Professional Documents
Culture Documents
submissions should refer to File customers to file two manually signed open market and a national market
Number SR–NYSEArca–2008–04 and copies of Part II of SEC Form X–17A– system.
should be submitted on or before 5 with the Exchange on a quarterly The Commission believes it is
February 7, 2008. basis. The Exchange proposes to amend reasonable and consistent with the Act
For the Commission, by the Division of NYSE Arca Rule 4.5(c) to provide that for the Exchange to amend NYSE Arca
Trading and Markets, pursuant to delegated such reports shall be filed electronically Rules 2.17 and 4.5(c) and (d) in order to
authority.14 with the Exchange, rather than simplify the administrative procedures
Florence E. Harmon, manually, and that the OTP Holder or that OTP Holders and OTP Firms must
Deputy Secretary. OTP Firm, as applicable, shall maintain follow, given the fact that the Exchange
original copies of such reports with believes that such amendments will not
[FR Doc. E8–709 Filed 1–16–08; 8:45 am]
manual signatures in accordance with compromise the Exchange’s ability to
BILLING CODE 8011–01–P
NYSE Arca Rule 11.16(a).6 regulate its OTP Holders and OTP
NYSE Arca Rule 4.5(d) currently Firms.
requires OTP Holders and OTP Firms
SECURITIES AND EXCHANGE IV. Conclusion
that do not carry or clear accounts for
COMMISSION customers to file two manually signed It is therefore ordered, pursuant to
[Release No. 34–57135; File No. SR– copies of Part IIA of SEC Form X–17A– Section 19(b)(2) of the Act,10 that the
NYSEArca–2006–83] 5 with the Exchange on a quarterly proposed rule change (SR–NYSEArca–
basis. The Exchange proposes to amend 2006–83), as amended, be, and hereby
Self-Regulatory Organizations; NYSE NYSE Arca Rule 4.5(d) to provide that is, approved.
Arca, Inc.; Order Granting Approval of such reports shall be filed electronically
Proposed Rule Changes Relating to For the Commission, by the Division of
with the Exchange, rather than Trading and Markets, pursuant to delegated
Amendments to NYSE Arca Rules 2.17 manually, and that the OTP Holder or authority.11
and 4.5 Relating to Certain OTP Holder OTP Firm, as applicable, shall maintain Florence E. Harmon,
and OTP Firm Administrative original copies of such reports with
Procedures Deputy Secretary.
manual signatures in accordance with
NYSE Arca Rule 11.16(a).7 [FR Doc. E8–736 Filed 1–16–08; 8:45 am]
January 11, 2008.
The Exchange proposes amending BILLING CODE 8011–01–P
VerDate Aug<31>2005 17:07 Jan 16, 2008 Jkt 214001 PO 00000 Frm 00077 Fmt 4703 Sfmt 4703 E:\FR\FM\17JAN1.SGM 17JAN1