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Relationship Between Periodontal Disease and Systemic Hea
Relationship Between Periodontal Disease and Systemic Hea
PERIODONTOLOGY 2000
ISSN 0906-6713
ined more closely. When one considers that periodontal disease is a chronic infection that produces
a local and systemic host response, as well as a
source of bacteremia, it is not surprising that there
is increasing evidence to support this hypothesis. To
date, evidence has appeared indicating that periodontal disease may adversely increase risk of arteriosclerosis, myocardial infarction, stroke, premature births and other systemic health outcomes.
Historical overview
The concept that oral infections, such as in periodontitis, can adversely affect systemic health is not
new. At the turn of the last century, a theory of focal
infection developed that proposed that local foci
of infection were responsible for the initiation and
progression of various inflammatory conditions,
such as arthritis, appendicitis and peptic ulcers (32).
The essence of this theory was that the products of
a local infection in one part of the body could adversely affect distant target organs. During the early
twentieth century, many extreme treatments were
developed based on the focal infection theory. For
example, there was a widespread practice of socalled preventive or therapeutic edentulation, including extraction of otherwise healthy teeth, in
attempts to treat or prevent various systemic diseases (71). However, the underlying rationale of the
focal infection theory was not implausible, the supposition being that microorganisms or their products can enter the systemic circulation and thereby
affect other sites. For example, the accepted mechanism of the causation of subacute bacterial endocarditis may be considered an example of a focal
infection having dire systemic consequences. During an episode of bacteremia, circulating pathogens
may adhere to and colonize damaged or otherwise
receptive endocardial surfaces, leading to subacute
bacterial endocarditis. In the case of oral sources of
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Garcia et al.
An evidence-based approach to
oral-systemic relationships
A significant recent advance in health care has been
the movement toward a model of evidence-based
practice, which is also gaining attention in dentistry
(51). An important component of the evidencebased approach is risk assessment, involving the
classification of an individuals probability of acquiring a disease based on scientifically determined risk
factors. Such an assessment of risk could provide important information to guide clinical decisions regarding prevention and treatment of disease in individual patients. The concept of universal susceptibility to periodontal disease has been discarded, as it
has become clear that susceptibility differs widely
among people and that the disease is not evenly distributed throughout populations. Increasing attention is now aimed at identifying the specific attributes and exposures associated with increased risk
of developing periodontal disease and, in turn, with
the systemic consequences of periodontitis.
The multi-factorial causation of periodontal disease, coupled with the large number of risk factors
and risk indicators that may impact the severity and
extent of disease, makes the determination of pathogenesis difficult. A risk factor is commonly defined
as a particular characteristic, behavioral aspect or
environmental exposure that is associated with disease occurrence. In the case of periodontal disease,
risk factors may involve the host response and
pathogenic flora and include characteristics such as
age, gender, education, and frequency of dental
22
ditions on daily functioning have already been developed and tested. For example, the Geriatric Oral
Health Assessment Index was specifically designed
to assess the effect of oral diseases in elderly people
(2), the Oral Health Impact Profile was designed to
comprehensively assess the social and physiological
effects of multiple oral conditions (75), and although
not designed as a specific assessment tool, the selfperceived impact of dental disease was measured as
part of the Rand Health Insurance Experiment.
Using Health Insurance Experiment data, Gooch et
al. (23) showed that self-reported oral health-related
quality of life was lower for participants that reported toothaches, greater numbers of decayed teeth
and more periodontal disease. Work in elderly populations has shown that having more missing teeth
was related to poor oral health-related quality of life
as measured by questionnaire assessments (2, 43).
Such findings are similar to earlier results (67, 75)
showing that periodontal status and dental symptoms were associated with perceived functional impact of oral conditions, and the latter was significantly associated with overall assessments of quality
of life, along with medical functional status and perceived physical and dental health. Such findings suggest that oral conditions, and specifically periodontal disease, are important determinants of social, psychological and physical health and
functioning. Work in this area highlights the interplay between oral and general health conditions and
underscores the impact that oral conditions may
have on an individuals quality of life.
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Garcia et al.
24
phosphorous levels, and is therefore termed secondary hyperparathyroidism. The net effect of this imbalance is bone resorption, as the body tries to
maintain homeostatic balance.
The alveolar bone changes associated with renal
osteodystrophy are consistent with those seen in primary hyperparathyroidism and include generalized
loss of bone density, thinning of bone cortices and
total or partial loss of lamina dura. Individuals with
osteodystrophy may also demonstrate decreased trabeculation with a concomitant increase in medullary
space. This loss of trabeculation may continue until
the bone gives a homogeneous appearance, often
described as ground glass or chalky in appearance. Other areas may exhibit an increase in bone
density termed osteosclerosis. Although osteosclerotic lesions are well documented in the literature
(35), there is currently no demonstrated biological
mechanism to explain this finding.
The physiological imbalances and resultant osseous changes caused by chronic renal failure are
often reduced or reversed when the individuals
underlying renal disease is treated, by either dialysis
or renal transplant (34, 68). It is not known if the
same is true for reversibility of oral bone changes.
Patients on renal dialysis have been found to have
higher prevalence of periodontitis (57). It appears
likely that the decreased bone mineral density in
such patients would increase risk for progressive alveolar bone loss from subsequent periodontal infections, similar to what has been hypothesized to occur in individuals with osteoporosis. In addition,
when such individuals are being prepared for organ
transplant, it is important that they undergo a thorough dental screening and that all sources of dental
infection be removed prior to transplantation since
complications from infections can be severe and
lead to significant morbidity, including failure of the
transplanted organ (76).
Immunodeficiency diseases
Acquired immunodeficiency syndrome (AIDS) is the
end stage of infection with HIV. This disease is characterized by a reduction in the cell-mediated immune response. A consequence of this systemic immunosuppression is an increased propensity to develop fungal, viral and bacterial infections, as well as
specific malignancies that can dramatically affect
the health of the infected individual. First described
in the 1980s, periodontal manifestations of HIV infection include linear gingival erythema (formerly
known as HIV-associated gingivitis), necrotizing ulcerative gingivitis, and necrotizing ulcerative periodontitis (formerly known as HIV-associated periodontitis). Recent work suggests these conditions
may not be as prevalent as originally reported. One
possible explanation for the variance is that selection bias occurred in the earlier studies that used
samples of individuals who were seeking treatment
for oral problems (65). More recent studies have reported that necrotizing ulcerative gingivitis occurs in
less than 10% of HIV-infected individuals, while necrotizing ulcerative periodontitis occurs in less than
5% of infected individuals and usually occurred in
individuals with severe immunosuppression (22).
When clinical attachment loss or radiographic alveolar bone loss measures have been utilized, in
either cross-sectional or longitudinal studies, there
typically have been associations noted between HIV
infection and risk of periodontal disease. For example, Yeung et al. (92) reported that, over an 18-
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Garcia et al.
month period, the progression of periodontal disease was more pronounced in HIV-infected individuals. However, some work has also noted that HIVinfected individuals who are non-symptomatic or
mildly symptomatic may have no increased prevalence of periodontal disease (14). Such results suggest that there may be an important association between the level of immunosuppression and subsequent risk of periodontal disease (80).
Much work on the pathogenesis of HIV periodontitis has focused on components of subgingival
plaque. Most studies have found that, in general, the
subgingival species are similar to those found in
non-HIV-infected individuals with periodontal disease. However, several interesting differences have
emerged in recent work. Zambon et al. (93) found
that occasionally the subgingival plaque of HIV-infected individuals contained organisms not generally
associated with adult periodontitis, including Enterococcus faecalis, Clostridium species and Klebsiella
pneumoniae. In addition, they detected Candida albicans in 62% of the patients studied, which was a
much higher prevalence than what was found in the
non-HIV-infected individuals. Lamster et al. (41) also
found an increased sub-gingival colonization by
Candida albicans, an apparent association of Candida and linear gingival erythema, and a diminished
local host response to microbial challenge associated
with HIV infection.
Environmental immunosuppression
As many biological and behavioral risk factors in the
pathogenesis of periodontal disease have been identified, there is increasing interest being focused on
the important role of psychosocial factors. Most human studies have found significant associations between certain psychosocial factors and chronic inflammatory periodontal disease (12). In fact, the
concept that psychoemotional stress may contribute
to the development of periodontal pathology is well
established and accepted in the case of acute necrotizing ulcerative gingivitis. More recently, the role of
emotional/psychological stress in the causation of
more common forms of periodontal disease has
been investigated by Genco et al. (21).
Recent work has suggested an interesting association between occupational stress and periodontal
disease. A small prospective study of employed
adults found that a large proportion of the variance
in periodontal pocket depth could be accounted for
by occupational stress, together with smoking habits
and toothbrushing frequency (18). A controlled clin-
26
Diabetes
Diabetes mellitus is the most common of all endocrine disorders. There are two forms of diabetes mellitus: type 1 or insulin dependent and type 2, or noninsulin dependent. The hallmark of type 1 is the destruction of the beta cells of the pancreas, which
leads to hypoproduction of insulin. This type of diabetes is usually diagnosed before age 30 and the
treatment requires insulin administration. In type 2,
the most common type of diabetes, the hallmark is
insulin resistance, whereby target tissues do not respond to the insulin that is present and there is often
a corresponding hyperinsulinemia. This form of diabetes commonly occurs later in life and can often be
managed by diet modification and oral hypoglycemic drugs, although insulin may also be necessary to
treat more advanced cases.
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Garcia et al.
Epidemiological studies have demonstrated an association between both types of diabetes and periodontal disease (17, 54). Individuals with diabetes
typically are found to have more periodontal attachment loss than non-diabetic subjects, even after correcting for possible confounding factors. However,
increased periodontal risk is often related to duration and adequacy of control of the diabetic state.
For example, it has been noted that individuals with
non-insulin-dependent diabetes mellitus have a
three-fold increased risk of developing periodontal
disease that can not otherwise be explained on the
basis of age, sex or oral hygiene (17). Furthermore, in
a case-control study of insulin-dependent diabetes
mellitus and periodontal disease, Thorstensson &
Hugoson (83) demonstrated that the duration of diabetes measured by the age of onset was found to be
an important risk factor for future periodontal destruction. The metabolic control of diabetes has also
been shown to be associated with periodontal disease in a longitudinal study (69) that showed that
individuals with poor metabolic control had increased attachment loss compared to well-controlled subjects, despite similar oral hygiene levels.
Taken together, these and other results strongly
suggest that diabetes mellitus is an important risk
factor for periodontal disease. It is also well documented that diabetic patients have a compromised
ability to respond to bacterial infections, and it has
been proposed that it is this compromised host response that in part may increase diabetics risk of
periodontal disease. Interestingly, the reverse possibility that the periodontal infection may exacerbate
the diabetic condition is now beginning to receive
increasing attention (26).
The presence of glycated hemoglobin in the circulation and in tissues, resulting from the hyperglycemia of diabetes, is believed to be a contributing factor to the degenerative microvascular and arterial
changes that are common sequelae of diabetes. A
longitudinal study of the Gila River Indian Community, a population having a prevalence of non-insulin-dependent diabetes mellitus of about 50%, has
recently tested the hypothesis that severe periodontitis in individuals with non-insulin-dependent
diabetes mellitus increases the concentration of glycated hemoglobin (81). The results showed that severe periodontitis at baseline was associated with increased risk of having poor glycemic control at follow-up 2 or more years later. If periodontal disease
does affect diabetic status, we would expect that
treating periodontal disease would reduce the severity of diabetes. A recent systematic review of the
28
literature by Grossi et al. (26) concluded that the effect on diabetic status was dependent upon the
treatment modality. Studies that investigated the effect of only mechanical debridement were unable to
demonstrate any effect on blood glucose level or glycated hemoglobin level regardless of periodontal disease severity or degree of diabetes control (1, 61, 72).
However, all three studies that added systemic antibiotics to mechanical debridement demonstrated
improved metabolic control of diabetes (53, 61, 88).
Results from a randomized clinical trial conducted
on the Pima population indicated that all subjects
that were treated with doxycycline experienced a reduction in glycated hemoglobin (25). These results
suggest that periodontal antimicrobial treatment
may reduce the level of glycated hemoglobin in diabetic subjects and may ultimately hold the potential
to reduce diabetic sequelae. However, this has yet to
be conclusively demonstrated and is an active area
of current investigation (27, 82).
other risk factors (19). Subjects with the deepest average probing pocket depths were found to be at
74% higher risk of death, controlling for all relevant
co-variates. There was also noted a significant doseresponse effect in the relationship between periodontal status and mortality. The risk of death was
increased in relation to increasing average alveolar
bone loss, whereby for each 20% increment in average alveolar bone loss the risk of death increased by
51%.
Cardiovascular diseases
The potential effect of periodontal disease on risk of
coronary heart disease and stroke continues to be
an area of active investigation (55). Atherosclerosis,
ischemic heart disease and stroke are the major
causes of death in the United States; coronary
thrombosis and myocardial infarction represent
about half of these outcomes. Atherosclerosis is a
progressive, degenerative disease process, whose advanced lesion is an atheroma, a plaque consisting
of lysed cells, cholesterol-ester crystals, lipid-laden
foam cells, and plasma proteins such as fibrin and
fibrinogen. The central core of the plaque is associated with a cellular infiltrate with hypertrophic
smooth muscle cells, macrophages and sparse T
lymphocytes. The presence of an atheroma increases
the risk for thrombosis, as these plaques enhance
platelet aggregation and are the source of thrombi
that can either occlude the artery or result in infarction at distant sites.
The recognized risk factors for cardiovascular disease, such as hypertension, hypercholesterolinemia,
and cigarette smoking, do not account for all the
variation in the incidence of cardiovascular disease,
and other as yet unrecognized risk factors for cardiovascular disease may play a role including several
common chronic infections (10). There is also increasing evidence that one of these potential risk
factors may be periodontal disease (71). Cardiovascular disease and periodontal disease have a
number of characteristics in common. For example,
both diseases are more likely to occur in persons
who are older, male, of lower educational status,
have fewer financial resources, who smoke and are
hypertensive, stressed and socially isolated. These
commonalities suggest that periodontal disease and
heart disease may also share a similar causative
pathway. For example, a number of case control
studies have shown an association between cardiovascular disease and indicators of poor oral health
(47, 48).
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Garcia et al.
Hypothetical mechanisms:
atherosclerosis, inflammation
and infection
The biological basis for the observed association between periodontal disease and atherosclerosis, coronary heart disease and stroke is not yet known (5).
However, infection is a recognized risk factor for
atheroma formation and thromboembolic events. In
animal models, gram-negative bacteremia can induce inflammatory cell infiltration into major blood
vessels, vascular smooth muscle proliferation, vascular fatty degeneration and intravascular coagulation.
The similarities between such pathogenic processes
and the natural history of atherosclerosis have led to
the hypothesis that, in addition to recognized risk
factors such as genetic and dietary influences, infections of unknown origin may contribute to the increased risk of atherosclerosis and cardiovascular
diseases.
It is becoming recognized that there is marked
variability in the individual host response to microbial infection. Such differences have been attributed to individual differences in T-cell and monocyte function, with such differences in part having a
genetic basis. It has been hypothesized that certain
individuals may respond to a microbial challenge
with an over-exuberant or hyperreactive inflammatory response. For example, this may be demonstrated by an increased release of pro-inflammatory
mediators (such as prostaglandin E2, interleukin-1b
and tumor necrosis factor-a) when challenged by
bacterial lipopolysaccharide. In laboratory tests, peripheral blood monocytes from such individuals secrete 310 times more inflammatory mediators in response to bacterial lipopolysaccharide than those
from normal individuals. Such observations have led
to the hypothesis that the variation in inflammatory
response may be a direct consequence of at least two
factors: those genes that regulate the T-cell monocyte response, and the host-microbial environment,
which can trigger and modulate the response (5).
Interestingly, there is growing evidence that individuals who have severe forms of periodontal disease
may possess such hyperreactive inflammatory response traits. The types of periodontitis associated
30
with increased incidence of this trait include earlyonset periodontitis, refractory periodontitis and
those with insulin-dependent diabetes mellitus.
There are several observed similarities between
periodontitis and cardiovascular diseases that led
Beck & Offenbacher (5) to propose that the natural
history of both diseases may be related to such
hyperreactive inflammatory response traits. They
note that these shared characteristics include:
O Monocytic cells and the resultant cytokines play a
crucial role in the initiation and propagation of
both atherosclerosis and periodontitis. The recent
discovery that many individuals with severe types
of periodontal disease have a systemic hyperinflammatory phenotype, which secretes abnormally
high levels of inflammatory cytokines, raised the
possibility that this phenotype might be a risk factor for atherosclerosis and emboli formation.
O The hyper-inflammatory phenotype appears to be
under both genetic and environmental influence.
For example, dietary-induced elevation of serum
low-density lipoprotein has been shown to upregulate monocytic response to lipopolysaccharide, thereby producing an environmental response on the hyper-inflammatory phenotype.
Thus, known risk factors for coronary heart disease such as dietary fat intake may enhance
monocyte secretion of inflammatory and tissue
destructive cytokines, and via this common mechanism may contribute to the severity of the expression of coronary heart disease and periodontal disease.
O In a recent study, most individuals tested with insulin-dependent diabetes mellitus appear to possess the hyper-inflammatory phenotype, regardless of their periodontal status. The presence of
a lipopolysaccharide-specific serum antibody for
Porphyromonas gingivalis was the discriminating
factor between individuals who had periodontal
disease and those who did not.
O Periodontal disease results in a chronic, systemic
vascular challenge with bacterial lipopolysaccharides and host-derived inflammatory cytokines
that are theoretically capable of initiating and promoting vasculitis and atheroma formation.
The effect of environmental and behavioral factors
such as dietary intake can affect the expression of
the hyperinflammatory phenotype, which can influence the severity of atherosclerosis or periodontitis. Finally, in this model, periodontitis may
directly contribute to the pathogenesis of athero-
of periodontal treatment on diabetes or cardiovascular disease risk reduction, then this would argue for
the existence of an important causal relationship. A
current research challenge is to determine whether
there are beneficial effects of periodontal treatment
on these important medical conditions.
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Garcia et al.
32
Conclusions
It is well documented that many systemic conditions
may affect the oral cavity. In contrast, the current
theories that oral conditions may negatively affect
systemic health are largely unproven and remain
speculative. Nevertheless, they represent a new and
exciting area of research that has far-reaching clinical and public health implications. The strongest
evidence for the role of periodontal disease as a risk
factor for systemic health outcomes is likely to come
from well-controlled intervention studies. For example, if resolution of periodontal infection can be
shown to lead to better glycemic control in diabetics,
this would lend credence to the hypothesis that periodontitis is a true risk factor and is causally linked
to important systemic health outcomes.
Still, it has become clear that oral health is intimately inter-related with systemic health. The mouth
truly is connected to the rest of the body. Much recent
work has been devoted to clarifying the directionality
of specific relationships. Often, the associations are
bidirectional, and the model of diabetes and periodontal disease we have earlier discussed is a good example of the complex interplay between oral and systemic conditions. It is recognized that diabetics are at
increased risk of infection (including periodontal infection), but also that unresolved infections in diabetics (potentially including periodontal infection)
place them at risk of poor glycemic control.
The advent of periodontal medicine may also
change the traditional objectives of periodontal
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Garcia et al.
Postscript
Hujoel et al. (reference below) have analyzed the
most recent NHANES-I follow-up data, through
1992, extending by 5 years the observation period
first studied by DeStefano et al. (13). Using multivariate models, and after adjusting for relevant covariates, they found no significant association between
periodontal status and the risk of coronary heart disease. They suggest that other reports showing a significant association may be the result of residual
confounding. Mattila et al. (reference below), in a
case-control study in Finland, found no significant
association between various dental disease index
measures and the risk of coronary heart disease after
adjusting for relevant covariates.
When taken in the context of reports from other
observational studies, such findings indicate that a
causal association between periodontal status and
the risk of coronary heart disease, although biologically plausible, remains speculative. However, there is
sufficient evidence for an association to justify the
need for randomized controlled trials to definitively
address the question of causality.
References
Hujoel PP, Drangsholt M, Spiekerman C, DeRouen TA. Periodontal disease and coronary heart disease risk. JAMA 2000:
284: 14061410.
Mattila KJ, Asikainen S, Wolf J, Jousimies-Somer H, Valtonen V,
Nieminen M. Age, dental infections and coronary heart disease.
J Dent Res 2000: 79: 756760.
Acknowledgments
The VA Dental Longitudinal Study is a component of
the Massachusetts Veterans Epidemiology Re-
34
search & Information Center, supported by the Cooperative Studies Program of the U.S. Dept. of Veterans Affairs. Dr. Garcia is the recipient of an Advanced Research Career Development Award in
Health Services Research from the VA HSR&D Service. Supported by NIH grants K24 DE-00419 and
K23 DE-00454.
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