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Compliance Calender - Series - 90
Compliance Calender - Series - 90
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Annual Compliance
Calendar under Companies
Compliance
Act, 2013
Calendar
SeriesSeries- 90
GOYAL DIVESH & ASSOCIATES
Practicing Company Secretary
CONTENT OF ARTICLES
A. Background
B. Annual Compliances for OPC
C. Annual
Compliances
for
Small
Company.
D. Annual Compliances for Private Limited
Company other than Small Company.
E. Annual Compliances for Public unlisted
Company.
F. Annual
Compliances
for
Listed
Company under Companies Act, 2013.
G. Annual
Compliances
for
Listed
BACKGROUNGD:
As per Companies Act,
2013
Companies
requirements
Companies
for
have
been
annual
Compliances
for
the
Companies Act, 2013. New Annual Forms will be prepared with new Requirements.
Annual Compliances have completely changed from the earlier Compliances.
1. Directors Report: There are many new clauses, which Companies have to add in
Directors Report. Like: Disclosure of Sexual Harassment Act, Dates of Board
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DIVESH GOYAL
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Meetings held during the Financial Year, No. Of Board Meetings attended by the
Directors etc.
2. Annual Return (MGT-7): Earlier Annual Return was required to be prepared in eform 20B. Now, new form for Annual Return is MGT-7. This is a very lengthy form
in comparison to earlier Annual Return under Schedule- V. There are two provisions
relating to annual return one is CERTIFICATION; other one is SIGNING.
CERTIFICATION of Annual Return by a Company Secretary in practice:
a)
b)
a)
b)
c)
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4. Secretarial Standard: From 1stJuly 2015 onwards, every meeting will be conducted
in consolidation with the provisions of Secretarial Standards and Companies Act,
2013. It needs a lot of Concentration.
2.
3.
Receipt of
MBP-1
Particular of Compliance
Form
MBPMBP- 1
4.
5.
Section
& Rules
184(1)
137
Directors
Report
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134
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7.
8.
Circulation of 136
Financial
Statement
&
other relevant
Dox
Board Meetings 173
SS-I
Appointment
of Auditor
139
Note:
2.
Receipt of
MBP-1
Receipt of
Section
& Rules
184(1)
164(2)
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Particular of Compliance
Form
MBPMBP- 1
Form
DIVESH GOYAL
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DIR- 8
3.
EForms 92
Filing
Requirements
4.
5.
6.
7.
8.
9.
10.
143(3)(g) DIR - 8
137
Directors
Report
134
Circulation
136
of Financial
Statement
&other
relevant Dox
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Above mentioned 10 (Ten) Compliances are mandatory yearly compliances for the Private
Limited Company. Except above 10 (Ten), there may be event-based compliances for the
Small Company.
Receipt of
MBP-1
Section
& Rules
184(1)
2.
Receipt of
DIR- 8
164(2)
3.
EForms 92
Filing
Requirements
4.
137
5.
92
6.
Directors
Report
134
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Particular of Compliance
Every Director of the Company in First
Meeting of the Board of Director in each
Financial Year will disclose his interest in
other entities.
Every Director is required to submit with the
Company fresh MBP-1 whenever there is
change in his interest from the earlier given
MBP-1.
Every Director of the Company in each
Form
Financial Year will file with the Company
DIR - 8
disclosure of non-disqualification.
E-form: Annual Return: Every Small Company will
file its Annual Return within 60 days of
holding of Annual General Meeting. Annual
MGTMGT-7
Return will be for the period 1st April to 31st
March.
E-form: Financial Statement: Company is required to
file its Balance Sheet along with statement of
Profit and Loss Account and Director Report
AOCAOC-4
in this form.
Attachment:
Balance Sheet, Statement of Profit & Loss
Account (Including Consolidated Financial
Statement), Directors Report, Auditors
Report, Cash Flow Statement and Notice of
AGM.
Private Company:
Company:
MGTMGT-8
Having paid up share capital of 10 Crore or
more or turnover of Rs. 50 crore or more shall
be certified by a Company Secretary in
Practice.
Directors Report will be prepared by mention of all the
information required for Small Company under Section
Form
MBPMBP- 1
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134.
7.
8.
9.
10.
Circulation
136
of Financial
Statement &
other
relevant Dox
Appointment
of Auditor
139
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E-form
ADTADT-1
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ANNUAL COMPLIANCES
S.
No.
1.
Receipt of
MBP-1
Section
& Rules
184(1)
2.
Receipt of
DIR- 8
164(2)
3.
EForms 92
Filing Requirements
4.
137
5.
179(3)
6.
92
7.
Directors
Report
134
FOR EVERY
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8.
9.
10.
11.
12.
13.
14.
Circulation
136
of Financial
Statement &
other
relevant Dox
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S.
No.
15.
16.
Section
& Rules
Rule22
Chap. V
196
17.
18.
19.
20.
149
149
138
205
E- Forms
Filing
Requirements
Particular of Compliance
DPTDPT- 3
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21.
Audit
Committee
177
22.
Nomination
178
&
Remuneration
Committee
23.
Vigil
Mechanism
178
ANNUAL COMPLIANCES
S.
No.
1.
Section
& Rules
Receipt of MBP- 184(1)
1
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FOR LISTED
COMPANY:
Particular of Compliance
Form
MBPMBP- 1
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2.
Receipt of DIR8
3.
164(2)
Form
DIR - 8
92
E-form:
MGTMGT-7
4.
137
E-form:
AOCAOC-4
E- Forms Filing
Requirements
5.
179(3)
MGTMGT-14
6.
92
MGTMGT-8
7.
121
MGTMGT-15
8.
179(3)
MGTMGT-14
9.
148(3)
CRACRA- 2
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DIVESH GOYAL
Practicing Company Secretary
GOYAL DIVESH& ASSOCIATES
10.
11.
12.
Directors
Report
149
149
134
13.
XBRL
14.
Circulation of 136
Financial
Statement
&
other relevant
Dox
15.
Notice of
AGM
16.
Sending
of 101
Notice of AGM SS
17.
18.
101
SS-II
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108
110
19.
Maintenance of 88
Registers
20.
E- Voting
21.
Postal Ballot
22.
23.
Internal Auditor
138
24.
Audit
Committee
177
25.
Nomination &
Remuneration
Committee
Stake
Holder
Relationship
Committee
Vigil
Mechanism
Return
for
Change in Stake
of Promoter
178
E- Forms Filing
Requirements
Rule22
Chap.
V
196
26.
27.
28.
24.
25.
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178
178
93
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26.
203
MRMR-1
27.
28.
149
149
DIRDIR- 12
DIRDIR- 12
29.
205
MR - 3
3.
4.
Share Transfer
Audit
Reconciliation
of Share Capital
Audit
Shareholding
Pattern
Unaudited/
Audited
Financial
Results
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Section
Particular of Compliance
& Rules
47C
Half yearly within 30 days from the end of Half
year.
55A
Quarterly, within 30 days from the end of each
quarter
35
41
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5.
Corporate
Governance
Report
49
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