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RESPIRATORY FAILURE
Respiratory failure in patients admitted to critical care unit (CCU) is a major cause of
morbidity and mortality. Patients can get into CCU because of respiratory failure secondary
to pulmonary pathology. In many other patients, respiratory failure is secondary to diseases
like pneumonia; sepsis, cardiac failure or neurological disorders. Obviously, respiratory
failure involves diverse pathology. The respiratory process involves of gaseous exchange. O2
is transported through the upper system performs the vital function airways to the alveoli that
diffuses across the alveolocapillary membrane and enters the capillary blood. There, it
combines with haemoglobin and is transported by the arterial blood to the tissues. In the
tissues is utilized for adenosine triphosphate production which is O2 essential for all
metabolic processes.1 The major by-product of cellular metabolism, CO2, diffuses from the
tissues into the capillary blood, where a major portion of it is hydrated as carbonic acid and
transported to the lungs by the venous blood. In the lungs, it diffuses from the pulmonary
blood into the alveoli and is exhaled into the atmosphere (Expiration).
Physiology of respiration
Gaseous exchange between the environment and the pulmonary capillary blood constitutes
external respiration. The functioning unit of the lung is alveolus with its capillary network.
Various factors govern transport of air from the environment to the alveoli (ventilation) and
supply of blood to the pulmonary capillaries (perfusion). Henrys law dictates that when a
solution is exposed to an atmosphere of gas, there will be an equilibration of partial pressures
follow between the gas molecules dissolved in the liquid and the gas molecules in the
atmosphere. Consequently, partial pressure of O2 and CO2 in the blood leaving the
pulmonary capillaries (pulmonary venous blood) is equal to the partial pressure of O2 and
CO2 achieved in the alveolus after equilibration. 3 At equilibrium, the partial pressure of O2
and CO2 results from a dynamic equilibrium between O2 delivery to the alveolus and O2
extraction from the alveolus; and CO2 delivery to the alveolus and CO2 removal from the
alveolus.
Delivery of O2 to the alveolus is directly related to the sweep rate of air (ventilation), and
composition of the sweeping gas (partial pressure of O2 in the inspiratory air; FIO2). In
general, alveolar O2 tension (PAO2) increases with increase in inspiratory O2 tension and
increase in ventilation. Extraction of O2 from the alveolus is determined by the saturation,
quality and quantity of the haemoglobin of the blood perfusing the alveoli. The O2 saturation
of the haemoglobin in the pulmonary capillary blood is affected by the supply of O2 to the
tissues (cardiac output) and the extraction of the O2 by the tissues (metabolism). In general,
lower the haemoglobin saturation in the blood perfusing the pulmonary capillaries, a result of
low cardiac output (increased tissue extraction) and/or increased tissue metabolism, higher
the extraction of O2 in the alveoli and lower the equilibration partial pressure of O2.
Similarly the absolute quantity of haemoglobin in the circulating pulmonary blood also
increases or decreases extraction of O2, though this particular factor is less important. The
partial pressure of O2 in the alveolus is further affected by the partial pressure of CO2 in the
pulmonary capillary blood. As mentioned earlier partial pressure of CO2 in the alveolus is
because of dynamic equilibrium between CO2 transported to the alveolus and CO2 removed
from the alveolus. Amount and the partial pressure of CO2 in the alveolus increases with the
increase in tissue metabolism and in presence of low cardiac output (CO2 produced in the
tissues is transported in less amount of the venous blood).2
Ventilation and perfusion is further influenced by variation in distribution of ventilation and
perfusion. The major determinants of distribution of pulmonary blood flow include cardiac
output, pulmonary artery pressure, gravity, posture, and interaction of pulmonary artery
pressure with airway pressure and pulmonary venous pressure. In general, perfusion is more
at the lung bases as compared to the apex and this difference increases with decrease in
cardiac output, hypotension and with the application of positive pressure ventilation.
Distribution of ventilation is influenced by regional transpulmonary pressure (TPP) gradient
and changes in the TPP during inspiration. In general alveolar volume is bigger in the apical
regions as compared to the alveolar volume at the base and ventilation is more at the base as
compared to the apex.2 Theoretically, the most efficient gaseous exchange would occur if a
perfect match exists between ventilation and perfusion in each of the functioning unit of the
lung. The partial pressure of O2 and CO2 contained in each alveolus, and therefore of the
capillary blood leaving it, are primarily determined by the ventilation perfusion ratio of that
alveolus.3
The functioning unit can exist in one of the four absolute relationships (Fig. 1): (1) the
normal unit in which both ventilation and perfusion are matched; (2) the dead space unit in
which the alveolus is normally ventilated but there is no blood flow through the capillary; (3)
the shunt unit in which the alveolus is not ventilated but there is normal blood flow through
the capillary; and (4) the silent unit in which the alveolus is unventilated and the capillary has
no perfusion. The complexities of the ventilation-perfusion (VA/Q) relationship are caused
primarily by the spectrum between the two extremes of dead space and shunt units (Fig 2).
The lung consists of millions of alveoli with its network of capillaries. In health and disease
states ventilation and perfusion relationship can exist in various combinations. Needless to
say, the partial pressure of O2 and CO2 in the arterial blood obviously reflects sum total of
effect of all the factors discussed in the preceding section.
It is clear that the presence of low-cardiac output state compounds the effects of low
ventilation-perfusion areas and shunt areas. 4
Partial pressure of CO2 in the arterial blood reflects the efficiency of ventilator mechanism
that clears (washes out) CO2 produced during tissue metabolism. Type II failure can be
caused by any disorder that decreases central respiratory drive, interferes with the
transmission of signals from the central nervous system, or impedes the ability of respiratory
muscles to expand the lungs and chest wall. Type II failure is characterized by an abnormal
increase in the partial pressure of CO2 in the arterial blood (PaCO2 > 46 mm Hg), and is
accompanied by simultaneous fall in PAO2 and PaO2, therefore PAO2 - PaO2 difference
remains unchanged.
Common causes of Type II Respiratory Failure:
A. Disorders affecting central ventilatory drive
1. Brain stem infarction or haemorrhage
2. Brain stem compression from supratentorial mass
3. Drug overdose, Narcotics, Benzodiazepines, Anaesthetic agents etc.
B. Disorders affecting signal transmission to the respiratory muscles
1. Myasthenia Gravis
2. Amyotrophic lateral sclerosis
3. Gullain-Barr syndrome
4. Spinal Cord injury
5. Multiple sclerosis
6. Residual paralysis (Muscle relaxants)
C. Disorders of respiratory muscles or chest-wall
1. Muscular dystrophy
2. Polymyositis
3. Flail Chest
Type III Respiratory Failure (Combined Oxygenation and Ventilatory Failure):
Combined respiratory failure shows features of both arterial hypoxaemia and hypercarbia
(decrease in PaO2 and increase in PaCO2). Assessment based on alveolar gas equation shows
an increase in PAO2 PaO2 difference, venous admixture and Vd/VT. In theory, any disorder
causing Type I or Type II respiratory failure can cause Type III respiratory failure.
Common causes of Type III respiratory Failure:
1. Adult respiratory distress syndrome (ARDS)
2. Asthma
3. Chronic obstructive pulmonary disease
Pathophysiologic mechanisms of arterial hypoxaemia:
A. Decreased partial pressure of O2 in alveoli
1. Hypoventilation
2. Decreased partial pressure of O2 in the inspired air
3. Underventilated alveoli (areas of low ventilationperfusion)
B Intrapulmonary shunt (areas of zero ventilation-perfusion)
C Decreased mixed venous O2 content (low-haemoglobin saturation)
1. Increased metabolic rate
2. Decreased cardiac output
3. Decreased arterial O2 content
Causes of Type I (Oxygenation) respiratory failure:
or expiratory muscleis related to their initial length. Consequently these measurements are
made at residual volume (Pimax) or at total lung capacity (Pemax). Pimax and Pemax in
healthy adult men are approximately 11134 and 15168 cm of H2O respectively.9 The
values tend to decrease with age and are lower in women.10 In ambulatory patients with
neuromuscular disease but who are free of lung disease, hypercapnia is likely to develop
when Pimax is reduced to one-third of the normal predicted value. Respiratory system
performs continuously, and for sustained ventilation, the muscles of respiration must perform
(endurance) without getting fatigued. A number of techniques, such as transdiaphragmatic
pressure measurement, phrenic nerve stimulation, and determination of tension time index are
used to detect the presence or development of muscle fatigue. Recently, diaphragmatic
ultrasonography has been found to be very helpful in assessment of diaphragmatic function.
The method assesses change in the thickness of diaphragm during inspiration and easily
recognizes diaphragm palsy. Vital capacity (VC) is the only lung volume commonly
measured in the CCU. In a study of patients with Guillain Barre syndrome, the VC
measurement was found to be a reliable predictor of respiratory failure hours before actual
intubation13 and a fall in VC to <15 mlkg-1 indicates the need of intubation.4
Diagnosis
As discussed earlier, the diagnosis of respiratory failure is based on analysis of arterial blood
gas. However, it is important to suspect its presence on clinical grounds. The patients with
respiratory failure will have clinical features of underlying disease; in addition they may have
signs of hypoxaemia and hypercapnia. Hypoxaemia may be accompanied by the presence of
tachypnoea, tachycardia, dyspnea, hypertension, intercostal retraction, and use of accessory
muscles of ventilation. Cerebral hypoxia produces changes in mentation that can range from
mental confusion and restlessness to delirium. Cyanosis of the nail beds may be evident.
Hypercapnia exerts its major effects on central nervous system. As the PaCO2 increases,
patients typically progress through the stages of lethargy, stupor and finally coma (CO2
narcosis). Other symptoms are secondary to catecholamine release and simultaneous
hypoxaemia. The patient is often described as appearing fatigued or tired out. However,
the clinical manifestations described are non-specific and may occur in the absence of
respiratory failure. Therefore, the diagnosis of respiratory failure must be confirmed by
arterial blood gas analysis.5
Ventilation:
Hypercapnia signifies the presence of alveolar hypoventilation. This may result from a fall in
Minute ventilation or an inadequate ventilator response to areas of low ventilation-perfusion
imbalance. An abrupt rise in PaCO2 is always associated with respiratory acidosis.
However, chronic ventilator failure (PaCO2>46 mmHg) is usually not associated with
acidosis because of metabolic compensation. And it is the correction of respiratory acidosis
(pH < 7.25) that matters not the correction of PaCO2. In patients, where early recovery is
expected, non-invasive mechanical ventilation by nasal or face mask is an effective
alternative, however, as discussed in the preceding section, in the likelihood of delayed
recovery, endotracheal intubation with assist-control mode or synchronized intermittent
ventilation with a set rate close to the patients spontaneous rate ensures maximum comfort to
the patient.
Oxygenation:
References
1. Puneet Katyal, Ongen Gajic. Pathophysiology of Respiratory Failure and use Of
Mechanical Ventilation. www.mayoclinic.com .;1-37
2. P. Forte, M.Mazzone, G.Portale, C.Falcone, F.Mancini, N.Gentiloni Silvery. Approach
to Respiratory Failure in Emergency Department. 2006;10: 135-151
3. Praveen Kumar. Respiratory Failure. IndianJ. Anaesth. 2003; 47 (5): 360-366.
4. Mark R, Hemmila Md,FACS, Lena M. Napolitano Md, FACS, FCCP FCCM.Severe
respiratory failure: Advanced treatment options. Crit Care Med 2006 Vol. 34, No. 9
(Suppl.)
5. Aaron Sagul, MD, MPH, Mathew Fargo,MD,MPH, Dwight D. Acute Respiratory
Distress Syndorme : Diagnosis And Management. American Family Physician 2012
Volume 85; 353-358
6. Lyn-Michale, Dbra J. Mechanical ventilation. AANC Procedure Manual for Critical
Care 2001. 30-36
7. Dr Gopal Chawla.Acute. Respiratory Failure. Pulmonolgy And Critical care
www.chestgmcpatiala.weebly.com/ ; 1-42