .1sto,ers/.lients-
'ersonal !nformation
#ate of Birth and %)e : $
th
De. $%! 733 years9
&an)ua)es: English, 8in2i an2 >a,il
'assport number: E !3!&6&6
%ssets
E44e.tive 6o,,1ni.ation skill an2 lea2ershi0 F1alities-
8ighly ,otivate2 to work as a tea,-
!nterests
Eea2ing >e.hni.al an2 B1siness Maga3ines, an2 Net /1r4ing-
Page 3 of 3