Plastics Additives

Rapra Market Report

by Geoffrey Pritchard

Plastics Additives

A Rapra Market Report

by

Professor Geoffrey Pritchard

March 2005

Rapra Technology Limited

Shawbury, Shrewsbury, Shropshire SY4 4NR, UK

Tel: +44 (0)1939 250383

Fax: +44 (0)1939 251118

http://www.rapra.net

The right of G. Pritchard to be identified as the author of this work has been asserted by him in
accordance with Sections 77 and 78 of the Copyright, Designs and Patents Act 1988.

2005, Rapra Technology Limited

ISBN: 1-85957-499-8

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system,
or transmitted in any form or by any means electronic, mechanical, photocopying, recording or
otherwise - without the prior permission of the publisher, Rapra Technology Limited, Shawbury,
Shrewsbury, Shropshire, SY4 4NR, UK.

Typeset, printed and bound by Rapra Technology Limited

Contents
1 Introduction.............................................................................................................................. 1
1.1 Why This Report Has Been Written .................................................................................................. 1
1.2 Geographical Focus ........................................................................................................................... 1
1.3 Period Under Review......................................................................................................................... 1
1.4 Additives Covered ............................................................................................................................. 2
1.5 Structure of the Report....................................................................................................................... 2
1.6 Terminology....................................................................................................................................... 2
1.7 Author ................................................................................................................................................ 3
1.8 Sources of Information ...................................................................................................................... 3

2 Executive Summary and Conclusions .................................................................................... 5

3 Background to the Additives Business ................................................................................... 9
3.1 Factors Determining the Level of Demand for Additives.................................................................. 9
3.2 Polymers ...........................................................................................................................................10
3.3 Markets .............................................................................................................................................11
3.3.1 Packaging...................................................................................................................................11
3.3.2 Building and Construction .........................................................................................................13
3.3.3 Automotive ................................................................................................................................15
3.3.4 Electrical and Electronic Equipment..........................................................................................17
3.3.5 Other Markets for Plastics..........................................................................................................19
3.4 Compounders ....................................................................................................................................19
3.5 Global Economies and their Significance for the Plastics Industry ..................................................20

4 Technology.............................................................................................................................. 23
4.1 Antiblocking Agents .........................................................................................................................23
4.1.1 Film Haze and Clarity................................................................................................................24
4.1.2 Slip Agents.................................................................................................................................24
4.2 Biocides ............................................................................................................................................25
4.2.1 Why Biocides Are Used in Plastics ...........................................................................................25
4.2.2 Applications of Antimicrobials in Microorganism-Resistant Products......................................26
4.2.3 Active Ingredients of Antimicrobial Additives..........................................................................26
4.2.4 Test Methods..............................................................................................................................27
4.3 Antioxidants......................................................................................................................................27
4.3.1 The Need for Polymers to be Protected Against Oxidation .......................................................27
4.3.2 Free Radicals..............................................................................................................................28
4.3.3 Primary and Secondary Antioxidants ........................................................................................28
4.3.4 Acceptor and Donor Types of Antioxidant ................................................................................30
4.4 Antistatic Agents...............................................................................................................................30
4.4.1 Introduction................................................................................................................................30
4.4.2 Blooming Antistatic Agents.......................................................................................................31
4.4.3 Compatibility .............................................................................................................................32
4.4.4 Carbon Black and Similar Fillers...............................................................................................33
4.4.5 Permanent Antistatic Agents......................................................................................................33
4.5 Blowing (or Foaming) Agents ..........................................................................................................33
4.5.1 Introduction................................................................................................................................33
4.5.2 Chemical Blowing Agents (CBA) .............................................................................................34
4.5.3 Physical Blowing Agents ...........................................................................................................35
4.5.3.1 HFCs ...................................................................................................................................36
4.5.3.2 Hydrocarbons......................................................................................................................37
4.6 Clarifying and Nucleating Agents.....................................................................................................38
4.7 Compatibilisers .................................................................................................................................39
4.8 Fillers (Including Nanofillers) ..........................................................................................................40
4.8.1 Why Fillers Are Added To Plastics ...........................................................................................40
4.8.2 Physical Properties of Fillers .....................................................................................................41
4.8.3 Effects of Fillers on Polymer Properties ....................................................................................41
4.8.4 Commercially Important Fillers.................................................................................................44
4.8.4.1 Calcium Carbonate CaCO3 ..............................................................................................44
4.8.4.2 Carbon.................................................................................................................................45
4.8.4.3 Glass....................................................................................................................................46

4.8.4.4 Kaolin................................................................................................................................. 46
4.8.4.5 Mica KMg (AlSi3O10)(OH)2 ............................................................................................ 47

Mica is an aluminosilicate mineral, extracted from rocks along with quartz and
sometimes feldspar. The name mica is a simplification as it actually represents a group of
about 37 phyllosilicate minerals, although they all have the same characteristic layered
structure. ....................................................................................................................................... 47
4.8.4.6 Talc Mg3Si4O10(OH)2 ...................................................................................................... 47
4.8.4.7 Wollastonite CaSiO3 ....................................................................................................... 47
4.8.5 Surface Treatment of Fillers by Coupling Agents and Wetting Agents .................................... 48
4.8.6 Nanofillers and Nanocomposites .............................................................................................. 49
4.8.6.1 Preparation of Nanocomposites.......................................................................................... 50
4.9 Flame Retardants and Smoke Suppressants ..................................................................................... 51
4.9.1 Introduction ............................................................................................................................... 51
4.9.2 Mode of Action ......................................................................................................................... 52
4.9.3 Halogenated Flame Retardants.................................................................................................. 53
4.9.4 Mechanism of Action ................................................................................................................ 54
4.9.5 Antimony Trioxide.................................................................................................................... 54
4.9.6 Phosphorus Compounds............................................................................................................ 55
4.9.7 Intumescent Phosphorus Systems ............................................................................................. 55
4.9.8 Aluminium Trihydroxide (Alumina Trihydrate, ATH) ............................................................. 56
4.9.9 Magnesium Hydroxide.............................................................................................................. 57
4.9.10 Borates .................................................................................................................................... 57
4.9.11 Nitrogen Compounds .............................................................................................................. 58
4.9.12 Tin ........................................................................................................................................... 58
4.9.13 Other Compounds ................................................................................................................... 59
4.10 Heat Stabilisers .............................................................................................................................. 59
4.10.1 Degradation of PVC ................................................................................................................ 59
4.10.2 Mode of Action of Stabilisers ................................................................................................. 60
4.10.3 Lead Stabilisers ....................................................................................................................... 60
4.10.4 Mixed Metal Stabilisers (Ba-Zn, Ca-Zn, Ca-Ba-Zn)............................................................... 61
4.10.5 Co-stabilisers........................................................................................................................... 62
4.10.6 Organotin Stabilisers ............................................................................................................... 62
4.11 Impact Modifiers............................................................................................................................ 63
4.11.1 Brittle Failure in Polymers ...................................................................................................... 63
4.11.2 Mechanisms of Toughening .................................................................................................... 64
4.11.2.1 Crazing ............................................................................................................................. 65
4.11.2.2 Shear Yielding.................................................................................................................. 65
4.11.2.3 Crazing Combined With Shear Yielding.......................................................................... 65
4.11.3 Types of Impact Modifier ....................................................................................................... 66
4.11.4 Toughened Thermoplastics ..................................................................................................... 67
4.11.4.1 Polystyrene....................................................................................................................... 67
4.11.4.2 PVC.................................................................................................................................. 68
4.11.4.3 Polyolefins........................................................................................................................ 68
4.11.4.4 Engineering Plastics ......................................................................................................... 68
4.11.5 Thermosets .............................................................................................................................. 68
4.12 Lubricants and Process Aids .......................................................................................................... 69
4.12.1 Multiple Roles......................................................................................................................... 69
4.12.2 External Lubricants ................................................................................................................. 69
4.12.3 Internal Lubricants .................................................................................................................. 69
4.12.4 Lubricants for PVC ................................................................................................................. 70
4.12.5 Lubricants For Polymers Other Than PVC ............................................................................. 70
4.12.6 Process Aids............................................................................................................................ 71
4.13 Plasticisers...................................................................................................................................... 72
4.13.1 Why Plasticisers Are Used...................................................................................................... 72
4.13.2 Basic Requirements of a Plasticiser ........................................................................................ 73
4.13.3 Phthalates ................................................................................................................................ 74
4.13.4 Relationship Between Phthalate Type and Flexible PVC Properties ...................................... 74
4.13.5 Non-phthalate Plasticisers ....................................................................................................... 74
4.13.6 Plasticisers for Non-PVC Polymers ........................................................................................ 75
4.13.7 Extenders................................................................................................................................. 76

4.14 UV and Visible Light Stabilisers ....................................................................................................76

4.14.1 Why Light Stabilisers Are Used ..............................................................................................76
4.14.2 Light Absorption and Reflection..............................................................................................76
4.14.3 Types of Light Stabiliser..........................................................................................................78
4.14.3.1 Light-Absorbing Fillers.....................................................................................................78
4.14.3.2 Organic UV Absorbers......................................................................................................79
4.14.3.3 Excited State Quenchers ...................................................................................................80
4.14.3.4 Incorporation of Photoantioxidants Such As Hindered Amine Stabilisers (Derivatives of
2,2,6,6-Tetramethylpiperidine) .......................................................................................................80
4.14.4 Measuring the Effectiveness of Light Stabilisers.....................................................................81
4.15 Miscellaneous Additives.................................................................................................................81

5 Products and Markets ........................................................................................................... 83

5.1 Introduction.......................................................................................................................................83
5.2 Antiblocking Agents .........................................................................................................................83
5.3 Antimicrobials (Biocides) .................................................................................................................85
5.3.1 Replacement of Arsenic Compounds.........................................................................................86
5.3.2 Biocides Containing Metal Atoms .............................................................................................87
5.3.3 Silver Compounds......................................................................................................................88
5.3.4 Permanence of Biocides.............................................................................................................88
5.3.5 SARS and MRSA ......................................................................................................................89
5.4 Antioxidants......................................................................................................................................89
5.4.1 Protection Against High Temperatures......................................................................................89
5.4.2 Permanence................................................................................................................................90
5.4.3 Other Products ...........................................................................................................................91
5.4.4 New Technology........................................................................................................................91
5.5 Antistatic, Electromagnetic Interference (EMI) and Radio Frequency Interference (RFI) Agents...92
5.5.1 Current Sources of Demand.......................................................................................................92
5.5.2 Technical Objectives..................................................................................................................92
5.5.3 Types of Blooming Antistatic Agent .........................................................................................92
5.5.4 Food Contact..............................................................................................................................92
5.5.5 Carbon........................................................................................................................................93
5.5.6 Other Fillers ...............................................................................................................................94
5.5.7 New Types .................................................................................................................................94
5.6 Blowing Agents ................................................................................................................................95
5.6.1 Demand for Foamed Plastics .....................................................................................................95
5.6.2 Changes in the Types of Physical Blowing Agents Used ..........................................................96
5.6.3 Chemical Blowing Agents .........................................................................................................99
5.6.4 High Temperature Blowing Agents ...........................................................................................99
5.7 Clarifying and Nucleating Agents...................................................................................................100
5.7.1 Competition Between PP and Other Polymers ........................................................................100
5.7.2 Nucleating Agents....................................................................................................................101
5.8 Compatibilisers ...............................................................................................................................102
5.8.1 Wood-Plastics Compatibilisers ................................................................................................103
5.8.2 Compatibilisers For Mixed Waste ...........................................................................................104
5.8.3 Other Developments ................................................................................................................104
5.9 Fillers ..............................................................................................................................................104
5.9.1 Applications .............................................................................................................................105
5.9.2 Calcium Carbonate...................................................................................................................105
5.9.3 Talc ..........................................................................................................................................106
5.9.4 Carbon......................................................................................................................................106
5.9.5 Other Fillers .............................................................................................................................107
5.9.6 Nanofillers ...............................................................................................................................109
5.10 Flame Retardants and Smoke Suppressants ..................................................................................112
5.10.1 Introduction............................................................................................................................112
5.10.2 Regulation..............................................................................................................................112
5.10.3 Side Effects of FRs ................................................................................................................113
5.10.4 Metal Hydroxides...................................................................................................................113
5.10.5 Brominated FRs .....................................................................................................................114
5.10.6 Chlorinated FRs .....................................................................................................................116
5.10.7 Antimony Compounds ...........................................................................................................117

5.10.8 Phosphorus FRs..................................................................................................................... 118

5.10.9 Red Phosphorus FRs ............................................................................................................. 119
5.10.10 Nitrogen-based FRs, With or Without Phosphorus Compounds......................................... 119
5.10.11 Borate FRs........................................................................................................................... 120
5.10.12 Expandable Graphite ........................................................................................................... 121
5.10.13 Silicone FRs ........................................................................................................................ 121
5.10.14 New Ideas............................................................................................................................ 121
5.10.15 FRs for Foam ...................................................................................................................... 122
5.10.16 Smoke Suppressants............................................................................................................ 122
5.11 Heat Stabilisers ............................................................................................................................ 123
5.11.1 Phase Out of Lead Compounds ............................................................................................. 123
5.11.2 Mixed Metal Soaps ............................................................................................................... 123
5.11.3 Volatile Emissions ................................................................................................................ 124
5.11.4 Organic Stabilisers ................................................................................................................ 125
5.11.5 Tin Compounds..................................................................................................................... 126
5.11.6 Co-stabilisers......................................................................................................................... 127
5.12 Impact Modifiers.......................................................................................................................... 127
5.12.1 Achieving a Balance of Properties ........................................................................................ 127
5.12.2 Acrylic Modifiers .................................................................................................................. 128
5.12.3 Chlorinated Polyethylene ................................................................................................. 129
5.12.4 Low Temperature Impact Strength........................................................................................ 129
5.12.5 Inorganic Additives............................................................................................................... 129
5.12.6 Modifying Thermosets .......................................................................................................... 129
5.13 Lubricants and Process Aids ........................................................................................................ 130
5.13.1 Lubricants.............................................................................................................................. 130
5.13.2 Process Aids.......................................................................................................................... 131
5.13.3 Inorganic Process Aids.......................................................................................................... 133
5.14 Plasticisers.................................................................................................................................... 133
5.14.1 Markets.................................................................................................................................. 133
5.14.2 Health and Safety Controversy ............................................................................................. 134
5.14.3 Medical Applications ............................................................................................................ 135
5.14.4 Minimising Plasticiser Loss .................................................................................................. 135
5.14.5 Other Alternatives to Phthalates............................................................................................ 136
5.14.6 Plasticisers for Biodegradable Plastics.................................................................................. 137
5.14.7 Medium Chain Length Chlorinated Paraffins ....................................................................... 137
5.15 Ultraviolet and Visible Light Stabilisers ...................................................................................... 138
5.15.1 Polyolefin Stabilisation ......................................................................................................... 138
5.15.2 Interference Between Additives ............................................................................................ 138
5.15.3 Minimising Stabiliser Loss.................................................................................................... 139
5.15.4 Protecting Contents of Packaging ......................................................................................... 139
5.15.5 Agricultural Film................................................................................................................... 139
5.15.6 Other Developments.............................................................................................................. 141

6 Supply and Demand ............................................................................................................. 143

6.1 Trends Affecting the Demand for Additives for Plastics ............................................................... 143
6.2 The Global Economic Situation and its Effect on Plastics Sales.................................................... 143
6.3 Factors Influencing Additive Sales When Plastic Sales Remain Constant .................................... 144
6.4 Consumption of Plastics and the Implications for Additives ......................................................... 145
6.4.1 Trends in the Consumption of PVC ........................................................................................ 146
6.4.2 Polyolefins .............................................................................................................................. 146
6.4.3 Other Polymers ....................................................................................................................... 147
6.5 Consumption of Additives ............................................................................................................. 149
6.5.1 Recent Estimates of Market Size ............................................................................................ 149
6.5.2 Future Prospects ...................................................................................................................... 151
6.5.2.1 Antimicrobials.................................................................................................................. 152
6.5.2.2 Antioxidants ..................................................................................................................... 152
6.5.2.3 Antistatic Agents.............................................................................................................. 152
6.5.2.4 Blowing Agents................................................................................................................ 153
6.5.2.5 Fillers ............................................................................................................................... 153
6.5.2.6 Coupling Agents............................................................................................................... 154
6.5.2.7 Nanofillers........................................................................................................................ 154

6.5.2.8 Flame Retardants ..............................................................................................................155

6.5.2.9 Heat Stabilisers .................................................................................................................157
6.5.2.10 Impact Modifiers.............................................................................................................158
6.5.2.11 Lubricants .......................................................................................................................159
6.5.2.12 Plasticisers ......................................................................................................................159
6.5.2.13 Light Stabilisers ..............................................................................................................160
6.6 Additive Suppliers ..........................................................................................................................162
6.6.1 Types of Company...................................................................................................................162
6.6.1.1 Illustrative List of Suppliers..............................................................................................163
6.6.2 Suppliers of Specific Additives................................................................................................163
6.6.2.1 Antiblocking Agents .........................................................................................................163
6.6.2.2 Antimicrobial Agents........................................................................................................164
6.6.2.3 Antioxidants......................................................................................................................164
6.6.2.4 Antistatic Agents...............................................................................................................164
6.6.2 5 Blowing Agents ................................................................................................................164
6.6.2.6 Clarifying and Nucleating Agents.....................................................................................164
6.6.2.7 Compatibilisers .................................................................................................................164
6.6.2.8 Fillers and Nanofillers.......................................................................................................164
6.6.2.9 Flame Retardants ..............................................................................................................166
6.6.2.9 Heat Stabilisers .................................................................................................................167
6.6.2.10 Impact Modifiers.............................................................................................................167
6.6.2.11 Lubricants and Process Aids ...........................................................................................167
6.6.2.12 Plasticisers ......................................................................................................................167
6.6.2.13 UV and Light Stabilisers.................................................................................................167
6.6.3 Some Specific Additive Suppliers ...........................................................................................167
6.6.3.1 Akcros Chemicals (Headquarters: Eccles, Manchester, UK)............................................168
6.6.3.2 Albemarle (Headquarters: Richmond, VA, USA).............................................................168
6.6.3.3 Baerlocher (Headquarters: Unterschleissheim, near Munich, Germany) ..........................168
6.6.3.4 Chemson AG (Headquarters: Arnoldstein, Austria) .........................................................169
6.6.3.5 Ciba Specialty Chemicals (Headquarters: Basel, Switzerland).........................................169
6.6.3.6 Clariant (Headquarters: Muttenz, Switzerland).................................................................169
6.6.3.7 Crompton Corp. (Headquarters: Middlebury, CT, USA)..................................................170
6.6.3.8 Cytec Industries (Headquarters: West Paterson, NJ, USA) ..............................................171
6.6.3.9 Dead Sea Bromine Group (Headquarters: Beer Sheva, Israel) .........................................171
6.6.3.10 Dover (Headquarters: Dover, OH, USA) ........................................................................171
6.6.3.11 Dyneon (Headquarters: Oakdale, MN, USA) .................................................................171
6.6.3.12 Eliokem (Headquarters: Villejust, Courtaboeuf, France)................................................172
6.6.3.13 Ferro (Headquarters: Cleveland, OH, USA) ...................................................................172
6.6.3.14 Great Lakes Chemical Corporation (Headquarters: Indianapolis, IN, USA) ..................172
6.6.3.15 Rohm and Haas (Headquarters: Philadelphia, PA, USA) ...............................................173
6.6.4 Reorganisations, Mergers and Acquisitions.............................................................................173
6.6.4.1 Mergers and Acquisitions .................................................................................................174
6.6.5 Co-operative Agreements ........................................................................................................176
6.6.6 Prices........................................................................................................................................178
6.6.7 Profitability ..............................................................................................................................179
6.7 New Plant Capacity ........................................................................................................................181

7 Environmental and Regulatory Developments.................................................................. 185

7.1 REACH...........................................................................................................................................185
7.2 End-of-Life Disposal ......................................................................................................................186
7.3 Concerns About Specific Substances..............................................................................................187
7.3.1 Phenols.....................................................................................................................................187
7.3.2 Phthalates .................................................................................................................................187
7.3.3 Heavy Metals ...........................................................................................................................188
7.3.4 PVC..........................................................................................................................................189
7.3.5 Nanofillers ...............................................................................................................................189
7.4 Biocides ..........................................................................................................................................189
7.5 Flame Retardants ............................................................................................................................189
7.6 Food Contact Legislation ................................................................................................................190

Glossary of Abbreviations and Acronyms ............................................................................ 193

Appendix Some Sources of Further Information.............................................................. 197

Plastics Additives

1 Introduction
1.1 Why This Report Has Been Written
This report is intended for busy specialists of various kinds (both technical and commercial)
who need to strengthen or update their understanding of the wider additives scene. The Internet
is widely thought to provide all the information needed in this and many other fields, but the
time taken to search hundreds of complex websites is rarely costed. When the time factor is
coupled with the obvious commercial self-interest motivating many writers of Internet material,
an objective and independent summary of the subject appears cost-effective in the long term.
Rapra Technology Ltd. has reviewed the additives industry twice before, with reports authored
by Dr. Peter Dufton, published in 1994 and 1998. Since then, the world has changed. The centre
of gravity of the worlds plastics industry has shifted towards Asia-Pacific, following the
globalisation of manufacturing in most industries. Companies have undergone restructuring,
mergers etc. New manufacturing processes and specifications in the areas of electronics,
vehicles, packaging and medical devices are altering customers needs.
Additive products have been improved, and several completely new products have been
marketed. Individual polymers such as PVC and polypropylene have undergone changes in
relative importance and market share. New health and safety considerations and regulatory
pressures have had major effects on the sales of certain additives, especially heat stabilisers,
brominated flame retardants and plasticisers. The trend towards recycling is affecting additive
selection.
Other important developments since 1998 include the increasing popularity of clarifying agents,
compatibilisers, light stabilisers and antimicrobial additives.
Rapra believes that the time is now right, after an interval of seven years, to produce a new
account of the additives market in the twenty-first century.

1.2 Geographical Focus

Because of globalisation, it is no longer easy to divide the worlds plastics industry into selfcontained geographic zones such as North America, Europe and the Asia-Pacific region. So,
although the author has concentrated mostly on issues that are important in Europe (both
Western and Eastern Europe), he has often referred to relevant trends in North America and
Asia. However, Asian references are largely limited to China, India and Japan.
Political and economic changes in Europe mean that it is now desirable to cite consumption
figures for the whole European continent, or in some cases for the newly-enlarged European
Union. But previous published data have nearly always referred either to Western Europe, or to
regions variously described as Central and Eastern or just Eastern Europe. This means that
comparisons with the past will be difficult to make, until the new situation is clearer.

1.3 Period Under Review

The report reviews developments from early 2000 to November 2004, with most of the
emphasis on the last three years. It follows that events at the start of 2005 are not discussed and,
as mentioned in Chapter 6, since this report was written it has been announced that Crompton
Corporation has agreed to buy Great Lakes Chemical Corporation for 1.3 billion euros. The new
company will be headed by Robert Wood (ex Dow Chemical) and will have sales of about 3
billion euros. This news was too late for it to be reflected in the report as a whole.

Plastics Additives

1.4 Additives Covered

Most of the additives covered are the same as those in previous Rapra reports. Unlike the 1998
report, however, this latest review excludes all colourants, curing agents and fibrous
reinforcements such as glass fibres. This enables new developments in the main additives
categories to be given more attention.
In the previous edition, antiblocking and antislip agents were bracketed with lubricants, and
clarifiers were classified as modifiers. All these categories except slip agents have now been
given separate headings.
The report does not cover polymerisation additives, compounding machinery or masterbatches
(concentrates). Nor does it cover some of the more specialised additives used in active
packaging, such as oxygen scavengers, or those that are specific to the thermosetting resin,
rubber and coatings industries.
The report devotes a limited amount of space to nanofillers. Readers who need more
information may wish to note that Rapra has recently published a specialist book on
nanocomposites1.

1.5 Structure of the Report

Chapter 2 provides an executive summary of the most important points arising from the report.
There follows an overview of significant trends in the four largest plastics market sectors,
namely packaging, construction, automotive, and electrical and electronic applications (Chapter
3). This is followed by a brief discussion of some regional issues.
The various additives are then considered alphabetically by category, in two sections. Chapter 4
gives an outline of the technical issues. Trends driving the markets and examples of specific
products are discussed in Chapter 5. Some supply and demand issues are mentioned in Chapter
6, and environmental and legislative issues are briefly outlined in Chapter 7.

1.6 Terminology
This subsection covers not only scientific terminology but also some company names.
Unfamiliar abbreviations are explained in the glossary at the end of the report.
The term polymer has been preferred rather than resin when referring to a high molecular
weight substance like polystyrene or polypropylene. There are of course considerable
differences between consumption data expressed as the weight of barefoot polymer (without
additives) sold, and the weight of compound, containing additives, or the weight of PVC
goods sold. Statistical data sources do not always make clear which of these is intended.
The term dose level has been used instead of loading to indicate additive concentrations. It
can be assumed that a dose level of x% means x% by weight, not volume.
Biocide has been used interchangeably with antimicrobial and the term compatibiliser has
been treated as almost the same as coupling agent, but traditional usage means that coupling
agent is widely applied to substances that improve the adhesion between two surfaces, one of
which is inorganic, while compatibiliser is more often used to describe additives that improve
compatibility between two organic polymers. The author acknowledges that the two words can
be used interchangeably without much likelihood of confusion.
1
L.A. Utracki, Clay-Containing Polymeric Nanocomposites, Rapra Technology Ltd., Shawbury, UK,
2004

Plastics Additives

The term masterbatch has been used rather than concentrate.

Currencies mentioned include the US dollar, the euro and the Swiss franc. The term cents
always refers to US currency.
The company name change from AtoFina to Arkema has been adopted throughout, following a
reorganisation within Total and the abandonment of the name AtoFina. Another name change
likely to be implemented concerns the Dead Sea Bromine Group (DSBG) which is to be known
as ICL IP, since ICL is the parent company, but DSBG has been retained here because it is
likely to be some time before the new name is more widely known than the old.
Ton refers to the US measure, and tonne always refers to the metric system.

1.7 Author
The author is an independent consultant. He was formerly Professor and Head of the School of
Applied Chemistry at Kingston University, London, UK until 1995, where he lectured on
polymer science and technology and researched into the chemical resistance of reinforced and
particulate filled polymers. He has edited a number of books, including six on reinforced
plastics, and more recently Plastics Additives an A to Z reference (published originally by
Chapman and Hall but now available from Kluwer Academic). He acted as the editor of the
Rapra newsletter Focus on Plastics Additives for more than six years until the end of 2003, and
as editor of Elseviers Focus on Polyvinyl Chloride for three years.
Professor Pritchard has organised the technical programmes for Rapras annual Addcon
conferences on additives and modifiers since 1996, and has written market reports for Rapra on
particulate fillers and PVC. He has also contributed to the Hackwell Groups 2003 report on
wood plastics composites.

1.8 Sources of Information

The writer has made use of the unrivalled database of current and recent technical literature
about the polymer industry available at Rapra (www.polymerlibrary.com), both scientific and
commercial, as well as other major UK libraries. He has attended several conferences and trade
exhibitions, and has used numerous company reports, press releases and Internet websites.
The figures cited here for consumption, growth etc. have in most cases been obtained from
consultancy, industry and the trade association sources that routinely produce such estimates.

Plastics Additives

Plastics Additives

2 Executive Summary and Conclusions

2.1 The fortunes of the additives business are closely linked to those of the plastics industry, and
consequently to the health of the global economy, the level of business confidence, the number
of domestic appliances, vehicles and computers purchased each year, the state of the
construction industry, the ability of consumers to afford home refurbishment etc. The last few
years have been rather difficult from these standpoints. The additive suppliers, in common with
most of the worlds chemicals sector, faced difficult times between 2000 and 2003, and
recovery has been patchy. Even now, the US dollars decline against other leading currencies
suggests a continuing struggle for profitability.
2.2 Although trading conditions are now improved, the dependence of manufacturers on
fluctuating oil and energy prices is a matter of concern for the future. Several other raw
materials are increasing in price, notably bromine, tin, phthalic anhydride and epoxy chemicals.
Another aspect of the prices issue is that, besides raw materials, plastics themselves are also
seeing rapid price increases that may eventually affect their growth rates considerably.
2.3 Globalisation means that the plastics industrys major customers, such as the automotive and
packaging sectors, want the same plastics formulations to be available, with the same uniform
quality, whether in Asia, Europe or North America. Customers want additive suppliers to offer
similar standards of technical service in all continents.
2.4 Furthermore customers increasingly prefer to deal with suppliers who can offer a full range
of additives, backed by considerable research and development. These conditions favour the
larger suppliers. Consolidation can be expected to continue among medium sized suppliers,
although some will achieve sufficiently broad market coverage with enlarged product ranges by
signing cooperative market agreements with other suppliers.
2.5 Almost all the large additive suppliers have business interests extending well beyond
plastics. Some of the largest players, the petrochemical companies, are re-evaluating their
priorities and in some cases organising their additive and speciality chemicals units into new
divisions, a few of which are being spun off.
2.6 Consumption of additives is building up in the Asia-Pacific region, following the drift of
manufacturing away from Western Europe and North America. Eastern Europe has healthier
sales growth than the western part of the continent, because its population is catching up with
Western living standards. The Western European polymer processing industry is going through
a difficult period.
2.7 Western suppliers are keen to share in Chinas growth, whether through the formation of
JVs or directly. The potential of India, which had until recently been thought a much poorer
prospect for growth, has only been widely appreciated over the past two years.
2.8 Formulators and processors are always looking for materials cost reductions and shorter
cycle times. They therefore welcome innovations that allow additive dose levels to be reduced
or enable a single additive to perform two roles. This is especially true if one role is that of
process aid, increasing throughput rates, lowering process temperatures, or reducing defects and
rejects. Most plastics products, from wire and cable to window profiles, are being produced with
ever-faster throughputs, making it more difficult to avoid defects.
2.9 Customers continue to want easier incorporation of additives through multiadditive
packages and convenient, hygienic physical formats (more multipacks, pellets and liquids, and
fewer dusty powders). This is a well-established trend, and not novel.

Plastics Additives

2.10 Additive suppliers see their role as more than just the provision of chemicals: they
effectively offer consultancy, practical solutions, technical support and general commercial
expertise, extending beyond additive technology.
There are several hundred significant additives suppliers worldwide. They are extremely
diverse, including oil companies, mining and mineral corporations, multinational chemical
conglomerates, medium sized specialist additives suppliers, speciality and fine chemicals
companies, and some very small organisations selling to niche markets. In the case of the larger
companies, additives are confined to perhaps one division out of many, and in such cases it is
not always easy to isolate and quantify the sales and profit figures for plastics additives.
The major polymer suppliers in Europe and the US have been consolidating for many years.
They have reduced the number of grades of polymer they offer, leaving independent
compounders to provide differentiation. BASF has announced a huge reduction in the number
of ABS products it offers, while maintaining that the reduced range will still meet the needs of
80% of its customers.
2.11 The PVC industry is by far the most important user of plastics additives, both by volume
and value. The profitability of PVC polymer manufacture has been in decline in most countries
for several years, and Japans PVC industry has experienced particularly difficult times, but
sales of the rigid type are now recovering in Europe, much of Asia and North America.
2.12 The continued slow growth of flexible PVC sales almost everywhere except China and the
Indian subcontinent means that plasticisers have also been a slow growth sector. There have
been changes in the type of plasticisers used, with a marked decline in DEHP and a greater use
of higher molecular weight phthalates.
2.13 Polyolefins and their additives are experiencing relatively good growth. In some cases PP
is able to compete with more expensive engineering plastics by using additives to upgrade its
properties. Clarifying additives help PP to compete with PET for use in clear containers.
2.14 There has been a big increase in the availability and usage of polymer blends. This has
been made possible using compatibilising additives. More and more additives (such as impact
modifiers) are themselves polymers. This too has been facilitated by technical improvements in
compatibilisers.
2.15 Customers would like greater additive permanence, i.e., resistance to additive loss through
extraction, volatility, hydrolysis etc. The usual way to achieve greater permanence is by using
higher molecular weight additives, provided that this does not lead to incompatibility with the
polymer.
2.16 Many plastics products are being miniaturised, which requires additives capable of offering
improved plastic flow properties.
2.17 Impact modifiers are available that do not necessarily have the disadvantages and side
effects that were once associated with their use.
2.18 The additives business has been at the centre of environmental controversies for many
years, and has made strenuous efforts to improve its products. Flame retardants for cable and
wire insulation are increasingly made of nonhalogen, low-smoke materials, and there has been
increased usage of phosphorus and metal hydroxide flame retardants in recent years. Major
changes have also taken place in the heat stabiliser business, with lead compounds being
voluntarily phased out over several years.

Plastics Additives

2.19 Recent legislation issues in Europe have involved the end-of-life disposal of vehicles and
electrical goods. Food contact legislation has been updated. Plasticisers, brominated flame
retardants and biocides have also been the subject of EU legislation. The EUs proposals on the
testing of chemicals are expected to create difficulties for the plastics and additives industries,
although compensations may become apparent.
2.20 International legislation dating back to the early 1990s relating to blowing agents (foaming
agents) has only recently been implemented, even in advanced countries. It has had considerable
implications for manufacturers of foamed plastics products.

Plastics Additives

Plastics Additives

3 Background to the Additives Business

3.1 Factors Determining the Level of Demand for Additives
The demand for additives naturally reflects the demand for plastics. Demand for plastics
depends in turn on the sale of manufactured goods such as construction products, vehicles,
domestic appliances, business machines, televisions, packaging, toys, shoes etc. There are also
secondary factors promoting an increased usage of additives in every tonne of polymer.
The global plastics market normally grows because advanced countries have been replacing
traditional materials by plastics. It is also growing because of the industrialisation of developing
countries. The process of replacing metals, concrete, glass, wood and paper by plastics has
almost ended in advanced countries, but has a very long way to go in developing ones.
It is possible for additive suppliers with relatively novel products to sell more product each year
even when plastics sales are level, by persuading customers that it reduces process costs,
improves end-product quality or achieves better compliance with regulations. The additives
business is one where technical excellence creates new markets. Special factors such as new fire
regulations increase sales of flame retardants. Increased use of agricultural film favours greater
use of stabilisers. Changes in social habits (such as increased consumption of ready-to-eat meals
or bottled mineral water) also stimulate additive sales.
At present, the main driver for additive sales growth seems likely to be the continuing
industrialisation and increasing prosperity of populous developing countries, especially China,
India and Mexico, as well as in South America and, to a lesser extent, Eastern Europe and
Russia.
Some additives are closely tied to specific polymers. Heat stabilisers are targeted exclusively at
PVC, and it is sales of PVC rather than overall plastics sales that matter to the heat stabiliser
supplier. Increased sales of polypropylene do not compensate at all. Plasticisers are almost as
dependent on PVC as heat stabilisers.
In practice the growth in demand for plastics has kept slightly ahead of GDP growth in most
western countries for many years, and if, as expected, global GDPs achieve average growth
rates of around 3.5% a year for three or four years, the global plastics industry is likely to grow
at between 4 and 5% a year.
These are average figures. The US economy was forecast by the IMF at one time to grow by
4.3% in 2004 and 3.5% in 2005 (this was later modified to 3.2% in 2005 and 2006, i.e., a fairly
sharp slowdown) and the eurozone to grow at between 1.6%-2.2% in 2004 and 2.8% in 2005.
On the other hand, China recorded 9.8% GDP growth in Q1-2004, and 9.6% in Q2. The forecast
for China over the entire 2004 year is 8.8%, with a slight fall to 8% in 2005 and 7.1% in 2006.
A few other Asian countries will also achieve high growth in 2004, notably Singapore at 8.1%
and India at 6.5%. 2004 was a good year for the large developing nations.
So Europe is one of the slow growth regions. Germany, home to Europes largest plastics
processing industry, saw its processing sector grow by 3.5% in 2003, but its polymer producers
reported lower sales for the third successive year.
Increasing year-on-year additive volume sales does not automatically imply increased profits.
The additive industrys profit margins are being steadily eroded, and its production costs are
increasing, particularly where they depend on natural gas or crude oil. Attempts to increase
prices for all but the most obviously essential products are often rebuffed by customers who
tend to regard additives (other than mineral fillers) as expensive extras.

Plastics Additives

Western producers are finding many reasons to invest overseas rather than at home. Over the
past ten years, Western European economies have lost a great deal of their production capacity
for manufactured goods because the making of products like mobile phones and appliances has
migrated to low-labour cost areas in Asia. This trend removes the plastics industrys local
customers and is expected to slow down the growth in demand for plastics and additives in
Europe. Japan has had a prolonged period of stagnation with weak domestic demand,
compensated to some extent by its exports to China, but 2004 saw an improvement.
Sales of plastics and additives were especially poor in the three years after 2000, mainly
because the global economy was shaken by a lack of customer and investor confidence. Sales of
automotive, construction, computer and electronics products fell sharply. 2004 saw a gradual
improvement. Unless there are unexpected problems, 2005 should also be a reasonably good
year for plastics and chemicals.
Table 3.1 shows the consumption of polymers for use in plastics in Western Europe between
2000 and 2003. Note that a few polymers are also used in other applications besides plastics,
such as textiles and coatings.
Table 3.1 Western European consumption of
polymers for use in plastics
Year
Consumption (M tonnes)
2000
35.965
2001
36.656
2002
38.123
2003
39.706
Source: www.apme.org
Globally, polyethylene has the highest consumption of all polymers (55 M tonnes in 2002,
predicted by Maack Business Services to rise to 66 M by 2005) followed by polypropylene and
PVC. Total world consumption is estimated at 165 M tonnes.

3.2 Polymers
Although almost all polymers need additives (the exceptions being a few high performance
engineering polymers), it is striking that about 75% of all additives measured by tonnage and
60% by value are used in just one polymer PVC. The difference between the two figures
arises because most PVC additives are cheap, whereas other polymers account for much of the
sales of light stabilisers, antistatic agents, clarifiers, coupling agents and compatibilisers, which
cost more. PVC was the target destination for almost all heat stabilisers and about 86% of all
plasticisers by volume, together with rather more than three-quarters of all impact modifiers,
over 60% of antimicrobial additives and more than half of all chemical blowing or foaming
agents, again by volume. PVC formulations also accounted for about 40% of all internal
lubricants and mould release agents. The fortunes of the additives industry are therefore
strongly linked to those of PVC. BRG Townsend reported that no other polymer has more than
an 8% share of the additives market by value and, apart from the polyolefins, no other polymer
has more than a 4% market share. Overall, PVC sales are growing worldwide at 3.8 % a year,
according to Chemical Market Associates. The world consumption of PVC is currently about 28
M tonnes/y, of which flexible PVC accounts for about 8 M tonnes. Growth in flexible PVC
sales is increasing more slowly than sales of the rigid type.
The past ten years has seen very healthy growth in polypropylene. Polyethylene also remains
highly competitive, dominating the packaging market in particular although, within the
polyethylene category, LLDPE has taken market share from LDPE. There has been a profusion

10

Plastics Additives

of new types of polyolefin polymer, including metallocene polymers with superior processing
qualities, and a wide range of modified polypropylenes. Over 90% of all antiblock and slip
agents by volume go into polyolefins, together with well over 60% of light stabilisers and
antioxidants, and more than half of all nucleating and clarifying agents. More than 40% of all
plastics-related antistatic agents by volume are used in polyolefins. Many of these additives are
used in low doses but sell at much higher prices than the main PVC additives.
Other important polymers for the additives business include the styrenics and ABS, the
polyesters PET and PBT, the polyamides, acrylics, thermoplastic polyurethanes and
thermoplastic elastomers. Additives are widely used in blends too.
Thermosetting polymers use additives. Some of them are essentially the same conventional
types as those used in thermoplastics, such as flame retardants, fillers and light stabilisers. There
are constant efforts to develop better impact modifiers for thermosets. A few thermosetting
additives are peculiar to thermosetting resins, notably curing or hardening agents, and shrinkage
control or low profile additives (i.e., thermoplastic polymer additives used in SMC
formulations). Additives that are unique to thermosetting resins are outside the scope of this
book.
A discussion of consumption trends for thermoplastic polymers can be found in Chapter 6.

3.3 Markets
The following sections illustrate some of the trends that have been observed in four of the more
important additives markets.

3.3.1 Packaging
The packaging industry uses chiefly plastics, metals, glass and wood. Among these materials,
thermoplastics are doing well with almost a 30% share by value, and this share is increasing. In
fact packaging now represents the biggest single use of thermoplastics, consuming roughly 37%
of the thermoplastic resin used in Europe.
The packaging industry as a whole is growing in Europe at 16% a year by value. Nevertheless
growth in business for the flexible plastics packaging industry in Europe was only 1.7% by
value in 2003, reaching 9.3 billion euros, according to PCI Films Consulting, and several
companies are expected to move production to Eastern Europe very soon, helping to promote a
growth rate of about 8% in 2005.
In 2002 AMI Ltd. identified the four leading companies on the European plastics packaging
scene (by tonnage output) as:

Schmalbach-Lubeca/Amcor (377,000 t/y),

Tetra Pak (308,000 t/y),
Alpla-Werke (291,000 t/y) and
British Polythene Industries (227,000 t/y).

The American packaging market was valued at $119 billion a year in 2002, with the European
equivalent estimated at about $128 billion and the Japanese one at $68 billion. The flexible
plastics sector alone used 4.8 M tonnes of polymer in 2002, over 85% of which was polyolefin.
Plastics usage in US packaging is still growing, but rather less rapidly than before. Freedonia
forecasts that the immediate growth areas for plastics packaging in the US lie in products for
containing fruit beverages, pet food, eggs, candy, baked goods and milk (i.e., single-trip plastic
milk bottles).

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Plastics Additives

Additives such as antiblocking and slip agents, antistatic agents, antifogging agents, clarifiers
and antimicrobials are in demand for packaging plastics, as well as the usual heat and light
stabilisers and of course pigments. Oxygen scavengers are also becoming more widely used in
food packaging. (In connection with oxygen barrier technology, the American PET packaging
manufacturer, Constar, has accepted damages after a legal battle with Continental PET
Technologies over patent infringement, and has also settled litigation with Chevron Phillips
Chemical.)
Polyethylene is the dominant packaging polymer, used for high-volume supermarket bags, food
packaging and rubbish sacks. HDPE is the most important resin for rigid packaging in Europe,
but polystyrene is widely used in packaging sheet, as is PVC to a lesser extent. Polypropylene is
preferred for the more specialised role of packaging industrial goods.
PVC usage in rigid packaging, including containers and bottles, has declined sharply, affecting
the heat stabiliser industry to some extent, but it is still widely used in flexible packaging. PET
has achieved market saturation in certain countries in the bottle and container market. The US
bottle cap and closure market has been reported by Freedonia to be growing at nearly 6% a year.
Polyethylene naphthenate is being promoted in the form of thin, flexible film with good barrier
properties.
Food packaging is particularly important for the plastics industry and for additives. There have
been social changes such as the emergence of large numbers of time poor but affluent
consumers have led to the increased popularity of chilled and frozen ready-meals and
microwaveable containers. More than half of all food in North America is now eaten outside the
family home. Globalisation requires the preservation of packaged food during lengthy journeys
to supermarkets. The technology to achieve this requires special additives.
Plastic bottles and containers have undergone considerable changes in recent years. There is
increased interest in barrier layers, using new materials such as Kurehas hydrolysis-resistant
polyglycolic acid. The latest hot-fill water fitness beverage bottles need several horizontal rib
panels to help absorb some of the vacuum, as well as make the bottle easier to squeeze and grip.
Consumers also like bottles to have a wide mouth. PVC has been defeated as a bottle material
by PET, usage of which is growing in the US at nearly 7% a year, but the application has
exposed PETs notch sensitivity. Brittleness can be countered by using an impact modifier,
enabling PET to compete with polycarbonate for larger bottle sizes where dropping, when full,
might threaten fracture.
Competition for PET from cheaper, clearer polypropylene has been made possible by clarifying
additives. Clarity is a great advantage in the packaging of substances where visual inspection is
desirable. Antifogging agents such as sorbitan esters and glycerol esters are used in flexible
PVC food wrapping. Additives for transparent bottles may include UV absorbers to protect the
contents, as well as the polymer, from both fluorescent lighting and sunlight.
The effects of UV light on the contents of plastics packaging are not yet well understood.
Several foodstuffs and beverages are sensitive to oxygen, carbon dioxide or moisture. Oxygen
scavengers have been known in Japan for 30 years, but are comparatively recent in Europe.
Companies like Toppan have developed active packaging, some of which uses oxygen barriers
in combination with internal oxygen scavengers to reduce or eliminate oxygen in the packaged
space. M & G has developed a system called ActiTUF, used for beer containers in Belgium
and the Netherlands. (Beer is a difficult liquid to package in plastic containers because of its
high sensitivity to oxygen and carbon dioxide.)
There is increased interest in packaging that incorporates biocides, although the practice has
been criticised on the grounds that it could make food dangers less apparent. Food, beverage

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Plastics Additives

and cosmetic packaging that smells and feels different will soon be on the market, according to
Alto Plastics, New Zealand's leading manufacturer of plastic packaging.
Medical packaging is growing in importance. The US uses 1.1 M tonnes of plastics in medical
packaging, of which more than a quarter is polypropylene.
End-of-life disposal has become an important consideration in all packaging applications. The
fast food industry is under attack worldwide because of litter problems, and several countries
discourage single-trip supermarket bags. Cargill Dow claims that a survey it sponsored indicates
considerable enthusiasm among the European public for the concept of fresh food delivered in
biodegradable packaging, such as maize/polylactic acid based materials. Several biodegradable
packaging products have already been marketed, and FcuR supplies a new transparent
biodegradable barrier material, Biograde 200C, for injection moulding and extruding sheet for
thermoforming into trays. Sandwich and salad containers are also being developed.
The EU has enacted new legislation relating to food contact plastics. See Chapter 7.
Packaging technology has become extremely complex with many criteria to be met, especially
in food, pharmaceutical, medical and electronic packaging. Intelligent packaging is becoming
more important. Plastic electronic circuits are likely to play an important part in radio frequency
identification devices that could become cheap enough to replace barcodes.

3.3.2 Building and Construction

Building and construction is the second largest market for plastics in Europe, after packaging,
consuming about a quarter of all plastics. Construction applications include pipe and its fittings,
window profiles, doors, rainwater goods (soffits, fascia boards, drainpipes, guttering), siding or
cladding, stair rails, partitions, shower cubicles, flooring and roof membranes.
Rigid PVC is easily the worlds most important construction polymer, making the construction
sector important for high volume sales of additives. Polyolefins are increasing their market
share, and glass fibre reinforced polyester thermosets have a significant role, requiring the
incorporation of flame retardants. Wood plastics composites are used extensively in applications
like decking, fencing, window frame parts and doors in North America.
Apart from the UK and Ireland, activity in the building and construction industry has been
rather slow for several years in Western Europe, especially in Germany, Scandinavia and
France, although Southern European countries have fared rather better and Eastern Europe is
expected to do well for most of this decade.
Pipe and profiles together account for about two-thirds of all the rigid PVC used in the world,
and therefore for most of the consumption of heat stabilisers and lubricants. Freedonia expects
the global pipe market to increase at about 4% a year to 2007, reaching 6.3 billion metres. It is
here that the growth in popularity of polyolefins may restrict additive sales by volume to the
construction industry. PVC is preferred for only just over half of all thermoplastic pipe
worldwide, and is steadily losing market share to polyolefins. Its main strength in Europe is in
sewerage pipe, replacing clay, and in drainage pipe.
The market for new pipe in Europe is limited at present and the industry has recently faced
some difficulties. There are three big European pipe producers, Uponor, Wavin and Pipelife.
Uponor has undergone restructuring, blaming the introduction of the euro currency. Overcapacity, low profit margins, and the very small number of gas pipe specifiers, as well as the
reluctance of some water companies to use plastics at all, have combined to limit profitability.

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Plastics Additives

Sewerage and drainage accounts for about half of all thermoplastic pipe being installed in
Europe at present, followed by potable water, with agricultural pipe a poor third, and all other
applications much less important. Apart from being used to make new pipes, plastic is also used
to renovate old ones by techniques known as trenchless technology, inserting new liners into
old piping.
The situation in Southern Europe is better than in the north. There is increasing demand for
irrigation pipe in Southern Europe. There is scope for the renewal of old sewerage pipes across
the whole continent, but public expenditure remains constrained. There are also large markets in
the developing world for irrigation and water pipe.
The German company Reifenhuser has built an extruder for Pipelife that is capable of
extruding two-metre diameter pipe, thus allowing plastics to replace concrete and steel in
effluent drainage.
There are differences between North American and European pipe materials for certain
applications, and very big differences in demand level. Consider new domestic hot water pipe.
In 2002, North America used a total of 2.3 M tonnes of material, of which 46.7% was PVC,
almost half was ductile iron, and less than 4% was polyethylene. Europe used only 625,000
tonnes, of which 25% was PVC and 45% was polyethylene, the remainder being mainly iron.
European demand in this market is falling slowly.
Another 140,000 tonnes of medium density polyethylene was used in Europes gas pipes in
2002.
Well over a million tonnes of PVC are used in Europe each year in building profiles. Leading
PVC profile extruders include H T Troplast, Deceuninck, Veka and Rehau (see Table 3.2). (H T
Troplast was for sale in the autumn of 2004 for about 300 M euros.) The window profile
situation in Europe has been approaching saturation in Germany, the UK and a few other
countries, but there are still opportunities elsewhere, especially Eastern Europe and Russia. The
number of PVC window profiles in the US rose from 5 million in 1986 to 34 million in 2002,
although the rate of growth is now single digit, and the number of imported products is rising.
China is likely to capitalise on its low costs by increased sales into North America.
Table 3.2 Europe's top 10 leading PVC profile extruders, 2002
Company
HQ country
H T Troplast
Germany
Veka
Germany
Deceuninck
Belgium
Rehau
Germany
Aluplast
Germany
Tessenderlo
Belgium
Heywood Williams
UK
Salamander Industrie-Produkte
Germany
Bowater
UK
Gelean Werk
Germany
Source: AMI
Buildings are likely to be built to higher standards of fire resistance in future, offering
opportunities for increased consumption of flame retardants. Regulations for insulation quality
also influence building materials, and there is expected to be an increasing demand for
polyurethane foam in construction. The plastics industry in North America is attempting to
promote the environmental virtues of plastics for residential properties (such as their good
thermal insulation and their durability, caused by good resistance to moulds and moisture).

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Plastics Additives

Reinforced plastics will be more widely used within the next decade, to make or repair major
civil engineering products such as bridge decks. They are also expected to benefit from the
increasing popularity of windmills for sustainable electricity generation. Germany in particular
has invested considerably in wind turbines; other countries are following, including the UK. The
polymers in windmill blades are usually thermosets.
New materials for old applications still appear. Street lighting poles (lamp posts) may be made
of long fibre-reinforced thermoplastics in future rather than thermosets, steel or aluminium.
75% of global use of wood plastics composites (WPCs) is in construction, and total demand is
likely to grow rapidly in the next five years, not just in decking but also in many construction
applications. WPCs currently incorporate the following additives (in decreasing order by
volume): colourants, lubricants, coupling agents or compatibilisers (usually maleated
polyolefins), light stabilisers and PVC heat stabilisers. When flame retardants are used in the
polymer, they do not necessarily have much beneficial effect because between 50 and 90% of
the material is wood, and this needs treating as well. Ammonium polyphosphate, borates and
metal hydroxides have been suggested as halogen-free flame retardants. Biocides are necessary
in WPC products that are subjected to wet conditions, like dock furniture and marinas,
especially with high wood contents. Their use will be stimulated by a lawsuit against one of the
leading US manufacturers.

3.3.3 Automotive
About 57 million new cars are produced each year worldwide, and the automotive market is the
third largest sector for plastics usage in Europe. Although plastics are increasingly used in cars,
they are seen as expensive compared with traditional materials like steel.
The main opportunities for increased vehicle sales are in China, South America, Eastern
Europe, Russia and India. Chinas light vehicle sales rose to about four million in 2003, a 36%
increase on 2002, and although there were less than six million sales in Japan, there was a small
increase there too.
North American and Western European light vehicle sales have fallen very slightly, to 18 and
16 million respectively, but sales of plastics and additives are not simply a function of vehicle
numbers. Greater dependence on electrical and electronic devices means an increased need for
wire and cable insulation, increasing plastics usage. A desire for weight saving and fuel
economy is another factor, allowing sales of plastics and additives in the automotive sector to
continue to increase even at constant vehicle numbers. The size of private vehicles has also been
increasing and, although North America still manufactures larger vehicles than typical European
ones, there is a slight trend towards more sales of 4 x 4s or SUVs in Europe as well. The makers
of SUVs in the USA have undertaken to reduce fuel consumption and, by implication, to use
more plastics.
Other factors favouring plastics include cost-effectiveness, design freedom and corrosion
resistance. The amount of plastics used in vehicles is rising steadily, and is now over 115 kg in
Europe on average.
According to BRG Townsend, the US automotive industry increased its plastics consumption by
20% during 2003, using 555,000 tonnes of formulated polymer (i.e., including additives)
compared with 465,000 tonnes in 2002. Nearly 60% of the material was used in trucks. In the
next few years, American carmakers are likely to source more parts from outside the US.
The most important uses of plastics in cars are in making body panels, doors, spoilers,
headlights, rear and side lights, underseal, wheel trims, and parts of roof racks. In future, glazing
will become much more important. Increased use of plastics is expected in side trim, lenses and

15

Plastics Additives

light housings, together with certain structural parts such as flooring. Impact modifiers can
enable engineering plastics to fulfil more demanding roles and to survive at very low
temperatures. Body panels will also become more important. Hybrid metal/composite
(reinforced plastics) materials are a possible intermediate step to all-plastic car bodies Long
fibre thermoplastics are already being used in underbody shields, paintable body panels and the
racks of all-terrain vehicles. About 95% of all long fibre thermoplastics production is currently
destined for vehicles. Plastic bumper beams were set back by new crash resistance requirements
in Europe in 1998, but new glass reinforced polymer bumpers have now been introduced in
some vehicles.
Body panels are also being made of paintable sheet moulding compounds, based on thermoset
polymers. However, steel is still cheaper for the high volume models. A concept car from Ford
has been produced with injection moulded, translucent panels supported by an aluminium
frame, and coloured by LED technology to allow the driver to alter the colour at will.
The main additives used in automotive polypropylene apart from mineral fillers and associated
coupling agents are nucleating agents, antioxidants, flame retardants and light stabilisers. The
need for effective stabilisers is accentuated by changes in car design, using more glazing and
allowing more sunlight into car interiors. Flame retardants are incorporated in the seat
upholstery, the foam and the electrics, including wire and cable insulation. Rising under-bonnet
temperatures are placing greater demands on stabilisers and encouraging a move towards more
heat resistant polymers, including fluoroelastomers and silicones for flexible hose and sealants.
More stringent flame retardant specifications will eventually be necessary, if only because
improved security features are increasing the average escape time for passengers involved in
accidents. The 42-volt system is also likely to place more emphasis on flame retardancy. At
present users of TPOs have a choice between brominated FRs and phosphates; flexible PVC is
normally formulated with phosphates. PVC is not highly flammable anyway, and when used in
wire insulation none is required, but polyolefins need protection. On the other hand underbonnet temperatures are rising and PVC is not competitive with good flame retarded polyolefins
for long-term-exposure at temperatures over 125 oC. The available flame retardants for
crosslinked polyolefins include aluminium trihydroxide and magnesium hydroxide.
Various approaches have been suggested to reduce the number of fires at petrol filling stations
caused by static electricity. One suggestion is metal door handles. Conducting additives are used
to provide static dissipation in fuel systems, but there are difficulties in achieving adequate
mechanical properties in polyethylene fuel tanks when carbon black is used as a filler. Doubts
have also been raised in some quarters about whether some plastic fuel tanks will be able to
meet the requirements for PZEVs, or partial zero emissions vehicles, required by Californias
new emission standards. Inergy Automotive recommends capless filler systems with locking
mechanisms. Carbon nanotubes are likely to find a role in antistatic protection.
Although TPOs have achieved good acceptance in the automotive sector, often replacing PVC,
some improved and relatively green PVC formulations are now becoming available, with
heavy metal-free heat stabilisers, acceptable plasticisers and lubricants, and sometimes flame
retardants. PVC can also offer unrivalled cost effectiveness. In the past there were technical
problems with fogging of car interiors and undesirable interactions between the polyurethane in
car seats and PVC exteriors, but these problems have largely been overcome. There are said to
be over fifty car models in Europe using PVC slush skins, with an increase in PVC market share
for instrument panels from 25 to 34% over the three years to 2003. Sprayed PU market share
grew meanwhile from four to 15%.
The increased use of electronics in vehicles and the move to the 42-volt automotive systems will
mean automotive electric power rising five-fold over the next ten years. This will stimulate
many changes in vehicle component design and in the materials used. There will be a reduction

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Plastics Additives

in connector and fuse box size. There will be greater need for polymer formulations with
excellent anti-arcing and anti-tracking resistance, especially in fuses, switches, relays and
lighting systems. Heat dissipating polymers will be required.
We can expect a slow decline in the use of thermosets (currently widely used in vehicles) for
brush holders, stator insulation and voltage regulators, because old-style starter motors will
become integrated with the generator. More PBT will be used instead and, with polyamides, it
will also be more common in what are now regarded as old-fashioned belt-driven mechanical
systems, oil and water pumps. Using electrical pumps reduces the stress on the pump housing,
opening the way for more thermoplastics. Magnetic polymers will be more in demand in future.
EU recycling legislation requires the phasing out of heavy metals in new vehicles, and
implementation of the regulations is generally thought to favour natural fibres for
reinforcement. It also tends to encourage the use of a narrower range of polymers in cars,
especially polyolefins, whereas at present the number of different polymers used is very large.
In general the move is towards polyolefins where possible and to polyamides and PBT where a
higher temperature is involved. The position of polyurethane is less certain. PU in automotive
foams is beginning to experience competition from polyolefins in seating and door trim. A few
Audi cars already have polyolefin foams in some seats. Polyolefins are attractive because they
are readily recyclable, but polyolefin foam flooring does not have the same excellent sound
deadening properties as polyurethane.
The European Commission has proposed a technical directive forcing manufacturers to record
the polymers used in the construction of vehicles, so as to facilitate recycling. DuPont
Engineering Polymers says that its polyamide 6 derived from old automotive parts can be
recovered and reused, still being within specification for use in automotive air intake manifolds.
Toyota has verified that DuPonts process justifies the claims made.
Bayer and GE Plastics have formed a JV called Exatec to develop polycarbonate glazing for
vehicles. The polycarbonate rear windows will have electrical heaters embedded. Another JV,
Freeglass, has been formed by Schefenaker and Group Sekurit, and has already produced plastic
quarter-lights for Daimler-Chrysler and Smart cars. It is making sliding polycarbonate rooflights
too. Polycarbonate also offers up to 50% weight saving compared with the heavy laminated
glass traditionally used in rooflights. Currently, plastic glazing is not allowed for windscreens
and front windows. The sale of automotive plastic glazing is expected to start to grow more
rapidly by around 2006 or 2007, and Battenfeld has recently exhibited new equipment for its
fabrication.
There are some other new technology developments. Toyota is developing biodegradable
plastics for automotive applications, based on PLA. The Japanese are trying to achieve a target
of 100,000 cars powered by fuel cells by 2010. Most other countries do not expect to reach a
very significant level of market penetration by fuel cell vehicles for a further ten years.
Electroluminescent effects, pioneered by Key Plastics LLC, allow injection moulded parts to
emit light when a voltage is applied.

3.3.4 Electrical and Electronic Equipment

The electrical and electronics (E and E) industry has grown rapidly in size in the last ten or
fifteen years, with increasing demand for mobile phones, computers, digital organisers and
business based office equipment. Asia has become the dominant manufacturing area, and
Europe in particular has lost a good deal of production capacity.
The manufacturers of electronic equipment need excellent dispersion of additives in their
products, to ensure uniform and consistent electrical properties. The additives also need to be
resistant to migration and blooming. Another important consideration is purity, because if

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Plastics Additives

additives are impure, there can be an undesirable effect on electrical properties such as
impedance.
The housings of computer, TV and similar devices account for more than half of all the
brominated flame retardant sales in the electrical and electronic sector, and printed wiring
boards for almost a third. Connectors, capacitors, resistors, switches and relays, together with
wire and cable insulation and sheathing, provide most of the remainder. Brominated FRs are
used in internal parts such as PCBs, connectors and relays, but housings for computer monitors
and other business equipment are increasingly being made with halogen-free flame retardants,
such as phosphate esters. Unfortunately, phosphorus compounds are often expensive and can
present a number of technical challenges, both during processing and in terms of performance.
There is a trend in the electronics industry towards more powerful systems, implying higher
operating temperatures. There is also an increasing trend towards miniaturisation and/or thinwall product designs. Higher operating temperatures will mean the eventual replacement of
epoxies in printed circuit boards, and manufacturers have identified polynorbornene,
polycyclobutene and polyphenylene oxide as possible candidates, while the fillers could include
barium titanate, strontium titanate, calcium zirconate and titanium dioxide. Miniaturisation and
thin-walling mean that less plastic is required (and therefore less additive) but a premium has to
be placed on good flow properties, which is an opportunity to promote process aids and multirole modifiers.
Glass-reinforced PBT has become popular for electromechanical parts and for minifans in
computers and connectors, whereas flexible circuits are more often manufactured using
polyesters and polyimides for the substrates, with the latter predominating in the USA.
There is a rising demand for conductive or electrostatic discharge (ESD) compounds in the
electronics industry for packaging and handling purposes and for use in semiconductors and
disc drives. New flexible plastic displays will be produced in large numbers to show video
images.
Major changes in production technology in the electronics industry will impact the plastics and
additives industries. Sony has announced that it will cut the number of parts used in its
consumer electronics products by up to 90%, while Toshiba is reducing them by 20%. These
moves are likely to be copied by other manufacturers. Samsung has announced a phase-out of
brominated flame retardants, phthalates, organotin and PVC from its products.
Sales in the wire and cable industry have been poor in recent years. Western European demand
scarcely reached one million tonnes in 2002, with an estimated value of 18 billion euros.
According to AMI, the polymers used vary from country to country, with the majority (62%)
being still PVC, but polyethylene had increased its share to 31% by 2002 and polyethylene as a
whole may soon become the most-used polymer, with crosslinked varieties especially popular.
The consumption of polyethylene in wire and cable in the US was about 334,000 tonnes, of
which PVC accounted for 255,000 tonnes in 2003, according to BCC. Power cables used about
two-thirds of the cable insulation and sheathing consumption, and telecommunications about a
quarter.
There is a growing demand for low smoke zero halogen compositions in wire and cable. In
2002, such grades amounted to 15% of all the polyethylene cable compounds used in Western
Europe. Antioxidants and metal deactivators are used to protect the insulation against copper
compounds that can otherwise promote failure in polyolefins. The additives need to withstand
prolonged heat and to resist migration and decomposition.

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Plastics Additives

Additives for wire and cable insulation and sheathing must be compatible with the very high
production throughput rates now used in the cable industry.

3.3.5 Other Markets for Plastics

Space does not allow extensive coverage of all the different markets for plastics. The medical
device market, however, is a growing and lucrative sector and is expected to expand rapidly
because of the ageing of western populations, notably in the USA. Currently, the amount of
plastics used in medical devices and medical packaging together is thought to be around three
million tonnes a year.
Changes in materials for medical devices may follow from the drive to replace PVC, but the
changeover is likely to be slow and may never be complete. Other influences that can bring
about changes in materials for this application sector include changes in sterilisation
technologies, the desire to minimise infection by increased use of disposable products, and the
development of new surgical and diagnostic methods. The incorporation of antimicrobial
additives in medical devices is discussed in Chapter 5.
Some other important markets for plastics include (not in any order of importance): artificial
leather, shoe soles, gloves, tarpaulins, flexible hose and tubing, sports goods, laboratory
equipment, wallcoverings, indoor furniture, garden furniture, horticultural implements,
household appliances, marine applications, trains and toys. Shoe soles alone require about seven
million tonnes of plastics and rubber each year.

3.4 Compounders
Plastics additives are mixed with base polymers by compounders. The formulations can be
designed and implemented by the end users in-house, or by independent or tied compounders.
According to AMI, which has carried out regular studies of the European compounding scene,
there are about 680 thermoplastics compounding sites in Europe, of which 613 are in Western
Europe. There is a tendency towards growth in Eastern and Central Europe and a slight decline
is taking place in the number of plants in Western Europe. Companies currently investing in
Eastern and Central Europe include Clariant, Gabriel Chemie, Lifocolor, Plastika Kritis,
PolyOne, Rhodia and Viba.
More than half of all European thermoplastic compounding output is produced in just three
countries: Germany, the UK and Italy. Europes independent compounders have grown in
importance at the expense of in-house and tied compounders, and they now operate about 540
of the above plants. The three largest are Ravago, A. Schulman and PolyOne, with 30 plants.
Among independents there is a trend towards more work being done by the smaller companies.
More recently a different picture has been reported by AMI specifically relating to PP
compounders, which are heavily involved with automotive products. AMI has found that
integrated compounders that also manufacture PP resin, such as Basell, Borealis and
ExxonMobil, have gained leverage over independent competitors, improving their profitability.
As a result independent compounders have lost market share in the PP sector, which has grown
by three or four percent a year in Europe, but much faster in Eastern Europe.
There has been a decline in recent years in the market share held by PVC and styrenics in
Europe, with an increase in polyolefin and engineering plastics, although overall growth has
been adversely affected by the migration of electronics manufacture to Asia. The biggest PVC
compound market is still building and construction, and four of the five biggest PVC
compounders are also PVC polymer producers.

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Plastics Additives

Compounders in North America experienced difficult times between 2000 and 2003, with A
Schulman, PolyOne, Ferro and other leading players closing several plants as the automotive,
domestic appliance and electrical sectors went through a steep decline in business caused by the
difficult global economy. Even when the recovery began, rising, raw materials costs were a
problem and sales of HDPE, the styrene polymers and PVC to compounders all remained
disappointing, but PP and the polyamides were more promising. Demand in the US for
thermoplastic resin for use by independent compounders has been predicted by Freedonia to
increase at almost four percent a year to reach 3.45 M tonnes in 2008, valued at $6.8 billion.
Trends include greater use of TPEs in vehicle parts such as air bags and instrument panels,
increased use of nanocomposites in both appliances and vehicles, and greater use of metallocene
polymers to improve performance while lowering costs.
A large compounding market is developing in Asia, especially China.
Certain small and medium sized compounders, including Alloy Polymers Inc of Richmond, VA.
and Kunststoffwerk Voerde of Germany, have set up the Global Compounders Alliance. The
intention is to gather together the resources of several companies from many countries to
provide speciality toll compounding services to medical device manufacturers, and logistics
services for polymer producers.
Several companies are compounding their formulations in-line instead of using already
compounded pellets. This is especially true of European companies using compositions that
include reinforcing fibres, because a greater fibre length becomes possible.

3.5 Global Economies and their Significance for the Plastics Industry
For many years North America, and to a lesser extent Western Europe and Japan, were the
leading consumers of almost all manufactured goods including plastics and additives. Now
Asia, especially China, is emerging as the dominant region. China is the number-one consumer
of polypropylene, and the number-two consumer of PVC. Its consumption of additives is
already 20% of the global total. It provides by far the largest opportunity in the long term for
automotive sales, and it also has a huge domestic market for construction and for electrical
goods.
North America remains extremely important in the plastics industry and, after a difficult 2003 in
which the GDP grew only 3%, the US economy (including the plastics industry) is growing
reasonably well, aspiring to reach a five or six percent increase between 2003 and 2004.
Processing capacity utilisation is improving. The dollar is falling considerably in value, and this
is expected to cause some problems for European companies. Neither Europe nor Japan
currently has a very strong plastics industry.
Europes poor performance in the plastics processing industry is illustrated by Figure 3.1, which
shows that Germany and Italy, two of the EUs larger economies, have much poorer growth
rates than almost all other regions of the developed and fast-developing world, including Japan,
Russia and Mexico. Germanys plastics processing sales have remained more or less stagnant at
about 41 billion euros. Eastern Europe is doing much better and increasing its per capita
consumption of plastics.
Western, Korean, Japanese and other foreign companies are extremely active in China. A large
number of JVs have been formed over the past ten years to manufacture chemicals and
polymers in China, and Western additive suppliers have production facilities in China. BASF
aims to manufacture 70% of its products destined for the Asia Pacific region within China by
2015. Ciba Speciality Chemicals envisages its new capacity being built mostly in Asia.

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Plastics Additives

Figure 3.1 Plastics processing for automotive and electronic products:

growth predicted for 2004
Source: Global Plastics Economic Data Bank
Chinas currency is widely considered to be unrealistically valued relative to the US dollar, and
there are some concerns about the countrys high rate of growth not being sustainable.
Electricity supply and other infrastructure problems need to be overcome, and certain quality
issues have to be addressed.
The Middle East has become a major chemicals and polymer producer area. It has insufficient
population to provide high consumption, but sufficient production capacity to generate largescale exports to Europe and Asia. The Middle Easts access to cheap raw materials and energy
has largely destroyed Europes position as a polyolefin exporter. Iran has recently
commissioned the worlds largest HDPE production plant from Mitsui Engineering.
Many Western observers believe that the potential of India, the ninth-largest plastics consumer
in the world (and expected to become number three by 2010), has been overlooked. It has a
democratic government; its urban population has highly developed technical skills and
widespread familiarity with English, and there is progressive deregulation. Its GDP was
growing at seven percent a year in 2003.
Nevertheless much of India is still rural and average per capita consumption of plastics is
currently only 3.3 kg/y, compared with about 7 in China and 38 in the USA, so high growth
rates are possible. According to a KPMG survey in 2002, Indias problems include high costs,
lack of infrastructure in some rural areas, and a few instances of poor quality.

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Plastics Additives

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Plastics Additives

4 Technology
4.1 Antiblocking Agents
Antiblocking agents are used in the packaging film industry to stop film from sticking to itself
during processing, when in use, or during storage on rolls or shipped in cartons. Elevated
temperature, pressure, and processing time all increase the tendency to blocking. This is
potentially expensive because poor behaviour on processing lines can lead to costly
interruptions in production, together with static build-up. The affected film may be destined for
the manufacture of supermarket bags, rubbish sacks and bags for industrial merchandise, freezer
food, garments etc.
The majority of antiblocking agents are used in LLDPE and PP because of the very high
volumes produced. There is also a demand for them in flexible PVC, and to a lesser extent in
hard films like PET.
The mode of action of particulate mineral antiblocking agents is illustrated in Figure 4.1. The
force resisting the sliding of two contacting film surfaces over each other is much greater when
the surfaces are smooth (and therefore in intimate contact over a wide area) than when they are
rough. The role of antiblocking agents is to roughen the film surfaces slightly, which is achieved
by the additive particles protruding out of the film surface, so that the surfaces are in contact
with each other at fewer points.
The preferred particle size for antiblocking agents is closely related to film thickness, e.g., the
mean particle size for antiblocks in LLDPE is roughly 12% of the film thickness. Particle size
distributions are usually deliberately narrow, because a few larger particles can cause problems,
including haze. Some commercial products have bimodal particle size distributions, or they
could contain two antiblocking constituents with different mean sizes.
The amount of surface roughness can be assessed by atomic force microscopy. More
traditionally, the effectiveness of a new antiblocking agent can be quantified by mechanical
testing methods such as ASTM-D3354.

Figure 4.1 Principle of antiblocking agents: the particles protrude beyond the film surface,
reducing the effective contact area between adjacent film layers
After E.M. Abdel-Bary, Ed., Handbook of Plastic Films, 2003, Rapra Technology Ltd.
The choice of antiblocking additive depends on the polymer, the desired film quality, and
whether there is a pigment. Several inorganic substances are used, including synthetic
amorphous precipitated silica, diatomaceous earths, nepheline syenite, calcined clay, coated
calcium carbonate, magnesium carbonate, magnesium sulphate, mica, talc and various zeolites.
Calcium carbonate particles are approximately spherical, but silica ones are irregular; mica
forms sheets; and talc is plate-like.
Crosslinked PMMA is used in food contact films, and silicone antiblocks have been developed
to compete with silica.

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Plastics Additives

The challenge is not just to improve the blocking behaviour but to do so at minimal cost and
without too much adverse effect on the films haze, transparency, yellowness index, gloss,
mechanical properties and antiscratch resistance. The merits of the different materials are
frequently argued by suppliers. One manufacturer has presented evidence suggesting that
calcium carbonate has limited antiblock effectiveness and adversely affects haze and strength, in
contrast to talc and diatomaceous earth. Another has reported that silica inorganic antiblocking
agents did not affect the crystallisation process in any of six LLDPEs, whereas talc did.
Stabilisers and other additives can become adsorbed on silica and certain other antiblock
minerals, which reduces the durability of the film unless the loss of active stabiliser is
compensated by a higher dose level.
Antiblocks are available in the form of masterbatches. The additive must be very well dispersed
in the carrier polymer to avoid having localised regions where sticking could occur.

4.1.1 Film Haze and Clarity

Haze is the percentage of transmitted light that deviates by more than 2.5 degrees as a result of
forward scattering by the film. Some polymers have much more inherent haze than others, and it
is usual for haze to increase further with increasing film crystallinity. It is then further increased
by the addition of antiblock, although there can be a level off at high concentrations.
Concentrations of antiblocking agent are usually in the range 0.1 to 0.6 parts per hundred (1000
to 6000 ppm) and blocking can become worse at higher loadings, as well as adversely affecting
the tear strength, tensile strength and ultimate elongation. A dose level of 4000 ppm of various
types of diatomaceous earth antiblocking agent was reported to increase the haze in 1.5-mil
thick LDPE film by between 6 and 30%, although the blocking force was more than halved.
Haze increases can be moderated by using additives with a very small particle size and a
refractive index closely matched to that of the polymer. Surface defects should also be
minimised.
Film clarity is more or less inversely related to haze. It is the percentage of transmitted light that
deviates by less than 0.1% as a result of forward scattering.
Another approach to antiblocking involves the incorporation of a HDPE polymer and a slip
additive into LLDPE films. The HDPE polymer is specially chosen to contain large crystals,
which protrude from the film surface, trapping the air and preventing it from being squeezed out
from between the two layers of LLDPE film. The outcome is antiblocking without loss of
clarity or gloss. Other advantages claimed for this method are easier extrusion, less wear on
screws and barrels, and improved mechanical properties.

4.1.2 Slip Agents

Slip agents are used in conjunction with antiblocking agents to reduce the coefficient of friction.
They are designed to be miscible with the molten polymer, but to separate out as the polymer
crystallises, forming a very thin surface layer. It is possible for some of this surface film of
antislip agent to be lost by transfer to metal rollers during processing.
Slip agents often consist of amide waxes with about 22 carbon atoms, containing a cis-double
bond to prevent them from crystallising. Erucamide, oleamide, stearamide and ethylene bisstearamide are preferred. They do not usually perform very well as antiblocking agents,
although a few substances can perform both roles.

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4.2 Biocides
4.2.1 Why Biocides Are Used in Plastics
There are two main uses of biocides or antimicrobial agents in commercial plastics. The
traditional use has been to protect the polymer or its additives from attack by microorganisms.
More recently, a second use has found favour: namely, their use in plastics materials that may or
may not be vulnerable to microorganisms, in order to protect the user against the accumulation
of undesirable bacteria or similar organisms on plastic surfaces that are meant to be hygienic, in
kitchens, bathrooms, hospitals etc.
Bacteria, mildew, fungi and algae are commonly encountered by plastics products during
service. Fortunately, few synthetic polymers are attacked by them. The cellulosics, the polyester
urethanes, the, caprolactone polyesters and the polysulfides are susceptible, and the ester group
in polyesters may be cleaved.
Even with resistant polymers, the surfaces of products can be contaminated by microorganisms
if they become roughened or pitted, and they then remain moist for long periods. Also, they
become discoloured if constituent additives are vulnerable. Other symptoms include black or
pink staining, odour, and changes in electrical or mechanical properties. Affected plastics
products attract and retain dirt more than unaffected ones.
Several additives are susceptible to microorganisms, notably certain PVC plasticisers, especially
the epoxy oils and esters, polyesters and sebacates. Most aryl plasticisers are more resistant than
their alkyl equivalents. Natural fillers such as starch and wood flour are also attacked, although
if the particles are fully encapsulated by resin they will have considerable protection. This is
important for wood-plastics composites, currently being promoted as potential substitutes for
wood, MDF and even UPVC. It is possible for microorganisms to attack certain lubricants such
as polyethylene waxes and pigments.
The conditions under which microorganisms grow best are summarised in Table 4.1.
Table 4.1 Growth requirements of microorganisms (in addition to water)
Condition
Bacteria
Moulds, yeasts (fungi)
Algae
Light
Not necessary
Not necessary
Necessary
Ideal pH
Slightly alkaline, 8
Slightly acid, 6
Neutral, 7
20-35
15-30
Ideal temperature 25-40
(oC)
Nutrients
C, H, N
C, H, N
Carbon dioxide
Trace elements
Yes
Yes
Yes
Oxygen
Oxygen gas or sulphate, Yes, oxygen gas
Yes, oxygen gas
nitrate or similar anion
Courtesy of Elsevier Ltd.
Applications where the product itself needs to be protected against microorganisms include
flexible PVC products such as shower curtains, bathmats, roofing membranes, flooring, pond
liners, marine upholstery, and certain types of footwear.
The biocide must migrate to the surface to interact effectively with the threatening species. The
ease of migration is affected by the temperature, the nature of the polymer (especially its
crystallinity) and other additives in the formulation, some of which may interact chemically or
slow down the migration by physical means. The microorganism sticks to the surface of the
product more tenaciously if the article has a rough surface, or the surface tension is low.

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Plastics Additives

Certain additives not classified as biocides can promote resistance to microorganisms, even
though they may be intended for some other purpose unconnected with microbial activity, but
their dose level may be insufficient for complete protection.
Biocides vary in their potency and in the type of organism they are most effective against. Some
kill all the microorganisms they are targeted at, while others simply inhibit growth. Standard
tests such as ISO 16869, ISO 846 and ASTM G21 can be used to assess the effectiveness of a
fungicidal additive, and JIS Z 2801 is a bacteriostatic test. The ASTM E1428 procedure is for
pink stains. Soil burial tests are used for products that will be in prolonged service underground.

4.2.2 Applications of Antimicrobials in Microorganism-Resistant Products

A different use for antimicrobials is in polymers that are inherently resistant to microorganisms
and do not contain susceptible additives, but are frequently used in hygiene-conscious
environments like hospitals, bathrooms and kitchens. There has been a rapid increase in the use
of antimicrobial additives in the last four years to protect or reassure the user, rather than the
product. Typical applications include kitchen surfaces and chopping boards, toothbrushes,
rubbish cans, air filters, mattresses, and the ceilings, wallcoverings and floors of canteens and
hospitals. Certain medical devices may also have biocidal protection.
Concern has been expressed about whether microorganisms could become resistant as a result
of increased usage of antimicrobials, but it has been pointed out that they are different from
antibiotics, because their attack on microorganisms is carried out by multiple mechanisms, and
the development of resistance would therefore need more than one mutation. Moreover if the
concentration of biocidal agent used in an inanimate material is higher than the minimum
inhibitory concentration by a sufficiently large factor, any small decrease in susceptibility would
be of little relevance.

4.2.3 Active Ingredients of Antimicrobial Additives

Many of the active ingredients of biocides have been used in cosmetics for many years and so
there is plenty of knowledge about their effects. Nevertheless the large scale handling of these
substances during the production of antimicrobial masterbatches and compounds requires
specialist experience.
Some antimicrobial ingredients are vulnerable to UV radiation when subject to prolonged
outdoor exposure.
The most widely used active ingredient for PVC is OBPA, based on 10, 10
oxybisphenoxarsine. Until recently it had a 50% market share but usage of arsenic compounds
is becoming less popular. Other important biocides include OIT (2-n-octyl-4-isothiazolin-3one), 2, 4, 4-trichloro-2-hydroxy-diphenyl ether, zinc pyrithione, N-butyl-1,2benzisothiazolin-3-one and N-(trichloromethylthio)phthalimide. Triclosan, supplied by
Microban, is 2,4,4, trichloro 2 hydroxydiphenylether.
Numerous halogen and zinc compounds are available, such as Folpet (N-trichloromethylthio),
phthalimide, 2,4,4-trichloro-2-hydroxy diphenyl ether, zinc borate and zinc pyrithione. The
last-mentioned is a broad-spectrum biocide that can be used instead of OBPA in many
applications.
Sodium propionate is said to inhibit mould growth in packaged bread.
Some of the above compounds are skin sensitisers, and one or two (notably OIT) are
deactivated by reducing agents. Triclosan is unstable when exposed to UV radiation, but it is
rather resistant to extraction.

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Plastics Additives

The above organic based biocides vary considerably in their water solubility. OIT has a high
water solubility, which gives advantages as an effective fungicide, but increases the tendency to
leaching in wet conditions. The dichloro derivative has much reduced water solubility.
Silver-based compounds are increasingly being used as biocides. Silver acts by reacting with the
sites at which microorganisms would otherwise bond and reproduce. It does not have corrosive
properties and does not contribute to the build-up of bacterial resistance to antibiotics.
Silver antimicrobials are usually zeolites but some contain zinc or copper besides silver. Others
are ceramics, from which silver ions are gradually released in the presence of moisture or
another metallic ion. The release rate can be controlled to match the lifetime of the end product.
Silver chloride deposited on titanium dioxide is being marketed.

4.2.4 Test Methods

A biocide cannot be advertised as having certain effects unless these claims have been
supported by testing. Various standard and non-standard test methods can be used to evaluate
how effective a specific biocide is at protecting materials and users. They include agar plate
tests, direct contamination of a test specimen and in-service tests, such as soil burial. Different
test methods may be preferred for different biocide types. ISO 846, ISO 16869, ASTM G-21
and G-22, ASTM E-1428, DIN 53793, JIS Z 2911, NF-X41-514 and EMPA 223/23 are some of
the standards used. Articles discussing the available tests in an introductory fashion are
available in the books of papers presented at recent Rapra Addcon World conferences
(www.polymer-books.com).
The minimum inhibitory concentration (MIC) of the biocides used in plastics varies
enormously. OBPA has a low MIC value for most of the common organisms, but OIT requires
much less biocide than OBPA for some species, and much more for others.

4.3 Antioxidants
4.3.1 The Need for Polymers to be Protected Against Oxidation
Most synthetic polymers are fairly stable for long periods provided that they are (a) not heated
and (b) kept away from light. But they can be attacked very slowly by oxygen, and the process
of oxidation is accelerated by either heat or light. The topics of antioxidants and light stabilisers
are related and tend to overlap, although in practice the additives are usually classified under
different headings.
The conditions for oxidative degradation can exist even before the plastic product is used,
during normal polymer processing, when temperatures can reach 300 oC. Fortunately the
processing time at high temperatures is usually short and exposure to oxygen at this stage is
limited, but protection is nevertheless advisable to guard against discoloration.
Opportunities for oxidation also arise in long-term storage, outdoor weathering, exposure to
heat and air, or recycling. Heat, ozone, oxides of nitrogen and sulphur, and certain metal ions
accelerate the process. Polyolefins are susceptible, and their usefulness would be severely
restricted without protective additives.
Thin films are oxidised more quickly than thick ones because oxygen diffuses more rapidly into
most of the film.
The tendency of polyolefins to undergo oxidative degradation decreases in the order PP >>
LDPE >> HDPE. The polyamides, polyurethanes, the saturated polyesters (PET, PBT), certain
other engineering thermoplastics and many rubbers are also susceptible to various extents.

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Plastics Additives

PVC is a special case because it rapidly loses hydrogen chloride on heating, leaving unsaturated
carbon-carbon double bond sequences (polyenes) that are sites of instability. As a result PVC
always needs a heat stabiliser.

4.3.2 Free Radicals

The mechanical shearing forces experienced during processing in extruders and mixing
machinery are capable of breaking the polymer chain molecules, so that each molecule forms
two highly reactive free radicals.
Free radicals are reactive because they can be regarded as deficient. The deficiency arises
because they have only a single electron where two electrons would normally be required.
Polymers often contain hydroperoxides, which can give rise to free radicals even in the absence
of the shearing forces mentioned above.
In inert atmospheres, two free radicals often simply recombine, although other less desirable
reactions involving other similar polymer molecules can also take place, such as crosslinking.
If oxygen is present, as it often is, the free radicals tend to react with it, forming lightsusceptible groups that become sites of vulnerability.
Free radicals are usually highly reactive. Their participation in chain reactions destroys them,
but they tend to be regenerated again and continue to promote degradation. One of the functions
of antioxidants is either to remove them, or to replace them by much more stable free radicals.
The relative speed and likelihood of the various competing reactions are crucial.
The consequences of polymer oxidation are loss of gloss, discoloration, loss of transparency,
chalking, cracking or embrittlement, along with deterioration in various physical properties.
Oxidation is countered by about 0.05 to 0.25% of antioxidants. They are not always completely
successful, but they usually enable acceptable product lifetimes to be achieved. With many
additives, the molar concentration is more important than the dose by weight.
Antioxidants should not themselves cause discoloration, staining etc. (the discoloration question
is a significant problem) and they must be more or less permanent, i.e., they should remain in
the polymer during its lifetime without being lost too quickly by processes such as
volatilisation, migration to the surface, or extraction by water or other solvents. They must be
hydrolysis-resistant.
The need to minimise loss from migration or volatilisation has led to the development of
moderately high molecular weight antioxidants. Too high a molecular weight could lead to
compatibility problems. High molecular weight antioxidants are used in demanding applications
such as under-bonnet automotive components, but care must be taken to ensure uniform
dispersion in the polymer, because dispersion can be more difficult than with low molecular
weight ones.

4.3.3 Primary and Secondary Antioxidants

The term primary antioxidant is used to denote those additives that suppress oxidation over the
lifetime of the product, whereas the main function of secondary antioxidants is to protect the
polymer for the much shorter period when they are being processed. Nevertheless secondary
antioxidants do have a lesser function during service life, as mentioned below. Primary
antioxidants are also called chain-breaking antioxidants because they break the chain of events
that lead to oxidation.

28

Plastics Additives

Primary antioxidants for plastics are often hindered phenols. Hindered amines are used in
rubbers, where the discoloration they sometimes cause is less of a concern than it is with
plastics. (Even the hindered phenolics can cause discoloration in certain circumstances, unless
combined with phosphites, which are discussed further below.)
The molecular structures of hindered phenols are often complex. They typically contain one
tertiary butyl group and one methyl, or two tertiary butyl, groups in positions 2 and 6 of the
benzene ring. Examples of commercial hindered phenol antioxidants include:

2-6 di-tert-butyl 4-methylphenol, otherwise known as butylated hydroxy toluene (BHT), a

long-established and well-known standard example

Stearyl 3, 5 di-tert-butyl-4-hydroxyhydrocinnamate

2, 2 methylene-bis (4-methyl 6-tert-butyl phenol)

2, 3 methylene bis (6-tert-butyl 4 methylphenol)

alpha-tocopherol (the active form of Vitamin E).

Some phenolic compounds act as metal deactivators, preventing degradation from being
accelerated by the copper carboxylates that tend to form at the interface between coppercontaining alloys and polyolefins in wire and cable insulation. Oxalyl bis (benzylidene
hydrazide) is also used in polyolefins contacting copper or brass.
Secondary antioxidants work by preventing the formation of free radicals. Some of them will
decompose hydroperoxides by a safe reaction before they get the chance to generate free
radicals. Hydroperoxide decomposers fall into two categories; some act by a catalytic
mechanism. These include the sulfur-containing acids that are formed by the oxidation of
thiodipropionate esters or metal dialkyldithiocarbamates. The last-mentioned, if they contain a
transition metal, are also ultraviolet light absorbers. An alternative type of hydroperoxide
decomposer acts by a stoichiometric mechanism, namely the phosphite esters.
Phosphites can react with ROOH to give alcohols and phosphates, avoiding the decomposition
of the hydroperoxide to free radicals. They include the tristearyl, diphenyl or tri-isodecyl
phosphite, and di-isodecyl pentaerythritol diphosphite. Besides phosphites, sulphur compounds
can be used, such as thioesters, thioethers, thiodipropionates (including the dilauryl and
distearyl thiodipropionates) and the metal dithiolates, e.g., iron dithiocarbamate.
Some secondary antioxidants combine sulfur and phosphorus in the same molecule, for example
trilauryl trithiophosphite.
Certain sulfur compounds also convert hydroperoxides to alcohols, while undergoing oxidation
to form sulfoxides. The sulfoxides can oxidise further to form acidic catalysts that are capable
of promoting further hydroperoxide decomposition.
Some secondary antioxidants, such as nickel dimethyl dithiophosphate and nickel
dimethyldithiocarbamate, can act as photoantioxidants, countering the effect of light-absorbing
impurities.
Typical packages for protecting polyolefins against oxygen and heat during processing and
service life may contain three ingredients: a primary antioxidant such as a hindered phenol, a
phosphite as secondary antioxidant and an acid scavenger, such as a stearate or hydrotalcite to
react with any traces of acid that may have formed from catalyst residues.

29

Plastics Additives

4.3.4 Acceptor and Donor Types of Antioxidant

Two recognised subcategories of primary antioxidant are the donor type (such as hindered
phenols) and the acceptor type (such as quinones). The donor type converts the reactive
hydroperoxide ROO radicals to ROOH, typically by donating a hydrogen atom, and although
this also leads to a new free radical, consisting of the antioxidant molecule minus the donated
hydrogen atom, this is not a problem because the antioxidant is carefully chosen so that the
newly formed radical it generates is a stable one that will not assist chain propagation.
Another type of primary antioxidant is the acceptor type of chain-breaker. It may itself be a
stable free radical, i.e., such an unreactive one that it does not interact with hydrocarbon
polymers. Fortunately, it does react fairly easily with other free radicals, forming harmless nonradical products.
New stabilisers for polypropylene have recently been designed that contain more than one type
of stabilising group. One category consists of a phosphite stabiliser containing a hindered amine
and a free hydroxyl group. In another approach, two stabiliser molecules were linked together
by reaction with isophorone di-isocyanate. In one example, the stabilisers that were combined in
this way included both a phenolic compound and a hindered amine. The compounds tried
showed good thermo-oxidative protection, especially when they contained two hindered amine
groups in the same molecule, linked by isophorone di-isocyanate. Combinations of hindered
amines and phenolic compounds were also effective. Some combinations were able to protect
0.1 mm thick PP films from thermo-oxidative degradation for more than 14,000 hours at 110 oC,
with additive levels of 0.2 wt%.

4.4 Antistatic Agents

4.4.1 Introduction
Plastics are mostly electrical insulators. The development of a static charge on two plastic film
surfaces during their mutual contact occurs by the transfer of electrons from one film surface to
the other during rubbing or rapid separation. It is an undesirable consequence of insufficient
conductivity, especially in polymers with a very low tendency to absorb moisture, and static
discharges can reach several thousand volts per centimetre. This leads to:
(i)

sparking, bringing the risk of fire or explosion

(ii)

difficulties with high speed packaging machinery

(iii)

blocking or sticking of film surfaces

(iv)

pigment swirling or streaking in rotational moulding, caused by friction between the

powdered mix and the mould

(v)

dust accumulation and loss of film transparency

(vi)

risk of damage to electronic components or devices, caused by high voltages.

Products especially affected by static include packaging film, automotive fuel tanks and lines,
electronic device housings and associated furniture and flooring, videocassettes, domestic
appliances, televisions and mobile phones, conveyor belts and chemical process equipment, or
any materials used in the vicinity of flammable atmospheres.
The cellulosics have little need of antistatic protection because they absorb moisture more than
polyethylene, polypropylene and (to a lesser extent) PET. Polystyrene is difficult to protect
effectively against static.

30

Plastics Additives

Antistatic agents are incorporated in plastics to prevent or reduce the build-up of static charges
on the surface of a product. They must be able to stand the processing temperatures used and
not interact negatively with other additives (some cationic and anionic antistats interfere with
PVC heat stabilisers). They must also satisfy food contact regulations, and not adversely affect
performance in other ways.
Organic polymers with no electrically significant additives usually have surface resistivity
values higher than 1014 ohms/square, whereas the resistivities of static dissipative materials
generally lie between 106 and 1012 ohm/square. Much lower surface resistivities (103 to 105
ohm/square) enable a material to be called electrostatically conductive, and they can be
achieved by incorporating carbon black or carbon fibres, although the concentration of carbon
used may have to be kept within narrow limits for various reasons. Even lower resistivities of
the order of 50 ohm/square are required for electromagnetic shielding.
Volume resistivities of static dissipative materials are usually between 105 and 1010 ohm-cm,
with lower values implying conductive behaviour.
The time for a static charge to decay is measured to rate the effectiveness of static dissipation
additives. One way is to measure the time required for a voltage of 1000 V to decay to 100 V. It
should take less than two seconds, and preferably less than one.
A US test measures the time for the induced charge produced by 5000 volts DC to disappear on
grounding. Electronic packaging requires 99% dissipation in less than two seconds at 12%
relative humidity, whereas fire protection standards stipulate 90% discharge in less than half a
second at 50% RH.

4.4.2 Blooming Antistatic Agents

Certain partially compatible substances such as glyceryl monostearate (GMS), ethoxylated
amines or alkyl sulfonates bloom to the surface of the plastic article and bond to moisture
attracted from the atmosphere, providing a conducting pathway. The migration depends on the
degree of compatibility. Migration is also accelerated by high temperature and by slip agents
such as erucamide, but decreased by absorbent fillers and pigments. The time required for
migration will also depend on the molecular weight of the antistatic agent, the crystallinity of
the resin and the prevailing relative humidity.
Blooming antistatic additives fall into four categories: (i) non-ionic, (ii) anionic, (iii) cationic,
and (iv) amphoteric.
Nonionic antistatic agents include GMS, the ethoxylated alcohols (widely used in plasticised
PVC) and the diethanolamides (used in electronic packaging). GMS needs to be present at about
the 1% level in polyolefins and it is approved for food packaging film, but its antistatic action
does not last long in thin walled products, because it has poor compatibility with polyolefins
and migrates too quickly. To prolong the antistatic action, GMS can be combined with a second,
long-acting additive such as an ethoxylated amine. The diethanolamides are not always
approved for food contact.
Anionic antistatic agents include the sodium alkyl sulfonates, e.g., RO(SO2)ONa, the
sulphonamides, e.g., C12H25--SO2NH2 (where is a benzene ring) and the sodium alkyl
phosphates, e.g., (RO)2PONa, where R is a long hydrocarbon chain such as stearate.
Alkyl sulfonates are used at the 2 to 3% level in styrene polymers, unless good clarity must be
maintained, in which case ethoxylated amines can be used. Alkyl sulfonates are also employed
in rigid PVC, whereas flexible PVC uses high (2 to 6%) levels of ethoxylated amines and fatty
acid esters such as GMS.

31

Plastics Additives

Cationic antistatic agents are exemplified by quaternary ammonium salts, e.g., R (NR2)+CH2Clwhere R is a long alkyl chain and R is a small alkyl or aromatic group. They are used in PVC
but not generally for food contact.
Amphoteric antistatic agents include the alkylbetaines. Modest thermal stability usually limits
their use.
The effectiveness of blooming antistatic agents is dependent on the relative humidity, and its
effects are neither permanent nor necessarily immediate. If they migrate too quickly, they are
unlikely to remain effective for long perhaps a few hours. If migration is too slow, it could
take weeks before they can provide protection. Mixtures of fast and slow types can be used to
overcome this.

4.4.3 Compatibility
If the polymer is a hydrocarbon, then an antistatic agent of appropriate compatibility is likely to
contain a hydrocarbon-compatible group such as an alkyl group, and also a polar group. When
the antistat migrates to the surface, the compatible groups are usually buried in the polymer and
the polar groups are oriented outwards beyond the surface, as shown in Figure 4.2. To form a
conducting layer on the surface, the incompatible group must attract a thin layer of moisture
from the atmosphere. The polar groups may also attract and complex with ionic surface
contaminants, such as those in dust.

Figure 4.2 The chemistry of a tertiary fatty amine and its quaternary ammonium salt
(trilaurylammonium stearate) blooming to the surface to attract conductive atmospheric
moisture, creating a surface ESD effect while the underlying polymer remains insulating
in nature
Source: S. Monte, Paper 25, Proc. Seventh Annual Conference, Addcon World, Berlin,
Germany, October 2001, Rapra Technology Ltd., reprinted with permission
GMS behaves anomalously. In polypropylene it forms a surface film, with its polar groups
(stearate) oriented within the polymer, and its non-polar groups (glyceryl) oriented away from
the surface, the opposite of the usual trend. It is fast-acting but its antistatic effect dies away,
typically after a few weeks. On the other hand ethoxylated amines can be slow to achieve their
antistatic effect in low-density polyethylene.
Incidentally, commercial GMS is not necessarily all strictly monostearate, and samples may
contain distearate and tristearate impurities.

32

Plastics Additives

Possible side effects of antistatic agents include alteration of optical clarity, thermal stability
and adhesion. The latter can cause problems with printability. Certain antistatic agents fall into
categories that are not permitted to be discharged into wastewater. Others can have a corrosive
action.

4.4.4 Carbon Black and Similar Fillers

If the disadvantages of blooming antistatic agents are too great, another approach is to add
carbon black. This produces a black article. A large quantity of carbon black also spoils the
mechanical properties, especially the strength and tensile elongation, while a smaller quantity
will not be adequate unless the carbon forms a percolating conducting network throughout the
polymer. Provided that the black colour can be tolerated and the right concentration window can
be established, there are incidental benefits, such as improved weathering performance. Carbon
fibres, too, can lower the strength. The addition of 15% of graphite fibres reduces the Izod
impact strength of polycarbonate by two-thirds.
Stainless steel fibres can also impart electromagnetic shielding performance. Between 4 and 7%
w/w is usually required. Other conducting materials such as metal dusts and metal-coated
microspheres, barium or potassium titanate, titanium dioxide and metal-doped silica can reduce
the resistivity without the black colour.

4.4.5 Permanent Antistatic Agents

New non-blooming types of antistatic agent have recently been developed to overcome the
deficiencies of the approaches described above. They are generally classified as permanent
antistatic agents because their effect persists, unlike the blooming type, and they do not involve
the use of carbon or metallic fillers.
Permanent antistats do not depend on the relative humidity and they do not lose their
effectiveness in a short time. One type is exemplified by the use of polyether-polyamide block
copolymers combined with an intrinsically conducting substance, and another class consists of
neoalkoxytitanates or zirconates. These compounds form non-blooming, bipolar layers,
producing a surface and volume electron-transfer circuit, which produces a permanent antistatic
effect. They are independent of atmospheric moisture and compatible with a wide range of
polymers, including polyolefins, polyesters, polystyrene and PVC. Inherently conducting
polymer additives such as sulfonated polyanilines are also used. They are discussed further in
Chapter 5.
Metallocene additives like cobalt (methyl cyclopentadienyl)2 work in polyolefins by providing a
low-energy transfer of electrons between their adjacent aromatic layers, but they have not been
widely used so far because of practical disadvantages, including inadequate heat stability.

Table 4.2 suggests some antistatic dose levels for blooming antistatic agents.
4.5 Blowing (or Foaming) Agents
4.5.1 Introduction
Blowing agents (foaming agents) are used to generate gas bubbles in a liquid polymer or
compound, at approximately the same time as the polymer is made to solidify, whether because
of a chemical reaction or by cooling.
The use of foamed plastics instead of solid is growing because foamed products have a very low
density compared with the original, use less polymer for a given volume, and offer improved
insulation characteristics. Foams can contain fillers, including wood flour, or reinforcing fibres.

33

Plastics Additives

Table 4.2 Dose levels using blooming antistatic agents

Polymer
Antistatic agent
Dose level phr
LDPE, LLDPE
Ethoxylated amines
0.05-0.15
Fatty acid esters
1-2
Lauryl diethanolamide
0.1-0.25
HDPE
Ethoxylated amines
0.1-0.2
Fatty acid esters
1-2
0.1-0.3
PP
Ethoxylated amines
1-2
Fatty acid esters
0.2-0.5
Lauryl diethanolamide
0.25-0.5
GMS
UPVC
Alkane sulfonates
0.2-0.5
Flexible PVC
Alkane sulfonates
0.5-1.5
PS
Fatty acid esters
0.5-2.0
Ethoxylated amines
0.5-1.0
Alkane sulfonate
1.5-2.5
ABS
Ethoxylated amines
0.5-1.0
Alkane sulfonates
1-2
Fatty acid esters
1-2
Foam production is compatible with injection and compression moulding, extrusion,
thermoforming, rotational and blow moulding, and with the spread coating of PVC.
A wide variety of polymers can be foamed, including the polyurethanes, polyisocyanurates,
PVC, polystyrene, ABS, polycarbonate, PET, PBT, polyamides, PPO, EVA and the polyolefins.
Other additives required for the foaming process besides blowing agents may include foam
nucleating agents, stabilisers, surfactants, plasticisers, colourants, flame retardants and
particulate fillers.
There are two main types of blowing agent, chemical (a chemical reaction produces the gas) and
physical (the blowing agent vaporises). The choice of blowing agent depends on several
technical and economic factors. It is not enough to produce a foam of sorts; the chosen blowing
agent should give the right cell structure.

4.5.2 Chemical Blowing Agents (CBA)

Chemical blowing agents generate a gas, typically nitrogen, water, carbon monoxide or carbon
dioxide, by a chemical reaction that can be either exothermic (i.e., heat is generated chemically
and given out by the system, resulting in a rise in temperature) or endothermic (heat is absorbed
by the system).
Ammonia can be formed with certain blowing agents, but this can have disadvantages, as it
leads to the degradation of polycarbonate. The temperature at which the gases are generated
must be consistent with the processing temperature window for the polymer used. The
decomposition reaction must not be autocatalytic, otherwise it accelerates, causing overheating.
The blowing agent must be compatible enough not to separate out from the polymer.
More than half of all commercial CBAs are used with PVC, but they can be employed with
polyolefins, polystyrene, PET and rubber. They are sold as powders, with or without a coating,
and in the form of pastes, dispersions or masterbatches. Commercial grades often contain
several ingredients in addition to the active constituents listed below, in order to satisfy complex
requirements.

34

Plastics Additives

Azodicarbonamide (AZC) is by far the most widely used CBA. It can foam PVC, including
plasticised PVC, as well as the polyolefins, the styrenics, polyamides, PPO and some
thermoplastic elastomers. AZC decomposes exothermically at around 210 oC to give nitrogen
gas, along with other degradation products such as urea, cyanuric acid and cyamelide as solid
by-products. Another possible residue is semicarbazide, traces of which have been found in
foamed gaskets made of PVC blown with azodicarbonamide (see Chapter 7).
Since loadings range from 0.05% to 20% by weight, the amount of these residual substances can
be significant.
Carbon monoxide and isocyanuric acid may also be formed, and if the decomposition
temperature is high enough, ammonia may be detectable.
A second chemical known as a kicker can be added to lower the decomposition temperature of
a chemical blowing agent. In the case of AZC, the decomposition temperature can be lowered
by anything up to 60 oC. A large number of substances can act as kickers, including urea, the
zinc-based PVC heat stabilisers, polyols, organic acids and bases. Inhibitors delay the action of
the kicker, allowing fine tuning of the process.
Sodium bicarbonate, with or without citric acid, is a blowing agent that decomposes
endothermically at 150-230 oC. It is suitable for polystyrene, ABS, polyamides, the polyolefins
and rigid PVC, but not plasticised PVC. The gases evolved include carbon dioxide and water, so
there can be a rust problem with metal moulds. The type of foam obtained with sodium
bicarbonate usually has a coarse structure, although tests with different manufacturers products,
all using bicarbonate/citric acid as the active ingredient, show considerable differences in cell
and foam density.
It has been suggested that sodium bicarbonate could be used in conjunction with sodium
borohydride, which decomposes exothermically in the presence of water and a catalyst. This
compound is claimed to offer short cycle times and good surface appearance. Zinc carbonate is
also used.
The hydrazine derivative 4, 4-oxy-bis(benzenesulphonylhydrazide) or OBSH decomposes
exothermically at 150 oC and is used in making foamed wire and cable insulation.
Para-toluene sulfonyl semicarbazide (TSSC) is stable up to about 230 oC, when it begins to give
off nitrogen and water. (In practice decomposition may begin earlier, depending on the
influence of the rest of the mix.) TSSC is used in styrenics, polyolefins, rigid PVC and
polyamides. Tetrazoles such as 5-phenyl tetrazole, which generates nitrogen, and low cost
nitroso-compounds such as dinitrosopentamethylene tetramine are also used.
Chemical blowing agents decomposing at high temperatures (260-270 oC) have been developed
in recent years. They are targeted at polymers like PET that require a high processing
temperature. New CBAs are being developed to offer improved control over cell sizes.
The time taken for a chemical blowing agent to decompose and release gas depends both on the
temperature and particle size. Fine grades evolve their gas more quickly.

4.5.3 Physical Blowing Agents

Physical blowing agents produce foam by vaporising, without a chemical reaction.
Chlorofluorocarbons (CFCs) such as difluorochloromethane and trichlorofluoromethane
dominated the physical blowing agent market for years, particularly for making rigid
polyurethane foam. Decisions were taken in the early 1990s under the internationally agreed
Montreal Protocol to withdraw them because of their environmental effects and to replace them,

35

Plastics Additives

first with HCFCs (hydrochlorofluorocarbons) and, after a transitional period, with more
environmentally friendly substitutes. Less advanced countries have been given more time to
implement the proposals.
The substances used as blowing agents are also used in refrigeration systems and aerosols.
When used to foam plastics, water is often added for various reasons.
The technical considerations in selecting replacement blowing agents include:
(a)

Environmental acceptability.

(b)

Flammability. This can be an important issue with nearby static electricity or welding
operations. There could also be an effect on the flammability of the foam.

(c)

Processing behaviour with a range of polymers and fabrication procedures.

(d)

Foam cell structure, density, dimensional stability, stiffness, strength and insulation
characteristics. The insulation value of a foam is its R factor. It is customary in the US
to compare specimens of various foams by measuring their thermal resistance for one
inch of thickness. R is a measure of insulation performance and is the reciprocal of K,
the thermal conductivity of a one-inch specimen (K factor). There is no simple way of
adjusting R and K factors for different thicknesses, as these properties depend on
specimen thickness.

(e)

Ageing performance: changes in foam properties occur over time because of the slow
diffusion of residual blowing agent and its replacement by air. Knowledge of the
permeability of the blowing agent in the foam is therefore important. Other timedependent properties include thermal insulation retention and mechanical changes
linked to stress relaxation.

Some properties of physical blowing agents are given in Table 4.3. Most of the data in Table 4.3
come from Solvay, Honeywell and DuPont websites, but some has been provided by various
suppliers at Rapra conferences.

4.5.3.1 HFCs
HFCs tend to give foams with good thermal insulation properties. Available HFC blowing
agents include HFC-245fa or 1,1,1,3,3-pentafluoropropane; HFC-134a or 1,1,1,2tetrafluoroethane, and HFC-365mfc or 1,1,1,3,3-pentafluorobutane. The higher the fluorine
content, the higher the price is likely to be, and the lower the compatibility with polyols.
As a general rule, HFCs with less fluorine atoms than hydrogen atoms in the molecule tend to
be flammable, and those with more tend to be less flammable, so 365mfc, having equal
numbers, is borderline. Pure 365mfc has a flash point, but in practice it is difficult to ignite. Its
boiling point is 40 oC, which is relatively high for PU foam use. It is sometimes used as a blend
with a small quantity of another HFC, such as HFC-227, C3HF7, forming a non-flammable
mixture.
HFC-134a is non-flammable, but it has a low boiling point (-26.4 oC) and does not currently
achieve very low foam densities.
HFC-245fa by itself has a low boiling point (15 oC) which means precautions are needed during
processing to overcome frothing and air entrapment, and there are risks of voids forming. It is
also quite expensive. On the other hand it has good environmental properties, has no long-lived
atmospheric breakdown products, gives good thermal insulation foams, and does not require big
changes in processing equipment and procedures. Its nonflammability is a great advantage for
spray foaming, and in many respects the foams it produces have good properties.

36

Plastics Additives

Chemical name
Formula

Table 4.3 Some properties of physical blowing agents

Normal
HFC 365mfc
HFC 245fa
Pentane
1,1,1,3,3 penta1,1,1,3,3 pentaSee above
fluorobutane
fluoropropane
CF3-CH2-CF2C5H12
CF3CH2CHF2
CH3

Molecular weight,
148.09
134.0
72
kg/kmol
o
Boiling point, C
40.2
15.3
36
Density at 20 oC,
1.27
1.32
0.63
kg/dm3 [1]
Thermal
conductivity of
10.6 (20 oC)
12.2 (25 oC)
15 (20 oC)
vapour, mW/mK
Auto ignition
580
N/A
260
temperature, oC
Flash point, oC
-25
N/A
< -40
Water solubility,
o
1.6
Negligible
0.84 at 23 C
g/kg
Flammable?
Yes
No
Yes
Ozone depletion
0
0
0
potential
GWP [2], CO2=1
840
820
11
[1] Liquid
[2] Global warming potential, 100 years, relative to carbon dioxide

Cyclopentane
See above
C5H10
72.0
49.3
0.63
15.0
(25 oC)
361
-37
Negligible
Yes
0
11

4.5.3.2 Hydrocarbons
Despite their flammability, hydrocarbons are widely used, and blends with HFCs are popular.
Europeans began to abandon using HCFCs in the 1990s and learned to use pentane wherever
flammability considerations allow. However, the gas thermal conductivity of hydrocarbons is
higher than that of HFC-245fa, which means that the K factor of the foam will also be higher,
assuming similar concentrations of blowing agent.
One problem with hydrocarbons, particularly non-cyclic pentanes, is their compatibility with
certain PU and PIR polymers. The use of compatibilisers has been proposed.
Blends of two or more blowing agents, e.g., cyclopentane with isopentane, isobutane or HFC245fa can be tuned to provide an optimum balance of properties.
At subambient temperatures droplets of blowing agents tend to condense inside the foam cells,
leading to a loss of thermal insulation. A small quantity of water or another blowing agent can
be mixed with the primary blowing agent to lower its partial pressure.
When rigid polyurethane and PIR foam construction panels are made using alkanes, they may
require additional flame retardants to maintain the same fire performance characteristics.
Chlorinated aliphatic hydrocarbons can have a beneficial effect on foam flammability and can
also serve as minor components of blowing agent mixtures, provided that they are permitted
substances.
The flammability of roofing foam blown with pentanes may have to be kept low by the use of
flame retardant additives such as chlorinated phosphates.

37

Plastics Additives

Other additives besides blowing agents can be added to foams, to alter the solubility of the gas
in the polymer, promote emulsification, promote dispersion of the gas in the polymer or control
gas bubble size.
Water and permanent gases (carbon dioxide or nitrogen) are widely used to foam plastics, but
since they are not conventional additives, they are not discussed in this report.

4.6 Clarifying and Nucleating Agents

Some thermoplastic polymers crystallise on cooling (polyamides, polyesters, polyolefins)
whereas others do not (most ordinary forms of polystyrene, PMMA). Crystallisation takes place
during cooling in the mould, with the formation of microscopic-ordered regions called
spherulites. Clarifiers improve the optical properties of plastics by eliminating the very large
spherulites that scatter light. They do this by initiating many more spherulites than normal, and
under these conditions they tend to have diameters smaller than the wavelength of light.
Clarifiers are therefore also nucleating agents, but not all nucleating agents can be called
clarifying agents, because the change in crystallisation behaviour with some nucleating agents
may not produce clear plastic products, although it will have other benefits.
Clarifiers usually have some compatibility with the polymer. Some have sufficiently low
melting points to melt in the polymer and form a network of nucleation sites, whereas others
remain solid, providing a more limited number of sites.
Examples of clarifiers include a number of sorbitol derivatives such as bis (3, 4 dimethyl
benzylidene) sorbitol diacetal, and aluminium hydroxy bis (4-tert-butyl) benzoate.
The polypropylene industry is the main user of clarifying additives. Unclarified PP products
tend to be hazy, whereas optical clarity is in great demand for containers and other packaging
products. PVC, PET and polycarbonate can provide better visual appearance than unmodified
polypropylene.
The clarity achieved with these clarifiers in PP does not quite match that of PET. Incidental
benefits include easier processing, although sometimes a change in crystallisation behaviour can
introduce undesirable internal stresses and distortion.
Nucleating agents also alter the crystallisation process by starting nucleation at several sites.
The benefits are better mechanical properties and shorter cycle times resulting from more rapid
solidification. Nucleating agents can complement the role of impact modifiers, increasing
impact strength by eliminating very large spherulites.
For a long time inorganic salts like sodium benzoate and minerals like talc and kaolin have been
used as nucleating agents. They remain immiscible with the polymer throughout the process and
do not melt. Other substances used as nucleating agents in polypropylene include certain
pigments, minerals, benzophenone and diacetal, the lithium, sodium and potassium benzoates,
thymine, boron nitride, sodium salts of copolymers of ethylene and acrylic/methacrylic acids,
and the sodium salts of organophosphates.
The other additives in the formulation need to be considered because of possible interactions.
Benzoates react with stearic acid, reducing their effectiveness.
Besides PP, a number of other semicrystalline polymers can be modified by the addition of a
nucleating or clarifying agent, including PET and the polyamides (both the 6 and the 6-6 types).
HDPE is a very fast crystallising polymer and clarifying agents are not very effective, but
LLDPE containing a small quantity of a second monomer such as one-octene can be clarified
with dibenzylidene sorbitol compounds.

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Plastics Additives

Early clarifying and nucleating agents sometimes resulted in difficult ejection from the mould,
or gave rise to organoleptic problems. The suppliers have addressed these issues in recent years.
The term nucleating agent is used in a different sense in the context of foam manufacture, where
talc and other nucleating agents are used to promote bubble formation and control cell structure.

4.7 Compatibilisers
Blends constitute about a third of all the worlds polymer consumption. They offer a good
balance of technical properties; or the motive may be economic, as when a cheap commodity
polymer is added to a more expensive engineering polymer to reduce costs. Incorporating an
impact modifier in a brittle polymer also creates a blend. Finally, recycled post-consumer waste
often consists of a blend of one polymer contaminated and weakened by another.
Some pairs of polymers are readily miscible in an extruder, but others are incompatible and they
form two phases, one being dispersed in another. The mechanical properties of an incompatible
mix are poor because of the weak interfaces between the two phases.
The term compatibiliser refers to an additive used to improve the miscibility and properties of a
polymer blend. It is sometimes more specifically used to mean an additive used to promote
adhesion between a polymer and an inorganic surface such as a mineral, or glass fibres. In this
report, the coupling agents used to promote adhesion between polymer and inorganic additives
are discussed under the heading of Fillers, and this section concentrates almost entirely on the
compatibilisers used to promote the compatibility of two organic polymers.
Compatibilisers are normally copolymers (block or graft, but not random). Block copolymers
have long chain molecules in which a sequence of several identical structural units, PPPPPP, is
followed by a sequence of several different structural units, QQQQQ, all in the same chain; in
the case of graft copolymers, one sequence is a branch attached to the main chain in a T-shaped
structure, and is not part of the trunk. The compatibiliser is usually of a higher molecular weight
than the polymers being mixed.
Whether the copolymer is a block or a graft, one sequence, P, is chosen to be compatible with
polymer A, and the other, Q, with polymer B. The sequence P may even be identical with the
polymer repeat unit A, or not. If polymer A and polymer B are incompatible and are being
mixed, the simplest arrangement would be to use a block copolymer of A and B as
compatibiliser, but this is not the only possibility.
Triblock polymers such as PPPPPPQQQQQTT RRRRRR are sometimes used too, but they
are not necessarily more effective than diblock types. Core-shell copolymers such as glycidyl
methacrylate-ethylene-vinyl acetate, containing both polar and nonpolar units, have been used
to compatibilise and toughen blends of two brittle polymers.
Compatibilisers often use molecular entanglements to link two dissimilar polymers. The
compatibilised blends differ from natural mixtures of miscible polymers, because the original
separate polymers continue to exist in very small, localised regions of one polymer or the other,
typically a few microns across.
Compatibilisers can act like solid surfactants, reducing the interfacial tension coefficient,
reducing the size of the particles of one polymer dispersed in the other, often improving their
dispersion. Other functions of compatibilisers are to stabilise the morphology, and to improve
the adhesion between the constituents.
More than one compatibiliser may be required to achieve success in all these respects. Both
physical and reactive chemical mechanisms may be involved. It is not always desirable to

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Plastics Additives

maximise the compatibility of a blend, because a certain degree of incompatibility,

inhomogeneity and interfacial weakness improves the impact strength.
Functionalisation, or compatibilisation by chemical reaction techniques, usually involves
mixing one of the polymers, say A, with a small quantity of chemically modified
(functionalised) polymer A, or a chemically modified polymer compatible with A. The chemical
modification introduces maleic, methacrylate or similar groups, chosen to react chemically with,
or at least promote, compatibility with B.
Polypropylene is normally functionalised by reacting it with maleic anhydride. The production
of maleated PP can be achieved by mixing maleic anhydride with polypropylene in a single
screw extruder at 225 to 240 oC and adding a peroxide. A small quantity of the maleated PP thus
produced is then mixed with ordinary PP and finally with the second polymer. The polymer mix
possesses improved compatibility with a wide range of polar substrates, by reaction with the
functional groups on other polymers, such as NH2, epoxy, hydroxyl or silane groups. It becomes
compatible with glass and cellulose fibres, polyurethanes, polyamides, ethylene-vinyl alcohol,
polycarbonate, epoxy polymers, PET and PBT.
Other polymers that do not lend themselves to treatment with maleic anhydride can be
epoxidised with glycidyl methacrylate to enable them to react with NH2, carboxyl, hydroxyl,
anhydride or mercaptan groups. Further reagents used with PP include carboxylic acids, silanes
and PMMA. Functionalisation does not necessarily proceed very far the number of functional
groups introduced to each PP molecule may be low and it may change the behaviour of the
polymer in some ways.
Polyamide 6 can be toughened more effectively by blending it with maleated MABS
(methacrylate-acrylonitrile-butadiene-styrene copolymer) than with ordinary MABS.
It has been assumed so far that the blends needing to be compatibilised have only two
constituents, but there has been a trend in recent years towards aiming at more complex alloys,
with a consequent increase in the number of different interfaces between them. A fourcomponent mixture has six different types of interface, all of which must be strong enough to
resist crack initiation. More than one compatibiliser may be advisable.
Other technical considerations besides simply identifying the right compatibiliser include
deciding the best methods of incorporating it, judging the amount needed, and deciding its
optimum molecular weight. Compatibilisers tend to be expensive, and there is a market for
cheaper alternatives.

4.8 Fillers (Including Nanofillers)

4.8.1 Why Fillers Are Added To Plastics
Particulate fillers such as calcium carbonate, carbon black, silica, talc, sawdust, woodflour, slate
dust and chopped cotton were originally used in the early plastics as cost-cutting additives,
because their cost by weight was lower than that of polymers. One filler manufacturer has
recently published figures suggesting that the addition of 20% of calcium carbonate to a
polyolefin polymer can reduce the polymer cost on a weight basis by about 5.7%. The
assumption was that the filler costs just over a quarter as much (per tonne) as the polymer.
However, apart from calcium carbonate, the reduction in cost obtainable by adding a filler is
small or nonexistent. This is because when making an article of fixed volume, the weight of
material required increases (fillers are nearly always denser than polymers). There is also a cost
associated with compounding the filler into the polymer. Fillers increase the mix viscosity
considerably, sometimes requiring different mixing procedures. Introducing a filler can give rise

40

Plastics Additives

to adhesion problems, and it is sometimes advisable to surface-treat the particles with expensive
silanes or with aids to dispersion.
Although cost reduction remains a motivation, fillers are increasingly used to improve the
performance of polymers, such as their rigidity, creep resistance and hardness. Certain fillers
have specialist roles, improving key properties like heat dissipation, sound deadening, electrical
conductivity, dielectric or magnetic properties. Fillers also enable a polymer to be more
versatile, because properties can be tailored to a number of requirements. Fillers can be used to
adjust polymer density because, although the great majority have a high specific gravity, hollow
microspheres are very light.
All the physical and mechanical properties are altered at the same time when a filler is added,
and the extent of the change depends on particle size and geometry. Chemical resistance may be
affected (calcium carbonate is attacked by mineral acids) and weathering behaviour can alter.
Some fillers perform valuable specialist functions and some are discussed in other sections of
this report. One example is aluminium trihydroxide (ATH), discussed under the heading of
Flame Retardants and Smoke Suppressants, rather than Fillers. Carbon black has several roles,
improving polymer conductivity, electrostatic dissipation and UV stabilisation. Antimony
trioxide is a flame retardant synergist.

4.8.2 Physical Properties of Fillers

Key filler characteristics include density, particle shape, size and size distribution, surface
chemistry, oil absorption capacity, hardness, and refractive index. Oil absorption is frequently
measured in a few fillers such as carbon black. It is usual to measure the uptake of dibutyl
phthalate under standard conditions; this gives some information about the surface of the
particles.
Hard fillers with Moh hardness values above 4 and particularly above 5.5 are abrasive to
machinery, dies and mould surfaces.
Table 4.4 lists a few very nominal property values. The numbers should be considered only as a
rough guide, because most fillers are available in many different crystalline or amorphous
varieties, and the differences in composition between one grade of mineral filler and another can
be considerable, depending on the mining source.

4.8.3 Effects of Fillers on Polymer Properties

Several equations claim to predict the properties of filled plastics, especially Youngs modulus.
The subject has been extensively studied. In practice the effects of a given amount of a given
filler on polymer properties will depend on the fillers physical and mechanical properties, its
chemical composition, particle shape and size, size distribution, specific surface area, surface
chemistry, interparticle spacing and extent of agglomeration.
Fillers with high aspect ratios (length : diameter ratio) are better at reinforcing a polymer than
chunky particles with a roughly spherical shape. High aspect ratio fillers will normally produce
a significant increase in modulus, heat distortion temperature and creep resistance.
Particle shape is often expressed in terms of whether the particles are roughly spherical, platelike or needle-like. Particles tend to come in three varieties: elongated, spherical, and plate like.
Wollastonite particles are elongated almost to the shape of fibres, with a high aspect ratio that
enables them to reinforce the polymer, improving its mechanical properties and replacing more
expensive glass.

41

Plastics Additives

Talc, mica and kaolin particles are plate-like, so aspect ratio in this case means the ratio of one
of the two larger dimensions to the smallest one. Several common fillers have chunky particles,
with all three dimensions similar (e.g., calcium carbonate), so their reinforcing ability is lower
than that of wollastonite.
High aspect ratio fillers include wollastonite and talc, and mica, a lamellar or plate-like filler,
also has a modest reinforcing effect.
The disadvantage of lamellar or plate-like fillers like talc is a reduction in tensile and impact
strength and in elongation at break. The reduction in strength and elongation is not as marked in
PP (Figure 4.3 shows the tensile strength changes) as in epoxy resin (the elongation change is
shown for an epoxy in Figure 4.4).

Figure 4.3 Percentage retention of polypropylene properties on adding magnesium

hydroxide
Source: J. Innes and A. Innes, Plastics Additives and Compounding, 2002, 4, 4, 23
Figure 4.4 shows that the reduction in elongation at break is most striking when a small quantity
of filler is added; further additions do not have such a drastic effect. The situation can be partly
restored by adding impact modifiers, and special coatings applied to the filler particles can be
beneficial.

Figure 4.4 Percentage retention of tensile elongation on adding uncoated ATH to epoxy
Source: R. Wainwright, Ph.D. Thesis, Kingston University, UK, 1991

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Plastics Additives

If there is a preferred orientation to filler particles with a fibre- or needle-like shape, the filled
polymer will be anisotropic, i.e., the physical and mechanical properties will depend on the
direction of measurement. This can have important consequences in articles with thin sections.
Fine particles increase the mix viscosity more than coarse ones, and they have a less damaging
effect on strength.
Spherical particles have a beneficial effect on modulus. The addition of 40% by weight of
untreated calcium carbonate to PP homopolymer film increases the flexural modulus by around
30 to 40%, depending on the grade of filler used and its particle size. The effect on the impact
strength depends on the polymer used.
Besides mechanical properties, fillers change the optical and electrical properties, chemical and
weathering resistance, flammability and density of polymers. In particular, most fillers destroy
optical translucency, unless their refractive index (see Table 4.4) is the same as that of the
polymer. Close agreement between the fibre and the polymer refractive index is required for
translucency. Feldspar has a refractive index very similar to that of several polymers and so
filled, translucent products can be obtained, but it is abrasive to processing equipment.
Table 4.4 Physical properties of inorganic fillers used in plastics (Note: minerals have
several forms and varieties, and the properties vary)
Thermal
Moh
Refractive
Density
conductivity
Filler
Type
3
hardness
index
(g/cm )
(W/mK)
Aluminium
Flame
2.42
3
1.57-1.59
0.08
trihydroxide
retardant
Barium sulphate
Barytes
4.47
3-4
1.64
2.6
Calcium carbonate
Limestone
2.71
2.5-3.5
1.60
1.1
Calcium magnesium
Dolomite
2.90
3.5
1.50-1.68
2.7
carbonate
Calcium sulphate
Gypsum *
2.32
2
1.52-1.53
2.1
Feldspar (nepheline Nepheline
2.60
6-6.5
1.53
2.5
syenite)
syenite
Solid E1.55 (EGlass
2.50
6
0.7
glass beads
glass)
3-5, 2.5Kaolin
Calcined
2.5-2.7
1.57-1.62
2.1
3.0, 4-8
Magnesium
Magnesite
3.0-3.2
3.5-4.5
1.51-1.70
2.2
carbonate
Mica
Muscovite
2.7-3.1
2 .5-4
1.55-1.57
0.3-0.8
Mica
Phlogopite
2.7-3.1
2.5-3.0
1.57-1.60
0.4
Silica
Quartz
2.64
7
1.54
1.3
Silica
Diatomite
2.10
5.5-6 **
1.42-1.48
0.07
Silica
Fumed
2.2
6.5-7.0
1.46
0.015
Talc
Montana
2.7-2.8
1-2
1.57
2.1
High aspect
Wollastonite
2.9
4.5
1.63
2.5
ratio
* Calcium sulphate dehydrate
** This hardness value has been reported for calcined diatomite
Calcium and magnesium carbonates and wollastonite are all attacked by dilute mineral acids so,
when used as fillers, they reduce the acid resistance of the product. Carbon black increases the
electrical conductivity, although rather high loadings are needed. Wood flour increases the

43

Plastics Additives

moisture uptake of polymers, although the wood filled polymers are far superior to wood itself
in resisting moisture.

4.8.4 Commercially Important Fillers

Calcium carbonate is easily the most important filler, judged by the volume of sales, with the
dominant ground form taking 55% of all filler sales in the plastics industry. It is followed a very
long way behind by talc (assuming we classify short glass fibres as reinforcements rather than
fillers) and by the flame retardant, aluminium trihydroxide. The remainder are used in very
much smaller quantities, including carbon black, wood flour, kaolin, antimony trioxide, silica,
barium sulphate, feldspar, wollastonite and mica.
There is a growing interest in promoting low priced materials that are readily available as byproducts of industrial or agricultural processes. They include fly-ash, ground rubber scrap,
waste newsprint, woodflour and rice husk ash. However, the problems of achieving adequate
adhesion to the polymer have often been neglected and the cost advantages can disappear when
steps are taken to optimise properties. Wood flour has achieved growing success at high dose
levels in North America.
There are also synthetic fillers such as hollow, solid and expandable microspheres made of glass
or polymer (several are available in coated or metalled form).
Only a few fillers will be considered here individually. Others are discussed under the heading
of flame retardants or antistatic agents.

4.8.4.1 Calcium Carbonate CaCO3

Calcium carbonate is readily available in all continents and its use in the plastics industry is
much greater than that of any other filler. (Quantities used are discussed in Chapter 6.)
Important sources of calcium carbonate include limestone, chalk and marble. Ground chalk is
sometimes called whiting.
The reasons for the popularity of calcium carbonate in plastics are its ready availability and low
cost, together with its favourable particle shape which does not increase the polymer viscosity
excessively, nor lower the strength and impact resistance by too much.
The majority of calcium carbonate used in plastics is produced by grinding rocks to form
particles. The purity of calcium carbonate is often low because of contamination with metallic
ions, many of which introduce unwanted colour. Chalk can then appear cream coloured, and
marble and limestone are both frequently contaminated by iron and other transition metals,
whereas pure marble should be white. The removal of the impurities is not usually worthwhile,
so they are a hindrance to the wider usage of calcium carbonate in plastics.
There is a limited demand for much finer, more expensive grades of calcium carbonate, such as
those derived from aragonite by precipitation. Precipitated grades are purer than ground ones,
having considerably lower amounts of magnesium and other elements. They are brighter, whiter
and finer than the ground types and, instead of lowering the toughness of the polymer, they can
increase it by acting as an impact modifier. Improved grinding methods now enable fine
particle-size grades to be achieved without precipitation.
Calcium carbonate is often stearate-coated to improve dispersion in the polymer.
Premium grades of calcium carbonate command a high price. They include ultrawhite grades,
which can be subdivided into subgrades with specified particle size distributions, very fine
calcites and surface-coated grades.

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Plastics Additives

About 65% of the calcium carbonate filler in plastics (including some precipitated grades) is
used in PVC, where it promotes fusion and meets the requirements of important end-products at
moderate cost. A further 20% is used in unsaturated polyester thermosets, and much of the rest
is targeted at polypropylene and polyethylene, although almost all thermoplastics and
thermosetting polymers use it to some extent as a filler. End products include cable sheathing,
window profiles, flooring, footwear, automotive parts, garden furniture, film and sheet, roof
sheeting, shower booths, bathroom sinks, pipe and conduits.
Several products have special requirements such as a certain particle-size distribution, trace
metal impurity level, or whiteness.
Like all fillers, calcium carbonate has side effects. In addition to rendering a product vulnerable
to mineral acids, it is said to reduce the UV resistance of PP, but it can improve flame
retardancy. Fine grades can raise the impact strength, and calcium carbonate can also be used to
replace part of the titanium dioxide in white formulations, as well as helping to stabilise PVC by
scavenging the hydrogen chloride produced on degradation.

4.8.4.2 Carbon
Carbon black is much more widely used in the rubber industry, which accounts for 93% of its
sales, than in plastics. Special grades have nevertheless found a number of niche applications in
the plastics industry, as a way to increase the electrical conductivity of plastics and promote
electrostatic dissipation, as a black pigment, and as a way of improving weathering ability.
Carbon can be used simply to make a product opaque, although this needs only half a percent of
carbon based on polymer weight, compared with about 3% for UV stabilisation. The UVprotective role of carbon black involves shielding the plastic surface from radiation, converting
the incident energy to heat and preventing free radicals from producing degradation.
Carbon grades differ in particle size, structure, surface chemistry and purity. Unless the reason
for using carbon is high quality pigmentation, a coarse grade is usually used in plastics.
However, a fine particle size of 20 nm is preferred for UV protection.
There are several different kinds of carbon black, made by different processes and differing in
the structure of the carbon chains. (The term structure here refers to the arrangement of the
carbon atoms to form branched chains with varying degrees of complexity.) The overwhelming
majority are called furnace blacks, but there are also acetylene blacks, favoured for conductive
applications because they have high purity and are especially low in sulfur, which promotes the
corrosion of electrical contacts. Other types of carbon include channel blacks, lampblack and
special high surface area blacks, also popular for conductive applications. Blacks intended for
food contact applications must be low in polyaromatic hydrocarbons.
With regard to purity, carbon blacks consist of almost 100% pure carbon, with a semigraphitic
structure, but the particle surfaces have oxygen-rich reactive functional groups such as phenolic,
ketone, quinone, lactone, hydroxyl and carboxyl. Their concentration is proportional to the
volatile content, which is a positive factor in UV stabilisation.
Structure has to be taken into account for specialist applications. The complexity of the structure
is the main factor affecting conductivity and it also determines the ease of dispersion of the
filler. The amount of structure is traditionally determined by measuring the oil absorption, or the
amount of dibutyl phthalate or linseed oil that can be absorbed, expressed in cubic centimetres
per 100 grammes. The higher the absorption, the greater the structure, the higher the
conductivity, and the easier the dispersion. Ease of dispersion is also consistent with a low
particle surface area.

45

Plastics Additives

Carbon is the most popular additive for use in conductive and static dissipative compounds.
When it is added to a polymer at a progressively increasing concentration, a point is reached,
known as the percolation threshold, at which the electrical conductivity of the filled polymer
rises sharply. The dose level has to reach this threshold.
Conductive blacks are used in high-voltage cables, electronic packaging, antistatic flooring, EM
shielding, fuel injectors and tanks, and computer assembly stations. Carbon black can be used in
polyethylene and its copolymers to produce positive temperature coefficient (PTC) materials for
use in thermistors and other electrical devices.
The electrical conductivity of polymers can also be increased at higher cost by using carbon
fibres or carbon nanotubes. The tiny tubes can be single-walled or multi-walled, typically with
eight shells consisting of coiled graphite sheets. One company makes multi-walled tubes around
50 microns long, with an inside diameter of about 5 nm and an outer diameter of 10 to 15 nm.
Multi-walled nanotubes can be brittle, with an ultimate elongation of about 1.5%, and can
produce unwanted conductive dust, but single-walled ones form continuous ropes that tend not
to break easily, and they can have an elongation in double figures. Nanotubes do not degrade
the strength of polymers as much as carbon black does.

4.8.4.3 Glass
Glass beads are different from mineral fillers in that they are synthetic and can be produced in a
controlled fashion, with a spherical shape and a uniform particle diameter, and moreover, the
diameter can be specified. They can be silane treated to enhance adhesion to the polymer, and
increase the modulus considerably. Hollow glass microspheres offer attractive reductions in
product weight. Ceramic microspheres are also marketed.

4.8.4.4 Kaolin
Kaolin is a hydrated aluminium silicate of variable composition, derived from clay minerals.
The main constituent is kaolinite, with the formula Al2O3.2SiO2.2H2O, usually accompanied by
a variable amount of feldspar, quartz, mica or similar minerals. The structure consists of
hexagonal sheets, with an aspect ratio of 10. Purification is required before use.
Kaolin is a low cost, naturally occurring, white or pale coloured mineral, very widely used in
the paper industry but also to a lesser extent in plastics for cable insulation, wire coating,
footwear, flooring, pipes, window frames, garden furniture, agricultural film, medical devices
and automotive parts. It is mined in North America, Brazil, the CIS, Europe and Australia.
It has good dielectric properties, electrical resistivity and chemical resistance, and is particularly
favoured in polymers for electrical cable insulation. Grades for wire and cable are normally first
calcined, i.e., strongly heated to remove most of the surface hydroxyl groups. Between 450 and
700 oC kaolin is converted to metakaolin, and at temperatures around 1000 oC it undergoes
further changes to form defect spinel.
Kaolins physical properties (Table 4.4) depend on the calcining temperature as well as on
contamination by minerals. Calcination increases the oil absorption and improves the optical
brightness, opacity and dielectric properties, together with the water absorption and hardness,
but decreases the reinforcing capacity.

46

Plastics Additives

4.8.4.5 Mica KMg (AlSi3O10)(OH)2

Mica is an aluminosilicate mineral, extracted from rocks along with quartz and sometimes
feldspar. The name mica is a simplification as it actually represents a group of about 37
phyllosilicate minerals, although they all have the same characteristic layered structure.
Its advantages in plastics are its ability to reduce warping and shrinkage, its outstanding
dielectric properties, a low thermal expansion coefficient and good weathering performance.
Mica filled plastics can have excellent surface qualities and high heat distortion temperatures
too, combined with high strength and stiffness and good dimensional stability. They are used in
automotive fascias and bumpers. Mica is used in plastics in the USA.
The formula given above may not represent a given sample very well, and the magnesium
content may be replaced in practice by other metal ions, probably iron or aluminium. Grades
with a high degree of replacement by aluminium are called muscovite; this is the commonest
mica mineral used industrially in plastics. It is usually mixed with other minerals such as quartz,
calcite or chlorite. It is almost colourless and therefore particularly acceptable to the plastics
industry, which is sensitive about colour. Phlogopite, the type of mica with a high magnesium
content, has a brown colour. There is also a form called biotite, with high iron and aluminium
contents.
Mica flakes typically measure about 200 nm across. They act as a barrier to the permeation of
gases and liquids. Mica can be surface-treated with silanes, but it is usually used without a
coupling agent. Treatments of mica with waxes or titanium dioxide have also been used, and
metal coatings can impart EM shielding properties. Polyolefins can be chemically
functionalised to promote bonding to the mineral.

4.8.4.6 Talc Mg3Si4O10(OH)2

Talc is an unusually soft mineral that occurs naturally in many parts of the world, but the
composition varies considerably from one place to another. Commercial grades have plate-like
particles that impart reinforcement to polypropylene at low cost. They have a high surface area
and a high aspect ratio that improves the rigidity of plastics. Unlike wollastonite (see later), it is
acid-resistant. It is also relatively cheap.
As with calcium carbonate, the colour of talc is variable, but it can sometimes be white. Its
hydrophobic surface makes it readily compatible with hydrocarbon polymers such as
polypropylene, and it is used to increase the stiffness and heat distortion temperature of
automotive parts, being more effective in this respect than calcium carbonate. Talc lowers the
impact strength of polymers, although the effect can be mitigated to some extent by a stearate
coating. Wax coatings are also used, but silanes do not react with the surface of talc.
Talc is not very widely used in other polymers besides PP, and despite its very widespread
adoption for automotive polypropylene, it does have disadvantages even in that context; besides
lowering impact strength and tensile elongation, it reduces resistance to heat ageing and UV.
One other important use is as an antiblocking agent in packaging film, but the concentration
needed is much lower than when used as a filler. It can also be used as a nucleating agent to
control crystallisation.

4.8.4.7 Wollastonite CaSiO3

Wollastonite is a form of calcium metasilicate. It is usually white, but it can exist in rocks
alongside quartz, calcite, diopside, garnet, or prehnite, and when contaminated by trace
elements it could be grey, brown, cream, yellow or pink. The contaminants can be removed to

47

Plastics Additives

give a bright white filler, but the economics of purification have to be balanced against market
demand.
The plastics industry is wollastonites largest single customer, accounting for well over a third
of all wollastonite consumption. It is valued as a way of reinforcing plastics, improving the
mechanical properties and the thermal and dimensional stability of finished products.
The particles are needle-shaped and fairly hard, with a tendency to abrasiveness. Low and high
aspect ratio grades are available but the plastics industry much prefers grades with high aspect
ratios between 12 and 20.
Wollastonite surfaces react with water and hydrolyse to form calcium hydroxide. The mineral is
attacked by strong mineral acids, especially hydrochloric acid, and by certain organic acids.
Surface treatment can be carried out with silanes, titanates or zircoaluminates.

4.8.5 Surface Treatment of Fillers by Coupling Agents and Wetting Agents

There are two main types of surface treatment for fillers: those that involve chemical bonding
and those that do not. The reasons for using them are different. Chemical bonding treatments are
designed to improve the adhesion between filler and polymer, promoting better mechanical
properties (but not better impact strength). Non-bonding treatments in contrast are designed to
improve the fillers ease of handling and dispersion and, in some cases, to moderate its tendency
to abrade machinery. There is some overlap of benefits: both types of treatment usually improve
the water resistance, and a chemical bonding treatment can sometimes help with dispersion.
Nonbonding treatments consist of coating the particles with long chain fatty acids.
Manufacturers usually use mixtures, for cost reasons. Wetting agents or surfactants can be
adsorbed onto the filler surface, changing its character so that it is more compatible with
hydrophobic polymers and easier to disperse.
Calcium carbonate can be mixed with 0.5 to 1% by weight of stearic acid and subjected to high
shear mixing at high temperatures. The stearic acid is converted to calcium stearate in the
process. The treatment improves the processability, reduces moisture absorption, and improves
the mechanical and electrical properties of the filled polymer.
In chemical bonding, coupling agents are so-called because they have two reactive chemical
groups, one to bond to the filler and one to the polymer. The commonest example is the
organosilanes, which are applied to the surfaces of inorganic fillers and fibres and other
nonpolymeric materials in order to improve their adhesion to polymers. A silane normally
incorporates a highly reactive chemical group such as amine, vinyl, mercapto, methacryloxy,
polysulfide, epoxy or azido, which can bond chemically to the polymer, as well as hydrolysable
groups (alkoxy or halo) that can bond to the hydroxyl groups of the glass surface.
The treatment can be applied to the filler by spraying the coupling agent onto dry filler or by
blending it with the filler and the polymer during compounding. Coating with a coupling agent
adds considerably to the cost, and is carried out on less than four percent by volume of all the
filler used globally, although is almost universally applied to glass fibres.
The existence of a chemical reaction between filler and coupling agent depends not just on the
nature of the coupling agent but also on the filler. Silanes react readily with glass beads, metal
hydroxides, clay, silica, the silicates, wollastonite, mica and various oxides, but not with
calcium carbonate, carbon black or barium sulphate.
The effectiveness of silanes in improving the properties of the filled polymer depends
considerably on the filler. Silica, alumina and glass give very good results. Talc, wollastonite

48

Plastics Additives

and clay are intermediate while, as already implied, calcium carbonate and carbon show little
benefit. Silanes bond well to thermosetting polymers when the right functional groups are
present, but not to polyolefins.
Water molecules are eliminated during silane bonding reactions, and oxane linkages (M-O-Si)
are formed. Since calcium carbonate is not responsive to chemically reactive silanes, stearic
acid treatment has become an important technique, widely used in calcium carbonate filled
PVC, including rigid PVC products, flexible PVC and plastisols.
Organotitanates, aluminates, zirconates and zircoaluminates can also act like silanes as adhesion
promoters. They perform similar functions, but unlike silanes there is no need for water
molecules to be eliminated. These other treatments bond the polymer to the filler surface by a
chemical bond involving proton co-ordination, and they can also be used with fillers that are not
receptive to silanes, such as calcium carbonate, carbon black and barium sulfate, as well as
barium ferrite, magnesium hydroxide, aluminium trihydroxide, titanium dioxide, talc and the
nanoclays.
Specific compounds used include neoalkoxy tridodecylbenzenesulphonyl titanate, bis
(dioctylpyrophosphate) ethylene titanate and neopentyl (diallyl) oxy, tri(dioctyl)phosphato
zirconate.
Titanates are currently used with calcium carbonate to reduce the viscosity of filled
thermosetting polymer systems.
The structure of a titanate can be represented as:
(RO)n --Ti---(O X R Y)4-n
where RO is a hydrolysable group or a substrate reactive group with surface hydroxyl groups or
protons, X is a thermoplastic functional group such as sulfonyl, carboxyl or phosphato, R is
an aliphatic hydrocarbon group such as butyl, octyl, benzyl, naphthenic etc., and Y is a typical
thermoset functional group such as amino, methacrylic or acrylic.
When choosing a coupling agent, the possibility of discoloration or of reaction with other
additives such as stabilisers should be considered. Zirconates have a useful advantage over
titanates in that they do not react with phenolic antioxidants to produce coloured substances.
Fillers can be made to bond to polymers by functionalising the polymer (incorporating
appropriate chemical groups into it) to enable it to react chemically with the filler surface.
Maleic anhydride is a widely used functional unit often incorporated into polypropylene, and to
a lesser extent polyethylene. Alkoxysilyl groups can be incorporated into hydrocarbon polymers
to increase their reactivity.

4.8.6 Nanofillers and Nanocomposites

Conventional mineral filler particles, except for ultrafine grades, usually have diameters of the
order of microns and need to be added in considerable quantities (typically 15 to 40 parts per
hundred by weight of polymer) if they are to achieve the desired property enhancements.
This often results in a deterioration in impact strength and tensile elongation, an increase in
density and a loss of optical properties. The new technology of nanomaterials uses much
smaller, nanosized particles (one nanometre, or nm, = 10-9 m) which, being very small, have
enormously greater surface areas in contact with the polymer, and can achieve improvements in
the properties of polymers at much lower dose rates. Nanocomposites have good barrier
properties, which is attractive to the packaging industry, and they can improve flame retardancy.

49

Plastics Additives

The principles underlying the manufacture of nanofillers are well-established, and there has
been extensive research, but the economics will only become attractive when they can benefit
from larger scale production. This should come about soon.
Nanoparticles have been made using a variety of materials, including mica, graphite, calcium
carbonate, zinc sulphide, metal powders, carbon nanotubes, haematite, alumina, vermiculite and
silica. Two materials have become well-established: silicate clays and carbon nanotubes.
Silicate clays have been particularly widely researched and commercialised. Commercially, the
most widely used type is montmorillonite, with the chemical formula
(AlMg)8(Si4O10)3(OH)10.12H2O. It is found in bentonite clays and in kaolinite deposits.
Early development work on nanocomposites employed polar polymers such as the polyamides
and epoxy resins because they are readily compatible with montmorillonite and similar silicate
nanoclays. However, polypropylene can be compatibilised by reacting it with maleic anhydride,
and nanoclays can be treated to make them compatible with nonpolar polymers.
Nanocomposites can now be made using PET, PVC (including plasticised PVC), EVA, the
unsaturated polyesters and vinyl esters, and the biodegradable polylactides. The improvements
in mechanical properties that can be achieved with as little as 3 to 6% nanofiller are said to be
comparable with those obtained using 25 to 35% of conventional mineral fillers. Adding 3 wt%
modified clay can increase the flexural modulus of an unsaturated polyester by 35%.
Improvements in flame retardancy, including an increase in oxygen index and a reduction in
peak heat release rate are also significant, but they tend to need augmentation with other
additives.
To summarise, improvements attributed to nanofillers include:
(i)

increased heat distortion temperatures, modulus, strength and tensile elongation

(ii)

greater resistance to mechanical abrasion and scratching

(iii)

improved barrier properties towards moisture and oxygen (useful in packaging)

(iv)

better flame retardancy, including large reductions in the heat release rate

(v)

greater resistance to thermal expansion

(vi)

better UV resistance and improved surface gloss

(vii)

the properties of filled plastics can be achieved with polymer transparency retained, if
originally present.

The nanofiller does not destroy the polymers original transparency because the dispersed
particles of filler have smaller dimensions than the wavelength of light, and it does not increase
the density very much because only small quantities are added.

4.8.6.1 Preparation of Nanocomposites

A vast amount of research has been conducted in the past 15 years to develop better ways of
producing nanocomposites. The precise process used is critical both for the final properties and
for the economics.
The technology is still evolving, and the present summary is likely to be overtaken by events. It
assumes that the nanofiller is the widely used silicate, sodium montmorillonite.
Intercalation is said to take place when polymer or monomer molecules are inserted between the
layers of the silicate, previously swollen by a polar solvent, but the layers remain stacked like

50

Plastics Additives

pages in a book. In exfoliation, the silicate layers of the clay are separated completely into
leaves with thicknesses of the order of nanometres, which become dispersed in the polymer
matrix like a conventional filler, but with a vastly greater contact area. Many nanocomposites
contain both types of morphology, and it is said that the amount of exfoliation is reflected in the
permeability towards liquids like methanol, as well as being measurable by X-ray diffraction.
True nanocomposites contain a high proportion of fully exfoliated nanofiller.
There are four main routes to nanocomposites. Two of them are not much used in plastics at the
time of writing and will not be discussed. The other two are (i) the solution or template method,
which involves finding a solvent for both the polymer and the organoclay and using the polymer
as a template for the layer formation and (ii) the sol-gel process.
The most widely used method of manufacturing nanocomposites in the plastics industry at
present uses melt compounding, or melt intercalation. The nanofiller is first chemically treated
to enable it to be compatible with the polymer, and then mixed with the molten polymer in high
shear processing equipment, such as a counter-rotating twin-screw extruder or an internal mixer.
The mixing process increases the exfoliation of the clay. Optimising the exfoliation by correct
mixing and compounding procedures is essential.
The preliminary treatment of the nanofiller to make it compatible is carried out with a substance
having an affinity for both the montmorillonite and the chosen polymer, e.g., cetyl pyridinium
chloride or bromide, hexadecyl trimethylammonium bromide, N-[4-(4-aminophenyl)]phenyl
phthalimide, p-aminobenzoic acid hydrochloride, or a combination of octadecylamine
hydrochloride and stearic acid.
Silane coupling agents such as gamma-methacryloxypropyl trimethoxysilane have also been
tried, by grafting them onto nanosilica particles. Compatibilisation can sometimes be further
enhanced by functionalising the polymer as well, e.g., polypropylene may have to be treated
with maleic anhydride in order to insert it between the layer planes of the clay.
Another important preparation method is in situ polymerisation, which was the first method
used successfully to make nanoclay/polyamide 6 nanocomposites. It involves polymerising the
monomer after it has been intercalated between the swollen silicate layers.
Recent research has addressed tailoring the surfaces of nanoparticles to improve their
interaction with the polymer. This involves the incorporation of surface functional groups that
modify the properties of the nanocomposite. Particle size control has also been attempted. The
manipulation and optimisation of nanofillers is in its infancy.

4.9 Flame Retardants and Smoke Suppressants

4.9.1 Introduction
Most commercial plastics are readily combustible, and some evolve dark smoke on burning.
This smoke is indirectly responsible for most fire fatalities. The cost of fire damage to buildings
and contents has been estimated at up to 30 billion euros/year in Europe.
There are two ways to reduce polymer flammability. A few (mostly thermosetting) polymers
can have their synthesis modified by replacing part of the starting materials with chemically
reactive halogenated analogues.
In most cases, however, and especially with thermoplastics, a different approach is necessary
from an economic standpoint, and this involves the incorporation of additives. This is often
effective in delaying ignition, slowing the flame spread, reducing smoke, or moderating the heat
generation although it does not usually stop burning altogether, especially in the case of

51

Plastics Additives

serious fires. The use of flame retardants has been known to increase smoke generation, and
they often have adverse effects on the chemical resistance or the mechanical properties. Some
flame retardants (FRs) interfere with the action of other additives, especially light stabilisers.
They also increase costs, so there has to be a compelling reason to use them, and legislation is
probably the most important stimulant to flame retardant sales.
The effectiveness of flame retardant additives can be ascertained by a wide variety of methods.
Some are only appropriate for laboratory comparisons between materials, whereas standard fire
tests are designed to give regulatory approval.
None of the tests can be guaranteed to give an accurate representation of what happens in a fire,
because the flammability of plastics formulations is a very complex matter, and factors like
sample size and geometry, proximity of other combustible materials, prevailing temperatures,
wind speed and direction, and the scope for rapid heat dissipation vary with the circumstances.
Test procedures used in recent years include:

the limiting oxygen index (LOI) test which can be carried out in a laboratory on simple strip
specimens at ambient or elevated temperatures

the UL-94 vertical or horizontal burning tests

the European Single Burning Item Test, EN 1182

the German DIN 4102

the French NF P 92-501

the British BS-476 Parts 6 and 7

the ISO 5658-2 flame spread test.

Harmonisation of national test methods has been in process for some time, and well-established
procedures such as BS476 are being replaced by European and ISO ones.
A scientific procedure that has rapidly gained in popularity in recent years is the cone
calorimeter test (ISO 5660) that measures the heat flux and the rate of heat release. It also
analyses the combustion gases and gives an indication of the amount and the toxic nature of the
smoke evolved. The NBS smoke box is another way of measuring smoke emission.
Full-scale fire tests can give more useful information than small-scale tests with tiny specimens.
They can simulate the behaviour of plastics articles such as foam-filled furniture and television
sets in fires. Examples include the Steiner tunnel test, the ISO 9705 room corner test and the
CAL 133 test. Many fire test procedures are specific to a given industry, such as construction or
the railways. In the latter case, the standard of flammability required may depend on whether a
train is to be operated through long tunnels.

4.9.2 Mode of Action

For flame retardants to be effective, they must achieve at least one (and preferably more than
one) of the following targets:
(a)
(b)
(c)
(d)
(e)

52

raise the ignition temperature

slow down the rate of burning
reduce the heat release rate
reduce the spread of flame
reduce smoke generation.

Plastics Additives

Additives that are designed primarily to perform the last of these tasks are called smoke
suppressants rather than flame retardants, although some additives achieve both.
Chemical mechanisms involve interfering with combustion-related chemical reactions. This can
involve stopping them or changing their pathways, or replacing them by endothermic reactions
that lower the temperature, or by reactions that reduce the supply of combustible volatiles,
produce non-volatile gases, stop the chain reactions that promote combustion, encourage char
formation, and/or produce heat shielding (intumescent) layers. Char promotion is a particularly
favoured strategy because char is difficult to ignite and acts as a barrier to the escape of polymer
degradation products, while restricting oxygen access. The mechanism of flame retardancy can
be physical or chemical, and it can operate in either the gas phase or the condensed phase.
Many chemicals have been tried as flame retardants, both in plastics and in the textile industry.
Surprisingly few have proved effective in reducing the flammability of plastics, and they
generally contain one or more of the following constituents:

metal hydroxides, usually aluminium or magnesium

borates
organic compounds of bromine or chlorine
compounds of iron, nitrogen, phosphorus, silicon or tin.

Certain compounds of molybdenum and zinc are smoke suppressants. Molybdenum smoke
suppressants are enhanced by copper compounds, such as cuprous oxide. Antimony compounds
are not themselves FRs but they can increase the effectiveness of halogenated substances.
Special exfoliated graphite can also contribute to flame retardancy. Preferably, FRs should
become active at a temperature just below that at which the polymer decomposes, and should
ideally reduce rather than increase the corrosivity and toxicity of the evolved gases.

4.9.3 Halogenated Flame Retardants

Halogenated FRs are designed to generate HX gas on heating, where X is a halogen, usually
bromine. The HX has an adverse effect on combustion, interfering with the chain reactions
involved in flame spread (see below).
Brominated organic flame retardants are more effective than most other types, including
chlorinated ones, and have found favour in electrical and electronic applications. There are
about 75 brominated FRs in commercial use, including:

tetrabromophthalic anhydride

the bis(dibromo)propyl ether of tetrabromobisphenol A

hexabromocyclododecane

dibromoneopentyl glycol

tribromoneopentyl alcohol

ethane 1, 2 bis (pentabromophenyl)

ethylene bis-(5, 6-dibromo-norbornane-2, 3-dicarboximide)

brominated trimethylphenyl indane

various brominated epoxy oligomer

the polybrominated diphenyl ethers and

brominated polystyrenes.

53

Plastics Additives

Brominated flame retardants have been used extensively for many years in high impact
polystyrene, ABS and similar styrene polymers, especially in housings for televisions,
computers, audio and video equipment. Replacing them by nonhalogen systems has proved
difficult because of inability to match their effectiveness and their freedom from technical
problems. Difficulties have also arisen in finding appropriate replacements for use in PBT
connectors and epoxy printed circuit boards.
Legislation against the use of brominated FRs has been widely publicised, but in reality it has
been restricted to a small number of compounds.
Some brominated FR molecules also contain other chemical elements with known flame
retardant activity, such as phosphorus in tris(tribromo-neopentyl) phosphate and resorcinol
diphenyl phosphate or nitrogen in tris(tribromophenyl) cyanurate.

4.9.4 Mechanism of Action

Halogenated flame retardants work by generating hydrogen halides on heating. They reduce or
eliminate the free radical branching reactions involved in flame propagation:
H + HX - H2 + X
HO + HX - H2O + X
where X = Cl or Br.
Provided that they are used with a synergist, halogenated FRs are effective even at low
concentrations, and therefore have little adverse effect on the physical properties. This is a
major advantage over other systems.
Rigid PVC produces its own HCl on burning, even without a flame retardant, but plasticised
grades may be flammable unless the plasticiser is itself flame retardant. This explains the
popularity of triaryl phosphate plasticisers.
Besides technical effectiveness, halogenated FRs are reasonably competitive on price, although
the brominated versions are more expensive than the chlorine compounds, and not as UVresistant. Halogenated FRs have some disadvantages: they can sometimes act as skin and eye
irritants during processing. Some have the serious disadvantage that they are not melt blendable
in injection moulding. Most but not all halogenated FR formulations burn with a smoky flame,
generating acidic fumes, as indicated in the equations above. This restricts their applications,
particularly in cable insulation.

4.9.5 Antimony Trioxide

Certain compounds of antimony and zinc act as synergists, improving the effectiveness of
halogenated FRs. Antimony trioxide is especially widely used in conjunction with halogenated
FRs, although it is not effective by itself, except in already halogenated polymers such as PVC.
The antimony-halogen synergism is more marked with aromatic FRs than with aliphatic ones.
The mechanism involves the formation of antimony trihalides and oxyhalides, which help to
generate hydrogen halides in the vapour phase. Antimony trioxide also catalyses the removal of
active free radicals (hydrogen, oxygen and hydroxyl) to form water.
The combination of antimony trioxide and halogenated FR makes ignition difficult and reduces
flame spread rates. Antimony trioxide moderates heat generation by diverting the combustion
process into chemical reactions that do not generate heat and preferably absorb it. Antimony
also promotes char formation, which insulates the substrate from the heat, and reduces the

54

Plastics Additives

diffusion of volatiles into the flame. Addition of zinc sulfide as well is thought to further
increase the benefits of antimony in flexible PVC systems.
Antimony oxide has disadvantages. It increases the smoke emitted on combustion, and there are
serious concerns about its effects on health. There have also been very large fluctuations in
price in recent years. These disadvantages have motivated a search for other synergists.

4.9.6 Phosphorus Compounds

Phosphorus compounds are increasingly popular as alternatives to halogenated flame retardants
in electrical products. They include:

red phosphorus

phosphine oxide

triphenyl phosphine oxide

inorganic phosphates

aryl phosphates such as bisphenol A bis (diphenyl phosphate)

ammonium phosphate and polyphosphate

the organophosphates

phosphinates and phosphonates

halophosphates and halophosphonates.

Red phosphorus can be handled by encapsulating it in a thermosetting polymer with a dust

suppressant, but for safety reasons it is usually supplied as a masterbatch for compounding by
conventional means. The raw element is susceptible to ignition by sparks or by overheating,
although it is not spontaneously flammable like the white variety. If exposed to moisture, it
releases toxic phosphine that tends to be converted to phosphate. Light coloured products
cannot currently be achieved with red phosphorus flame retardant additives.
When red phosphorus acts in the solid phase, it is oxidised to polyphosphoric acid, a charformer. In the vapour phase, red phosphorus contributes to flame retardancy by a different
mechanism, generating free radicals such as PO that neutralise the free radicals promoting
combustion.
Several mechanisms are needed to explain the action of the many different phosphorus
compounds used as FRs. Some of these compounds decompose in the condensed phase to form
phosphoric acid or polyphosphoric acid. They can promote charring. Char formation is further
enhanced by cellulosics, polyurethanes, phenolics, epoxy resins and EVA copolymers, and there
are catalysts that promote it. Phenol-formaldehyde polymers can be used as flame retardants
themselves when combined with a more flammable thermosetting polymer to form an
interpenetrating network.

4.9.7 Intumescent Phosphorus Systems

Polyphosphoric acids and ammonium polyphosphate form a surface glassy layer on heating.
The layer is then foamed to increase its thermal insulation, so that the combustible material
becomes separated from the heat source by a heat barrier, which also impedes the supply of
oxygen.
The flame retardant mechanism operates in the solid state. Ammonium polyphosphate
decomposes endothermically on heating to 275 C, liberating polyphosphoric acid and

55

Plastics Additives

ammonia. The former acts as a dehydrating agent (provided that there is something present to
dehydrate) and the latter as a blowing agent. If there is nothing available to dehydrate, a polyol
has to be added. Examples are pentaerythritol, dipentaerythritol and tripentaerythritol. A char is
formed and then foamed by the ammonia, or by melamine phosphate if present, to yield a
carbonaceous heat barrier.
Intumescence in a system of this kind occurs during strong heating in five stages:
(i)

release and decomposition of the ammonium polyphosphate

(ii)

carbonisation of the polyol

(iii)

generation of gas from the melamine or other foaming agent

(iv)

swelling of the mixture as a result of the gas evolution

(v)

crosslinking and solidification, with the formation of the heat shield.

Phosphorus compounds have several advantages. Fairly low concentrations are usually
sufficient, so there is not much adverse effect on the physical properties. They often have good
UV stability and are easy to incorporate in the polymer. They are competitively priced, and
products containing them are usually easy to incinerate safely.
Among the disadvantages, several organophosphorus compounds have boiling points that are
too low for convenient handling. Most aromatic phosphate esters melt at low temperatures, and
this lowers the heat resistance of the products or promotes dripping during a fire by lowering the
polymers melting temperature. Addition of polytetrafluoroethylene stops the unwanted
dripping, but introduces halogens. Alternative antidripping measures are being developed.
Other disadvantages of phosphorus-based FRs include the health hazards of some of the organic
varieties (this affects those involved in processing rather than end users) and their tendency to
release toxic combustion products during a fire. Inorganic phosphorus compounds absorb
moisture, and can suffer from a lack of permanency.

4.9.8 Aluminium Trihydroxide (Alumina Trihydrate, ATH)

Metal hydroxides provide an important alternative to halogenated flame retardants. Aluminium
trihydroxide, sometimes known as alumina trihydrate, is the most widely used of all FRs in
plastics. Magnesium hydroxide is also finding increasing acceptance, and calcium hydroxide is
being marketed as an additive for different reasons.
Aluminium trihydroxide decomposes on heating at about 190 oC to form alumina and water,
according to the equation:
2Al (OH)3 H2O + Al2O3 (endothermic)
The most important mechanism by which ATH moderates combustion is the removal of heat
from the system; the decomposition reaction is endothermic to the extent of 1 kJ/g. It also
produces water vapour which, being nonvolatile, dilutes any flammable gases produced by the
degradation of the polymer. A third contributory mechanism is the formation of alumina, which
adsorbs some of the volatile combustible gases, reducing smoke. Char formation can also
contribute to flame retardancy and smoke suppression.
ATH is only effective as a flame retardant and smoke suppressant when used in large doses
(typically 50 parts per hundred, but sometimes over 100 parts by weight; at least one
manufacturer makes grades that can be used at 400 parts per hundred). It has been used

56

Plastics Additives

successfully with thermosetting acrylics, epoxy and unsaturated polyester polymers, ethylene
copolymers in cable sheathing, PVC, LDPE, EVA and various rubbers, including EPDM. Zinc
borate further increases its effectiveness, and alkyl phosphonates are beneficial.
ATH works well with polar polymers but does not adhere easily to PP, so it needs surface
modification with silanes or titanates. Another approach is to functionalise the PP by grafting an
acrylic monomer onto it. Market acceptability is restricted for three main reasons. First, many
polymers cannot be protected by ATH because they have processing temperatures near to or
above its decomposition temperature. Special high temperature grades of ATH are now
marketed that have lost some of their water of hydration, although this reduces the effectiveness
as a FR to some extent.
Secondly, ATH has an adverse effect on the strength and elongation of polymer formulations
(Figure 4.4) although there is scope for mitigating the damage by special coatings. Thirdly, the
addition of large quantities of ATH increases the mix viscosity, so the melt flow index can
become too low to measure. On the positive side, ATH is an inexpensive, nontoxic additive and
it suppresses smoke as well as burning, acting as a cheap filler as well.

4.9.9 Magnesium Hydroxide

Magnesium hydroxide (MGH) has been known as a flame retardant since 1964, but it has only
been used to a significant extent commercially in the last ten years. It decomposes on heating to
340 oC, releasing water vapour, and can be used in the same way as ATH, at similar high-dose
levels. The mechanism of action again includes fuel dilution, endothermic reaction, char
formation and the production of a magnesium oxide heat shield. Adding a mineral filler like talc
reduces the amount of MGH required.
Although its higher decomposition temperature allows it to be used in high temperature
polymers that are not compatible with ATH, it suffers from being hygroscopic and absorbs
carbon dioxide from the air, forming a surface layer of magnesium carbonate. Some suppliers
have overcome this problem with a stearate coating which can considerably reduce the torque
required during mixing. Martin Marietta Magnesia Specialties has introduced the concept of
coating the individual particles during manufacturing, i.e., before they agglomerate, rather than
coating the already agglomerated particles that have formed by the end of the process. This is
both cheaper and more effective.
As with ATH, high loadings of MGH tend to embrittle polymers. A proprietary coating can
restore the mechanical properties lost by adding the hydroxide. Compatibilisers can improve
adhesion between metal hydroxides and nonpolar polymers. The melt flow index is drastically
reduced by MGH.
The fine crystallographic form in which MGH is most readily available leads to inconveniently
high viscosities. New ways of preparing magnesium hydroxide have been developed to counter
this, although they increase the price. MGH is nevertheless extensively used in cable sheathing
and in polypropylene.

4.9.10 Borates
Borax and boric acid have been used as flame retardants for many years in wood, paper and
polyurethane foams. Zinc borate has been adopted by the plastics industry as an alternative to
antimony trioxide as a synergist over the last 25 years. (It is effective by itself in silicone
rubbers, but its main application in plastics is in combination with other flame retardants.)
When combined with ATH it has beneficial results in polyethylene, EVA, EPDM, the acrylics
and epoxy polymers. Reduced smoke emission can be achieved by using zinc borate to replace

57

Plastics Additives

part or all of the antimony trioxide in certain plasticised PVC formulations, and barium
metaborate can be used in the same way.
There is more than one type of zinc borate. The one most often used in plastics has the formula
2ZnO.3B2O3.3.5H2O. A different variety with the formula 2ZnO.2B2O3.3H2O has been used in
PVC wire and cable insulation, but it starts to dehydrate at 190 oC. An anhydrous zinc borate is
available for use in high-temperature plastics.
The mechanisms of action of zinc borate include:
(i)

endothermic dehydration reaction

(ii)

char formation in halogenated polymers, with boric oxide production

(iii)

char stabilisation in halogenated polymers

(iv)

formation of a heat shield when used in combination with ATH.

Zinc borate can be combined with exfoliated graphite (see later) to reduce smoke evolution in
polyolefins. It has been suggested that zinc borate can affect the behaviour of certain
calcium/zinc heat stabilisers in PVC compositions.
Ammonium pentaborate is used in polyurethane and epoxy coatings.

4.9.11 Nitrogen Compounds

Currently, nitrogen compounds are not very widely used as flame retardants, but some growth is
now expected. The best known is melamine, although benzoguanamine and acetoguanamine are
possible alternatives. Melamine phosphate is used in conjunction with phosphorus compounds
in intumescent compositions. Melamine diborate has been used in epoxy polymers, and
melamine cyanurate in polyamides.
A number of compounds containing both nitrogen and phosphorus are currently being
investigated, such as the reaction product from tri(diethanolaminemethyl) melamine and
orthophosphoric acid.
Besides being used as a component of intumescent systems, melamine is capable of acting as a
relatively cheap flame retardant by virtue of the following mechanisms:
(i)

it sublimes at 350 oC and the process is strongly endothermic (120 kJ/mol)

(ii)

melamine vapour dilutes the flammable vapours

(iii)

when melamine burns, it forms nitrogen

(iv)

melamine can dissociate endothermically in the vapour phase to form cyanamide

(v)

both melamine and cyanamide can decompose to give ammonia, which discourages
combustion.

Melamine has been used in polyolefins and polystyrene. Melamine cyanurate is preferred in
polyamides because it is more thermally stable.

4.9.12 Tin
Interest in tin compounds as flame retardants for plastics has grown over the past 15 years.
More than a dozen substances have been tried with some success, but only three of them,
namely zinc hydroxystannate, zinc stannate and zinc oxide, are currently important. They all
have low toxicity. Zinc stannate is preferred for use in polymers processed at temperatures over

58

Plastics Additives

180 oC. Tin oxide can be used in combination with ATH or MGH in PVC, and zinc
hydroxystannate has been successful in unsaturated polyester polymers.
The main application is as a replacement for antimony trioxide as the synergist in systems
containing halogens. The effectiveness of tin compounds depends on the nature of the halogen
source, the type of polymer and the other additives. They appear to work better with aliphatic
rather than aromatic halogen compounds. Some smoke suppression can be observed, in contrast
to antimony systems.
The mechanism of action of tin compounds is not yet fully understood, but it appears to involve
char formation.

4.9.13 Other Compounds

Iron compounds have been tried as flame retardants, but they have not achieved much
commercial success. Ferrocene was considered as a smoke suppressant for PVC, but there were
several disadvantages, notably that it oxidises to iron oxide, which oxidises any char that forms.
Some work is still continuing in this area.
Exfoliated graphite has been promoted in the last eight or ten years as a new means of achieving
an intumescent layer. It is used in combination with other FRs. When making expanded
graphite, certain chemicals are inserted or intercalated between the layer planes. In one process,
sulphuric acid is used in conjunction with another powerful oxidising agent. Since these
substances are sealed within the graphite lattice, i.e., it is not a mixture in the ordinary sense; the
expandable graphite remains a dry, pouring material, with only minimal acidity. When the
graphite is exposed to heat or flame, the intercalated acid decomposes and generates gas. The
graphite layer planes are stressed by the gas, and the graphite expands to as much as 100 times
its original size. The release of acid fumes is a disadvantage.
A few other substances have been examined as potential flame retardants, notably in Russia.
Polyvinyl alcohol forms highly conjugated aromatic molecules during strong heating; these
substances can form a char. Silicone rubbers are also safe substances with potentially useful
activity as flame retardants, although they can affect the rheology of polymers.
Organopolysiloxanes are said to reduce the flammability of polycarbonate, and silicones have
been used in conjunction with either metal hydroxides or zinc borate.
Nanofillers have already been mentioned. They can improve flame retardancy or else reduce the
amount of conventional flame retardant needed. This is not just a cost question, because high
levels of flame retardant often spoil the mechanical properties.
The benefits of nanofillers as auxiliary flame retardants are not yet fully investigated, but it is
known that they contribute to flame retardancy by a char mechanism, while at the same time
improving the mechanical properties in the same way as a filler, although at much lower dose
levels.

4.10 Heat Stabilisers

4.10.1 Degradation of PVC
Heat stabilisers are needed in PVC because unstabilised PVC polymer degrades when it is
heated, giving off hydrogen chloride gas, whether during fabrication or in service life.
The removal of hydrogen and chlorine atoms from the polymer during heating converts the
polymers chain structure to long sequences of alternating single and double carbon-carbon

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bonds, i.e., polyene structures; this causes yellowing and darkening. Chain breakage and
crosslinking can occur. Heat stabilisers are designed to combat these processes.
Most PVC compounds are made using one-pack additive systems that allow the addition of the
heat stabiliser at the same time as the lubricant, the process aid, an impact modifier and titanium
dioxide or another pigment.
It is important that the formulation used excludes substances that catalyse degradation or
dehydrochlorination reactions. In practice this usually means avoiding Lewis acids (such as zinc
chloride). Hydrogen chloride also acts as a promoter of degradation.
The selection of a heat stabiliser requires consideration of the precise processing operation and
its temperature range, the effect of the stabiliser on melt rheology, its compatibility with the
polymer formulation as a whole, possible plate-out, and its effects on ultimate properties, cost,
and health and safety issues. Several heat stabilisers have been criticised on environmental
grounds.

4.10.2 Mode of Action of Stabilisers

PVC heat stabilisers usually act either by removing hydrogen chloride from the mix as soon as
it forms (because as stated above, HCl is a catalyst for further degradation) or by reacting with
the allylic chloride units formed during PVC degradation. The stabiliser must become linked to
the allylic chlorine atom if it is to be fully effective.
Unfortunately, stabilisers that react with hydrogen chloride tend to form Lewis acids, promoting
further degradation. To guard against this, a secondary stabiliser must be deployed that will
react with the hydrogen chloride, forming a non-catalytic product. Alternatively, a co-stabiliser
may promote the formation of more stable and less damaging Lewis acid derivatives instead.
Polyene formation is not necessarily stopped altogether by a heat stabiliser, but it can be
restricted to short sequences of a few (say five) carbon-carbon bonds, so that the polymer does
not absorb too much light in the visible region of the spectrum, causing colour changes. This
also discourages crosslinking and/or chain scission.
Some important considerations in choosing a PVC stabiliser are: its effectiveness at low
concentrations, its cost, conformity with food contact regulations, compatibility with the
sterilisation procedures used with medical products, and its effect on product transparency and
moisture absorption. In the case of cable insulation, nothing must happen that increases the
electrical conductivity.

4.10.3 Lead Stabilisers

The lead compounds used as heat stabilisers include dibasic lead carbonate and phthalate,
dibasic and neutral lead stearate, tribasic and tetrabasic lead sulphate, dibasic lead phosphate
and phthalate, liquid lead carboxylates and tetrabasic lead fumarate. Lead stearates are added to
other lead compounds because some combinations show a synergistic effect.
Different lead compounds have different merits. Dibasic lead phosphite gives good light
stability in outdoor products, whereas the sulphates and phthalates are used in cable insulation
to minimise conductivity and dielectric property drift. Although widely considered toxic, in
practice the relevant lead compounds are highly insoluble in water, and are difficult to extract
from PVC. This minimises the danger to the end user. Operator exposure to lead powder dusts
during processing is minimised by using pellets or similar non-dust formats. Many lead
compounds are effective at concentrations of around 3 to 3.5 parts per hundred by weight of
polymer, and they are cheaper than the alternatives.

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Lead chloride is formed in the first stages of degradation by the reaction of some of the above
compounds with hydrogen chloride. The convenient insolubility of lead chloride in water means
that lead-stabilised PVC can be used in electrical applications.
Most lead stabilisers have the side effect of making the products opaque, except for the lead
carboxylates. They also react with any sulfur present, producing brown lead sulfide.
Chapter 5 discusses the current usage of lead stabilisers and the implications of their voluntary
phase-out over the next few years.

4.10.4 Mixed Metal Stabilisers (Ba-Zn, Ca-Zn, Ca-Ba-Zn)

A soap is an aliphatic or aromatic carboxylate, such as a stearate, benzoate, oleate, palmitate or
myristate. An appropriate combination of two metal soaps can give rise to very useful PVC
stabiliser systems. One must be chosen from Group IIA of the periodic table (magnesium,
calcium, strontium, or barium) and one from Group IIB (theoretically zinc or cadmium, but in
practice cadmium is no longer used in Europe and most other countries).
Calcium-zinc combinations are the most widely used, although Ba-Zn is also well known. Three
metals (calcium, barium and zinc) are present in some systems. Mixed-metal stabilisers are
normally used at levels of about 1.5 to 4 parts per hundred of PVC by weight, but the dose
depends on the effectiveness required in the application.
Mixed metal systems can be divided into solid and liquid types. Solid ones are calciumzinc
combinations and are used to replace lead. The nature of the metal soap determines whether the
stabiliser is liquid (as with the naphthenate, phenate and benzoate) or solid (stearate, ricinoleate
and laurate). It also determines whether the PVC will be transparent.
Liquid stabilisers are more convenient to disperse in PVC formulations. They are usually either
barium-zinc or calciumzinc with a co-stabiliser, and are used in flexible PVC. They are usually
less prone to plate-out than solid ones, and often give better clarity. Solid grades can be
dissolved conveniently in the liquid phosphite co-stabilisers that are often used in the same
formulation.
Calcium-zinc stabilisers are rated as relatively nontoxic and are favoured for use in medical
plastics, toys and food contact applications. They can be formulated as one-pack systems along
with other additives to minimise handling problems. They normally have a self-lubricating role
as well as a stabilising one.
The mechanism of action of mixed metal stabilisers can be explained by considering the Ba-Zn
carboxylate combination. It is believed to involve three main reactions:

the exchange of carboxylate groups for the labile allylic chlorine atoms in PVC, forming
zinc chloride which, instead of acting as a strong Lewis acid catalyst for degradation; then:

reacts with barium carboxylates to produce barium chloride; the latter then:

reacts with and removes the hydrogen chloride.

The early mixed metal stabilisers were not as effective as the established lead stabilisers unless
used at high-dose levels, which reduced their cost-effectiveness. As a result, some users
switched back to lead. Improved mixed metal systems have since been announced, and are said
to compare well with lead.

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4.10.5 Co-stabilisers
Mixed metal stabiliser efficiency can be improved by adding co-stabilisers. These additives
typically show little or no stabilising effect by themselves, but they increase the effectiveness of
the primary stabiliser. Most, but not all, are organic.
They include polyols (mannitol, sorbitol, glycerol or pentaerythritol), hindered phenol
antioxidants, the dihydropyridines, epoxidised soya bean oil, certain other epoxy compounds
such as isooctyl epoxystearate, the alkyl phosphites (triphenyl phosphite, trisnonylphenyl
phosphite, tristearyl phosphite or a diphosphite), 1, 3-diketones, and the ketocarboxylates.
There are also a few inorganic co-stabilisers such as hydrotalcite, i.e., the mineral
Mg6Al2(OH)16CO3.4H2O, and certain sodium aluminosilicates (zeolites). Nitrogenous
compounds such as phenylurea, N,N-diphenylthiourea, and 2-phenylindole can also have a
stabilising role.
Other stabilisers besides the mixed metal soap types can be assisted by using a co-stabiliser.
The co-stabiliser does not just promote stabilisation. In a number of cases it modifies the
properties of the formulation, allowing it to be tailored to a specific application. Some can
impart specific benefits; epoxy compounds prevent formulations containing zinc from turning
black in zinc burning. They may also bring disadvantages, such as increased plate-out or
higher water absorption.
Although co-stabilisers generally have no beneficial stabilising role when used alone, some of
them require only tiny, catalytic amounts of a Group II metal (e.g., zinc), in order to act as
stabilisers. The diketones are effective when used in combination with a zinc carboxylate, and
substituted uracils have some stabilising power, even without zinc.
Several wholly organic stabiliser systems have been developed. They can utilise a number of
different compounds. One organic type is based on the aminocrotonates, of which one example
is thioethylene glycol aminocrotonate. A few of these compounds are approved for food
packaging, but their effectiveness is only moderate unless they are augmented by an epoxy
plasticiser or a mixed metal soap combination. Other effective organic compounds include 2benzimidazoyl--phenylpropenylidine-acetonitrile and the p-chloro-N-phenylphthalimides.
Some users employ these additives in conjunction with mixed metal stearates, lead carbonate, or
dibutyl tin maleate, but there is a market for fully organic stabiliser systems.
Academic researchers have reported that barbituric acid and thiobarbituric acid can outperform
many of the stabilisers currently in commercial use, at least in laboratory tests. Promising
results have also been reported for N-substituted itaconimide derivatives, said to be more
effective at stabilising phthalate-plasticised PVC than many of the stabilisers traditionally used
in the industry. Commercialisation of academic developments would require extensive data
about the effects of the stabilisers on processing and overall technical performance, as well as
toxicological studies.
A solvent for the active ingredients may also be employed.

4.10.6 Organotin Stabilisers

Organotin stabilisers are very widely used in PVC in North America and in a few European
countries, notably France. There are a few associated toxicity issues, because overexposure to
methyl tin can affect the nervous system, while butyl and octyl tin could impact on the immune
system. The problems associated with organotin antifouling agents in ships are not generally
thought to be very relevant to plastics.

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Tin stabilisers have been approved for food contact. Their stabilising effectiveness is so high
that very low concentrations can be used, and the dose required is even smaller in the latest
varieties. A so-called third generation monoalkyl tin compound combined with short chain or
functionalised mercaptides or sulphides can require as little as 0.04-0.75 w/w % loading, giving
between 170 and 1800 ppm tin in the PVC polymer. After the first few flushings of water
through a tin-stabilised pipe, the amount of tin in water passing through the pipe soon becomes
decidedly low, and tin stabilisers are regarded as safe in the industry.
Organotin stabilisers have a strong affinity for PVC, attaching themselves to the chlorine atoms
on the outer surfaces of primary polymer particles. They act as primary stabilisers insofar as
they are involved with the substitution of the allylic chlorine atoms, and they react with
hydrogen chloride to form alkyl thioglycolates that, once produced, act as secondary stabilisers.
One tin stabiliser category consists of thiotin compounds, such as dimethyl tin
di(mercaptopropionate) or di(iso-octyl) tin disulfide. One disadvantage is that some of these
substances may require extra lubricants and some UV stabilisation. Thio-tin compounds can
also suffer from a very strong odour.
An important class of stabilisers is taken from the tin carboxylates or tin mercaptidecarboxylates. These have the formula RnSnX4-n, where R is an alkyl group with between one and
eight carbon atoms (usually 1, 2, 4 or 8) and X is either a carboxylate group or an organic
sulfurcontaining group such as a mercaptide. Besides tin mercaptides, antimony mercaptides of
general formula Sb(SCH2COOR)3 have been used in pipe applications as well, often combined
with catechol.
The monoalkyl tin compounds (R=1) are particularly rapid in their stabilising action, and are
favoured in long-life applications such as rigid pipe, as well as certain flexible products. They
give optically clear sheeting, including foam sheeting, and are available in both liquid and solid
formats.
Dialkyl tin di(alkyl maleates) constitute a popular class of tin compound that reacts with the
polyene sequences that represent colour development, reducing their length and number by
undergoing Diels-Alder reactions, and reducing discoloration.

4.11 Impact Modifiers

4.11.1 Brittle Failure in Polymers
Certain polymers (not all) are prone to cracking instead of yielding when stressed, especially at
low temperatures. They have a low extensibility and low strength. They therefore need an
impact modifier, which discourages crack growth.
Impact modifiers are usually rubbers, but occasionally thermoplastics or ultrafine minerals are
used. They all work by dissipating mechanical energy in a harmless way, preventing it from
driving a crack right through the entire component. It is important to note that it is not the
impact modifier itself that absorbs the energy; its role is to promote energy absorption over a
much wider volume of polymer than the immediate vicinity of the crack tip. A formulation with
an effective impact modifier incorporated is called a high impact grade or a toughened grade.
Although a great many polymers can benefit from toughening, the ones most urgently in need of
impact modifiers at ambient temperatures are polystyrene, PMMA, PVC, and the epoxy and
polyester thermosets. Engineering thermoplastics are frequently toughened for automotive
applications, and there are high impact grades of polyamides, saturated polyesters, polyimides,
polyacetal, the polysulphones and polypropylene, among others. Polymers that appear tough at

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ambient temperatures may still need an impact modifier to survive minor impacts at much lower
temperatures.
The stress required to start a new crack is not necessarily comparable in size with the stress
required to continue driving the crack through the material once it has started. A polymer may
start to crack easily, but propagate it only with difficulty, or the other way round. It is therefore
useful to classify thermoplastic polymers according to their crack initiation and crack
propagation stresses and to note the conditions under which they yield instead of failing in a
brittle way. Testing samples with small sharp notches deliberately introduced beforehand
highlights the materials resistance to crack propagation, whereas in unnotched samples the
resistance to both crack initiation and crack propagation is considered.
Amorphous polymers like polystyrene normally have very low impact strengths, whether the
test specimens are notched or not. When struck, they fail by cracking, because their crack
initiation and propagation stresses are both lower than the stress required to induce yielding.
A second group of polymers is called pseudoductile, because cracks are difficult to start in
them, but easy to propagate once started. They can be identified by the fact that their impact
strength is high when measured using unnotched test specimens, but low with notched ones.
They have a characteristic transition temperature at which they change from brittle to ductile
behaviour. (This transition does not always correspond with the glass transition temperature.)
Polyamides and polyethylene are pseudoductile. Problems with polyamide toughness arise at
low temperatures.
A third group of thermoplastics including PMMA, acetal (polyformaldehyde) and PVC have
rather similar crack initiation and yield stress values, and their behaviour is more difficult to
predict, because failure can be either brittle or ductile, depending on the temperature and the
strain rate.
The majority of thermosetting polymers are brittle. This is frequently somewhat masked in
practice by fibre reinforcement, but their fragility becomes apparent if no fibres are present.

4.11.2 Mechanisms of Toughening

The usual strategy when toughening thermoplastics is to create a material with two immiscible
phases, differing considerably in modulus. The dispersed phase is the impact modifier, usually a
rubber. There should be good stress transfer from the high modulus phase to the low modulus
rubbery one. Key considerations are the size distribution of the dispersed phase, its mechanical
characteristics, and the nature of the interface between the two phases.
The dispersed phase promotes the absorption of energy by one or more of the following
methods:
(i)

crazing (crazing is the formation of zones containing tiny voids, often collected together
into a series of bands, giving the appearance to the naked eye of a series of faint parallel
lines

(ii)

shear yielding and rubber particle fracture or cavitation (the formation of small holes in
the impact modifier particles).

In the absence of an impact modifier, these mechanisms are generally only available in the
region very close to the crack tip, and such a small region cannot possibly dissipate very much
energy. In order to absorb sufficient energy, the mechanisms must operate over most of the
polymers volume, so crazing or shear yielding must be made to occur at many locations, not
just one region around the crack tip. This is why a modifier is needed.

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So far, it has been assumed that the impact modifier forms small particles dispersed in the
continuous polymer phase. This happens with ABS, MBS and acrylic impact modifiers.
Alternatively, it may form a network, as happens with chlorinated polyethylene and EVA.

4.11.2.1 Crazing
When polystyrene or polycarbonate is stretched, faint lines or bands sometimes become visible,
perpendicular to the applied force. In some cases, notably toughened polystyrene containing an
impact modifier, they may be accompanied by whitening. The lines when examined under
high magnification are found to be strips or regions containing a large number of very small
voids, occupying as much as 50% of the affected volume. The voids scatter light.
Long polymer molecules form oriented bundles or fibrils straddling the crazed region, holding it
together, although at high tensile stresses one or two of the fibrils may break, starting a crack.
The craze will then probably develop fully into a crack, but energy has been spent in forming
the craze, so the impact strength goes up.
It follows that for crazing to take place, the polymer must be capable of organising into fibrils,
and this requires long molecules. Very low molecular weight polymers are therefore not suitable
for craze development, and branched ones are also far from ideal. Any pre-existing orientation
of the polymer molecules will affect the tendency to crazing, since the direction of an applied
stress can be parallel to the prevailing orientation (inhibiting crazing) or normal to it
(encouraging crazing).
Crazes increase the volume of the affected part, without changing the cross-section very much.
This distinguishes crazing from shear yielding, where the opposite happens.

4.11.2.2 Shear Yielding

It is characteristic of shear deformation that the shape of the sample changes during shear, as
when a rectangular cardboard box is pushed slightly out of shape, but its volume remains much
the same. The change of shape is achieved by the movement of polymer molecules relative to
each other, i.e., slipping on planes of high stress. It is difficult for amorphous polymers like
polystyrene to yield because of their lack of regular packing and molecular order, caused by
chain entanglements and the absence of suitable glide planes. Shear yielding occurs in
amorphous glassy polymers to a small extent, but it is much easier with semicrystalline and
semiductile polymers.
In the absence of a rubber modifier, the shear deformation would be confined to local regions
where the stress is very high and the structural features allow slip. This would not dissipate
much energy. When an impact modifier is used, yielding becomes much more widespread and
is accompanied by the formation of small cavities in the dispersed rubber particles, provided
that they are small enough. This cavitation can occur either before or after the polymer yields.
Shear yielding sometimes occurs preferentially in certain zones of a specimen or component,
rather than uniformly.

4.11.2.3 Crazing Combined With Shear Yielding

Craze and shear yielding can take place together, and either of them can predominate,
depending on the polymer. Toughened polystyrene crazes more than it yields, whereas both
mechanisms are prominent in ABS.

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4.11.3 Types of Impact Modifier

Rubbers, often based on polydiene rubbers or else copolymers of dienes like 1,3-butadiene,
were the first successful toughening additives, and they are effective partly because they have a
low modulus, 100 to 500 times lower than that of most thermoplastic polymers. Unfortunately
polydienes introduce chemical double bonds which are susceptible to UV, thermal and oxidative
degradation. Hydrogenation removes some of them. Acrylic compounds and ethylene
copolymers are also popular impact modifiers, and they do not necessarily introduce double
bonds.
There is another serious disadvantage of early impact modifiers. Besides opening up the
polymer to possible degradation, modifiers form a dispersed phase consisting of a very large
number of small droplets uniformly dispersed throughout the polymer. This reduces its
modulus, together with the glass transition temperature and heat distortion temperature (HDT).
These effects place an upper limit on the dose of modifier that can be used without sacrificing
other properties. Typical loadings are between three and 15% w/w but occasionally much higher
loadings are used, e.g., 70-100% in the case of EVA modifiers. Such high loadings do not
merely toughen the polymer: they effectively replace it by a blend.
So-called core-shell impact modifiers have a less damaging effect on the modulus and HDT.
They are made by emulsion graft polymerisation, and consist of two parts. As their name
implies, one part is an outer shell of a hard acrylic polymer-like PMMA, in direct contact with
the polymer that needs toughening; the two must be compatible. (In the case of SAN
copolymers, the compatibility depends on the polarity, and hence on the nitrogen content of the
copolymer.)
Inside the shell is a core of a more resilient, energy-absorbing polymer such as crosslinked
polybutadiene, natural rubber, butadiene-styrene copolymer or butyl acrylate. The rubbery
phase is thus prevented from mixing with the continuous phase (the polymer being toughened)
and lowering its modulus.
There is an optimum rubber particle size for toughening, dependent on the polymer being
upgraded. If crazing is to be promoted, ABS requires a low particle size of around 500 nm to 1
micron, whereas HIPS needs 2 to 4 microns, and can benefit from even larger particles.
Bimodal particle size distributions may be beneficial in some instances to facilitate two energyabsorbing mechanisms at the same time.
If the polymer is not compatible with the impact modifier, a compatibiliser (see earlier in this
chapter) may be needed. The choice will depend on both the main constituents. Maleated
ethylene-octene and maleated SEBS are often used, since they also contribute to the impact
modifying action. When polyamide-6 is mixed with ABS, the compatibiliser can be styrenemaleic anhydride copolymer, poly(methyl methacrylate co-maleic anhydride) or poly(methyl
methacrylate co-glycidyl methacrylate).
Very fine grades of calcium carbonate or silica can improve the impact strength to some extent,
unlike coarse grades, reducing the quantity of conventional impact modifier required.
Many impact modifiers can also act as lubricants or process aids, especially in PVC.
The following list of impact modifier additives is by no means comprehensive.

polydiene copolymers, e.g., butadiene-styrene or isoprene-styrene graft or block copolymers

carboxylated styrene-butadiene copolymers

carboxylated or otherwise functionalised butadiene-acrylonitrile copolymers

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ethylene-propylene random copolymers

methacrylate-butyl acrylate

methyl methacrylate-butadiene-styrene (MBS)

ABS

EPDM

SEBS

ethylene-octene and ethylene-vinyl acetate copolymers

octyl acrylate-styrene copolymers

poly(butyl acrylate)

thermoplastic polyurethanes

chlorinated polyethylene with 30 to 40% chlorine

metallocene polymerised polyethylene elastomers or copolymers of ethylene with butene or

octane

polysiloxanes

polyetherimides.

Some of the above modifiers, notably MBS, require an antioxidant.

Methods of mixing the modifier with the polymer include (a) direct mixing and (b) addition of
the rubber to a monomer and subsequent polymerisation of the monomer. It is important to
prevent the two phases from separating out again during processing operations. This is done by
choosing a modifier that has good compatibility with the polymer, or by adding a
compatibiliser, or by modifying one component by graft polymerisation before mixing. The two
constituents of the blend must nevertheless not be too compatible, as they must still form two
phases in the end product.

4.11.4 Toughened Thermoplastics

4.11.4.1 Polystyrene
Natural polystyrene has a strong tendency to crack, and can only be used in most potential
applications when modified to form high-impact or toughened polystyrene grades or ABS. It
can be toughened by polybutadiene, butadiene-acrylonitrile copolymer rubber, or SBS or SEBS
block copolymers. The rubber can be added before or after polymerisation of the styrene
monomer. In the case of polybutadiene, two reactions take place: styrene polymerisation, and
graft copolymerisation of the styrene with the polybutadiene. A brief outline of this operation is
available on the Dynasol website (www.dynasolesastomers.com).
The amount of rubber added varies a lot, and the impact resistance of the polystyrene can
therefore be increased by anything from a factor of two to four, giving rise to the terms
medium impact and high impact polystyrene. The glossy appearance of polystyrene is lost,
the weathering is affected by the rubbers double bonds (as mentioned earlier), and the tensile
strength, modulus and heat distortion temperature are all slightly reduced, but the elongation at
break is considerably increased.
When styrene monomer is polymerised with acrylonitrile, again in the presence of
polybutadiene rubber, a tough terpolymer (ABS, acrylonitrile-butadiene-styrene) is produced.
Alternatively, replacing the acrylonitrile by methyl methacrylate gives another modifier, MBS.

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These products can be used by themselves, or added to brittle plastics to toughen them. ABS is
used by itself and MBS is very widely used to toughen rigid PVC. A high acrylonitrile content
in the impact modifier improves the chemical resistance, but detracts from the clarity.

4.11.4.2 PVC
As mentioned, PVC can be toughened by MBS. It is also possible to use methacrylate-butyl
acrylate or methacrylate/polybutadiene core-shell modifiers, octyl acrylate-styrene terpolymer,
ABS, MABS, EVA or chlorinated polyethylene.
Chlorinated polyethylene (CPE) and the acrylics are both used for PVC construction
applications such as pipe and rainwater products. Window frames are subject to rough handling
during transport and on-site installation, and impact modifiers are essential. ABS improves the
chemical resistance, but it requires high loadings and makes the product opaque, whereas MBS
can provide transparent PVC products and it gives good results, even in plasticised PVC.
However, both modifiers leave the polymer with only moderate weathering resistance. On the
positive side, impact modifiers can increase the fusion rates and the melt strength, or act as
process aids, improving process economics.

4.11.4.3 Polyolefins
Polyolefins can be toughened with any of several modifiers. Polyethylene is compounded with
chlorinated polyethylene, and polypropylene with around 10 to 40% EPDM rubber, which has
better weathering characteristics than polybutadiene, or EVA. Ethylene-octene copolymers and
metallocene-polymerised polyethylenes are also effective.
Thermoplastic olefin (TPO) compositions typically consist of an immiscible blend of an
isotactic polypropylene mixed with a polyolefin elastomer that acts as an impact modifier. It is
possible to toughen these compositions further by using ethylene-propylene, ethylene-octene or
ethylene-hexene impact modifiers.

4.11.4.4 Engineering Plastics

Polyamides and saturated polyesters can be toughened with ABS, ethylene-propylene
copolymers/terpolymers or EPDM rubbers grafted with maleic anhydride to increase the
dispersion and adhesion of the modifier. Styrene-butadiene copolymers are also effective. The
notched Izod impact strength of polyamide 6-6 can be increased more than 20-fold by impact
modifiers, whereas short glass fibres often reduce the impact strength, even though they
increase the modulus.
ABS can toughen saturated polyesters and polycarbonate. Polycarbonate can also be toughened
by MBS or by the addition of EPDM rubber that has been grafted to SAN to improve
compatibility.

4.11.5 Thermosets
Epoxy polymers, phenolics, unsaturated polyesters and vinyl ester polymers are all densely
crosslinked. This means they lack toughness.
One beneficial procedure is to dissolve a speciality rubber in the (preferably liquid) polymer
before it is hardened (cured), so that the rubber separates out as dispersed particles during
hardening. An alternative technique involves adding preformed solid rubber particles to the
liquid resin before hardening. This has the advantage that the particle size of the dispersed phase
is controlled, and the modifier does not lower the modulus, yield stress and Tg of the polymer
so much, because it is largely immiscible.

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The most widely used rubbers in epoxy technology are butadiene-acrylonitrile copolymers endcapped with carboxyl, vinyl or amine groups. The end-groups control the rubbers particle size
and they can also be chosen to ensure that precipitation occurs regardless of the nature and
polarity of the curing agent. The polarity of the copolymer determines the compatibility of the
modifier with the polymer.
Other types of impact modifier for epoxies include (i) so-called hyperbranched additives that
mix with the polymer but phase-separate on curing, and (ii) core-shell polybutadiene-acrylic
modifiers.
With very densely crosslinked polymers, rubbers are ineffective as toughening agents.
Thermoplastic additives are used instead, such as polyethersulphones, polyamides and
polyetherimides. Like the butadiene-acrylonitrile copolymers mentioned above, the sulphone
additives can be functionalised with hydroxyl or amine end-groups.
The mechanism of action of impact modifiers in thermosets involves inducing energydissipating mechanisms such as rubber cavitation, polymer shear deformation (shear banding),
polymer microcracking (as opposed to the development of large cracks), and rubber particle
stretching, or crack bridging by rubber particles.

4.12 Lubricants and Process Aids

4.12.1 Multiple Roles
Lubricants and process aids are often dual-purpose additives, fulfilling both roles to varying
extents and sometimes acting as impact modifiers as well. The primary purpose of a lubricant is
to improve the flow behaviour of the resin, but it will often affect the physical and optical
properties of the final product.
Some lubricants help to stabilise PVC, or act as slip or antiblock agents. Some even improve
antistatic behaviour by increasing surface lubricity. Several PVC aliphatic esters such as the
adipates, palmitates and sebacates are both lubricants and plasticisers.
Lubricants are generally divided rather arbitrarily by English-speaking technologists into
external and internal types, although in practice most of them are a mixture of the two. In
Germany all lubricants incorporated in plastics formulations are classified as internal lubricants
or Gleitmittel.

4.12.2 External Lubricants

External lubricants are deliberately chosen not to be very compatible with the polymer and do
not significantly reduce the melt viscosity. They migrate to the surface, particularly at ambient
temperatures, preventing adhesion of the polymer to mould surfaces and extruder barrels. This
loss of adhesion is a problem when printing onto the product surface. External lubricants
characteristically increase the mill stick time (the time to the point where sticking occurs) when
a PVC formulation is processed on a two-roll mill. A few external lubricants, such as oxidised
polyethylenes, allow the production of clear products, but the less compatible ones do not.

4.12.3 Internal Lubricants

Internal lubricants are rather more miscible with the polymer. They alter its flow characteristics,
lowering the melt viscosity, reducing shear forces, and allowing lower processing temperatures.
Internal lubricants increase output rates, reduce machine wear, and lower the energy
consumption used in the process. They also reduce the risk of thermal degradation and
discoloration, improve the appearance of the finished product (especially its surface gloss) and

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sometimes improve its mechanical properties. There can be adverse effects. Incompatible wax
lubricants can coat the individual resin particles before they fuse together, lowering the impact
strength.
In practice, commercial lubricants (with few exceptions) are intermediate in character between
internal and external types, although they may have a greater tendency towards one than the
other. Since the compatibility of a lubricant depends partly on its polarity and that of the
polymer, it may be more external in one polymer and more internal in another.
PVC accounts for the majority of lubricants used. The other polymers sometimes requiring
lubrication include the polyolefins, polyamides, polystyrene, ABS and phenolics, although they
are not indispensable in these other resins.

4.12.4 Lubricants for PVC

Lubricants can be fatty acids such as stearic acid or hydroxystearic acid, esters such as stearates,
amides or alcohols. Copolymers of styrene and an acrylate can be used. Paraffin and the montan
waxes, ethylene bis-stearamide (EBS, or amide wax), the oxidised polyethylene waxes, and
other polyolefin waxes are also employed.
The number of carbon atoms in the lubricant molecules carbon chains can range from a
minimum of about 14 in some fatty acids through 20 to 50 carbons in paraffin waxes up to
several hundred in polyethylene and polypropylene wax. Generally, the smaller the number of
carbon atoms, the more internal (rather than external) is the lubricant character, and the higher
molecular weight substances are likely to behave as externals, although polarity (which can be
modified by oxidation) can affect the solubility of the wax in a polymer, as can molecular
weight.
Fatty acids and glycerol esters, being semipolar substances, are internal, whereas polyolefin and
paraffin waxes, including oxidised polyethylene waxes, are external. Montan waxes (long chain
esters of montanic acid, obtained from lignite) and EBS show both internal and external
lubricant behaviour. Calcium stearate has mostly internal character but, unlike most internal
lubricants, it increases the shear forces during processing.
In practice, a combination of internal and external lubricants may be necessary. Single screw
extruders need both types of action, whereas twin-screw machines and most injection moulding
equipment depend more on external lubrication.

4.12.5 Lubricants For Polymers Other Than PVC

Unfilled polyolefins have less need of lubricants than PVC. Slip agents or antiblocks are often
present and they may provide sufficient lubrication as a side effect of their primary function.
Primary amides, calcium stearate, ethylene bis-stearamide, erucamide, fluoropolymers and
silicones can be employed in polymers other than PVC. PTFE can also be used in polyamide
processing, improving the friction and wear properties of gears and other engineering
components. ABS and SAN benefit from the addition of zinc stearate or a secondary bis-amide,
sometimes in combination with glyceryl monostearate or a fatty acid amine. Engineering
plastics can be lubricated by secondary amides, aliphatic esters such as palmitates and
sebacates, and silicones.
Lubricant loadings vary, but they are typically around 1.5 parts per hundred. Some siloxanes
can be used at well below 1% in polyolefins.

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4.12.6 Process Aids

Process aids are added in small quantities (0.01 to 0.1 phr) to minimise defects in finished
products and to improve processing characteristics. Some lubricants and impact modifiers also
have beneficial effects on processing.
The functions of process aids include:
(a)

Avoidance of defects such as melt fracture and sharkskin

(b)

Improved surface finish

(c)

Reduced formation of crosslinked gel and other kinds of build-up in the extruder die, or
at its exit. (The deposits on dies have to be removed promptly, because they tend to
roughen the surfaces of extruded profiles. Removal is time-consuming and involves loss
of productivity.)

(d)

Improved throughput rates

(e)

Reduced pressure in the die; reduced motor torque

(f)

Increased strength of end product

(g)

Easier mould release in injection moulding

(h)

Improved cavity filling in injection moulding.

It is sometimes possible to achieve satisfactory processing conditions and production rates

without using process aids, simply by altering other variables such as process temperature or
polymer composition. (If the polymer contains some low molecular weight material it will
provide some lubrication.)
Process aids can sometimes interact with other additives and lose some of their effectiveness.
Antiblocking agents such as silica and talc and certain pigments are known to have an adverse
effect. Careful selection of processing aids is advisable with certain polyethylenes containing
HALS additives. Different substances are used in different polymers and to combat different
defects.
Process aids are used chiefly in polyethylene (LLDPE, LDPE and HDPE) and in PVC. Some
metallocene PP grades have a narrow molecular weight distribution and also benefit from
process aids. Certain styrene polymers, polyamides, acrylics and thermoplastic elastomers may
also benefit.
Melt fracture is the breakage of molten polymer during processing. Melt fracture can be a
problem in LLDPE, but not in LDPE because the latter has a broader molecular weight
distribution. In cyclic melt fracture, the stress at the die wall becomes sufficient to separate the
polymer from the metal surface. Repeated cycles of separation and adhesion can therefore occur
in cyclic melt fracture. This allows an increased output rate, but it also reduces the pressure, and
allows the polymer to adhere again to the die wall.
The solution is to coat the die wall with a low surface energy, polymeric process aid, so that
while the process aid sticks to the metal, it does not adhere to the polymer being extruded.
Gradually, a coating of process aid builds up on the metal surface as the polymer passes through
the die, but the coating is subjected to wear and erosion by the polymer. The erosion rate is
accelerated by particulate pigments, antiblocks and fillers, and the wearing away must be
countered by adding more process aid.
There is a need to minimise the time required for the process aid coating to build up on the die
wall, because output generated during this time may be defective. The time required to build up

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Plastics Additives

a layer can range from five minutes to an hour, depending on process aid concentration,
dispersion quality, the shear gradient in the die and the polymer throughput rate. A concentrated
masterbatch of process aid is sometimes used to accelerate process aid coating build-up.
Since metal dies usually have a slightly oxidised surface containing basic oxide and hydroxide
functionalities, any acidic groups in the process aid molecule should theoretically be designed to
react with these groups and promote chemical bonding between the process aid and the die wall.
Melt fracture in polyethylene products can be avoided by adding a fluoropolymer, traditionally
a copolymer of hexafluoropropylene and vinylidene fluoride, with trifluoromethyl side groups.
The copolymer may be accompanied by other polymers or additives. There can be interaction
between hexafluoropropylene and certain functional groups, such as amines, causing
discoloration.
Sharkskin is a surface defect that occurs at high extrusion rates, resulting in a rough matt or
orange peel finish. The problem occurs in the extrusion die when the shear stress or shear rate
exceeds a critical value.
Besides fluoropolymers, silicone process aids consisting of polydimethylsiloxanes can be used.
The lower molecular weight grades are oils, but they are immiscible with polyolefins, and traces
of them bloom to the polymer surfaces, creating difficulties for finishing operations that require
good adhesion, such as printing or painting. New high molecular weight silicone process aids
are said to be free from this disadvantage.
A research group at British Columbia University in Canada has reported that boron nitride is
superior to fluoropolymers in reducing the melt fracture of LLDPE, but that the two together
work even better.
In PVC technology, acrylic-processing aids made from high molecular weight PMMA are used
to improve the surface finish in extruded profiles, film, sheet, blow mouldings and injection
mouldings. The dose is typically between one and two phr.
Other substances used include MBS polymers and various functionalised polymers. Calcium
carbonate can act as a process aid in film blowing, increasing the strength and stiffness of the
product and improving output.

4.13 Plasticisers
4.13.1 Why Plasticisers Are Used
When PVC is too hard, rigid or brittle for its application, it is usual to incorporate a softening
agent or plasticiser. This may be (say) 10, 30 or 60 parts by weight, based on 100 parts of
polymer. The plasticiser improves flexibility and resistance to cracking, especially in cold
weather. So rigid PVC can be used for window frames and guttering while flexible PVC is
appropriate for hose, tubing, gloves etc.
PVC is not the only polymer that can be plasticised, but less than 15% of all the plasticiser sold
is used in any other type of resin. This is because a polymer can only be plasticised if it is (a)
compatible with a softening agent and (b) slightly, but not very, crystalline in order to retain
elastic recovery when mixed with a plasticiser. Not many polymers fulfil both these conditions.
Other common polymers cannot absorb as much plasticiser as PVC can, without losing their
mechanical properties and becoming putty-like, or undergoing phase separation. Plasticised
polystyrene does not have sufficiently good mechanical properties, and plasticisers do not mix
well with polyolefins, polyamides or PET. This leaves only cellulose acetate, certain

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polyurethanes, polyvinyl acetate, polyvinyl butyral, the acrylics and polyvinylidene chloride.
None of these polymers is sold in plasticised form in large quantities. Some polymers are of
course flexible without plasticisers; polyurethane hose can compete with flexible PVC in some
markets, even without a plasticiser.
Special plasticisers have recently been proposed as a way of retaining polycarbonates optical
clarity, by inhibiting crystallisation.
Plasticised or flexible PVC accounts for about a third of all the PVC polymer sold. The
proportion is decreasing in Europe, mostly because of competition from TPOs and TPEs and
because of increasing use of rigid PVC in construction.
The addition of a plasticiser to PVC lowers the heat distortion temperature, Youngs modulus
and tensile strength, but greatly increases the tensile elongation. Low-temperature flexibility is
essential for many kinds of tubing and for cable insulation and sheathing, especially in cold
climates. Other flexible PVC applications include floorcoverings, soft toys, shower curtains,
footwear, gloves, other clothing, packaging, roof membranes and a variety of automotive
components. Plasticisers are also used in PVC coated fabrics such as tarpaulins and
wallcoverings, as well as in sealants and mastics.
Plasticisers must be price-competitive because, unlike many other additives, they often
constitute a very large fraction of the products weight. This explains the dominance of
phthalates, which combine low cost with good technical qualities.

4.13.2 Basic Requirements of a Plasticiser

Plasticisers must have good compatibility with the polymer, so that the mixture does not
separate into two phases. The attractive forces between dissimilar (polymer and plasticiser)
molecules must be comparable with, or greater than, the forces between like molecules.
Heating PVC for a long time can increase its crystallinity, and this reduces the compatibility
between the plasticiser and the polymer.
Compatibility can often be predicted from theoretical considerations, such as tables of solubility
products, provided that the polymer is mainly amorphous. The solubility parameter of the
polymer and that of the plasticiser must be similar.
Plasticisers must show prolonged resistance to migration by diffusion out of the polymer, and to
loss by volatilisation at elevated temperatures, if this is one of the normal conditions of use.
They must also be resistant to leaching (extraction) by solvents such as soapy water, blood, or
the oil and fat in packaged food. Leaching of plasticiser has been widely debated in the context
of PVC toys, food packaging and medical devices, and ingenious attempts are being made to
overcome the lack of permanence.
Plasticisers must also have an efficient softening action, i.e., a given amount of additive should
induce significant improvements in elongation, low temperature impact strength and heat
distortion temperature.
Many ordinary ester plasticisers reduce the flame resistance of PVC, but the aryl phosphates are
helpful, being flame retardant.
Although there are many potential plasticisers, the requirements that have to be met for
successful use are numerous. As a result, there are only about 100 commercially used
plasticisers, with a further 200 known candidates that for various reasons are not currently used
industrially. Several mechanical, optical and electrical properties of the flexibilised polymer

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Plastics Additives

need to be kept within close tolerances, and processing operations must not be adversely
affected.
Consequently, taking account of all the performance and economic restrictions, the great
majority of plasticisers are high-boiling esters, with one type (the phthalates) holding between
85 and 90% of the PVC plasticiser market by volume. Attempts to popularise replacements for
phthalates have made limited progress.

4.13.3 Phthalates
The chemical structure of phthalates is such that they tend to be divided into linear and
branched side chain types. In practice, however, all the most widely used phthalates are the
branched type. They include di-2-ethylhexyl phthalate (DEHP), also known as dioctyl phthalate
(DOP), and two higher molecular weight varieties, di-isononyl phthalate (DINP), and diisodecyl phthalate (DIDP). They are all general-purpose plasticisers and account for well over
half of all the plasticiser usage in Europe. Within this group, the trend in Europe has been
towards the American practice, away from DEHP towards DINP and DIDP, because of lower
volatility, greater permanence, superior product performance (superior heat and low temperature
resistance) and better environmental reputation, and also because of changes in feedstock
availability.
Speciality plasticisers include dibutyl phthalate (DBP) and di-isoheptyl phthalate (DIHP), which
promote the rapid fusion of PVC. DBP is usually used in combination with other plasticisers.
High molecular weight phthalates, notably di-iso-undecyl phthalate (DIUP), di-undecyl
phthalate (DUP) and di-iso-tridecyl phthalate (DITDP) have the advantage of low volatility and
are suitable for high-temperature applications, including heat resistant cable insulation and
sheathing products. They are less prone to fogging than DEHP.

4.13.4 Relationship Between Phthalate Type and Flexible PVC Properties

Increasing the size of the linear alkyl side-group (such as diethylhexyl) in a phthalate ester
increases the plasticisers viscosity and its resistance to solvent extraction, but reduces its
volatility, slowing down migration. So the plasticiser becomes more permanent, reducing the
deterioration in tensile elongation that would take place with less permanent additives. It also
slows down the processing of PVC, unless a higher temperature is used, which may not be
practicable. It also reduces the density.
The rate of leaching depends on the nature of the solvent as well as the plasticiser structure.
Different rank orders for candidate plasticisers are observed, depending on whether the leaching
solvent is ordinary water, soapy water or mineral oil.
Branched phthalates are widely used. They usually have between 6 and 13 carbon atoms in the
side-groups. Increasing the degree of branching of the alkyl group (e.g., changing from n-octyl
phthalate to DEHP or from di-n-nonyl phthalate to DINP) increases the viscosity of the pastes,
or plastisols, slows down migration, increases volatility, improves compatibility with PVC, and
reduces the plasticising efficiency slightly, so the polymer is less flexible at low temperatures. It
also reduces thermo-oxidative and light stability, but increases resistance to hydrolysis and
microorganisms.

4.13.5 Non-phthalate Plasticisers

Phthalates have a strong cost advantage over the competition, and alternatives are used only
when phthalates are unsatisfactory. Other plasticisers include the citrates, trimellitates, adipates,
sebacates, maleates, glutarates, palmitates, oleates, stearates, laurates, benzoates, aromatic
phosphates, the alkyl sulfonates of phenol, and derivatives of petroleum and of butene. There

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Plastics Additives

are several polymeric plasticisers. Epoxidised soya bean oil and linseed oil are sometimes
described as plasticisers and sometimes as extenders.
The most widely used alternatives are aliphatic esters, together with aromatic phosphates, the
trimellitates, citrates, the aliphatic polyesters and the epoxidised vegetable oils.
Aliphatic esters such as adipates, azelates and sebacates enable PVC to remain flexible even in
arctic climates. Di-octyl sebacate is especially effective in this respect, but expensive. Adipates
are widely used in food packaging film because of their acceptability under food contact
regulations. They have a low viscosity, making them convenient for PVC paste formulations.
Examples include di-iso-nonyl adipate and benzyl octyl adipate.
Trimellitates such as tri-2-ethylhexyl trimellitate are fairly similar in chemical structure to
phthalates, but they have improved high-temperature resistance and low volatility, so they are
used in high-temperature wire and cable applications. Their UV resistance is rather limited.
Citrates are considered low-hazard plasticisers. Acetyl tributyl citrate has been used in food
packaging film while butyryl tri-n-hexyl citrate has been evaluated for medical devices.
Phosphates (tricresyl or triphenyl) are favoured where flame retardancy is at a premium, notably
cable insulation.
Benzoates such as dipropylene glycol dibenzoate have been promoted for use in PVC soft toys
and flooring. They are recommended for their stain resistance and used in vinyl copolymers.
Polymeric plasticisers are resistant to leaching and migration. Common examples include
polypropylene glycol adipate and sebacate, but there are also polymeric phthalates. Polymeric
adipates are recommended for instrument panels, upholstery, roofing and clothing.
Epoxidised soya bean oil and linseed oil are resistant to migration and find favour in food
packaging, but they have a high viscosity and poor plasticising ability. Mixtures of two
plasticisers are often employed to achieve the right balance.
The choice of plasticiser(s) can have a considerable effect on the processing characteristics of a
polymer, and on all its mechanical and physical properties, its response to sterilisation,
sensitivity to mildew, fungi etc., as well as on the electrical properties and flammability rating
of the product. In the medical plastics sector, considerable attention has been paid to the
possibility of interactions between plasticised PVC and human blood in medical tubing.
Consequently, despite the wide choice of plasticisers on the market, drop-in replacement is not
easy.

4.13.6 Plasticisers for Non-PVC Polymers

The dose level for plasticisers in non-PVC polymers is generally low, although polyvinyl
butyral can take 40 phr and cellulose acetate may need 50 phr of diethyl phthalate or dimethyl
phthalate to facilitate processing below the decomposition temperature.
More exotic plasticisers than phthalates can be considered affordable with non-vinyl polymers,
because most of the polymers are more expensive than PVC.
Plasticisers are also used in products such as lacquers and adhesives that fall outside the
definition of the plastics industry. Dicyclohexyl phthalate is used in nitrocellulose lacquers;
polyethylene glycol and its monostearate are compatible with cellulose nitrate. Dibutyl maleate
is compatible with polyvinyl acetate, and di-n-hexyl adipate, diethylene glycol di-2-ethyl
butyrate or dibutyl sebacate can be used in polyvinyl butyral. Benzoates are recommended for

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Plastics Additives

cast polyurethane formulations, and ethylene-propylene copolymers and terpolymers can be

made compatible with polystyrene.

4.13.7 Extenders
The amount of plasticiser required can sometimes be reduced by replacing part of it with a
different, cheaper softening agent, sometimes known as an extender. Extenders have similar
effects to plasticisers, but are not capable of completely replacing them because of their
inadequate compatibility. Examples include the chlorinated hydrocarbons, epoxidised soya bean
oil and epoxidised linseed oil. These last two substances have already been described as
plasticisers; the boundary between plasticisers and extenders is not sharp, because compatibility
depends on the formulation. Note that the term extender is sometimes used for other low cost
additives designed to bulk out the volume of a mix, such as cheap fillers.

4.14 UV and Visible Light Stabilisers

4.14.1 Why Light Stabilisers Are Used
Most products are exposed to sunlight or fluorescent lighting at some time during service. Light
can promote degradation, sometimes involving oxygen.
Sunlight reaches the earth with a range of wavelengths above 250 nm. (The visible spectrum
lies between 400 and 780 nm.) Light of very short wavelengths is not a great problem, because
the earths ozone layer and its atmospheric oxygen absorb most of it. Prolonged exposure to
oxygen and light, especially with a wavelength between 250 and 480 nm, can cause changes in
colour. It can also cause chalking and cracking and a deterioration in mechanical properties.
Fortunately, the intensity of sunlight in this range is not as high as that in the longer wavelength
(400-1400 nm) range, which is not very harmful.
The region of the ultraviolet spectrum called UV-B, between 290 and 315 nm, can be
particularly damaging to polymers. The next region, 315-400 nm, is called UV-A and is not
quite as harmful. Common industrial pollutants such as the oxides of nitrogen and sulphur, as
well as ozone, are thought to play a role in aggravating the degradation of plastics products in
sunlight.

4.14.2 Light Absorption and Reflection

Some of the light falling onto a polymer product will be reflected harmlessly from the surface.
The rest is absorbed into the interior, particularly the layer immediately below the surface,
where it can easily penetrate and where oxygen from the atmosphere can diffuse.
Absorbed light may be scattered by the crystalline regions of semicrystalline polymers
(polyolefins, polyamides and saturated polyesters) or by filler particles of a certain size.
Scattering lengthens the absorption path, allowing the light a greater chance to damage the
polymer.
Some polymers contain certain chemical groups called chromophores that are susceptible to
radiation of specific wavelengths. These groups can absorb enough energy from the light to
make them undergo chemical reactions, leading to degradation of the polymer. The carbonyl
group > C=O is an example. A ketone can decompose in light of suitable wavelength, as
follows:
(light energy)
RCOR RCO*R (chromophore)
RCO*R RCO+ R

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The asterisked species represents an excited state, possessing surplus energy, and removing
the energy harmlessly by means of an appropriate additive is known as quenching the excited
state.
The wavelengths that are most easily absorbed by certain chemical groups are listed in Table
4.5.
Table 4.5 Some chromophores and their maximum absorption wavelengths
Chemical group
Wavelength of maximum absorption (nm)
Alkene
175
Alcohol
180
Ether
180
Ketone
180 and 280
Aldehyde
190 and 290
Amine
190
Acid
205
Ester
205
Amide
210
Thiol
210
Nitro
271
Azo
340
The structures of several hydrocarbon polymers (polyolefins, polystyrene, PVC) are not
particularly favourable to light absorption. However, this does not mean that no light is
absorbed, because polymers usually contain susceptible impurities such as carbonyl groups,
hydroperoxide or carbon-carbon double bonds, formed during polymerisation or subsequent
processing. Further chromophores may be introduced as a consequence of local degradation and
chemical transformations. Additives such as plasticisers, pigments and flame retardants may
themselves be causes of light absorption.
Polymers with structures containing a tertiary carbon atom, such as polypropylene and
polystyrene, are more vulnerable than linear polyethylene. Head-to-head sequences of two
adjacent monomer units in a polymer molecule are also weak points.
Free-radical photo-oxidation is the main mode of degradation of the pure polymers. Polymers
that contain chromophores in their structures degrade by both photo-oxidation and photolysis.
Light in the absence of oxygen is not usually much of a problem, although the discoloration of
polystyrene takes place even in a vacuum. But light and oxygen together is a condition that may
require light stabilisers; these are sometimes classified as antioxidants.
In practice nearly all organic polymers are susceptible to some extent to photo-oxidation,
including the polyolefins, ABS, polystyrene, polyamides, polycarbonate, the polyesters,
polyurethanes, PVC, acrylics and certain thermosets. The effects are much more marked with
polystyrene than with, say, the highly resistant acrylics.
Unsaturated polyester thermosets suffer only surface damage during outdoor weathering, and
some of the very early boats made of this material in the 1950s have survived almost half a
century of outdoor exposure, despite the combined effects of light, oxygen and water.
It is not intended to discuss degradation mechanisms here in detail, but one of the consequences
of light absorption is the same as that of mechanical shear, i.e., chain breaking caused by
chemical bond rupture. The energy required to break the carbon-carbon single bonds that link
together the carbon atoms in polyolefins and many other polymers is low; it is only 340 to 350
kJ/mole. This energy is easily provided by light. Chain breaking usually leads to a broadening

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of the molecular weight distribution although, where crosslinking takes place as well, the
situation is more complicated. Several complex reactions can take place during
photodegradation.
Ozone and nitrogen dioxide undergo a reaction in the presence of light, generating single or
singlet oxygen atoms, which are very reactive and capable of removing hydrogen atoms from
polymer molecules. Again this process generates free macroradicals.

4.14.3 Types of Light Stabiliser

It is often advisable to use more than one type of light stabiliser in the same formulation,
although they can interact. Most are expensive, but they are considered worthwhile in most
plastics applications, except in transient products such as food wrap.
Modern light stabilisers are fairly effective, although not ideal. Their ability to protect plastics
in sunlight for long periods can be judged from the successful use of these materials in vehicles,
boats, agricultural film, outdoor construction products such as siding and window frames, and
outdoor furniture. Thin films are more difficult to stabilise than thick sections because the whole
of the material is accessible to the light and to diffused oxygen, not just the surface layer.
As with other additives, well-chosen stabilisers should themselves be stable towards light, they
should be colourless, and should not adversely affect chemical resistance. They should not be
volatile and should not leach out of the polymer. (The need to guard against migration favours
the use of large molecules, often containing long alkyl groups as substituents. Unfortunately,
high molecular weight varieties often have reduced compatibility with the polymer.)
Finally, most light stabilisers are chemically reactive and some have caused toxic effects in tests
on animals, but they are normally used at very low concentrations.
Several approaches to stabilisation can be used. Light stabilisers will be discussed under four
broad categories: light-absorbing fillers; organic UV absorbing compounds; excited state
quenchers and photo-antioxidants.

4.14.3.1 Light-Absorbing Fillers

The addition of screening fillers reduces the penetration of the light into the polymer.
The ability of carbon black to absorb UV radiation is well known. It has the advantage over
conventional organic additives of resisting solvent extraction. It is important to choose a grade
of carbon with light absorption characteristics that closely match the light sensitivity of the
polymer being used. Obviously carbon influences the colour of the product and reduces the
mechanical strength and tensile elongation.
If a black colour is unacceptable, the rutile form of titanium dioxide (not the anatase form) is a
possible alternative. It is available with an unusually small particle size (<100 nm). White
pigments absorb well in the key 300-400 nm range, whereas ultramarine blue ones have little
protective potential.
Coloured pigments have also been used, such as lead oxide, chromium oxide and red iron oxide.
However, heavy metals are considered inappropriate for many applications. A few inorganic
pigments (notably cadmium sulphide and the anatase form of titanium dioxide) can even act as
UV sensitisers, aggravating the degradation. Iron pigments cannot be used in PVC compositions
either, because of the risk of forming ferric chloride, which is a catalyst for the decomposition
of PVC.

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4.14.3.2 Organic UV Absorbers

These substances are added in much smaller doses. They compete with chromophores,
absorbing the light in a way that does not lead to destructive reactions, turning it into heat, or
undergoing fluorescence or phosphorescence. Organic UV absorbers are much less effective
than the inorganic ones but, when used in conjunction with other antioxidants, such as hindered
phenols or hydroperoxide decomposers, there is a strong synergistic effect.
The UV absorber must be capable of absorbing light at or near to the point in the spectrum at
which the polymer in question absorbs harmful radiation most easily, i.e., in the range 260-400
nm (a tendency to undergo absorption in the visible region will colour the polymer).
The most important UVAs are derivatives of 2-hydroxybenzophenone and 2hydroxybenzotriazole. Hydroxyphenyltriazines are also used. Less common UVAs include the
oxanilides and cyanoacrylates.
The benzophenones absorb light in the 230-390 nm range, particularly from 330 nm downward.
They are also believed to have other stabilising mechanisms, which differ according to the
polymer being stabilised. They have the advantage that their molecular weight can be increased
(to minimise loss by volatilisation) by using substituted or polymeric varieties. They can protect
PVC, the polyolefins, styrenics, thermoplastic polyesters, acrylics and unsaturated polyester
thermosets.
Benzophenones are moderately priced, but colour stability is not ideal and yellowing can occur.
They are therefore rarely used alone, and are combined with hindered amines or with
antioxidants.
Benzotriazoles and benzophenones are popular UV absorbers in PVC pond liners, window trim
and greenhouse film, although their effectiveness diminishes with time, limiting the period of
protection.
The substituted benzotriazoles absorb light strongly in the 280-390 nm range without absorbing
significantly in the visible range 400-800 nm. Their molecular weights can be increased if
necessary, by using substituted or polymeric derivatives.
Benzotriazole derivatives such as 2 (2H-benzotriazole-2-yl) 4-methylphenyl can protect
styrenics, thermoplastic polyesters and polycarbonate, providing good colour stability, and the
protection lasts longer than with some of the competition but they are more expensive than the
benzophenones.
Both the 2-hydroxybenzophenones and the benzotriazoles are consumed during the protection
of polypropylene.
Esters of 3, 5-di-tert-butyl-4-hydroxybenzoic acid can act as UV absorbers for the protection of
polyolefins. Formamidine exhibits broad UV absorption and has been recommended for the
protection of PVC, polyolefins, the polyurethanes and acrylics.
With all these additives, the outer surface layers of polyolefin films are degraded before the
light can reach a conventional UV absorbing additive. Thin films are therefore more severely
affected by light than thick ones, and the concentration of UV absorber has to be increased
when the film is thin.

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4.14.3.3 Excited State Quenchers

Quenchers protect polymers by dissipating energy that has already been absorbed by a
chromophore, without causing degradation. They do this either by generating heat or by
emitting fluorescent or phosphorescent radiation.
The best-known quenchers are nickel chelates, such as nickel dibutyldithiocarbamate. Nickel
quenchers can be used in combination with UV absorbers. Some of them can also decompose
hydroperoxides or de-activate free radicals, or act as UV absorbers themselves. They have
unusually good resistance to pesticides that gives them an important advantage in agricultural
film. Three disadvantages need to be considered: they are coloured green; they contain heavy
metals; and their melting points are usually higher than the processing temperature of several
polymers, giving problems in dispersion. At least one or two suppliers now provide a low
melting grade.
Some additives have more than one mechanism of action. In particular there are UV absorbers
that are also quenchers. Cinnamates absorb in the range 290-320 nm and also act as quenchers,
but they do not have good compatibility with polymers, and this reduces their effectiveness.
Oxalanilides absorb light chiefly in the 280-340 nm range and can act as quenchers for carbonyl
groups, protecting a wide range of polymers. 2-Hydroxybenzophenone and benzotriazole
derivatives can neutralise free radicals, and can quench excited states in polystyrene.

4.14.3.4 Incorporation of Photoantioxidants Such As Hindered Amine Stabilisers

(Derivatives of 2,2,6,6-Tetramethylpiperidine)
Hindered amine compounds are the most important category of commercial light stabilisers
today. They are neither classical UV absorbers nor excited state quenchers. They have a
characteristic molecular structure, in which the amine group is surrounded by a cluster of other
substituent groups.
The early examples were variants or derivatives of piperidine, and have long been used as
antioxidants, but it was found that some of them were also effective UV stabilisers. Today there
are 35 or 40 different hindered amine light stabilisers (HALS) including monomeric, oligomeric
and polymeric variants. They are used alone in protecting polyolefins, being particularly
effective in polypropylene and HDPE and, although LDPE has provided some difficulties,
appropriate HALS stabilisers can still be used. EVA copolymers can use HALS, but styrene
polymers often need support from other types of stabiliser such as a benzotriazole, and flexible
PVC also benefits from auxiliary stabilisation.
HALS operate by a combination of different mechanisms, including the trapping of free
radicals, the deactivation of hydroperoxides, and the formation of charge transfer complexes
with oxygen.
The substances used may be N-substituted HALS derivatives, including N-methyl, N-acyl (less
effective), or N-OR derivatives (alkyloxyamines); the last-mentioned have been recommended
as UV stabilisers for improving the weathering of flexible PVC, and are claimed to be more
effective in that respect than the N-H type. Siloxane-based HALS are available.
Some HALS act co-operatively with conventional flame retardants and there are high molecular
weight types that are said to act as heat stabilisers.
On the negative side, they can sometimes interact adversely with certain pigments and
antioxidants, and the monomeric type can become adsorbed on filler surfaces, with a reduction
in effectiveness. They react with acids of the HX type that are sometimes produced during

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processing or in the lifetime of a product, especially in formulations containing certain

brominated flame retardants. This again leads to some loss of effectiveness.
Combinations of several stabilisers acting by completely different mechanisms can be used.

4.14.4 Measuring the Effectiveness of Light Stabilisers

The effectiveness of stabilisers in two stabilised formulations can be compared by standard
laboratory techniques. Preferred methods include spectroscopy (to detect colour changes or
changes in chemical functional groups), mechanical testing after oven ageing (to monitor any
reduction in tensile elongation or impact strength), and artificial weathering. The last-mentioned
involves a combination of salt sprays, temperature cycles and arc lamps that produce short
wavelength UV light in order to accelerate the process. Artificial weathering does not mimic
real weathering very closely, but it ranks formulations in order.
Real-life outdoor weathering is slow but widely practised, especially in extreme climates like
Florida, Arizona, and Queensland, as well as in temperate zones. Many factors affect the
outcome, such as temperature fluctuations, and the angle between the test specimen and the
ground. Interpretation of outdoor and accelerated weathering tests can be a tricky occupation.

4.15 Miscellaneous Additives

There are many other additives besides those listed here. The most important additives omitted
from this report are colourants and fibre reinforcements. Both these are often classified under
separate headings from additives, especially by the leading market analysts who report on trends
in demand.
Other additives include (in alphabetical order):

Air release agents used in thermosetting resins

Antifogging additives. These are often non-ionic surfactants. They have become
increasingly important in the growing agricultural film sector, and also in flexible food
packaging. (The fog is condensed water, which renders the film less able to transmit light,
and the droplets can also act as lenses, focusing sunlight on plants, and sometimes having
other unfortunate consequences.)

Antiscorch additives for the prevention of degradation in polyurethane foam

Antiscratch additives (high molecular weight silicone rubbers can reduce the scratch
sensitivity of PP)

Biodegradation promoters

Desiccants and channelling agents (they are sometimes used in packaging to protect food
and other moisture-sensitive contents)

Fragrance additives, designed to impart or mask an odour

Low profile additives used in thermosetting compositions, especially SMC

Optical brighteners

Oxygen scavengers, designed to protect packaged food such as beer, fruits, vegetables, meat
and military rations by reducing or controlling the amount of oxygen reaching the contents,
so as to extend shelf life

Pigment dispersants

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Polarising additives. They are incorporated in clear plastics for use in sunglasses and certain
instruments

Rodent repellents to deter rodents, termites and other creatures from chewing cable
insulation

Surfactants, nucleating agents and catalysts used in foaming processes

Thixotropic additives for gel coat resins to control flow on the mould

Tribological additives that reduce mechanical wear by friction.

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5 Products and Markets

5.1 Introduction
Chapter 5 identifies market trends in the additives business, and mentions a number of new and
recently introduced product ranges. A few well-established products are also discussed.
New additive products are usually promoted on the grounds that they help by:

reducing material costs

minimising problems of storing, conveying, handling, metering and dispersing additives

improving worker hygiene and minimising health risks to fabricators or end users

improving fabrication speed and efficiency; reducing defects and energy consumption

improving the performance of the finished product

eliminating side effects such as colour changes

reducing interaction with other additives

enabling additives to resist migration or loss by extraction or volatility

complying with regulatory requirements or meeting environmental concerns

extending product lifetimes.

The first objective above is sometimes met by enabling customers to lower the dose level, or by
designing a new additive that fulfils more than one function at a time.
To help meet the second objective, multipacks reduce customers inventory costs, simplify
metering and facilitate the addition of the additives to the base polymer. As for the third
objective, manufacturers are always striving to supply their products in convenient and hygienic
format, e.g., liquids, pastes, pastilles, flakes or pellets. In recent years there has been an
emphasis on no-dust or low-dust blends.
The way the other objectives are being addressed will be evident from the subsequent pages.

5.2 Antiblocking Agents

The main market for antiblocks continues to be thin-gauge packaging film. When antiblocks are
incorporated to correct blocking there is a loss of clarity, gloss and haze. Agricultural film does
not require ultrahigh clarity, but it needs to be clear enough to allow visual inspection of the
plants. The same principle applies to the packaging of goods on retail display.
Antiblock suppliers have therefore been concerned in recent years with achieving the best
overall balance of properties, including haze, yellowness and coefficient of friction. Both slip
and antiblocking additives tend to lower the permeability of the film towards oxygen, carbon
dioxide and water vapour.
Two trends have made a good balance of antiblocking, friction and optical properties more
difficult to achieve:
(i)

There is a strong demand for ultraclear polyolefin film (such as LLDPE-octene

copolymers) for packaging. The high optical quality specified is a difficult challenge to
formulators.

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(ii)

The newer metallocene LLDPEs require a high antiblock dose level, and the adverse
effects on haze and other properties increase with an increase in the antiblock dose
level.

In addition, some Asian and Middle Eastern countries are using a water-quenched process for
the conversion of PP tubular film, most of which needs good optical properties. The film tube
has to be opened up by hand immediately after conversion, and this requires good antiblocking
properties to prevent delays through sticking.
Sibelco is marketing Minbloc, a cristobalite powder with no coarse particles and a particle size
distribution that gives excellent optical properties. The company claims that Minbloc imparts
antiblocking and thermal barrier properties to polyolefin agricultural and greenhouse film,
allowing them to be highly transparent, with very few surface irregularities. The refractive index
obtainable is similar to that of flexible film grade polyolefins.
W. R. Grace markets silica-based antiblocking agents under the Sylobloc name. They are said
to be tailor-made for specific film thicknesses and types.
Food contact packaging film can also contain antiblocks. The additives must not only achieve
regulatory approval, but must minimise taint and odour and maximise colour stability. Nippon
Shokubai developed crosslinked PMMA particles called Epostar MA about five years ago, as
a food contact antiblock for polyethylene. The company was claimed at the time to have been
the first to have an antiblocking agent approved by the EU for food contact applications with
polyethylene.
Apart from packaging applications, another opportunity for antiblocking agents is in medical
gloves. The users traditionally employ talc or a similar powder to facilitate donning, but some
recent designs have incorporated an antiblocking composition.
Diatomaceous earth is a well-established antiblocking agent. It has been claimed that the type of
water in which the diatoms occur is crucial. Eagle-Picher Minerals Inc. supplies a fine particlesized Melasira diatomaceous earth antiblocking agent called Celabloc, which is said to have a
better balance of properties in mLLDPE, LDPE and high clarity LLDPE-octene copolymers
than other diatomaceous earth and silica competitors. The secret is said to be the consistent
colour and shape of the freshwater diatoms. The company reports that the amount of haze
obtained when using 4000 ppm Celabloc was much the same as with 3000 ppm of a
diatomaceous earth derived from seawater.
Degussa markets a fine particle size grade of sodium aluminium silicate called Sipernat 44
MS for achieving good haze quality in polyethylene and polypropylene film. It also offers
Sipernat 310, an antiblock of amorphous silica with very fine particles and a high specific
surface area of approximately 750 m2/g, for use in polyethylene and polypropylene films where
a very low coefficient of friction is required.
Special talc minerals have been advocated by Specialty Minerals Inc. for high clarity
polyethylene film, rather than synthetic silica or diatomaceous earths. (Ordinary uncoated talcs
are normally thought to increase haze.) A coarse talc is used in BASFs Ecoflex, a
biodegradable plastic for rubbish sacks and other disposable packaging. Ecoflex decomposes in
soil or compost within weeks, leaving no residue.
There can be a degree of antagonism between the effects of antiblocking agents and those of
slip agents used to control the coefficient of friction. It is therefore difficult to get low blocking
and low friction at the same time. Croda Universal has reported that a combination of
behenamide and erucamide slip agents gives a considerable improvement in antiblocking
performance, as well as having good antislip character, although a mineral additive is still

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needed to roughen the surface. The company claims that a well-chosen amide slip agent can
reduce the amount of antiblock needed, which lessens the adverse effect on the films
mechanical and optical properties.
A number of other companies such as Dover Chemical and Akzo Nobel have developed
improved slip and antiblock additives. Ampacet markets a non-migrating slip agent for use in
multilayer films where different coefficients of friction are needed in different directions.
Antistat performance is provided on the inner layer, and slip or antiblock performance on the
outer one.
Certain customers want their food packaging materials guaranteed free of animal raw materials
and genetically modified organisms. In 2002 Crompton introduced two new compounds with
antiblock and slip properties, called Kemamide ELO and Kemamide VO. They were
designed to make it easier to remove bottle caps and to open plastic bags. The VO grade is
claimed to be free of genetically modified organisms (GMOs) although it is also promoted on
the basis of its low cost. Both substances are derived from vegetable sources, which are
preferred for packaging halal and kosher foods.
The ELO grade is said to be free of fatty acid components. It is more resistant to ozone and high
temperatures and is recommended for bottle caps. Crodas Crodamide VRX product, based on
an oleamide, is also GMO-free and said to be capable of giving better heat stability than other
vegetable-based products.
Sumitomo Chemical has developed polymer beads called ABA. The CS series has a narrow
particle size distribution, and the three grades have an average bead size of 1.1, 1.8 and 3.0 m,
respectively. They have good affinity with polypropylene, resulting in a superior performance in
OPP film (low blocking, low haziness, high transparency and good antiscratch), as well as
allowing easy winding onto film rolls.
Techmer PM markets what is described as a superclear formulation of its antiblocking agent
Techsperse PM11840E4 for extruded films, bags and pouches of exceptional clarity. The
additive has FDA approval for food and medical product use. It is supplied in a polyolefin
carrier resin and can be processed at temperatures up to 221 oC.

5.3 Antimicrobials (Biocides)

The biggest customers for biocides are outside the plastics industry, which actually accounts for
only a very small fraction of all the biocides used. According to the Biocide Information
Service, the most important single antimicrobial application in plastics is PVC flooring which
uses more than a third of all the biocides incorporated in plastics products. The second most
important application is the protection of hygienic surfaces such as worktops. Smaller amounts
are used in PVC pool liners, floorcoverings, artificial leather, tarpaulins and tents. Other outlets
include rubbish sacks, food packaging and footwear. In Japan, antimicrobials are used in
telephone hand sets (one of the commonest sites of infection) and in pens. There are growing
markets for biocides in medical devices and wood plastics composites.
The original purpose of antimicrobial additives in plastics was to protect the materials, not the
users. This applied especially to flexible PVC which needs protection in moist atmospheres
from mildew, moulds and fungi. The situation has changed considerably in the last five years,
with more use being made of antimicrobial products designed to promote a hygienic image for
the product, to protect surfaces and to reassure human users of bathroom, medical and food
related products.
CEFIC has estimated that 60% of all the active biocidal ingredients used in all materials in the
EU are likely to be withdrawn within three years because of the Biocidal Products Directive.

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With registration of a new active ingredient costing 5 M euros and the whole process taking
several years, there are not expected to be very many new candidates for some time. Any new
environmental products are likely to be more expensive, and to contribute to market growth in
value terms.
In many advanced countries there are legal restrictions on the claims that can be made about
antimicrobials, because they are not all completely effective in killing all microorganisms. So
expressions like self-sterilising, hygienic and germ-free are associated with specific levels
of performance and not automatically acceptable just because a biocide is used. As a result,
there has been considerable interest in the development of appropriate test methods for
measuring antimicrobial efficacy.
A survey sponsored by Avecia and carried out in the USA ascertained the general publics
opinion of antimicrobials in plastics products. It showed support for their use in public spaces
(hospitals, restaurants, hotels, aircraft) and in products associated with babies and young
children, but there was less enthusiasm about the need to protect products used in private
homes. Respondents were willing to pay a small premium (up to 10%) over the price of
unprotected articles, but not a large one.
Packaging applications that could use biocides include bulk storage food containers, cartons,
reheatable containers, sachets and storage bags. Some antimicrobial packaging relies on carbon
dioxide or ethanol vapour. The use of antimicrobials in packaging is still controversial, but the
market for antimicrobials has been stimulated by major changes in social habits, such as the
increasing popularity of take-away and minimally processed, ready-to-eat convenience foods.
There is also an increasing dependence on central processing facilities for food preparation and
delivery to hospitals, restaurants and schools. This trend has increased concerns about food
hygiene, as has the globalisation of the food trade.

5.3.1 Replacement of Arsenic Compounds

The replacement of arsenic by other active ingredients is an important trend. Although widely
regarded by the industry as safe in practice, arsenic compounds worry the public and are open to
criticism by NGOs. In 2001, biocidal compounds based on OBPA and similar compounds
accounted for half of all the biocides used in plastics. They were especially favoured in the
lucrative flooring market, and in pool liners and tarpaulins. Arsenics market share is now
around 45% and falling, and the shares held by alternative active ingredients (already discussed
in Chapter 4) are expected to show good growth, especially OIT or 2-n-octyl-4-isothiazolin-3one and (despite its relatively high cost) zinc pyrithione.
The move away from OBPA is evident in the product lines sold by Akcros Chemicals, a
company that addresses both the material protection and hygienic surface markets. Akcros
sells biocides under the Intercide name for use in PVC, polyolefins and other polymer types.
Between them these products can deal with all the various types of microorganism (fungi,
bacteria, yeasts).
In 2001, new Akcros fungicides for use with flexible PVC, such as Intercide ABF-5-SV,
DP8503F and ABF-5-SVC, typically used 5% of OBPA, whereas in 2002, new nonarsenic
compounds called BTX 100 and BTX 200 were added to the Intercide range for PVC flooring,
wallcoverings, footwear and coated fabrics. Both are claimed to be good fungicides and
algaecides, while BTX 200 is a bactericide with superior leaching resistance.
The active ingredient in the BTX grades is Bethoguard, or 3-benzothien-2-yl-5,6-dihydro1,4,2 oxathiazine 4-oxide, made by Janssen Pharmaceuticals in Belgium. Other active
ingredients used by Akcros over the last three or four years have included zinc pyrithione in

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Intercide DP8438F and Intercide DP8434F, both targeted at polyolefin applications such as
rubbish sacks.
Akcros issues a certificate saying Saniproofed by Intercide for users of their biocides to
display in the form of a logo on their products.
Ferro offers an OIT-based product called Microchek. Another isothiazolin that is increasing in
use is the chlorinated derivative, dichloro-2-n-octyl-4-isothiazolin-3-one. It is more resistant
than OBPA to UV radiation and leaching, and just as effective against fungal growth. On the
other hand, it is not particularly potent against bacteria, and its environmental reputation suffers
from being an organochlorine compound. Arch Chemicals (which has taken over Avecias
biocide business) manufactures another isothiazolin, the fungicide n-butyl-1,2-benzisothiazolin3-one (BBIT).
Halogens are present in antimicrobial compounds too. An antimildew agent with limited action
against bacteria is 3-iodo-2-propynyl butyl carbamate, made by the Troy Corporation. The
chlorophenol Triclosan (otherwise known as 2,4,4,trichloro 2hydroxydiphenylether), is made
by Ciba Specialty Chemicals and widely used for the protection of surfaces. As with a number
of biologically active substances, its safety has been questioned.
Other biocidally active ingredients include allylisothiocyanate from Lintec, chlorine dioxide
from Bernard Technologies Inc. and glucose oxidase from Bioka.
Ciba Specialty Chemical Inc.s Irgaguard A was the first commercially available biocide to
protect plastics against algae and moss on their surfaces. The company has received FDA
approval for its Irgaguard F 3000 fungicide as well. The latter can be compounded into PVC,
PU, PP, PE, polystyrene, polyester and polyamides, as well as rubbers and elastomers, with
intended applications in construction, transportation, household appliances and recreational
goods. The purpose is to eliminate stains, mildew, discoloration and odours.

5.3.2 Biocides Containing Metal Atoms

Several chemicals containing metal atoms are being promoted as biocidal compounds. In 2001
Avecia introduced its arsenic-free VanquishTM S range of biocides for PVC. The active
ingredient was BBIT in combination with zinc omadine, in various carriers. These additives
were intended to give long-term protection to PVC roof membranes and vinyl products in
prolonged contact with soil. Avecias Vanquish 100 range has been EPA approved.
NanoScale Materials sells a nanometre scale magnesium oxide that is said to have antimicrobial
activity, and Nanophase Technologies Corp. is marketing copper oxide nanoparticles. Kobe
Steel is licensing technology for electroplating plastic substrates with nickel-based antibacterial
coatings.
Certain tin compounds can be effective. They have received adverse publicity in the context of
marine antifouling coatings, and tributyl tin has been banned in ships and boats by the
International Maritime Organisation, but the decision is not thought to have adverse
implications for plastics because the context is different.
The Japanese company Sinanen markets a zeolite called Zeomic that has been used in medical
devices, refrigerators and polyurethane foam. Zeolites are also widely used in antibacterial films
in Japan, whereas Technion of Israel has said it will use herbal extracts from basil instead.
Another Japanese company, Toa Gohsei, has introduced a biocide called Novaron, with a
zirconium phosphate base, used in plastic film, coatings, fibres and other products. Both these
products have obtained US FDA and EPA safety certification. Milliken Chemical offers a
zirconium phosphate-based ceramic ion-exchange polymer, AlphaSan.

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5.3.3 Silver Compounds

Silver biocides have been widely used for several years in the Asia-Pacific region, and most of
them are made and sold in Japan. They cost two or three times as much as ordinary
antimicrobials but have now begun to penetrate the medical device market in North America
and Europe. With the adoption of new surgical techniques, the medical device market is
constantly changing. Infection can be a problem with endotracheal tubes, catheters and stents;
some of these infections are fatal. Silver compounds are used specifically in stethoscope
diaphragm covers, central venous catheters, sterilisation trays, bedpans and handles for dental
instruments.
Some observers predict that 70% of all central venous catheters will incorporate silver biocides
by 2008, and BRG predicts a 5 to 6% annual growth rate for silver, although much of the
growth in the Asia-Pacific market has already taken place. Hospital flooring materials may be
targeted in future, together with food processing equipment such as the thermoplastic rollers on
conveyor lines. Silver-based Irgaguard B5000 is a broad-spectrum antimicrobial that has been
FDA-approved for food contact. At the time of writing, several silver biocides are being
submitted to the EU authorities for food contact approval, and compounds like silver sodium
hydrogen zirconium phosphate have been classified in List 3. The European Food Safety
Authority (EFSA) has approved recently Milliken & Companys silver-based AlphaSan
antimicrobial agent for use in food contact applications. AlphaSan is also used in clothing,
whirlpool tubs, food and drink processing, and icemaking equipment.

5.3.4 Permanence of Biocides

As with other additives, it is possible for biocides to be extracted and lose their effectiveness.
The principles being used to minimise extraction and achieve permanence include the use of:

active silver ions, which leach very slowly and are regarded as safe

active ingredients with high molecular weights

biocidal functional groups that are reacted chemically into a polymer.

The release of silver ions is usually accompanied by a colour change.

The German company Helm AG is marketing silver-based biocides in a glass matrix, i.e., glass
particles, in the belief that it will persist longer and offer better long-term protection than
organic biocides incorporated in the normal manner.
Sanitized has continued to work in close co-operation with Clariant in developing antimicrobial
technology, and Clariant has purchased JMACs silver biocide technology.
Sanitized AG has developed Sanitized Silver, which uses a transparent glass ceramic carrier,
requires a relatively low dose level, has good high-temperature resistance and is said not to
affect the appearance of transparent plastics by dulling them. It has been granted FDA approval
for food contact. Ciba Specialty Chemicals has some silver zeolite antimicrobial products; those
for thin or transparent articles are glass-based.
Ensinger of Germany has introduced antimicrobial versions of its engineering plastics products,
typically based on PEEK, polysulfone, PET and POM. The company supplies machined parts,
injection mouldings, sheets for machining and thin calendered sheet. The new versions
incorporate an antimicrobial compound under licence from AgIon Technologies, containing
silver ions that are released at a slow and steady rate under the influence of ambient moisture in
the air.

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Creavis GmbH, a subsidiary of Degussa, has introduced water-insoluble SAM Polymers. They
have a biocidal action, and the active ingredients are resistant to leaching because of their high
molecular weight. They are said to be effective against fungi, bacteria and yeasts, and are
recommended for the protection of buildings.
Another way of achieving permanence is the incorporation of biocidal groups into the polymer
molecules, instead of using additives. Polyamides can be covalently bonded to N-chlorinated
hydantoin to achieve protection against pathogenic microorganisms.
Nanophase Technology Corporation has developed a silver-doped nanocrystalline tin oxide
aimed at antimicrobial and conductive applications. It consists of particles in the 30 nm size
range with a silver content of 3%. The company expects to develop similar products.
Ciba has also developed a silver-based additive called Irgaguard B, together with a number of
other additives that impart selective biodegradability to polyolefin agricultural films, under the
Envirocare name.
Asahi Denka has some low toxicity organic-based biocides that are said to have replaced silver
compounds in some Japanese products, and are now available in Europe from Adeka Palmarole.
Antimicrobial silicone materials are available from Xiomateria Ltd., an R & D company at
Queen's University, Belfast, UK. The company develops novel biomaterials for medical
devices, claiming greatly improved lubricity, resistance to infection, encrustation and drug
delivery. The companys SilXtra high performance RTV silicones are claimed to resolve these
problems for a wide range of biomedical applications.

5.3.5 SARS and MRSA

Perstorp of Sweden markets Polygiene, a family of antimicrobial and antiviral compounds, the
latest of which is claimed to kill the SARS corona virus. It is said to be effective against the
antibiotic-resistant MRSA (Methicillin Resistant Staphylococcus Aureus) organism contracted
by hospital patients, sometimes with fatal results. Perstorps compounds will be incorporated in
articles that are frequently handled, such as door handles and toilet seats. Rapid Additive
Services is producing a masterbatch under the RapidGuard name, incorporating an active
silver-based ingredient in a zeolite base that is also claimed to kill MRSA.

5.4 Antioxidants
5.4.1 Protection Against High Temperatures
There have been few genuine innovations in antioxidant technology recently. However, a new
challenge to antioxidant suppliers in recent years has been the high temperatures generated in
the latest automotive, engineering and electrical applications, and in modern electronic
equipment. Household appliances such as dishwashers and washing machines present
aggressive environments for plastics components because of the combination of heat, detergents
and mechanical stress. Oxidation can degrade polypropylene under these conditions. Borealis
has developed a stabilised, glass-reinforced PP for washing machine tubs. Some discoloration
takes place but this levels off.
Phenolic antioxidants such as bisphenol A and BHT have traditionally been used to protect
plasticisers against thermal decomposition in high temperature PVC applications like wire and
cable insulation and vehicle parts. This is because branched plasticisers undergo autoxidation
and eventually form acids. BHT (butylated hydroxytoluene) is now being replaced in this role
by high molecular weight phenols with greater permanence.

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Bisphenol A is suspected of having endocrine modulating properties so has been phased out of
the polymerisation stage of PVC manufacture in Europe, and Ciba Specialty Chemicals is
promoting alternative antioxidants for protecting the plasticiser in flexible PVC as well. One
alternative is to use a chain-stopping antioxidant such as Irgastab PVC-11, which has food
contact approval.
Two Great Lakes products called Lowilite UV B1260 and UV B1211 have been developed for
the protection of PU automotive products against discoloration by heat and light. New additions
to the companys AnoxTM range (MDAO11 and MDAO85) contain a metal deactivator
(Lowinox MD24) to combat the effects of metal contaminants from polymerisation residues in
wire and cable insulation. The metal deactivator also acts as a (hindered phenolic) antioxidant.

5.4.2 Permanence
Antioxidants need to be permanent. In the rubber industry, the problem of antioxidant loss by
various mechanisms such as volatility and blooming has been countered by encapsulation in
silica. The use of antioxidants in water pipes and other pipework raises the possibility of
antioxidant loss by extraction or hydrolysis. Many pipes have a design lifetime of between 25
and 50 years, but their actual lifetime depends on antioxidant permanence. Underfloor heating
and solar-powered hot water systems raise the temperature.
The antioxidant systems for polyolefin hot water pipe traditionally rely on hindered phenol
antioxidants combined with phosphites or phosphonates and sulfur based co-stabilisers. The
last-mentioned substances can taint the water so, for potable water systems, HALS stabilisers
have replaced the sulfur compounds.
Among the available phosphites, TPP has lost popularity because it is suspected of being an
endocrine disrupter. Dover Chemical Corp. has introduced novel phosphite esters for use in
flexible PVC, called Phosbooster. They are said to reduce the need for pigmentation because
the products have very little colour. Suggested applications are in wallcoverings, pool liners,
roofing membranes and flooring all high volume products and in medical tubing and
refrigerator gaskets. These additives reduce processing costs and have the advantage of
containing no toxic heavy metals or solvents. They are intended as partial or full replacements
of PVC mixed metal stabilisers, and can reduce or even eliminate heavy metals and VOCs.
Doverphos S-9228 consists of hydrolysis-resistant antioxidants based on a high performance,
high molecular weight phosphite for use in polyolefins, acrylics, styrenics, polyamides,
polyurethanes and PVC.
Great Lakes has introduced antioxidants with improved hydrolysis resistance for use in
polyolefins, styrenics, PVC and the polyesters. One of the key components of the blends is
AlkanoxTM P-24, a solid organophosphite. A new phenolic antioxidant called Anox 330 is
intended for long-term protection against heat ageing. It is recommended as an extractionresistant additive for use in water pipes.
Chlorine in chlorinated water tends to embrittle the inner wall surface of polyethylene pipes.
The damage process is essentially oxidation, and the role of the chlorine is simply to penetrate
the polymer and consume the antioxidant. Flaws develop on the inner surface, from which slow
cracks grow. The chlorine concentration can be very high in water treatment plants as much as
3 grammes per litre and the lifetime of a pipe in such an environment can be less than ten
years whereas, in water distribution systems, the chlorine concentration and the observed
degradation rates are much lower, and pipes are expected to last over 50 years.
A new stabiliser for water pipes has been made available by Clariant. It is a free radical
scavenging antioxidant called Hostanox O 310 XP, and is said to have a positive synergism
with the same companys UV stabiliser, Hostavin N30.

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5.4.3 Other Products

A hindered phenolic antioxidant that does not need an organotin catalyst is marketed by Great
Lakes Chemical Corp. in its Anox 20 range. It is recommended for polyolefins, polystyrene,
engineering plastics, elastomers and adhesives.
Crompton has secured a number of additional stabiliser and antioxidant product lines through its
recent deal with GE Specialty Chemicals, including Genox, Weston and Ultranox.
Cromptons Naugard 900 antioxidant is claimed to be resistant to blooming.
Sumitomo Chemical and some other companies have developed products that contain both
phosphorus and phenolic groups in the same molecule. The idea is that a single additive will
serve both the functions of a phenolic antioxidant (colour stability) and of a secondary
antioxidant (resistance to odour generation and to hydrolysis). One of the first targets is lowdensity polyethylene film.
Several companies now offer combinations of phenolic antioxidant with a phosphite in the same
product. Cytec Industries markets a phenolic antioxidant combined with a hydrolysis-resistant
phosphite, called Cyanox XS4. The components are both high molecular weight substances, so
as to increase permanence and thermal stability. Cyanox XS4 was first targeted at polyolefins,
where it was claimed to widen the processing window and reduce costs by allowing less
stabiliser to be used, while still achieving minimal discoloration and melt flow.
Antioxidants are also being used to protect other additives against weathering and oxidation.
Ciba Specialty Chemicals has introduced some new emulsions containing phenolic stabilisers
and thiosynergists, capable of stabilising MBS modifiers that are used in PVC against oxidation
and thermal degradation, without using a cosolvent.
One constant concern of additive suppliers is how to help their customers achieve higher
production speeds. Ciba Specialty Chemicals makes the ease of addition of Irgastab Cable
KV10, a liquid antioxidant stabiliser for high voltage cable insulation, one of its selling points.
It is used in conjunction with a peroxide crosslinking agent, and is said to allow increased cable
extrusion speeds because it minimises gel formation.
The recycling of post-consumer plastics to form durable products is increasingly advocated, and
will sometimes require supplementary protection by antioxidants because of the loss or
deactivation of the original additives.

5.4.4 New Technology

Experiments at MIT have shown that certain block copolymers can be moulded under a pressure
of about 35 MPa at room temperature and recycled several times without degradation. Although
currently expensive, pressure fabrication offers numerous major advantages. If widely adopted,
it would lead to a reduced need for heat stabilisers and antioxidants during the processing stage.
Recent research has measured and confirmed the significant antioxidant activity of conducting
polymers like polyaniline and polypyrrole, increasingly used in polymer compositions. Carbon
nanotubes also possess antioxidant potential.
The heat stabiliser company Halstab has suggested that the products of the reaction between 2,
6-di-tert-butyl phenol and a number of -lactam antibiotics have antioxidant effects in
polyolefins and in PVC.

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5.5 Antistatic, Electromagnetic Interference (EMI) and Radio Frequency

Interference (RFI) Agents
5.5.1 Current Sources of Demand
The demand for antistatic, electromagnetic shielding and related additives in the plastics
industry is driven partly by sales of electrical and electronic equipment, much of which requires
antistatic packaging and housings. Antistats have an important role in office equipment,
reducing paper jams. Clean rooms for the manufacture of chip trays and silicon wafer cases
need antistatic and other additives with low ion contamination and low volatile content, which
implies pure substances. Medical monitoring equipment and aircraft instrumentation need to be
protected from electronic interference.
Automotive requirements for plastic fuel systems need protection against static discharge. There
is also a demand for antistats in the chemical process industry because of flammable liquids,
and in medical and pharmaceutical products.

5.5.2 Technical Objectives

Ideally, an antistatic agent should be permanent. It should not lose its effect, as blooming types
do, by migrating too quickly to the surface where it could be removed by washing or abrasion.
Its action should be independent of the relative humidity, and it should allow the product to be
light coloured or even transparent, which rules out carbon black. The antistatic agent should not
rule out food contact applications. The industry has been addressing these problems, and
considerable developments have taken place.
The technique used to achieve permanence with other additives such as antioxidants and
plasticisers has often been to increase the molecular weight of the additives. In the case of
antistatic agents, however, high molecular weight versions of conventional antistats require high
loadings, and can significantly increase costs.

5.5.3 Types of Blooming Antistatic Agent

Over 50% of the consumption of traditional blooming antistatic agents consists of ethoxylated
amines and glyceryl monostearate (GMS), and much of the rest consists of alkyl sulfonates,
fatty alkanolamides and amide ethoxylates. Films containing amide antistats usually pass the
American Mil-B-81705C (commonly known as Mil spec) test for electrostatic dissipation when
the film is a few days old, but not after three or four weeks. This has been attributed to the
formation of crystallites of the antistatic agent.

5.5.4 Food Contact

Traditional antistats bloom to the surface and may interact with food in food packaging. Food
contact approval can therefore be an important requirement. Ethoxylated amines produced from
standard coco fatty acids are mixtures that can contain relatively low molecular weight acids,
some with as few as 8 or 10 carbon atoms. This low molecular weight component has
traditionally prevented their acceptance for food applications because most regulations have
stipulated between 12 and 18 carbon atoms. EU regulations (Directive 2002/72/EC, 6 August
2002) have now extended the minimum downwards to 8 carbon atoms (See Chapter 7).
Arkema (formerly AtoFina) and its subsidiary CECA have marketed Noroplast 3000, a liquid
at ambient temperature, to provide the same antistatic performance as a coco ethoxylated amine,
whilst fulfilling European and US criteria authorising indirect food contact. Uniqema has
secured FDA approval for its Atmer 163 antistatic agent, a synthetic ethoxylated amine, at
levels not exceeding 0.1% by weight, in moulded or extruded PP homopolymers and

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copolymers contacting several food types, including fatty foods. Uniqemas Atmer range of
blooming antistatic agents includes alkyl sulfonates such as Atmer 190, ethoxylated amines,
glyceryl monostearate (such as Atmer 129) and the alkyl sulfonates. Atmer 154 is based on a
coconut acid ester.
Croda argues that ethoxylated amides (as opposed to ethoxylated amines) are effective antistatic
agents in polyethylene, but not necessarily in polypropylene. They are said to be faster-acting
and more persistent than GMS. The higher molecular weight varieties are free from the
volatility associated with another blooming antistat, lauric diethanolamide.

5.5.5 Carbon
When EMI protection is required, it is usual to incorporate a conducting filler that does not
migrate. Hydrophobic, low moisture pick-up grades of carbon black are available for use in the
containers used to transport flammable chemicals.
The conductivity achievable with carbon depends on the type of black, the concentration, the
dispersion and the polymer. Black masterbatches are preferred to avoid handling carbon dust.
Carbon blacks tend to impact unfavourably on mechanical properties, chiefly the impact
strength and tensile elongation, and Cabot has developed Vulcan XC605 and XC305 as
premium blacks to overcome this, claiming that they provide exceptional conductivity, surface
quality, stiffness, impact strength and dispersion.
Products are of course black if they incorporate carbon. The adverse effects on mechanical
properties can be mitigated to some extent by using much more expensive forms of carbon such
as fibres and nanotubes, although even fibres have an adverse effect on some properties.
Kropfmuehl AG offers a highly conductive graphite as an antistatic agent, and is promoting it
for use in the highly filled polymers needed for the bipolar plates of fuel cells.
Ticona has co-operated with SGL Carbon to produce a graphite-filled liquid crystal polymer,
also for fuel cell plates. There are likely to be 200 bipolar plates for each cell, and two cells per
vehicle. The filled polymer is meant to be injection moulded, but this requires much higher
throughputs than compression moulding to be economic.
Vyncolit sells carbon-fibre filled phenolic resin, for superior wear resistance, high temperature
resistance and high stiffness. Applications include pump components, thrust washers, bearings
and EMI shielding.
Carbon nanotubes have reached commercialisation although so far the production scale has
been very small; this will soon change. There are two types: single-wall and multi-wall. Thomas
Swan, the fine chemical manufacturers, are producing single walled nanotubes by a chemical
vapour deposition process, and marketing them under the name of Elicarb.
Hyperion Catalysis International markets its nanotubes under the name Fibril. Adding 5% to
polycarbonate transforms its volume resistivity from 1017 to 102 ohm-cm and, unlike some
particulate additives, only reduces the tensile strength by 11%, while increasing the flexural
modulus by 18%. One important application is the polyamide fuel lines in vehicles, and another
is the production of the conductive thermoplastic fenders used for in-line electrostatic painting.
In the case of fuel lines, the compounding system must produce highly homogeneous
compositions to rule out local static build up. Less than one per cent of nanotubes is sufficient.
Arkema has developed a conductive polyamide-11 called Risan M-BESN P 212 CTL,
specifically to meet the automotive fuel system specification SAE J2260. The company says
that it is the worlds first polyamide 11 grade to achieve a surface resistivity below 106 ohms, as

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required by the American car industry. Other properties include good resistance to hydrocarbons
and alcohols, mechanical strength and good low temperature properties.
Sumitomo also offers carbon nanotubes to replace carbon black in EM shielding and electrical
conductivity applications, in conjunction with Carbon Nanotechnologies Inc. Entegris and
Carbon Nanotechnologies have signed a joint agreement to develop advanced polymer products
using single-wall carbon nanotubes.
There are some incidental advantages. Researchers at the National Institute of Standards and
Technology say that carbon nanotubes eliminate die swell during the extrusion of
polypropylene.
European legislation will soon require conductive coatings in chemical plants that use volatile
fuel. This is a further opportunity for carbon nanotubes, which could also gain entry to markets
for specialist cable insulation and (in competition with graphite systems such as the one
mentioned above) fuel cell bipolar plates.
Arkema has marketed a conductive polyamide 11 with a very low surface resistivity for making
the kind of extruded tubing used in electrostatic discharge (ESD) fuel tank applications. It is
claimed to be better than polyamide 12 in a number of respects and, because it is flexible, is said
to make the installation of storage and delivery tubes easier.

5.5.6 Other Fillers

Conductive metals are also advocated. Bekaert Fibre Technologies manufactures stainless steel
fibres for vehicle fuel systems and electronic equipment housings; in Europe, Bekintex of
Belgium markets Beki-Shield GR stainless steel fibres containing a polymeric binder for use
in EMI and ESD applications. Very low doses are said to be sufficient. Nickel-coated mica has
been suggested as a conductive filler for ABS. Aluminium, copper and silver in the form of
either powders or flakes have all been used.
ABB has developed compounds that change from conductive to non-conductive on heating, as a
consequence of the properties of a doped ceramic filler.
Teknor Apex has developed a series of H2StatTM antistatic packages, based on inherently
conducting inorganic additives that can counter static build-up and consequent pigment
streaking during rotational moulding, regardless of ambient relative humidity.
Since many of the newer antistatic agents are expensive and high loadings are sometimes
necessary, there is an incentive to use multilayer films, confining the antistat to the outer layer.
However, where dust attraction is the only consideration, low dose levels will usually suffice.

5.5.7 New Types

Inherently static-dissipative additives overcome the deficiencies of blooming antistatic agents.
They work by an entirely different principle from blooming antistats, forming a conducting
network throughout the polymer so as to lower both surface and volume resistivity. They are
effective at low relative humidities because they do not depend on absorbing moisture from the
atmosphere, and they have no detrimental effect on appearance, feel, or adhesion characteristics.
Different grades of inherently static-dissipative additives are available for different host
polymer processing temperatures.
Irgastat P from Ciba Specialty Chemicals is an antistatic agent composed of an intrinsically
conductive material and a polyamide. It constitutes a permanently static dissipative system and

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avoids colour drawbacks. The performance depends on the nature of the host polymer because
the latter determines compatibility, processing temperature and thermal history.
If the compatibility is wrong there could be adverse effects on the mechanical properties as well
as the antistatic performance. If the additive simply forms dispersed droplets rather than a
network, there will be no antistatic effect. Consequently it is advisable to carry out shear mixing
below the melting temperature of the additive.
Permanent non-blooming antistatic agents consisting of neoalkoxytitanates and zirconates have
been popularised by Kenrich Petrochemicals under the Ken-Stat name. These substances form
bipolar surface layers on the surface, allowing polyolefin films to remain clear after long-term
ageing. They are also claimed to be effective in several polymer types, including polyesters and
styrene polymers.
In another approach, small quantities of inherently conducting polymers such as polythiophene,
polyacetylene, polyphenylene derivates or polypyrrole can be blended with the base polymer.
They do not need to migrate in order to achieve surface resistance values of between 106 and
1010 ohms, and do not alter the mechanical properties much. Alloys of insulating and conducting
polymers have the advantage that they do not suffer from the out-gassing sometimes
experienced when low molecular weight compounds are used as antistatic agents.
Conducting polymers are not always very compatible with the main polymer. Thorough mixing
is essential, and the temperature limitations of the conducting polymer may place further
limitations on processing. They can have an adverse effect on colour, a property that is
increasingly important to customers. Panipol of Finland has used polyaniline as the additive; it
is dark green.
Pelestat conducting polymer additives are manufactured by Sanyo and distributed in the US
by Tomen America Inc. They are recommended for use in styrenics, polyamides, PBT and
polyolefins. The dosage recommended to achieve a surface resistivity of 1011 ohms/square is 10
to 20%. Several grades are available, based on different modified polyamides or polyolefins,
with melting points in the range 135 to 203 oC. Transparent ABS can be produced. The additive
is polymeric (a polyamide or polyolefin with special polyether segments) and therefore does not
migrate, so the surface conductivity does not change during repeated washing with water.
Moreover the mechanical properties are said not to be affected.
A combination of two approaches is provided by Eeonomer, supplied by Eeonyx. It consists
of a conducting polymer and a conducting filler, such as carbon black. In some polymers, only
half the usual loading is needed. Processing is said to be eased considerably, and improvements
in mechanical, electrical and flow properties are claimed.

5.6 Blowing Agents

5.6.1 Demand for Foamed Plastics
The demand for foamed plastics is driven by the desire for (a) weight reduction, (b) improved
thermal insulation and (c) lower part costs. The size of the global plastic foam market was
estimated in 2002 as 6.8 M tonnes/year (of which the US share was approximately half),
growing at 3% a year, with more rapid growth in insulating foam for the construction industry.
Because of the obviously low density of foams, consumption expressed in terms of tonnage fails
to convey the high volume of product sold.
Foams are used in furniture (upholstery, mattresses) packaging, refrigeration and insulation
panels, storage and shipping tanks, shoe soles and flotation products. Considerable amounts are
used in construction to make roofs and cavity wall insulation, and as a low cost substitute for

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softwood in cladding, window sills and soffits. The US uses foamed plastics in sectional garage
doors. Foam core PVC is replacing highly filled solid PVC in sewerage pipes. Textured
wallcoverings and cushioned vinyl flooring use a considerable volume of foamed PVC, and the
extrusion of foam for packaging has also become important.
The automotive industry uses foam in air conditioning units and seats, and is increasingly
attracted to the weight saving and energy absorbing properties of foam in bumpers and interior
fascias. Foamed wood filled plastics composites will become popular if quality and
homogeneity can be assured.
The manufacture of foam from polyethylene and PVC and, to a much lesser extent, from
polycarbonate and polyamides by rotational moulding is becoming widespread, enabling the
production of large hollow articles like refrigerated boxes, leisure craft and lifebelts. The
rotational moulding of foamed (as opposed to solid) PP is made difficult by the relatively high
melting temperature of the polymer and its low melt strength. The process has to be strictly
controlled to ensure that pellet sintering occurs before the decomposition of the blowing agent,
and the process temperature during foam formation has to be kept below the temperature of cell
coalescence.
Despite the above comments, the European market for flexible foam declined in 2002 for the
first time since 1992.
The MuCell process for producing microcellular parts by injection moulding is licensed by
Trexel and said to make possible large savings in materials, as well as reducing cycle times and
numbers of rejected parts. Small machines can be used. Mucell typically uses nitrogen or
carbon dioxide gas, injected into the barrel under supercritical conditions. Microcellular foams
have a dense outer skin; they can be thick- or thin-walled, and are being targeted at the
automotive industry for junction boxes, connectors, battery trays, door latches, radiator
components, fans, weatherstrip, side airbag assemblies etc. They have already been adopted for
a number of car parts, including the boot floor of a Volkswagen and an air-mass sensor tube for
a General Motors vehicle.

5.6.2 Changes in the Types of Physical Blowing Agents Used

The types of blowing agents permitted in the PU foam industry have been drastically changed
by the Montreal Protocol which required all countries to phase out chlorofluorocarbon blowing
agents (CFCs) because of environmental effects such as ozone depletion and global warming.
Their usage ended in Europe in the mid-1990s and is expected to die out globally by around
2006; it was already minimal by 2004. Less advanced countries have been allowed more time to
change.
HCFCs were used in the first instance to replace CFCs in a transitional phase and, until the end
of 2002, HCFC-141b was still the number one physical blowing agent in North America. The
London Amendment to Montreal allows the temporary use of HCFCs to continue in some
countries until 2040. US companies are still allowed to use HCFCs for thermal insulation foams
and to import blended foams containing HCFC-141b until 2010. European usage can also
continue for the manufacture of exported foam products to certain countries until the end of
2009.
Issues faced during the transitional stage have included the safe handling of the replacement
blowing agents, the desirability of continuing to use the same processing equipment and the
same packaging containers for polyol/blowing agent blends, the flammability of the foams
produced, the maintenance of thermal insulation performance, foam mechanical properties,
environmental profiles such as global warming potential, and material and process costs.

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At first it was feared that changing blowing agents would make it difficult to equal the previous
specifications for key properties like thermal conductivity. More recently, claims have been
made that the new systems can match the old ones. It has been estimated that the cost to a small
European foam manufacturing company of switching blowing agents is about 0.5 M euros.
Europe makes considerable use of water and carbon dioxide in foam production. Carbon
dioxide does not give very highly insulating foams but is useful in the production of noninsulating PU foam, and for a small amount of insulating foam together with about half of all
expanded polystyrene. It is preferred mainly for thin sections and medium density foams,
because the solubility of the gases in the polymer is not as high as that of blowing agents such
as the HFCs and hydrocarbons.
One of the early consequences of not using CFCs has been some scorching and discoloration in
fire-retarded water-blown foams, because of the exothermic isocyanate hydrolysis reaction
(CFC blowing agents tended to act as heat removers). It has been suggested that the scorch
process is accentuated by certain flame retardants.
Two HFC products are especially prominent: Solvay Fluor und Derivate GmbHs HFC-365mfc
and Honeywells HFC-245fa. They are considerably more expensive than the ones they replace
(Honeywells product has been under development for ten years and costs about $8.8 per kg;
365mfc is not quite as expensive but more costly than either HCFCs or the hydrocarbon
alternatives) but they give foams with good insulation characteristics and have a good
environmental record together with a positive product fire performance. They have been
considered for making rigid PU foam for transport boardstock, refrigerators and freezers, panels
and sprayed foam, and flexible foam products like PU integral skins.
Solvay started to produce Solkane 365mfc (1,1,1,3,3-pentafluorobutane) commercially at the
end of 2002. Blends with the non-flammable HFC-227ea (heptafluoropropane) were developed.
Two blend ratios were identified as appropriate, i.e., 93:7 for direct injection processing, and
87:13 for fully formulated systems.
The purpose of adding the HFC-227ea is to suppress the flash point of 365mfc, which by itself
would be sufficiently flammable to constitute a risk near welding operations, but not to provoke
ignition from electrostatic discharge or single sparks. Solvay advises that in certain fully
formulated system applications it is necessary to blend in further components, e.g., 20% of
HFC-245fa or 134a, to remove the flash point altogether. Solvay emphasises that the
flammability of 365mfc does not mean the foam itself is any more flammable than it would
have been if made using other blowing agents.
Life cycle assessments have been carried out in accordance with ISO 14040 for roof, cavity wall
and spray foams made using 365mfc, and Solvay claims that the results are comparable with
those for products blown with the transitional blowing agent, HCFC-141b.
The blowing agent used to make PU foam is normally first blended with a polyol and then
sprayed. As a result it has to be miscible with the polyol, and the flash point and flammability of
the polyol blend has to be considered. Spraying foam for applications like factory roofs
obviously has to be carried out on site and needs non-flammable materials that are safe to
handle, whereas discontinuous metal panel spraying operations can be carried out in safer,
purpose-built spray booths in factories, without the same fire risks.
Honeywell Fluorine Products has commercialised the non-flammable HFC-245fa blowing agent
(1,1,1,3,3 pentafluoropropane) as a component of its spray foam system, EnovateTM 3000,
production of which started in August 2002. The EnovateTM system replaces HCFC 141b in
rigid PU and PIR foam for large construction items such as the roofs of factories, warehouses
and other large buildings. Spray foaming of roofing and cavity walls can be carried out with 50

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to 65 mole % of water to improve the low temperature thermal properties. (It can also be used
for refrigerators.)
Honeywell notes that HFC-245fa has a significant global warming potential, but asserts that the
total system (including all other blend constituents) offers compensating energy savings and
cost reductions, despite the price. The company says that 245fa has the potential to outperform
hydrocarbons in life cycle assessments when end-of-product-life practices are improved to
implement EU directives.
Japans Central Glass Ltd. has expressed interest in making HFC-245fa in Kawasaki.
In some cases customers have stipulated that HFC blends must be deliverable in existing
packaging systems, and this was thought likely to raise problems if the vapour pressure of the
new blend was higher than that of the old. Honeywell uses a 245fa water/carbon dioxide system
and claims that its blends can be stored in pre-existing packaging for over two months, without
any change in properties.
Arkema is a major manufacturer of fluorochemical blowing agents (365mfc and various blends)
for rigid foam, and possesses its own sources of pentanes (cyclopentane, isopentane and normal
pentane) as well, being part of a large petrochemical group. The company points out that
cyclopentane gives the best insulation value among hydrocarbons, but the other two pentanes
may be cheaper to use. Blends of 56 parts of 365mfc with 44 parts of pentane are offered.
Arkema recommends a small quantity of trans-1,2-dichloroethylene to reduce the flammability
of pentanes. It has a boiling point of 48 oC, a flash point of 2 oC and a good environmental
profile in terms of global warming and ozone depletion.
Europeans are enthusiastic about hydrocarbons like cyclopentane as blowing agents, and have
not had too many problems with their flammability. Replacing 10% of the pentane by isobutane
is said to allow the production of foams with improved insulation and mechanical properties and
lower material costs. US manufacturers have observed the success of the European hydrocarbon
policy and its safety record (despite fears about flammability) and are also beginning to use
pentane. Several producers in South America, Australia and much of Asia have already moved
to hydrocarbons, which are sold by petrochemical companies and their subsidiaries. Market
share held by hydrocarbons is over 50% in some sectors of the foamed plastics industry.
The change from CFCs or HCFCs to hydrocarbons has required extensive modifications to
storage facilities, process plant and procedures to ensure safety from fire and explosion.
Development work has had to be carried out to produce foams having characteristics
comparable with those made using CFCs.
Honeywell argues that hydrocarbon blown foams can suffer from a fall-off in insulation quality
at low temperatures (i.e., below 22 oC) as a result of hydrocarbon gas condensing on the cell
walls, and recommends that adding a small amount of 245fa to the hydrocarbon blowing agent
is beneficial. HFCs can be blended with pentane, forming flammable azeotropic mixtures.
There is to be an increasing emphasis in the medium and longer term in Europe on minimising
all volatile organic compound emissions. Following research by Nova Chemicals and Teubert,
water-blown expandable beads can now be produced that are free of volatile organic
compounds. It has been suggested that HFC usage in insulation foams may be phased out by
about 2020, because HFCs, like hydrocarbons, are volatile organic compounds. They are also
greenhouse gases but their efficient recovery after use would be a step forward in improving
their life cycle assessment records. A European Commission proposal in August 2004 relating
to HFCs mentioned possible restrictions on HFCs in footwear manufacture and in one-

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component aerosol foams, but did not raise the question of restricting their use as blowing
agents in the production of rigid, flexible or sprayed foam.
Several companies (Expancel, Kureha) have developed hollow thermoplastic microspheres
(containing a volatile liquid, usually isopentane or isobutane) that can be expanded to make
foams for use in wallcoverings and shoe parts. They can produce fine-cellular foams by
rotational moulding.
Coupling agents help the bonding between the microspheres and the matrix polymer, avoiding
the loss of mechanical properties that microspheres otherwise risk. Potential new applications
are in vehicles and in construction.

5.6.3 Chemical Blowing Agents

Chemical blowing agents (CBAs) continue to be widely used, especially in PVC but also in
ABS and other polymer foams. The most widely used CBA is still azodicarbonamide (AZC).
Problems addressed by manufacturers of CBAs in recent years have include the need to
minimise staining, discolouring, plate-out, odour, steel mould corrosion, die blockage and the
build-up of deposits on extruder screws. Different applications such as shoe soles, wallcovering,
flooring and flotation products require different blowing agents.
Improved quality mouldings can be made, with fewer sink marks, good surface appearance and
better tolerances by injection moulding when foaming is carried out. On the negative side,
foaming lengthens the cycle time during injection moulding because foams cool slowly. Surplus
blowing agent can bloom out to the surface of mouldings eventually, affecting the surface
appearance.

5.6.4 High Temperature Blowing Agents

Difficulties sometimes arise in matching chemical blowing agents to the processing
temperatures of different polymers. The success of PET as a packaging polymer has attracted
interest in chemical blowing agents that can be used at high temperatures. The right blowing
agent needs not only to have high temperature stability but also a wide processing window, and
in the case of PET needs approval for food contact applications.
High temperature chemical blowing agents that decompose at 260-270 oC have already been
developed. One example is Hydrocerol XH from Clariant. (Three more grades in the
Hydrocerol range ITP 810, 820 and 830 are marketed for use in thin-walled (< 3 mm)
injection mouldings.)
Sulfonylhydrazide blowing agents are used for the low temperature foaming of polymers like
LDPE and EVA.
Ampacet claims that it has been able to lower the range of trigger temperatures over which
azodicarbonamide masterbatches work, from the usual 190-205 oC down to 170-200 oC. Bayer
sells a modified azodicarboxylic acid diamide-based blowing agent called Porofor ADC/Z-C2
for foaming crosslinked polyethylene. It is claimed to allow the manufacture of lower density
foams at conventional oven temperatures, with shorter production cycles than standard ADC
diamides.
Tramaco GmbH sells blowing agents for extruded PVC foam under the Tracel trade name.
One grade starts to decompose at 100 oC although the foaming process takes place at a slightly
higher temperature. Other grades start to decompose at temperatures from 135 to 200 oC.

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5.7 Clarifying and Nucleating Agents

Clarifiers have become extremely popular in the last few years, making possible the production
of high clarity PP products for the packaging of food and cosmetics. Clarity is especially
important in the wide, hot fill containers used in the food processing industry because the filling
process has to be visually monitored. It is also useful in medical pill bottles, radiation-resistant
medical syringes, drinking cups and general retail packaging. Other applications of clear PP
include video boxes, the packaging used for DVDs and certain automotive parts. Injection
stretch blown bottles for fresh juices and dairy products are made using clarifiers.
The early clarifiers had serious shortcomings. They left the products with poor odour and taste.
They were also limited to a processing temperature of around 225 oC and could cause plate-out
unless an inhibitor like glycerol monostearate was added. Improvements in all these respects
have since been made.
Most of the current clarifiers are sorbitol derivatives. They include Great Lakes Clearlite NU
005, and Cibas Irgaclear additives, some of which are now manufactured by Roquette in
France, as well as NC-4 sorbitol acetal clarifiers supplied by Mitsui Toatsu Chemicals in Japan.
One exception is Dover Chemicals Doverlube FL-599, a polyethylene glycol ester offered for
clarifying polypropylene and also as a process aid for high impact polystyrene.
The most recently developed additives are up to ten times as expensive as their predecessors but
only require low dose levels (around 0.2%), so the increase in resin cost is kept down to about
65 euros/tonne. They can be used at temperatures up to around 280 oC.

5.7.1 Competition Between PP and Other Polymers

Clarifying additives enable PP to compete for applications that were previously captive to PET
or polycarbonate, both of which cost more. PP supplier Borealis and Milliken have developed a
two-stage injection stretch blow moulding process, used for still water bottles and juice
containers, that allows the rapid manufacture of clear PP bottles at up to 1500 bottles per hour
from each mould cavity, using Millikens clarifiers.
Milliken Chemicals third generation dibenzylidene sorbitol clarifier is called Millad 3988. It
enables polypropylene to achieve high clarity and gloss, with improved processing performance
and good organoleptic (taste and odour) properties. Millad 3988 has been granted foodpackaging approval throughout the world, and several articles manufactured by Millads
customers have been cited by Milliken as illustrations of how clarifiers can create new markets
for polypropylene. New markets cited include multilayer co-extruded containers for juices,
sauces and liquid foods, hot-fill food and beverage bottles, pharmaceutical and medical
packaging such as oral dispensers for childrens medicines, and bottles for antibacterial lotions.
In-flight catering equipment has also been made using clarifiers.
Clarified PP preforms are available that enable PP bottles to be made at lower total production
costs while still achieving excellent transparency, using standard injection stretch blow
moulding machines. This has required specialised technology developed by companies like
PPaM International, who designed their system for symmetrical bottles to contain
noncarbonated water, juices and drinks. Comparable products could previously only have been
made using PET.
Even with a good clarifier, most PP products still cannot quite match the high clarity and very
low haze of PET, except in thin sections and stretch blow moulded bottles, although they can be
made clear enough for most purposes. The amount of haze in clarified PP depends on whether
the PP is a copolymer or homopolymer.

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Yantai Zhichu Synthesis Chemical Co. Ltd. has developed an alternative sorbitol-based additive
called ZC-3, also described as a third generation nucleating agent. It is said to possess a similar
chemical structure and properties to Millad 3988 and to cost only two-thirds as much, at least in
China.

5.7.2 Nucleating Agents

Some inorganic nucleating agents are cheaper than clarifiers and can fulfil their role at a lower
(0.1%) level than the 0.3% typically needed with clarifiers. They are used to injection mould
jars, cups, cosmetics containers, medical syringes and automotive parts. Thermoformed
products, extrusion blow moulded and stretch blow moulded bottles are also being produced
using nucleators because of the scope for shortening cycle times. If crystallisation is too fast,
though, warping can result.
Nucleating agents are used mostly in injection moulding, and to a lesser extent in
thermoforming and stretch blow moulding. They give improvements in mechanical properties,
such as toughness.
Benzoates are still widely used as nucleating agents. Great Lakes sells Clearlite NU 004, a
sodium benzoate-based nucleating agent that increases the overall crystallisation rate of
semicrystalline polymers like polypropylene, polyamide and polyester, resulting in productivity
gains and improved mechanical and physical properties. Other inorganic nucleators include
Clariants Licomont CaV102, a calcium salt that behaves as a lubricant and nucleating agent in
injection moulded polyamides. Boron nitride, recommended by some as a process aid, is sold as
a nucleating agent by Advanced Ceramics Corp. of Strongsville, Ohio.
Asahi-Denka Kogyo of Japan has marketed organophosphate derivatives and sorbitol
derivatives such as bis (3, 4-dimethyl benzylidene) sorbitol as nucleating agents for several
years. Ciba Specialty Chemicals markets one Asahi-Denka phosphate product, ADKSTAB NA11, under the Ciba name Irgastab NA 11, by agreement with Asahi Denka. NA 11 accelerates
crystallisation in semicrystalline polymers and increases throughput rates during the moulding
of large components for domestic appliances and vehicles. It also improves the physical and
thermal properties, notably low temperature impact strength. Another Asahi Denka phosphate,
NA-21, is not easy to disperse but, because it is insoluble in the polymer, it is not very
vulnerable to extraction. Asahi have experienced high demand for its nucleators and clarifiers,
and is now building new capacity.
Cromptons carboxylic acid based nucleating agent, MoldproTM 931 is said to cost only a third
as much as benzylidene sorbitol varieties or the organophosphate salts, and is also claimed to
have exceptionally low effects on odour and taste. Moldpro 931 is designed to reduce the cycle
time in making polypropylene water bottles. Its action depends on the presence of a small
quantity of residual aluminium catalyst, and it does not work if the antistatic additive, glycerol
monostearate, is present.
Milliken sells a high-speed hypernucleating agent consisting of a norbornane carboxylic-acid
salt called Hyperform HPN-68, or N-1. It allows the product to undergo isotropic shrinkage, and
improves compatibility with talc and calcium carbonate. It can also shorten cycle times in
injection moulding, thermoforming or extruding polypropylene by up to 40%, while offering
improved dimensional stability, and it gives a good balance between impact strength and
rigidity. Applications include bottle closures, other packaging materials, automotive parts and
appliance components.

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5.8 Compatibilisers
Table 5.1 Compatibilisers for various polymer pairs A and B
Polymer B
Compatibiliser
PET
PP-g-Maleic anhydride
Polyamide-6
PE-g-Maleic anhydride
Polyamide-6
Ethylene-co-acrylic acid
PVC
Chlorinated PE or nitrile rubber
Polyamide
Carbonyl bis-caprolactam
Polyamide
Functionalised PET (see text)
Polyamide-6
PMMA-co-glycidyl methacrylate
PP
Ethylene-co-butyl acrylate-coglycidyl methacrylate
Wood
Polyethylene
Maleated polyolefin
Polylactide
LLDPE
Polylactide-block-PE
PET
Ethylene-co-octene
Ethylene-co-acrylic acid
PBT
Ethylene-co-octene
Ethylene-co-glycidyl methacrylate (EGMA)
PBT
Ethylene-co-octene
Epoxy polymer
PA6
PVDF
Poly (methyl methacrylate-co-methacrylic
acid)
PS
Poly (styrene-co-glycidyl methacrylate)
Poly
(trimethylene
terephthalate)
Polyethylene
PS
SEBS
PA
EPDM
Chlorinated polyethylene
or maleated EPDM
Polymer A
PP
HDPE
LDPE
LDPE
PET
PET
ABS
PBT

Compatibilisers make two largely incompatible polymers mix together to form a new blend or
alloy. There has been a steep rise in demand for them in recent years, because polymer blends
provide a fruitful way to tailor polymer properties to specific applications. They have also led to
improved impact modifiers which, being polymeric, must form a blend whenever they are used.
Some of the newer alloys, such as Rhodias PA/ABS and Cromptons PP/SEBS, are highly
impact-resistant. Compatibilisers are also used to improve the properties of mixed plastics waste
and to compatibilise polymers with wood or mineral fillers.
Cromptons InterloyTM compatibilisers, originally owned by Basell, consist of polypropylene
grafted by chemical reaction with either PMMA or polystyrene. InterloyTM compatibilisers are
used to make blends of polypropylene with PMMA, ABS, PVC or various engineering plastics
of a polar nature, yielding products with long-term weatherability, gloss and colour retention
during UV exposure, as well as good low-temperature impact and scratch/mar resistance. They
make it possible to produce very high impact polypropylene.
DuPonts Elvaloy PTW is a terpolymer made by polymerising ethylene, butyl acrylate and
glycidyl methacrylate together. It can compatibilise PBT or PET with PP or the polyamides.
Arkema offers Lotader compatibilisers for recycled PET and PC/ABS mixtures. They can also
improve compatibility between polymers and fillers.
Thermoplastic polyesters such as PET and PBT can be compatibilised with DuPont Dows
Engage, which consists of a copolymer of ethylene and octene, by using an ethylene-acrylic or
methacrylic copolymer.

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SAN-grafted EPDM is available commercially for making styrenic blends and PVC
compositions, and polyether-block polyamides (PEBA) have been promoted for polyamide
blends.
In 2003 Dow introduced three classes of compatibiliser, i.e., maleated polyolefins, ethylenevinyl acetate and ethylene-ethyl acrylate copolymers, all under the Amplify name. They were
intended to improve the impact and viscosity characteristics of engineering thermoplastics and
polyolefins for use in domestic appliance and automotive components, as well as for coatings
and adhesives.
Polystyrene and polypropylene are normally immiscible, but they have been successfully
compatibilised by PP grafted with an aromatic vinyl polymer.
Table 5.1 lists a few compatibilisers that have either been used commercially or found to show
promise in recent laboratory studies.

5.8.1 Wood-Plastics Compatibilisers

Wood plastics composites have been successfully and rapidly developed in North America to
produce a market of 690,000 tonnes, and they are now becoming more popular in Europe and
Asia. Compatibilisers improve the water resistance and rot resistance and transform the
mechanical properties, particularly the strength. They also improve the heat distortion
temperature. This is because of the poor compatibility between polar cellulosic fibres and
nonpolar polyolefins. In practice many manufacturers do not yet use compatibilisers because of
their high cost.
The preferred compatibilisers for wood-polyolefin composites at present are maleated
polyolefins. Crompton Corp. supplies maleated LLDPE (Polybond 3109), maleated PP
(Polybond 3200) and maleated PE (Polybond 3209) for the wood-plastics composite market.
A polyethylene copolymer containing a polar co-monomer is also available. The 3109
compound is said to improve the notched Izod impact strength by 550% when used at the 5%
dose level.
Maleic anhydride-functionalised polyolefins feature in Solvays Priex range of
compatibilising resins, some of which have very low viscosities so that they can be emulsified
in aqueous systems. They are used to compatibilise resins with wood fibres in the production of
Wood-Stock wood-plastics composites for the automotive industry. (There is also another
type of Priex product, consisting of ionomers designed to improve the mechanical properties
of polyolefins.)
Clariant offers a maleated PP under the Hostamont name. Around the end of 2003 Clariant
also introduced a maleated polypropylene wax called Licomont AR 504 as a coupling agent
and compatibiliser, also for wood and natural fibre composites. The viscosity was deliberately
low to facilitate fibre impregnation. Benefits claimed were improvements in the toughness and
elasticity of the products.
ExxonMobil Chemicals Exxelor compatibilisers include maleated PP and maleated
elastomeric ethylene copolymers. They improve the impact strength of wood plastics
composites, but there needs to be at least 50% wood in the composition to see the full effect.
They also improve the water absorption and allow the wood content to be increased from 50%
to 60%, giving better mechanical properties with no net increase in materials costs. Some of
these additives are also recommended for use in polymer blends such as PA/ABS or PA6/PA66.

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DuPont Dow Elastomers has evaluated chlorinated polyethylene as a compatibiliser for PVCbased wood plastics composites.

5.8.2 Compatibilisers For Mixed Waste

The recycling of mixed waste presents a further market opportunity for compatibilisers.
European Directives on the recycling of end-of-life products encourage the recycling of plastics
products, although in practice this does not often involve mixed waste. This is because the lack
of compatibility between polymers degrades the mechanical properties and drastically reduces
the market for the recyclate.
It has been suggested that a small quantity of the triblock copolymer poly(styrene-b-ethyleneco-butylene-b-styrene) (SEBS) will improve the properties of blends of PP, obtained from postconsumer mineral water bottles, with high-impact polystyrene (HIPS) derived from disposable
cups.
Reclaimed LDPE and HIPS have been compatibilised with styrene-butadiene copolymers and
ethylene-propylene rubbers at Pragues Institute of Macromolecular Chemistry.
Attempts have been made to use compatibilisers in reclaiming three-component plastics waste
consisting of PE, PP and PS. The PET (bottles) were first separated, and the remaining three
polymers were successfully compatibilised with a mixture of EPDM rubber and styrenebutadiene block copolymer. Provided that a substituted diamine stabiliser was also added, the
recycled mix achieved impact strength values comparable with those of virgin polyolefins.
DSM has produced a carbonyl-bis-caprolactam compatibiliser called Allinco that has been used
by IKV to compatibilise PET and polyamides so that PET bottles with a polyamide barrier layer
can be recycled and made into strong tape. A different approach to compatibilising the same
pair of polymers is to use a specially modified PET functionalised with sulfo-isophthalic units.

5.8.3 Other Developments

Another application of compatibilisers is in intumescent formulations for PP compositions used
in vehicles, where better flame retardancy is being sought for various reasons. The intumescent
mixture sometimes incorporates a polyamide as the carbonisation polymer, together with
ammonium polyphosphate (APP) to improve the fire performance. PA and APP have limited
compatibility, and EVA can overcome this. Attempts have been made to demonstrate that such
mixtures can count towards the 80% of recyclable vehicle weight demanded by the EU
Directive relating to end-of-vehicle life issues.
There has been growing demand for nonhalogen, low smoke polymers for wire and cable
insulation and sheathing. These products can be polyolefins with nonhalogen flame retardants,
often metal hydroxides. DuPont markets a maleated compatibiliser under the name Fusabond to
compatibilise polyolefins with the inorganic flame retardants, ATH and magnesium hydroxide,
as well as with mineral fillers like calcium carbonate.

5.9 Fillers
Mineral fillers are supposed to reduce cost but, apart from calcium carbonate and a few other
cheap materials, they often fail to deliver on cost because of their high density and the expense
involved in incorporating them. Increasingly, recognition is being given to their positive role in
controlling the physical, mechanical, dimensional and thermal properties of plastics. Thus
plastics products can have increased or lowered density, higher modulus, better magnetic or
dielectric properties, rapid heat dissipation, or whatever property is required, usually at the cost
of translucency. The same polymer can thus be enabled to fulfil a number of different roles.

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At a time when every effort is being made to increase productivity and reduce cycle times, filled
plastics can increase throughput rates by virtue of their faster cooling rates. Fillers that do not
slow down processing in other ways by producing excessively high viscosity mixes or
introducing dispersion difficulties are preferred.

5.9.1 Applications
Demand for mineral fillers arises chiefly from the desire for cheap thermoplastics to be given
better resistance to distortion under load, especially at elevated temperatures. This need is
particularly great in automotive applications. The stiffening effect of the filler also allows
thinner sections, using fine particle sizes.
The applications of mineral filled plastics include wire and cable, construction applications
(including flooring), packaging, furniture, automotive components, domestic appliances and
syntactic foam. Vehicles have always been an important outlet, determining the priorities in
research and development, so scratch resistance and other aesthetic surface qualities have
consequently been given considerable attention. Recycling legislation in the EUs automotive
sector is currently promoting a re-assessment of all the materials used in vehicles.
It is estimated that about one and a half million tonnes of filler undergoes surface treatment with
a coupling agent to improve bonding to plastics. Some are coated for a different reason, i.e., to
improve dispersion.

5.9.2 Calcium Carbonate

In tonnage terms, calcium carbonate is completely dominant; a few figures are given in Chapter
6. The great majority of calcium carbonate is used in PVC and to a lesser extent unsaturated
polyester thermosetting polymer. Much of it is destined for the construction market or the
automotive, domestic appliance and household or consumer products industries. New
applications include packaging, especially medical and pharmaceutical packaging, biaxially
oriented PP film, flexible film, and injection and blow moulded articles.
The market for value-added premium grades of calcium carbonate (high purity, or surface
treated, highly controlled particle size distribution) is developing. Imerys offers CarbitalTM S, a
coated, ultrafine grade for making white, glossy and durable PVC window profiles. It also sells
coated chalk under the CretaPlast name, again for use in the PVC industry. The French
company Provenale sells Mikhart MU08 ultrafine white calcium carbonate, and offers
stearate-coated grades.
Research and development is being targeted at calcium carbonates that produce tougher film
and makes mouldings without reducing their tensile strength or resistance to tearing. There is
also a desire to improve the barrier properties of calcium carbonate-filled LLDPE films.
Omya markets a fine activated white marble powder called Omyafilm 728B for making white
film, including microporous breathable film. (Microporous breathable film consists of
polyolefin film, highly filled to 50 to 70% w/w with calcium carbonate, usually marble for
whiteness, such that when the film is stretched, the filler particles introduce small voids to allow
breathability.) The main applications are in hygiene products such as nappies (diapers), adult
incontinence pads and disposable clothing. Other Omya grades aim at high water vapour
transmission combined with resistance to water pressure.
Breathable film can also be used in construction for films that are inserted under roof tiles, and
in wallcoverings. Omyafilm is claimed to give high film extrusion speeds, with less frequent
changes of screen packs. Horticultural film can have its optical characteristics modified by
mineral fillers.

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Omya has also introduced Omyalene NE 102, consisting of chalk dispersed in a small quantity
of polyolefin for use in non-pressure pipes, thermoformed sheet and injection mouldings. Its
virtues are its easy dispersion and good mechanical properties.
PVC compounds in the window profile industry can usually accept ordinary calcium carbonate
dose levels of only about 8%. But the favourable particle size distribution obtainable at the new
Omya facility at Melton, on Humberside, UK, means that loadings of up to 15% are feasible,
and 10% or 12% levels do not affect strength or gloss too much. Flowability and colour
retention properties are also said to be excellent, and the availability of these new grades is
claimed to enable PVC compounders to lower their costs.
Imerys has introduced a range of Polcarb stearate-coated calcium carbonates for high gloss and
good mechanical properties in such applications as window profiles, pipes and cable insulation.
Ecolean in Sweden has marketed a new packaging material consisting of 40% calcium
carbonate in polyethylene for holding liquid food products such as milk and yogurt. The
advantage is said to be drastically reduced energy consumption.
Coarse grades of calcium carbonate find uses in PVC sewerage pipes and in floor tiles, while
some is used in water pipe and garden furniture.

5.9.3 Talc
Talc continues to be favoured as a reinforcing filler in PP for automotive parts (under-thehood/bonnet, instrument panel retainers and carriers, bumper, interior and exterior trim), as well
as in household appliances. It is valued for its ability to impart high flexural modulus, heat
distortion temperature, surface hardness and impact strength, measured at both ambient and low
temperatures. Luzenac has introduced a new range of Jetfine ultrafine talc fillers with a very
high aspect ratio for exterior automotive parts. Half of all the particles have diameters of less
than one micron, and there is claimed to be excellent orientation of the lamellae during injection
moulding.
Borealis is marketing a new range of Borcom microcomposites with less than 10% filler,
including mostly talc but also kaolin and calcium carbonate, with an average particle size in the
range 0.1 to 10 microns, for use in automotive products, including body panels.
Talc is also recognised as a filler in plastics for sound and vibration absorption in the
construction industry. Nanotalcs are being developed for use in automotive applications.

5.9.4 Carbon
The great majority of the eight million tonnes of carbon black produced globally is used in the
rubber industry rather than in plastics, and in the USA 68% of all the worlds production is
destined for vehicle tyres, according to the Notch Consulting Group. Nevertheless a minority is
needed by the plastics industry to improve UV absorption, act as a black pigment or increase
electrical conductivity. Plastics with high conductivity are needed for electronic packaging,
semiconducting cables, flooring and conveyer belts, the automotive industry, medical
applications, sensors, PTC switches and antistatic flooring.
Cabot has recently introduced a new carbon black called Elftex P100, for use in pipe. It is said
to be superior in dispersibility, particle size, moisture absorption and purity. (Moisture
absorption in carbon black can cause processing problems and surface defects.) Elftex P100 also
has good UV and visible light absorption.

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Cabot claims that the most important criteria for producers of masterbatches used to make black
plastics film are opacity, weatherability, film smoothness and ease of dispersion. Customers do
not always rate these qualities in the same order. Photographic and surface protection film needs
first smoothness and ease of dispersion, whereas agricultural film needs good weathering.
Timcal (part of Imerys) is an important producer of conductive carbon for plastics, selling its
products under the Ensace name. It has purchased the conductive carbon business of Erachem.
Several other carbon products are now becoming established in the plastics industry. Weidmann
Plastics Technology is manufacturing the bipolar plates for fuel cells by injection-compression
moulding of thermoplastics filled with over 80% of graphite. A single fuel cell requires about a
thousand bipolar plates.

5.9.5 Other Fillers

The ReBase Corporation of Canada offers a novel filler concept, namely calcium hydroxide,
sold under the name White Knight. The particles are round rather than angular and covered by
a thin layer of calcium carbonate. They are said to reduce or eliminate acid fumes in fires
involving PVC by reacting with the hydrogen chloride produced on heating PVC, forming
calcium chloride. Like aluminium and magnesium hydroxides, calcium hydroxide contributes to
flame retardancy and forms a char on strong heating. It also has some antimicrobial potential
against fungi and bacteria. The company suggests that its high purity grade could be used in
medical device plastics, and that the devices could even be re-usable.
Kaolin or china clay, like many minerals, is used much more widely outside the plastics
industry than within it, especially in the paper industry but also to a lesser extent in paint, rubber
and pharmaceuticals. It is currently used to improve the electrical properties of PVC wire and
cable insulation. Other applications are in automotive parts and as an antiblocking agent in
plastic films. It can benefit thixotropy, and calcined kaolin can improve dimensional stability.
(Calcined kaolin is also competing with silica in the antiblocking agent market.) Polarite 102A
from Imerys is an example of a premium kaolin product, targeted at polyamide automotive
applications.
Magnetite, a type of magnetic iron oxide, has been promoted by Minelco as a sound-deadening
filler in special automotive mats made of EVA. It has also been targeted at medical equipment,
the construction market and appliances. The amount of filler used is normally between 60 and
80% w/w. Magnetite increases the electrical conductivity of plastics.
Another mineral that can be used for sound deadening is barium sulfate. The mining company
Dynatec has recently marketed a new range of barium sulfate fillers.
Silica aerogels are being extensively promoted for use in polycarbonate and glass/polyester
structural panels, typically as an aid to thermal insulation, although aerogels are also
recommended for acoustic insulation. Cabots product is called Nanogel because of the small
size of the pores in the silica, the particles of which are less than 10% solid.
Micas main use is in gypsum, but it is used in the plastics industry to improve the mechanical
properties of polyolefins and to modify the dielectric properties of other polymers. Quinto
Technology of Canada produces an unusually fine grade of mica that does not have the adverse
effect on impact strength often experienced with the coarser flakes. Starting from an ore already
finer than most, Quinto uses processing equipment to reduce the flake size still further. It can be
used in polyolefins, polyamides, and polyurethanes.
Wollastonite (calcium silicate) is mined in huge quantities worldwide (about 650,000 tonnes
each year). About a third is used in plastics, almost invariably the high aspect grades of between

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3 and 20. It is a partial replacement for glass fibres in PP, polyamides and thermosetting
polymers in US automotive parts, being less expensive than glass fibres and readily recyclable.
Demand has been increasing steeply in the US automotive industry for front panels, wheel trim
and bumpers.
In the last three or four years NYCO has introduced some new fine diameter, high aspect ratio
grades, including Nyglos 4 and Nyglos 5. Certain wollastonite filled polymer grades are
claimed to be capable of achieving a surface appearance equal to that of painted steel, and with
an equally low coefficient of thermal expansion and good scratch resistance.
Surface treated Nyglos 4 and 5 grades provide good wet out, with much improved impact
strength at ambient and low temperatures. There is a market for wollastonite in phenolic
commutators, RRIM products, and PVC pastes. In Russia wollastonite has been investigated as
a replacement for asbestos in linoleum compositions.
A number of other less widely used mineral fillers are available from several suppliers,
including some large mining companies. Sibelco is marketing Sibelite (pure silica) as well as
Minex nepheline syenite fillers for plastics, and Siokal feldspars that contain muscovite
mica.
Strenuous efforts are being made to market various waste materials as fillers for plastics, with
varying degrees of success. They include fly ash from power stations, newsprint and various
agrowaste products. In the past five years Asian organisations have promoted empty fruit bunch
fibres, oil palm mesocarb fibres, rice husk ash and various nutshells. Scrap rubber crumb from
used tyres has also been evaluated by Composite Particles, Inc. for use in mouldings, foams and
pipes.
The wood fibres used in plastics are not often post-consumer material but they may be waste
from sawmills. Over 330,000 tonnes of wood flour was used in resin-based composites in North
America in 2003. The European figure is only about 10% of the North American one but
consumption can be expected to increase, with new applications in outdoor and indoor furniture,
vehicles, decking, construction and infrastructure. European manufacturers of wood filled
plastics include Fasalex, Tech-Wood, Haller Formholz, Knotwood, Timbaplus and Ecodek.
Some observers believe that decking, far the biggest outlet for wood flour in North America, is
not a fundamentally alien concept in Europe either. If so, consumption of wood flour in outdoor
construction products will become much more popular there during the next decade.
Second generation wood plastics composites may also contain mineral fillers or nanofillers. The
latter could be used to overcome any doubts about mechanical strength and incidentally reduce
the flammability.
Rice husks have also achieved some acceptance in plastics, both in Asia and North America.
Weight reduction is increasingly important in transport applications. Most fillers increase the
weight of a plastics product, but hollow glass microspheres such as 3Ms Scotchlite can
reduce it without foaming. They reduce a polymers density by as much as 30%.
3M offers ScotchliteTM surface treated soda-lime borosilicate glass bubbles to increase the
strength-to-weight ratios of plastic articles and incidentally to lower their thermal conductivity.
The bubbles lower the viscosity relative to other fillers and improve the flow, reducing
shrinkage and warpage in injection moulded products. Grades vary considerably in crushing
strength (up to around 18,000 psi or 125 MPa) and density (down to 0.11 g/cm3) depending on
wall thickness etc. The US company RTP offers several thermoplastic compounds based on
Scotchlite bubbles.

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Potters Ballotini manufactures Sphericel hollow microspheres with diameters down to about
11 microns for use in lightweight plastic articles. The same company also makes lower cost but
stronger, spherical, solid glass beads under the Spheriglass name, with a density of about 2.5
g/cm3 and a crush strength of over 30,000 psi (208 MPa). They do not lower the product weight
but are cheaper than most resins and designed to lower costs by improving mould flow and
reducing wear on equipment. They are sold in various particle sizes from 2 to 200 microns.
They are available in both A-glass and E-glass. E-glass is recommended for polycarbonate,
acetal, PTFE and any alkali-sensitive resins.
Sovitec of Belgium markets Microperl solid glass beads for engineering thermoplastics such
as polyamides. They are said to act like lubricants and to increase productivity in injection
moulding and extrusion. They also provide good surface finish and resistance to scratching.
Glass beads and microspheres are frequently silane treated, and special grades may have
metallic coatings. Glass flakes are promoted by Glassflake Ltd. as constituents of anticorrosion
barriers in reinforced plastics structures, including pipe. The company offers a wide range of
thicknesses and particle size distributions.
Metal hydroxide and antimony oxide can be regarded as fillers but they are chiefly flame
retardants and are discussed under that heading.
Sales of silane coupling agent are growing well, but these products remain expensive for many
applications, even though the amount used is typically only 1% of filler weight. Other
treatments for fillers, such as functionalised polymers, are being developed by several
companies, as discussed under the heading of Compatibilisers. Honeywells Performance
Products Group and DuPont both sell maleic anhydride functionalised polyolefins. A new
interfacial modifier made of tetradecyl methylacrylate-maleic anhydride copolymer has been
used to compatibilise PP with glass surfaces. The MAH group interacts with the glass and the
long side chain of the interfacial modifier entangles with the polypropylene matrix.
Solplus C800 from Lubrizol is a new non-silane organic coupling agent for inorganic fillers
such as ATH and calcium carbonate in wire and cable formulations. It is said to form a
monolayer coating with a strong ion-pair interaction between the polymer (EVA, LLDPE,
ethylene octene copolymer etc.) and the filler surface. This is a useful development, because
silanes do not react with calcium carbonate.

5.9.6 Nanofillers
Nanofillers are used in roughly equal volumes in both thermoplastics and thermosets at present.
Thermoset nanocomposites are widely used in residential wood flooring, whereas
thermoplastics applications tend to be in higher valued-added niche applications. According to
Business Communications Co. Inc., thermoplastics will constitute 77% by volume of the total
polymer nanocomposites market by 2008.
Early nanofiller materials often suffered from incomplete exfoliation or dispersion, but the
technology has progressed remarkably in the past decade; its effect on the sales of conventional
fillers has yet to be assessed. Besides clays and carbon nanotubes, a few companies have
developed nano-ATH, nano-MGH and nanoboehmite for use in flame retardant formulations.
The best long-term market is thought to be building and construction, where nonhalogen flame
retardants are increasingly in demand.
The cost of nanofillers has been a discouraging factor but is being overcome as the scale of
production and consumption increases. Toyota commercialised polyamide/nanoclay materials
for timing belt covers in its cars ten years ago, and Unitika used similar materials in Mitsubishi
engine parts. These early nanocomposites mostly proved too expensive for more widespread

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use. Now BASF claims that improved flow behaviour and a 20% reduction in cycle times more
than compensates for the 10% price premium on organic nanofillers in PBT intended for
automotive and electrical parts.
The Singapore company NanoMaterials Technology Pte. Ltd. supplies nanosize calcium
carbonate to the PVC industry and says that price is not a problem, as the nanofiller only costs
half as much as chlorinated polyethylene impact modifiers. Adding 2 to 4% of nanoclay will
produce a six-fold increase in the impact strength of PVC pipe. The increase is attributed to a
change in crystallinity.
Nanocomposites are still considered expensive for the packaging industry, and a large increase
in demand, such as would arise if a big packaging application were to be launched, could stretch
the supply chain beyond its capacity. Ideally, nanocomposites should encourage lower
packaging costs by facilitating a switch from PET to PP. They could also offer a reduction in
weight, but the benefit would have to be considerable to justify the cost premium.
Proctor and Gamble sees nanocomposites as having the potential to offer tougher films for use
in babies nappies (diapers) and improved barrier properties in the packaging of hair dye and pet
food. The company hopes that nanocomposites will increase the impact strength of PP and
HDPE very significantly. LG Chem has developed barrier materials made from engineering
plastics containing nanomaterials, and aims to lead the world in barrier layers, achieving 30% of
the global market.
RTP, based in Winona, MN, USA, was probably the first independent compounder to go into
commercial production with nanocompounds. Most nanocomposites currently use nanoclay,
although carbon nanotubes are becoming much more widespread. In the US, Southern Clay
Products of Texas is a leading producer of nanoclays with products like Cloisite which are
high aspect ratio additives based on montmorillonite, consisting of layered magnesium
aluminium silicate platelets that have been surface treated to improve their compatibility with
the polymer.
The automotive sector is attracted by the fact that nanocomposites have a lower density than
conventionally mineral-filled products, and are easier to recycle because of their low filler
content. If the automotive industry adopts nanofillers extensively, sales of talc may suffer,
although nanotalcs are becoming available.
GM has implemented some new applications for nanocomposites, including PP/nanoclay stepassists for its Safari and Chevrolet Astro medium sized vans. The components were made using
nanofillers from Southern Clay Products.
The Japanese company Ube offers polyamide-12 nanocomposites under the Ecobesta name for
use in vehicle fuel lines and components. Ford has been investigating low-cost production
techniques for PP nanocomposites for instrument panels and body panels. It is hoped that
improvements can be achieved in the scratch and mar resistance of parts with moulded-in
colour.
Noble Polymers supplies a 6% nanoclay-PP composite for the structural seat back of the Honda
Accura TL 2004 car. It replaces a 30% glass PP compound in the seat back. Noble Polymers is
also targeting the replacement of 20% glass fibre reinforced PP in office furniture parts.
Southern Clay Products supplies Cloisite nanocomposite external parts to General Motors for
its Impala vehicle, in competition with talc-filled PP.
PolyOne has marketed Maxxam LST nanoclay-filled polypropylene nanocomposite compounds,
developed in co-operation with Nanocor. The applications include vehicle parts (exterior trim

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and instrument panel substrates), packaging, pipe and conduit, and housings for domestic
appliances and power tools.
In 2001, Honeywell marketed a nanoclay/polyamide 6 material under the name Aegis with
nanoclay supplied by Nanocor. Fiat is now using polyamide-based nanocomposite barrier layers
in its vehicle fuel lines.
Carbon nanotubes are used in automotive fuel systems for static dissipation (this topic has also
been mentioned under the heading of Antistatic Agents, above) and in the protection of
computer read/write heads. Pyrograf Products Inc. has offered something that falls between
nanotubes and milled carbon fibres, i.e., fine, graphitic nanofibres with a diameter of 0.05 to 0.2
microns, shorter than 100 microns. When 0.5% by weight of carbon nanofibres is added to an
insulating hydrocarbon polymer, the volume resistivity falls to around 104 ohm-cm, and the
mechanical properties of the polymer are improved. Gabriel-Chemie of Austria offers carbon
fibre nanofiller in masterbatch form.
Nanomat Inc. has produced nanocalcium carbonate and nanotalc and claims that these additives
improve the strength and ductility of several polymers. Development work in Germany and
China suggests that for calcium carbonate to be effective as a nanofiller, it must be grafted to a
polymer like polystyrene, whereupon it can have a powerful reinforcing effect. Nanova has
developed a surface-treated nanosized talc for use in film and mouldings. Its superior
mechanical properties are expected to give the products better stiffness and impact strength,
together with improved scratch resistance and barrier properties.
Columbian Chemicals Co. and Superior Graphite are co-operating in the production of ultrahigh purity carbon nanoparticles, marketed as Pureblack. They are said to bring together the
advantages of graphite and carbon black.
Hitachi has developed a heat-resistant material for printed wiring boards, consisting of an epoxy
polymer containing nanosized silica, evenly dispersed by means of a sol-gel reaction. At 260 oC,
the nanocomposites elasticity was said to be about ten times higher than that of epoxy, and its
thermal expansion coefficient was about one-third.
GF Bayer Silicones (a joint venture between GE Plastics and Bayer) has developed a coating to
prevent scratches on DVDs and CD-ROMs. The coating consists of nanoscale silicate particles
embedded in an acrylate matrix. The coating is already in use on headlamp lenses. Wacker also
claims scratch resistance for its Genioperl nanosilicone additives.
Hanse Chemie GmbH of Geesthacht, Germany has developed nanocomposites made of
monodispersed silica nanofiller particles in polyurethanes, acrylates, methacrylates and epoxy
polymers, among others. The filled products show the properties expected of reinforced
polymers but with the added advantages of optical clarity, low viscosity and freedom from
aggregation or sedimentation, even at high filler loadings.
The acrylate series is marketed under the Nanocryl name. The silica phase consists of surfacemodified, synthetic nanospheres with narrow particle size distributions and diameters below 50
nm. Epoxy versions are called Nanopox and recommended for use in fibrous composites for
construction and electrical applications, as well as in casting, potting and encapsulation,
together with epoxy applications outside the plastics industry, i.e., in coatings and adhesives.
Bayer has marketed flame retardant polycarbonate/ABS blends under the Bayblend name. They
contain nanofillers for use in thin-walled products, including housings for mobile phones and
palmtop devices. This means that a halogen-free plastics insulating material can meet UL-94 V0 specifications. It is possible to optimise the formulation either for high melt flow
characteristics or for high melt strength.

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BYK-Chemie has introduced scratch-resistant additives consisting of nanosized alumina in a

water-based dispersion. Early applications are envisaged to be in coatings for vinyl flooring.
The cable industry has been struggling to move away from halogen flame retardant compounds
without too much loss of mechanical properties. Nanofillers are an attractive option if sufficient
flame retardancy can be achieved. Kabelwerk Eupen manufactures flame retardant cable
jacketing using polyethylene co-vinyl acetate containing 5% of nanoclay from Sd-Chemie.
Unitika Ltd. of Osaka, Japan has developed a hydrolysis-resistant polylactic acid which, when
combined with a nanoclay filler, is said to have sufficiently good mechanical and thermal
properties to be targeted at computer, electronic and automotive parts.
Laser-sensitive metallic oxide nanoparticles such as indium tin oxide can be added to PMMA in
tiny quantities to improve laser marking and laser welding characteristics, giving good light
transmission and very low haze. Degussa has a patent on this subject.
A novel superabsorbent polyacrylic acid/montmorillonite nanocomposite with an absorbency of
about 1100 times its own weight has been made by Chinese scientists interested in the
development of materials for use in babies nappies and feminine hygiene products.
Concerns have been expressed about the effect of inhaling nanoparticles. Two studies have
suggested that carbon nanotubes could be more harmful than silica.

5.10 Flame Retardants and Smoke Suppressants

5.10.1 Introduction
The largest market for flame retardants is currently in electrical and electronic equipment.
Almost 75% of all flame retardant polymer is used in the electrical and electronic sector. Other
application sectors are wire and cable insulation, construction, offshore and marine applications,
furniture, cushions, bedding, vehicles, rail and subway transport, and aerospace. A minority of
FRs are also used to treat textiles, coatings and wood.

5.10.2 Regulation
Consumption of FRs is linked to regulation. In Europe there is pressure for higher flame
retardancy standards in televisions, business machines and furniture, following a number of
fires, especially in television sets. The US uses more stringent standards for television set
housings than Europe, i.e., UL-94 V-0 rather than V-2 or HB. Until recently, audio equipment
in the US was not even rated for flame retardancy, but now it has to meet UL V-2 requirements.
New standards have also been drawn up for US Christmas light sockets and various appliances.
New fire safety standards were adopted by the US Underwriters Laboratory two years ago, and
there have also been changes in fire standards for mattresses and bedding in California.
Furniture specifications are being raised in the USA, with new standards emerging from the
Consumer Product Safety Commission and from California. New voluntary international
standards for the flame retardancy of vehicle parts have been agreed.
Hong Kong has issued new flammability standards for mattresses and furniture. China, the
worlds largest producer of electrical appliances and business machines, is planning new fire
regulations. Japans Environmental Association has an ecolabel system for office equipment
such as printers, PCs and photocopiers.

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5.10.3 Side Effects of FRs

Choosing an appropriate FR, whether brominated or not, can still be difficult because even if the
necessary specifications are achieved, many have unwanted side effects. Brominated PC often
shows poor flow properties and low impact strength, and the FRs currently available for
polyamides and polyesters suffer from poor compatibility, poor thermal stability, colour
limitations, inadequate UV resistance, processing problems or, in one or two cases,
unacceptably high cost. (Sometimes the product has to be transparent as well.) Consequently
new FRs are being designed not just for better flame retardancy, but to overcome as many as
possible of a whole range of problems.

5.10.4 Metal Hydroxides

ATH is the market leader among FRs in volume terms because of its low cost. Its high
consumption reflects the very high dose level required. One serious limitation of ATH has been
its low decomposition temperature, which rules it out for polymers that need processing above
190 oC. Several companies have now produced special new ATH grades that decompose at a
higher temperature. They are made by pre-heating to remove some of the water of hydration.
This has obvious disadvantages. The water removed in this way would, if kept, have helped to
reduce flammability as well as increase the specific surface area, thus increasing the
hygroscopic character and the oil absorption, and it would also have moderated the adverse
effect on polymer viscosity. The practical significance is that ATH can be used in
environmentally-friendly, halogen-free printed circuit boards, achieving a UL-94 V-0 fire
rating.
If the water is removed by spray drying an aqueous slurry of ATH at a high temperature for a
very short time, e.g., 500 oC for two or three seconds, then provided that the original ATH
particles were fine enough, the product is more thermally stable and does not suffer from the
above disadvantages, nor does it generate significant quantities of boehmite (aluminium oxide
hydroxide, AlOOH), the presence of which does little for flame retardancy.
The high loadings of ATH required for good flame retardancy in wire and cable (typically 60 to
65% w/w) make high extrusion speeds difficult to attain. This is usually attributed to the low
bulk density of fine particle size grades after their conveyance through compounding lines. This
in turn is explained by the strong attractive forces between the individual particles. Nabaltec has
therefore developed new fine-particle grades such as Apyral 40CD that are said to keep their
bulk density constant, and to possess a high specific surface area, with unusually low oil and
water absorption. The company claims that processing can be carried out even at 400 parts of
ATH per hundred of polymer by weight.
Albemarles Martinal ATH has also been modified to deal with the problem of loss of powder
flow properties and the decrease in bulk density after conveying around a plant. Fine grades
made by precipitation are marketed as Martinal OL-104/LFF and 107-LFF; the companys
constant bulk density grades have LCD suffixes.
An organic modified bentonite nanoclay called Nanofil has been developed for cable
compounds by Sd-Chemie. It enables less aluminium trihydroxide to be used in cable
compounds because it contributes to flame retardancy.
The chief problems with metal hydroxides are (a) the extremely viscous mixes and (b) poor
mechanical properties, chiefly brittleness and low elongation. Both these challenges are
overcome to some extent by coating the particles, although coatings can reduce filler-polymer
adhesion, so that while the toughness rises, the strength falls. Ricinoleic acid is said to be an
effective coating for magnesium hydroxide dispersed in polypropylene. The right particle size is

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essential; very high loadings need a broad particle size distribution ranging from 1 to 20
microns, with a median particle size of between 4 and 8 microns. Wetting and dispersing
additives are used, in conjunction with antisettling additives.
Pultrusion is an increasingly popular fabrication method for making unidirectionally reinforced
profiles in continuous fibre reinforced thermosetting polymers. Pultrusion uses very high glass
fibre reinforcement levels, which can create difficulties with metal hydroxide flame retardants at
high loadings. Huber Engineered Materials has produced a pultrusion grade of ATH called
MoldX A3, with a special particle shape to allows good viscosity control and adequate
wetting of the filler particles. The product is also said to be useful in thermoplastics.
A number of manufacturers have introduced ATH grades that are claimed to offer better
dispersibility and mould flow. The Dutch company Ankerpoort has marketed a synthetic ATH
called Portaflame SG40 for use in cable jackets, resilient flooring, SMC and BMC thermoset
compositions, epoxies and carpet backing.
Magnesium hydroxide is much less widely used than ATH. Its chief virtue is that it has a higher
decomposition temperature and so can be used in a wider range of polymers than ATH. It also
has a slightly greater ability to withdraw heat from the system during its decomposition (the
endothermic heat of decomposition of magnesium hydroxide is 1.37 kJ/g compared with 1.17
kJ/g for ATH), but suffers from the disadvantage of being hygroscopic. Magnesium hydroxide
is used in wire and cable, roof membranes and various polyolefin products, and is effective in
polyolefin based wood plastic composites.
Out of several possible processes for the production of magnesium hydroxide, the ones widely
used today can result in an expensive product, and cost reduction is often achievable in the end
product only by using auxiliary FRs. Some grades have traces of other metals incorporated to
improve their charring effectiveness and to lower the dose level needed. A mineral filler like
talc can also improve the effectiveness.
Several suppliers sell stearate-coated grades of magnesium hydroxide for polyolefins and
flexible PVC for wire and cable insulation. The coatings act as processing aids. Aminosilane
surface treatment is favoured for connectors made of polyamides and some ethylene copolymers
used in wire and cable. Dead Sea Periclase, a division of ICL, offers magnesium hydroxide with
a proprietary coating for use in the TPOs that make roofing membranes.
The Japanese company Tokuyama has proposed using magnesium hydroxide as an ionic
crosslinking agent for polypropylene, rather than adding it as a filler. The product is claimed to
have better flammability, flexibility, electrical properties and abrasion resistance than flexible
PVC.

5.10.5 Brominated FRs

While metal hydroxides lead the FR market in tonnage terms, brominated FRs are the leaders in
value terms.
They have perhaps unjustly acquired a reputation as problem chemicals. Only a few FRs are
under investigation on environmental grounds, and it is by no means inevitable that all
brominated FRs will generate dioxins or furans when strongly heated. Saytex 8010 or ethane 1,2
bis(pentabromophenyl) (EBPBDP), sometimes called decabromodiphenyl ethane, was
developed many years ago by Albemarle with the specific intention of demonstrating the
possibility of a safe brominated FR, minimising dioxin and furan formation when processed or
incinerated. This safe incineration arises because of its chemical structure which, unlike the
polybromodiphenyl ethers, has two aromatic rings bridged by an ethane bridge. EBPBDP was
introduced to the market in 1992 as an alternative to deca-BDE.

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Great Lakes Chemical and Tosoh now offer EBPBDP as well. Swedish researchers have just
begun to find traces of it in the environment, specifically in sewage sludge, but at much lower
levels than decabromodiphenyl ether.
The electrical and electronics industries account for more than half of all consumption of
halogenated FRs. Asia is the fastest growing market in the world for flame retardants, simply
because the great majority of electrical and electronic goods are manufactured in this area.
Subsectors of special importance include (a) housings for televisions and business machines
made of PC, ABS and other styrenics, and (b) printed circuit boards and connectors. Products
exported to Europe and North America must meet the flame retardant regulations of the
destination countries. Asia is also experiencing increasing demand for electrical goods for its
own potentially huge domestic market.
The major flame-retarded polymers in the electrical industries are polyamides, polyesters (used
in electrical connectors), the epoxy and phenolic thermosetting polymers (used in PCBs), and
various types of styrenics for consumer electronics and business machine housings.
The FRs currently available for housings made of electrical grade high impact polystyrene, ABS
and PC/ABS blends have their limitations.
There is considerable interest in rendering ABS ignition resistant so as to use it in a greater
range of electrical applications, and this interest has been fuelled by a dramatic growth in global
demand for computer monitors over the past few years. All ignition resistant ABS compound
manufacture is currently located in the Asia-Pacific region, with Taiwan and Korea the key
centres.
Large quantities of flame retardant can make blow moulding ABS materials difficult. Moreover
its flow behaviour can be upset by the FRs, which often cause a serious loss of impact strength
as well, typically by as much as 70%, so impact modifiers have to be incorporated. Adding an
impact modifier based on chlorinated polyethylene enables processors to recover about 80% of
the impact strength of virgin ABS. Unfortunately, although chlorinated polyethylene acts as a
useful antidrip agent, its presence removes the halogen-free classification.
In the USA, the two big tonnage brominated FRs are deca-BDE and tetrabromobisphenol A
(TBBA). Deca-BDE is used in TV sets and electrical connectors, often with polyolefins and
styrenics, as well as in textile seat coverings. When used with styrenics, it needs an antimony
trioxide synergist in the ratio of three parts by weight of deca- to one of antimony. It is cost
effective in high impact polystyrene products, but is vulnerable to UV and not amenable to melt
blending. Recently the European Union has given deca-BDE a reassuring assessment.
TBBA is cost effective and melt blendable in ABS, but it tends to lower the heat distortion
temperature and the impact strength, as well as being vulnerable to UV. TBBA is used in epoxy
polymers to make PCBs and can be converted to the bis-(2,3) dibromopropyl ether derivative,
which is capable of meeting the requirements of UL-94 V-2 in high impact polystyrene and PP,
despite its low bromine content. It is used in the US for wire nut connectors and in Christmas
tree lights. TBBA is being subjected to assessments by various regulatory authorities.
Albemarle sells Saytex BT-93W (ethylene bis tetrabromophthalimide) for electrical connectors,
along with antimony trioxide synergist. It can also be used in HIPS products aiming at a UL-94
V-0 rating, with excellent colour stability in televisions and business equipment.
DSBGs brominated trimethylphenyl indane or FR-1808 shows similar advantages and
attractively low toxicity in extensive testing. It has a bromine content of 73%, and only melts
between 240 and 255 oC, so needs a high processing temperature in order to melt completely. Its
flame retardancy is particularly good, enabling polyamide compounds to achieve good

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mechanical properties, with a fair tracking index. FR-1808 is also recommended for filled PP, in
combination with moderate amounts of magnesium hydroxide.
Some suppliers of brominated FRs now offer brominated polystyrenes, including copolymers,
while others market the slightly different polybrominated styrene copolymers. DSBG offers a
brominated polystyrene called FR-803P, which is stable to 310 oC. Ferro Corp.s Pyro-Chek
68Pbi is for use with the thinner and smaller components now favoured by an electronics
industry undergoing rapid miniaturisation. The dry granule format products identified as PyroChek 68PBC are for thin-walled and miniaturised parts such as electrical connectors made with
high temperature engineering polymers.
Great Lakes offers Firemaster BP411, launched in 2004 for the manufacture of electrical
connectors, relays and switches. Firemaster CP-44HF is a high-flow polybrominated styrene
copolymer for polyesters and high temperature polyamides, while Fire Firemaster PBS 64HW
is dibromostyrene-based. This type of FR is said to offer good thermal stability, flow and blister
resistance.
A new reason for needing good flame retardancy in the electronics industry is miniaturisation,
which tends to increase the operating temperatures in the end product, requiring better flame
retardancy. Miniaturisation also leads to flow problems during processing.
Pentabromobenzyl acrylate is a reactive brominated flame retardant monomer from DSBG,
available in powder form. It is polymerisable on commercial compounding equipment and acts
as a process aid during injection moulding, giving high heat distortion temperatures combined
with good impact strength. Pentabromobenzyl acrylate can be used in polyamides, PET and
PBT because of its good thermal stability, and is especially suitable for thin injection
mouldings. FR-1025 is also used in glass filled PP, along with antimony trioxide.
DSBG has been promoting tris(tribromophenyl) cyanurate or FR-245 in co-operation with Daiichi Kogyo Seiyako of Japan for styrenics used in computer monitor and TV housings and other
office equipment. It is said to be superior to deca-BDE in UV resistance, as well as improving
flow in injection moulding. It also imparts good impact strength, heat distortion temperature,
melt flow and stability to light.

5.10.6 Chlorinated FRs

Chlorinated FRs are much less widely used than brominated ones, partly because the narrower
vaporisation temperature of the latter group leads to a higher concentration of the flame
retardant in the flame zone. The market share of chlorinated compounds is expected to decline
further, but they are still favoured for certain engineering plastics (polyamides, including glass
filled polyamides and PBT) and in epoxy polymers.
Occidental Chemicals supplies Dechlorane and Dechlorane Plus, a Diels-Alder adduct of
hexachlorocyclopentadiene. It has a wide range of processing temperatures, offers the advantage
of lower smoke than brominated equivalents on burning, and is useful at the 15%-18% level in
PBT and the polyamides. A synergist such as zinc borate, oxide or stannate is advisable as well.
Chlorinated FRs can be combined with magnesium hydroxide in polyolefin wire and cable
formulations.
Unitex Chemical offers Uniplex FR 44-57, a brominated and chlorinated dioctyl phthalate that
acts as a low temperature plasticiser as well as a flame retardant.
Chlorinated paraffins with up to 70% chlorine are used in PVC and to a lesser extent other
polymers to enhance flame retardant properties. They have proved particularly useful for PVC
flooring and cables. Chance and Hunt markets a white grade of powdered, long chain

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chlorinated paraffin flame retardant, called Guardion CP70, imported to Europe from China. It
is a replacement for the companys previous offering, Cereclor70.
Besides bromine and chlorine, there are a small number of fluorinated flame retardants.
Potassium perfluorobutane sulfonate has been promoted by 3M as a replacement for the
brominated flame retardants traditionally used in transparent polycarbonate. It had previously
been marketed by Bayer for the same purpose, but the patent had expired.

5.10.7 Antimony Compounds

Antimony trioxide is an important synergist, used in combination with halogenated FRs in PVC,
polyolefins, ABS, SAN and the thermoplastic polyesters, including polycarbonate. The size of
antimony trioxide particles can affect the ease of dispersion and the colour and physical
properties of the finished article. Coarse grades have a more marked (and usually adverse) effect
on properties, especially impact strength, and median sized grades of diameter around 0.3 to 0.5
microns are more appropriate where impact strength is important. Grades differ in their
whiteness and in the amount of arsenic impurity.
The EU has been conducting a risk assessment on this category 3 carcinogen (at present the risk
of carcinogenicity is considered relatively small) but the process is still incomplete. Suppliers
have taken steps to reduce exposure by developing non-dusting and palletised grades.
One example of these palletised forms is Great Lakes Fyrebloc 100 and 101, dispersed in a
brominated polystyrene flame retardant carrier, for use in engineering thermoplastics.
Compared to ordinary antimony oxide powder, these grades offer faster feed rates, improved
plant hygiene, minimal dust problems and reduced clean-out costs. Fyrebloc eliminates the
need for predispersion of a portion of the flame retardant and synergist, and for a polymer, and
is recommended for engineering polymers.
The same company also sells Pyrobloc grades of anhydrous sodium antimonate as synergists
for saturated polyesters, and for translucent and brightly coloured products, together with
Timonox, TMS, and Trutint antimony oxide flame retardants.
Fireshield and Thermoguard antimony oxide-based products have been developed by Laurel
Industries.
Ashland sells an epoxy vinyl ester thermosetting polymer with antimony trioxide already mixed
in, called Hetron FR992Sb. (The manufacturing methods used with vinyl ester polymers involve
very little mechanisation, and the handling of powdered antimony trioxide would introduce
significant additional costs.)
Chinese researchers have tried combining dibromodiphenyl ether flame retardant with antimony
trioxide and a nanoclay to make flame retardant polyamides. Better results were obtained than
with similar samples without nanoclay. In particular the researchers achieved a very low peak
heat release rate, and a V-0 rating in the UL-94 test. Carbon nanotubes are expected to show
some benefit in FR terms. Nanoclays appear to stop PU from dripping, but their effectiveness is
lost if the quaternary ammonium compound used to treat the clay decomposes in the heat of a
fire.
For those concerned about the health aspects of antimony trioxide, alternatives such as zinc
sulfide are available to replace part of the antimony trioxide in synergistic halogenated flame
retardant compositions. Ciba Specialty Chemicals claims that Flamestab NOR 116, a
nonhalogenated hindered amine, can also be used as a synergist with both halogenated and
nonhalogenated flame retardants in PP to achieve V-0 and V-2 UL ratings, without any

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antimony trioxide. It imparts excellent light and thermal stability, and does not react with acidic
species from pesticide residues or with halogenated flame retardants.
DSBG markets brominated epoxy oligomers to improve the burning behaviour of styrene
polymers, and some of them use an antimony synergist.

5.10.8 Phosphorus FRs

Several large FR manufacturers have positioned themselves to be able to offer phosphorus FRs,
which now hold 25% share of the worlds FR market. Some time ago Great Lakes purchased the
phosphate company FMC, and has since spent the majority of its recent R & D effort in
developing nonhalogen FRs. DSBG has entered into an agreement with Dai-ichi to market the
latters condensed phosphate ester products outside Japan.
Phosphorus FRs have been used for a long time to fireproof wood, paper and cotton, and they
are now becoming much more important in the flame retardancy of plastics. This is because
they are seen by much of the electronics industry as promising replacements for halogenated
FRs, but their use has uncovered several snags and substantial development work has proved
necessary in order to realise their potential. They can make recycling difficult and, if they are
hydrolysable, may bleed out from the product during weathering, leaving it less well protected.
Phosphoric acid esters can also be lost by volatilisation, as well as causing stress cracking. A
few phosphorus compounds are undergoing EU risk assessments, including some that contain
halogens as well, such as tris-(2-chloroethyl) phosphate.
Tris (tribromoneopentyl) phosphate is used in DSBGs FR-370, an FR that combines halogen
and phosphorus functionalities, avoiding the need for any antimony synergist. It is said to be
useful for outdoor PP furniture products exposed to UV, and has the advantage of offering a
lower processing temperature than many of its competitors.
The heat resistance and impact resistance of plastics is adversely affected if phosphates migrate
to the surface of the mix during compounding and kneading operations. When the product
catches fire, it can drip: this spreads the fire unless an antidripping additive is incorporated. The
degree of condensation of oligomeric phosphates must not be too high.
Eastman Chemical supplies triethyl phosphate and other phosphates to the plastics industry,
where they can be used synergistically with halogens in flame-retarded and halogenated
unsaturated polyesters, or replace antimony in products that need to be clear or translucent.
They can be used in highly filled polymer systems, including ATH filled formulations.
Albemarle has a range of phosphorus based FR grades called NcendX. One of them, NcendXP30, consists of bisphenol A diphenylphosphate. It is recommended for PC/ABS blends and is
claimed to be resistant to hydrolysis. It can be used in situations where colour is important
because it is colourless. It does not introduce weathering or flow problems.
One competitor for NcendX is Fyrolflex BDP, with the same active ingredient. Its manufacturer
is Akzo Nobel, which also makes the liquid FR Fyrolflex BDP, based on resorcinol bis(diphenyl
phosphate), for engineering thermoplastics. It is a potential process aid as well as an FR.
Some of the best phosphorus formulations available use intumescence (see Chapter 4). One
system introduced by Asahi Glass in 2001 uses a low melting glass containing a phosphorus
compound that turns into a glassy sheet on strong heating, shielding the polymer surface. It is
intended for both commodity and engineering plastics, and is claimed to reduce smoke emission
from PVC by 90%.

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Intumescent systems based on ammonium polyphosphate can produce flame retardant

polypropylene. Great Lakes manufactures Reogard 1000, an intumescent phosphorus and
nitrogen based, melt blendable flame retardant for polypropylene homopolymers and low
ethylene PP copolymers that need V-0 ratings. It is not particularly hygroscopic and gives good
electrical properties with improved heat distortion temperature.
Clariant is the worlds largest manufacturer of ammonium polyphosphate, which is the basis of
its Exolit AP halogen-free intumescent flame retardants. They cut down smoke emission, evolve
no corrosive gases and are recommended for both thermoplastic (including polyolefin and
polyurethane) and thermosetting polymers. Exolit AP 750 is used to make injection moulded PP
electrical parts and weatherable items that contain a HALS stabiliser. Ammonium
polyphosphate is recommended for certain types of wood-plastic composite.
Several companies make aryl phosphates or aryl alkyl phosphates. They are used in Bayers
Disflamoll and Great Lakes Reofos grades. Two of the latter incorporate bis(4-aminophenyl)
phenyl phosphate and a butylated triaryl phosphate, for PC/ABS computer and monitor
housings. They can also be used in PPO/HIPS mouldings. Antiblaze triaryl phosphate-based
FRs were originally developed at Albright and Wilson Ltd. and were marketed to be used in
polyolefins and PVC, wood, paper, coatings and adhesives. After a number of changes of
ownership, Antiblaze FRs are now owned by Polymer Tailoring of the UK. Antiblaze additives
are said to lose some of their effectiveness if used in the presence of zinc borate smoke
suppressants.
Clariant also markets organic phosphinates called Exolit OP 1311 and 1312, for use in glass
reinforced polyamides. Alkali metal salts of phosphinic acids have been proposed before as
flame retarding additives for polyesters, but they need high loadings and have sometimes been
blamed for corrosion of the processing machinery. The Exolit OP range of reactive FRs, such as
OP1311 and OP 1312, consists of metal phosphinate systems for glass reinforced
thermoplastics,

5.10.9 Red Phosphorus FRs

Clariant sells red phosphorus based FRs such as Exolit RP 890 and 895 for polyamides and for
products requiring a combination of good flame retardancy and good mechanical properties.
The demand for red phosphorus as a flame retardant comes chiefly from the electronics
industry, although thermosetting polymer compositions, including both gelcoats and reinforced
plastics, are another big target.
Italmatch supplies red phosphorus in a stabilised form, encapsulated in a polymer to avoid
spontaneous reactions with oxygen or moisture. The product is known as Masteret and it has
applications in electrical appliances, construction and automotive applications, and PU foams.
Masteret is said not to harm aquatic life.
Nippon Chemical Industrial has found a way to paint red phosphorus white, using titanium
dioxide as a pigment. The product only contains 33% phosphorus.

5.10.10 Nitrogen-based FRs, With or Without Phosphorus Compounds

Nitrogen-containing FRs (without any phosphorus compounds) hold only a small share of the
global FR market at present, although their popularity is growing. The main active ingredients
are usually melamine cyanurate and melamine hydrobromide, although melamine phosphate is
used in intumescent FR systems in combination with pentaerythritol. Melamine based flame
retardants employ several modes of flame retardant action.

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DSM Melapur (now owned by Ciba Specialty Chemicals) developed a new non-dusting grade
of melamine cyanurate with a small particle size, giving a higher than usual bulk density and
improved flow properties. It also introduced Melapur 200, based on melamine polyphosphate,
for electrical and electronic products. It has greater thermal stability than the cyanurate, and is
again suitable for polyamides. Ciba Melapur now offers five nitrogen FR grades, based on the
cyanurate, phosphate and polyphosphate.
A recent DuPont patent discloses a novel way of making condensed melamine phosphates.
Melamine pyrophosphate made in this way is claimed to have improved thermal stability.
Budenheim is another leading producer of melamine compounds, such as melamine phosphate
(Budit 310, 312), and pyrophosphate (Budit 311). The latter is an effective low-cost flame
retardant with a low water solubility and good thermal stability. It is used in glass filled
polyamides.
Italys Domus Chemicals produces intumescent compounds containing nitrogen and phosphorus
based chemicals for polyolefins and TPEs. Domus also sells melamine hydrobromide as a flame
retardant for PP.
A recent Clariant patent claims that zinc, calcium and aluminium phosphinates can now be
combined with nitrogen compounds to give good processing properties in saturated polyesters.
They are usable in polyamides and thermosets. Asahi Denka has developed a composite
phosphorus/nitrogen additive system for polyolefins, competing with brominated FRs. A new
additive, phosphorus oxynitride, is made by the strong heating of phosphoric acid with
melamine phosphate or urea phosphate. Early laboratory experiments suggest that it is able to
protect certain polyamides but not PBT, despite being a char promoter.
NEC has investigated a benzoguanidine-modified phenolic novolac polymer as a multirole
hardener and flame retardant in epoxy polymers for electronic applications.

5.10.11 Borate FRs

Borates work by a combination of glassy char formation and endothermic dehydration reactions.
Zinc and magnesium borates are both useful, although other cations such as calcium,
magnesium and barium can be used instead.
With halogen-containing systems, zinc borate can partially or completely replace the antimony
synergist in PVC, notably wire and cable, wallcoverings, roof membranes and tarpaulins. It is
also effective in polyolefins, elastomers, polyamides and epoxy polymers while, in halogen-free
systems, it can be used in conjunction with alumina trihydrate, magnesium hydroxide or red
phosphorus.
Borax Europe and US Borax sell hydrated zinc borate flame retardants under the Firebrake
name. Firebrake ZB is an example: it has the formula 2ZnO.3B2O3.5H2O and the average
particle size is seven microns. Firebrake 500 withstands high temperatures because it consists of
anhydrous zinc borate, with no water to lose. It can be used in polyetherketones, polysulfones,
fluoropolymers, polyesters and polyamides. It has a very beneficial effect on the heat release
rate, suppresses smoke and afterglow, as well as promoting char. It is recommended for aircraft
applications.
Alcan Chemicals sells a fine particle size grade of zinc borate called Flamtard Z, which has the
advantage of being stable to 290 oC. It promotes char in the condensed phase.
Zinc borate can be used in halogen-free systems in conjunction with metal hydroxides,
ammonium polyphosphate and melamine compounds. With silicones, it is believed to form a
borosilicate glass during combustion. Incidental advantages of zinc borate can include smoke

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suppression, reduced tracking and antimicrobial action (about 2% is needed for this). On the
negative side, borates tend to give poor melt blendability and do not always give good
mechanical properties in the final product.
Joseph Storey (part of the Banner Chemicals Group) sells Storflam flame retardants based on
borates and stannates. They are claimed to benefit from their small particle size, in contrast to
coarser grained competitors. Some of these additives can replace antimony trioxide, giving
improved char yields, and good smoke suppression can be achieved in nonhalogen polymer
systems.

5.10.12 Expandable Graphite

Expandable graphite is one of the latest entrants to the flame retardant market. Graphit
Kropfmuehl AG and Graftech International Ltd. of Wilmington, DE have developed graphite
products. The latter sells GrafGuard which it claims has a greater expansion capacity (100fold) than most of the competitors. Cleanline PVT of India sells expandable graphite flame
retardant for PU foams in Europe. Dover Chemical offers chlorinated paraffin compounds in
combination with expandable graphite to serve as FRs for HDPE.
Nordmann Rassmann has marketed a graphite product called Nord-Min, available in several
grades that differ in the temperature at which they start to expand, ranging from 150 to 300 oC.
The expansion onset temperature determines the processing temperature range that can be used.
The onset temperature must also be compatible with the one at which decomposition,
exothermal reaction and ignition occur spontaneously. In the case of PU foams, this tends to be
between 300 and 500 oC.
The evolution of fumes from the acid inserted into the graphite layer planes can introduce
processing problems, unless an acid neutraliser is present. Applications of graphite include
insulation foam, foamed sealing tape for windows and doors, roof membranes and coatings. The
products are black and must not be heated above 200 oC.

5.10.13 Silicone FRs

Most of the silicone FRs offered to the plastics industry so far give inadequate flame retardancy
by themselves, unless large quantities are used. This usually has adverse effects on the
processing characteristics, surface appearance, and mechanical strength, to say nothing of the
cost. Dow Corning Toray Silicone of Tokyo has developed some flame retardant thermoplastic
compositions containing polysiloxane flame retardant. General Electric has developed a
polycarbonate, protected by a silicone with a trace of antidrip agent, aimed at housings for
domestic electrical appliances, TV sets, computer monitors, printers, photocopiers etc.
Dow has produced a polycarbonate grade for liquid crystal display monitors, incorporating a
silicone flame retardant. Formulations containing the silicone additive are said to have better
impact strength and temperature resistance than those protected by phosphorus based flame
retardants, and better heat and light stability than those containing brominated FRs.
Kaneka has proposed flame retardants containing both silicon and boron, such as the reaction
product of phenyl trichlorosilane and boric acid. Borealis has patented a polyolefin wire and
cable composition containing metal hydroxides and a small quantity of an organosiloxane
containing methyl, phenyl, vinyl or similar side-groups.

5.10.14 New Ideas

There have been a number of new ideas about flame retardancy that are not yet fully developed.
One approach is to enable plastics materials to change into ceramics when subjected to strong

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heating, so that they act as a thermal barrier, enabling electrical systems to continue functioning
during a fire.
NEC has claimed an environmental breakthrough with a new flame-retarded polycarbonate
based on recovered power station ash, which is said to bond strongly to the polymer.
A UK inventor, Michael Keenan, has developed additives that are said to make PU foams
resistant to a blow torch. The technology is being commercialised by Brandingplus Ltd.
DuPont-Toray, Ichimura Sangyo and Takayasu in Japan have incorporated aramid fibres in
polymers instead of conventional flame retardants, using a special blending method that gives a
uniform dispersion. Advantages include better tracking resistance and lower specific gravity
than many other flame retarded compositions.

5.10.15 FRs for Foam

North American companies have traditionally used pentabromodiphenyl ether (penta-BDE) for
flexible PU foam. The EU ban on this additive, effective from August 2004, has implications
for the US as well as Europe because (a) US subsidiaries in Europe are directly affected by the
EU legislation, and (b) automotive companies tend to have global formulation policies.
Albemarles Saytex RX 8500 and Saytex RZ 243 are among a number of available
replacements for penta-BDE in PU foam. Great Lakes Chemical Corp. offers Firemaster 520
and 550 and Reofos NHP. Firemaster 520 (targeted particularly at North and South America and
Asia) is brominated, whereas Reofos NHP is a phosphate ester for hot-moulded PU in Europe,
being designed to meet the automotive industrys MVSS 302 requirements. (European PU foam
for automotive applications tends to be high density, and so needs less flame retardancy than its
US equivalents.) Firemaster 550 is a phosphorus-bromine (tetrabromophthalic anhydride) based
FR for low-density foams.
Bayer markets a dimethylpropane phosphonate-based FR called LevagardVP SP 51009 to
enable rigid PU foam to meet fire regulations. Clariant offers liquid phosphorus polyols for the
protection of polyether flexible and slabstock moulded automotive foams. Flexible PU is also
commonly flame retarded in Europe with chlorinated phosphate esters. Borates have not shown
very great effectiveness in PU foam.
Akzo Nobel sells a phosphorus-based FR called Fyrol PNX, containing 19% phosphorus as a
replacement for deca-BDE in furniture and automotive foam made of flexible polyurethane.
DSBGs Safron 5000 series is a concept by which DSBG offers customers a partnership in
the development of tailor-made systems. Customers are helped to optimise formulations using
FRs that offer bonus benefits, such as improved flow properties. Reduced cycle times during
injection moulding are then possible, and it may be easier to produce parts with thinner walls.

5.10.16 Smoke Suppressants

Several flame retardants also act as smoke suppressants, notably the metal hydroxides. Some
companies offer specialist smoke suppressants, often molybdenum compounds. Early varieties
were developed in the US by Climax Molybdenum, a subsidiary of Phelps Dodge, and
molybdenum compounds have been marketed by Sherwin Williams Chemical. The latters
Kemgard range of smoke suppressants includes magnesium zinc molybdate under the names
Kemgard MZM and Kemgard HPSS, both designed for PVC. They are said to avoid the
problems of previous versions, which reduced the thermal stability. Great Lakes also sells
molybdenum smoke suppressants for PVC, one grade being Smokebloc AQM-100, based on
ammonium octamolybdate.

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Molybdenum compounds act like many other smoke suppressants by promoting char, and in the
case of PVC they also catalyse the conversion of aromatic degradation products to aliphatic
ones. The disadvantages are that they interfere with the colour of some PVC products, and high
loadings may be required.
FVI Polymer Additives Group offers molybdenum-zinc complexes under the name Charmax
LS, as smoke suppressants for flexible and rigid PVC. They are cheaper than straight
molybdenum compounds.

5.11 Heat Stabilisers

5.11.1 Phase Out of Lead Compounds
Members of the European Stabiliser Producers Association (ESPA) have made a voluntary
commitment to phase out all lead stabilisers in Europe by 2015. Since lead is the commonest
type in use today, this is a considerable commitment. There is expected to be a 50% reduction in
lead stabiliser usage between 2001 and 2010. It is possible that individual national regulatory
authorities will press for a more rapid elimination of lead from specific end products. Cadmium
was phased out some time ago.
Different regions of the world have developed different practices over the years. North America
relies almost exclusively on tin compounds for transparent foam sheet, pipes and fittings and
window frames, whereas most of the rest of the world has continued to favour lead. Within
Europe, there are differences between individual countries. The UK and Finland appear to
favour calcium-zinc mixed metal stabilisers when not using lead, whereas calcium-organic
combinations are popular in the Netherlands and Norway. France and Belgium, like the US, use
tin for water pipe. The global position in 2002 (shortly after the trend away from lead in Europe
became industry policy) is summarised in Chapter 6.
Not all countries will abandon lead within the same time schedule as Europe. Almost half of
Chinas stabiliser consumption was lead-based in 2002, and this is not expected to change very
rapidly. Chemson, the leading European stabiliser manufacturer, entered into partnership with
Dalian Shide, the biggest PVC company in China, in 2001 to build a plant that produces both
lead and calcium-zinc stabilisers. However, China is importing some tin and calcium-zinc types.
The move away from lead has inspired intensive development work to produce new heavy
metal-free organic stabilisers and improve the existing alternatives, notably calcium-zinc. A
stabilised PVC formulation must withstand being heated and subjected to mechanical shear at
the same time, because heat-induced decomposition can induce some crosslinking, increasing
the torque.
The stabiliser must also be nontoxic, contribute only minimal volatile emissions, and avoid
spoiling the physical properties of the end products, such as the optical and electrical properties,
while leaving the colour unaffected. Care has to be exercised in replacing lead for moisturesensitive wire and cable applications, because one calcium-zinc system will be able to satisfy
the moisture resistance requirements, while another will not.
Many suppliers have followed a policy of offering as wide a choice of stabiliser types as
possible during the transitional period.

5.11.2 Mixed Metal Soaps

The mixed metal soap systems have the advantage of good weatherability, and very fine foam
structures can be achieved. European customers used to find that they were less effective than
lead as stabilisers unless used at high dose levels, so the materials costs were higher. As a result,

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in 2000, a number of profile extruders returned to using lead after trying calcium-zinc for a
time. Some of the latest mixed metal systems are now claimed to outperform lead stabilisers,
and an up-to-date calcium-zinc stabiliser system will only increase the cost of a window profile
compound by around three or four percent.
OMG has argued that three-metal stabiliser systems (Ca-Ba-Zn carboxylates) offer benefits over
two-metal ones in terms of effectiveness and that they also have beneficial effects on plate-out,
as well as using a lower heavy metal content than Ba/Zn systems and giving very low volatile
emissions.
Ferro has introduced new calcium-zinc stabilisers, Therm-Chek RC 376P and Therm-Chek
RC 377P, to replace tribasic lead sulfate in general purpose wire and cable jacketing
applications. The company claims that its new additives outperform lead alternatives and that
they can be used at lower dose levels. Electrical insulation resistance is also said to be better
than with tribasic lead sulphate.
Very high output rates are required in cable production. Akcros Chemicals offers a calcium-zinc
product under the name Interlite 6088/6012, designed to improve initial colour and colour
stability, while facilitating high-speed cable extrusion.
Barium-zinc grades are offered by Ferro as well, with several grades available in liquid form.
Applications include flooring topcoats, calendered sheet and extrusion products such as hoses.
Some are claimed to give semitransparent products at low cost.
As with other additives, heat stabilisers match specific applications. Two Akcros America
stabilisers have been developed in close conjunction with PVC processing companies.
Interstab BZ-5242 is a barium-zinc product for thick-walled extrusions such as vacuum hose.
It can work both in PVC and in PVC/nitrile rubber blends. Another grade, BZ-5246, is for use
in printed calendered products. It is said to give good print adhesion in wallcovering and
graphic arts goods, and also has a very low volatile organic compound content.
Nissan Chemical Industries produces calcium-zinc heat stabilisers for PVC pipe. They are made
with a zinc amino acid that adds significantly to the cost and will probably confine sales mainly
to high-performance pipes. The company intends to develop other calcium-zinc stabilisers for
rigid PVC construction applications.
Mitsui and Mizusawa Industrial Chemicals has set up a joint venture called Siam Stabilizers and
Chemicals, or SSC. It built a 1800 t/y plant in 2002 to manufacture calcium-zinc heat stabilisers
for PVC in Rayong, Thailand. The products are being sold to the Thai wire and cable insulation
industry.

5.11.3 Volatile Emissions

There has been increasing concern among sections of the public about indoor air quality and the
so-called sick building syndrome. Some public authorities are concerned about the role played
by synthetic materials such as vinyl flooring, curtains, wood, paint and laminates in the
formation of traces of volatile contaminants.
Without admitting that volatiles from PVC formulations contribute significantly or at all to sick
building syndrome, PVC stabiliser suppliers have tried eliminating volatile emissions, with the
added benefit that such a policy also eliminates the fogging sometimes experienced with PVC
vehicle interior parts and a few other applications. Laboratory results, obtained using the FLEC
instrument (Field and Lab Emission Cell), developed by the Swedish Flooring Association,
prove conclusively that the emissions in well-designed formulations can be negligible. (FLEC is
based on the mass spectrometry principle.)

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Several formulation ingredients contribute to volatile emissions, including plasticisers, viscosity

modifiers and liquid metal soaps. An investigation of some flexible PVC formulations by Dover
Chemical Corp. found that the majority of the emissions were aliphatic hydrocarbons derived
from the compatibilising agents in the barium/zinc stabilisers. An organophosphate-based
stabiliser was recommended, in combination with zinc carboxylate. The elimination of the
barium soap did not spoil the thermal stability.
Phenols can sometimes be generated by a reaction between hydroxyl-containing solvents
(alcohols and diols) and phosphite co-stabilisers. Concerns have been expressed about the
toxicology of nonyl phenol from tris(nonylphenyl)phosphite, a liquid phosphite stabiliser.
Stabiliser companies are therefore offering new products with low free phenol content, low
overall volatility and reduced odour during processing. Similar virtues are valued in automotive
and other applications, and the new products offer improved hygiene during processing. One
Akcros grade, LZB 6104, is a barium-zinc liquid stabiliser with low windshield fogging
tendency, low phenol content and freedom from nonyl phenol or certain other trace volatile
substances. Some suppliers are now using phosphites based on high molecular weight alcohols,
and different metal soaps. Solid heat stabilisers such as hydrotalcites and other acid acceptors
can give low emissions.
A recent Dover Chemical patent discloses a stabiliser system based on a combination of liquid
organic phosphites, pentaerythritol, alkyl alcohols and alkyl phenols. The products are said to be
virtually phenol-free and, unlike some additives, are compatible with mixed metal stabilisers.
A different aspect of the volatile emissions and odour problem arose recently in North America
when processors asked Akcros America to develop barium-zinc stabilisers for use in PVC
garment bags and reusable packaging made from calendered or extruded film. These are
products where odour obviously has to be minimised. The outcome was the stabiliser Interstab
5216, now used to provide good film clarity and processing characteristics in extruded and
blown packaging film, of the type used to wrap flowers.

5.11.4 Organic Stabilisers

There has been a big effort to develop different approaches to stabilisation that make more use
of organic substances and completely avoid heavy metals. Many of these products were
originally aimed at the pipe industry. The recent changes in European legislation relating to the
permissible levels of lead in water have focused attention on PVC potable water pipes.
Crompton Vinyl Additives GmbH markets heavy metal-free OBSTM (organic based stabilisers)
as multi-component blends, with the pipe industry especially in mind. Certain grades have been
approved for potable water applications and for food contact. OBS products are said to offer a
broad processing window, with excellent process stability, and to be odour-free, even under
processing conditions.
Professor William Starnes of William and Mary College in the USA has patented organic PVC
stabilisers based on ester thiols, which are claimed to be dual-role heat stabilisers and
plasticisers. Rohm and Haas includes organic stabilisers in its AdvanstabTM product range. They
are available either as liquids or as one-pack solid granules. Their effectiveness in preventing
PVC degradation is said to match that of lead compounds and is directly proportional to the
concentration used (typically about 2 phr for pipe, but it can rise to between 3.5 and 5 for
injection moulded pipe fittings). Weathering performance and recyclability are also presented as
strong advantages.
Cromptons latest range of OBS products, known as OBS N, is aimed at flexible PVC rather
than rigid, and some are intended for use in injection moulded fittings.

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Reagens SpA offers an organic-based stabiliser called Reapak TU-1626 XO, while Chemsons
Naftosafe one-pack organic stabilisers for PVC pipe incorporate an organic stabiliser, a costabiliser, an acid scavenger, and internal and external lubricants. Lamberti SpA has produced
organic heat stabilisers based on amino uracils.

5.11.5 Tin Compounds

Organotin stabilisers (containing alkyl groups, notably methyl, butyl or octyl) have been widely
used in PVC pipe for many years, and are approved for use in potable water pipe both in the
USA and some European countries. This is because they are effective at low dose levels, and
the quantities leached out of pipes after the first few flushings are much lower than the
recommended maximum human exposure level.
The type of tin compound favoured in PVC stabilisers varies in different parts of the world. In
Europe, 60% of the tin stabilisers used are octyl compounds, including those used in potable
water pipes, and 30% butyl. In North America, where tin is widely used in pipe, foam and
window profiles, 50% of the tin stabilisers are methyl, and most of the rest are butyl. Methyl
and octyl compounds are FDA approved in some cases and allowed in food packaging. In Asia,
50% of tin stabilisers are methyl, and 40% octyl. In Japan, octyl tin is preferred for food
packaging and potable water pipe, while butyl tin is used in construction applications.
It had been customary to use loadings of 2 to 3% in the case of the first generation
dialkyltin/long-chain mercaptan stabilisers, which meant putting as much as 5400 ppm tin into
the PVC. Since then there has been a substantial reduction in tin content. The amount of tin in
PVC stabilised with third generation monoalkyl tin combined with short chain or functionalised
mercaptides or sulfides is only about 172 to 1800 ppm, depending on the tin content of the
stabiliser used. This assumes low loadings of 0.04 to 0.75 %.
Nevertheless, Greenpeace frequently draws the attention of the public to its concerns about tin
in PVC. The toxicity of organotin compounds varies considerably; dibutyl tin chloride has one
of the lowest oral LD50 values, although others are eye irritants. Dover Chemical has suggested
that Doverlube TriCal, its new calcium stearate product, can be used as a secondary stabiliser to
reduce the amount of tin needed.
Ceca markets two tin-based stabilisers, Thermolite 190 and 191, for rigid PVC applications,
including calendered sheets in packaging and blister packs, extruded and blow-moulded
containers, bottles and injected articles. They need a lower dose than other types of tin
mercaptan.
Crompton has introduced Mark 2000 organotin stabilisers for PVC window frames, to
overcome processing problems in high-speed extrusion lines. The company also markets a
sulfur-free tin stabiliser called Mark 2289, specifically for PVC window profiles that are
subject to intense sunshine, as in desert areas of the United States. It is said to protect against
heat and UV to some extent as well.
Rare earth compounds have been developed in China for use locally as heat stabilisers for the
countrys very large PVC industry. China is believed to possess 80% of all the worlds rare
earth deposits.
Despite the large number of PVC stabiliser types mentioned in Chapter 4, PVC applications still
pose difficulties. Food contact packaging or medical device manufacturers in particular have a
rather limited choice of satisfactory stabilisers. European pipe fitting manufacturers have also
reported some difficulties.

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5.11.6 Co-stabilisers
Traditional substances used as co-stabilisers include polyols, epoxidised soya bean oil,
phosphites and certain antioxidants. Arkema markets Stavinor calcium stearate co-stabilisers
for use with calcium-zinc systems. Akcros Chemicals sells P24D, which stands for pyrrolidene2,4-dione. Sd-Chemie is now marketing a synthetic hydrotalcite, Sorbacid 911, while the PQ
Corporation is selling two grades of aluminosilicate (zeolite) under the name Advera 401.
They act as scavengers for acids and metal chlorides, and enable users of tin mercaptides to use
less tin, saving on material costs. They also allow stabilisation to take place with the very low
tin levels required by law in food contact applications.

5.12 Impact Modifiers

5.12.1 Achieving a Balance of Properties
In the past, impact modifiers often came with side effects, such as a reduction in tensile
strength, modulus, heat distortion temperature, weathering performance, and clarity. It has been
the objective of impact modifier suppliers to offer improved impact strength, even at low
temperatures, without these or other disadvantages. Advances in blending and compatibilising
technology now enable suppliers to use rather more complex formulations.
The latest additives are claimed to preserve key properties such as modulus and in some cases
even to improve them. Some impact modifiers also act as process aids. The emphasis is now on
the overall balance of performance rather than just achieving an increase in toughness. As a
result impact modifiers have become more popular. They are employed to toughen rigid PVC
and the polyolefins, and can also upgrade the performance of engineering thermoplastics in
automotive applications and domestic appliances.
These trends are illustrated by DuPont Dow Elastomers range of Engage polyolefin
elastomers, intended as impact modifiers for polypropylene in automotive bumpers and fascias.
They combine stiffness with ductility, and are claimed to give very good low temperature
impact strength. Engage 8842 is said to have a particularly wide range of applications.
DuPonts Fusabond AEB-560D is a modified ethylene-acrylate copolymer for use in
polyamides. It is claimed to be a cost-effective toughener, more effective than maleic anhydride
terpolymers and usable at low temperatures, while improving mould flow, with less of an
adverse effect on the flexural modulus.
Arkemas FinaClear range of impact modifiers can now be used in injection moulded
transparent polystyrene products such as coathangers, with the addition of two styrenebutadiene copolymers, FinaClear636 and 609. The company has also produced a series of
anionic block copolymers of styrene, butadiene and methyl methacrylate, capable of combining
impact strength, stiffness and transparency in several polymers. Besides safeguarding impact
strength, the Vicat softening point is increased in some cases. Solvay offers an ionomer additive
that increases both the modulus and the impact strength.
Clarity in impact-modified formulations has also been addressed. High clarity in bottles,
containers and glazing generally requires the impact modifier to have a very similar refractive
index to the base polymer over all the relevant temperatures. In practice most modifiers undergo
considerable drift in refractive index with changes in temperature, so this is a major challenge.
Exact, an octene-based plastomer from Dex-Plastomers, has been used with some success to
toughen clear polypropylene copolymer bottles.
DuPont Packaging and Industrial Polymers has made strong claims for its Elvaloy AC
modifiers, which are said to provide extra performance without prohibitive prices. They consist

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of ethylene-butyl acrylate and ethylene-ethyl acrylate copolymers, and are used in commodity
and engineering thermoplastics.
Unlike previous ethylene-acrylate polymers manufactured in autoclaves, these modifiers are
made in a long thin tubular reactor that gives a broad molecular weight distribution with
considerable long chain branching, even with a high acrylate content, leading to easier
processing and higher melt strength. They have better thermal stability than EVA polymers,
surviving up to 350 oC. Besides acting as impact modifiers, they are compatibilisers and can be
used in masterbatches.
DuPont has advised that an impact modifier for polyamides should preferably have a modulus
of no more than one tenth of that of the polyamide. Certain types of ABS can be effective in
polyamides, but a compatibiliser is needed. Copolymers of methyl methacrylate with glycidyl
methacrylate are said to yield tough PA-6/ABS blends.
One property of particular importance in construction that suffers when diene rubbers are used
as impact modifiers is weatherability. Using acrylic rubbers and copolymers instead of dienes
removes this problem. Some examples of acrylic products follow.

5.12.2 Acrylic Modifiers

Arkemas Clearstrength 303H is a methyl methacrylate-butadiene-styrene modifier for
unplasticised PVC. Rohm and Haas introduced an all-acrylic impact modifier, called Paraloid
KM-348, to the American PVC market in 2001. It was claimed to perform well at lower dose
levels than the competition, and was also intended to improve processing by lowering the melt
temperature, die pressure and torque level.
LG Chem makes an acrylic core-shell impact modifier for good low temperature impact
strength in PVC profiles and outdoor furniture. Rohm and Haas sells an acrylic core-shell
modifier called ParaloidTM KM-369 for PVC window frames, where fierce competition has led
to faster production processes, sometimes leading to a fall-off in surface finish and dimensional
stability. The new additive is said to give improved control over the melt flow and the melt
elasticity. The post-extrusion shrinkage, surface gloss and impact strength of extruded PVC
profiles depend very much on the rheology of the melt. Acrylates have performed well in this
respect.
Eliokem introduced two new acrylate terpolymers in granular form in 2002 under the name
Sunigum. One is for polar polymers and the other for nonpolar ones. They give thermoplastics
a soft touch and a rubber-like appearance, but they also improve heat ageing and weathering.
BASF has introduced an ASA impact modifier called Luran S 778TE, with a heat distortion
temperature of 105 oC. It is said to have excellent outdoor resistance.
Arkemas Durastrength 500 combines the functions of an impact modifier and a process aid. It
is intended for exterior construction products, offering high compatibility with PVC and low
plate-out. It is self-lubricating as well as acting as a stabiliser, and it removes the need to use
paraffin wax as a lubricant.
Another Rohm and Haas product, Paraloid KM-348, is claimed to perform well at low dose
levels. It also improves processing by lowering the melt temperature, die pressure and torque
level.

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5.12.3 Chlorinated Polyethylene

An alternative approach to toughening PVC is represented by DuPont Dow Elastomers Tyrin
range of chlorinated polyethylene impact modifiers for PVC profiles, which are said to offer
better processing characteristics and filler compatibility than acrylics. Tyrin can be used for
wire and cable insulation, and is the most widely used impact modifier for those grades of
ignition resistant ABS that need to contain a brominated flame retardant.
Chlorinated polyethylene has a strong position in China, where it accounts for over 60% of all
impact modifiers used and 80% of those used in PVC.
EnliteTM from DuPont Dow Elastomers is claimed to be the lowest density impact modifier for
PVC on the market, and is targeted at the construction industry. The required dose is said to be
low in highly filled grades of PVC.

5.12.4 Low Temperature Impact Strength

Achieving high impact strengths in polyamides at arctic temperatures has been another key
objective in recent development work. PolyChem Alloy Inc. has introduced two ultra low
temperature (-55 oC) impact modifiers, called AbustTM and MebustTM, based on ABS and MBS
triblock polymers, for engineering thermoplastics including polyamides, PBT and polycarbonate
along with certain other polymers that are processed above 250 oC. The additives do not melt
and are thermally stable above 300 oC. They are free-flowing, palletised modifiers, a format that
is said to improve handling qualities and minimise the flammability risks associated with
powdered additives.

5.12.5 Inorganic Additives

An inorganic impact modifier has been marketed by the Norwegian waste recovery company,
Elkem Materials. It is called Sidistar and made of amorphous silica spheres with a median
particle size of about 150 nm. They are derived from the silica fume accumulating during the
manufacture of ferro-silicon alloys and silicon metal. Elkem claim that their silica modifiers can
impart good impact strength at low temperatures in thermoplastic pipe, and can replace
conventional acrylic, MBS and chlorinated polyethylene modifiers.
Nanofillers based on layered silicates can increase toughness and stiffness at the same time.

5.12.6 Modifying Thermosets

Toughening epoxies has proved rather difficult, and unsaturated polyester thermosets even more
so. Hanse Chemie AG now approaches the problem of toughening thermosets by combining
surface treated silica nanoparticles with rubber-modified epoxy resins under the name Albipox
F. Recent research in India has suggested that isophthalic unsaturated polyester thermosets can
have their impact strength increased by a factor of 2 or 3 by adding 2.5% of maleated nitrile
rubber (the tensile strength increases as well). The amount of toughening was more satisfactory
with a higher molecular weight rubber.
Dainippon Ink & Chemicals Inc. offers a polyester based impact modifier specifically for use in
the biodegradable polymer, polylactic acid. Arakawa Chemical has developed biodegradable
plasticisers for what is expected to be a rapidly expanding market associated with Cargill Dows
polylactic acid product.

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5.13 Lubricants and Process Aids

5.13.1 Lubricants
Lubricants are widely used in PVC because, besides smoothing out processing problems, they
improve productivity and help to disperse the additives. They are often used in preference to
external mould releases, some of which adversely affect surface quality. There have not been
many changes in the type of substance used, many of which have already been mentioned in
Chapter 4.
Lubricants have to be compatible with the main heat stabiliser systems, otherwise their sales
will obviously be severely restricted. Clariants Licowax OP is described as suitable for either
lead or mixed metal systems.
There has to be compatibility across the entire polymer formulation. Some impact modifiers are
highly compatible with lubricants and may partially absorb them, so higher dose levels are
necessary. Stearate lubricants (stearic acid, and sodium, calcium, zinc or aluminium stearates)
are commonly used. Many of them tend to exude out of the product, causing poor adhesion to
the product surface. Axel has addressed this question by developing new internal (non-exuding)
lubricant compounds such as MoldWiz INT-VP250, designed to improve polymer flow and
additive dispersion. It shortens the cycle time while avoiding weld lines, and improved surface
appearance follows from the fact that it does not exude.
Crompton has developed a combined lubricant and heat stabiliser, called Mark 2910, for
extruded PVC pipe. The special feature of this liquid product is that profile extruders do not
have to buy a separate lubricant such as paraffin wax and add it by a further metered operation.
Other polymers besides PVC use lubricants to a lesser extent. INT-33VPE is a stearate-free,
high MFI lubricant from Axel, intended for polyolefins and polystyrene. Ferro has produced
stearate-free lubricants for wood plastic composites because of the adverse effect of stearates on
the effectiveness of other ingredients in the composition, especially the coupling agents that are
intended to improve surface finish and mechanical strength. (The US wood plastics composites
industry used over 20,000 tonnes of lubricant in 2003, which is considerably more than would
be required for the same throughput of ordinary thermoplastic.) The SXT 3000 range of
lubricants is free of metallic stearates and said to improve output rates.
Peter Greven manufactures calcium, zinc, lead and barium stearates as well as glycerine-based
and ester lubricants. Its latest products are marketed under the Ligalub name, and are offered in
a dust-free form for improved hygiene.
Certain lubricants and slip agents are vegetable-based, because avoidance of the usual animal
sources is essential in certain food packaging markets. Chemax offers vegetable-based stearate
additives called Maxomer Lube, and Kemamide ELO from Crompton is a vegetable-based
GMO-free erucamide, used in bottle closures where odour and taste are particularly important.
It is a mould release agent for polyolefins and is said to be fairly resistant to oxidation.
Croda Universal markets a torque and mould release agent, again for bottle tops. The intention
is to make opening the bottle easier, while avoiding taint and odour in the contents. Crodas
Incroslip C is said to minimise side effects and to be the first product that combines good
release performance with high stability. An independent test house, Certech of Belgium, has
confirmed its oxidative stability and low odour.
Axel claims that its latest external mould release agent XTEND 19MDR can increase the
lifetime of the room temperature vulcanised silicone rubber moulds used in polyurethane and

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polyester moulding by a factor of two or three. It also preserves the detail of the mould surface
for longer, and makes part extraction easier.
Clariant claims that its Montan wax lubricants, derived from lignite, reduce the melt viscosity
and improve release qualities. The company is now building the worlds first production plant to
make waxes by metallocene catalysis. It is expected to have a capacity of several thousand
tonnes a year and will allow the wax properties to be closely controlled.

5.13.2 Process Aids

With ever-increasing competition to reduce costs, process aids are being promoted as cost
savers, reducing cycle times and giving substantially defect-free production, while maintaining
high output rates and low processing temperatures. Most of the products currently on offer are
fluoropolymers, silicones or minerals. Fluoropolymers will be considered first. They are
typically used at dose levels of 100 to 1000 ppm.
Arkema supplies fluoropolymers for the polyolefins used in film, pipe and cable sheathing. Its
products include Kynar 761 and Kynar Flex 2801 and 2821, which are designed to reduce
die pressure and eliminate melt fracture. Kynar Flex 2500 has a melting point 25 oC lower than
usual so as to facilitate dispersion.
The company sells Plastistrength 770 for transparent rigid PVC packaging. It is a high
molecular weight olefin copolymer with lubricating qualities, acting by improving the gelation
behaviour. It is usable in injection-moulded as well as extruded or extrusion blow-moulded
products. Durastrength 529 (also from Arkema) is a dual role acrylic product that increases the
impact strength of construction grades of PVC, while improving the processing window. It is
said to be useful where a high output is required in highly filled PVC. Arkemas first dual-role
additive was Durastrength 510, designed for thin-walled items such as cladding and flexible
ribbed pipe.
Arkemas Kynar Flex PPA 5300 is another fluorinated polymer processing aid, available in
granular form. This product is targeted at linear low-density and high-density polyethylene and
metallocene PE grades. It eliminates orange peel surfaces and improves the transparency and
mechanical properties of the extruded product. It also increases extrusion speed, eliminating
knots and drool in the extrusion dies.
DuPont Dow Elastomers earlier FreeFlow grades incorporated an ethylene copolymer and a
small quantity of polyethylene glycol. These alloys were said to reduce melt fracture and to give
improved high temperature resistance at long residence times. The additives were also cheaper
than their competitors and were awarded European and FDA clearance for food contact. The
ethylene copolymer reduced the interactions with HALS that lead to lengthy initial conditioning
times.
There has since been some debate about whether the die in an extruder is best coated with fine
particles of fluoropolymer or slightly larger ones. Previously it was thought that a small particle
size fluoropolymer process aid was preferable, and that it should be well dispersed in the
polymer for optimum processability. DuPont Dow Elastomers now thinks that larger particles
(that is, between 2 and 10 microns in diameter) have a greater likelihood of reaching the die
surface, and their greater energy and volume enable them to spread out and cover the surface
more efficiently.
These benefits are realised in two new Viton Freeflow products, Z-100 and Z-200, intended for
the production of blown film, cast film, and extruded pipe, wire and cable. The additives use a
combination of rheology modified fluoroelastomer and interfacial agents, and are said to
improve product quality, giving fewer melt defects, without increasing costs. Twice the usual

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improvement in processing is claimed, at half the dose level. The Z 200 grade contains no
polyethylene glycol, using polycaprolactone technology instead.
One side effect sometimes encountered with fluoropolymers is difficulty in printing and sealing
with polyolefin products, but DuPont Dow say no such problems are encountered with their
products in HDPE, LLDPE or metallocene polyethylene polymers.
Dyneon is another leading producer of fluoropolymer processing aids. The company claims that
its Dynamar PPA FX 5911X product substantially improves the gloss of HDPE bottles and
reduces cycle times. It has investigated how fluoropolymer process aids affect the tendency of
blown film to suffer from gel formation, a defect that used to be observed fairly often.
Dynamar products are said to reduce the weight-average gel content by a factor of ten. The
company has also introduced new free-flowing granular grades called Dynamar FX9614X and
FX5922X, both used at low-dose levels. FX 5922 requires 200 to 800 ppm to eliminate melt
fracture in blown LLDPE films. It also reduces gel formation and die lip build-up.
FX5922X is recommended for polyolefin polymer formulations that contain mineral additives
such as talc or silica antiblocks, or titanium dioxide pigment. Because of its new synergist
technology, the free-flowing, granular fluoropolymer maintains its performance even when used
in combination with other additives such as slip agents, hindered amine light stabilisers (HALS)
and inorganic pigments. Furthermore, Dynamar PPA can shorten colour changeover time,
generating additional cost savings.
Even at low usage levels, the additive allows the processor to work at lower extrusion pressures.
Additionally, Dynamar PPA FX 5922 reduces the apparent melt viscosity, permitting easier
processing of high-strength, high-molecular weight resins.
As implied above, fluoropolymer processing aids can interact with HALS and reduce their
effectiveness. The reaction with HALS and also with polyurethanes and polyamides is thought
to involve the vinylidene fluoride comonomer units of the fluoropolymer, resulting in poorer
performance and discoloration. Grades of fluoropolymer that do not interact with hindered
amine light stabilisers have now been developed.
The latest Viton FreeFlow additives are among those that have a reduced tendency to interact
with other constituents of the formulation. Another new non-reactive fluoropolymer additive
has been developed by Dyneon in association with 3M Canada to overcome similar problems,
and has been found to perform well in LDPE and LLDPE film. The later versions of Dyneon
polymer processing aids act as effective process aids in polyamides and PU, without the usual
discoloration and processing problems.
Polyamides readily absorb moisture, and have to be predried at temperatures above 100 oC.
There had been instances of problems with Axels Moldwiz INT-38H when the additive and
the polymer were blended together before drying rather than predrying separately. The company
has therefore developed Moldwiz INT-38HM to allow users to dry the mixed blend.
MoldWiz INT-40DH is said to increase the throughput of a thermoplastic olefin compound
containing 75% filler by almost 50%. It consists of a mixture of fatty acid esters and other
derivatives of organic acids, and is approved for food contact purposes.
Dow Chemical has a new polymeric modifier that improves the flow properties of TPO
compounds, without reducing the modulus or impact resistance of the material. It is based on
the companys Affinity polyolefin plastomer (POP) technology and is an ultra-low-viscosity
ethylene-octene copolymer.

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5.13.3 Inorganic Process Aids

Several inorganic process aids are now available. High molecular weight siloxanes from Dow
Corning are claimed to be effective in the injection moulding of unfilled polymer parts with
difficult or intricate flow paths. Wacker-Chemie, the worlds third largest silicone company,
sells ultrahigh molecular weight silicone gum pellets called Genioplast as process aids for
polyolefins. The company claims that while 0.1 to 1% of a silicone will be sufficient to improve
the processing behaviour, a higher dose (1 to 5%) will also improve the surface quality and
mechanical properties, such as impact strength. Although silicone process aids are not really
flame retardants, they can sometimes have a useful synergistic effect with genuine FRs.
It has been claimed that boron nitride allows much faster production rates with metallocene
LLDPEs than fluoropolymer process aids. American Ceramics is one supplier.
An aluminosilicate glass called Vitrolite has been marketed by Vitro Tech as a viscosity
modifier, under a distribution arrangement with Sumitomo. When used at the 2% dose level, it
lowers the polymer viscosity, making lower operating temperatures possible, while increasing
the rate of mould filling, reducing cycle times and improving the dispersion of other ingredients
in the mix.
Some grades of calcium carbonate filler have the ability to increase throughput rates.

5.14 Plasticisers
Table 5.2 Plasticisers for specific polymers and applications
Plasticiser
Product
Alkyl /aryl phosphates
Flame retardant flexible
compounds
PVC
DINP or DEHP; alkyl
Gloves
sulfonates
PVC
DIUDP (undecyl)
Medical containers
PVC
DIHP
Flooring
PVC
Trimellitates
Furniture upholstery; gaskets
PVC
Alkyl sulfonates
Mattresses
PVC
Polymeric phthalate
Tarpaulins, hoses
PVC
Trihexyl butyryl citrate
Blood bags
PVDC
Tributyl citrate
Food wrapping film
Polystyrene
Adipates
Expanded PS for packaging
Cellulose acetate
Acetyl triethyl citrate
Biodegradable film
EVA
DEHP
Hose
Polycarbonate
Phthalates
Tough sheet
Polyethylene
EVA
Pipe
Polylactide
DEHA
Biodegradable shrink film
Polypropylene
Polybutenes
Wallcoverings
Polymer
PVC

5.14.1 Markets
85% of all plasticiser sales are for use in flexible PVC. There is a small demand for them in
several other polymers, notably polyolefins, styrenics, polyvinyl acetate, polyurethanes,
cellulosics, acrylics and a few biodegradable polymers, but not all the applications are
classifiable as plastics products.

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Phthalates (and particularly phthalates with a branched structure) account for about 85% by
tonnage of the plasticisers used in flexible PVC because they are cheap and meet the technical
criteria well. Sebacates, and to some extent adipates, give far superior low temperature
performance, but cost factors limit their use; sebacates are limited to very low temperature
applications. Adipates also suffer from higher volatility than phthalates.
On the whole, despite there being about 300 substances capable of plasticising PVC, there has
been little success in matching the cost effectiveness and technical performance of phthalates.
Plasticiser end-use markets include wire and cable, floor and wallcoverings, construction
products such as roofing membranes, automotive parts, packaging, medical appliances, gloves,
pond liners, sports goods and footwear. Table 5.2 indicates some of the applications of a variety
of plasticisers.

5.14.2 Health and Safety Controversy

There has been prolonged controversy about the safety of phthalates, and the issues are too
complex to discuss here in detail. Briefly, accusations by NGOs that phthalates are harmful to
human health have been countered with accusations by the industry that its critics have carried
out toxicological tests using unrealistic doses and using rodents as test animals, despite their
having significantly different metabolic pathways from primates and humans. In the absence of
scientific agreement, six of the leading phthalate products have been banned by the EU from
soft toys and certain other childrens products. This decision has often been misrepresented as a
move against PVC in toys.
The majority of commentators have concluded that phthalates have emerged well from their
tests both in Europe and the US, but new and potentially damaging allegations about the effects
of phthalates on children still emerge from time to time. A recent Swedish/Danish study links
phthalates with asthma, eczema and rhinitis, but the work has been criticised by the ECPI on a
number of grounds.
Apart from toys, legislation restricting flexible PVC has been very limited (see Chapter 7). The
EUs Scientific Toxicity Committee has approved acetyl tributyl citrate as a substitute, but
plasticiser producers say that one of the six phthalates, DINP, has now been cleared of problems
and ought to be acceptable.
Other markets for phthalates that have been under threat as a result of health scares include
medical products (the target here has been DEHP), food packaging, and to a much lesser extent
flooring, where di-isononyl phthalate (DINP), di-(2-ethylhexyl)phthalate (DEHP), benzylbutyl
phthalate (BBP) and di-isoheptyl phthalate (DIHP) are used. Retailers have been under pressure
from lobbying groups to refuse to sell PVC products.
The automotive industry usually cites technical shortcomings rather than health considerations
for attempting to reduce its dependence on PVC in vehicle components. Flexible PVC has been
used in the past in underseal, instrument panels, wiring insulation, weatherstrip, window
sealants, body side protection strips, door panels, seats, armrests and sun visors. Many of these
applications require a soft, flexible material that used to be difficult to produce without PVC,
but can now be made using a modified polyolefin formulation.
Nevertheless there have been serious difficulties in replacing PVC in several applications, both
in terms of cost and performance, and PVC products have been improving. The plasticiser
DIDP has replaced DEHP in several interior applications because it is more resistant to
migration and fogging. DINP is used in automotive foils, and several other types are used in
mastics, underseal, gaskets, floor mats, wire and cable jacketing, and trim.

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5.14.3 Medical Applications

Applications of DEHP in medical appliances that are affected by health concerns are those
involving direct patient contact, e.g., medical bags and tubing, including intravascular tubing,
catheters for IV administration, and equipment for dialysis, extracorporeal membrane
oxygenation and cardio-pulmonary bypass (CPB) procedures. Shareholders in medical device
manufacturers such as Baxter Healthcare in the US have campaigned to persuade their
management boards to use less PVC, and PVCs competitors are hoping that device
manufacturers will replace PVC altogether.
Replacing the plasticiser in medical products by another one is a difficult option. Taking blood
storage bags and tubing as an example, the replacement for DEHP would need to meet several
criteria, including a range of mechanical properties and sterilisation resistance (catheters and
certain urological products are frequently sterilised by electron beam irradiation, which can
degrade some PVC and other polymer formulations). It must also have no undesirable
interaction with the blood itself.
A combination of DEHP and epoxidised soya bean oil is said to be fairly resistant to irradiation,
and butyryl-n-trihexyl citrate is reported to be a safe alternative to DEHP for storing red blood
cells in PVC bags, at least for limited periods.

5.14.4 Minimising Plasticiser Loss

All PVC customers, in whatever market segment, now prefer to avoid plasticiser loss, whether it
occurs by diffusion and migration, extraction by solvents such as soapy water, or evaporation.
Exposure to high temperatures over a long time is the biggest cause of loss in certain types of
cable insulation, and more obviously in products like roofing membranes, flooring and
wallcoverings, although the quantities evaporated from floors and walls into the atmosphere on
a daily basis are extremely small.
Loss of plasticiser over time leads to embrittlement and component failure, adversely affecting
adjacent plastic components, notably those made of polystyrene, ABS or polycarbonate.
Sometimes it causes stress cracking.
The European market has therefore moved away from DEHP towards higher molecular weight
phthalates, such as DINP and DIDP, which are increasing their historic market share. As a result
the European pattern of plasticiser usage has been moving towards the American one for some
time. The changing availability of feedstock chemicals has strongly reinforced this trend.
Increasing demand for polypropylene has created a shortage of propylene monomer, from which
DEHP is made by a multistep synthesis. This left plasticiser suppliers looking for alternatives,
such as butenes from steam cracking, which can be used to make the higher molecular weight
plasticisers.
Several other approaches to reducing plasticiser loss, besides using DINP and similar products,
have been considered. Alloys of PVC with polymers like thermoplastic polyurethanes, EVA and
nitrile rubber can give fairly flexible materials without using plasticisers at all. Appropriate
blends can offer flexibility and low temperature toughness.
Teknor Apex has alloyed PVC with metallocene polyolefin elastomers to make a range of new
materials called FreeFlex. They resemble flexible PVC, but are about 50% more expensive; they
are intended for flexible hose and tubing and flexible sheeting. The combination of PVC with
polyolefins had been unsatisfactory until comparatively recently, when more effective
compatibilisers became available.

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Alternatively PVC can be crosslinked with dithiocarbamates to reduce plasticiser migration, and
a copolymer of PVC can also be crosslinked when modified with acrylic groups. Applying
acrylic topcoats such as Rhm's Degalan also helps to minimise loss through the surface.
Researchers in Germany claim that a titanium-based surface coating can cut plasticiser
migration from flexible PVC products. The University of Erlangen has co-operated with GfE
Medizintechnik to develop an inert, biocompatible 30 nm titanium based system called
MigraStop to prevent phthalate migration in medical equipment.
Polymeric plasticisers such as polypropylene adipate, azelate, glutarate and sebacate (or
mixtures of these substances) are much less volatile than ordinary low molecular weight
plasticisers. They are not easily extracted, and they weather well, but they cost more than
phthalates and are not as easily processed, being mostly high viscosity substances. They are
often blended with phthalates as a compromise. The polyester adipates are the most widely
used.
PVC applications of polymeric ester plasticisers include food wrap, calendered sheet, electrical
tape, industrial gloves, protective clothing and roofing materials. Polymeric ester plasticisers are
biodegradable, and short life products can be made that degrade in around four weeks under the
right conditions.
Polymeric plasticisers are used where migration would have unacceptable consequences, e.g.,
food packaging film (along with adipates), insulating tape, refrigerator door gaskets, cable
insulation, car instrument panels and car or train headrests and armrests. Hyperlast claims to
offer Europes widest range of polymeric plasticisers, the latest being its Dioplex range, which
have relatively low viscosities. Dioplex plasticisers are biodegradable and approved for food
contact.
BASF sells polyester plasticisers derived from adipic acid and propane diol or various
polyhydric alcohols, under the Palamoll name. Velsicol also sells polymeric adipates under
the name Admex. They withstand heat, rain and sunlight well, as required in PVC sheeting for
pool liners or tarpaulins or for outdoor sign and display boards. At least one grade has FDA
approval for use in contact with foods, as in food conveyor belts.

5.14.5 Other Alternatives to Phthalates

Trimellitates with improved extraction resistance and reduced volatile loss have been developed
as alternatives to phthalates in automotive and furniture upholstery, wire insulation and gaskets.
Morflex Inc. sells tri-n-hexyl and tri-isodecyl trimellitates.
Bayer AG markets an alkyl sulfonate plasticiser called Mesamoll. It has been widely accepted
by the industry, despite being roughly twice as expensive as the phthalates it replaces.
Mesamoll is recommended for use in thin disposable gloves of the kind used in the catering
trade, and for making dolls, gloves, boots and food packaging film. Mesamolls alkali resistance
makes it attractive to the construction industry for use in sealants and membranes. Its resistance
to hydrolysis and leaching is claimed to be an advantage in childrens paddling pools and in
mattresses for waterbeds. Since microorganisms need to be excluded from the last mentioned
product, it is significant that Mesamoll resists common cleansing fluids and the
microorganisms that attack DEHP.
The plasticising qualities of sorbitol and its compounds have been known for many years. The
Dutch agricultural research institute, ATO, is commercialising sorbitol-based plasticisers as
alternatives to phthalates.

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Velsicol Chemical Corp. has promoted benzoate plasticisers for use in injection moulded toys,
and has commissioned extensive toxicological testing of its blended product, Benzoflex 2088,
without uncovering any problems. Benzoflex 2088 consists of diethylene glycol dibenzoate,
dipropylene glycol dibenzoate and triethylene glycol dibenzoate. (Another grade, in which the
second constituent is replaced by dioctyl adipate, is recommended for rotational moulding
applications, and is claimed to give faster processing and shorter cycle times than DINP.)
Benzoates do not accumulate in the body and are biodegradable. Their stain resistance is valued
in the vinyl flooring market, but they tend to be viscous.
BASF offers Hexamoll DINCH, a series of di-isononyl cyclohexane-1,2 dicarboxylates,
targeted at toys, food packaging and the medical device market. They are said to be free of
reproductive effects, genotoxicity or sensitisation.
Eastmans TXIB (2,2,4-trimethyl-1,3-pentanediol diisobutyrate) plasticiser was one of the
first to be used in vinyl gloves approved for surgical use and food handling. It has a very low
evaporation rate, a slightly fruity odour and a low viscosity, although it has been rated by one
Danish study as having a fairly high tendency to migrate into certain food simulants.
C P Hall markets butyl benzyl phthalate as a general-purpose plasticiser under the name
Plasthall BBP. It is said to reduce the melt viscosity of calendered or extruded PVC
considerably, and it competes with dibutyl phthalate, mainly because it is less volatile and more
extraction resistant, although it is not as resistant as the higher molecular weight plasticisers.
Triethyl citrate, acetyl triethyl citrate, tributyl citrate and tri-(2-ethylhexyl)-citrate are used to
plasticise PVC in sensitive markets like medical equipment and food packaging. Tributyl citrate
is used in PVC, PVDC and their copolymers for food-wrapping film and similar applications
because it is thermally stable and does not cause the products to discolour. Acetyl tributyl citrate
is promoted by Jungbunzlauer under the name Citrafol BII as a substitute for phthalates in
childrens toys. It can be processed on standard equipment.

5.14.6 Plasticisers for Biodegradable Plastics

There is rapid growth in demand for biodegradable plastics such as PLA. Applications include
supermarket bags, food packaging, compost bags, cups, dishes and cutlery, and paper coatings.
Plasticisers have already been developed for biodegradable polymers. Riken Vitamin in Japan
sells a plasticiser for polylactides made from a glycerol fatty acid ester, approved for food
usage. It enables polylactide packaging film to achieves good flexibility with low migration and
very little adverse effect on the transparency. Citrates have also been tried in polylactic acid,
which is now finding increasing market acceptance.
Natural fibres can partially or completely replace glass fibres as reinforcements in applications
where lightweight or recyclability are important considerations. Flax can be combined with the
biopolymer PHB (polyhydroxybutyrate) to make biocomposites, and it has been suggested that
plasticisers could replace the water in the flax that is lost during fibre drying. However, the
replacement tends to weaken the fibre-polymer adhesion.

5.14.7 Medium Chain Length Chlorinated Paraffins

Most of the extenders used in plasticised PVC compositions to reduce the amount of plasticiser
required are epoxidised compounds, hydrocarbons or chlorohydrocarbons, including a few
medium chain length chlorinated paraffins (MCCPs). These last substances typically have 14 to
17 carbon atoms, and unlike their longer chain analogues they are thought to pose a threat to
some types of aquatic life. Dover Chemical Corp. is marketing low volatility liquid chlorinated
hydrocarbon products under the name Paroil X-10 as extenders to replace part of the
plasticiser in PVC.

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The changeover in much of Europe from DEHP to DINP as the main plasticiser in several
applications necessitates a reduced usage of MCCPs because they are less compatible with
DINP than with DEHP.
Extenders are used to a limited extent in other polymers besides PVC, such as polyethylene and
certain rubbers.

5.15 Ultraviolet and Visible Light Stabilisers

5.15.1 Polyolefin Stabilisation
One of the more significant developments in plastics over the past ten years has been the growth
in polyolefin sales. Several products are now being made from upgraded or modified
polyolefins instead of PVC or one of the engineering plastics, so there is great customer interest
in overcoming the vulnerability of polyolefins towards light, UV and oxygen. This applies
especially to PP, sales of which have been growing at twice the rate of GDP increase in the US.
It means extending the lifetime of more end products by using UV and light stabilisers.
Polyolefins now account for about 60% of all the light stabilisers used in plastics.
Besides polyolefins, the outdoor weathering performance of unstabilised polyformaldehyde,
polystyrene, PVC and polyamides is also inadequate, and that of unstabilised polycarbonate,
ABS and SAN is not good.
Cytec scientists have highlighted the performance of their Cyasorb UV-4611 and 6435
stabilisers in PP, HDPE and LLDPE, claiming to improve the UV stability, colour and gloss of
thick sections made of polyethylene and polypropylene.
Crompton offers a benzophenone-based product, MarkScreen 1413, incorporating 2-hydroxy 4n-octyloxybenzophenone for use in polyolefins and PVC when the best protection against light
is required. Colormatrix says that its latest stabilisers can protect PET polymers against UV
light up to 390 nm instead of the more usual 370 nm.
The attention of light stabiliser suppliers has been focused on keeping costs down by reducing
the overall additive dose rate, either by finding more effective additives, or more often by using
synergistic combinations. Combinations of different light stabilisers can sometimes have
interesting and positive effects.

5.15.2 Interference Between Additives

Another problem addressed by suppliers has been interference between additives. This usually
involves HALS compounds interacting with halogenated flame retardants or certain pigments.
Aromatic brominated flame retardants absorb UV light in the surface layer, causing
polypropylene moulded parts to lose their gloss and undergo chalking, despite the presence of a
stabiliser. If HALS are present as well, they are less effective because they react with the
degradation products formed by the halogenated flame retardants during processing. Ciba
Specialty Chemicals recommends free radical scavengers as a solution to this problem, because
the stabilisers are then less inclined to react with the degradation products.
Interactions between UV stabilisers and halogenated flame retardants usually result in chalking
and de-activation of the stabiliser, but Cytec claims that the hexadecyl ester of 3,5-di-tert-butyl4-hydroxybenzoic acid does not react with the acidic substances that form during the
degradation of halogenated flame retardants. Ciba Specialty Chemicals and Gabriel-Chemie
have also reported success in overcoming similar compatibility problems. Some of their additive
combinations have been deployed in products like stadium seating.

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Ciba Specialty Chemicals has demonstrated that an N-alkoxy hindered amine light stabiliser can
increase the effectiveness of halogenated flame retardants, reducing the amount of flame
retardant required. Its Tinuvin FR can improve light stability and flame retardancy in exterior
polypropylene articles, including outdoor furniture. The same company also offers easily
dosable grades of UV stabiliser, to provide better control over dosing, and hence reduced costs.

5.15.3 Minimising Stabiliser Loss

Another concern underlying some of the newer products has been to minimise the loss of
stabiliser (and hence loss of durability under outdoor conditions), whether caused by extraction
by solvents in pipes carrying fluids, or by chemical decomposition or volatility. One new Cytec
UV light absorber, Cyasorb THT, combines a HALS additive with triazine chemistry. The
combination was tried partly to reduce loss of additive by migration, but it was found to
maintain the strength of polyethylene for more than twice as long as some of its competitors.

5.15.4 Protecting Contents of Packaging

Sunlight is not the only way that UV light can damage products. Retail packaging materials can
be affected by the now widespread use of brilliant fluorescent lighting in shops, which can even
affect the contents if they are wrapped in transparent packaging.
The interaction of UV light with beverage constituents can spoil the colour, taste and nutritional
value of packaged food, and vitamins can interact with each other. Milliken Chemical has
introduced a series of ClearShieldTM liquid UV polymeric absorbers for PET food and drink
packaging containers, blocking out all light up to 390 nm. (The same name is also used to
describe protective films for glass and vehicle paintwork.)
Ciba Specialty Chemicals has added a new grade, Shelfplus UV 4100, to its Shelfplus UV
stabiliser range, some of which were first developed by Amoco (now part of BP) for protecting
specific polymers. The new additive protects the packaged contents from ultraviolet light,
whether sunlight or fluorescent. PET bottles are an obvious market, and the new additive gives
PET broadband UV coverage. The contents can be either beverages or other food products.
Shelflife can also be used to protect personal care and household products. Ciba has directed
considerable attention to the protection of packaged contents, and has marketed an oxygen
absorber to shield packaged goods from the effects of high oxygen contents.
Hostavin B-CAP from Clariant is a new UV stabiliser for polycarbonate and PET, based on a
benzylidene-bis-malonate type UV absorber. It has good absorption in the high-energy range of
the UV spectrum, and reduces yellowing. It does not interact with residual metal ions, and
therefore does not affect either the colour or transparency of the polymer. Clariant recommends
combining this UV absorber with other stabilisers for the long-term protection of polycarbonate
and PET.

5.15.5 Agricultural Film

An important growth market for stabilised plastic film in recent years has been agriculture. The
stabilisers in greenhouse film have to withstand heat, moisture, reactive pesticides and other
agrochemicals. This is a challenging regime and, after two or three summers, the reuse of
postconsumer greenhouse film is problematical, although it can be restabilised with a UV
absorber such as a hydroxyphenyl benzotriazole, in conjunction with a secondary antioxidant.
The choice of stabiliser for greenhouse film will depend on the climate, and in particular on the
type and potency of the pesticides.

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Most candidate stabilisers for greenhouse film fall into one of three general categories:
(i)

conventional UV absorbers such as hydroxybenzoates, benzophenones, benzotriazoles

and triazines

(ii)

nickel quenchers

(iii)

HALS and NOR-HALS, i.e., aminoxyamine or alkoxyamine HALS.

More than one type can be used at once.

In the absence of pesticides and agrochemicals, HALS additives are widely thought to be the
best choice because, in addition to offering effective stabilisation against light and heat, they
have the advantage of not causing discoloration. However, they suffer from prolonged exposure
to acidic pesticides and other agrochemicals. Some suppliers have tried modifying the HALS
molecules to improve their resistance, in the knowledge that it is chiefly their basic character
that makes them vulnerable. It has been demonstrated that polyethylene greenhouse foil
containing HALS can have its life further extended (by a factor of between two and four) by
gas-phase fluorination.
Hindered hydroxybenzoates have been claimed to outperform conventional HALS in agrofilms
exposed to pesticides, as well as in film containing halogenated flame retardants. They resist
yellowing.
NOR HALS (alkoxyamine hindered amine stabilisers) are the latest products for stabilising
agricultural films. They have very low basicity, with low pKa values of around 4.6 compared
with the 7 to 10 typical of many more basic HALS. This makes them much less likely to lose
efficiency by reacting with the acidic derivatives of agrochemicals.
NOR HALS also improve the outdoor weathering of flexible PVC and are used as light
stabilisers in PVC products like patio furniture, window and door trim, fencing and pond liners.
Ciba has compared the performance of NOR HALS in PVC favourably with benzophenone and
cyanoacrylate stabilisers, as well as with a benzotriazole and a conventional HALS.
NOR HALS have excellent resistance to pesticide interaction. NOR-1 is a solid, high molecular
weight NOR HALS. In one greenhouse trial in Italy, a low dose (0.4%) of NOR-1 outperformed
0.8% of the best conventional HALS in the test.
Cytec has produced Cyasorb UV 3529, a stabiliser with low basicity and again, increased
resistance to pesticides. It is a polymer containing main chain hexane diamine units, substituted
piperadinyl units, and trichlorotriazine groups.
Clariants Hostavin N30 has a similar advantage, and its high molecular weight offers a degree
of persistence.
The NOR-HALS varieties mentioned above have very low basicity, and are technically
effective, but a conventional UV absorber combined with a nickel quencher can be more
economical. Cabot Corp. offers masterbatches containing nickel quenchers combined with
benzophenone. Clariant and Ampacet also offer nickel quencher systems.
Tinuvin 111 from Ciba Specialty Chemicals is used in greenhouse films. It is a synergistic
blend of two tertiary HALS compounds and is said to offer better pesticide resistance than
conventional HALS such as Chimassorb 944 and Tinuvin 622. It is also claimed to deliver
better thermal stability than nickel quenchers.

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Nickel quenchers suffer from needing high melt temperatures, but Great Lakes has produced
one called Lowilite NDB Q21 that melts at temperatures as low as 55 to 60 oC. It can be used in
conjunction with a HALS to provide better thermal stability where the film is in contact with
greenhouse frameworks and heat is transferred by conduction. The company claims that film
protected with Lowilite NDB Q21 will last four summers, which is considerably more than can
normally be expected of either the benzophenones or the benzotriazole stabilisers.

5.15.6 Other Developments

Cytec Industries sells triazine HALS compounds as noncolouring light and UV stabilisers for
polyamides, polyolefins, TPEs and several other polymers, under the name Cyasorb THTTM.
Some grades are targeted at agricultural film and others at mouldings, and FDA food contact
approval has been achieved. The 7001 grade is said to be an excellent UV stabiliser for
polyolefins and TPOs, being non-fogging, non-blooming, heat-stable and interacting only
slightly with halogenated flame retardants.
The protection of polyamides against light has been an important objective. Clariant markets a
sterically hindered amine, Nylostab S-EED, as a UV stabiliser and antioxidant for polyamides.
Conventional UV stabilisers and certain pigments are said to be more effective light stabilisers
in polyethylene based wood plastic composites than HALS. NOR HALS are also claimed to be
superior to HALS, as well as to traditional benzotriazoles and benzophenones, in protecting
PVC against weathering. Potential applications include patio furniture, fencing, pond liners and
agricultural or greenhouse products.
Light stabilisers for automotive applications should preferably be nonfogging and nonblooming.
HALS compounds are widely used in automotive instrument panels to protect TPOs. Adeka
Palmarole markets an Asahi Denka HALS stabiliser, ADKSTAB LA-502, for automotive
polypropylene. It is claimed to have good compatibility, without being too easily extractable.
BASFs Uvinul 3460 is claimed to have exceptionally low fogging performance (0.5 mg/m2 of
instrument panel over 16 hours at 100-120 oC) combined with good UV protection.
Great Lakes Chemical Corp. sells a new liquid HALS called Lowilite 92, designed for
polyolefins, rigid polyurethanes and coatings.
Light stabilisers for flexible PVC are frequently benzophenones or benzotriazoles. Most HALS
compounds are unsuitable for PVC because they do not function well in acidic environments,
but Cibas Tinuvin XT 833 is claimed to double the outdoor lifetime of flexible PVC products
such as roofing membranes, enabling them to last 20 years.
Incorporation of light stabilisers into bulk polymers is not the only way to protect plastics
articles. Polymers can be protected against UV light by applying a transparent acrylic coating
containing a radical scavenger and a UV absorber, or they can be coextruded with a resistant
layer. This is common practice with PVC, and less additive is then needed in the bulk polymer.
Adhesion of the bulk polymer to the coating can be a long-term problem, however, unless the
barrier is photochemically grafted.
A recent Mitsubishi patent has described a new polycarbonate composition that achieves good
weathering characteristics, as well as retaining high clarity when a specified grade of
polycarbonate is mixed with PET containing an optical brightener.

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6 Supply and Demand

6.1 Trends Affecting the Demand for Additives for Plastics
Demand for additives is obviously strongly dependent on demand for plastics, but there are
other factors too. The amount of additives sold per tonne of plastic product today is much higher
than it was in the early days of the plastics industry. This is partly because of more widespread
appreciation of the benefits of additives and also because of regulation, the need to improve
process efficiency etc.
Demand for plastics is nevertheless the chief determinant of additives sales. It has traditionally
been driven by the economic benefits obtained by replacing metals, glass, concrete, ceramics,
paper, cardboard, linoleum and wood, which in turn reflects the easy processing of plastics by
efficient mass production techniques. The developing countries are still at an early stage in this
replacement process, but in the advanced countries replacement has slowed considerably.
North America, Western Europe and Japan will see less new substitution in the future.
Examples of the further displacement of traditional materials by plastics in those regions include
the following:

plastics glazing in cars will begin to replace glass by 2006

fibre reinforced plastics can partly replace concrete in civil engineering for bridge decks and
the repair of certain concrete structures; this began more than five years ago

wood filled polymers will replace timber, aluminium, MDF and concrete in construction
products (it will also replace PVC in a few applications)

reinforced plastics and polyurethanes will replace wood in some utility and telegraph poles.

On the whole, the volume of plastics sold in advanced countries is a function of the overall
health of their economies and the ability of the population to afford to change or upgrade their
cars, buy electronic and household goods, extend their home, furnish their garden, use readypacked precooked meals, buy cosmetics etc. The past five years has vividly demonstrated the
dependence of the plastics industry, including additives, on the overall health of the economy.

6.2 The Global Economic Situation and its Effect on Plastics Sales
The global economy was growing well at the end of the 20th century, but it became depressed
between 2001 and 2003 because of adverse factors affecting business confidence. They included
the wars in Afghanistan and Iraq, fear of terrorism, an epidemic of SARS, a consequent decline
in air traffic, investor nervousness following accounting deficiencies in major US companies,
fluctuating energy prices and the persistent sluggishness of the Japanese and eurozone
economies. Some of these problems could recur. In addition it has now become clear that the
worlds oil reserves have to satisfy not only Western countries but also the demands of the
growing Asian economies with their large populations and rising expectations. New US
investment in natural gas wells may reduce energy fluctuations there.
The contraction in plastics sales in 2002 was reflected in reduced sales of additives such as
flame retardants. Suppliers faced severe difficulties, with many announcing job cuts. The Dow
Jones Eurostoxx 50 index declined over a period of two and a half years by more than half from
its peak value of over 5000 to less than 2500 by mid-2003. The year 2004 began more
optimistically, but after an encouraging start the stock markets faltered again for a time in the
summer and the Eurostoxx had still not reached 3000 by mid-autumn 2004.

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The World Bank forecast growth in the world economy of 4.6% in 2004 and 4.4% in 2005,
which is an unusually positive outlook for two years in succession, but the basis for this
optimism does not lie in European prospects. The worldwide plastics market is certainly
growing again, but global statistics hide great regional variations. The major growth
opportunities in the next five years are expected to be mostly in the less well developed parts of
the world, chiefly China, India (which currently has about one sixth of the worlds average per
capita plastics consumption), South-East Asia, Eastern Europe, and to a lesser extent South
America and Russia. The Chinese economy is expected to overtake that of the US within ten
years.
In Europe, a number of polyolefin producers have been concerned that their business stood little
chance of becoming and remaining very profitable, and some have sought to extricate
themselves altogether.
Quantifying long-term performance by monetary value can be difficult because of exchange rate
considerations. CEFIC says that over the ten-year period from 1993 to 2003, including the
difficult period mentioned above, the EU chemical industry grew by an average of 3.5% per
annum, but its global market share fell from 32% to 28% and could almost halve over the next
ten years.
Over the past decade, US shipments of all kinds of chemicals grew at 3.3% a year, or 2.8%
excluding pharmaceuticals. A large trading deficit has developed and the US dollar is expected
to become considerably weaker, favouring exports. Chinese chemical production grew by 20%
in a single year between February 2003 and February 2004. The Japanese economy has at last
seen an upturn in domestic consumption but, as far as the plastics industry is concerned, exports
remain the key to growth. Chemical companies have begun to recover from a number of
problems, including high debt, overcapacity and excessively diversified product ranges. Another
positive feature is Japans high R & D spending, which has brought leadership in
nanotechnology, plastics recycling, biodegradable plastics and new flame retardant technology.

6.3 Factors Influencing Additive Sales When Plastic Sales Remain

Constant
Other factors (besides plastics sales) that could influence additive sales by value, even with a
constant level of demand for plastics, are trends such as:

the evolution of a global market in food distribution, with a consequent demand for
improved packaging, including clever additives that optimise food freshness

more stringent fire regulations

the tendency to subject automotive and electronic components to higher temperatures

heightened concern about hygiene in medical devices and public buildings

changes in the market share held by PVC

customer demand for improved products, such as better impact strength, and for difficult
combinations of properties, such as transparency with toughness, high heat distortion
temperature with toughness, or flame retardancy with good outdoor weathering

the use of nanofillers to replace conventional mineral fillers

increased recycling

public perceptions about the safety of additives.

The effect on additives sales of the trend towards the recycling of more and more postconsumer
products is uncertain. Additional colorant and restabilisation procedures for second-use products

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are sometimes necessary, especially if the intended lifetime of the second-use product greatly
exceeds that of the original product, as often happens.
Compatibilisers are certain to benefit from the recycling trend, but the reuse of polymers for
plastics (as opposed to their use as fuel or their conversion to feedstock for chemical
intermediates) may be accompanied by the reuse of at least a proportion of the additives.
Research is being carried out to make possible the systematic recovery of additives from used
articles. Several observers believe that energy recovery and feedstock recycling will often be
more economic than conversion to second-life plastics products.

6.4 Consumption of Plastics and the Implications for Additives

Per capita consumption of plastics in Western Europe rose from 65 kg/person/year in 1991 to
89.5 kg/y in 2000 and 94.6 kg/y in 2002. In 2003, 37.2% of the regions plastics consumption
was directed to packaging, 18.5% to building and construction, electrical and electronic 8.5%,
and automotive 8%.
Table 6.1 shows figures from Plastics Europe for Western European polymer consumption in
2002 and 2003. The figures demonstrate the dominance of polyolefins when consumption is
measured in tonnage terms (21 M tonnes out of a total of 38 M tonnes of thermoplastics).
Table 6.1 Consumption of polymers in Western Europe (000s tonnes)
2001
2002
2003
% Growth,
02/03
LLDPE /LDPE
7558
7996
8062
0.83
PP
7247
7707
7879
2.23
PVC
5725
5748
5832
1.46
HDPE
5047
5348
5430
1.53
PET
3424
3678
3802
3.37
PS /EPS
3083
3118
3136
0.58
PA
1305
1330
1328
-0.15
ABS/SAN
792
788
803
1.90
PC
411
446
471
5.61
Acrylics
368
363
298
-17.91
Acetals
176
181
186
2.76
All thermosets
10384
10530
10640
1.04
Others
530
556
594
6.83
Total thermoplastics #
35564
37576
38148
1.52
Total polymers in plastics
37575
38966
39706
1.90
#: Total thermoplastic figures given by Plastics Europe (formerly APME) are not precisely the
same as the sum of the nonthermosetting contributions, for various reasons, but differences are
small (see www.apme.org for details)
Source: Plastics Europe: www.apme.org
Polymer

Some of the figures for individual polymers (including the thermoset category) in Table 6.1
include an allowance for minor usage in applications such as coatings and fibres. The bottom
figure refers to the total amount of polymer used in plastics products.
Growth in sales of acrylics, PVC, LDPE, the thermosets, polyamides, polystyrene and ABS
consumption in Western Europe have been disappointing, although PVC sales have since risen.
Only one sixth of the worlds ABS is now processed in Western Europe because Asia
manufactures most of the relevant appliances. Polycarbonate and PET consumption has grown
at an above average rate.

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Worldwide, 165 million tonnes of polymer was consumed in 2003. The largest sector was
packaging with 63 M tonnes, followed by building and construction with 30 M, and automobile
and transport 12 M (about the same as electrical and electronics). Smaller sectors include
agriculture at 5 M and medical at 2 M tonnes.

6.4.1 Trends in the Consumption of PVC

The market share held by PVC has a crucial effect on the sales of heat stabilisers, plasticisers
and lubricants, and is fairly important for fillers as well. At present the demand situation looks
healthy for rigid PVC, but growth remains poor in Europe for flexible grades.
In recent years PVC has held about 20% market share of world thermoplastic consumption,
representing a slow relative (not actual) decline, associated with the increasing popularity of
other polymers. Its global growth rate has been estimated by Chemical Market Associates at
around 3.8% a year between 2003 and 2008, but this conceals substantial variations between the
developing and developed countries. A figure of 2.8% for the USA has been suggested. Even
within Europe, growth rates have diverged widely in 2003, with only 0.5% growth in Western
Europe, but 4.2% in the East. Early 2004 saw an upturn in PVC demand in Western Europe as
well.
Construction remains easily the dominant market for PVC, using approximately two-thirds of
all the material sold. In Western Europe, the four leading PVC market sectors have been
estimated as:- pipe: 21.9% of polymer sold, profiles: 18.5%, wire and cable insulation: 10.7%
and flooring: 10.1%. They were followed by flexible and rigid film at 7% each, with all other
categories around 5% or less.
The United States has a large pipe market and its PVC sales have been healthier than Europes
in recent years, although again flexible PVC sales have not grown rapidly. The position of PVC
in the American wire and cable market has been eroded by polyolefins.
Chinas consumption of PVC trebled between 1995 and 2001 and is still increasing rapidly. It is
now the second largest PVC market after the USA, and local production capacity is being
expanded as well as consumption. Even flexible PVC sales are growing rapidly there.
The PVC industry in Japan has experienced a serious decline in domestic demand for several
years, with significant replacement of PVC by polyethylene. The PVC producers have been
forced to rationalise more than once in the past ten years, and the remaining producers are
heavily dependent on exports to China, which is gradually building its own capacity with
Western, Korean and Japanese help. Korea saw a fall in PVC demand of about 8% in 2003,
linked to a wider economic downturn.
The PVC industry is growing in India, where it has been helped by the governments recent
emphasis on agriculture in its budgets.

6.4.2 Polyolefins
Polyolefin sales continue to grow well, with the exception of LDPE. In the USA, about half of
all the LDPE used is for film, and a quarter for extrusion coating. The only significant growth
applications for LDPE at present in the US are extrusion coating and injection moulding, which
uses about 9%. Wire and cable takes 5%. All other LDPE markets are declining because of
strong competition from LLDPE, which is both cheaper and tougher.
LDPE consumption in Europe has remained fairly stable for some time, being used mostly for
film. It actually fell by 2.2% in 2003, although 1% annual increase is possible over the next five

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years, assuming a healthy economy. Central and Eastern Europe has seen steady (3 to 4% per
year) growth.
LLDPE growth in Europe is much healthier. It has been estimated by various analysts at
between 4.6% and 6%/y, with the possibility of an acceleration to 7%/y over the next five years.
Imports continue to increase, being around 320,000 tonnes in 2003. Most of them came from
the Middle East which is predicted to send a million tonnes a year to Europe by 2009.
HDPE in Europe depends mainly on pipe for growth. In the US and Canada, sales of HDPE to
compounders fell by 26.7% in the first four months of 2004 compared with 2003, whereas
LDPE and LLDPE grew sales by 8.6 and 6.3% respectively.
Demand for metallocene and single site polyolefins in the US is expected by Freedonia to grow
to 2.2 M tonnes/y by 2006, of which 58% will be LLDPE and the remainder divided more or
less equally between HDPE, PP and various elastomers and plastomers.
Achieving these targets requires double-digit growth, with the likely outlets being film and
sheet for packaging. BCC suggests that the metallocene polymer/elastomer market will only
reach 950,000 tonnes by 2007, with the great majority being used in food and non-food
packaging film, including shrink and stretch wrap types.
Global consumption of PP was 34 M tonnes in 2002, according to PTAIs Polypropylene
Annual Report, and Maack Business Services predicts a rise to 45 M tonnes by 2010. Fast
growth areas include the automotive, pipe and packaging sectors. PP, however, is becoming
more expensive, and growth was only just over 2% in Western Europe in 2003, a much lower
rate than 2002. It is expected to return to about 5.4%/y over the next five years.
PP is expected to achieve the highest growth rate of all in North America during the period
2003-8, and demand for polyethylene will grow at about 6%/y, according to BCC.
The Japanese governments Economy, Trade and Industry Department has predicted only
modest further growth for polyolefins (other than PP) in 2004 (see Table 6.2). Japanese demand
for all plastics types was only 1% higher in 2003 than in 2002, which was itself a poor year.
Table 6.2 Japan: government predictions for
growth in demand for polyolefin, 2004
Polymer
%
PP
3.4
LDPE
1.2
LLDPE
1.2
HDPE
-1.6
Indian sales of PP and PE together amount to about one and a half million tonnes.

6.4.3 Other Polymers

BCC has predicted that sales of PET, HDPE, the polyamides and polystyrenes will all grow
reasonably well in North America over the period 2003-2008, whereas demand for PVC, the
polyurethanes and ABS is expected to be modest and polystyrene demand will grow at about 3
to 4% a year. TPE growth has been predicted at over 6%/y, reaching 2.15 M tonnes/y by 2006.
The process of replacing glass and aluminium containers by PET in North America is thought
by some to have almost reached completion, and consequently PET might not be able to sustain

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the 5.5% annual growth rate it has seen in the US in recent years, but BCC suggests that its use
will grow by 6.8%/y, mainly through increased sales of rigid food packaging.
In Europe, according to Nexant Chem Systems, polystyrene demand shows little sign of
increasing from its current level of about 2.1 M tonnes/y, mainly because the manufacture of the
relevant end-products has moved to the Far East and because high oil prices have reduced profit
margins. Nova and BP have merged their European polystyrene businesses in a JV. BASF,
which is vigorously expanding its activities in China, has sold its polystyrene compounding
business in Europe to Spartech.
ABS has been experiencing healthy growth in most of the world, although European demand is
expected to rise at not much more than half the global average rate of 4.5%/y, i.e., to achieve
about 2.5%/y. China, at the other end of the scale, should exceed 8%/y. However, European
margins are declining with ABS as well as polystyrene, and BASF abandoned the market for
precoloured grades of ABS in mid-2004.
There is increasing competition for the markets currently held by high performance polymers,
because of competition from cheaper commodity thermoplastics that have had their
performance enhanced by additives.
Table 6.3 gives an industry estimate of engineering thermoplastics usage worldwide. Total
demand is expected to grow at 4%/y to reach 2.5 M tonnes by 2008, according to Freedonia.
Table 6.3 Worldwide consumption of engineering
thermoplastics, 2001
Polymer
000 tonnes
ABS and SAN
4,400
Polyamides
1,760
Polycarbonate
1,650
Polyformaldehyde
550
PBT
440
ABS blends
330
Other
770
Total
9,900
Source: D. Debier, Paper 8, Proc. 9th Addcon World
Conference on Additives and Modifiers, Vienna, Austria,
October 2003, Rapra Technology Ltd.
Demand for polycarbonate in particular is growing mainly because of its usage in DVDs. By
2005, Bayer estimates that optical discs will account for one-third of production, i.e., 800,000
tonnes of polycarbonate out of a global consumption of 2.4 M tonnes. Much of the demand is
coming from China, where a growth rate of 16.7% in the optical storage market has been
predicted by Plastics and Chemicals Intelligence Asia.
Polycarbonate is also being used in sports stadiums for large roofing projects, and will soon be
used for automotive glazing.
BRG Townsend puts the likely growth for polyamides at 5 to 6%/y. Their biggest market
remains the automotive sector.
Demand for speciality high temperature polymers in general is expected to grow at an aboveaverage rate, and liquid crystal polymer consumption could rise at 15%/y, according to Jonathan
Duff, sales and marketing manager at Kline Europe.

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World PMMA consumption is well over a million tonnes, and the polymer is especially
important in the automotive sector. It can be expected to gain from the development of coextruded skins to protect ABS against weathering. One estimate for demand growth globally is
3.5%/y. Another observer says 3 to 5%/y, because of its use in LCD screens in Asia.
Thermosetting polymer growth (epoxies, unsaturated polyesters, phenolic, urea and melamine
resins, diallyl phthalates etc.) remains slow or negative. Unsaturated polyesters are set to
achieve a modest 1.3%/y until 2007. But their consumption in Western Europe should reach
565,500 tonnes by then, according to IAL, which is a considerably higher figure than those for
thermoplastics like polycarbonate and acrylics. Unsaturated polyesters use a number of
additives, including flame retardants, low profile additives (often polymers) for shrinkage
control and surface improvement, light stabilisers, thixotropes, lubricants, mineral fillers, and a
number of specialised additives such as reactive thickeners.
Biodegradable polymers are likely to see much greater demand in the next five years. Several
companies are involved in the development and production of intermediates and polymers from
non-petroleum sources, include Cargill Dow, with polylactic acid, and DuPont Tate & Lyle
BioProducts, which is developing synthetic routes from corn. Packaging is a major target for
these materials, but biodegradable CDs are also being developed.

6.5 Consumption of Additives

6.5.1 Recent Estimates of Market Size
Because the volumes of fillers, plasticisers, reinforcing fibres and colourants sold each year
greatly exceed those of antioxidants, lubricants, light stabilisers, antistatic agents etc., statistics
about demand for all additives types have little meaning unless it is known whether these high
volume sales types have been counted. The sales of just one type of mineral filler calcium
carbonate are around two hundred times those of light stabilisers, by volume.
The major market analysts tend to divide plastics additives into three categories, which they
call:
(i)

property modifiers (additives that improve performance in end uses)

(ii)

property extenders (additives that extend life or maintain performance for longer)

(iii)

process aids (the last category includes lubricants, process aids, antistatic agents, slip
and antiblocking agents).

They usually exclude fillers and reinforcing fibres, which are among the highest tonnage
additives, but include plasticisers.
As an example, BRG Townsend says that in 2001 polymer modifiers took 70% market share by
volume and 52% by value, while extenders took 23% market share by volume and 52% by
value. BRG Townsend has reported its findings at Rapras Addcon World conferences over the
past decade.
Freedonia estimated the demand for additives in the US at 2.09 M tonnes in 2001, divided up
very similarly between property modifying additives (73%), property extenders (23%) and
process aids (4%). Property extenders (defined here as antimicrobials, heat and light stabilisers,
antistatic and antifogging agents, and flame retardants) were identified as the category with the
greatest potential for growth in the period to 2006.
Fred Gastrock, formerly of BRG Townsend but now affiliated to T-PSI or Townsend Polymer
Services and Information, estimates that global plastic additive sales in 2003 amounted to 18.0

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billion lbs. (8.2 M tonnes) and were worth US$14.8 billion. Europe accounted for just over a
quarter of world sales by volume, i.e., 4.7 billion lbs (2.1 M tonnes), valued at US$3.7 billion.
Gastrock says the gross change globally between 2001-2003 was minimal in both volume and
value terms, i.e., the global volume only increased by 2%, and the value by 1%. Most of the
small increase observed was confined to China. The 2001 situation already represented a 10 to
15% decline relative to 2000. As a result sales in 2003 were lower than those in 2000.
The US additives market had been valued by BCC at US$5.52 billion at the turn of the century,
and was predicted to grow at 4%/y up to 2005. Another forecast suggested in 2000 that the
global growth rate of additives in the early years of the present decade would be 3.5%/y by
volume until 2008, although varying considerably with additive type. In practice this growth
was held up until 2004, for reasons already given.
Freedonias prediction for the sale of specialty additives in the USA under the three abovementioned categories is illustrated in Figure 6.1 below. The likely total market in 2006 for
specialty additives was predicted to be 2.5 M tonnes/y, worth US$5.9 billion. This implies a
growth rate of 3.7%/y by volume and 4.9%/y by value between 2001 and 2006.

Figure 6.1 Global sales of additives, 2001 and (predicted) 2006, in US$ billions
Data source: Freedonia, Specialty Additives Study, October 2002
Other estimates for the consumption of individual additives (numerous sources) are listed in
Table 6.4.
China consumed 1.68 M tonnes of additives in 2002, estimated to be worth US$2.4 billion (see
Table 6.5). Consumption is still growing at almost 9%/y, although whether Chinas economy
can sustain its present high growth rate for long without overheating has been questioned.
Exports of additives from China are only about 91,000 tonnes, whereas imports are about 0.5 M
tonnes. Unlike the situation in the West, flexible PVC consumption is growing in China at 7%/y
and rigid PVC at 10%/.

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Table 6.4 Various analysts estimates for annual consumption of additives

Consumption
Additive
Region
Year
Source
000 t/y (US$)
Antimicrobials
Global
25
2001
BRG Townsend.
Antimicrobials
N. America
9
2001
BRG Townsend
Antioxidants
China
15.4
2003
BRG Townsend
Antioxidants
Global
($1.35 billion)
2000
BRG Townsend
Chemical foaming
Global
87 *
2003
Dongjin SemiChem
agents
Flame retardants
Global
1217
2001
SRI Consulting
Heat stabilisers
Europe
170
2002
ESPA
Japan
Chemical
Heat stabilisers
Japan
51.7
2003
Industry Assoc.
Heat stabilisers
Global
540
2003
BRG Townsend
Impact modifiers and
Europe
371.5
2001
BCC
lubricants combined
825
Rapra
Lubricants
Global
2003 (2000)
($930M)
(BRG Townsend)
Plasticisers
Europe
958
2001
ECPI
Plasticisers
Europe
1319
2001
BCC
Silane coupling
Plastics Additives and
Global
16
2002
agents
Compounding
Light stabilisers
Global
($550M)
2000
BRG Townsend
Business
All additives
Europe
2332
2001
Communications Co.
* Includes foaming agents for rubbers. The figure of 87,000 t/y is based on the companys claim
about its market share, and also assumes that all or nearly all of Dongjins production is sold.

Table 6.5 Chinas consumption of plastics

additives in 2002
Additive
Consumption
(000 tonnes)
Plasticisers
1176
Impact modifiers
151
Flame retardants
151
Heat stabilisers
118
Organic peroxides
33
Lubricants
33
Antioxidants
17
Light stabilisers
<17
Source: BRG Townsend in Proc. Addcon
Conference, 2003, Vienna, October 2003, Rapra
Technology Ltd.

6.5.2 Future Prospects

The consensus view is still that additives sales are expected to grow at about 3.5%/y globally.
This is an average for several additive types with different growth rates, and also varying with
geographic region. Global heat stabiliser demand is growing more slowly than average at about
2%/y and plasticiser sales at about 2.5%. Nonhalogen flame retardant sales are said to be rising

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Plastics Additives

at 5%, and halogenated flame retardants, impact modifiers, lubricants, antioxidants, organic
peroxides, chemical blowing agents, antiblocking agents, slip agents, antistatic agents and
biocides are all thought to be achieving around 3% or slightly higher. Clarifiers are among the
additives with the fastest growth in demand, around 6%/y.
Sales of additives for polypropylene will continue to grow strongly, including light stabilisers,
clarifying and nucleating agents, and compatibilisers. Coupling agents and lubricants
specifically for wood plastics composites and long fibre thermoplastics are also in demand,
together with conductive fillers, nanoclays and active packaging ingredients in a number of
polymers.
Slow growth can be expected for plasticisers and antimicrobials, because both are still strongly
linked to flexible PVC, despite the increasing interest in using biocides in other resins.
The following paragraphs give some background information about a few specific additives.

6.5.2.1 Antimicrobials
The global market for antimicrobials in plastics was 25,000 tonnes in 2001, and it has been
valued more recently (in 2003) at US$122 M, at the active manufacture level. This represents a
40% growth over the previous ten years. North America accounts for approximately 40% of
consumption, and its global share is declining, according to Biocides Information Services;
BRG Townsend puts the US share at one-third of the market by value.
The dependence of antimicrobials on flexible PVC has not helped growth in demand, but usage
is now spreading to polyolefins and other resins.
The usage of biocides for all purposes, including wood treatment (not just plastics) is highly
region-dependent, with North America in the lead, followed by Japan. Western Europe and
Asia-Pacific come joint-third, followed by South America.

6.5.2.2 Antioxidants
Antioxidants are expensive, so although their sales are small in volume terms they are much
larger by value, about six times those of antimicrobials for plastics. The demand depends
considerably on polyolefins, sales of which have been growing faster than those of most other
resin types. In 2000, global sales of antioxidants in polymers were valued at US$1.35 billion.
Phenolics accounted for the majority ($670 M), phosphites for $470M, and thioesters and
various other types for $200 M, according to BRG Townsend.
Most of the growth in sales of all additives, including antioxidants, is in Asia. Within Asia, the
leading consumers are currently China and Japan, although the growth rates of the plastics
industry in these two countries could hardly be more different. Chinas consumption of
antioxidants was about 15,400 tonnes/year in 2003, and growth was about 10%/year, according
to BRG Townsend. Japanese antioxidant demand is thought to vary between 13,000 and 20,000
tonnes/year.

6.5.2.3 Antistatic Agents

Antistatic agents have become more important in recent years with the growth in sales of
electronic components and devices, and increased demand for specialised packaging film.
About a thousand tonnes of antistatic agents are used in China in polyolefins alone.
The situation in the US has been analysed by BCC who report that the market for ESD polymer
packaging in 2003 was US$249 M out of a total business worth US$882 M, the remainder being

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Plastics Additives

made up of static control polymers, furniture, clothing, flooring and instruments. An annual
growth rate of 10.9% was predicted for the ESD packaging sector, with much lower growth
rates for the other subsectors.
Business Communications Corp. furthermore reports that no real growth can be expected in the
period to 2006 in the amount of conductive plastics and elastomers used in EM and RF
shielding in the USA, and the value of the business will remain not far from the 2002 level of
US$11 M.
Coatings lie outside the scope of this report, but it is worth noting that BCC expects demand for
conductive coatings in the US to grow only slowly because of continual pressure for cost
reduction, combined with changes in technology. These changes include the growth of wireless
technology, the use of higher frequencies and the development of absorbent MI technologies.
There is a possibility that fibre-optics technology will reduce and, one day, eliminate the need
for shielding altogether.
Traditional blooming antistatic agents are facing competition from newer types with more
permanent antistatic properties and with the advantage that they are independent of the relative
humidity.

6.5.2.4 Blowing Agents

Blowing agents should benefit from the fact that more and more plastics products are sold in
foamed form. The demand for PU foam was 1.68 M tonnes in the USA in 2002 and is expected
to reach 1.92 M tonnes by 2007. However, the future pattern of blowing agent use is difficult to
predict and, as discussed earlier, the physical blowing agents used today are different from those
used ten years ago. The tonnage of ozone depleting physical blowing agents used worldwide fell
from 75,000 tonnes to 10,000 tonnes between 1995 and 2002.
At present hydrocarbons are seeing increased worldwide demand. There have been a few snags
in the supply of HFC blowing agents. In mid-2004 Solvay was unable to meet the demand for
its HFC-365mfc because of a shortage of chloroprene. Some European customers therefore
switched to Honeywells HFC-245fa, imported from Louisiana. An expansion of chloroprene
supply had been held up by new controls over all chemical plants in France, following a serious
explosion.
Chemical blowing agents are likely to remain a stable, low growth sector in the developed
countries. They compete with the gas blown foams used to make expanded polystyrene sheet
and certain polyolefin products.
The manufacturer Dongjin SemiChem claims a 35% share of the global market for chemical
blowing agents in plastics and rubber combined. It produces 30,000 tonnes of foaming agents
and decomposition activators a year, including exothermic and endothermic types.

6.5.2.5 Fillers
Estimates of filler consumption in plastics vary considerably because of different materials
classifications and because different applications are considered. According to one estimate, 12
M tonnes of fillers were used in plastics worldwide in 2002. Another suggests that around two
million tonnes of mineral fillers are used in plastics in North America, including 1.5 M tonnes
of ground calcium carbonate, but not counting titanium dioxide (which is classed as a pigment
rather than a filler). The US fillers for plastics business is worth $500 M a year, and the
European market is only slightly smaller.

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Plastics Additives

Calcium carbonate has about two-thirds of the plastics mineral filler market. Most of it is
destined for either PVC or the thermosetting polymers. The ground variety (in contrast to the
precipitated form) accounts for the great majority, i.e., 7.3 M tonnes globally, which dwarfs the
consumption of all other fillers. Nevertheless the amount of the ground form used in Europe
(1.7 M tonnes) is only a small fraction perhaps one-tenth of the ground calcium carbonate
sold in Europe for all purposes.
The consumption of calcium carbonate in PVC alone is greater than that of all other fillerpolymer combinations put together, and is far ahead of talc in PP, the next in line.
Only about 360,000 tonnes of mineral filler of any sort are used in polyolefins. Most of it is
either calcium carbonate or talc. Globally, talc has 7% of the fillers-for-plastics market, and
China is the worlds largest producer. Consumption of talc in plastics is mainly in PP, but there
is also considerable demand from the coatings, paper, pharmaceuticals, agricultural and water
treatment chemicals sectors, as well as for ceramics and refractories. Estimates of consumption
depend considerably on which minerals are counted; some estimates have put global production
at 2.4 M tonnes in 2002, for all purposes.
Kaolin producers have been under pressure from over-capacity and have also faced intense
competition from ground calcium carbonate in the very large paper market. Because of this,
some suppliers have diversified. Kaolin accounts for 6% of all fillers used in plastics
worldwide, mostly in PVC and polyamides.
Sales of barytes as a filler in Europe in 2003 have been reported by the Barytes Association as
282,000 tonnes, but this includes coatings and rubbers as well as plastics. Barytes is used in
plastics to improve friction and wear and sound insulation, and in polyurethane foams to
improve resilience.
Other fillers with significant shares of the world market in plastics are wollastonite (4%) and
mica (2%), both chiefly in PP and polyamides. Consumption patterns for mica vary from region
to region. Only about 5,000 tonnes of (mainly) dry ground mica was consumed in plastics in the
US in 2002, which represents a mere 5% of total US consumption.
Conductive fillers of various kinds will be in greater demand in the near future, for interconnect
applications in mobile phones and automotive electronics. Freedonia has forecast a 5.9% growth
rate for conducting plastics in the US.

6.5.2.6 Coupling Agents

About 16,000 tonnes of coupling agents are used globally each year to surface-treat fillers, for
use in plastics and elastomers. The majority (about 12,800 tonnes) of coupling agent used in
plastics consists of silanes which tend to be expensive, so the amount of filler that is surface
treated in the plastics industry represents only a small fraction of the potential market. Demand
for coupling agents has nevertheless been growing steadily for 20 years, and is expected to
continue growing at about 6%/year, especially in glass filled polyamides and in PP for
automotive applications. Functionalised polymer coupling agents (such as maleated PP) are
considerably cheaper, and growing in popularity.

6.5.2.7 Nanofillers
Nanofillers have struggled to reach significant sales levels because of high costs, small-scale
production and modest demand levels, but the situation is expected to improve dramatically
with the advent of large scale manufacture. General Motors is believed to be the biggest
consumer of nanoclay thermoplastic olefin compounds at present, and was expected to use
about 300 tonnes in 2004. With improvements in the scale of production and consequently

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Plastics Additives

lower costs, growth in nanocomposite sales is predicted by BCC to reach 18.4%/year by 2008.
Frost and Sullivan have predicted that carbon nanotube growth will achieve 98%, reaching sales
of US$540M by 2007, although this forecast relates to various end-uses and not just plastics.

6.5.2.8 Flame Retardants

Most of the worlds flame retardants are sold directly to polymer manufacturers, masterbatch
producers, compounders and fabricators. Not all the statistics for flame retardant sales confine
themselves to plastics markets. Freedonia reports that 80% of US usage of FRs is for plastics.
Smaller quantities are used in textiles, coatings, adhesives and elastomers.
The geographical pattern of sales of flame retardants was forecast in a 2003 report to remain
little changed between 2001 and 2005, with Asia-Pacific taking nearly 35% of sales and Europe
and North America about 30% each, while the rest of the world, including South America,
Africa, Russia and the Middle East, can expect only just over a 5% share.
In 2001, the FR market in the USA, Western Europe and Asia together was valued by SRI
Consulting at nearly US$2 billion, with a sales volume of 1.2 M tonnes, i.e., an average price of
$1.7/kg. Consumption peaked in 1999-2000 and fell severely in 2001 and 2002 with serious
slowdowns in the electronics, construction and transport sectors. In late 2003 and 2004 there
was a slow recovery, driven mostly by new fire regulations, higher flame retardancy
expectations in automotive interiors and a hesitant upturn in the global economy.
Great Lakes has estimated the total flame retarded polymer sold in 2003 at 1.67 M tonnes
worldwide. Three-quarters of this was destined for electrical and electronic products, including
cable, while 24% was sold to the building and construction industry (i.e., 400,000 tonnes) and
1% went into transport applications. The amount of flame retardant polymer compound used in
internal electrical components was estimated at 450,000 t/y, and 31% of this was thought to use
polyamide. Altogether 14,000 tonnes of FR additive were used in polyamides, and 15,000
tonnes were incorporated into thermoplastic (saturated) polyesters. The majority of FRs used in
PET and PBT polyesters are either brominated carbonate oligomers or brominated epoxy
oligomers, while the majority of FRs used in polyamides are either brominated or
polybrominated polystyrenes.
Among all electrical and electronic products, computer, TV and similar housings account for
59% of brominated FR sales, and printed wiring boards for 30%. Connectors and relays are
responsible for 9% of sales, while wire and cable insulation and sheathing use only 2%. Epoxy
and phenolic PCBs represent high volume sales.
The fastest growth globally in flame retardants over the period from 2004 to 2007 is now
expected to be in brominated grades. They are experiencing continued strong use in Japan,
partly because they show better recyclability than phosphorus-based ones. Phosphorus based
alternatives to halogenated systems come second, and melamine derivatives third. (The latter
currently hold only a very small market share and it would not take much new consumption to
return an impressive growth rate.)
Brominated FRs are number one in value terms, both in North America and globally, because
they cost between two and a half and three times as much as the average flame retardant.
Phosphorus compounds come second by value, followed by antimony. In tonnage terms,
brominated compounds come second globally to metal hydroxides, followed by phosphorus
FRs, with smaller shares going to antimony, chlorinated compounds and borates.
Estimates of the consumption of flame retardants for all purposes (including textiles etc., not
just plastics) by type and region can vary considerably and so a number of opinions are given.

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Plastics Additives

Table 6.6 is shown on the website of the European Flame Retardants Association and is
reproduced with permission. The information was obtained by SRI Consulting.

Table 6.6 Consumption of Flame Retardants by Type and Region, 2001 (000 tonnes)
FR Type
USA
W. Europe
Japan
Other Asia
Total
000 tonnes
Brominated
60
42
47
90
239
Chlorinated
17
51
5
25
98
Phosphorus
58
83
26
>19
186
ATH
285
168
40
>9
502
Antimony
30
25
14
30
99
Other
43
39
11
n/a
>93
Total tonnage
493
408
143
>173
>1217

Total (US$ M)
627
556
373
>415
Source: SRI Consulting; see http://www.cefic-efra.com/code/market_stat.html
Other estimates give different figures for brominated FR and metal hydroxide usage in the US
plastics industry, as shown in Table 6.7, although the years to which they relate are slightly
different (Table 6.6 covers 2000, and Table 6.7 covers 2001). It is not possible to explain the
differences in reported tonnage without knowing more about the precise definitions and
methodologies used. There is good agreement between all three about the consumption of
antimony synergist in the US in 2000 (2001). Figures for 2003 and 2005 in Table 6.7 are
estimates, not actual.
Table 6.7 Estimates of FR consumption in the USA, 2000, 2003 and 2005 (000 tonnes)
FR Type
Source: Business
Source: Freedonia
Communications Co. Inc.
2000
2003 Estimate
2000
2005 Estimate
Brominated
111
142
120
147
Chlorinated
38
41
27
29
Phosphorus
46
57
70
86
ATH
144
157
156
177
Antimony
29
31
33
43
MGH
3.6
4.1
n/a
n/a
Borates
n/a
n/a
23
27
Others*
6.8
7.7
26
34
Total tonnage
379
440
455
543
The word others has a different meaning in the two cases, because Freedonia gives a figure
for borates, while BCC gives one for MGH

More than half of all sales of brominated FRs by volume were targeted at the electrical
and electronics industries by the beginning of the present decade, with second place
taken by building and construction at just over 30%, according to the Bromine Science
and Environmental Forum, an organisation of brominated FR manufacturers.
A prediction of global FR demand in 2005 by FR type is given in Table 6.8, together with the
expected average annual growth rate (AAGR).

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Plastics Additives

Table 6.8. Estimate of global market size for FRs by type

2005 estimate
AAGR
(000 tonnes)
2000-2005
Halogenated
295
3.7
Phosphorus
164
4.3
Metal hydrates
482
2.5
Antimony oxides
86
3.7
Others
38
4.6
Total
1,065
3.25
Source: J. Innes and A. Innes, Plastic Flame Retardants: Technology and Current
Developments, Rapra Review Report 168, Vol. 14, No. 12, 2003
FR type

Of all the FR types, metal hydroxides are sold in the largest tonnage, constituting well over 40%
of the global FR market, and about 44% of the Western European market. ATH is especially
popular in solid surface polyester and acrylic composites because of its low cost, which is not
expected to increase much in the near future, whereas several other FRs are expected to become
progressively more expensive because of their dependence on oil or bromine. The amount of
magnesium hydroxide (MGH) used is only a small fraction of ATH consumption at present, but
it has increased significantly because of the desire to replace PVC by polyethylene in
applications like wire and cable.
North and South America used 95% of all the worlds consumption of penta-BDE, i.e., 7500
tonnes in 2001 (global consumption was only about 7500 t/y, all made by Great Lakes) together
with 40% of all octa-PDE, and 44% of deca-PDE (the last mentioned being chiefly for fabric
treatments, carpets and curtains) together with 17% of the cyclododecane type. The amount of
deca-BDE was 24,545 t/y.
Chlorinated flame retardants, unlike brominated ones, have been declining in use. Whereas
brominated FRs are acknowledged to be highly effective, the flame retardancy of chlorinated
FRs is not seen as sufficient to overcome the perceived disadvantages.
Antimony usage is still growing at around 3%/y, according to BRG Townsend. China has
established a very strong position in the supply of antimony trioxide at competitive prices.

6.5.2.9 Heat Stabilisers

Since the consumption of PVC worldwide is about 30 M tonnes/year, it should be reasonable to
assume a global heat stabiliser consumption of approximately 750,000 t/y. There is expected to
be a decline in lead stabiliser consumption, however, and a 3%/y growth in the tin type, with
4% growth in mixed metal stabilisers. As an example, the lead previously used in wire and
cable and in window and door profiles is being replaced by mixed metal stabilisers. Tin is
expected to remain the most important PVC heat stabiliser in North America for some time.
The replacement process will lead to an overall reduction in sales volume because less tin is
used in a given tonnage of resin. (Western Europe has until recently consumed twice as much
heat stabiliser as North America, despite lower PVC demand, because tin requires very low
doses compared with lead.)
The global heat stabiliser market was estimated to be worth more than $1.7 billion in 2003.
Lead types took only a one-third share in value terms because of their lower than average cost,
while mixed metals had a marginally greater share by value, and tin slightly less. The organic
share was put at less than US$10 M.

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Plastics Additives

By 2002 European consumption of heat stabilisers was divided between lead (120,000 tonnes),
mixed metals (35,000 tonnes, split almost equally between solid and liquid types) and tin
(15,000 tonnes).
A fall in consumption of heat stabilisers in Japan has been caused both by a switch from lead
and by a decline in PVC sales. In 1999 heat stabiliser shipments were 70,000 t/y, but they fell to
53,466 tonnes in 2002 and 51,700 tonnes in 2003, according to the Japan Inorganic Chemical
Industry Association. Lead accounted for only half the Japanese heat stabiliser usage by 2002
and its market share continues to fall, while demand for calcium-zinc types is growing. A
breakdown of shipments by type is given in Table 6.9. (The total for 2002 is very slightly
different from the one just cited.)
Table 6.9 Japanese shipments of heat stabilisers by type
(tonnes)
Type
2000
2001
2002
Lead
31,360
30,125
27,008
Barium/zinc
9,130
8,141
8,231
Calcium/zinc
9,616
8,750
9,282
Tin
6,202
5,396
5,466
Auxiliaries
4,871
4,123
3,702
Total
61,179
56,535
53,689
Data source: Japan Inorganic Chemistry Association
China is believed to use about 130,000 tonnes of PVC stabilisers a year, and consumption is
rising rapidly.
Worldwide heat stabiliser usage in 2002 is summarised in Table 6.10.
Table 6.10 Approximate heat stabiliser usage by type and region for PVC in 2002 (%)
Region
Cable
Foam
Pipes and fittings
Window profiles
Pb Cd/Zn Pb Ca/Zn Sn
Pb Ca/Zn Sn
Pb Ca/Zn Sn
North
93.5
6.5
0
0
100
*
*
99*
0
0
100
America
South
75
25

95
0
5

America
Europe
75
25
60
20
20
95
4
1
87
13
0
Far East
100
0
80
0
20
85
5
10 100
0
0
Mid East 100
0

95
0
5

Africa
100
0

100
0
0

* 1% others
Data from figures in W. Reith, Overview on current stabiliser systems and outlook on future
systems, PVC 2002, Brighton, UK, April 23-25, 2002, IoM Communications

6.5.2.10 Impact Modifiers

Figures for consumption of impact modifiers are very difficult to find because they represent a
very diverse and rapidly changing group of substances, many of which have multiple uses.

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Plastics Additives

6.5.2.11 Lubricants
In 2000, the value of global sales of lubricants for plastics was put by BRG Townsend at
US$930 M, of which metallic stearates accounted for $325 M, fatty amides $186 M, esters,
acids and alcohols $167 M, waxes $158 M and others $93 M. In 2001, the consumption of
lubricants and impact modifiers in Europe alone, taken together, was estimated at 371,500
tonnes by BCC. If Europes share of the lubricants market was around 25% at that time, this
would imply a European market for impact modifiers of approximately 139,000 tonnes in
2000/1.

6.5.2.12 Plasticisers
Markets for plasticisers continue to suffer from strong price and margin pressures. They are
used to some extent in non-plastics markets, such as sealants, rubbers, and coatings, but mostly
in plastics and particularly PVC.
World consumption of plasticisers was nearly 5.7 million tonnes in 2002. Global capacity
utilisation in the plasticiser industry has been low; it increased to 73% in 2002 from a very poor
67% in 1998, but only because of rationalisation, combined with strong demand in developing
regions, mainly Southeast Asia, and a healthy residential construction market in North America.
The value of the global plasticiser business was estimated at US$4.9 billion in 2003. Plasticiser
demand growth is the lowest of any major additive, at rather less than 3% worldwide.
Phthalates still hold about 85% market share by volume. In value terms, though, phthalates
account for only 75% of the market, being the least expensive type.
DEHP holds about 30% of the global plasticiser market. As the supply of isononyl alcohol
increases in Western Europe, consumption of phthalates is expected to shift further away from
DEHP to DINP, especially since DINP prices have fallen to match those of DEHP. In Western
Europe, DEHPs share of the European plasticiser market fell from 42% to 24% between 1999
and 2003, whereas DINP and DIDP saw an increase in their combined market share from 35%
to 58%, according to Detlef Arnoldi of Oxeno.
Over half of all the worlds phthalic anhydride is used to make phthalate plasticisers. Aliphatic
esters (adipates, sebacates etc.) are the second most important plasticiser category after
phthalates, followed by the polymerics and the trimellitate and epoxy esters.
Polymeric plasticiser sales are believed to be roughly 20,000 tonnes/year in Europe.
The European Council for Plasticisers and Intermediates put European consumption of
plasticisers at 958,000 tonnes in 2001. It is now believed to be over one million tonnes. Flexible
PVC has shown poor growth in Europe in recent years, even more noticeably than in the US.
Growth has slowed to 1.6% in Western Europe and exports have dropped, leading to reduced
capacity utilisation, lower profitability, and rationalisation caused by oversupply.
Asia is expected to attract 60% of the worlds total plasticiser demand by 2010, according to
ExxonMobil. In Japan, though, demand for plasticisers has been falling by 2%/year, for two
reasons. One is the continuing decline in demand for plasticised PVC in Japan, and the other is
the slowdown in exports to China. Sekisui Chemical, which once had about 15% of the
Japanese market, has closed an 80,000 t/y factory for making phthalates. There have been
consolidations involving Mitsubishi Chemical and Kyowa Hakko Kogyo, as well as Chisso and
Mitsubishi Gas Chemical.
More DEHP than DINP is still used in China, whereas other parts of the world are changing to
the more expensive DINP. Chinese productive capacity cannot keep pace with increases in its

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own domestic demand for DEHP, and 60% of its required 500,000 tonnes is imported. The
Olympic Games in Beijing in 2008 is one of a number of factors thought to be stimulating
growth in domestic demand for PVC in China. Other factors include a large house-building
programme with associated pipe, window and flooring opportunities, strong government
support for PVC in construction, and the urgent need for irrigation of the dry parts of the
country (some other regions are subject to floods) by new pipework.
The manufacture of plasticisers suits very large companies with access to the precursor
chemicals at competitive prices. The larger producers include ExxonMobil, BASF, Eastman
Chemical Co., Nan Ya Plastics Corp. of Taiwan and Degussa, a subsidiary of E.ON. Degussa
operates through another subsidiary, Oxeno, which had sales of 600 M euros in 2001. Oxeno
makes C-4 compounds, including oxo-alcohols and phthalate and adipate plasticisers. LG Chem
of Korea is another very important supplier.
Some changes to the plasticiser market are being caused by feedstock issues. Di-2-ethylhexyl
phthalate (DEHP) is made from propylene by reacting it with synthesis gas to form
butyraldehyde. This is then hydrogenated to form butanol, which is self-condensed to make the
aldehyde 2-ethylhexanal, and hydrogenated to form the alcohol. The latter is finally reacted with
phthalic anhydride to form DEHP.
Declining availability of propylene has been caused by the increasing demand for
polypropylene. Consequently there has been a need to switch to other, higher molecular weight
phthalates that can be produced from butenes.
Figures. 6.2a and 6.2b compare the actual consumption of plasticiser in various regions of the
world in 1999 with those predicted by the leading manufacturer, ExxonMobil, for 2010. The
figures illustrate the growing importance of Asian consumers.
Some shipment figures for Japanese plasticisers are given in Table 6.11.
Table 6.11 Shipments of plasticisers in Japan,
000 tonnes
Type
2001
2002
DEHP
244.5
250.5
DINP
99.3
97.1
DIDP
11.2
10.8
DBP
7.4
5.4
Others
15.9
15.9
Total
378.3
379.7
Source: Association of the (Japanese) Plasticiser
Industry

6.5.2.13 Light Stabilisers

BRG Townsend suggests that light stabilisers are set to benefit from an above-average growth
in demand of around 6.5%. The fashion in modern vehicles is for more glazing and greater
exposure of the plastics inside to light. Demand for light stabilisers also benefits from the
increased use of plastics in building and construction, where the design lifetimes tend to be
much longer than in other applications, and from the growing use of plastics film in horticulture.
Benzotriazoles and HALS photoantioxidants are increasing their market share in North America
and Europe. Five new benzotriazole products have recently been added to BASFs Uvinul
range, together with one monomeric HALS.

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Figure 6.2 Global plasticiser consumption estimated by ExxonMobil Chemical (2001)

(a)
1999 (actual)
(b)
2010 (predicted

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Other popular types include the phenolic esters, triazines, nickel complexes and benzophenones.
China prefers benzophenones and HALS compounds rather than benzotriazoles, but the expiry
of patents for some of the newer light stabilisers will soon allow their production in China.
According to BRG, many Western producers of light stabilisers are purchasing the
intermediates for their products from China and then selling the final products either back into
China or elsewhere.
At the start of the period under review in this report, 1999, global sales of light stabilisers were
estimated by Great Lakes at 28,000 tonnes, worth US$600 M. At that time HALS held 53%
market share by value and 54% by tonnage. Benzotriazoles, being more expensive, took 41% by
value and 34% by tonnage. Benzophenone types accounted for only 4% by value and 8% by
tonnage. Total sales fell during the following difficult year to US$550 M, of which HALS held
50% ($275 M), benzotriazoles $183 M, with benzophenones, together with all other types,
accounting for the remainder
Demand for nickel quenchers in agricultural film could be increased by the growing practice of
using sulphur compounds in agriculture.

6.6 Additive Suppliers

6.6.1 Types of Company
Additive suppliers are very varied. They include subsidiaries of oil and petrochemical
companies, large multinational mineral and mining companies, highly diversified chemical
conglomerates, medium-sized companies with two or three business units, and small, specialist
producers offering limited product ranges. Most of the larger companies have sizeable research
and development teams, with sales offices (and often manufacturing facilities) in several
countries, spread across two or three continents.
The most successful chemical suppliers are likely to have access to the necessary raw materials
at competitive prices. The raw materials for additives are:

chemicals derived mainly from petroleum

minerals and other inorganic chemicals

to a much lesser extent, chemicals derived from plants. Consequently oil and petrochemical
companies and mining conglomerates are in a favoured position.

The petrochemical and chemical companies emerging in the Middle East are well placed to
assume increased importance in the next five years because of their direct access both to raw
materials and to cheap energy sources. In contrast, manufacturers in Asia and South America
are sometimes held back by inadequate or expensive electricity supplies.
Chemical manufacturers are concerned that the price of petroleum-based raw materials is likely
to rise steeply over the next decade because of increased demand for crude oil to satisfy the
ever-increasing requirements of China, India and the USA. Crude oil prices rose in 2004 to their
highest level for three decades.
Speciality chemicals companies, including additives companies, have suffered severely from
short-term pressures exerted by the investment community. They have been persuaded to
abandon the chemical industrys traditional policy of commitment to new products generated
through research and investment in new technology, in favour of cost cutting and seeking
growth through consolidation. The result is that archived technology has had to be invoked to
implement new applications.

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Additive suppliers are increasingly marketing their business know-how to small customers, as
well as selling chemicals. Their expertise extends beyond technical advice about how to deploy
additives, to all the experience accumulated by large chemical organisations. It embraces knowhow related to environmental issues, health and safety, product testing and certification, patent
knowledge and training.
The following list of large and medium sized additive producers and suppliers, mainly but not
exclusively with headquarters in Europe or North America, illustrates their diversity. It is not
comprehensive: there are too many producers to list here, as well as many distributors. Some
additive companies sell masterbatches as well as additives. (Since this report was written, it has
been announced that Crompton Corporation has agreed to buy Great Lakes Chemical
Corporation for 1.3 billion euros. The new company will be headed by Robert Wood (ex Dow
Chemical) and will have sales of about 3 billion euros. This news was too late for it to be
reflected in the report as a whole.)

6.6.1.1 Illustrative List of Suppliers

Akzo Nobel (including Akcros Chemicals), Albemarle, Ampacet, Aristech, Arch, Arkema,
Baerlocher, BASF, Bayer, BYK-Chemie, Cabot, Chemax Polymer Additives, Chemson, Ciba
Specialty Chemicals, Clariant, Colores y Compuestos Plsticos, Croda Universal, Crompton,
Cytec Industries, Daihachi, DSBG, Dover Chemical, Dow Corning, DuPont Dow Elastomers,
Dyneon, Eagle-Pilcher Minerals, Eastman, Eliokem, ExxonMobil, Ferro, Gabriel-Chemie, Great
Lakes Chemical, Hammond, Honeywell, J M Huber, Imerys, Kenrich Petrochemicals, Lonza,
Luzenac, 3M, Mayzo, Milliken Chemical, Morflex, Occidental Petroleum, Omya, Potters, PQ,
Rohm and Haas, Sherwin Williams, Specialty Minerals, Th.Goldschmidt, Uniqema, Velsicol
and World Minerals.
For many of the above, plastics additive manufacture is only a small part of a much wider
portfolio of interests, whereas Great Lakes, Chemson, Cytec, Akcros Chemicals, Crompton and
Baerlocher have a large part of their total business in additives.
A few companies have become much more committed to additives in recent years. They include
Crompton Corp. and Asahi Denka Kogyo. The latter has identified polymer additives as an
important new focus, and has set itself the target of taking 10% of the whole global additives
business.

6.6.2 Suppliers of Specific Additives

The following specific additives are (or have recently been) supplied by the companies
mentioned below. The lists emphasise European and North American companies, but a very
small number of important companies with global activities and head offices in Asia are also
included. Again, the lists are not intended to be exclusive.

6.6.2.1 Antiblocking Agents

Axel Plastics, Baerlocher, BASF, Chemax Polymer Additives, Colores y Compuestos Plsticos,
Crompton, Croda Universal, Dow Corning, Degussa, Eagle-Pilcher Minerals, Engelhard, W R
Grace, J M Huber, Imerys, Luzenac, 3M Performance Materials, Omya, Rhein Chemie Rheinau,
Rohm and Haas, Specialty Minerals and World Minerals.

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6.6.2.2 Antimicrobial Agents

Manufacturers of antimicrobials and/or active ingredients
Akzo Nobel (Akcros Chemicals), Arch, Arch Biocides, BASF, Bayer, Bode, Ciba Specialty
Chemicals, Clariant, Dow, Ishizuka, Johnson Matthey, Kromatix, Lonza, Milliken Chemical,
Progiven, Rohm and Haas, Shinagawa, Schulke and Mayr, Thor, Toagosei and Troy.
Antimicrobial formulating companies
Ferro, Microban, Sanitized, Thompson and Wells Plastics.
Note: The manufacturers of active ingredients inevitably tend to be large chemical or
biochemical companies. They sometimes do formulation work as well. The active ingredient
manufacturers sell their products mainly to formulators or distributors, although some is sold
direct to end-user companies.

6.6.2.3 Antioxidants
Antioxidant suppliers include Albemarle, Ciba Specialty Chemicals, Clariant, Colores y
Compuestos Plsticos, Crompton, Cytec Industries, Degussa, Dover Chemical, Eliokem, Great
Lakes Chemical Corp., Jayvee Organic and Polymers, Slovnaft and Sumitomo.

6.6.2.4 Antistatic Agents

Adeke Palmarole, Amcor, Bakelite, BASF, Blagden Specialty Chemicals, Chemax Polymer
Additives, Ciba Specialty Chemicals, Clariant, Colores y Compuestos Plsticos, Croda, Fine
Organics, Kenrich Petrochemicals, Minelco Minerals, Oleon and Peter Greven Fett-Chemie.

6.6.2 5 Blowing Agents

AtoChem, Baerlocher, BASF, Clariant, Crompton, Dongjin SemiChem, Honeywell and Solvay.

6.6.2.6 Clarifying and Nucleating Agents

Akzo Nobel Functional Chemicals, Clariant, Crompton, Honeywell, Milliken Chemical, Mitsui,
Pesticeds India Industries, Polychem Alloy Europe and Slovnaft.

6.6.2.7 Compatibilisers
Arkema, Brggemann Chemical, Clariant, Crompton, Dover, Dow, DuPont, Eastman Chemical,
ExxonMobil, Honeywell, Kenrich Petrochemical, Kraton Polymers, Mitsui, and Rohm and
Haas.

6.6.2.8 Fillers and Nanofillers

Barium sulfate and barytes
Ankerpoort, Askania, Bergen Materials Corp., Hangzhou JLS Flame Retardants Chemical,
Huber Engineered Materials, Minerals Girona, Nanchuan Minerals, New Riverside Ochre,
Provenale, Sachtleben Corp. and Viaton Industries.
Calcium carbonate
Amcor, Castlemore Minerals, Huber Engineered Materials, Imerys, Jayvee Organics and
Polymers, Longcliffe, Microfine Minerals, Omya, Provenale, S A Revert and Saudi Marble.

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It has been estimated that Omya held 70% of the European market in 2003.
Carbon black
Bakelite, Cabot, Degussa, Enceram, Kromatix, Multiplas, Plakim, PT Lautan Luas Tbk and
Timcal (Imerys).
Feldspar
Aris Chemicals, Galaxy Corp., Matherson, Urbane Industries and Wolkem India.
Glass beads (solid), microspheres (hollow) and glass flake
Expancel (part of Akzo Nobel), Glassflake, 3M Specialty Materials, Potters Europe, PolyChem
Alloy Europe, PQ Hollow Spheres, Rohm and Haas, Sovitec and Verigex Srl Socio Unico.
Kaolin
Amberger Kaolinwerke Groupe, Amco Plastic Materials, Amcor, Chemie-Mineralien,
Engelhard, Harwanne, Huber Engineered Materials, Imerys, Caolines de Vimianzo SA, Denain
Anzin Mineraux, Kentucky-Tennessee Clay Co., Lasselberger Holding International, Omya,
Petrochem Middle East, Serina Kaolin, Sibelco, Thiele Kaolin, and Wilkinson Kaolin.
Mica
Chemie-Mineralien, CMMP, Engelhard, Galaxy Corp., Georgia Industrial Minerals, Millipore
Plastichem, Microfine Minerals Ltd., Omya, Provenale, Specialty Polymers and V-Grace Sdn
Bhd.
Nanofillers and nanocomposites
Akzo Nobel, Bayer, Bekaert Fibre Technologies, Cabot Corp., Clariant, Creanova, GE Plastics,
Gabriel-Chemie, Graphit Kropfmuehl, Honeywell, Kabelwerk Eupen, Laviosa Chimica
Mineraria SpA, Minelco Minerals, Nanocor (Amcol International Corp.), Nanocyl,
NanoPowder Industries, Noble Polymers, Polykemi, Potters Europe, Pyrograf Products, Reade
Advanced Materials, Southern Clay Products, Sovitec, Sd-Chemie AG, Timcal (Imerys), RTP
and UniCoop.
Talc
Albemarle, Amcor, Huber Engineered Materials, IMI Fabi SpA, Luzenac, Omya, Richard Baker
Harrison Ltd. and Wolkem India Ltd.
Wollastonite
Biolaur, Boud Marketing Ltd., Faku Wollastonite Mine (China), Grand Siam Composites,
Jiangzi Shanggao Wollastonite Co. (China), Lishu Wollastonite Mining Corp. (China), NYCO
Minerals, Omya, Orleans Resources, Polykemi AB, Redland Minerals, Tiefa Wollastonite
Mining (China), V-Grace Sdn Bhd, Wolkem India, Wollasco Minerals Inc. and Zhejiang
Changxing Wollastonite Mine.
Wood flour
American Wood Fibers, Ellingers Wood Flour, P J Murphy Forest Products, Rettenmaier,
Southern Wood Services, WTL and Zell Wildshausen.
Coupling agents for fillers
Degussa Aerosil and Silanes, Dow Corning, GE Specialty Chemicals, Kenrich Petrochemicals,
Lubrizol, Marubeni and Shin-Etsu.

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6.6.2.9 Flame Retardants

Brominated
Albemarle, Great Lakes Chemical Corp., DSBG (Ameribrom in US and Eurobrom in Europe)
and Tosoh.
Chlorinated
Amcor, Occidental Chemical, Dover Chemical Corp., National Chemicals and Velsicol
Chemical Corp.
Antimony oxides
Albemarle, Amcor, Clariant, GLCC Laurel LLC, China Minmetals Nonferrous Metals Co.,
Joseph Storey Ltd., Multiplas International, Omya, PolyChem Alloy Europe, United Mineral
and Chemical Corp. (Note: Albemarle has decided to sell antimony trioxide imported from
China into the USA after signing a collaboration agreement with the China Antimony
Chemicals Co. Ltd., a subsidiary of China Minmetals Nonferrous Metals Co. Ltd. (Minmetals).)
Intumescent FR systems
Adeka Palmarole SAS, Chemische Fabrik Budenheim, Dover Chemical Corp., National
Chemicals and Timcal (Imerys)
Metal hydroxides
Ajika, Albemarle, Dead Sea Periclase, Duslo, Huber, Hydro, Incemin, Kyowa Chemical,
Luzenac, Magnifia, Martin Marietta Magnesia Specialties, Nabaltec, Nippon Light Metals,
Nuova Sima, Omya, Pechiney, Quimica del Rey, Shandong, Showa Denko and Sumitomo
Deutschland.
Exfoliated graphite
Nordmann Rassmann, Graphit Kropfmuehl AG, Graftech International Ltd. and Cleanline PVT.
Phosphorus
Akzo, Chemische Fabrik Budenheim (part of the Oetker group), Daihachi, Italmatch, Rhodia,
Solutia, Sumitomo and Unitex Chemical.
Borates
Chemische Fabrik Budenheim, Luzenac, Rio Tinto Borax (subsidiaries include Borax Europe
Ltd.), Great Lakes Chemical Corp. and C-Tech (India).
China is a leading source of borax. The biggest Chinese suppliers are Liaoning Kuaidian
Dongfang Chemical Industry Co. Ltd., which produced 43,000 tonnes in 2001, followed by the
Dandong Kuaidian Broax Mine (35,700 tonnes) and Yingkou Xindong (30,200 tonnes).
Nitrogen-based FRs
Ciba Specialty Chemicals has purchased the Melapur flame retardants business developed by
DSM, a leading supplier of melamine, one of the key ingredients. DSM has agreed to help Ciba
in future development work.
Akzo Nobel, Chemische Fabrik Budenheim, Italmatch and Melapur (now part of Ciba Specialty
Chemicals).

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Zinc FRs
Atlas Chemical Co., Clariant, Great Lakes Chemical Corp., Omya, Sachtleben Corp. and
Sherwin Williams Chemical.
Smoke suppressants
Albemarle, Climax Molybdenum (Phelps Dodge), Crompton Corp., Great Lakes Chemical
Corp., Harmillion, Joseph Storey Ltd. (Banner Chemicals Ltd.), Rio Tinto and Sherwin
Williams.

6.6.2.9 Heat Stabilisers

Adeka Palmarole SAS, Akcros Chemicals, Akdeniz Polymer Additives, Arkema, Baerlocher,
Chemson, Clariant, Crompton, Dover Chemical Corp., Ferro Belgium, Hammond, Lamberti
SpA, National Chemicals, PQ Corp., Rohm and Haas and Sun Ace.

6.6.2.10 Impact Modifiers

Amcor Inc., Arkema, Brggemann Chemical, DuPont Dow Elastomers, Eastman, LG Chem,
Mitsui, and Rohm and Haas.
Arkema (when under its former name AtoFina) acquired the business interests of Metablen BV
and changed the names of its MBS impact modifiers and its acrylic process aids. The impact
modifiers once called Metablen are now called Clearstrength and the process aids are called
Plastistrength.

6.6.2.11 Lubricants and Process Aids

Arkema, Baerlocher, BASF, Blagden Specialty Chemicals, Clariant, Colores y Compuestos
Plsticos, Croda Chemicals Europe, Dover Chemical, Dyneon, Eastman, Ferro Belgium, Great
Lakes Chemical Corp., Peter Greven Fett-Chemie GmbH & Co. KG., Rohm and Haas, and
WTH (Walter Thieme Handel) GmbH.
Boron nitride can be obtained from American Elements, Atomergic Chemetals Corp., Cerolan,
or Shenzhen Kaida Industry Co. Ltd., China.

6.6.2.12 Plasticisers
Aekyung, Aristech, BASF, Daihachi, Degussa/Oxeno, Eastman, ExxonMobil, FPG, Hyperlast,
Kenrich Petrochemical, LG Chemical, Mitsubishi/Kyowa, Morflex, Nan Ya Plastics, Sinopec,
Union PC, Velsicol and Zaklady Azotowe Kedzierzyn.

6.6.2.13 UV and Light Stabilisers

Adeka Palmarole SAS, Brggemann Chemical, Ciba Specialty Chemicals, Clariant, Colores y
Compuestos Plsticos, Cytec Industries, Crompton, Great Lakes Chemical Corp., Jayvee
Organics and Polymers Pvt. Ltd., Mayzo Inc., Milliken Chemical, National Chemicals and
PolyChem Alloy Europe.

6.6.3 Some Specific Additive Suppliers

The following section gives some information about just a few of the leading additive suppliers.
The lists of products mentioned below are not necessarily comprehensive.

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6.6.3.1 Akcros Chemicals (Headquarters: Eccles, Manchester, UK)

Akcros is part of the Dutch chemicals group Akzo Nobel. Several Akcros additive products
have already been mentioned in Chapter 5 of this report. The company and its products were
originally geared largely to the PVC industry, but Akcros has diversified to provide additives
for use in polyolefins and other resins. Its biocides are targeted at polyethylene, polypropylene,
silicones and polyurethanes, as well as PVC.
The main products still include PVC heat stabilisers (including mixed metal and organotin
types), epoxy plasticisers, antistatic additives and viscosity modifiers. The organotin stabilisers
are made in Greiz, Germany, and the mixed metal stabilisers in Eccles. There is also a site in
New Brunswick, USA, and Akcros America has extensive business in North America. Akcros
makes polysulfides as well.
Employee numbers at Akcros in the UK and Europe were about 1000 three or four years ago,
but were reduced by about 30% when the lead stabiliser business was sold in a management
buy-out and now, after further deals, the lead stabiliser operation is owned by Chemson.

6.6.3.2 Albemarle (Headquarters: Richmond, VA, USA)

Albemarle manufactures a comprehensive range of flame retardants. It makes phosphorus types
and antimony trioxide synergists as well as being one of the worlds largest producers of
brominated flame retardants, while its German subsidiary, Martinswerk, makes metal
hydroxides. The company has unrelated activities in pharmaceuticals and the water treatment
industry. Albemarle began a quality improvement programme in 2002, designed to provide the
best possible service to the plastics electrical product sector.
Albemarles combined net sales rose from US$941 M in 2000 to US$ 1110 M in 2003, despite
very difficult trading conditions. Net income fell in the same period from US$102 M to US$72
M, and long-term debt rose from US$97 M to US$228 M These figures are partly explained by
the fact that several acquisitions have been made. They included Akzo Nobels refinery
catalysts, the Korean distributor Taerim, Arkemas fine chemicals bromine business, Rhodias
phosphorus based flame retardants business for polyurethanes, the fuel and lubricant
antioxidants business of Ethyl, the fine chemicals business of ChemFirst, and Martinswerk.
Dividend per share was 57 cents in 2003, the highest for some years. In the second quarter of
2004, earnings from plastics additives increased by 33% to $24.9 M.

6.6.3.3 Baerlocher (Headquarters: Unterschleissheim, near Munich, Germany)

Baerlocher is a long-established private company, over 180 years old. Its product range is
strongly geared to PVC additives In addition to manufacturing and selling a full range of PVC
heat stabilisers, the products include phosphite antioxidants, metal soaps, antistatic agents,
nucleating agents and UV stabilisers, including substituted oxanilides.
The company also makes PVC lubricants and modifiers (liquid and solid ester lubricants,
hydrocarbon waxes, polyacrylate elastomer impact modifiers, metal soaps, fatty acids and their
derivatives) and plasticisers (epoxidised monoester and epoxidised soybean oil), together with
acrylic process aids and amide wax antiblocking agents.
Baerlocher offers a number of specialised additives not discussed in this report, including foam
modifiers, rodent deterrents such as lead naphthenate, and flatting agents, together with
chemical intermediates like glycerol and stearic acid, which are the raw materials for making
glycerol monostearate, a widely used antistatic agent.

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The groups CEO, Dr Felix Meyer, moved to Baerlocher from Ciba Specialty Chemicals in
mid-2004.

6.6.3.4 Chemson AG (Headquarters: Arnoldstein, Austria)

Chemson AG and its subsidiaries market PVC additives such as lubricants, chlorinated
polyethylene impact modifiers and heat stabilisers, some of which are organic based heat
stabilisers, sold under licence from Crompton. The purchase of Allstabs lead stabiliser business
brought Chemson up to more than 200 M euros turnover and over 650 employees, making it one
of the leading additive suppliers in Europe. It has facilities in eight countries, including the UK,
China and Brazil. Chemson offers a range of blowing agents and produces a number of
nonplastics products such as additives for glass making.

6.6.3.5 Ciba Specialty Chemicals (Headquarters: Basel, Switzerland)

Ciba is a leading global player in the fine chemicals and additives world, with an extremely
wide range of products for the plastics industry and other application sectors. The plastics
additives cover most of the categories discussed in this report, with particular depth and strength
in stabilisers. The company also has many interests outside plastics such as coatings, water and
paper treatment, and home and personal care products. Ciba Specialty Chemicals is valued at
around CHF 100 billion. Research and development expenditure in 2003 amounted to US$227
M.
Currently 42% of all the companys sales are made in Europe, but CEO Erwin Meyer is on
record as saying that virtually all major new Ciba plants will be located in Asia in future, rather
than Europe or North America. He also claims that about a quarter of Cibas sales relate to
products introduced in the past five years.
The company has had some difficulties (like most of its competitors) during the period 2001-3,
with a 7% fall in sales in 2001 and shedding 1,800 jobs over the following two years, but Ciba
now reports better trading conditions. Plastics additives sales went up by 3% in the first half of
2004, relative to 2003. Improvements have been especially noticeable in Asia, and sales in
China in the first half of 2004 were 17% up on the first half of 2003. Sales also improved in the
US, although the increasing strength of the Swiss franc against the US dollar has adversely
affected income, and this trend is likely to continue.
Full year net income was CHF 344 M in 2003. Net debt still exceeds CHF 2 billion, partly
because of the cost of acquiring the Finnish company, Raisio Chemicals. Ciba has also
purchased PIRA, the UK-based packaging research organisation.
The company has signed a number of major distribution agreements, enabling it to distribute
additives made by other additive suppliers.

6.6.3.6 Clariant (Headquarters: Muttenz, Switzerland)

Clariant businesses are organised into five divisions: pigments and additives; masterbatches;
textile, leather and paper chemicals; functional chemicals, and finally life science and electronic
chemicals. Several polymer additive products have been mentioned already in Chapter 5. They
include waxes, UV and light stabilisers, antioxidants, antistatic agents, flame retardants and
phosphorus flame retardants. Some additives are targeted at other industries besides plastics.
The company claims to be the world leader in pigments.
Clariant made losses in 2001 and 2002, although the latter was caused mainly by a write down
of its life science unit. Business recovered in 2003 but the company now employs slightly fewer
people about 26,500 compared with 28,000 in 2002. It intends to have shed 1,500 jobs in its

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manufacturing operations altogether, with a total of 4,000 redundancies across its entire
business, by the end of 2005. Sales amounted to around CHF 8.5 billion in 2003, compared with
CHF 9.3 billion the previous year. Research and development expenditure in 2003 was
US$248.8 M.
A number of business units have recently been sold in an attempt to improve the companys
financial position, which helps to explain the reduction in sales. They include the electronic
materials unit to Carlyle, cellulose ethers to Shin-Etsu, and Lancaster Synthesis to Johnson
Matthey. Further divestments are expected. Some of the companies sold were especially
dependent on petroleum intermediates, and their loss makes Clariant feel less vulnerable to
fluctuating crude oil price rises.
A CHF 920 M rights issue has been used to strengthen the companys position. The net debt has
been roughly halved and was CHF 1.84 billion in mid-2004. A loss after write-downs of CHF
648 M in 2002 was followed by a profit (before interest and tax) of CHF 559 M in 2003, but
sales were still down 3% to CHF 8.52 billion. Clariants pigments and additives division
achieved sales of CHF 1,814 M in 2002 and CHF 1,745M in 2003. Dividend per share was 15
cents in 2003.
Clariants masterbatch division has done well recently, with a 5% rise in sales to CHF 1.041
billion (662 M euros), and the unit is being made into a freestanding business.

6.6.3.7 Crompton Corp. (Headquarters: Middlebury, CT, USA)

In the mid-1990s Crompton used to sell dyes, food ingredients and some fabrication equipment.
It has absorbed several companies with strengths in plastics and rubber additives, such as
Uniroyal, OSi Specialties (later re-sold to GE) and Witco, together with the processing
equipment company, Davis Standard, which sells extruders. By 2001 Crompton was drawing
one-third of all its sales from polymer additives, including products for the rubber industry, and
additives constituted its biggest single line of business. The purchase of Uniroyal greatly
increased sales but led to sizeable debts. The products now include a wide range of PVC heat
stabilisers and lubricants, blowing agents, plasticisers, slip agents, antistatic and antiblocking
agents, light stabilisers, nucleating agents, antifogging agents etc.
In 2003 Crompton re-sold its OSi organosilicones unit to GE for US$633 M and in return
bought GEs Specialty Chemicals, including impact modifiers and secondary antioxidants. The
deal included the largest phosphite antioxidant plant in the world.
Many of Cromptons additive products, which altogether account for 58% of the companys
sales, are used in the PVC industry. Others are targeted at the compounders of engineered
thermoplastics, polyolefins, polyamides, polyester and EPDM. Annual sales are around US$2.2
billion. In the last two or three years strong efforts have been made to raise prices, with mixed
results, and this may have contributed to a loss of sales volume. The companys chemical
activities are being reorganised into one business containing the divisions previously known as
Plastics and Petroleum Additives and Performance Chemicals and Elastomers.
Crompton has interests outside plastics, such as agrochemicals but, in August 2004, completed a
US$945 M refinancing programme and is redefining its main interests. It is selling its 50%
interest in the Gustafson seed treatment business to Bayer CropScience for US$124 M. At the
time of writing, it is being suggested that Davis Standard, the extrusion equipment company,
may also be sold.
Crompton has about 5,500 employees. Research and development expenditure in 2003 was
US$51 M.

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Plastics Additives

6.6.3.8 Cytec Industries (Headquarters: West Paterson, NJ, USA)

Cytec is a company focussed on chemical expertise. It was spun off from American Cyanamid
in 1993. It manufactures a wide range of antioxidants and UV and light stabilisers and
absorbers, including benzophenone, benzotriazole and benzoxazinone types, together with
triazine and HALS varieties. Products include hindered amines and phenols, triazines, phosphite
blends and thioesters, as well as antistatic agents. Like many other additives suppliers, Cytec
also markets water treatment chemicals. Other products include coatings, mining chemicals,
building block chemicals and phosphines.
Cytec has acquired the Mitsui Chemicals half of a water treatment and coatings resins JV, and
late in 2004 purchased the surface specialities business of UCB for 1.5 billion euros, but
otherwise has been noted for being cautious about acquisitions. Net sales were US$1472 M in
2003, compared with $1346 M in 2002, approximately half being achieved in the USA.

6.6.3.9 Dead Sea Bromine Group (Headquarters: Beer Sheva, Israel)

The Dead Sea Bromine Group (DSBG) is now to be called ICL IP, which stands for Israel
Chemical Ltd., Industrial Products Division. It is one of the worlds three largest suppliers of
brominated flame retardants, along with rivals Great Lakes and Albemarle. It is also the worlds
largest producer of elemental bromine and a significant supplier of biocides, water and soil
treatment chemicals, fertilisers and agrochemicals, oilfield completion fluids, organic
intermediates and fine chemicals.
DSBG has several subsidiaries, including Ameribrom in the USA, Eurobrom in Europe and
Clearon Corp., the American water treatment company. Research and development expenditure
in 2003 for ICL amounted to US$29 M.

6.6.3.10 Dover (Headquarters: Dover, OH, USA)

Dover Chemical Corp. is a subsidiary of ICC Industries Inc. headquartered in New York City.
Dovers products are extremely diverse; the chemicals made include brominated and bromochlorinated flame retardants, benzophenone and hindered amine light stabilisers, phosphite
stabilisers, surfactants, lubricants, metallic stearates, and alkyl phenols. It is also a leading
manufacturer of chlorinated hydrocarbon waxes, and there are several chemical products
unrelated to plastics.
In 2002 Dover acquired Mayco from Castrol Industrial North America, and in 2003 it bought
Ferros petroleum additives business, Keil Chemicals. Dover has around 25,700 employees. In
the first nine months of 2004, net sales rose to $4.07 billion, an increase of 26%.

6.6.3.11 Dyneon (Headquarters: Oakdale, MN, USA)

Dyneon, a wholly owned subsidiary of 3M set up in 1996, is one of the world's leading
fluoropolymer producers with operations or representation in more than 50 countries. It sells
process aids to the plastics industry, particularly polyolefins. Other products include
fluoroelastomers, PTFE and speciality additives for rubbers. Among fluoropolymers, there are
additives to prevent dripping in burning plastics.
Dyneon acquired Solvay Fluoropolymers in 2001, including a PVDF manufacturing facility. In
November 2004 it entered into an agreement with SpecialChem SA to mount a web-based
technical service facility for polymer process aids. The company employs more than 800 people
worldwide.

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6.6.3.12 Eliokem (Headquarters: Villejust, Courtaboeuf, France)

Eliokem was once the speciality chemicals arm of Goodyear Tire and Rubber, but in 2001 it
was bought by the American private equity firm Littlejohn & Co. of Greenwich, CT, USA. It is
currently organised into four divisions: speciality resins (which accounts for about 40% of its
revenues), latex; rubber modifiers, and antioxidants. The last-mentioned product range includes
hindered phenolic and amine antioxidants, sold under the Wingstay name. Eliokem has
manufacturing plants in Le Havre, France and Akron, OH, USA, and is building a third one near
to Shanghai in China. It has sales of about $160 million/year, but does not disclose profits.

6.6.3.13 Ferro (Headquarters: Cleveland, OH, USA)

Ferro had sales of $1.6 billion in 2003. They were generated by several business units, covering
a wide range of products and markets. One unit was the polymer additives one that absorbed
Solutias modifier business in 2000. The other additives products now include PVC heat
stabilisers, aromatic, polyester and phosphorus-based plasticisers, biocides, waxes and
lubricants, modifiers, light stabilisers, hindered amines and nickel quenchers. The company
makes clear that it has no interest in being a commodity supplier and concentrates largely on
high technology products.
Ferro has operations in 20 countries. Seventy-eight percent of its sales are either in North
America or Europe, with only 19% in Asia. Net income was $19.6 M in 2003, and the number
of employees was 6,800 at the end of that year. Earnings per share were down on expectations
in the first half of 2004, partly because of a disappointing performance by the polymer additives
unit, which could not implement sufficient price increases. Shares fell sharply in 2004 because
of news that the company was investigating inappropriate accounting entries in its additives
business unit. (Earnings per share in the second quarter of the year turned out to be only about
11 cents, whereas they had been expected and predicted by analysts to reach three times that
value.)

6.6.3.14 Great Lakes Chemical Corporation (Headquarters: Indianapolis, IN,

USA)
Great Lakes originally had its focus in bromine compounds, mainly water treatment chemicals
and halogenated flame retardants, but its additives range has now been diversified to include
nonhalogen flame retardants (including phosphorus, antimony and zinc based FRs),
antioxidants, UV and other light stabilisers, including hindered-amine-based products and
extrusion-blended stabilisers. The group has recently extended its range of water treatment
chemicals. Forty-five percent of the companys sales are now in consumer products markets.
Great Lakes has striven for several years to improve efficiency and, despite closing half its
manufacturing plants in the past five years, has still increased its output. It now manufactures in
the USA (Arlington, TX) as well as Pyongtaek, Korea; Ravenna, Italy; and Waldkraiburg,
Germany. It has sold a plant in Newport, TN to Schenectady.
In 2002 about 8% of the companys jobs were axed. CEO Mark Bulriss has recently announced
his unexpected resignation.
The polymer additives unit improved its performance as 2004 progressed, with second quarter
sales up 15% to US$214 M, compared with US$187 M in the second quarter of 2003. Income
from plastics additives increased to $12.6 M. Earnings for the company as a whole were up by
9%. Dividend per share was 36 cents in 2003.

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6.6.3.15 Rohm and Haas (Headquarters: Philadelphia, PA, USA)

Rohm and Haas is a large speciality chemicals company with a history of commitment to acrylic
materials, and plastics additives is a minority interest, although still substantial by comparison
with smaller rivals. There are six business groups. One of them, Performance Chemicals, has
three subsections, and one of these three is devoted to plastics additives. Rohm and Haass
commitment to additives increased after it merged with Morton International in 1999, extending
both its product range and geographical reach. The additives products now include lubricants,
heat stabilisers and a range of biocides based on OBPA, OIT, trichlorophenoxyphenol and
dichloro-octyl-isothiazoline ingredients. There are also acrylic and MBS impact modifiers, and
acrylic process aids.
The company axed about 1,860 jobs during the global slow-down in 2002. It now has sales of
around US$6.4 billion in over 100 countries. Research and development expenditure in 2003
was US$238 M.
A few companies have reduced their commitment to polymer additives. The Swiss company
Lonza places increasing emphasis on pharmaceutical intermediates in its European operations,
but also makes oleochemicals for plastics. Other additive products include plasticisers, both
general-purpose types and linear phthalates, together with polymerics and trimellitates. It is a
leading supplier in the US of polymer lubricants such as EBS (ethylene bis-stearamide) and
other amide waxes. First half profits overall were down 16% in 2004. Research and
development expenditure in 2003 amounted to US$65 M. A new CEO, Stefan Borgas, has been
appointed from BASF.

6.6.4 Reorganisations, Mergers and Acquisitions

Several suppliers have reorganised their business units in the past four or five years. One of the
first to do so in the period under consideration by this report was Ciba Specialty Chemicals. In
2001 Ciba abolished its old divisional structure, along with the business units. Instead, five
segments were created. One was called Plastics Additives, formed by the merger of Process
Additives and Lubricants. Colorants for plastics were located within the Coating Effects
segment. The move was intended to relate the companys activities more closely to end-user
market segments.
In 2004 another reorganisation resulted in the number of Ciba units being reduced from five to
four, with special effects products from the home and personal care segment placed under
plastics additives. Additives accounted for 589 M euros or 28% of Ciba Specialty Chemicals
total sales in the first half of 2004. This represented a 3% increase compared with 2003.
AtoFina, a member of the Total group, has recently changed its name and the old name is
expected to disappear.
Early in 2004 AtoFina announced its intention to spin off its additives, together with its
substantial PVC interests and its acrylics and engineering plastics businesses, to form a new
division (CIP, or Chlorochemicals, Intermediates and Performance products), employing
around 19,000 people. The turnover was estimated at 5 billion euros, and the headquarters
would be in Paris. The name of the new organisation has since been disclosed as Arkema.
AtoFina had been selling a wide range of additive products, including MBS based impact
modifiers called ClearstrengthTM, acrylic process aids called PlastistrengthTM, acrylic impact
modifiers called DurastrengthTM, organotin stabilisers called Thermolite, co-stabilisers and
metallic soaps called Stavinor, and epoxidised soya bean oils called either Vikoflex or
Ecepox. The company also sold nonhalogen flame retardants for electronic equipment, called
Lacqrene, and a number of other products.

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Bayer AG as a whole will have lost about 13,000 jobs between 2002 and 2005. It has now
reorganised a large part of its chemicals business, gathering together engineering plastics,
rubber, rubber chemicals and polymer additives to form a new company called Lanxess, which
commenced operations in July 2004. Bayers plastics-related businesses posted increased profits
for the first quarter of 2004, but sales in the Lanxess products declined by 2% to 1.478 billion
euros in the first quarter. Lanxess has indicated that it will concentrate on mature products and
niche markets.

6.6.4.1 Mergers and Acquisitions

There have been a large number of mergers and acquisitions since our 1998 Rapra report. Table
6.12 lists a few of the changes taking place over the last four years.
Flame retardant companies have featured strongly in recent merger and acquisition activity.
Manufacturers of halogenated FRs have been diversifying by buying smaller companies that
produce other types of flame retardant, mainly phosphorus types and metal hydroxides. Great
Lakes acquired the process additives division of FMC, which included phosphorus FRs, and
secured some business components for use in its own water treatment business at the same time.
The French part of Ferro was bought by Albemarle, which now makes PyroChek FRs.
Albemarle purchased Martinswerk, makers of ATH.
Akzo Nobel sold its modest-sized plasticiser and flame retardant business to the American
finance company Ripplewood Holdings in April 2004 for 320 M euros. The deal involved a
phosphorus chemical manufacturing unit in Bitterfield, Germany and a factory in West Virginia
that made phosphorus based FRs for use in polyurethane foams, as well as plasticisers and
lubricants.
After a number of ownership changes, Rhodia Consumer Specialties Antiblaze FR business
(once part of Albright and Wilson, Oldbury, UK) was sold to Polymer Tailoring of Shropshire
in the UK.
Alqemia is the new name for a group of companies involved with masterbatch production and
additives. It was set up by the Israeli company Kafrit Industries following its purchase of
Constab Additive Polymers (UK) Ltd., Constab Polyolefin Additives GmbH and Areton
International Plastics (UK) in late 2003. Alqemia has manufacturing operations in Israel,
Germany and the UK.
Another factor leading to acquisitions has been the turmoil in the heat stabiliser business. In
2001 Akcros Chemicals agreed a management buy-out of its lead stabiliser manufacturing
operations, since lead was to be phased out. The lead business became known as Allstab, but
two years later Chemson bought it. By this time it had a turnover of 60 M euros and 210
employees. The plan was that Chemson would ultimately move its own operations to one of the
old Allstab sites at Dren.
A further development took place in mid-2004 when Akcros Chemicals and Chemson agreed
that Chemson would take over the manufacture of Akcross Interlite solid stabilisers at its
Wallsend, UK plant. Akcros was to market the products for use in flexible PVC applications
(but not in cables).
The Hammond Group, which includes the Halstab heat stabiliser division, has purchased OMs
PVC stabiliser business, except for OMs business in Thailand.
Cognis sold its small PVC stabilisers business, with annual sales of 40 M euros, in May 2004, to
Reagens SpA and Sun Ace Kakoh of Singapore.

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Year
2001
2001
2001
2001
2001
2001
2002
2002
2002
2002
2002
2002
2002
2002
2002
2002
2003
2003
2003
2003
2003
2003
2003
2003
2003
2004
2004
2004
2004
2004
2004
2004
2004
2004

Table 6.12 Some acquisitions in the additives business, 2001-2004

Acquired by
Nature of business
Albemarle
Alusuisse Martinswerk GmbH
Lonza
BP Amoco Chemicals linear phthalates
AEA Investors Inc. (et al)
B F Goodrichs additives and performance
chemicals
BASF
Sisas (plasticisers; anhydrides)
Oleon NV
Stearates, oleochemicals from Arkema
Velsicol
CasChems polymeric plasticisers
MBO
Akcros Chemicals: lead stabilisers
Ciba Specialty Chemicals
Melamine flame retardants from DSM Melapur
Polymer Tailoring
Rhodia: flame retardants
Rohm and Haas
Kureha : additives
Floridienne Chimie SA
IKA Innovative Kunststoffauf- bereitung GmbH
(from Deutsche Beteiligungsgesellschaft)
Shinagawa Chemical
Ferro Australia (heat stabilisers)
Degussa
Raschigs phenolic antioxidants
Minerals Technologies Inc.
Polar Minerals Inc.
Schroder; Goldman Sachs
Cognis (owned by Henkel)
Great Lakes Chemical Corp.
Flexsyss phenolic antioxidants
UCB
Solutias additives, polymers, adhesives etc.
Albemarle
Rhodia SAs phosphorus based flame retardants
Hammond
OM Groups heat stabilisers (except Thailand)
BASF
Sunocos plasticisers
Timcal
Erachem Comilogs speciality carbon blacks
Crompton
GE Specialty Chemicals
GE
Crompton OSi Specialties
Sd-Chemie
Alcans organoclay FR technology
Kafrit Industries
Areton International Plastics
Lubrizol
Avecias additives for plastics, paints, pigments
Arch Chemicals
Avecias biocides
Chemson
Allstab (heat stabilisers)
Ripplewood Holdings
Akzo Nobels flame retardants, plasticisers and
lubricants
Reagens,
Sun-Ace
and Cognis PVC stabiliser business
Shinagawa
Lion Chemical Capital & ACI Performance additives and elastomers business of
Capital
PolyOne
Dow Corning Toray Silicone
Nippon Unicars specialty chemicals, including
organosilicones and silane coupling agents
Arch Chemicals
Avecias biocides
Freudenberg
ChemTrends mould release agents

In April 2004, DuPont and Dow agreed the details of a procedure by which each could, if they
wished, extricate themselves from the JV DuPont Dow Elastomers, which manufactures
rubbers, impact modifiers and related products. DDE has an 835 M euros turnover. Under the
agreement, Dow would have the option of acquiring some of the JVs assets and if it did so,
DuPont would buy out Dows interests.
Lion Chemical Capital and ACI Capital bought the US$350 M elastomers and performance
additives business of PolyOne in mid-2004. It has five manufacturing plants in addition to a
new compounding unit in China. The name of the business is now Excel Polymers.

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The plasticiser manufacturers in Japan have been through difficult times, aggravated by the
decline in domestic PVC demand. They have undergone rationalisation with the formation of
JVs between Mitsubishi Chemical and Kyowa Hakko, and between Chisso and Mitsubishi Gas
Chemical. Toho Rika has also outsourced its production to J-Plus.
Microban International Ltd., which had activities in Europe and Asia, merged with the
Microban Products Company, based in North America, in 1999 to form a global organisation.
Rchling Haren KG became the exclusive European manufacturer of finished and semifinished
polyethylene goods containing the Microban additive, i.e., triclosan, for industrial use.
Rchling has adopted the name Polystone Microban to describe its food industry products,
which were designed to reduce or eliminate cross-contamination between foods and working
surfaces. Interplastic Corporation puts Microbans antimicrobial additives into unsaturated
polyester and vinyl ester polymer products, mainly destined for sanitary equipment and solid
surface products. The additives are claimed to discourage the development of stains, odours,
moulds and mildews.
US and Western European companies have formed many joint ventures with local partners in
China and other parts of Asia. They are also investing in other countries with lower labour costs
than the US and Western Europe, such as Poland, the Czech Republic, Russia and Turkey.

6.6.5 Co-operative Agreements

A global presence rather than a regional one is advantageous in view of the globalisation of
customers businesses. Car manufacturers in particular are prone to move production of certain
model ranges across the world. Achieving truly global sales and technical service coverage can
be too expensive for any except the largest supplier companies, but it is sometimes achievable
by co-operative agreements. Co-operation enables companies to offer a wider range of additive
types and meet the customers demand for one-stop purchasing, often without increasing the
total number of sales offices. Table 6.13 lists some co-operative agreements announced over the
past four years. Not all of the listed agreements were motivated by the considerations
mentioned; some had other objectives.
Among the many deals, only a few may be mentioned here. Arkema and Ciba Specialty
Chemicals signed a global cooperation agreement enabling Ciba to distribute Arkema's Pebax
permanent antistatic agents. They are polyether block amides intended for use in ABS,
polystyrene and PVC. The two companies are also co-operating in research and development in
the same area. Ciba has also become the exclusive distributor outside Asia of Kanebo
Chemicals silver-based antimicrobial products for polymers. They are said to be effective, safe
and heat-resistant to over 200 oC.
Great Lakes has joined with Laurel Industries, part of Occidental Petroleum (OxyChem) to form
a 50:50 JV called GLCC Laurel LLC. The JV was intended to compete with cheap Chinese
antimony imports by producing and marketing antimony-based flame retardants, synergists, and
catalysts. Great Lakes has the responsibility for sales, customer service, technical support, credit
and logistics.
Great Lakes Chemical has also agreed to set up a JV with Teijin Chemicals to supply
brominated carbonate oligomer flame retardants for use in engineering polymers.
Albemarle entered into an agreement in 1999/2000 with Borax, part of Rio Tinto, to collaborate
in the development of nonhalogen flame retardants, particularly borates. As a result Albemarle
was able to offer zinc borate flame retardants for sale in Asia. More recently Rio Tinto and its
subsidiary Borax Europe Ltd. transferred responsibility for the sale of those zinc borate grades
intended for polymer formulation purposes to Luzenac.

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Table 6.13 Recent marketing, manufacturing and R & D agreements involving additive
suppliers, 2001-2004
Company A
Company B
Business
Area
Year
AtoFina
Ciba Specialty
Antistatic agents

2001
Chemicals
Ciba Specialty
EPI Environmental
Additives for

2001
Chemicals
Technologies Inc
biodegradable
plastics
Ciba Specialty
Kanebo Chemical
Antimicrobials

2001
Chemicals
Crompton
Chemson
Organic heat
Europe, M. East,
2001
stabilisers
S. America,
Australia
Bayer
Zipperling Kesler
Conducting polymer
2001
blends
PolyOne
Ciba Specialty
ShelfPlus
North America
2001
Chemicals
stabilisers for PET
Daihachi Chemical DSBG
Phosphorus FRs
Outside Japan
2001
Holland Colours
Zebra-Chem
Blowing agents
The Americas
2001
Arkema
Albemarle
Organotin

2002
intermediates
Ciba Specialty
Asahi Denka Kogyo Nucleating agents

2002
Chemicals
NA-11
ICO Polymers
Ciba Specialty
Additives for

2002
Chemicals
rotomoulding
PolyOne
Nanocor
Nanocomposites

2003
DSM
Carbon
Nanocomposites

2003
Nanotechnologies
Great Lakes Chem
Laurel Industries
Antimony oxide

2003
/OxyChem
ColorMatrix
BP
Oxygen scavengers
Global
2003
BASF
Italmatch
Azalea Coor and
Nonhalogen FRs
Parts of the USA
2003
Durr Marketing
Associates
Huber Engineered
P T Hutchins
Mineral additives
Parts of the USA
2003
Materials
Albemarle
China Minmetals
Antimony oxide
USA
2004
Nonferrous Metals
Co
Akcros Chemicals
Chemson
Solid stabilisers for

2004
PVC
Altana Chemie
Nanophase
Nanocomposites and Global
2004
Technologies
products

Tosoh and Air Water Inc. have formed a JV called TMG to mass-produce magnesium
hydroxide.
In 2001 AtoFina joined with Albemarle to manufacture and market organotin intermediates
through a global JV. Albemarle supplied aluminium alkyls, and AtoFina made tin intermediates.
Tin compounds are important heat stabilisers for PVC pipe, especially in the USA. The idea of

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the JV was to produce long-term, sustainable growth for butyl and octyl tin based stabilisers in
the aftermath of the industrys decision to phase out lead compounds.

6.6.6 Prices
The selling price of plastics additives depends on the same factors as any other chemicals, i.e.,
the energy and raw material costs, research and development costs, the complexity, scale and
efficiency of the manufacturing process, labour rates, sales tax and import duties, costs of
product testing and regulation, freight costs, the state of customer inventories, market size and
the extent of the customers need for, and dependence on, the product.
Prices are also affected by available production capacity, recent plant outages etc. Surplus
production capacity has been available in the recent past for several additives and for
intermediates such as phthalic anhydride and epichlorohydrin. At the end of 2002, the two main
US producers of sebacic acid, which is a precursor of specialised aliphatic plasticisers, both
withdrew from the market in the face of competition from cheap Chinese imports, although
another company entered the field instead. Melamine prices have reached 1300 euros/tonne in
Europe, although they are lower in Asia. Capacity has fluctuated because of plant problems but
considerable new capacity is being developed.
Additives vary a great deal in price, depending on type. Some are available for considerably less
than 1000 euros a tonne. The basic phthalate plasticisers are cheap compared with most other
additives, being around US$880-1100 per tonne. Most of the mineral fillers and ordinary grades
of the flame retardant ATH are also low cost. Ground mica flake varies enormously in the US in
type and quality, with prices in 2002 for dry ground flake around $180 per American ton. Talc
sells in Europe for 300-360 euros/metric tonne. Ground calcium carbonate ranges from 50 up to
several hundred euros a tonne for ultrafine marble grades. Light stabilisers, compatibilisers, and
clarifiers or nucleating agents can be very expensive. Coupling agents are priced at about
$10,000-24,000/tonne.
A few exotic additives cost well over $25,000 a tonne. Carbon nanofibres currently cost up to 6
euros per gramme, and multiwall nanotubes cost between 6 and 420 euros, while the most
expensive type, single wall nanotubes, cost between 60 and 480, i.e., 480,000 euros/tonne.
These costs reflect the extremely small scale of current production processes, and prices are
expected to fall dramatically.
Many additives meet with sales resistance solely on cost grounds. But if customers have an
overriding need for an effective flame retardant to meet stringent new fire specifications while
retaining other performance indicators, then suppliers are in a strong position. Reasons cited for
above-average price increases sometimes include the need to invest in new capacity or to recoup
R & D expenditure.
Another factor determining price is the availability of a market for other products produced
during the same manufacturing process. Many of the linear alcohols used to make linear
phthalates (the less common variety) for plasticiser manufacture are coproducts, i.e., they are
produced chiefly for an entirely different and much bigger market, namely detergents. This
helps keep costs down. Linear octyl phthalate is not used much, but higher molecular weight (C9) linear phthalates are frequently used in the US. High molecular weight linear phthalates
above C-11 (diundecyl phthalate) are not as popular because they have limited compatibility
with PVC.
The price of brominated FRs depends on the price of elemental bromine, which is rising.
Albemarle announced increases to US$1,500/tonne in September 2004, claiming that global
bromine capacity had fallen and demand had risen. Earlier in the year, another brominated FR
supplier increased the price of some of its brominated FRs by $220/tonne. Chemicals like

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Plastics Additives

decabromodiphenyl
oxide,
tetrabromodiphenyl
oxide,
tetrabromobisphenol
A,
bis(2,3)dibromopropyl ether and a number of others have all been affected by increases in
bromine prices. In October 2004, increases in several bromine chemicals prices were
announced, averaging 25%.
Many other chemicals have become more expensive because of increases in the price of
upstream intermediates. Tin stabilisers are affected by the rising price of tin metal and epoxy
derivatives are also affected, with basic epoxy resins going up by about 200 euros/tonne in
Europe in mid-2004. Some phenolic derivatives have also risen dramatically in price. A
snapshot over two or three months during mid-2004 shows substantial price increases being
announced by leading suppliers for impact modifiers, waxes, silica, phosphorus flame retardants
and, as indicated earlier, brominated types. Plasticiser producers were also attempting price
increases for DINP and DEHP.
Some companies have advocated monthly pricing for ethylene and propylene, and this practice
may spread to a number of other chemicals. In July 2004 Great Lakes announced that it had
eliminated all price protection mechanisms such as firm pricing, price caps and price increase
delays for its flame retardants until further notice, because of the unpredictability of raw
materials and energy costs.
Investigations into price fixing have taken place periodically. They have involved several
different additives, as well as precursors. The following are just examples and do not constitute
a complete list. As a subsequent section reports, the additives suppliers have not made large
profits in recent years, whatever the anticompetitive actions that may have been attempted, and
some observers believe that collusion is often more apparent than real.
DSBG paid a $7 million criminal fine in 2000 for attempts to eliminate competition in the US in
connection with the sale of TBBA and decabromodiphenyl oxide between July 1995 and April
1998.
In 2001 the European Union fined five producers of citric acid for price-fixing. Citric acid is the
key intermediate for making citrate plasticisers.
Several manufacturers of heat stabilisers, impact modifiers and process aids were raided early in
2003 by competition officials in Europe, Japan, Canada and the USA. The Japanese companies
included Kaneka, Kureha Chemical and Mitsubishi Rayon. Fourteen European PVC additive
suppliers were said to be involved, including Akcros Chemicals, Arkema, and Rohm and Haas,
as well as suppliers in the Netherlands, Italy, Germany and Belgium.
The largest producer of heat stabilisers in the USA, Crompton Corporation, was in discussion
with the competition authorities in the United States, Canada and the European Union in
relation to investigations related to the sale of heat stabilisers for plastics. The heat stabiliser
market is not dominated by any one company, as they all have less than 10% of the market,
according to BRG Townsend.

6.6.7 Profitability
The period under review has been a difficult one for the chemical industry as a whole. Raw
material and energy costs have risen sharply in recent years and have become unpredictable.
Margins have been compressed. With further similar problems in prospect, investment fund
managers have not found it easy to justify buying shares in chemicals, additives or plastics
companies. Most US chemical companies have either stable (neutral) or negative S & P ratings
at present. However, Great Lakes balance sheet was rated A minus, a relatively good
assessment, by S & P in 2003. Crompton has not fared so well because of debt considerations
and antitrust issues. Measures were then taken in 2004 to correct underlying problems. The

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company made a loss in the third quarter of 2004, for rather complex reasons, but sales volume
rose 14% on the equivalent quarter of 2003, a year in which the dividend per share was 20
cents. Part of Cromptons sales increase can be attributed to the acquisition in 2003 of GEs
Specialty Chemicals business.
Even market leaders such as Clariant, Ciba Specialty Chemicals and Akzo Nobel have felt the
need to cut costs, and in some cases jobs, in the early years of the present decade. A few
companies have retreated from chemistry or plastics related markets altogether and turned to the
life science and health sectors. Polymer suppliers have reduced the number of polymer grades
they offer. The compounding industry too has been forced to rationalise, with several plant
closures.
There is now some optimism that the situation is improving, assuming no global crisis threatens
business confidence. Sales improved in the first half of 2004 relative to 2003 in several
companies concerned with additives, including Great Lakes and W R Grace (this organisations
second quarter sales were up by 14%). Figure 6.3 shows the sales volume for a number of
European and US additive suppliers over the difficult period from 2001 to 2003.

Figure 6.3 Company sales volume 2001-2003 (all products, not just additives)
Data source: Chemical and Engineering News, 2004, 82, 27, 30
All the companies cited in the figure sell many other products besides additives, and sales
figures are often affected by acquisitions and spin-offs unrelated to the sale of plastics additives.
However, Albemarle has explained that part of the reason for its approximately 20% increase in
sales early in 2003 was the growth in sales of its flame retardants following a recovery of its
customers electrical, electronic and computer business activities.
Net sales at Albemarle for the third quarter ending September 30, 2004 nevertheless included
consequences of the acquisition of a refinery catalysts business from Akzo Nobel, which only
partly explains why sales rose to $413.9 M from $276.6 M for the same quarter of 2003.
The Swiss company Lonza had poor overall first half results in 2004, despite reducing jobs by
150, but its polymer intermediates sales increased by 7.4% to reach CHF 320 M.

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Some financial data for the first halves of 2003 and 2004 are given in Table 6.14 for a few
companies. Note that the currencies are different for different companies.
Table 6.14 Some financial results for additive suppliers,
first half of year only, 2003 and 2004
Company
Net sales (millions)
Net earnings (millions)
2003
2004
2003
2004
Albemarle
$539
$649
$33.7
$37.6
Ciba S.C.
CHF 3379
CHF 3405
CHF193
CHF 201
Clariant
CHF 4273
CHF 4419
(CHF49) (loss)
CHF 126
Croda
154.1
149.4
13.0
11.6
Crompton
$1060
$1270
($3.3) (loss)
$62
Cytec
$375
$422
$25.4
$29.0
Great Lakes
$751
$822
$43.1
$30.8
Note: Data from company websites. Note different currencies. Figures for different companies
may not be exactly comparable, and year-on-year comparisons for a given company may be
affected by special items such as acquisitions. Figures may relate to other business units besides
polymer additives. Readers should check the companies websites or annual reports for further
qualifications and details.

6.7 New Plant Capacity

Many companies have expanded their capacity for additive production over the past four years.
Much of the new plant has been located outside Europe and North America, with a big increase
in Asian capacity. The following examples should be read in conjunction with Table 6.15.
The Japanese company Kisuma Chemicals BV offers heat stabilising, acid scavenging and
flame-retardant products. It is doubling the capacity of its Veendam, Netherlands plant for
producing magnesium compounds to be used in heat stabilisers. Kisuma wants Ca-Zn
compounds incorporating its Alcamiser hydrotalcite materials to be used as replacements for
lead stabilisers. With the completion of the first phase by the end of 2004, the whole project will
take about three more years and will eventually take capacity to 20,000 t/y.
Akcros Chemicals has increased its production of Interlite ZP solid mixed metal soap
stabilisers, mostly calcium/zinc based, at its Eccles, Manchester (UK) site. They are for use in
sensitive applications such as medical devices and food packaging. The company has withdrawn
from making lead stabilisers.
The leading European manufacturer of PVC profiles, H T Troplast, is now making its own
calcium-zinc PVC stabilisers in a 7,000 t/y plant at Pirmasens near Sarbrucken. They will be
used both in Europe and in the companys US facilities.
Vocco (Volgograd Chemical Co.) has set up a small pilot plant to manufacture up to 200
tonnes/y of Firestop (UK)s Noflan nonbrominated flame-retardant at its Volgograd site.
Firestops parent is Flintstone Technologies.
Rohm and Haas has closed its Semoy (France) factory for making methyl tin stabilisers, and is
relying on its Cincinnati, US plant.
Great Lakes Chemical Corp. has made several plant closures but maintained capacity. It
announced the closure of a bromine plant in the UK at the end of 2003 and decided to source its
bromine from DSBG. The company also announced the closure of its Newton Aycliffe, UK
plant for the manufacture of brominated FRs at the same time.

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Table 6.15 Some new or expanded production facilities for additives and related
chemicals, 2001-2004
Company
Location
Product
Year
Great Lakes Chemical Corp.
Reynosa, Mexico
Antimony trioxide
2000/1
Dover Chemical
Dover, OH USA
Dicumyl phenol
2001
Asia Plasticizers
Singapore
DEHP
2001
Dover Chemical
Dover, OH, USA
Stearates
2001
Great Lakes Chemical
Al Jubail, Saudi Arabia Antioxidant blends
2001
Corp./AH Al Zamil
Sun Ace Kakoh
Saudi Arabia
Heat stabilisers
2001
Chemson/Dalian Shide (JV)
Dalian, China
Heat stabilisers
2001
BASF
Kuantan, Malaysia
Plasticisers
2001
Degussa
Rheinfelden, Germany Antiblocking agents
2001
Chang Chun Petrochemical
Taiwan
Phosphate FRs
2001
Akcros Chemicals
Manchester, UK
Mixed metal heat
2002
stabilisers
Dyneon
Antwerp, Belgium
Process aids
2002
Jordan Magnesium
Safi, Jordan
Magnesium hydroxide
2002
Ciba Specialty Chemicals
Lampertheim,
Light stabilisers
2002
Germany
BASF
Ludwigshafen,
Plasticisers
2002
Germany
Timcal Graphite
Montreal
Natural graphite
2002
Dainippon Ink & Chemicals
Sakai, Japan
Impact modifiers
2002
Inc.
Siam Stabilizers and
Rayong, Thailand
Heat stabilisers
2002
Chemicals
Great Lakes Chemical Corp
Arlington, TX, USA
No-dust blends of
2002
stabilisers
Carbon Nanotechnologies
Houston, TX USA
Carbon nanotubes
2002
Honeywell
Morristown, NJ, USA
HFC blowing agents
2002
Goldschmidt AG
Shanghai
Foam stabilisers
2002
ExxonMobil
Baton Rouge, LA,
Plasticisers
2003
USA
Jordan Bromine Co.
Safi, Jordan
TBBA (flame
2003
retardant)
Albemarle (Martinswerk)
Bergheim, Germany
ATH flame retardants
2003
Akzo Nobel
Singapore
Quaternary ammonium
2003
compounds
Degussa
Shanghai
Urethane additives
2003
Sasol/Mitsubishi
Sasolburg, South
Acrylates
2003
Africa
IKA
Wolfen, Germany
Heat stabilisers
2004
Sumitomo
Oita, Japan
Antioxidants
2004
Kisuma Chemicals BV
Veendam, Netherlands Chemicals for heat
2004-7
stabilisers
Volgograd Chemical Co.
Volgograd, Russia
Flame retardant
2004
Eastman / Sinopec JV
Zibo, Shandong, China Plasticisers
2004
ExxonMobil
Panyu, China
Plasticisers
2004
Clariant
Knapsack, Germany
Nonhalogenated FRs
2004

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Great Lakes ceased production of octabromodiphenyl ether FRs in October 2004. It has
concentrated antimony oxide production in Reynosa, Mexico since 2000. Previously it had been
made in the UK, Mexico and the USA. Great Lakes has doubled production capacity for its nodust blends of stabilisers with the opening of a production and service centre in Arlington, TX
and has sold its polymer additives plant in Newport, TN to Schenectady International for an
undisclosed sum.
A major new facility for the manufacture of bromine intermediates such as tetrabromobisphenol
A was developed in 2000-2002 in Safi, Jordan by the Jordan Bromine Company Ltd., a joint
venture between an Albemarle subsidiary, the Arab Potash Company Ltd. and the Jordan Dead
Sea Industries Company Ltd.
Illustrating its intention to focus new capacity where it is most needed, Ciba Specialty
Chemicals is increasing its capacity for antioxidants in Shanghai by 10,000 tonnes per year and
transferring its existing production Kaohsiung in Taiwan to Shanghai. This will provide a
greater economy of scale and backward integration into raw materials. Cibas ability to supply
granular and liquid forms and blends of the antioxidant in both Kaohsiung and Shanghai will
also be expanded because of the demands of the growing polymer industry in the Asia-Pacific
region. Currently China can produce 70% of its own antioxidant requirements. Ciba intends to
concentrate its new capacity in Asia.
Pakistan has a very low per capita consumption of PVC and there is scope for considerable
growth for both rigid and flexible varieties, as well as for additives like heat stabilisers and
plasticisers. DEHP is produced in Pakistan at present at six different manufacturing sites, with
production totalling about 600,000 t/y. Qaisar-LG Petrochemicals is the largest producer.
Markets include artificial leather, tubing and shoes. The domestic market only takes 35,000 t/y.
Supplies of phthalic anhydride in Asia were disrupted for six months by an accident at two
production units in Gresik, East Java in January 2004.
ExxonMobil has expanded its world-class plasticiser and oxo alcohol plants in Asia-Pacific,
including a plant on Jurong Island in Singapore that can produce 180,000 tonnes/y of isononyl
alcohol.
Sakai Chemical Industry is a manufacturer of magnesium hydroxide for use in flame retardant
plastics. It has completed new manufacturing facilities in Sakai, in the Osaka prefecture of
Japan.

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7 Environmental and Regulatory Developments

7.1 REACH
REACH is a framework for new European Union chemicals legislation, adopted on October 29,
2003 and still being negotiated with interested parties. REACH stands for the Registration,
Evaluation and Authorisation of Chemicals. The details will take a long time to settle, so some
of the issues discussed below may have been overtaken by events by the time this report is read.
Proposals include the establishment of a European Chemicals Agency in the European Union
and the amendment of earlier regulations on persistent organic pollutants. Companies
manufacturing or importing more than one tonne per year of chemical substances are invited to
assess the risks of the chemicals and to bear the cost of the testing programme. The burden of
proof of safety for a chemical will be transferred from the public authorities to the
manufacturers.
There has been concern in the chemicals industry that REACH legislation, and in particular the
expense of testing, will make the production and sale of low-volume chemicals uneconomic,
and some companies will be unable to continue trading. The legislation would make it
impossible for the plastics and additives industries to source some of their raw materials from
within the EU. Most of the US chemical industry is opposed to REACH, and one US-based
compounder has suggested that converters may be forced to move out of Europe to control their
costs. Japan has complained that some of the provisions of REACH may contravene World
Trade Organisation agreements.
Some 30,000 chemical substances for which existing information is considered inadequate have
been identified. The smaller polymer producers in the Eastern European countries that joined
the EU in May 2004 are expected to face an uphill struggle to meet the EUs environmental and
social regulations.
A spokesman for the flame retardant manufacturer Great Lakes Chemicals said by way of
illustration that the company had already developed an alternative to its banned flame retardant
penta-BDE, but could not now justify the extra cost of testing it, so the company will not
develop it for sale in Europe. Testing would have cost around 5000 euros/tonne of material, but
the selling price would not have been more than 4000 euros/tonne.
One positive feature is that some of the proposals are intended to ease the position of chemical
suppliers, and certain rules are to be simplified. Suppliers of chemicals handling less than 10
tonnes/y will face fewer restrictions than at present, and assurances have been given that
polymers are to be excluded from the legislation, along with plastics compounds. Certain
chemical companies will be chosen to simulate the proposed procedures for registration, and the
trial will be monitored by independent consultants who will produce a report in mid-2005.
Uncertainty about the definition of a new chemical remains, however, and has caused some
anxiety. Doubts have been expressed about whether recycled plastics could be affected.
Supporters of REACH argue that companies using EU-approved substances will gain from the
new laws because they will be covered against future legal claims. The EU suggests moreover
that if REACH is adopted as an international standard, it could help the European chemical
industrys competitiveness. Estimates of the costs to the chemical industry of testing chemicals
are low because they assume that the industry will use computer simulations rather than costly
and controversial animal experiments. The cost estimates have nevertheless been called
irresponsible by some industry representatives.

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Enforcement of REACH may begin as early as 2005, but implementation will be phased in over
the next eleven years.

7.2 End-of-Life Disposal

Recycling has become a major issue in the plastics industry in the past eight or ten years. The
amount of plastics mechanically recycled in Western Europe at present is about 2.5 M tonnes/y,
with feedstock recycling still less than 0.5 M tonnes, according to APME (Plastics Europe).
Until recently 96% of all discarded electrical and electronic equipment in Europe was landfilled.
This amounted to about 14 kg of equipment per inhabitant every year, and the practice is now to
be banned. All post-consumer electrical and electronic products will have to be collected and
subjected to specific disposal procedures. The WEEE Directive (2002/96/EC) (February 2003)
requires the manufacturers of electrical and electronic equipment appliances to bear the cost of
recovery and recycling. It is intended to ensure the recovery of 300,000 tonnes of electrical and
electronic plastics waste material per year by 2006, the date by which each member state should
be collecting 4 kg per inhabitant by separate collection procedures.
WEEE and another Directive (see next paragraph) affect the additives business for a number of
reasons. Firstly, the need for recycling may be a consideration in the selection of additives for
new electrical products. Secondly, WEEE requires all plastics products containing brominated
flame retardants to be separated out before recycling, energy recovery or disposal. Waste
collection facilities have to be set up by August 13, 2005.
Because polybrominated diphenyl ether FRs, along with heavy metals, are to be banned from all
new electrical appliances under the EUs Restriction on Hazardous Substances Directive
(2002/95/EC), any recovered materials of these kinds must be directed to non-electrical
applications.
A number of organisations claim to be able to recover brominated flame retardants from postconsumer products. Matsushita has developed a method of extracting flame retardants from
ABS using a glycol solvent, leaving the polymer itself behind, with excellent properties still
retained. Post-consumer articles containing certain FRs such as poly(pentabromobenzyl
acrylate) can be reground and mixed with virgin PBT for further use, without significant
property loss.
The Karlsruhe Research Centre in Germany has found that bromine and hydrobromic acid can
be recovered from post-consumer electrical and electronic waste containing brominated flame
retardants. Incineration of mixed waste containing high percentages of similar products did not
cause a significant increase in dioxin production.
A UK consortium funded by WRAP and led by Axion Recycling is also working on the
problem. The consortium involves ICL (Dead Sea Bromine Group), Sony Visual Products
Europe, BT, Brother Industries UK, the European Brominated Flame Retardant Industry Panel,
the British Plastics Federation and Plastics Europe.
There has been a Packaging and Packaging Waste Directive in the EU for several years. On
September 3, 2003, the European Parliament approved the Commissions proposals on the
recycling and recovery of packaging waste. The members agreed to increase the minimum
recycling target for packaging materials as a whole from 55% by weight to 65%, but the figure
for plastics packaging is lower than this. Most member states will have to recycle only 22.5%
by weight of plastics packaging and packaging waste by December 31, 2008, compared with
60% for glass and paper, 50% for metal and 15% for wood. Packaging waste constitutes only
about 3% of total waste generation by weight and 17% of municipal solid waste, but packaging

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is nevertheless the plastics industrys biggest sector, and recycling such large quantities will
inevitably have an effect on the plastics industry as a whole.
The above EU Directives have stimulated the development of collection procedures and
recycling technology. Solvay has developed a process called VinyLoop for recycling PVC.

7.3 Concerns About Specific Substances

The UKs Environment Agency has defined three classes of chemicals that require special
environmental management. They include plastics additives generally, and brominated flame
retardants and chlorinated paraffins in particular. Perfluorinated chemicals are specifically
identified.
Many of the chemicals currently attracting controversy are plastics additives, and several have
been suspected of being endocrine disrupters. The Friends of the Earth has a league table of
retailers, in which the winners are the ones that are most advanced towards phasing out the
sale of products containing suspected endocrine disrupters such as phthalates. At the moment,
bisphenol A is not classified as an endocrine disrupter in the USA, but the Japan Environmental
Agency has added DEHP to its short list of alleged endocrine disrupters, which also includes
dibutyl phthalate and dicyclohexyl phthalate.

7.3.1 Phenols
Nonyl phenol has been assigned a Category 3 risk by EU scientists, whereas bisphenol A is
classified as more serious at Category 2, specifically referring to fertility. The EU will ban
nonyl phenol in certain applications from January 2005. It is expected that efforts will be made
to avoid the octyl ones being adopted as replacements.

7.3.2 Phthalates
The last five years have seen intense discussion of phthalates and the harm they have been
alleged to cause in relation to reproductive and developmental effects in humans, e.g., reducing
fertility. On the whole the outcomes of the debate so far have been reassuring. DEHP was
cleared by IARC, the International Agency for Research on Cancer, of the charge of being a
human carcinogen in 2000. IARC reclassified DEHP as not classifiable as to carcinogenicity to
humans. This decision was taken several years after other international agencies, including the
European Union, had come to a similar conclusion.
In fact the European Union has now cleared DEHP from any association with harm to public
health, on the grounds that exposure levels are at least 700 times lower than the current safe
levels. Discussions continue in relation to the other two major phthalate plasticisers, DINP and
DIDP. Benzyl butyl phthalate rates Category 2 for adverse fertility effects, but only Category 3
for its effects on human development.
There are four areas of EU concern: (a) childrens toys, (b) certain medical devices, (c)
workplace exposure and (d) public exposure close to factories. This is a much narrower area of
concern than that expressed by Greenpeace, which has campaigned against the use of phthalates
and PVC in many applications.
Soft PVC toys were subjected to a temporary ban imposed by the European Product Safety
Emergency Committee in the autumn of 1999 and periodically renewed. The restrictions were
targeted not at PVC itself but at the use of six phthalates (DEHP, DINP, DBP, DIDP, DNOP
and BBP) that were used in toys and other articles likely to be put into the mouth, such as
teething rings, by children up to the age of three. The ban was defended as an application of the
precautionary principle, i.e., that it is unwise to expect users to wait until exhaustive research

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has been done before removing potential dangers from the marketplace. It is likely to be made
permanent.
In the USA, the Agency for Toxic Substances and Disease Registry found no evidence of DEHP
having adverse health effects in humans, nor that it acts as an endocrine disrupter, at least when
the exposure levels are those normally expected in the environment. The US Environmental
Protection Agency has also removed DEHP, butyl phthalate and dibutyl phthalate from a list of
primary persistent bioaccumulative toxic chemicals in 2002. The US Consumer Product and
Safety Commission reported in September 2002 that childrens exposure to DINP was much
lower than had been previously thought when the recommendation was first made against using
it in babies teething rings, rattles and dummies.
There have been some less favourable assessments of phthalate plasticisers. In 2002 the
European Commissions Scientific Committee on Toxicity, Ecotoxicity and the Environment
(CSTEE) ruled that DEHP presented a more harmful risk to the environment and human health
through the food chain than originally thought. Health Canada warned in 2002 that DEHP
should not be used in medical devices for the treatment of infants, young males or pregnant or
nursing mothers. A few northern European countries have introduced limited restrictions on the
use of phthalates in specific medical items, e.g., Sweden has banned DEHP in hose materials
used with premature babies. In August 2003 Japan introduced new legislation restricting the use
of phthalates in toys.
The sale of PVC toys has consequently been severely affected. The substitution of other
plasticisers has been attempted. The CSTEE has concluded in 2004 that toys plasticised by
acetyl tributyl citrate can be safely mouthed by children.
A proposal has recently been drafted that would ban DEHP, DBP and BBP in all toys, and also
exclude DINP, DIDP and DNOP from toys intended to be mouthed by children under three.
The European Commission ruled in 2002 that new criteria for environmentally labelled shoes do
not allow phthalates to be used in the outer soles.

7.3.3 Heavy Metals

Heavy metals in PVC compounds, including tin from stabilisers or biocides, have also attracted
attention. The implications for heat stabilisers have already been discussed. A decision was
made by the European Stabilisers Producers Association to phase out lead stabilisers by 2015.
The central issues in the medium-term future are likely to be (a) the rate at which lead is phased
out and (b) the future attitude of regulatory authorities to organotin. Organotin stabilisers
represented 9% of the European stabiliser market in 2002. (Greenpeace opposes organotin
compounds in PVC products intended for children, as well as lead.)
The European Union has legislated to reduce the permitted lead contents in potable water.
Denmark banned lead in certain PVC applications, including pipes, from the end of 2003, and
the UK banned lead in potable water pipes by the same date. Wire and cable insulation materials
for use in vehicles has had to be lead-free in Europe since 2003. Sweden implemented a ban on
lead stabilisers from January 2002. The Netherlands has followed a voluntary course, with
Norway expected to ban lead by 2010. In practice not much lead stabiliser is used in
Scandinavia, but other parts of Europe still depend on this type of product.
Japan banned lead based stabilisers from water pipes as long ago as 1993, replacing them by
organotin, and may soon even replace existing pipes that contain lead stabilisers, as well as
encouraging the voluntary phase out of lead from sewerage pipes.

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7.3.4 PVC
Some Northern European governments have actively encouraged companies to reduce their
usage of PVC itself, regardless of additives. Makers of hot water bottles, footwear, sports goods
and gymnastic balls, paddle ponds, dinghies, inflatable toys, dolls, comic and animal figures in
the Southern German region of Baden-Wrttemburg have received government help to switch
to other materials.
In February 2004 Denmark revoked a tax targeted at PVC products containing phthalates or
certain rigid PVC products used in building. It was explained that the industry had improved its
record on health and safety since the tax was imposed in 2000, and need no longer be regarded
as a special problem.
A Dutch court has ruled that the label PVC free can legally be attached to sportswear,
although the court also said that the sports shoe manufacturer must not allege that PVC is
harmful. An Italian court has rejected the claims of two leading PVC manufacturers for damage
alleged to be done to their business by Greenpeaces campaign against PVC toys.
The use of PVC in cable in Europe may be affected if the EUs Fire Regulatory Committee
incorporates an optional provision for an acid fume test in its construction products directive, as
urged by Sweden.

7.3.5 Nanofillers
Campaigners have expressed concern about the possible health effects of nanoparticles. It is
believed to be the first time that environmental NGOs have warned about the dangers of a new
technology before its commercialisation.

7.4 Biocides
In November 2003 the European Commission disclosed its rules for a ten-year study of the
safety of existing active ingredients of biocidal products. It is expected that most of the 960
currently permitted substances will cease to be used by the end of 2006, because only 360 have
been classified as notified substances that will be accepted by the Commission until their
safety has been reviewed. It should be stressed that many biocides do not concern the plastics
industry, being wood preservatives or rodenticides etc.
Regulatory pressures have been directed against plastics antimicrobials in some countries,
especially arsenic compounds. On the other hand there is also increasing pressure to prevent the
spread of disease, and this is likely to increase market opportunities for antimicrobials.
There are strict regulations governing the claims that can be made for antimicrobial products,
especially in the US. A claim to reduce odour-generating bacteria must be supported by
evidence that the additive produces a reduction of 99.9% in the number of test organisms,
otherwise a more modest claim must be made.

7.5 Flame Retardants

Concerns about brominated FRs usually fall into two categories: risks to human health and risks
to the environment, especially aquatic life. Some of the evidence about the safety of FR
compounds is conflicting.
EU risk assessments have already been published for short-chain chlorinated paraffins,
pentabromodiphenyl ether and octabromodiphenyl ether. Short-chain chlorinated paraffins are
thought to be toxic to aquatic life and Category 3 carcinogens. They have already been banned

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in Europe in metalworking fluids and leather finishing products with effect from January 6,
2004. Antimony trioxide is in the early stages of a EU risk assessment.
Pentabromodiphenyl ether (oxide) and the octa equivalent, together with polybrominated
biphenyl, have been banned in the European Union (2003/11/EC) with effect from August 15,
2004, partly because of concerns about the exposure of babies to these chemicals, traces of
which are found in human breast milk, as well as many other parts of the environment. They
had previously been used in electronics, furniture and textiles. Pentabromodiphenyl ether has
not been in wide use in either Europe or Asia (only 150 tonnes was used in each of these regions
in 2001). It is still a widely-used flame retardant in the United States, almost exclusively in
flexible PU foams.
The deca equivalent has not been banned in Europe. Widely used in televisions and other fire
risk equipment as well as textiles, it has been subjected to almost a decade of investigation in
Europe. Concern has been focused mainly on its environmental effects. The European Union
Member States Competent Authorities has recently concluded that the risk assessment of this
substance should be discontinued for lack of evidence, although a monitoring programme will
address any environmental concerns, including emission levels. BSEF hopes that deca-BDE will
be exempted from 2002/95/EC (the RoHS Directive) restrictions. PBBs were banned in the
Directive 2003/11/EC.
California has also decided not to ban the deca compound. Its legislation eliminating the use of
penta- and octa-bromodiphenyl ether will take effect on January 1, 2008. The ban is not
expected to have a major effect on the market when it comes into force. Other American states
have different policies. In New York State, it is forbidden under A9207 (April 1, 2004) to
manufacture products containing more than one-tenth of one per cent of penta, octa or deca
BDE. Washington State has also moved against all three compounds.
Draft EU risk assessments have been circulated for HBCD, TBBA, tris(2-chloroethyl)
phosphate and the isopropyl equivalent, tris (2-dichlorethyl) phosphate and 2-2bis(chloromethyl)trimethylene bis (bis(chloroethyl)phosphate), as well as medium-chain
chlorinated paraffins.
HBCD, used in foamed polystyrene and textiles, appears to be a candidate for restriction after a
UK government expert committee confirmed in February 2003 that the chemical was persistent
and bioaccumulative.
In Tokyo, the Japan Environment Association has relaxed its ecolabel criteria for materials used
in office equipment. The exclusion of all brominated FRs has been moderated, to exclude only
PBBs and PBDEs.

7.6 Food Contact Legislation

The European Commission currently shares with its member states the responsibility for
regulating materials coming into contact with food. With respect to plastics, harmonisation of
national regulations is nearing completion.
Current European legislation is based on a three-tiered structure:
(i)

The Food Contact Material Framework Directive 89/109/EEC sets out the general
principles and rules relating to all materials and articles.

(ii)

Specific legislation sets rules for groups of products, such as plastics, which are covered
by Directive 2002/72/EC, Plastic materials and articles intended to come into contact
with foodstuffs. This gives the requirements for plastic food packaging and also
provides the list of permitted antioxidants, stabilisers, UV and light stabilisers, antistatic

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agents etc. Further amendments to this Directive (the so-called Super Regulation) are
under discussion. Certain polymeric materials such as regenerated cellulose are
excluded because they have their own directives.
(iii)

Further legislation deals with individual substances, such as vinyl chloride (78/142/EC,
80/766/EC and 81/432/EC) and certain epoxy derivatives (2002/16/EEC).

Recent directives and their amendments can be viewed at the European Union website at
locations such as:
http://europa.eu.int/comm/food/food/chemicalsafety/foodcontact/index_en.htm
and
http://europa.eu.int/scadplus/leg/en/lvb/l21086.htm.
Directive 2002/72/EC includes a list of additives that are currently regulated at EU level. Those
additives not on the EU list, but currently approved under national legislation, can continue to
be used until the end of 2006. By then, petitions must have been submitted to the European
Food Safety Authority and accepted, if the use of these substances is to continue. The legislation
was recently summarised in a Rapra paper at an Addcon World conference. The paper includes
several lists of permitted additives.
Some general principles apply to plastics food packaging:
(i)

Plastics articles shall not transfer their constituents to foodstuffs in quantities exceeding
10 milligrams per square decimetre of surface area.

(ii)

A limit of 60 milligrams of constituent per kilogram of foodstuff applies: (a) where

articles are containers with a capacity of between 500 millilitres and 10 litres, (b) where
articles are to be filled and it is impractical to measure the surface area, and (c) where
the articles are seals or caps.

In addition to general migration limits, some additives are allocated specific migration limits.
One example is the antistatic agent, N-N-bis (2-hydroxyethyl) alkyl amine, where the alkyl
group has between 8 and 18 carbon atoms, and the corresponding amine hydrochloride; both
limits are 1.2 mg/kg.
An amendment to 2002/72/EC dated January 6, 2004 (2004/1/EC) deals with the problem of
semicarbazide in baby food. Semicarbazide is a weak carcinogen, traces of which have been
found in baby foods. The foods had been kept in glass jars with metal lids, fitted with foamed
gaskets made of PVC, blown with azodicarbonamide. The UK Food Standards Agency has
warned that this blowing agent could present a small risk of cancer. The EU amendment allows
an 18-month transition period, but suspends the use of azodicarbonamide from the list of
permitted additives.
Another EU amendment dated March 1, 2004 (2004/19/EC) adds certain other monomers and
additives to the permitted list, and makes a small number of other changes.
Additives are identified in EU legislation by their chemical names. There is some concern with
respect to proposed amendments to 2002/72/EC that the need to fully declare within the
packaging chain the chemical nature of substances subject to restrictions, could damage
commercial competitiveness.
There are 130 additives currently under restriction, including the tin stabilisers used in PVC, the
polyolefin antioxidant Irganox 1076, and process aids of the bis-ethoxylated amine type.

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Phthalate plasticisers are currently permitted under national rather than EU legislation but are
being evaluated by the European Food Safety Authority at the time of writing.
It has been proposed that infants between six and twelve months old can safely be exposed to
epoxidised soya bean oil migrating from PVC gaskets at levels up to four or five times the
permitted total daily intake (TDI) because of the wide safety limits built into the TDI, but that a
specific migration limit for epoxidised soya bean oil in baby foods should be determined.
Further EU legislation on food contact matters is likely to refine 2002/72/EC. The EC would
like to set a standard for recycled food contact plastics, so that processors would apply for
authorisation to use a given process to recycle food contact plastics back into food contact
products. There is no harmonised regulatory system at present relating to the recycling of food
contact plastics.
From January 1, 2004, no new packaging can be introduced to the European market unless the
producer has taken all necessary measures to minimise the environmental impact, as far as is
possible without compromising the essential functions of the packaging.

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Glossary of Abbreviations and Acronyms

ABS
AMI
APP
ASA
ATH
AZC
BBIT
BBP
BCC
BDE
BHT
BSEF
CBA
CEFIC
CFC
CHF
CIS
STEE
DEHA
DEHP
DIDP
DIHP
DINP
DITDP
DIUDP
DOP
DSBG
EBPBDP
EBS
EGMA
EM(I)
EPA
EPDM
EPS
ESD
ESPA
EVA
FDA
FR
GDP
GMO
GMS
HALS
HCFC
HDPE
HDT
HFC
HIPS
IMF
JV
LDPE
LLDPE

acrylonitrile-butadiene-styrene polymer
Applied Market Information, a UK-based market consultancy and publisher
ammonium polyphosphate
acrylonitrile-styrene-acrylate polymer
aluminium trihydroxide (sometimes called aluminium trihydrate)
azodicarbonamide
n-butyl-1,2-benzisothiazolin-3-one
benzyl butyl phthalate
Business Communications Corp. (market consultancy)
bromodiphenyl-ether (as in Deca-BDE, Octa-BDE, etc.)
di-t-butyl-hydroxy toluene
Bromine Science and Environmental Forum
chemical blowing agent
European Chemical Industry Council
chorofluorocarbon
Swiss francs
Commonwealth of Independent States (formerly known as the USSR)
European Commissions Scientific Committee on Toxicity, Ecotoxicity and the
Environment
di-(2-ethylhexyl) adipate
di-(2-ethylhexyl) phthalate (same as DOP)
di-isodecyl phthalate
di-isoheptyl phthalate
di-isononyl phthalate
di-isotridecyl phthalate
di-undecyl phthalate
dioctyl phthalate (same as DEHP)
Dead Sea Bromine Group (parent company, Israel Chemical Ltd.)
ethane 1,2 bis(pentabromophenyl)
ethylene bis stearamide (lubricant)
ethylene-co-glycidyl methacrylate
electromagnetic (interference)
Environmental Protection Agency (USA)
ethylene-propylene-diene terpolymer
expanded polystyrene
electrostatic discharge
European Stabiliser Producers Association
ethylene-vinyl acetate copolymer
Food and Drug Administration (USA)
flame retardant
gross domestic product
genetically modified organism
glyceryl monostearate
hindered amine light stabiliser
hydrochlorofluorocarbon
high density polyethylene
heat distortion temperature; heat deflection temperature
hydrofluorocarbon
high impact polystyrene
International Monetary Fund
joint venture
low-density polyethylene
linear low-density polyethylene

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LED
LOI
MBS
MDF
MGH
MIC
MIT
mLLDPE
NAFTA
NGO
NOR HALS
OBPA
OBSH
OIT
OPP
PA
PBB
PBDE
PBT
PC
PCB
PE
PEEK
PET
phr
PIR
PLA
PMMA
POM
PP
PPA
PU
PMMA
PP
PPO
PS
PTAI
PTFE
PVC
PVDC
PVDF
PU
REACH
RFI
RoHS
RRIM
S&P
SAN
SEBS
SMC
SUV
TBBA
TBT
TDI

194

light-emitting diode
limiting oxygen index
methacrylate-butadiene-styrene terpolymer
medium-density fibreboard
magnesium hydroxide
minimum inhibitory concentration (of a biocide)
Massachusetts Institute of Technology
metallocene catalysed linear low-density polyethylene
North America Free Trade Area
non-governmental organisation
alkoxyamine hindered amine light stabilisers
10, 10 oxybisphenoxarsine
4, 4-oxy-bis(benzenesulphonylhydrazide
2-n-octyl-4-isothiazolin-3-one
oriented polypropylene
polyamide (nylon); PA-6 is nylon 6, etc.
polybrominated biphenyl
polybromodiphenyl ether
polybutylene terephthalate
polycarbonate
printed circuit board
polyethylene
polyetheretherketone
polyethylene terephthalate
parts by weight of additive per hundred of polymer
polyisocyanurate
polylactic acid (biodegradable lactide polymer)
polymethyl methacrylate
polyoxymethylene (or polyformaldehyde)
polypropylene
polymer processing aid
polyurethane
polymethyl methacrylate (polymethyl 2-methyl propanoate)
polypropylene
polyphenylene oxide
polystyrene
Phillip Townsend Associates International
polytetrafluoroethylene
polyvinyl chloride
polyvinylidene chloride
polyvinylidene fluoride
polyurethane
Registration, Evaluation, Authorisation and Restriction of Chemicals (EU)
radio frequency interference
Restriction on the use of certain Hazardous Substances (EU Directive 2002/95/EC,
January 27, 2003)
reinforced reaction injection moulded
Standard and Poor
styrene-acrylonitrile copolymer
styrene-ethylene-butylene-styrene polymer
sheet moulding compound
sports utility vehicle
tetrabromobisphenol A
tributyl tin
total daily ingestion

Plastics Additives

TPE
TPO
TPP
UL-94
VOC
WEEE
WPC

thermoplastic elastomer
thermoplastic olefin (modified polyolefin)
triphenyl phosphite
Underwriters Laboratory test for flammability
volatile organic compound
Waste Electrical and Electronic Equipment Directive (EU legislation)
wood plastics composite

195

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Appendix Some Sources of Further Information

APME Association of Plastics Manufacturers in Europe www.apme.org (note: this organisation is in
the process of merging with national plastics bodies and will be called PlastEurope; the name of its
website may change).
CEFIC European Chemical Industry Council www.cefic.org
European Council for Plasticisers and Intermediates (ECPI)
European Council of Vinyl Manufacturers (ECVM)
European Flame Retardants Association www.cefic-efra.org
European Oleochemicals and Allied Products Group (APAG): www.apag.org
European Stabiliser Producers Association (ESPA)
European Food Safety Authority http://www.efsa.eu.int/about_efsa/catindex_en.html
Phthalates Information Center (USA) www.phthalates.org
Polyurethane Foam Association (USA) www.pfa.org
Rapra Polymer Library www.polymerlibrary.com
Tin Stabilizers Association (USA)
Vinyl Council of Canada www.cpia.ca
Vinyl Institute (USA) www.vinylinfo.org

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198

ISBN: 1-85957-499-8

Rapra Technology Limited

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