Professional Documents
Culture Documents
Musical Semiotics in Growth
Musical Semiotics in Growth
in Growth
Edired by
EeroTarasti
AssistantEditors
Paul Forsell
RichardLittlefield
IndianaUniversityPress
InternationalSemioticsInstitute
lmatra o Bloomington 1996
ACTA SEMIOTICAFENNICA
IV
Editor
Eero Tarasti
AssistantEditor.s
P aul Forsell
RichardLittlefield
Editorial Board
HonoraryMembers:
Juri Lotrnan t
ThomasA. Sebeok
Pertti Ahonen
HenryBroms
Ja c q u e sF on tan ille
An d r 6 Helb o
Ma r j a - LiisaHo n ka salo
Altti Kuusarno
I l k k a N i i nilu o to
OscarParland
P ekkaP eso n e n
V eikko Ran t a la
HattnuRiikon e n
K ari S alosaa ri
SinikkaTuohimaa
V ilmos V oie t
IndianaUniversityPress
InternationalSemioticsInstitute
Imatra . Bloominflton
Contents
xi
L384_5.M9755
1996
|'. I dc20
1345 01 00 99 e8 97 96
96-21230
MN
Philosophical approaches
Eero Tarasti
Music historyrevisited(by a semiotician)
RaymondMonelle
The postmodernproject in musictheory
3t
CynthiaM. Grund
JeremyBentham'stheoryof fictions:somereflections
on its implicationsfor musicalsemiosisand ontology
5l
Danuta Mirka
Somesemioticproblemsof KrzysztofPenderecki's
sonoristicstyle .
13
Maciei Jabtoiski
Valuesand their cognitlonin the semiotictheoryof
CharlesS. Peirce
83
JosdLuiz Martinez,
Musical semiosisand the rasa theory
99
vi
Content,\
Corttenls
129
......
Mdrta Grubdcz.
Senriotical
terminologyin musicalanalysis
I5r
Ru.t'mond
Monella
Whatisamusicaltext'/.
163
195
Rtlthni;lBrtrnner
Mod6lisation
ostensive-inf6rentielle
de I'cuvre musicale
modernc:la r6sistance
au langageet au texte
...
Marta Grabocz.
dans
Imaginationstructurelle
Survieori renouveau?
r6cente
6lectroacoustique
la cr6aticln
. . . 295
Interrelationships of arts
. . 2lg
..245
.lurmiIaDoubravova
Analysisand fantasyfronr the viewpointof the interpersonal
An attemptat analysis. . . . . 28-5
of tnusicalsemantics:
hypothesis
and computers
Electro-acoustics
Thomas NolL
Musicasasubjectofsernioticanalysis
vii
. . 27j
Michael Spitz.er
in ProustandBeethoven' . . . 329
Narrativesof self-consciousness
Ennio Simeon
conceptsas appliedto theanalysisof
SomeGreimasian
filmrnusic
"""
SarahMenin
Spatialsoundings:Aalto andSibelius
34'7
- - 357
viii
lx
Conlents
Contents
Vocalmusic
Instrumentalmusic
WillemMarie Speelman
'[he analysis
of a holy song
DinduL. Gorlee
Operatranslation:CharlesPeircctranslatingRichard
Wagner
389
...407
IsabelleServant
du tempsmusical' '
Un essaid'6tuileanthropologique
431
Patrick Farfantoli
La lecturedu sensdansles cuvres polys6miotiques . . . . .
ChristineEsclaPez
temporelle 53'7
un casde l'expression
Les ouatuorsde Beethoven.
567
St,ellanaBauer
Moclalitiesandintonationinmusicana|ysis:Someclbservatttlns
585
on the FourthSymphonyof Alfred Schnittke
451
AnneliRemme
Musicalsignsin DeathinVenicehy BenjaminBritten . . . - . - 4'73
AnneSivnoia-Gunaratnam
nrultiserialsymphony'
AnalyzingArabescata.Rautavaara's
A semioticinterplaybetweenthe title andthemusical
structure
(lrve [.i1tpus
Inga .lankauskiene
l'he role of text in meaning formation
5Zl
"
Ester SheinberR
elementsin the String
Signs.symbols,anclexpressive
Quartetsof Dmitri Shostakovitch
FubienneDesquilbe
de la narrationaux originesde I'opera:
Lestechniques
narrativesdans/'Orfeo de Claudio
isotopieset strat6gies
de la
interdisciplinaire
Proietd'uneapproche
Monteverdi.
"
483
' . 499
'
633
M,qctntJtn ro Nsxt
Pre l i m inar y r em ar ks
Cornplying with the useful postulateof cohesionbetweenthe title of the
paper ancl its content, I wish to make some snrall supplenrentations
in
ref'erenceto this text. My objective is to show the possibilities of
carrying out such an interpretationot'some threadsin Peirce's theory of
si g n s t hat will r ev e a l th e a e s th e ti c i n v o l v e m e nt o{ ' sorne semi oti c
ca te g or iesc ons t it ut i n gth e s te n t o f th i s th e o ry . T h e i nqui ry ori entedi n
this way. hasedon the hypothesisol'the aesthetico-semiotic
function o{'
the interpretant category, will refer to the comparative material
co n si s t ingof s olut io n s a rri v e d a t b y J o h n D e w e y (1934, 1935) i n hi s
work dealingwith axiological matters. At the sametinre, thesesolutions
p re se n t at s ev er al p o i l l ts a n i n te re s ti n g e x a n r pl e of the " general
philosophic convergence" that can be shown in reference to two
philosophic systemsthat fundamentallydiffer in their assumptions.
Peirce's avoidance of direct refbrence to the category of "values"
makes it difficult to recognize the areasof his semiotic reflections that
"suggest" the problenr of values. However, when we analyz,e
p e n e tr at inglyt he gr o u p o f q u e s ti o n sa s s o c i a te dw i th the phi l osophi c
prcmise flndamental for the pragmatists and articulated as the thesis
a b o u t t he unit y of co g n i ti o n (" th o u g h t" ) a n d a c ti on, parti cul arl y the
practically-involved action, we fincl in consequencesome threads
re ve a l ingt he ax iolog i c a ld i me n s i o no f th e P e i rc e 'sphi l osophi csystem.
The statement about the axiological involvement of the philosophic
thought of pragmatistsdoes not seem to be very revealing, if we take
into considerationthat alnrostall protagonistsof this onentation refer to
Maciej .lalt*tri,ski
Pra g n ra ti st s ' t t ov um
'fhe esscnceof the phtlosclphictrtlvunl of the pragmatistslies certainly in
of lhc as s u n rp ti o na b ttu t th e h a s i c ro l e of the sphereof
t hc 1 'o rrn ulat ion
act i o u i r.rh u nt an lif c . lt ou ts tri p s a l l o th e r a c ti v i ti e s ,a nclfurthermorei t
c onsti tu tcs t he f oundat i ttn o f th i s a c ti v i ty . l ' h e d i scardi ng of the
t lacl i ti o n al c lic lt ot ont y " a c ti o n /c o g n i ti o n " re s o l v e s i t scl f i nt< l several
c onscq l cl rc es on lhe ep i s te n ro l o g i c a l ,o ttto l o g i c a l , and fi nal l y the
ax iol o g i ca l planes . ' f he re d u c ti o n i s m c h a ra c te ri s ti c of tl ti s type of
r ef le cti o n is lev ealc c lbas i c a l l y i n th e a b s o l u ti z a ti o nof the i dea of the
nolrtra ti vcc lt ar ac t ert lf c o g tti ti o n , i .e ., s u c l t th a t i t i s e ssenti alto turn to
t lrc "p ra cti c allyper c ept ib l cc o n s c q u e n c e s "a s b e i n g th e basi sof al l rul es
' l ' h i s th e s i s . a s w c k n o w . w as outl i ncd tor the
arrdcl i re ctiv esof ac t ion.
f ir st ti n re by t he c r c at or 0 f p ra g ma ti s n t, C h a rl e s Pe i rcc. It has al so a
r lircct ctl n nec t ignwit h |i s " p ra g ma ti c rn a x i n r" . A c cordi ng to P ei rce,
f rorn tl tc c onc c pt ol' lhe u n i ty o l ' c o g n i ti tl l l a ttc la c ti o n i t fbl l cl w sthat the
clescriptionof a plrenotnlenonis important only when it is the basis for
dc t e rrn i n ingt he c lir ec t ivc so f a c ti o n . F ' u rth e rmo re ,th e functi tl n of the
pr a g n ra ti c r nax im is c om h i n e d , o n th e b a s i s o f Pe i rce' s phi l osophi c
s yste n t.w it h t he leac lingp re m i s e o f th i s s y s te m a h o u t the medi ati onof
sign s i n a ll c ognit iv e ac ts . In tl ri s w a y , th i s p ri n c i p l e beconl esat the
sarn cti rn c a ult iv er s alr ule c l e fi n i rrgth c me a n i n g o f s i g n s (: " thoughts" ,
sincecach thotrghtis a sigrr)and this deternrinationis done in thc process
ol co g n i ti vc s ent as iologi c ailn te rp re ta ti o n(t{ i l l I9 3 0 ).
Sp ca k ingabout " pr ac ti c a l c o n s e q u e n c e su" n d e rs t tl odas a parti cul ar
t yp e o f me anil. lg.P eir c elra s i n n ti n c la g e n e ra l ,u n i v e rsaldi recti vetl rat i s
f l'cc o f a n y r c f ' er c nc c st o p a rti c u l a r s i tu a ti o n s .T h e s e l ri oti co-ctl gni ti ve
lir trcti o n o l' t lr e pr agm a ti c l rra x i l n i s d c l -i n e d a l s o b y i ts rol e i n tl rc
solu ti o n rtf ot t c ol' t lt c r na i ttp rtl l l l e n rso f P e i rc e ' s s e n l i oti cs,namel y, the
by anothel si gn,
rcg re ssa d inf ir t it untof t h c rc l a ti tl ntl f s i g n i ttte rp re ta tion
"
e
arl
i estbegi nni ngs"
wh i ch p re c luc lesnnc quivo c l l d e te rmi n a ti o no f th e
ol- t he rc l a ti o n a l s c q u e n c c .In th i s understandi ng,the
or fi rst a n c ht t r e. gc
Vahre,s
and tlreir t'ognitionin tlrc ,semiotictheorvof C.S.Peirce
8-5
defi ni tely int cr pr et edsign r equir cst he exist enceof an int er pr e{ingsr gn
that can be "t r anslat ecl"int o a r ule of act ion. and t his in t ur n woulcl
consti tu t e in t hc f inal r esult t he pr opcr m eaning of t he sign. 'I 'hc
i ndi cati o n of an object ively inr por t antm eaning,which ir . rconscquence
san he tr anslat edint o a r ule or a sct of r ules o{'a pr act ical char act er ,
causcs t he int r oduct ion of a clef inr t eclem ent int o lhe int er pr et at lvc
sequenc c.'l'hepr agm at icpr inciple is t her ef ilr eable t o scr vc lhe f unct ion
o1' a nret apr inciplead. just ingt lr e int cr pr et at iveact ivit y and t o dcf ine t hc
w ay of uncler st anding
t hc m eaningsof t he sr gnsincludeclin t he r angeof
al l ki ncl sof senr iot icpr ocesses.
86
Maciei .labhtri.ski
Val.ue
,sond their cognitionin the serniotictheoruo/'C.,\.peirce
an ' action' or 'exper ience',or we can ext endt he not ion of a sign t o suc
an extent t hat it s int er pr et ant will be only a qualit y of f eeling
(B uczy r iskal98l : 132) .
It follows f}om the ahove quotation that peirce adnrits in principl
three possihletypes of sign-interpretants;they are: consciousexperienc
understood as a type of passive perception (emotional interprerant)
acti ve a ct ion ( ener get icint er pr et ant ) ,anclf inally anot her sign ( logica
interpretant,called also the intellectualinterpretant).
The interpretationthat discoversthe logical interpretantof the sig
refers only t o t he spher e of signs. The em ot ional and ener fet ir
lnterpretants are etl'ects evoked by the sign "in sonrebocly" whr
percei vesand int er pr et st hese signs; at t he sam e t im e, it is a t ype <t
interpretation completely different from that which decides about th
fbrm of t he t r anslat ionwit hin t he r elat ioninsidet he univer sumof sr gns
These interpretantsare thereby the external results nf the existencecr
sign, while the interpretative act is done by referenceto the external
extra-signr ealit y of t he wor ld of signs.
The theory <lf interpretant,or rather of many interprctants,shows
mul ti -aspect ualm eaning, and at t he sam e t im e t he possibr lit y of ir
many-sidedanalysis.I n each pr ocessof t hinking ( act ing) ,includingt h,
processof the cognition of value (value fact), there coexist and overlal
al l i nterpr et ant sof a sign. This coexist enceis connect eclwit h t he {ac
that each sign, being t he object of a def init e em pir ical "per cept ion
(meani n gis an ent pir icalnr eaningsince. as just ly not iceclby
euine. t h
i cl i om " to have a pr act icalr neaning"shouldbe int er pr et eclaccor clingt r
the prag m at ic pr inciple as "t o be obser vable") ,and const it ut ingt h,
i mnedi a t e scnseof f he obser vedsign in t hc f br m ol one of t wo possibl
degeneratedinterpretants,contains at the same time the substituteof ;
" genera l" ideal sign ( Q uinc 1986: 153) . Accor ding t o t his concepr ion
our unde r st andingof t he par t icularand em pir ical sit uat ionappear sas ;
prel i mi n ar y st age, f ollowed as a r ule by an unr ealized act o1' t h,
generalizationof the content of a definite sign and abstractionfrom rt cl
the qual it y or qualit iest hat f unct ion hy f br ce of t he object ive"lar v" anr
that hav e clccidcdon t he cr eat ion of t his and not anot her t ype of sigr
si tua{ i on .FI ence.t he essent ialr nle of t he cat egor yof int er pr et ant whicl
,
88
Mocit'i .lttlslrtri,skr
g9
to have a specif ic,par t icularchar act er( 1970. 320) .I n t his f act , sim ilar ly
as i n many ot her places, lhe r ccl- r ct ionist ic"leit r not il"' of ir r agr nat ic
phi l .sophy is equally st r . ngly r evcaled,det er m iningt he valuc only ir r
categori es of occasional ut ilit y. The cancellat ionof dist inguishr ng
between value and fact reduccsin consequencethe former to the role oI
arr elentent of the world <tf expericnce; and by force of the rnain thesis
ahout the pr ir nacy ( also f r onr t he "axiological" point of view) of t hc
90
Mtu'iei ,lrrl'tfttri,skr
Vttlrtc,s
and their cognitionin the semiotictheoryctf C.S.pcirce
gl
92
Maciej .lubktilski
93
Thi s tbr m ulat ion cor r cspont lscom plet ely t o t he m ain pr em isc of
Peirce's understandingof the function of the prereflcxive "entcltional
cluality" (ernotionalinterpretant)that r"rnifies
and fornts thc nucleusof the
cxperi ence.Peir cewr it cs: ". . . t hat qualit y is t he unm ediat edpr escnce
i n thc cxper ience'( 1931 1935. vol. 2: 199) . This "qualit y". as we
rerrembcr, has a cor r esponding ont ological cat egor y of Fir st ness.
C onti nui ng his consider at ions,Peir ce st r essest hat f r ir st nesshas a
uni versal and hasic char act erand t hat it def incs "t he way of exist ing in
i tsel f" (1931- 193. 5.vol. I : . 531) .
A fragnrent ol' the views ref'erring to the relation of the universal
category of Fir st nessand t lr e cr not ivedim ensionof exper ienceis m ost
quot eclby I ) ewey in his analysis of Peir cc's ont ological
l ' r' ecl uently
categori es.Dewey. in his r cf 'er encest o t he solut ionsof Peir cc t n t his
field, accentuatesparticularly strongly the convergencesthat can bc
shown betweenhis (Dewey's) conceptionof experienceand the theory of
" category" f or m ulat edby Peir ce( Dewey 1935: 210) .
The car dinal clem ent of Dewey's aest het icsis t he cat egor y ol'
" experi cnc e" under st ood in solne spccif ic way. This t hinker
di sti ngui shest he exper ienceconst it ut edt hankst o t he "pr esencc"of t he
"directly given emotionalqLrality"from the experiencethat he definesas
" i ncompl ete". "incoher ent ", t hat is, as we nr ight guess,an exper ience
depri vcd of t his unif ying "c1ualr t y".The not ion of "pr esentunm ediat ed
qual i ty" i n t he sense of "given dir ect ly" connect st he cat cgor y ol'
cxperi encewit h anot hercent r alnot ion in t he philosophicalr et lect ionof
D ew ey. nan r ely.t he not ionof "cont ext " or "sit uat ion" ( 1934: 199) . O ur
experi ences. as not ed by Dewey. never r clt r t o object s ( ) r event s
anal yzed i n isolat ion, but ar e always wit lr in t hc f l'am es of som e
" contextualent ir et y". The cont extgives pr ecisclyt he "sit uat ion" wlr er e.
as D ew cy wr it es, it is essent ial t hat it is "t ot ally inf ilt r at ccl" by
" qual i ty" , which in t ur n decides about it s coher enceor "cont ext ual
enti rety" . The "pr esence" of t hr s "qualit y" is t her ef or e a r elevant
cl i sti ngui shingf act or def ining t he r elat ion of exper ience( in t he f r r st of
the ahove - m ent ionedm eanings) t o t he sit uat ion. Ther ef or e, t he
cxperi ence is undcr st oodas an "exper ienceof sit uat ion". I t happens
thanksto tltc "qLrality"cornmonto hoth categuries,which pernritsone to
cl i sti ngui sh t he par t icular individual "exper ience". def ined by t he
94
Macie.j.ltrltfttri.ski
9-5
Concl u si o ns
F ol l o w i n g f r onr t he abov e re n ra rk s . w e c a n s ta te th at the " contextual
ent ire ty" or " s it uat ion" i s e x p e ri e n c c d . a c c o rd i n g to D ew ey. as an
unde n i a b l er v hole. W e perc e i v eh e re a d i s ti n c tp a ra l l e lt o the fbrmul ati on
o1'P e i rcc.w lr er e c x per ien c eu n d e rs to o da s a c o g n i ti v e act i s " part" of a
senriosisand as such through interpretation it constitutesthe interpretant
( w hi ch i s th e r es ult of ex p e ri e n c ere g a rd l e s so f w h a t k ind of experi ence
it is ). Si n ce t hr s t y pe of th e d i s c u s s e de x p e ri e n c ei s i d enti fi ed w i th the
c at eg o ry o f lr ir s t nes s .w e s ti l l rc n ta i n i n th e s p h e r e of i nterpretants
c lassi fi e das " t hc f lr s t one s " . In th i s c o n n e c ti o n .o n th e one hand w e deal
wit h th e e m ot ional int erp re ta n tc o n tra s te dw i th e n e r geti c and l ogrcal
ones: on the other hand, rve havc the direct interpretant (next to the
dynamic and the final one) appearingin turn as a constitutive co-rnember
of thc cmotional interpretant, as a consecutiveco-menrber,next to the
dynanricco-mernberof thc energetic interprctant, and as the constitutive
c o- rn e mb c r . nc x t t o t hc d y n a rl i c a n d fi n a l o n e s, of thc l ogi cal
lnt erp rcta n t .
Th c p h as c s of c x pe ri c n c e d i s ti n g u i s h e d h y D ew ey, defi ned as
aes th cti c,p r ac t ic : al.and in te l l e c tu a l ,b ri n g to n ri n d th e cl assi fi cati onancl
type o1' cx per ience. Due 1o subiect ive r elat ivizat ion,t he exper ir 'ncc
i mparts to t he int er pr et at iona degener at edchar act ersince in it s r csult
" there app ear " sign- def iningr neaningsancht 'r r ecl
in ext r a- signr ealit y.
C oncl uding, onc m ust st r esst hat as a r esult of t he par a aest het icoscmiotic view clf the creatorof pragnratismthere appearsa clear, though
problents.We obtain
maybe not very attractive. picture of the discussecl
a concept ion wit lr a dist inct ly enr ot ive inclinat ion, accent uat ing
96
Maciej Jabloiski
Note
L
Refe rences
Bense. M. (1980). World as the prism of Silns
lin polishl, rrans. .f.
Ga rcw i c z .W ar s aw
Bucz-yriska,H. (1970). Vttlue.sand Fac't; Considerationsabout pragma.ttsm
li n Po l i s hl.W ar s aw.
- (1975). Sign,Meaning, Vcrluelin polish]. Warsaw.
- (198l). "The notion of a degenerated
sign" [in polish], studia semioryczn.e
t 1. t2 t-140.
Dewey, John (1934).Art as Ex.pericrce.New york.
( 193 -5 )."Pe ir c e' st heor yof q u a l i ty ", J o u rn a l o f p h i l o s o phy.
Green l e eD.
. ( 1973) .P eir c e ' sC o n c e p to .f S i g n .T h e H a g r.,' Mnuton.
L lill. W.t{. (1 930) .P eir c e' sp ra g m a ti cMe rh o tl(: p h i l o s o phyof S ci ence).
M urp h 1 ,.M. ( 1967) . " P eir c e " , T l rc En c t,r' l o p e d ioaf p h i to i ophy,vol .6. p.
I ld w a rd s( ed. ) . 76- 77.
Peirce,CharlesS. (1931-1935).Collectedpapers of CltctrlesS. pejrce. Vols
I 6 . C. Har r s hor eanc l p . W e i s s (e d s .). C i n rb ri d g e . MA : H arvard
t lni ve rsi t yP r es s .
97
The international
researchprojecton MusicalSignification, since its foundingover ten years ago, has
soughtto win new scholarsto musicalsemiotics.To
that end, the Departmentof Musicologyat Helsinki
Universityhas already organizedfive international
doctoraland postdoctoralseminars.They have become somethingof a tradition.
The anthologyconsistsof paperspresentedin the
three first seminars covering areas from music
philosophy
and aesthetics
to the analysisof vocaland
instrumental as well as electro-acousticmusic,
interrelationshipsof arts, music history, postm o d e r n i s me, t c .
The editorof the volume,EeroTarasti,is Professor
and C h a i r o f N 4u si co l o gayt th e H e l si nkiUniver sity
since1984and Directorof the International
Semiotics
Instituteat lmatrasince1988.This book,fourthin the
seriesActa SemioticaFennica,is the firstto appearin
cooperationwith the IndianaUniversityPress.
Contributorsare. Svetlana Bauer, Raphael Brunner,Olga
Danilova,FabienneDesquilbe,JarmilaDoubravova,
Christine
Esclapez,
Francesco
PatrickFarfantoli,
Giomi,DindaL. Gorl6e,
frl1artaGrabocz, Cynthia M. Grund, Michele lgnelzi, Maciej
Jabloriski,Jean-JVlarie
Jacono, Inga Jankauskien6,Marco
Ligabue,UrveLippus,Jos6 LuizMartinez,
SarahMenin,Danuta
Mirka, RaymondMonelle,Thomas Noll,AlfonsoPadilla,Ye.
Pokorskaya,Anneli Remme, Paolo Rosato,lsabelleServant,
Ester Sheinberg,Ennio Simeon,Anne Sivuoja-Gunaratnam,
WillemMarieSpeelman,MichaelSpitzer,EeroTarasti
(s
E
L
c)
(d
qi
:
;
'a
C)
c)
ISSN 1235-497XACTA SEMIOTICAFENNICAIV