Professional Documents
Culture Documents
No. 14-1952
PEDRO LOPEZ, individually and on behalf of a class of
individuals similarly situated; ABEL CANO, individually and on
behalf of a class of individuals similarly situated; KEVIN
SLEDGE, individually and on behalf of a class of individuals
similarly situated; CHARLES DE JESS, individually and on behalf
of a class of individuals similarly situated; RICHARD BROOKS,
individually and on behalf of a class of individuals similarly
situated; MASSACHUSETTS HISPANIC LAW ENFORCEMENT ASSOCIATION,
individually and on behalf of a class of individuals similarly
situated; ROBERT ALVAREZ, individually and on behalf of a class
of individuals similarly situated; SPENCER TATUM, individually
and on behalf of a class of individuals similarly situated;
SHUMEAND BENFOLD, individually and on behalf of a class of
individuals similarly situated; ANGELA WILLIAMS-MITCHELL,
individually and on behalf of a class of individuals similarly
situated; GWENDOLYN BROWN, individually and on behalf of a class
of individuals similarly situated; LYNETTE PRAILEAU,
individually and on behalf of a class of individuals similarly
situated; TYRONE SMITH, individually and on behalf of a class of
individuals similarly situated; EDDY CHRISPIN, individually and
on behalf of a class of individuals similarly situated; DAVID E.
MELVIN, individually and on behalf of a class of individuals
similarly situated; STEVEN MORGAN, individually and on behalf of
a class of individuals similarly situated; WILLIAM E. IRAOLO,
individually and on behalf of a class of individuals similarly
situated; JOS LOZANO, individually and on behalf of a class of
individuals similarly situated; COURTNEY A. POWELL, individually
and on behalf of a class of individuals similarly situated;
JAMES L. BROWN, individually and on behalf of a class of
individuals similarly situated; GEORGE CARDOZA, individually and
on behalf of a class of individuals similarly situated; LARRY
ELLISON, individually and on behalf of a class of individuals
similarly situated; DAVID SINGLETARY, individually and on behalf
of a class of individuals similarly situated; CHARISSE BRITTLE
POWELL, individually and on behalf of a class of individuals
similarly situated; CATHENIA D. COOPER-PATERSON, individually
and on behalf of a class of individuals similarly situated;
MOLWYN SHAW, individually and on behalf of a class of
Before
Torruella, Lynch, and Kayatta,
Circuit Judges.
below
the
percentage
of
Caucasian
applicants
not selected for promotion sued, claiming that the use of the test
resulted in an unjustified "disparate impact" in violation of
Title VII notwithstanding the absence of any intent to discriminate
on the basis of race.
42 U.S.C. 2000e-2(k)(1)(A)(i).
After an
The
court further found that the plaintiffs failed to prove that there
was an alternative selection tool that was available, that was as
(or more) valid than the test used, and that would have resulted
in the promotion of a higher percentage of Black and Hispanic
officers.
Id. at *6079.
the correct rules of law and that its factual findings were not
clearly erroneous, we affirm.
I.
Background
Id. at *78.
defendants
as
well,
so
we
focus
our
discussion
for
Because this
- 7 -
1971,
Congress
noted
that
the
United
States
municipal
sector."
employment
"more
pervasive
than
in
the
private
According to the
USCCR, nepotism and political patronage helped perpetuate preexisting racial hierarchies.
and
reprinted
Local
Employment,
118
Cong.
1817
served
as
in
departments
practice.
Government
Rec.
6365,
(1972).
particularly
extreme
119
(1969),
Police
and
fire
examples
of
this
J.
Crim.
L.
&
Criminology
1171,
1191
(2011)
("Police
As far
- 8 -
See, e.g.,
&
Criminology
672,
672
(1912)
("This
system
worked
very
both
the
state
and
local
levels,
Massachusetts
1017, 1022 (1st Cir. 1974) ("[C]ivil service tests were instituted
to replace the evils of a subjective hiring process . . . ."); see
generally League of Women Voters of Mass., The Merit System in
Massachusetts: A Study of Public Personnel Administration in the
Commonwealth 35 (1961).
and
affiliation,
skills"
race,
color,
and
"without
age,
national
regard
origin,
to
political
sex,
marital
- 9 -
B.
The
Applicants needed
On
top of the raw score from these two components, Massachusetts law
affords special consideration for certain military veterans, id.
26, and individuals who have long records of service with the
state, id. 59.
The
subject
matter
tested
on
the
2005
and
2008
- 10 -
requirements
for
content
validity
study
under
the
Uniform
through
formal
'validation
studies,'
which
seek
to
1991
report
was
prepared
by
the
Massachusetts
results
survey
from
professional
this
best
supervisory traits.
and
practices
their
into
own
list
knowledge
of
regarding
critical
police
brief, between three tested skill areas out of fifteen total areas
on the 2008 outline of exam questions and similar language from
the 2000 job analysis. We decline to find that this perfunctory,
post-judgment sampling demonstrates that the district court
committed clear error.
- 11 -
In
written
question
and
answer
component
of
the
topic
areas,
including
the
rules
governing
custodial
B.
after obtaining the consent of the
person,
regardless
of
whether
obtained
voluntarily or nonvoluntarily.
C.
when possible
evidence exists.
loss
or
destruction
of
D.
when a quick search of the trunk of a
motor vehicle is desired.
In
addition
to
completing
the
question
and
answer
their
relevant
work
experience,
their
degrees
and
to
fifteen
points
recognition
of
their
educational
The Officers point out that the same E&E sheet was used to
identify candidates for promotion among Massachusetts firefighters
in 2010.
6
State law permitted a certain amount of flexibility for
- 13 -
In 2005, 9 of the
224 Black and Hispanic candidates who took the exam were promoted,
whereas 57 of the 401 other candidates were promoted.
In 2008, 1
Analysis
In a nutshell, litigation of
show
that
the
employer
has
refused
to
adopt
an
prevail,
plaintiffs
require
"yes"
answer
to
the
Id.
first
See id.
A.
Validity
The
question:
focus
of
the
trial
thus
turned
to
the
second
In
under
the
Uniform
Procedures ("Guidelines").
Guidelines
on
Employee
Selection
The
Id.
- 16 -
Id.
1607.14(C)(4).
either
be
behavior(s)
"critical
work
constituting
behavior(s)"
most
of
the
or
job,"
"important
or
both.
work
Id.
1607.14(C)(2).
Much of the evidence at trial and many of the arguments
in the briefs on appeal focus on the Guidelines' technical testing
standards.
For two
confer
upon
the
EEOC
authority
to
promulgate
rules
and
(quoting E.E.O.C. v. Arabian Am. Oil Co., 499 U.S. 244, 257
(1991)).
plaintiffs
need
carry
the
burden
of
proving
"practical
Id. at 5053.
extensive
technical
criteria
- 17 -
for
assessing
job-
between
"representative,"
nonrepresentative
samples
of
29
job
C.F.R.
performance
1607.5(B),
and
and
behaviors.
by
Association."
joint
committee
of
the
American
Psychological
Id. 1607.5(C).
All that being said, Boston did not shy away from seeking
to show that its process for selecting new police sergeants in
2005
and
2008
Guidelines.
testimony
satisfied
the
technical
requirements
of
the
organizational
Dr.
James
psychologist
Outtz.
with
Outtz
twenty
is
years
an
industrial
of
experience
He has served
and
has
assisted
in
the
development
of
employment
Outtz has
- 18 -
Department
promotional
examinations
for
captain
and
He opined that
the exams were based on job analyses that validly identified the
critical skills used by actual police sergeants and that the tests
covered a "representative sample" of the content of the job.
1607.14(C)(4).
Id.
that the two job validity reports relied on in composing the 2005
and 2008 exams were not too stale to serve as useful starting
points for the test-makers, nor were the reports otherwise infirm
from
technical
--particularly
the
standpoint.
1991
report--were
While
somewhat
the
reports
dated,
Outtz
Id.
In Outtz's
the
examination's
question
and
answer
component.
Outtz
recognized that the gain in validity from the E&E component was,
on its own, only marginal or "incremental."
As the Officers
stress, many of the attributes for which the E&E assigned points
(e.g., previous service as a police officer) were shared by all or
most applicants.
total
Nevertheless,
we
cannot
see
how
rational
- 20 -
Id.
constructing
content-valid
selection
device.
See
id.
1607.5(B); 1607.14(C)(4).
This is not to say that Outtz's testimony trumpeted a
wholehearted endorsement of the scheme used by Boston to identify
candidates for promotion.
Altogether, the
"After consideration of
Id. at *61.
Finding
the
correct
legal
standards
- 22 -
and
whether
the
record
factual
question,
determinations
which
regarding
the
depends
on
underlying
factual
content
and
reliability
of
the
Read in context,
- 23 -
he made clear that the exams were "valid" and, in his view,
complied with the technical requirements of the Guidelines.
Moving more aptly from debating adverbs to discussing
the law, the Officers (with the support of the United States as
amicus curiae) argue that the district court misconstrued the law
in finding Outtz's testimony sufficient.
that the district court did not reach its finding of content
validity in accord with the Guidelines' statement that evidence of
an exam's content validity should "consist of data showing that
the
content
important
of
the
aspects
of
selection
procedure
performance
on
the
is
representative
job
for
which
29 C.F.R. 1607.5(B).
of
the
Instead,
argue the United States and the Officers, the district court simply
counted up the knowledge, skills and abilities ("KSAs") called for
by the job without qualitatively considering their importance.
It is true that the district court observed that "more
than half of the KSAs identified as pertinent to the job of
sergeant were tested," and that "this was sufficient to meet the
'representative sample' requirement of the Uniform Guidelines."
Lopez, 2014 U.S. Dist. LEXIS 124139 at *54 (quoting 29 C.F.R.
1607.14(C)(4)).
- 24 -
or
dominant
examination is held."
duties
of
the
position
for
which
the
Id. at *5152.
Similarly, the district court found that the 1991 job analysis
upon which the exams were based identified "the frequent and
critical tasks and duties" and the "important [KSAs] required at
the time of appointment."10
Id. at *52.
10
In short, in referring
- 25 -
court
was
plainly
referring
to
the
"critical"
and
Id. at *60.
Id. at
court
trained
its
focus
on
critical
and
important
knowledge, skills, and abilities called for by the job, and it did
not clearly err by finding that a test that measured a large
- 26 -
percentage of such critical and important KSAs was a test that was
sufficiently "representative of important aspects of performance
on the job."
29 C.F.R. 1107.5(B).11
Rather, the
We
conclusion.
Their
reliance
on
Beecher
fits
this
case
In
Beecher, the central question was whether the record supported the
district court's finding of fact that a hiring exam given to would-
11
To affirm, we
needed only to find that the record did not compel a contrary
finding.
Id. at 1022.
In
Id. at 1023.
Here, in
they
do
is
call
the
sergeant."
This
"fundamental
- 28 -
the exam.
The Officers' reliance on Beecher is further undermined
by the different approach taken in that case towards validation of
the exam.
is not between test and job lexicon, but between the test and job
performance."
Id. at 1022.
validity
study
should
consist
of
empirical
data
correlated
with
important
elements
of
job
assess validity for the most part under the separate "content
validity" framework, Beecher's relevance is further limited.
None of the remaining arguments advanced by the Officers
seriously support any claim that the exams are not materially
better predictors of success than would be achieved by the random
selection of those officers to be promoted to sergeant.
The
- 29 -
Do they weigh
In finding Outtz
Rank-Order Selection
When officials at the BPD received the results of the
The Officers
to
wrestle
This
is
with
clearly
the
consequences
not
the
12
case.
of
rank-order
Citing
section
Id. at *61.
more is required.
In the
- 31 -
two
statements
evidence
some
inconsistency.
- 32 -
of
use
has
greater
adverse
impact
than
use
on
an
(emphasis
supplied)),
with
Adoption
of
Questions
and
Memphis, 770 F.3d 464, 47981 (6th Cir. 2014), cert. denied, 136
S. Ct. 81 (2015); Police Officers for Equal Rights v. City of
Columbus, 916 F.2d 1092, 110203 (6th Cir. 1990); Guardians Ass'n
- 33 -
most
favorable
to
the
Officers,
citing
29
C.F.R.
requires
separate
demonstration
that
there
is
and
as
the
Officers
seem
to
ignore,
As we have noted,
the
court
then
Id. at *6162.
Id. at *56
57. The district court viewed this evidence as showing that "those
questions were related to the sergeants' actual performance of
their jobs."
Id. at *57.
this evidence only shows that people who previously did well on
the exam (and thus became sergeants) still did well on it.
But
- 34 -
same, or more or less the same, exam that was first offered in
2005.
Even accepting the district court's opinion that added
scrutiny was called for because rank ordering was used, whatever
added scrutiny one need apply here certainly falls short of the
added scrutiny one would apply if rank ordering had been a material
contributor to the disparate impact. Although they belatedly offer
on
appeal,
without
citation
to
the
record,
counsel's
own
alternative
approach.
Rank
ordering
furthers
the
City's
13
would appear, does the City, which, counsel tells us, has since
2008 developed a new exam that it now uses.
The
detailed,
point,
instead,
professionally
is
buttressed
that
and
the
record
contains
elaborately
explained
support for the district court's finding "that persons who perform
better under the test method are likely to perform better on the
job."
Id. at *61.
little sense to debate in the abstract how much better the exam
might have been.
578
(citing
42
U.S.C.
2000e2(k)(1)(A)(ii)
and
(C)).
randomly
if
the
employer
- 36 -
has
tool
that
will
do
carry
this
burden,
plaintiffs
must
"demonstrate
Id.
viable
On the
2008 exam, for example, where the disparate impact was much greater
than in 2005, there were only 26 openings for 504 applicants.
explained that his experience is that:
[I]n dealing with adverse impact[,] the ball
game is played, for the most part, in terms of
selection ratio. If I come to--if an employer
- 37 -
He
In fact, the
LEXIS 124139, at *78 (holding that the Officers' showing was "not
enough
to
carry
their
burden
on
this
issue"
and
did
not
Officers
also
contend
that
"[i]t
is
undisputed
that would have compelled the district court to find that the
deployment of any of these supposedly "undisputed" solutions would
have led to "a smaller racial disparity in outcomes," Jones, 752
- 38 -
selection
interviews,
tools
such
so-called
as
use
of
assessment
"hurdles,"
centers,
banding,
oral
open
ended
and
Officers
did
offer
evidence
that
the
mean
the same adverse impact as did the exams administered in 2005 and
2008.14
attempt
to
employ
assessment
14
centers
with
situational
exercises
and
oral
questioning
in
its
2002
promotional
exam
not
just
that
such
practices
15
exist
in
the
abstract.
16
- 42 -
TORRUELLA,
dissenting in part.
Circuit
Judge,
concurring
in
part
and
only to the extent that the challenged tests did have a disparate
impact.
job-related
with
business
for
the
position
necessity,"
supra
in
at
question
15,
cannot
and
be
To my view,
City of Buffalo, 689 F.3d 263, 275 (2d Cir. 2012); Ass'n of Mex.-Am.
Educators v. California, 231 F.3d 572, 58485 (9th Cir. 2000) (en
banc); Melendez v. Ill. Bell Tel. Co., 79 F.3d 661, 669 (7th Cir.
1996); Hamer v. City of Atlanta, 872 F.2d 1521, 1526 (11th Cir. 1989);
Bernard v. Gulf Oil Corp., 890 F.2d 735, 739 (5th Cir. 1989).
to
the
district
court's
finding
and
the
majority's
17
Supra at 16 (quoting
Because
"representative"
and
critical
knowledge,
skills,
and
first
flaw
stems
from
"the
way
in
which
the
19
Lpez v. City
Id.; cf. 29
eight
years
old
is
not
reliable,
and
the
common
sense
Commissioner
Edward
F.
Davis
that
Lowell
implemented
While the
- 45 -
regarding
the
position
in
other
municipalities,
20
- 46 -
each KSA.
supposed
The same was true of task ratings, wherein each SME was
to
rate
each
of
218
tasks'
frequency,
importance,
will not speculate as to how and why this total agreement occurred
but only observe that an analysis that generates a result so
unfathomably
reliable.22
inconsistent
with
its
proposed
methods
is
not
test
1607.5(B).
representative
portion
of
KSAs.
See
29
C.F.R.
Guardians
21
Beecher, 504 F.2d at 1024 (noting district court did not err in
finding that two significant correlations between exam and job
performance components did not make "'convincing' evidence of job
relatedness"
(citation
omitted));
see
also
29
C.F.R.
eighty-point
multiple-choice
portion
of
the
exams
tested
component
that
purportedly
compensated
for
the
"SA"
The E&E
deficit,
Supra at 2021.
- 48 -
suggests,
"[k]nowledge
of
the
various
represented
relative
to
those
KSAs
tested
on
the
multiple-choice component?
The exam's failure to include particularly significant
KSAs
also
Wisconsin,
precludes
representativeness.
771
1035,
F.2d
1044
(7th
See
Cir.
Gillespie
1985)
("To
v.
be
have tested the knowledge a supervisor must have but omitted any
meaningful test of supervisory skill, which is unquestionably
essential to the position of police sergeant.
- 49 -
of Civil Serv., 625 F. Supp. 527, 547 (D.N.J. 1985), aff'd on other
grounds, 832 F.2d 811, 815-16 (3d Cir. 1987); see also Firefighters
Inst. for Racial Equal. v. City of St. Louis, 549 F.2d 506, 513
(8th Cir. 1977).
As in Beecher, "[t]here are, in sum, too many problems
with the test . . . to approve it here."
It
means
by
which
these
exams
were
created
and
the
exams
- 50 -