客戶協議

4/19/13
1.
1.1 Forex Capital Markets Limited
1.2
(a)
(b)
(c)
(d)
1.3
(a)
(b)
(c)
(d)
(e)
(f)
1.4
2.
2.1
(a)
(b)
(c)
(d)
(e) 1.2
(f)
(g)
20061159
(h)
(i)
(j)
(k) 2000200185(1)
(l)
https://secure4.fxcorporate.com/tr/agreement/print/?code0=DOC_AGREEMENT_CFD&title0=DOC_AGREEMENT_CFD&windowTitle=DOC_AGREEMENT
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(m)
(n)
(o)
(p)
(q)
(r)
(i)
(ii)
(iii)
(s) Forex Capital Markets Limited04072877

The Northern and Shell Building, 10 Lower Thames Street, Eighth Floor, London, EC3R 6AD, United Kingdom
(t)
(u)
(v)
(w)
(x)
(y)
(i)
(ii)
(iii)
(iv)
(v)
(vi)
(vii)
(z) 24.1(j)
(aa)
(bb) 15.2
(cc) 7.7
(dd)
(ee) 2007111
(ff)
(gg) 24.1(a)
(hh)
(ii)
(jj) (Handbook of Rules and Guidance of the United
2/39
4/19/13
Kingdom Financial Services Authority)

(kk) 25.1
(ll)
(mm)
(nn) 24.1(i)
(oo)
(pp) LAMM(Lot Allocation Management Module)
(qq)
(rr) 26.1
(ss) 20.1
(tt)
(uu)
(vv)
(ww)
2004/39/EC4
(xx)
(yy) MT431.1
(zz) FXCM Nominees Limited04027520The Northern and Shell
Building, 10 Lower Thames Street, Eighth Floor, London, EC3R 6AD, United Kingdom
(aaa)
(bbb)
(ccc)
(ddd)
(eee) (OTC)(Over the Counter)
(fff)
(ggg) PAMM(percentage allocation management module)
(hhh)
(iii) 2007111
(jjj)
(kkk)
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(lll) 2007111
(mmm)
(nnn)
(ooo) 21.1
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(qqq)
(rrr)
(sss) 2000
(ttt)
(uuu)
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(www)
2.2
2.3
2.4
2.5
2.6
3.
3.1 The Northern and Shell Building, 10 Lower Thames Street, Eighth Floor, London, EC3R 6AD, United
Kingdom25 The North Colonnade, Canary Wharf, London, E14 5HS,
United Kingdom (www.fsa.gov.uk)217689
3.2 1.3
(casereview@fxcm.com)
South Quay Plaza, 183 Marsh Wall, London, E14 9SR, United Kingdom (www.fos.org.uk)
3.3
50,000Seventh
Floor,
Lloyds
Chambers, Portsoken Street, London E1 8BN, United Kingdom (www.fscs.org.uk)
4.
4.1
(a)
(b)
(c)
4.2
(a)
(b)
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(c)
(d)
5.
5.1 20044212004/39/EC (MiFID)2000
5.2
5.3
5.4
6.
6.1
6.2
7.
7.1
(a)
(b)
(c)
(d)
(e)
(f)
7.2
(a)
(b)
7.3
(10)
7.4
7.5
(a)
(b)
(c)
(d)
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7.6
(a)
(b)
(c)
(d)
(e)
(f)
7.7
(a)
(b)
8.
8.1
8.2
(a)
(b)
(c)
(d)
8.3 ,
8.2(b)
8.4
9.
9.1
(a)
Forex Capital Markets LLC
Forex Capital Markets LLCForex
Capital Markets LLCForex Capital Markets LLC
Forex Capital Markets LLCForex Capital Markets
LLCForex Capital Markets LLC
(b) B
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(c) D
9.2 9.1
9.3
9.4
9.5
10.
10.1
10.2
(ComplianceEurope@fxcm.com)
(a)
(b)
10.3
(a) 10.3
(b)
11.
11.1
(a)
(b)
(c)
(d)
(e)
11.2
11.3
12.
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12.1
12.2
12.3 12.112.2
(a)
(b)
(c)
12.4
12.5
12.6
13.
13.1
(a)
(b)
(c)
(d)
(e)
(f)
13.2
13.3
(a)
(b)
(c)
(d)
(e)
(f)
13.4
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13.5
13.6
13.7
13.8
14.
14.1
(a)
(b)
(i)
(ii)
(c)
(d)
(e)
14.2
(a)
(b)
(c)
(d) 14.2
14.3
15.
15.1
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15.2
15.3
15.4
15.5
15.6
(a)
(b)
(c)
15.7
16.
16.1
16.2
17.
17.1
17.2
17.3
(a)
(b)
(c)
18.
18.1
18.2
18.3
https://secure4.fxcorporate.com/tr/agreement/print/?code0=DOC_AGREEMENT_CFD&title0=DOC_AGREEMENT_CFD&windowTitle=DOC_AGREEMEN
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18.4
18.5
18.6
18.7
18.8
19.
19.1
(a)
(b)
(c)
(d)
(e)
(f)
19
19.2
19.3
19.4
(a)
(b)
19.5
19.6
19.7 PAMMLAMM
PAMM
(a)
(b)
(c)
19.8
19.9
19.10
19.11
19.12
19.13
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19.14
19.15
20.
20.1
20.2
20.3
20.4
20.5
20.3
20.6
20.7
(a)
(b)
20.8
20.9
20.10
20.11
21.
21.1
21.2
21.3
21.4
21.5
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21.6
21.7 24.1
22.
22.1
22.2
22.3
22.4
22.5
22.6
22.7
23.
23.1
(a) 18
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(k)
(l)
(m)
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23.2
(a)
(b) 23
(c)
(d)
(e)
24.
24.1
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(k)
(l)
(m)
24.2
(a)
(b)
(c)
(d)
(e)
(f)
192593103
(g)
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(h)
(i)
(j)
(k)
24.3 24.2
24.4 24.2
25.
25.1
25.2
(a)
(b)
(c)
(d)
(e)
26.
26.1
26.2
(a)
(b) 26.2
(c)
26.3
27.
27.1
27.2
27.3
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28.
28.1
28.2
(a)
(b)
(i)
(ii)
(iii)
(c)
28.3 28
(a)
(b) 30
28.4
28.5
29.
29.1 2000
29.2
(a)
(b)
(c)
(d)
(e)
(f)
29.3
30.
30.1
(a)
(b)
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(c)
30.2
30.3
30.3
(a) 25
(b)
(c)
(d)
(e)
(f)
(g)
(h)
31. MT4
31.1 Metatrader 431
Metatrader 4MT4MT4
31MT4MetaQuotes Software Corporation
MetaQuotes Software Corporation
31.2 MT4MT4
MT4MT4
(a) MT4MT4
MT4
MT4MT4MT4
MT4
(b) MT4
(c) MT4
MT4
MT4
(d) 31
MT4MT4
(e)
MT4MT4
31
32.
32.1 32
32.2 14
32.4
32.3
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32.4
32
32.5
32.6 34
33.
33.1
10
33.2 33.1
10
33.3
34.
34.1
34.2 (5)
34.2
34.3
(a)
(b)
(c)
34.4
34.5
35.
35.1
35.2
35.335.8
35.1
35.3 24.2
35.4
35.5
35.6
35.7
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35.8
36.
36.1
36.2 36.3(5)
36.3
(a)
(b)
(c)
(d)
(e)
(f)
(g)
36.4
36.5
36.6
(a)
(b)
(c)
(d)
36.7
36.8
36.9
37.
37.1
(a)
(b)
(i)
(ii)
(c)
(d)
(e)
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38.
38.1
38
38.2 1998(Data Protection Act 1998)

1998Z6975990
38.3
(a)
(b)
(c)
(d)
(e)
38.4
38.3
38.5 10
38.6
39.
39.1 (10)
39.2
39.3 198520062000
(United Kingdom Listing Authoritys Listing Rules)
39.4
39.5
39.6
39.7
39.8
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39.9
39.10 1999(Contract (Rights of Third Parties)

Act 1999)
39.11
40.
40.1
40.2 (FOS)3.2
40.3 40
40.4
A
1.
1.1
A
1.2 A25
2.
2.1 A
2.2 A
(a)
(b) A5.4
3.
3.1 9
3.2
3.3
(a)
(b)
3.4
(a)
(b)
4.
4.1
4.2
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5.
5.1
5.2
5.3
5.4
(a)
(b)
(c)
5.5 17:00
B
1.
1.1 B
B
1.2 B214
2.
2.1 B
2.2 B
(a) B8.4
(b)
(c) 2000200176808385
(d)
(e) B8.5
(f)
(g)
50%
(h)
3.
3.1
3.2
4.
4.1
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5.
5.1 B5.3
5.2
5.3
(a) 9.1(a)
(b)
5.4
6.
6.1 9B5
6.2
6.3
(a)
(b)
6.4
(a)
(b)
7.
7.1
7.2
8.
8.1 B8
8.2 B8.3
8.3 B8.2
(a)
(b)
(c)
8.4
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(a)
(b)
8.5 B8.4
(a)
(b)
(c)
50%
8.6
9.
9.1 B9
9.2
(5)
9.3
10.
10.1
B10.7
10.2
10.3
10.4
10.5
10.6
(a)
(b)
(c)
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10.7
(a) 17:00
(b)
10.8
11.
11.1 10.3
11.2
12.
12.1 13.213.5
(a)
(b)
(c) B1213.8
B12
13.
13.1
14.1(c)
14.2(d)
14.
14.1
14.2
C
1.
1.1 C
C
1.2 C29
2.
2.1 C
2.2 C
(a) B8.5
(b)
(c) C8.48.58.6
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3.
3.1
3.2
3.3
4.
4.1 9
4.2
4.3
5.
5.1 9C5
5.2
5.3
(a)
(b)
5.4
(a)
(b)
6.
6.1
6.2
7.
7.1
(5)
7.2
8.
8.1
8.2
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8.3
8.4 C8.7
8.5
(a)
(b)
(c)
8.6
8.7 17:00
8.8
9.
9.1
9.2 16.1
D
1.
1.1 D
D
1.2 D215
2.
2.1 D
2.2 D
(a) AGM
(b) EGM
(c)
(d)
(e)
(f)
3.
3.1
4.
4.1
5.
5.1 9.1(a)
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5.2
(a)
(b)
(c)
5.3
5.4
5.5
5.6
(g)
(h)
5.7
5.8
(a)
(b)
(c)
(d)
(e)
6.
6.1 13.213.5
(a)
(b)
(c) D6.113.8
D6.1
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6.2 13.213.5
7.
7.1
8.
8.1
8.2
9.
9.1
9.2
9.3
9.4
(a)
(b)
9.5
9.6
9.7
9.8
9.9
10.
10.1 10.110.2
10.2
(3)
(a)
(b)
(c)
10.3
10.3
(3)
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(a)
(b)
10.4
10.5
11.
11.1 14.1(c)14.2(d)
12.
12.1
12.2
13.
13.1
13.2
13.3
13.4
13.5
13.6
13.7
13.8
13.9
14.
14.1
14.2
W8BENW8BEN
14.3 W8BEN
W8BENW8BEN
15.
15.1
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15.2
E
1.
1.1 E
E
1.2 E210
2.
2.1 E
2.2 E
(a)
(b)
3.
3.1
3.2
3.3
4.
4.1
4.2
4.3
5.
5.1 13.213.5
(a)
(b)
(c) E513.8
E5
6.
6.1
6.2
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6.3
7.
7.1
a.
8.
8.1
a.
9.
9.1 E9.2
9.2
9.3
(i)
(j)
9.4 E9.49.5
9.5
10.
10.1 14.1(c)14.2(d)
F
1.
1.1 FF
F
1.2 F213
2.
2.1 F
(a)
(b)
(c) 2005631992
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1511998
(d)
(e)
(f) F6.1
(g)
3.
3.1
3.2
4.
4.1
4.2
4.3
4.4
4.5 (30)
4.6
5.
5.1
6.
6.1
6.2 (8)
(OEICs)
(UCITS)
6.3 (AIM)PLUS
6.4
6.5
(a)
(b)
6.6
6.7
6.8
6.9
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6.10
6.11
7.
7.1
8.
8.1
9.
9.1
(a) 36912
(30)
(b)
9.2
10.
10.1 14.1(c)14.2(d)
11.
11.1
11.2
(20)
11.3
12.
12.1
12.2
12.3
13.
13.1
(a)
(b)
13.2
(a)
(b)
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G
1.
1.1 G
G
1.2 G27
2.
2.1 G
2.2 G
(a)
(b) SIPP
(c) SIPPSIPP
(d) SIPPSIPP
3.
3.1 SIPPSIPP
4.
4.1 SIPP
4.2
4.3
5.
5.1
5.2
5.3 SIPP
SIPP
5.4 SIPPSIPP
6.
6.1 23
SIPP
7.
7.1 G
7.2 SIPP
7.3 SIPP
SIPP
H
1.
1.1 HH
H
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1.2 H2H
2.
2.1 H
2.2 H
(c) -
(d)
(e)
(f)
3.
3.1
(a)
(b)
(c)
4.
4.1 H4.24.320
4.2
4.3 (ComplianceEurope@fxcm.com)
5.
5.1
(a)
(b)
(c)
(d)
5.2
5.3
6.
6.1
6.2
7.
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7.1
20
1
1.
40
2.
2.1
2.2
(a) AMFAutorite des marches financiers
(b)
(c) L. 341-1 demarchage bancaire ou financier
(d) (registre du commerce et des societes)
509 690 9054 avenue Hoche, 75008 Paris
(e) MFC(Code monetaire et financier)

(f) L. 533-16D. 533-11314-4
(client non professionnel)
(g) 5
3.
4.
4.1
4.2
5.
5.1

9.1(a)Forex Capital Markets LLCForex Capital Markets LLC
5.2
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5.4 Forex Capital Markets LLC
5.5
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5.6 5.6
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6.
6.1
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L. 533-11
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7.1 L. 511-33
7.2
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8.
8.1 9.2L. 341-1
D. 341-1
(a) L. 341-12R. 341-16
(b) L. 341-16 14
L. 341-16 III
(c)
L. 341-12R. 341-16

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8.2 L. 341-2
(a)
(b)
9.2(a)9.2(b)L. 341-2
9.19.1
9.
34
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4/19/13

(s) Forex Capital Markets Limited04072877

Kingdom Financial Services Authority)

(eee) (OTC)(Over the Counter)

38.2 1998(Data Protection Act 1998)

39.10 1999(Contract (Rights of Third Parties)

(e) MFC(Code monetaire et financier)

Forex Capital Markets LLC

5.4 Forex Capital Markets LLC

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