QD 2807-Qd-Ubnd

Y BAN NHN DN
TNH QUNG NAM

S: 2807/Q-UBND
CNG HA X HI CH NGHA VIT NAM

c lp - T do - Hnh phc
Tam K, ngy 21 thng 8 nm 2009
QUYT NH
V vic cng b b th tc hnh chnh
thuc thm quyn gii quyt ca S K hoch v u t
Y BAN NHN DN TNH QUNG NAM

Cn c Lut t chc HND v UBND ngy 26/11/2003;
Cn c Quyt nh s 30/Q-TTg ngy 10/01/2007 ca Th tng Chnh
ph ph duyt n n gin ha th tc hnh chnh trn cc lnh vc qun l
nh nc giai on 2007-2010;
Cn c Quyt nh s 07/Q-TTg ngy 04/01/2008 ca Th tng Chnh
ph ph duyt K hoch thc hin n n gin ha th tc hnh chnh trn
cc lnh vc qun l nh nc giai on 2007-2010;
Cn c kin ch o ca Th tng Chnh ph v vic cng b b th
tc hnh chnh thuc thm quyn gii quyt ca cc s, ban, ngnh trn a bn
tnh ti Cng vn s 1071/TTg-TCCV ngy 30/6/2009;
Xt ngh ca Gim c S K hoch v u t ti T trnh s 383
/TTr-SKHT ngy 17/8/2009 v T trng T Tip nhn, x l quy nh hnh
chnh (Chnh Vn phng) ca UBND tnh,
QUYT NH:
iu 1. Cng b km theo Quyt nh ny b th tc hnh chnh thuc
thm quyn gii quyt ca S K hoch v u t.
1. Trng hp th tc hnh chnh nu ti Quyt nh ny c cc c
quan nh nc c thm quyn sa i, b sung hoc bi b sau ngy Quyt nh
ny c hiu lc v cc th tc hnh chnh mi c ban hnh th p dng ng
quy nh ca c quan nh nc c thm quyn v phi cp nht cng b.
2. Trng hp th tc hnh chnh do c quan nh nc c thm quyn
ban hnh nhng cha cng b ti Quyt nh ny hoc c s khc bit gia ni
dung th tc hnh chnh do c quan nh nc c thm quyn ban hnh v th
tc hnh chnh c cng b ti Quyt nh ny th c p dng theo ng quy
nh ca c quan nh nc c thm quyn v phi cp nht cng b.
iu 2. Gim c S K hoch v u t c trch nhim ch tr, phi hp
vi T trng T Tip nhn, x l quy nh hnh chnh tnh (Chnh Vn phng)
thng xuyn cp nht trnh UBND tnh cng b nhng th tc hnh chnh
nu ti khon 1 iu 1 Quyt nh ny. Thi hn cp nht hoc loi b th tc
hnh chnh ny chm nht khng qu 10 ngy k t ngy vn bn quy nh th

tc hnh chnh c hiu lc thi hnh.
i vi cc th tc hnh chnh nu ti khon 2 iu 1 Quyt nh ny,
Gim c S K hoch v u t c trch nhim ch tr, phi hp vi T
trng T Tip nhn, x l quy nh hnh chnh tnh (Chnh Vn phng) cng
b thi hn khng qu 10 ngy k t ngy pht hin c s khc bit gia ni
dung th tc hnh chnh do c quan nh nc c thm quyn ban hnh v th
tc hnh chnh c cng b ti Quyt nh ny hoc th tc hnh chnh cha
c cng b.
iu 3. Quyt nh ny c hiu lc thi hnh k t ngy k.
iu 4. Chnh Vn phng UBND tnh, Gim c S K hoch v u t,
Th trng cc s, ban, ngnh cp tnh, Ch tch UBND cc huyn, thnh ph
chu trch nhim thi hnh Quyt nh ny./.
Ni nhn:
- Nh iu 4;
- T CTCCTTHC Th tng Chnh
ph;
- TTTU, TTHND;
- CT, cc PCT UBND tnh;
- CPVP; Phng HCTC 1 ca;
- T TNXLQHC tnh;
- Lu VT, HC Na(18).
TM. Y BAN NHN DN

KT. CH TCH
PH CH TCH
inh Vn Thu
TH TC HNH CHNH THUC THM QUYN GII QUYT CA

S K HOCH V U T
(Ban hnh km theo Quyt nh s
/Q-UBND ngy /8/2009
ca UBND tnh Qung Nam)
PHN I. DANH MC TH TC HNH CHNH THUC THM
QUYN GII QUYT CA S K HOCH V U T QUNG NAM.
STT
Tn th tc hnh chnh
I. Lnh vc thm nh d n
Thm nh D n/Bo co kinh t k thut (i vi d n/BCKTKT
1
thuc thm quyn ph duyt ca UBND tnh)
Thm nh v ph duyt Bo co kinh t k thut (i vi d
2
n/BCKTKT c UBND tnh y quyn S K hoch v u t ph
duyt)
Thm nh D n/Bo co kinh t k thut iu chnh, b sung (i vi
3
d n thuc thm quyn ph duyt ca UBND tnh)
Thm nh v ph duyt Bo co kinh t k thut iu chnh, b sung
4
(i vi Bo co kinh t k thut c UBND tnh y quyn S K
hoch v u t ph duyt)
II. Lnh vc thm nh u thu
Thm nh k hoch u thu (i vi d n thuc thm quyn ph
1
duyt ca UBND tnh)
Thm nh v ph duyt k hoch u thu (i vi d n UBND tnh
2
u quyn cho S K hoch & u t ph duyt)
Thm nh k hoch u thu iu chnh, b sung (i vi d n thuc
3
thm quyn ph duyt ca UBND tnh)
Thm nh v ph duyt k hoch u thu iu chnh, b sung (i vi
4
d n UBND tnh u quyn cho S K hoch & u t ph duyt)
Thm nh H s mu thu (i vi d n thuc thm quyn ph duyt
5
ca UBND tnh)
Thm nh v ph duyt H s mi thu (i vi d n UBND tnh u
6
quyn cho S K hoch & u t ph duyt)
Thm nh Kt qu la chn nh thu cho gi thu t vn (i vi d
7
n thuc thm quyn ph duyt ca UBND tnh)
Thm nh Kt qu la chn nh thu cho gi thu xy lp, mua sm
8
hng ha (i vi d n thuc thm quyn ph duyt ca UBND tnh)
Thm nh v ph duyt Kt qu la chn nh thu cho gi thu t vn
9
(i vi d n S K hoch v u t c UBND tnh y quyn ph
duyt)
Thm nh v ph duyt Kt qu la chn nh thu cho gi thu xy
10 lp, mua sm hng ha (i vi d n S K hoch v u t c
UBND tnh y quyn ph duyt)
III. Lnh vc cp giy chng nhn u t nc ngoi
1
Giy xc nhn Hi ng thnh vin v Ban Gim c
2
Giy chng nhn vn phng i din
3
Giy chng nhn chi nhnh

Giy chng nhn u t (gn vi thnh lp doanh nghip) i vi D
4
n thm tra u t (D n t 300 t ng tr ln v khng thuc lnh
vc u t c iu kin)
5
n ng k u t (D n di 300 t ng v khng thuc lnh vc
u t c iu kin)
6
n thm tra u t (D n di 300 t ng v thuc lnh vc u t c
iu kin)
7
n thm tra u t (D n t 300 t ng tr ln v thuc lnh vc u
t c iu kin)
Giy chng nhn u t (khng thnh lp doanh nghip) i vi D n
8
ng k u t (D n di 300 t ng v khng thuc lnh vc u
t c iu kin)
9
thm tra u t (D n di 300 t ng v thuc lnh vc u t c
iu kin)
10 thm tra u t (D n t 300 t ng tr ln v thuc lnh vc u t
c iu kin)
11 thm tra u t (D n t 300 t ng tr ln v khng thuc lnh vc
u t c iu kin)
Giy chng nhn u t iu chnh (gm c: thay i b sung ngnh
ngh kinh doanh; thay i a ch tr s doanh nghip hoc a im
thc hin d n; i tn doanh nghip; thay i c ng sng lp Cng
12
ty c phn; thay i thnh vin cng ty TNHH 2 thnh vin tr ln;
thay i ngi i din theo php lut; thay i vn iu l, vn u t,
tin thc hin d n).
IV. Lnh vc cp giy chng nhn u t trong nc
Cp Giy chng nhn u t cho d n u t t 300 t ng tr ln v
1
khng thuc lnh vc u t c iu kin.
Cp Giy chng nhn u t cho d n u t t 300 t ng tr ln v
2
thuc lnh vc u t c iu kin.
Cp Giy chng nhn u t cho d n u t di 300 t ng v
3
thuc lnh vc u t c iu kin
Cp Giy chng nhn u t cho d n u t di 300 t ng v
4
khng thuc lnh vc u t c iu kin.
5
ng k iu chnh d n u t.
6
Thm tra iu chnh d n u t.
V. ng k kinh doanh
Giy chng nhn ng k kinh doanh v ng k thu, con du, giy
1
chng nhn ng k mu du (Doanh nghip t nhn)
3
2
3
4
5
6

chng nhn ng k mu du (Cng ty TNHH mt thnh vin)
chng nhn ng k mu du (Cng ty TNHH c hai thnh vin tr
ln)
chng nhn ng k mu du (Cng ty c phn)
chng nhn ng k mu du (Cng ty hp danh)
Giy chng nhn ng k hot ng v ng k thu, con du, giy
chng nhn ng k mu du (Chi nhnh)
Giy chng nhn ng k hot ng (Vn phng i din)
Lp a im kinh doanh (trng hp a im kinh doanh ca doanh

nghip c t ti tnh, thnh ph ni doanh nghip t tr s chnh
hoc chi nhnh)
Thay i ni dung ng k kinh doanh ca doanh nghip
10
Thay i ni dung ng k ca chi nhnh, vn phng i din, a im

kinh doanh
11
14
Chuyn i Cng ty TNHH thnh Cng ty C phn

Chuyn i Cng ty CP hoc Cng ty TNHH c hai thnh vin tr ln
thnh Cng ty TNHH mt thnh vin
Chuyn i Cng ty TNHH mt thnh vin thnh Cng ty TNHH c
hai thnh vin tr ln
Chuyn i DNTN thnh Cng ty TNHH
15
Tm ngng kinh doanh ca doanh nghip
16
Gii th doanh nghip
17
Gii th chi nhnh
18
Chia Cng ty TNHH thnh Cng ty TNHH
19
Chia Cng ty c phn
20
Tch Cng ty c phn
21
22
23
Tch Cng ty TNHH thnh cng ty TNHH

Hp nht cc Cng ty TNHH thnh mt cng ty TNHH
Hp nht cc Cng ty c phn
24
25
Sp nhp mt hoc mt s cng ty cng loi vo cng ty khc

Bn Doanh nghip t nhn
12
13
PHN II. NI DUNG C TH CA TNG TH TC HNH CHNH

THUC THM QUYN GII QUYT CA S K HOCH V U T
QUNG NAM
I. Lnh vc thm nh d n
1. Th tc: Thm nh D n/Bo co kinh t k thut (i vi d
n/BCKTKT thuc thm quyn ph duyt ca UBND tnh)
a. Trnh t thc hin:
- Bc 1: Ch u t gi h s trnh thm nh n S K hoch v u
t.
- Bc 2: S K hoch v u t tip nhn h s, kim tra h s.
+ Trng hp h s khng y , hp l: th hng dn b sung h s .
+ Trng hp h s y , hp l: nhn v gii quyt theo thi hn qui
nh.
- Bc 3: S K hoch v u t thm nh trnh UBND tnh ph duyt.
- Bc 4: Tr Kt qu.
b. Cch thc thc hin: Trc tip ti tr s c quan
c. Thnh phn, s lng h s:
- Thnh phn h s, bao gm: T trnh (bn chnh), Ch trng cho php
u t (bn sao), Kt qu thm nh TKBVTC-D ton i vi BCKTKT (bn
gc), Quyt nh la chn nh thu t vn (bn sao), Thng bo tha thun a
im hoc H s s dng t nu c (bn sao), Vn bn v phng chy cha
chy nu c (bn sao), Vn bn ca nh ti tr nu c (bn sao), H s d
n/Bo co KTKT (bn gc)
- S lng h s:
+ UBND tnh: 01 b
+ S K hoch v u t: 01 b
+ Cc C quan lin quan (nu c): mi c quan 01 b
d. Thi hn gii quyt:
- i vi d n nhm B: khng qu 30 ngy
- i vi d n nhm C: khng qu 20 ngy
- i vi Bo co KTKT: khng qu 15 ngy
(Thi hn trn khng k ngy ngh v ngy l)
e. i tng thc hin th tc hnh chnh: T chc
g. C quan thc hin th tc hnh chnh:
- C quan c thm quyn quyt nh: UBND tnh Qung Nam
- C quan trc tip thc hin TTHC: S K hoch v u t
- C quan phi hp (nu c):
+ S Giao thng - Vn ti;
+ S Nng nghip v Pht trin nng thn;
+ S Xy dng;
+ S Cng thng;
+ Cc c quan lin quan khc (nu c)
6
h. Kt qu thc hin th tc hnh chnh: T trnh, Quyt nh hnh chnh

i. L ph (nu c): Theo Thng t 109/2000/TT-BTC ngy 13/11/2000
ca B Ti chnh v hng dn ch thu, np v s dng l ph thm nh u
t.
k. Tn mu n, mu t khai ( nh km ngay sau th tc ny)
l. Yu cu, iu kin thc hin th tc hnh chnh (nu c): Khng
m. Cn c php l ca th tc hnh chnh:
- Lut Xy dng ngy 26/11/2003
- Ngh nh s 12/2009/N-CP ngy 12/02/2009 ca Chnh ph v qun
l d n u t xy dng cng trnh
- Thng t 03/2009/TT-BXD ngy 26/3/2009 ca B Xy dng quy nh
chi tit mt s ni dung ca Ngh nh s 12/2009/N-CP ngy 12/02/2009 ca
Chnh ph v qun l d n u t xy dng cng trnh.
- Quyt nh ca UBND tnh v vic Ban hnh mt s ch trng, bin
php iu hnh k hoch pht trin KT-XH v d ton NSNN nm 2009, s
4126/Q-UBND ngy 12/12/2008, hiu lc 01/01/2009 (Theo Quyt nh ban
hnh c ch hot ng hng nm ca tnh)
*Tn mu n, mu t khai km theo th tc: Ph lc II Ngh nh s
12/2009/N-CP ngy 12/02/2009 ca Chnh ph v Ph lc 1, ph lc 2 Thng
t 03/2009/TT-BXD ngy 26/3/2009 ca B Xy dng.
Ph lc II
(Ban hnh km theo Ngh nh s 12/2009/N-CP
ngy 12 thng 02 nm 2009 ca Chnh ph)
_________
CH U T
______
S:

____________________________________
.........., ngy......... thng......... nm..........

T TRNH
Thm nh d n u t xy dng cng trnh

_________
Knh gi:
Cn c Ngh nh s... ngy... ca Chnh ph v qun l d n u t xy
dng cng trnh;
Cc cn c php l khc c lin quan;
Ch u t trnh thm nh d n u t xy dng cng trnh vi cc ni
dung chnh sau:
1. Tn d n:
2. Ch u t:
3. T chc t vn lp d n:
T chc t vn lp thit k c s (nu khc vi t chc t vn lp d n):
7
4. Ch nhim lp d n:
5. Mc tiu u t xy dng:
6. Ni dung v quy m u t xy dng:
7. a im xy dng:
8. Din tch s dng t:
9. Phng n xy dng (thit k c s):
10. Loi, cp cng trnh:
11. Thit b cng ngh (nu c):
12. Phng n gii phng mt bng, ti nh c (nu c):
13. Tng mc u t ca d n:
Tng cng:
Trong :
- Chi ph xy dng:
- Chi ph thit b:
- Chi ph bi thng gii phng mt bng, ti nh c:
- Chi ph qun l d n:
- Chi ph t vn u t xy dng:
- Chi ph khc:
- Chi ph d phng:
14. Ngun vn u t:
15. Hnh thc qun l d n:
16. Thi gian thc hin d n:
17. Cc ni dung khc:
18. Kt lun:
Ch u t trnh... thm nh d n u t xy dng cng trnh./.
Ni nhn:
- Nh trn;
- Lu:
Ch u t
(K, ghi r h tn, chc v v ng du)
PH LC S 1
(Ban hnh km theo Thng t s: 03/2009/TT-BXD ngy 26/3/2009 ca B

trng B Xy dng)
(Tn Ch u t)
------S:
CNG HO X HI CH NGHA VIT NAM

--------.........., ngy......... thng......... nm..........
KT QU THM NH THIT K BN V THI CNG V D TON

CA CNG TRNH .
(i vi cng trnh lp Bo co KTKT)
8
Knh gi : (Ngi c thm quyn quyt nh u t)...

- Cn c Lut Xy dng ngy 26/11/2003;
- Cn c Ngh nh s 12/2009/N-CP ngy 12/02/2009 ca Chnh ph v qun
l d n u t xy dng cng trnh;
- Cn c Ngh nh s 209/2004/N-CP ngy 16/12/2004 ca Chnh ph v
qun l cht lng cng trnh xy dng;
- Cn c Thng t s... ngy thng nm ca B trng B Xy dng;
- Cn c (php l khc c lin quan).
Sau khi thm nh, (Tn ch u t) bo co kt qu thm nh thit k bn v
thi cng v d ton cng trnh.. nh sau:
1. Tm tt cc ni dung ch yu ca cng trnh:
a) Cng trnh:
- Loi v cp cng trnh:
b) a im xy dng:
c) Din tch s dng t:
d) Nh thu lp thit k bn v thi cng:
) Nh thu thc hin kho st xy dng:
e) Quy m xy dng, cng sut, cc thng s k thut ch yu:
g) Cc quy chun, tiu chun xy dng c p dng:
h) Ni dung thit k:
2. Kt qu thm nh thit k bn v thi cng:
a) S ph hp ca thit k bn v thi cng vi quy m xy dng trong Bo co
kinh t k thut.
b) Vic p dng cc quy chun, tiu chun xy dng c p dng;
c) S hp l ca gii php kt cu cng trnh.
d) nh gi mc an ton ca cng trnh.
) S hp l ca vic la chn dy chuyn cng ngh v thit b cng ngh i
vi cng trnh c yu cu cng ngh
e) S tun th cc quy nh v mi trng, phng chy, cha chy, an ninh,
quc phng.
3. Kt qu thm nh d ton:
a) Tnh ng n ca vic p dng nh mc, n gi, ch , chnh sch v cc
khon mc chi ph theo quy nh ca Nh nc c lin quan n cc chi ph tnh
trong d ton
b) S ph hp khi lng xy dng tnh t thit k vi khi lng xy dng
trong d ton
9
c) Kt qu thm nh d ton c tng hp nh sau:

Chi ph xy dng:
Chi ph thit b:
Chi ph qun l d n:
Chi ph t vn u t xy dng:
Chi ph khc:
Chi ph d phng:
Tng cng:
4. Kt lun:
a) nh gi, nhn xt:
b) Nhng kin ngh:
Ni nhn:
- Nh trn;
- Lu:
i din ch u t
PH LC S 2
(Ban hnh km theo Thng t s: 03/2009/TT-BXD ngy 26/3/2009 ca B

trng B Xy dng)
(Tn Ch u t)
------S:

--------.........., ngy......... thng......... nm..........
T TRNH
THM NH BO CO KINH T - K THUT XY DNG

CNG TRNH.
Knh gi: (Ngi c thm quyn quyt nh u t)
- Cn c Lut Xy dng ngy 26/11/2003;
- Cn c Ngh nh s 12/2009/N-CP ngy 12/02/2009 ca Chnh ph v qun
l d n u t xy dng cng trnh;
- Cn c Thng t s.. .ngy thng nm .. ca B trng B Xy dng;
- Cn c (php l khc c lin quan).
(Tn Ch u t) trnh thm nh Bo co kinh t - k thut xy dng cng trnh
vi cc ni dung chnh sau:
1. Tn cng trnh:
2. Tn ch u t:
10
3. T chc t vn lp Bo co kinh t - k thut xy dng cng trnh:

4. Mc tiu u t xy dng:
5. a im xy dng:
6. Din tch s dng t:
7. Tng mc u t:
8. Ngun vn u t:
9. Hnh thc qun l d n:
10. Thi gian thc hin:
11. Nhng kin ngh:
(Gi km theo T trnh ny l ton b h s Bo co KTKT v kt qu thm
nh thit k bn v thi cng v d ton)
Ni nhn:
- Nh trn,
- Lu:
i din ch u t
2. Th tc: Thm nh v ph duyt Bo co kinh t k thut (i vi

d n/Bo co kinh t k thut c UBND tnh y quyn S K hoch v
u t ph duyt)
a. Trnh t thc hin:
t.
- Bc 2: S K hoch v u t tip nhn h s, kim tra h s
+ Trng hp h s khng y , hp l: th hng dn b sung h s.
nh.
- Bc 3: S K hoch v u t thm nh, ph duyt.
- Bc 4: Tr Kt qu.
- Thnh phn h s, bao gm: T trnh (bn chnh), Ch trng cho php
u t (bn sao), Kt qu thm nh Thit k bn v thi cng-D ton i vi
Bo co kinh t k thut (bn gc), Quyt nh la chn nh thu t vn (bn
sao), Thng bo tha thun a im hoc H s s dng t nu c (bn sao),
Vn bn v phng chy cha chy nu c (bn sao), Vn bn ca nh ti tr nu
c (bn sao), H s Bo co Kinh t k thut (bn gc)
- S lng h s:
d. Thi hn gii quyt: 15 ngy (Khng k ngy ngh v ngy l)
11

- C quan hoc ngi c thm quyn c u quyn hoc phn cp thc
hin (nu c): S K hoch v u t
+ S Giao thng Vn ti;
+ S Xy dng;
+ S Cng thng;
h. Kt qu thc hin th tc hnh chnh: Quyt nh hnh chnh
i. L ph (nu c): theo Thng t 109/2000/TT-BTC ngy 13/11/2000 ca
B Ti chnh v hng dn ch thu, np v s dng l ph thm nh u t.
k. Tn mu n, mu t khai: T trnh theo mu Ph lc 2 ca Thng t
03/2009/TT-BXD ngy 26/3/2009 ca B Xy dng quy nh chi tit mt s ni
dung ca Ngh nh s 12/2009/N-CP ngy 12/02/2009 ca Chnh ph v qun
l d n u t xy dng cng trnh (mu nh km ti th tc Thm nh
D n/Bo co kinh t k thut - i vi d n/BCKTKT thuc thm quyn ph
duyt ca UBND tnh.
3. Th tc: Thm nh D n/Bo co kinh t k thut iu chnh, b
sung (i vi d n thuc thm quyn ph duyt ca UBND tnh)
a. Trnh t thc hin:
t.
+ Trng hp h s khng y , hp l: th hng dn b sung h s .
nh.
- Bc 4: Tr Kt qu.
12

- Thnh phn h s, bao gm: T trnh (bn chnh), Ch trng iu
chnh, b sung (bo sao), Kt qu thm nh TKBVTC-D ton iu chnh, b
sung i vi BCKTKT (bn gc), H s d n/Bo co kinh t k thut iu
chnh, b sung (bn gc), Bo co gim st u t (bn gc).
- S lng h s:
+ UBND tnh: 01 b
d. Thi hn gii quyt:
- i vi d n nhm B: khng qu 30 ngy
- i vi d n nhm C: khng qu 20 ngy
- i vi Bo co KTKT: khng qu 15 ngy
+ S Giao thng - Vn ti;
+ S Xy dng;
+ S Cng thng;
h. Kt qu thc hin th tc hnh chnh: T trnh, Quyt nh hnh chnh
i. L ph (nu c): Theo Thng t 109/2000/TT-BTC ngy 13/11/2000
ca B Ti chnh v hng dn ch thu, np v s dng l ph thm nh u
t.
k. Tn mu n, mu t khai (nh km ngay sau th tc ny).
Bo co, gim st, nh gi d n u t theo Thng t 03/2003/TT-BKH
ngy 19/5/2003 ca B K hoch v u t v hng dn cng tc gim st,
nh gi u t.
13
- Thng t 03/2003/TT-BKH ngy 19/5/2003 ca B K hoch v u t

v hng dn cng tc gim st, nh gi u t.
*Tn mu n, mu t khai km theo th tc: Mu theo Thng t
03/2003/TT-BKH ngy 19/5/2003 ca B K hoch v u t v hng dn
cng tc gim st, nh gi u t.
Mu s 1/GT:
Bo co nh gi tng th u t ca cc B, Ngnh, a phng
B..... (UBND TNH......)
______________________________________

_____________________________________________
s ......... /BCT
........, ngy .....thng......nm.......

BO CO NH GI TNG TH U T NM .........
I. Tnh hnh thc hin u t
1. Vn u t thc hin trong nm
Vn u t thc hin theo qu
Qu I
Qu II
Qu III
Qu IV
C nm
K hoch
Thc hin
% hon thnh KH
% So vi cng k
nm trc
Cng trnh khi cng
mi
Cng trnh hon thnh
2. C cu u t:
- Theo ngnh (theo quy nh bo co thng k i vi b, ngnh, a phng)
TT
Ngnh
Nm trc nm bo
co
Tng mc t l %
(tr.ng)
Nm bo co
Tng mc
(tr.ng)
t l %
1
2
...
- Theo khon mc chi ph u t:
TT
Khon mc chi ph u t
Nm trc nm
co
bo
Nm bo co
14
Tng mc
(tr.ng)
1
2
3
t l %
Tng mc
(tr.ng)
t l %
Tng s
Xy lp
Thit b
Chi ph khc
trong : n b, ti nh c
3. Kt qu u t
Qu I
C nm
Hng qu
Qu II
Qu III
Qu IV
Gi tr ti sn mi tng
T l % so vi vn u
t thc hin
II. nh gi tnh hnh v kt qu u t
1. nh gi mc t c so vi k hoch hoc so vi thc t cng k (nh gi
ca c quan gim st, nh gi u t; nhng vn mi pht hin trong qu trnh
gim st, nh gi u t lin quan n chnh sch, nh hng tm v m,...)
2. Phn tch nguyn nhn tc ng n tnh hnh v kt qu u t
III. xut v kin ngh cc gii php nng cao hiu qu u t
1. Cc gii php nng cao hiu qu u t
a) Gii php thuc v c ch, chnh sch
b) Gii php kinh t-k thut
c) Gii php qun l thc hin u t
Mu s 2/GT:
Bo co hng nm v gim st u t
ca cc b, ngnh, a phng
B..... (UBND TNH......)

______________________________________

_____________________________________________
s ........./BCT
........, ngy .....thng......nm.......

BO CO THC HIN GIM ST U T
(bo co 6 thng, nm)
I. Tnh hnh thc hin gim st u t
TT
Ch tiu
Tng s
Phn theo nhm

A
1
2
3
S d n thc hin u t trong

nm
S d n c quyt nh u t
trong nm
S d n kt thc a vo hot
ng trong nm
15
4
5
7
8
S d n thc hin gim st,

nh gi u t trong nm
S d n c vi phm v th tc
u t:
- Khng ph hp quy hoch
- Khng ng thm quyn
- Khng thc hin y trnh
t thm tra, thm nh d n
- u thu khng ng quy nh
- B gi thu khng ph hp
- Ph duyt khng kp thi
- K hp ng khng ng quy
nh
- Chm tin
- Cht lng xy dng thp
- C lng ph
S d n phi iu chnh:
- Ni dung u t
- Tin u t
- Vn u t
S d n phi ngng thc hin v
cc l do khc nhau
S d n a vo hot ng
nhng khng c hiu qu
II. nh gi tnh hnh thc hin gim st u t v kt qu t c

1. nh gi tnh hnh: Phn tch kt qu thc hin gim st, nh gi u t; i
chiu vi nm trc.
2. Phn tch nguyn nhn: phn tch cc nguyn nhn v iu kin thc hin u t, v
t chc qun l u t.
III. xut, kin ngh
1. Cc xut v i mi c ch, chnh sch, iu hnh ca Chnh ph, cc b, ngnh
2. Cc xut v t chc thc hin
Mu s 3/GT:
Bo co qu v gim st, nh gi d n u t
ca cc b, ngnh, a phng gi B K hoch v u t.
B..... (UBND TNH......)
______________________________________
s ........./BCT

_____________________________________________
........, ngy .....thng......nm.......
BO CO TNG HP V GIM ST, NH GA D N U T

Qy ......../nm......
I. Tnh hnh thc hin gim st, nh gi d n u t
16
TT
Ch tiu
Tng s
Phn theo nhm

A
S d n thc hin u t trong

qu
S d n c quyt nh u t
trong qu
S d n kt thc a vo hot
ng trong qu
S d n c vi phm v th tc
u t:
- Khng ph hp quy hoch
- Khng ng thm quyn
- Khng thc hin y trnh
t thm tra, thm nh d n
S d n phi iu chnh:
- Ni dung u t
- Tin u t
- Vn u t
S d n phi ngng thc hin v
cc l do khc nhau
1
2
3
4
Cc mc t 1 n 6 phi km theo danh mc c th theo bng sau

TT
I
1
2...
II
1
2...
III
1
2...
Tn d n
a im xy
dng
Tng mc u
t
Tin thc
hin
D n nhm A
D n nhm B
D n nhm C
II. Nhng gii php v kin ngh x l

1. Gii php x l i vi cc d n vi phm cc quy nh v qun l u t hoc
gp kh khn, vng mc trong qu trnh thc hin.
2. Kin ngh Th tng Chnh ph hoc cc B, ngnh, a phng lin quan v
cc bin php h tr, x l nhng kh khn ca cc d n.
Mu s 4/G T:
Bo co nh gi v chun b u t d n ca Ch u t
gi c quan u mi ca b, ngnh, a phng v B K hoch v u t
(i vi d n nhm A)
17
B..... (UBND TNH......)

N V CH U T

________________________________
_____________________________________________
s ........./BCT
........, ngy .....thng......nm.......
BO CO NH GI CHUN B U T D N
Tn d n:
;a im xy dng:
I. Cc ch tiu ch yu theo Quyt nh u t
1. Mc tiu chnh:
2. Quy m, cng sut:
3. a im, din tch t s dng
4.Tng mc u t:
5. Ngun vn
6. Tin thc hin:
II. Bo co nh gi ban u v d n(1*)
1. Cc vn bn v quyt nh u t (C quan, s, ngy thng nm quyt nh u
t).
2. C quan thm tra, thm nh d n (nu r Tn, a ch c quan, n v tham gia
thm tra, thm nh d n).
3. Hnh thc qun l d n (theo hng dn ca B Xy dng).
4. C cu, nhn s Ban qun l d n (s lng, chuyn ngnh v trnh chuyn
mn)
5. nh gi s ph hp ca mc tiu, quy m u t vi cc quy hoch c duyt
(Quy hoch tng th pht trin kinh t x hi; Quy hoch ngnh; Quy hoch xy
dng).
6. nh gi tng th v tnh kh thi ca cc yu t chnh ca d n (quy m, cng
ngh, gii php xy dng, vn v ngun vn, tin thc hin, mi trng).
7. Nhng vn cn quan tm x l m bo thc hin d n c kt qu.
Mu s 5/G T:
Bo co k hoch trin khai thc hin d n
B..... (UBND TNH......)
N V CH U T

________________________________
_____________________________________________
s ........./BCT
........, ngy .....thng......nm.......
BO CO K HOCH TRIN KHAI THC HIN D N
(do Ch u t t lp v t nh gi trong qu trnh thc hin)
1(*) Tu theo ngun vn u t c th bo co ni dung thch hp; i vi d n do doanh nghip quyt nh

u t ch bo co 1, 5, 6, 7.
18
1. K hoch tin thc hin d n

TT
Tn cng vic chnh
Thi gian
bt u
Thi gian n v
C quan
kt thc thc hin ph duyt
(nu c)
1
2
...
2. K hoch huy ng vn
TT
Ngun vn
Ni dung s Tng s (1000 Thi gian huy

dng vn
)
ng
1
2
...
3. K hoch a vo khai thc, huy ng tng phn (nu c)

TT Tn hng mc/b phn d Cng sut/
Vn u t Thi gian a
nh a vo huy ng nng lc phc (1000 )
vo huy ng
v
1
2
...
Mu s 6/G T:
Bo co gim st, nh gi v thc hin d n ca
Gi c quan u mi ca B, ngnh, a phng v B K hoch v u t
(i vi d n nhm A)
B..... (UBND TNH......)
N V CH U T

________________________________
_____________________________________________
s ........./BCT
........, ngy .....thng......nm.......
BO CO GIM ST, NH GA THC HIN D N U T

QU ........./NM.....
Tn d n:
, a im xy dng:
I. Cc ch tiu ch yu theo Quyt nh u t
1. Mc tiu chnh:
2. Quy m, cng sut:
3. a im, din tch t s dng
19
4.Tng mc u t:
5. Ngun vn
6. Tin thc hin:
II. Tnh hnh thc hin d n

1. K hoch chi tit v tin thc hin d n (ghi r cc mc thi gian thc hin
cc cng vic chnh hoc giai on theo K hoch c duyt).
2. K hoch u thu c cp c thm quyn ph duyt.
3. Tnh hnh thc hin d n
3.1. Ph duyt thit k, Tng d ton, d ton cc hng mc: S lng cc hng
mc hon thnh thit k k thut, d ton; mc hon thnh theo s lng hng mc
v theo mc vn u t:
3.2. Thc hin u thu:
3.2.1. Kt qu la chn nh thu:
TT
Tn gi thu v
Tnh hnh thc hin
phng thc la chn
nh thu
Gi gi thu (theo KH Gi trng
So vi KH
u thu)
thu
u thu
1
2...
3.2.2. Tin thc hin u thu:
3.3. Thc hin khi lng:
TT
Ch tiu
Tnh hnh thc hin

Qu bo co
1
2
3
4
5
Lu k
So vi KH
hoc Gi gi
thu
Ngun vn huy ng c
Vn u t thc hin:
- Vn xy lp:
- Vn thit b:
- Vn khc:
Vn u t c gii ngn
Gi tr khi lng thanh ton
cho nh thu
Vn c quyt ton (nu c)
3.4. Tin thc hin: i chiu k hoch tin , nh gi mc m bo, nguyn

nhn chm (nu c); bin php khc phc.
3.5. Nhng vn khc: Mi trng, gii phng mt bng, di dn, ti nh c, p
dng chnh sch, ch ,....(phn tch so vi h s c duyt)
3.6. Nhng vn pht sinh: Thay i thit k, bin php thi cng, khi lng, thay
i vn, ngun vn, s c, ....
III. nh gi tnh hnh thc hin d n:
20
1. nh gi chung tnh hnh thc hin d n trn cc mt ch yu: Th tc XDCB,

khi lng thc hin, tin , gii ngn,.. nh gi mc t c so vi k hoch,
nhng tn ti, vng mc.
2. Phn tch nguyn nhn nhng tn ti, trch nhim
3. Cc gii php x l cc tn ti, vng mc
IV. Kin ngh
Kin ngh Th tng Chnh ph hoc cc B, ngnh, a phng lin quan, cc cp
thm quyn v cc bin php h tr, x l nhng kh khn ca d n.
Mu s 7/G T:
Bo co gim st, nh gi kt thc u t d n
ca Ch u t gi c quan u mi ca B, ngnh, a phng v B K
hoch v u t (i vi d n nhm A)
B..... (UBND TNH......)
N V CH U T

________________________________
_____________________________________________
s ........./BCT
........, ngy .....thng......nm.......
BO CO GIM ST, NH GA KT THC U T D N

Tn d n:
I. nh gi kt qu thc hin d n
TT
1
2
3
Ch tiu
Theo Q Theo Q iu
u t chnh (nu c)
Thc t
Chnh lch
Mc tiu u t
Quy m u t
Cc hng mc chnh
Tng mc u t:
Phn theo: - Xy Lp
- Thit b
- Khc
Tin thc hin
- Khi cng
- Kt thc a vo H
nh gi v cht lng
cng trnh theo tiu chun,
quy phm (khi nghim
thu)
II. Nhn xt, nh gi v d n:

1. nh gi chung v qu trnh thc hin d n: Mc t c theo cc ch tiu
ch yu ni trn.
2. Phn tch cc nguyn nhn t c kt qu tt, tn ti, thiu st; xc nh trch
nhim i vi tng vn , tng vic.
21
3. nh gi kh nng pht huy hiu qu ca d n; nhng vn cn x l tip d

n pht huy hiu qu
III. Kin ngh:
Kin ngh ca Ch u t vi cc cp, cc ngnh, a phng v nhng vn
lin quan cn c h tr, phi hp m bo d n hot ng c hiu qu.
4. Th tc: Thm nh v ph duyt Bo co kinh t k thut iu

chnh, b sung (i vi Bo co kinh t k thut c UBND tnh y quyn
S K hoch v u t ph duyt)
a. Trnh t thc hin:
t.
nh.
- Bc 3: S K hoch v u t thm nh, ph duyt.
- Bc 4: Tr Kt qu.
- Thnh phn h s, bao gm: T trnh (bn chnh), Ch trng iu
chnh, b sung (bo sao), Kt qu thm nh TKBVTC-D ton iu chnh, b
sung (bn gc), H s Bo co kinh t k thut iu chnh, b sung (bn gc),
Bo co gim st u t (bn gc).
- S lng h s:
d. Thi hn gii quyt: 15 ngy (Khng k ngy ngh, ngy l)
- C quan hoc ngi c thm quyn c u quyn hoc phn cp thc
hin (nu c): S K hoch v u t
+ S Giao thng Vn ti;
+ S Xy dng;
+ S Cng thng;
h. Kt qu thc hin th tc hnh chnh: Quyt nh hnh chnh
i. L ph (nu c): theo Thng t 109/2000/TT-BTC ngy 13/11/2000 ca
B Ti chnh v hng dn ch thu, np v s dng l ph thm nh u t.
22
k. Tn mu n, mu t khai:
Bo co, gim st, nh gi d n u t theo Thng t 03/2003/TT-BKH
ngy 19/5/2003 ca B K hoch v u t v hng dn cng tc gim st,
nh gi u t (mu nh km ti th tc Thm nh v ph duyt Bo co
kinh t k thut iu chnh, b sung - i vi Bo co kinh t k thut thuc
thm quyn ph duyt c UBND tnh)
- Thng t 03/2003/TT-BKH ngy 19/5/2003 ca B K hoch v u t
v hng dn cng tc gim st, nh gi u t.
hnh c ch hot ng hng nm ca tnh).
II. Lnh vc thm nh u thu
1. Th tc: Thm nh k hoch u thu (i vi d n thuc thm
quyn ph duyt ca UBND tnh)
a. Trnh t thc hin:
t.
nh.
- Bc 4: Tr Kt qu.
- Thnh phn h s, bao gm: T trnh (theo mu), Quyt nh u t (bn sao),
Quyt nh ph duyt thit k bn v thi cng d ton (nu c-bn sao), Thit
k bn v thi cng d ton (nu c-bn sao), Quyt nh phn b k hoch vn
(bn sao), Vn bn ca nh ti tr nu c (bn sao c cng chng), Bng tng
hp chi ph u t v phn khai tng mc u t theo cc gi thu (nu c)
- S lng h s:
+ UBND tnh: 01 b
23
d. Thi hn gii quyt:
30 ngy k t ngy nhn y h s, trong thi gian thm nh ti S
K hoch v u t 20 ngy, trnh UBND tnh ph duyt 10 ngy
- C quan phi hp (nu c): khng c
h. Kt qu thc hin th tc hnh chnh: Bo co thm nh
i. L ph (nu c): khng c.
k. Tn mu n, mu t khai: T trnh ph duyt k hoch u thu theo
Thng t s 02/TT-BKH ngy 17/2/2009 ca B K hoch v u t
l. Yu cu, iu kin thc hin th tc hnh chnh (nu c): khng c
- Lut u thu, s 61/2005/QH11 ngy 29/11/2005, hiu lc ngy
01/4/2006;
- Lut Xy dng s 16/2003/QH11 ngy 26/11/2003, hiu lc ngy
01/7/2004
- Ngh nh s 58/2008/N-CP ngy 05/5/2008 ca Chnh ph v hng
dn thi hnh Lut u thu v la chn nh thu xy dng theo Lut Xy dng;
- Quyt nh s 49/2007/Q-TTg ngy 11/4/2007 ca Th tng Chnh
ph v cc trng hp c bit c ch nh thu quy nh ti im khon 1
ca Lut Xy dng.
ph v vic qun l v thc hin cng tc r ph bom mn, vt n.
*Tn mu n, mu t khai km theo th tc:
nh km mu T trnh ph duyt k hoch u thu theo Thng t s
02/TT-BKH ngy 17/2/2009 ca B K hoch v u t Mau to trinh phe duyet
ke hoach dau thau.doc
A. Mu T trnh ph duyt k hoch u thu
[TN C QUAN C THM
QUYN]
[TN CH U T]
----------
S:
/TTr-

c lp T do Hnh phc
-------------
, ngy..thng..nm..
T TRNH
Ph duyt k hoch u thu
[Tn d n hoc tn gi thu]
Knh gi: [Tn ngi c thm quyn]
24
Cn c quyt nh u t hoc quyt nh ph duyt d n [Ghi r s quyt nh v

ngy thng nm] ca [Tn ngi quyt nh u t hoc ngi quyt nh ph duyt
d n] v vic ph duyt d n [Tn d n c ph duyt], [Tn ch u t] trnh
[Tn ngi c thm quyn] xem xt, ph duyt KHT trn c s nhng ni dung di
y.
I. M T TM TT D N
Phn ny gii thiu khi qut thng tin v d n nh sau:
- Tn d n;
- Tng mc u t hoc tng vn u t;
- Tn ch u t hoc ch d n;
- Ngun vn;
- Thi gian thc hin d n;
- a im, quy m d n;
- Cc thng tin khc (nu c).
II. PHN CNG VIC THC HIN
Phn cng vic ny bao gm cc gi thu hoc cng vic thc hin trong qu trnh
chun b d n nh lp bo co nghin cu tin kh thi (bo co u t), bo co
nghin cu kh thi (d n u t) v mt s cng vic khc (nu c).
Phn cng vic thc hin cng bao gm nhng gi thu thc hin trc do cha
iu kin lp KHT cho ton b d n m ch lp KHT ring cho tng gi thu.
i vi tng gi thu hoc cng vic thc hin cn nu r: tn n v thc hin;
tn cng vic hoc tn gi thu; gi tr thc hin, gi hp ng hoc gi trng thu;
hnh thc hp ng; thi gian thc hin hp ng.
Biu 1: Phn cng vic thc hin (1)
STT
Ni dung
n v
Gi tr
Hnh
Thi
Vn bn
cng vic
thc hin
thc
thc hp gian thc
ph
hoc tn gi
hin, gi
ng
hin hp
duyt
thu
hp ng
ng
(nu
hoc gi
c)(2)
trng
thu
1
2
Tng cng gi tr thc hin, gi hp ng hoc gi trng thu

Ghi ch:
(1) Trng hp c nhiu gi thu hoc cng vic thc hin trc khi c quyt nh
u t th a biu vo phn Ph lc.
(2) i vi cc gi thu thc hin trc cn nu tn vn bn ph duyt (ph duyt
KHT, ph duyt kt qu la chn nh thu).
III. PHN CNG VIC KHNG P DNG HNH THC LA CHN NH
THU
Phn ny bao gm ni dung v gi tr cc cng vic khng th tin hnh la chn nh
thu theo quy nh ca php lut v u thu nh: chi ph cho ban qun l d n; chi
25
ph n b, gii phng mt bng (nu c); d phng ph (phn cha phn b cho tng
gi thu) v nhng khon chi ph khc (nu c).
Biu 2: Phn cng vic khng p dng hnh thc la chn nh thu
STT
Ni dung cng vic
n v thc hin Gi tr thc hin
1
2
Tng cng gi tr thc hin

IV. PHN KHT
Phn KHT bao gm nhng cng vic hnh thnh cc gi thu c thc hin theo
mt trong by hnh thc la chn nh thu quy nh trong Lut u thu. Cc cng
vic nh r ph bom, mn, vt n; xy dng khu ti nh c; chun b mt bng xy
dng; bo him cng trnh, o to; cng vic t vn u thu; t vn kho st, lp
thit k xy dng; t vn gim st thi cng xy dng v lp t thit b phi c
th hin r trong KHT.
1. Biu KHT
KHT bao gm vic xc nh s lng cc gi thu v ni dung ca tng gi thu
(tn gi thu, gi gi thu, ngun vn hoc phng thc thu xp vn, hnh thc la
chn nh thu v phng thc u thu, thi gian la chn nh thu, hnh thc hp
ng, thi gian thc hin hp ng). KHT c lp thnh biu nh sau:
Biu 3: Tng hp KHT(1)
STT Tn gi
Gi
Ngun Hnh Phng Thi
Hnh
Thi
thu
gi
vn
thc
thc
gian
thc
gian
thu(2)
la
u
la
hp
thc
chn
thu
chn
ng
hin
nh
nh
hp
thu
thu
ng
1
2
Tng cng gi gi thu

Ghi ch:
(1) Trng hp c nhiu gi thu th a Biu KHT vo phn Ph lc KHT ca
cc gi thu c xp theo tng lnh vc, theo th t thi gian v trnh t cng vic
thc hin.
(2) Trng hp gi gi thu bao gm c d phng th ghi r gi tr d phng.
Tng gi tr cc phn cng vic thc hin, phn cng vic khng p dng cc hnh
thc la chn nh thu v phn cng vic thuc KHT khng c vt qu tng
mc u t ca d n.
2. Gii trnh ni dung KHT[1]
a) Tn gi thu v c s phn chia cc gi thu
- Tn gi thu
Tn gi thu th hin khi qut tnh cht, ni dung v phm vi cng vic ca gi thu,
ph hp vi ni dung cng vic nu trong d n.
26
Trng hp gi thu bao gm nhiu phn ring bit (nhiu l), tn gi thu cn nu
tn ca tng phn v tn tng phn phi th hin ni dung c bn ca phn .
- C s phn chia cc gi thu
Vic phn chia d n thnh cc gi thu phi cn c vo ni dung d n, tnh cht
ca cng vic, trnh t thc hin theo thi gian v theo cc nguyn tc sau:
+ m bo tnh ng b v mt k thut v cng ngh ca d n, khng c chia
nhng cng vic ca d n thnh cc gi thu qu nh, lm mt s thng nht, ng
b yu cu v k thut v cng ngh.
+ m bo tin thc hin d n.
+ m bo quy m hp l (ph hp vi iu kin hon cnh ca d n, nng lc ca
nh thu hin ti v ph hp vi s pht trin ca th trng trong nc).
+ Mi gi thu ch c mt h s mi thu hoc mt h s yu cu v c tin hnh
u thu mt ln.
Vic chia d n thnh cc gi thu tri vi quy nh thc hin ch nh thu hoc
to c hi cho s t nh thu tham gia l khng ph hp vi quy nh ca php lut v
u thu.
b) Gi gi thu
Gi gi thu l ton b chi ph thc hin gi thu (bao gm c chi ph d phng)
c xc nh trn c s tng mc u t hoc tng d ton, d ton c duyt (nu
c) v cc quy nh hin hnh.
i vi d n s dng vn ODA, gi gi thu cn phi c xc nh trn c s ca
iu c quc t hoc tha thun quc t c c quan c thm quyn ca nc
Cng ha x hi ch ngha Vit Nam k kt vi nh ti tr.
Trong trng hp gi thu gm nhiu phn ring bit th gi gi thu trong KHT
cn nu r gi c tnh cho tng phn.
i vi nhng gi thu ln, phc tp, thi gian thc hin ko di, ti thi im lp
KHT cha lng trc cc cng vic, chi ph pht sinh th trong gi gi thu cn
bao gm c d phng. i vi gi thu mua sm hng ha thng thng, p dng
hnh thc hp ng trn gi th gi gi thu khng cn thit c d phng.
Trng hp gi gi thu c d phng th trong KHT cn phi th hin r chi ph d
phng trong gi gi thu. Vic xc nh chi ph d phng v ni dung cng vic cn
c d phng cn c vo cc quy nh php lut c lin quan. i vi gi thu xy lp
cn cn c vo quy nh ca php lut v xy dng.
Khi tham d thu, nh thu tnh gi d thu da trn khi lng cng vic cn thc
hin ca gi thu. V vy trng hp gi gi thu c d phng, vic nh gi v xc
nh gi ngh trng thu cn cn c vo gi gi thu khng k phn d phng.
D phng trong gi gi thu gii quyt i vi nhng cng vic pht sinh, trt gi
trong qu trnh thc hin hp ng v to thun li khi iu chnh hp ng (nu c).
Khi lp KHT, trng hp c thit k chi tit, d ton cho hng mc cng vic xy
lp c ph duyt th gi gi thu c xc nh trn c s d ton cho hng mc
cng vic xy lp tng ng vi gi thu.
Ch : Chi ph d phng cha phn b nu phn III (l tng chi ph d phng ca
d n tr i chi ph d phng phn b trong cc gi thu) b sung cho chi ph
tng thm khi d ton c duyt ln hn gi gi thu c duyt.
c) Ngun vn
27
i vi mi gi thu phi nu r ngun vn hoc phng thc thu xp vn thanh

ton cho nh thu.
Xc nh r ngun vn thanh ton cho nh thu l yu cu bt buc khi lp KHT,
trnh vic khng c vn thanh ton khi nh thu thc hin hp ng.
Trng hp s dng vn ODA th phi nu r tn nh ti tr vn v c cu ngun vn
(trong nc, ngoi nc).
d) Hnh thc la chn nh thu v phng thc u thu
- Hnh thc la chn nh thu
Ty theo tnh cht, c im ca gi thu m xc nh hnh thc la chn nh thu
theo quy nh ca php lut v u thu hin hnh. Khi p dng hnh thc khc vi
hnh thc u thu rng ri th phi gii trnh l do c th.
Khi la chn hnh thc u thu rng ri, u thu hn ch cn nu r l u thu
rng ri, u thu hn ch trong nc hoc quc t hoc c s tuyn.
i vi gi thu mua sm hng ha, gi thu EPC c gi tr 300 t ng v gi thu
xy lp c gi tr 200 t ng theo quy nh th phi thc hin s tuyn. Trng hp
nhng gi thu trn c yu cu k thut cao, k thut c tnh cht c th, c tnh cht
nghin cu, th nghim m trong thc t ch c mt s nh thu c kh nng p ng
yu cu th c th p dng u thu hn ch m khng cn thit phi tin hnh s
tuyn.
- Phng thc u thu
Phng thc u thu mt ti h s c p dng i vi hnh thc u thu rng ri
v u thu hn ch cho gi thu mua sm hng ha, xy lp, gi thu EPC.
Phng thc u thu hai ti h s c p dng i vi hnh thc u thu rng ri
v u thu hn ch cho gi thu cung cp dch v t vn.
Phng thc u thu hai giai on c p dng i vi hnh thc u thu rng
ri, u thu hn ch cho gi thu mua sm hng ha, xy lp, gi thu EPC c k
thut, cng ngh mi, phc tp, a dng, ch u t cha hiu r v gi thu nn
khng c kh nng xc nh r cc yu cu v k thut.
) Thi gian la chn nh thu
Thi gian la chn nh thu l khong thi gian thc hin cc cng vic nh s
tuyn nh thu (nu c), lp h s mi thu, thng bo mi thu, pht hnh h s mi
thu, chun b h s d thu, nh gi h s d thu, trnh thm nh v ph duyt kt
qu la chn nh thu, thng tho hon thin v k kt hp ng. Thi gian la chn
nh thu phi tin hnh trc thi im thc hin hp ng mt khong thi gian va
thc hin cc cng vic trn.
e) Hnh thc hp ng
Ty theo tnh cht, yu cu cng vic ca gi thu m xc nh hnh thc hp ng
ph hp theo quy nh trnh vic p dng hp ng khng kh thi dn n phi
iu chnh, b sung trong qu trnh thc hin hp ng.
Trng hp trong mt gi thu c nhiu cng vic tng ng vi nhiu hnh thc hp
ng th hp ng i vi gi thu c th bao gm nhiu hnh thc hp ng.
Trng hp gi thu bao gm nhng phn cng vic c xc nh r v s lng,
khi lng v khi thc hin khng c pht sinh, khng c bin ng v gi th p dng
hnh thc hp ng trn gi. i vi gi thu xy lp xt thy s c pht sinh khi
lng trong qu trnh thc hin v th trng bin ng (gi c nguyn, nhin, vt liu
28
xy dng bin ng khng lng trc c) cha ng nhiu ri ro vi ch u t

v nh thu th phi p dng hnh thc hp ng theo n gi.
g) Thi gian thc hin hp ng
Thi gian thc hin hp ng i vi tng gi thu c xc nh c th, ph hp vi
tin thc hin ton b d n.
V. PHN CNG VIC CHA IU KIN LP KHT (NU C)
Trng hp ti thi im lp KHT, d n c nhng phn cng vic cha iu
kin hnh thnh nn gi thu (d n cha phn b ht ngun vn u t) th phi nu
ni dung cng vic v gi tr phn cng vic cn li trong KHT.
VI. KIN NGH
Trn c s nhng ni dung phn tch nu trn, [Tn ch u t] ngh ngi c
thm quyn xem xt, ph duyt KHT [Tn gi thu hoc tn d n].
Trong trng hp cn thit, ch u t c th ngh ngi c thm quyn xem xt
vic y quyn cho ch u t ph duyt mt s ni dung c th nh: h s mi thu,
kt qu la chn nh thu i vi nhng gi thu n gin, quy m nh.
Knh trnh [Tn ngi c thm quyn] xem xt, quyt nh./.
[I DIN CH U T]
Ni nhn:
(K, ghi h tn, chc danh v ng du)
- Nh trn;
- [Tn c quan/t chc thm nh];
-.;
- Lu VT.
2. Th tc: Thm nh v ph duyt k hoch u thu (i vi d n

S K hoch v u t c UBND tnh y quyn ph duyt)
a. Trnh t thc hin:
t.
nh.
- Bc 3: S K hoch v u t thm nh v ph duyt.
- Bc 4: Tr kt qu.
- T trnh (theo mu), Quyt nh u t (bn sao), Quyt nh ph duyt
thit k bn v thi cng d ton (nu c-bn sao), Thit k bn v thi cng
d ton (nu c-bn sao), Quyt nh phn b k hoch vn (bn sao), Vn bn
ca nh ti tr nu c (bn sao c cng chng), Bng tng hp chi ph u t v
phn khai tng mc u t theo cc gi thu (nu c)
- S lng h s:
d. Thi hn gii quyt:
20 ngy k t ngy nhn y h s
29

- C quan c thm quyn quyt nh: S K hoch v u t
h. Kt qu thc hin th tc hnh chnh: Bo co thm nh v Quyt nh
ph duyt
k. Tn mu n, mu t khai: T trnh ph duyt k hoch u thu theo
Thng t s 02/TT-BKH ngy 17/2/2009 ca B K hoch v u t
01/4/2006;
01/7/2004
ca Lut Xy dng.
- Quyt nh s 4126/Q-UBND ngy 12/12/2008 ca UBND tnh Qung
Nam v vic ban hnh mt s ch trng, bin php iu hnh k hoch pht
trin KT-XH v d ton ngn sch Nh nc nm 2009 trn a bn.
nh km mu T trnh ph duyt k hoch u thu theo Thng t s
02/TT-BKH ngy 17/2/2009 ca B K hoch v u t nh mu nh km
ti th tc Thm nh k hoch u thu (i vi d n thuc thm quyn ph
duyt ca UBND tnh Mau to trinh phe duyet ke hoach dau thau.doc
3. Th tc: Thm nh k hoch u thu iu chnh, b sung (i
vi d n thuc thm quyn ph duyt ca UBND tnh)
a. Trnh t thc hin:
- Bc 1: Ch u t np h s ti S K hoch v u t
- Bc 2: Cc phng lin quan ca S K hoch v u t nhn h s,
kim tra h s, vit giy hn hoc giy ngh b sung. C th nh sau:
+ Trng hp h s y , hp l th vit giy hn nhn kt qu sau 30
ngy;
+ Trng hp h s khng hp l, khng y th ngh ch u t b
sung, hon thin. Khi nhn y h s th tin hnh nh trng hp trn.
30
- Bc 3: T chc thm nh v trnh UBND tnh ph duyt

- Bc 4: Tr kt qu thm nh sau 20 ngy, kt qu ph duyt sau 30
ngy (k t ngy nhn y h s)
- Thnh phn h s, bao gm: T trnh (bn chnh), quyt nh ph duyt
KHT duyt (bn sao), cc vn bn php l lin quan khc (nu c)
- S lng h s:
+ UBND tnh: 01 b
d. Thi hn gii quyt:
k. Tn mu n, mu t khai: khng c
01/4/2006;
01/7/2004
ca Lut Xy dng.
4. Th tc: Thm nh v ph duyt k hoch u thu iu chnh, b
sung (i vi d n S K hoch v u t ph duyt)
a. Trnh t thc hin:
31
+ Trng hp h s y , hp l th vit giy hn nhn kt qu sau

20 ngy;
+ Trng hp h s khng hp l, khng y th ngh ch u t
b sung, hon thin. Khi nhn y h s th tin hnh nh trng hp
trn.
- Bc 3: T chc thm nh v ph duyt
- Bc 4: Tr kt qu sau 20 ngy
- T trnh (bn chnh), quyt nh ph duyt KHT duyt (bn sao),
cc vn bn php l lin quan khc (nu c)
- S lng h s:
d. Thi hn gii quyt:
ph duyt
l. Yu cu, iu kin thc hin th tc hnh chnh (nu c):
01/4/2006;
01/7/2004
ca Lut Xy dng.
32
5. Th tc: Thm nh H s mi thu (i vi gi thu thuc thm

quyn ph duyt ca UBND tnh)
a. Trnh t thc hin:
30 ngy;
trn.
- Thnh phn h s, bao gm: T trnh (bn chnh), Quyt nh u t
(bn sao), Quyt nh ph duyt thit k bn v thi cng- d ton, Quyt nh
ph duyt k hoch u thu (bn sao), Quyt nh ph duyt kt qu la chn
nh thu t vn lp HSMT (bn sao), H s thit k bn v thi cng - d ton
(bn sao), Vn bn ca nh ti tr nu c (bn sao c cng chng), H s mi
thu (bn gc)
- S lng h s:
+ UBND tnh: 01 b
d. Thi hn gii quyt:
- Mu h s mi thu mi gi thu xy lp ban hnh ti Quyt nh s
731/2008/Q-BKH ngy 10/6/2008 ca B K hoch v u t;
- Mu h s mi thu mi gi thu xy lp quy m nh ban hnh ti
Quyt nh s 1744/2008/Q-BKH ngy 29/12/2008 ca B K hoch v u
t
33
- Mu h s mi thu mi mua sm hng ha ban hnh ti Quyt nh s

1118 /2008/Q-KH ngy 03/9 /2008 ca B trng B K hoch v u t;
- Mu h s mi thu mi dch v t vn ban hnh ti Quyt nh s 1048
/2008/Q-BKH ngy 11/8 /2008 ca B trng B K hoch v u t
01/4/2006;
01/7/2004
nh km cc mu h s mi thu:
731/2008/Q-BKH ngy 10/6/2008 ca B K hoch v u t Mau Xay
lap.doc;
t Mau Xay lap quy mo nho-11.doc
1118 /2008/Q-KH ngy 03/9 /2008 ca B trng B K hoch v u t
Mau mua sam hang hoa.doc;
/2008/Q-BKH ngy 11/8 /2008 ca B trng B K hoch v u t Mau
tu van-sua theo 58.doc
6. Th tc: Thm nh v ph duyt H s mi thu (i vi gi thu
S K hoch v u t ph duyt)
a. Trnh t thc hin:
+ Trng hp h s y , hp l th vit giy hn nhn kt qu sau 20
ngy;
trn.
- Bc 4: Tr kt qu sau 20 ngy
34

(bn sao), Quyt nh ph duyt thit k bn v thi cng- d ton, Quyt nh
ph duyt k hoch u thu (bn sao), Quyt nh ph duyt kt qu la chn
nh thu t vn lp HSMT (bn sao), H s thit k bn v thi cng - d ton
(bn sao), Vn bn ca nh ti tr nu c (bn sao c cng chng), H s mi
thu (bn gc)
- S lng h s:
d. Thi hn gii quyt:
731/2008/Q-BKH ngy 10/6/2008 ca B K hoch v u t;
t
1118 /2008/Q-KH ngy 03/9 /2008 ca B trng B K hoch v u t;
/2008/Q-BKH ngy 11/8 /2008 ca B trng B K hoch v u t
01/4/2006;
01/7/2004
nh km cc mu h s mi thu:
35

731/2008/Q-BKH ngy 10/6/2008 ca B K hoch v u t Mau Xay
lap.doc;
t Mau Xay lap quy mo nho-11.doc
1118 /2008/Q-KH ngy 03/9 /2008 ca B trng B K hoch v u t
Mau mua sam hang hoa.doc;
/2008/Q-BKH ngy 11/8 /2008 ca B trng B K hoch v u t Mau
tu van-sua theo 58.doc
7. Th tc: Thm nh Kt qu la chn nh thu cho gi thu t vn
(i vi gi thu thuc thm quyn ph duyt ca UBND tnh)
a. Trnh t thc hin:
- Bc 1: Ch u np h s ti S K hoch v u t
30 ngy;
trn.
(bn sao), Quyt nh ph duyt TKBVTC-DT, H s d n hoc thit k bn v
thi cng-d ton, Quyt nh ph duyt k hoch u thu (bn sao), Vn bn
ca nh ti tr nu c (bn sao c cng chng), Q thnh lp T chuyn gia
hoc thu t vn (bn gc - km theo cc chng ch u thu ca cc thnh
vin),
Ngoi ra, tng hnh thc u thu cn c cc h s sau:
+ i vi u thu rng ri, hn ch: ti liu thng bo mi thu hc
th mi (bn gc), danh sch nh thu mua HSMT (bn gc), bin bn ng
thu (bn gc), danh sch nh thu np h s d thu (bn gc), Quyt nh ph
duyt HSMT (bn sao), H s mi thu pht hnh (bn gc), cc h s d
thu (bn gc- ti xut v mt k thut, ti xut v mt ti chnh), Bin
bn m thu h s xut v mt k thut (bn gc), Bin bn m thu h s
xut v mt ti chnh (bn gc), Bo co nh gi HSDT (bn gc), Q ph
duyt nh thu vt qua bc nh gi k thut (bn gc), Q ph duyt xp
hng nh thu (bn gc), cc vn bn lin quan n qu trnh u thu (lm r
36
sa i, b sung HSMT, vn bn ca ch u t ngh lm r h s d thu,

vn bn gii thch h s d thu ca nh thu,). Ngoi nhng phn chung trn,
cn c:
u thu hn ch: Q ph duyt danh sch nh thu tham gia u thu
hn ch (bn gc)
u thu rng ri c t chc la chn nh thu mi tham gia u
thu: Quyt nh ph duyt h s mi quan tm (bn gc), h s mi quan tm
(bn gc), cc h s quan tm (bn gc), Bo co nh gi h s quan tm (bn
gc), Quyt nh ph duyt danh sch nh thu mi tham gia u thu.
+ i vi ch nh thu gi thu >500 triu ng: Quyt nh ph duyt
h s yu cu (bn sao), h s yu cu pht hnh (bn gc), h s xut
(bn gc- ti xut v mt k thut, ti xut v mt ti chnh), Bin bn tip
nhn h s xut (bn gc), Bo co nh gi h s xut (bn gc), cc
vn bn lin quan n qu trnh u thu (lm r sa i, b sung h s yu cu,
vn bn ca ch u t ngh lm r h s xut, vn bn gii thch h s
xut ca nh thu,)
- S lng h s:
+ UBND tnh: 01 b
d. Thi hn gii quyt:
- C quan c thm quyn quyt nh: UBND tnh
i. L ph (nu c): Ph thm nh kt qu la chn nh thu: 0,01% gi gi
thu nhng ti thiu 500.000 ng v ti a l 30.000.000 ng
01/4/2006;
01/7/2004
8. Th tc: Thm nh Kt qu la chn nh thu cho gi thu xy
lp, mua sm hng ha (i vi gi thu thuc thm quyn ph duyt ca
UBND tnh)
37
a. Trnh t thc hin:

30 ngy;
trn.
- Thnh phn h s, bao gm: T trnh (bn chnh), Quyt nh u t (bn sao),
Quyt nh ph duyt TKBVTC-DT, H s d n hoc thit k bn v thi cngd ton, Quyt nh ph duyt k hoch u thu (bn sao), Vn bn ca nh ti
tr nu c (bn sao c cng chng), h s mi thu pht hnh (bn gc), Q
thnh lp T chuyn gia hoc thu t vn (bn gc - km theo cc chng ch u
thu ca cc thnh vin)
thu (bn gc), Bin bn m thu (bn gc), Bo co nh gi HSDT (bn gc),
Q ph duyt nh thu vt qua bc nh gi k thut (bn gc), Q ph
duyt xp hng nh thu (bn gc), cc vn bn lin quan n qu trnh u thu
(lm r sa i, b sung HSMT, vn bn ca ch u t ngh lm r h s d
thu, vn bn gii thch h s d thu ca nh thu,). Ngoi nhng phn
chung trn, cn c:
hn ch (bn gc);
u thu rng ri c t chc s tuyn: Quyt nh ph duyt h s mi
s tuyn (bn gc), h s mi s tuyn (bn gc), cc h s d s tuyn, Bo
co nh gi h s d s tuyn (bn gc), Quyt nh ph duyt kt qu s
tuyn.
+ i vi ch nh thu gi thu >1.000 triu ng: Quyt nh ph
duyt h s yu cu (bn sao), h s yu cu pht hnh (bn gc), h s
xut (bn gc), Bin bn tip nhn h s xut, Bo co nh gi h s xut
(bn gc), cc vn bn lin quan n qu trnh u thu (lm r sa i, b sung
h s yu cu, vn bn ca ch u t ngh lm r h s xut, vn bn gii
thch h s xut ca nh thu,)
+ i vi cho hng cnh tranh gi thu >1.000 triu ng: Quyt
nh ph duyt h s yu cho hng (bn sao), h s yu cu cho hng pht
38
hnh (bn gc), ti liu thng bo mi cho hng (bn gc), danh sch nh thu
nhn h s yu cu cho hng (bn gc), bin bn ng thu (bn gc), danh
sch nh thu np bo gi (bn gc), Bin bn tip nhn cc bo gi (bn gc),
Bo co nh gi cc bo gi (bn gc), cc vn bn lin quan n qu trnh
cho hng (lm r sa i, b sung h s yu cu cho hng, vn bn ca ch
u t ngh lm r bo gi, vn bn gii thch bo gi ca nh thu,)
- S lng h s:
+ UBND tnh: 01 b
d. Thi hn gii quyt:
- C quan c thm quyn quyt nh: UBND tnh
k. Tn mu n, mu t khai: Bo co nh gi h s d thu i vi gi
thu mua sm hng ha, xy lp c ban hnh ti Quyt nh s
1121/2008/Q-BKH ngy 03/9/2008 ca B K hoch v u t
01/4/2006;
01/7/2004
nh km mu Bo co nh gi h s d thu i vi gi thu mua sm
hng ha, xy lp c ban hnh ti Quyt nh s 1121/2008/Q-BKH ngy
03/9/2008 ca B K hoch v u t MauBCDG_HSDT.doc
9. Th tc: Thm nh v ph duyt Kt qu la chn nh thu cho
gi thu t vn (i vi gi thu S K hoch v u t ph duyt)
a. Trnh t thc hin:
39

20 ngy;
trn.
- Bc 4: Tr kt qu sau 20 ngy k t ngy nhn y h s
(bn sao), Quyt nh ph duyt TKBVTC-DT, H s d n hoc thit k bn v
thi cng-d ton, Quyt nh ph duyt k hoch u thu (bn sao), Vn bn
ca nh ti tr nu c (bn sao c cng chng), Q thnh lp T chuyn gia
hoc thu t vn (bn gc - km theo cc chng ch u thu ca cc thnh
vin),
thu (bn gc- ti xut v mt k thut, ti xut v mt ti chnh), Bin
bn m thu h s xut v mt k thut (bn gc), Bin bn m thu h s
xut v mt ti chnh (bn gc), Bo co nh gi HSDT (bn gc), Q ph
duyt nh thu vt qua bc nh gi k thut (bn gc), Q ph duyt xp
hng nh thu (bn gc), cc vn bn lin quan n qu trnh u thu (lm r
sa i, b sung HSMT, vn bn ca ch u t ngh lm r h s d thu,
vn bn gii thch h s d thu ca nh thu,). Ngoi nhng phn chung trn,
cn c:
hn ch (bn gc)
u thu rng ri c t chc la chn nh thu mi tham gia u
thu: Quyt nh ph duyt h s mi quan tm (bn gc), h s mi quan tm
(bn gc), cc h s quan tm (bn gc), Bo co nh gi h s quan tm (bn
gc), Quyt nh ph duyt danh sch nh thu mi tham gia u thu.
+ i vi ch nh thu gi thu >500 triu ng: Quyt nh ph duyt
h s yu cu (bn sao), h s yu cu pht hnh (bn gc), h s xut
(bn gc- ti xut v mt k thut, ti xut v mt ti chnh), Bin bn tip
nhn h s xut (bn gc), Bo co nh gi h s xut (bn gc), cc
vn bn lin quan n qu trnh u thu (lm r sa i, b sung h s yu cu,
vn bn ca ch u t ngh lm r h s xut, vn bn gii thch h s
xut ca nh thu,)
- S lng h s:
d. Thi hn gii quyt:
40

ph duyt
01/4/2006;
01/7/2004
10. Th tc: Thm nh v ph duyt Kt qu la chn nh thu cho
gi thu xy lp, mua sm hng ha (i vi gi thu S K hoch v u
t ph duyt)
a. Trnh t thc hin:
20 ngy;
trn.
- Bc 4: Tr kt qu sau 20 ngy k t ngy nhn y h s
- Thnh phn h s, bao gm: T trnh (bn chnh), Quyt nh u t (bn sao),
Quyt nh ph duyt TKBVTC-DT, H s d n hoc thit k bn v thi cngd ton, Quyt nh ph duyt k hoch u thu (bn sao), Vn bn ca nh ti
tr nu c (bn sao c cng chng), h s mi thu pht hnh (bn gc), Q
thnh lp T chuyn gia hoc thu t vn (bn gc - km theo cc chng ch u
thu ca cc thnh vin)
41

thu (bn gc), Bin bn m thu (bn gc), Bo co nh gi HSDT (bn gc),
Q ph duyt nh thu vt qua bc nh gi k thut (bn gc), Q ph
duyt xp hng nh thu (bn gc), cc vn bn lin quan n qu trnh u thu
(lm r sa i, b sung HSMT, vn bn ca ch u t ngh lm r h s d
thu, vn bn gii thch h s d thu ca nh thu,). Ngoi nhng phn
chung trn, cn c:
hn ch (bn gc);
u thu rng ri c t chc s tuyn: Quyt nh ph duyt h s mi
s tuyn (bn gc), h s mi s tuyn (bn gc), cc h s d s tuyn, Bo
co nh gi h s d s tuyn (bn gc), Quyt nh ph duyt kt qu s
tuyn.
+ i vi ch nh thu gi thu >1.000 triu ng: Quyt nh ph
duyt h s yu cu (bn sao), h s yu cu pht hnh (bn gc), h s
xut (bn gc), Bin bn tip nhn h s xut, Bo co nh gi h s xut
(bn gc), cc vn bn lin quan n qu trnh u thu (lm r sa i, b sung
h s yu cu, vn bn ca ch u t ngh lm r h s xut, vn bn gii
thch h s xut ca nh thu,)
+ i vi cho hng cnh tranh gi thu >1.000 triu ng: Quyt
nh ph duyt h s yu cho hng (bn sao), h s yu cu cho hng pht
hnh (bn gc), ti liu thng bo mi cho hng (bn gc), danh sch nh thu
nhn h s yu cu cho hng (bn gc), bin bn ng thu (bn gc), danh
sch nh thu np bo gi (bn gc), Bin bn tip nhn cc bo gi (bn gc),
Bo co nh gi cc bo gi (bn gc), cc vn bn lin quan n qu trnh
cho hng (lm r sa i, b sung h s yu cu cho hng, vn bn ca ch
u t ngh lm r bo gi, vn bn gii thch bo gi ca nh thu,)
- S lng h s:
d. Thi hn gii quyt:
42
k. Tn mu n, mu t khai: Bo co nh gi h s d thu i vi gi
thu mua sm hng ha, xy lp c ban hnh ti Quyt nh s
1121/2008/Q-BKH ngy 03/9/2008 ca B K hoch v u t
01/4/2006;
01/7/2004
nh km mu Bo co nh gi h s d thu i vi gi thu mua sm
hng ha, xy lp c ban hnh ti Quyt nh s 1121/2008/Q-BKH ngy
03/9/2008 ca B K hoch v u t MauBCDG_HSDT.doc
III. Lnh vc cp giy chng nhn u t nc ngoi
1. Th tc: Giy xc nhn Hi ng thnh vin v Ban Gim c (nu
doanh nghip c nhu cu xc nhn, quy nh khng bt buc)
a. Trnh t thc hin:
- Bc 1: Doanh nghip hon thin h s v np h s ti S K hoch v
u t.
- Bc 2: S K hoch v u t tip nhn h s, kim tra tnh hp l v
y ca h s v vit giy hn ngy tr h s.
- Bc 3: Doanh nghip n nhn kt qu ti S K hoch v u t hoc
tr kt qu qua ng bu in.
b. Cch thc thc hin: Np h s trc tip ti S KH&T hoc Thng
qua h thng bu chnh
- Vn bn ngh xc nhn Hi ng thnh vin v Ban Gim c
- Bin bn hp ca Hi ng thnh vin c y ch k ca cc thnh
vin
- Quyt nh ca Ch s hu Cng ty
- H chiu hoc CMND ca cc thnh vin v Ban Gim c (bn sao c
cng chng)
- S lng h s: 01 b
d. Thi hn gii quyt: 3 ngy lm vic k t khi nhn h s hp l
- C quan phi hp (nu c): khng
43
h. Kt qu thc hin th tc hnh chnh: Giy xc nhn

i. L ph (nu c): khng
k. Tn mu n, mu t khai: Khng
l. Yu cu, iu kin thc hin th tc hnh chnh (nu c): khng
- Lut u t s 59
- Lut Doanh nghip s 60
- Ngh nh 108/2006/N-CP ngy 22/9/2006 ca Chnh ph Quy nh
chi tit v hng dn mt s iu ca Lut u t
- Ngh nh 88/2006/N-CP ngy 29/8/2006 ca Chnh ph v ng k
kinh doanh
2. Th tc: Giy chng nhn vn phng i din
a. Trnh t thc hin:
u t.
- Bc 3: S K hoch v u t trnh y ban nhn dn tnh k Giy
chng nhn vn phng i din
- Bc 4: Doanh nghip n nhn kt qu ti S K hoch v u t
qua h thng bu chnh
- Vn bn ng k m vn phng i din
- Giy chng nhn u t (bn sao c cng chng)
- iu l Cng ty (bn sao)
- Quyt nh (bn chnh) v Bin bn hp ca Hi ng thnh vin (bn
sao c cng chng) i vi Cng ty TNHH 2 thnh vin tr ln, ca Ch s hu
cng ty hoc Ch tch Cng ty hoc Hi ng thnh vin i vi Cng ty TNHH
1 thnh vin, ca Hi ng qun tr i vi Cng ty c phn.
- Quyt nh b nhim ngi ng u vn phng i din v H chiu
hoc CMND ca ngi ng u vn phng i din (bn sao c cng chng).
- Hp ng thu a im.
- S lng h s: 03 b
44
h. Kt qu thc hin th tc hnh chnh: Giy chng nhn vn phng i

din
k. Tn mu n, mu t khai: khng
- Lut u t s 59
kinh doanh
3. Th tc: Giy chng nhn chi nhnh
a. Trnh t thc hin:
u t.
chng nhn vn phng i din
qua h thng bu chnh
- Vn bn ng k m chi nhnh
- Giy chng nhn u t (bn sao c cng chng)
- iu l Cng ty (bn sao)
1 thnh vin, ca Hi ng qun tr i vi Cng ty c phn.
- Quyt nh b nhim ngi ng u chi nhnh v H chiu hoc
CMND ca ngi ng u chi nhnh (bn sao c cng chng).
- Hp ng thu a im
- i vi chi nhnh kinh doanh cc ngnh ngh phi c chng ch hnh
ngh th phi c chng ch hnh ngh ca ngi ng u hoc cp ph ca
ngi ng u chi nhnh (bn sao c cng chng).
- S lng h s: 03 b
45

h. Kt qu thc hin th tc hnh chnh: Giy chng nhn chi nhnh
k. Tn mu n, mu t khai: khng
- Lut u t s 59
kinh doanh
4. Th tc: Giy chng nhn u t (gn vi thnh lp doanh
nghip) i vi D n thm tra u t (D n t 300 t ng tr ln v
khng thuc lnh vc u t c iu kin)
a. Trnh t thc hin:
- Bc 1: T chc, c nhn hon thin h s v np h s ti S K hoch
v u t.
- Bc 3: S K hoch v u t gi vn bn n cc s ngnh lin quan
ly kin v tng hp trnh y ban nhn dn tnh k Giy chng nhn u t
qua h thng bu chnh
* H s ng k u t:
- Vn bn ng k u t (theo mu)
- Bo co nng lc ti chnh ca nh u t
- Hp ng hp tc kinh doanh i vi hnh thc u t theo hp ng
hp tc kinh doanh.
- D n u t
- Thng bo tha thun a im
* H s ng k kinh doanh:
+ i vi Cng ty TNHH 1 thnh vin
- D tho iu l cng ty c y ch k ca ch s hu cng ty, ngi
i din theo php lut ca cng ty.
- H chiu (bn sao c cng chng) nu ch s hu l c nhn; Giy
chng nhn ng k kinh doanh (bn sao c cng chng) nu ch s hu l t
46
chc km theo H chiu ca ngi i din theo php lut ca doanh nghip
(bn sao c cng chng).
- Danh sch ngi i din theo y quyn i vi cng ty TNHH 1 thnh
vin c t chc qun l theo quy nh ti khon 3 iu 67 Lut Doanh nghip
lp theo mu do B K hoch v u t qui nh. Km theo bn sao hp l
CMND hoc h chiu ca tng i din theo y quyn.
- Vn bn y quyn ca ch s hu cho ngi c y quyn i vi
trng hp ch s hu cng ty l t chc km theo H chiu ca ngi c y
quyn (bn sao c cng chng).
+ i vi Cng ty TNHH 2 thnh vin tr ln v Cng ty C phn
- D tho iu l cng ty. D tho iu l cng ty phi c y ch k
ca cc thnh vin hoc ngi i din theo y quyn i vi cng ty TNHH 2
thnh vin tr ln; ca ngi i din theo php lut, ca cc c ng sng lp
hoc ngi i din theo y quyn ca c ng sng lp i vi cng ty CP.
- Danh sch thnh vin Cng ty TNHH 2 thnh vin tr ln, danh sch c
ng sng lp cng ty c phn theo mu do B K hoch v u t qui nh.
Km theo danh sch thnh vin hoc danh sch c ng sng lp phi c:
(i). H chiu hoc CMND (bn sao c cng chng) i vi thnh vin
sng lp hoc c ng sng lp l c nhn.
(ii). Giy chng nhn ng k kinh doanh (bn sao c cng chng), H
chiu (bn sao c cng chng) ca ngi i din theo y quyn v quyt nh
y quyn tng ng i vi thnh vin sng lp hoc c ng sng lp l php
nhn.
- S lng h s: 08 b
e. i tng thc hin th tc hnh chnh: T chc hoc c nhn
- C quan phi hp (nu c): cc S, ngnh lin quan (nh Ti nguynMi trng, Xy dng, Vn ha, Th thao & Du lch, Cng thng,)
h. Kt qu thc hin th tc hnh chnh: Giy chng nhn u t
k. Tn mu n, mu t khai: mu Bn ng k/ ngh cp Giy chng
nhn u t; mu danh sch thnh vin sng lp; mu danh sch c ng sng
lp. nh km theo th tc ny cc mu theo Quyt nh s 1088/2006/QBKH ngy 19/10/2006 ca B K hoch v u t v vic ban hnh cc mu
vn bn thc hin th tc u t ti Vit Nam; Thng t 03/2006/TT-BKH ngy
19/10/2006 ca B K hoch v u t hng dn mt s ni dung v h s,
trnh t, th tc ng k kinh doanh theo qui nh ti Ngh nh 88/2006/N-CP
ngy 29/8/2006 v ng k kinh doanh.
47

- Lut u t s 59;
- Lut Doanh nghip s 60;
chi tit v hng dn mt s iu ca Lut u t;
kinh doanh;
- Quyt nh s 1088/Q-BKH ngy 19/10/2006 ca B trng B K
hoch v u t v vic ban hnh cc mu vn bn thc hin th tc u t ti
Vit Nam.
BN NG K/ NGH CP GIY CHNG NHN U T
[01]
[02]
Knh gi:
Nh u t:
ng k thnh lp t chc kinh t thc hin d n u t vi ni dung
sau:
I. Ni dung ng k thnh lp doanh nghip:
[03]
1. Tn doanh nghip:
[04]
2. a ch tr s chnh:
[05]
Chi nhnh/Vn phng i din (nu c)
[06]
3. Loi hnh doanh nghip ng k thnh lp:
[07]
4. Ngi i din theo php lut ca doanh nghip:
[08]
5. Ngnh, ngh kinh doanh:
[09]
6. Vn ca doanh nghip:
[10]
7. Vn php nh:
II. Ni dung d n u t:
[11]
1. Tn d n u t:
[12]
2. a im thc hin d n:
;Din tch t d kin s dng:
48
[13]
3. Mc tiu v quy m ca d n:
[14]
4. Vn u t thc hin d n:
[15]
Trong : Vn gp thc hin d n
[16]
5. Thi hn hot ng:
[17]
6. Tin thc hin d n:
[18]
7. Kin ngh c hng u i u t:
III. Nh u t cam kt:

1. V tnh chnh xc ca ni dung h s u t;
2. Chp hnh nghim chnh cc quy nh ca php lut Vit Nam v cc quy
nh ca Giy chng nhn u t
.. ..., ngy ... thng ...... nm ....
NH U T
[19]
[20]
H s km theo:
49
Ph lc I-8
DANH SCH THNH VIN I VI CNG TY TRCH NHIM HU HN
C T HAI THNH VIN TR LN
S TT
Tn
thnh vin
sng lp
a ch
Quyt nh thnh
lp
(1)
(2)
(3)
(4)
Tng gi tr
vn gp
Vn gp
Phng thc
gp vn
Thi im
gp vn
Ch k
ca thnh
vin
Ghi ch
(5)
(6)
(7)
(8)
(9)
......, ngy ........ thng ........ nm .........

i din theo php lut ca doanh nghip
(K v ghi r h tn)
Ph lc I-9
DANH SCH C NG SNG LP I VI CNG TY C PHN
Vn gp
S TT
(1)
Tn
C ng
sng lp
a ch
(2)
(3)
(4)
Loi c phn
Ph thng
.....
Tng s
c phn
Quyt nh
thnh lp
S lng
Gi tr
S
lng
(5)
(6)
(7)
Ch k
Gi tr
S
lng
Gi
tr
Thi
im
gp vn
(8)
(9)
(10)
(11)
ca c ng
sng lp
(12)
......, ngy ........ thng ........ nm .........

i din theo php lut ca doanh nghip
(K v ghi r h tn)
51
5. Th tc: Giy chng nhn u t (gn vi thnh lp doanh

nghip) i vi D n ng k u t (D n di 300 t ng v khng
thuc lnh vc u t c iu kin)
a. Trnh t thc hin:
v u t.
chng nhn u t.
qua h thng bu chnh
* H s ng k u t:
hp tc kinh doanh.
- D n u t
nhn.
- S lng h s: 03 b
lp nh mu nh km ti th tc Giy chng nhn u t gn vi thnh lp
doanh nghip i vi D n thm tra u t - D n t 300 t ng tr ln v
khng thuc lnh vc u t c iu kin theo Quyt nh s 1088/2006/QBKH ngy 19/10/2006 ca B K hoch v u t v vic ban hnh cc mu
ngy 29/8/2006 v ng k kinh doanh. Gm mu n v ph lc I-8, ph lc I9.
- Lut u t s 59;
kinh doanh;
Vit Nam.
53
6. Th tc: Giy chng nhn u t (gn vi thnh lp doanh nghip)

i vi D n thm tra u t (D n di 300 t ng v thuc lnh vc
u t c iu kin)
a. Trnh t thc hin:
v u t.
qua h thng bu chnh
* H s ng k u t:
hp tc kinh doanh.
- D n u t
- Vn bn xc nhn vn php nh i vi ngnh ngh kinh doanh theo
qui nh phi c vn php nh
- Chng ch hnh ngh (bn sao c cng chng) ca Gim c (Tng
Gim c) v c nhn khc i vi Cng ty TNHH 2 thnh vin tr ln v cng
ty c phn nu cng ty kinh doanh ngnh ngh theo qui nh phi c chng ch
hnh ngh.
54

nhn.
- S lng h s: 08 b
l. Yu cu, iu kin thc hin th tc hnh chnh (nu c): Vn bn xc
nhn vn php nh; Chng ch hnh ngh
55
- Lut u t s 59;
- Lut kinh doanh bt ng sn
- Lut xy dng
kinh doanh;
chi tit v hng dn thi hnh Lut kinh doanh bt ng sn;
Vit Nam.
7. Th tc: Giy chng nhn u t (gn vi thnh lp doanh nghip)
i vi D n thm tra u t (D n t 300 t ng tr ln v thuc lnh
vc u t c iu kin)
a. Trnh t thc hin:
v u t.
- Bc 3: S K hoch v u t gi vn bn n cc s v b ngnh lin
quan ly kin v tng hp trnh y ban nhn dn tnh k Giy chng nhn u
t
qua h thng bu chnh
* H s ng k u t:
hp tc kinh doanh.
- D n u t
56
hnh ngh.
nhn.
- S lng h s: 08 b
57

- Lut u t s 59;
- Lut xy dng
kinh doanh;
Vit Nam.
8. Th tc: Giy chng nhn u t (khng gn vi thnh lp doanh
nghip) i vi D n ng k u t (D n di 300 t ng v khng
a. Trnh t thc hin:
v u t.
chng nhn u t.
qua h thng bu chnh
58

* H s ng k u t:
hp tc kinh doanh.
- D n u t
- S lng h s: 03 b
nhn u t nh mu n nh km ti th tc Giy chng nhn u t gn vi
thnh lp doanh nghip i vi D n thm tra u t - D n t 300 t ng tr
ln v khng thuc lnh vc u t c iu kin theo Quyt nh s
1088/2006/Q-BKH ngy 19/10/2006 ca B K hoch v u t v vic ban
hnh cc mu vn bn thc hin th tc u t ti Vit Nam; Thng t
03/2006/TT-BKH ngy 19/10/2006 ca B K hoch v u t hng dn mt
s ni dung v h s, trnh t, th tc ng k kinh doanh theo qui nh ti Ngh
nh 88/2006/N-CP ngy 29/8/2006 v ng k kinh doanh.
- Lut u t s 59;
kinh doanh;
Vit Nam.
9. Th tc: Giy chng nhn u t (khng thnh lp doanh nghip)
i vi D n thm tra u t (D n di 300 t ng v thuc lnh vc
u t c iu kin)
a. Trnh t thc hin:
59
- Bc
1: T chc, c nhn hon thin h s v np h s ti S K hoch
v u t.
qua h thng bu chnh
* H s ng k u t:
hp tc kinh doanh.
- D n u t
hnh ngh.
- S lng h s: 08 b
60

- Lut u t s 59;
- Lut xy dng
kinh doanh;
Vit Nam.
10. Th tc: Giy chng nhn u t (khng thnh lp doanh
a. Trnh t thc hin:
v u t.
qua h thng bu chnh
* H s ng k u t:
hp tc kinh doanh.
- D n u t
61

hnh ngh.
- S lng h s: 08 b
nh 88/2006/N-CP ngy 29/8/2006 v ng k kinh doanh..
- Lut u t s 59;
- Lut xy dng
kinh doanh;
Vit Nam.
62
11. Th tc: Giy chng nhn u t (khng thnh lp doanh

khng thuc lnh vc u t c iu kin)
a. Trnh t thc hin:
v u t.
qua h thng bu chnh
* H s ng k u t:
hp tc kinh doanh.
- D n u t
- S lng h s: 08 b
63

- Lut u t s 59;
kinh doanh;
Vit Nam.
12. Th tc: Giy chng nhn u t iu chnh (gm c: thay i b
sung ngnh ngh kinh doanh; thay i a ch tr s doanh nghip hoc a im
thc hin d n; i tn doanh nghip; thay i c ng sng lp Cng ty c
phn; thay i thnh vin cng ty TNHH 2 thnh vin tr ln; thay i ngi i
din theo php lut; thay i vn iu l, vn u t, tin thc hin d n).
a. Trnh t thc hin:
- Bc 1: T chc, c nhn hon thin h s theo hng dn ti mc 7 ca
biu ny v np h s ti S K hoch v u t.
chng nhn u t iu chnh
qua h thng bu chnh
- Vn bn ngh iu chnh Giy chng nhn u t
- Giy chng nhn u t (bn sao)
1 thnh vin, ca Hi ng qun tr i vi Cng ty c phn v ni dung cn
iu chnh hay thay i c cp trn.
- Cc giy t c lin quan khc nh hp ng thu nh (c cng chng)
hay thng bo a im ca UBND tnh (bn sao cng chng); hp ng chuyn
nhng vn (c cng chng); CMND hoc h chiu ca thnh vin, c ng
hay ngi i din theo php lut (bn sao cng chng).
- i vi trng hp b sung cc ngnh ngh phi c chng ch hnh
ngh th phi c chng ch hnh ngh ca ngi ng u hoc cp ph ca
64
ngi ng u chi nhnh (bn sao c cng chng), hoc b sung ngnh ngh
qui nh phi c xc nhn vn php nh.
- i vi cc lnh vc u t c iu kin phi p ng iu kin theo quy
nh.
- S lng h s: 03 b
h. Kt qu thc hin th tc hnh chnh: Giy chng nhn u t iu
chnh
nhn u t nh mu n nh km ti th tc ny.
nhn vn php nh; Chng ch hnh ngh i vi trng hp b sung ngnh
ngh kinh doanh c iu kin
- Lut u t s 59;
- Lut Xy dng;
- Lut kinh doanh bt ng sn;
kinh doanh;
Vit Nam.
nh km mu theo ph lc I-6 v ph lc I-4 ca Quyt nh s
hnh cc mu vn bn thc hin th tc u t ti Vit Nam.
Ph lc I-6
(Mu n km theo th tc 12)
Bn ng k/ ngh iu chnh Giy chng nhn u t

(i vi trng hp Giy chng nhn u t gn vi thnh lp doanh nghip)
65

BN NG K/ NGH IU CHNH GIY CHNG NHN U T

[01]
[02]
Knh gi:
Nh u t:
ng k/ ngh iu chnh Giy chng nhn u t (s, ngy cp, ni cp)

vi ni dung sau:
(Ghi ni dung quy nh ti Giy chng nhn u t v ni dung ngh
iu chnh nu c trong cc mc di y)
I. ng k iu chnh ni dung kinh doanh
[03]
1. Tn doanh nghip:
[04]
2. a ch tr s chnh:
[05]
Chi nhnh/Vn phng i din (nu c):
[06]
3. Loi hnh doanh nghip:
[07]
4. Ngi i din theo php lut ca doanh nghip:
[08]
[09]
6. Vn ca doanh nghip:
[10]
7. Vn php nh:
II. iu chnh ni dung d n u t
[11]
1. Tn d n u t:
[12]
2. a im thc hin d n:
[13]
3. Mc tiu v quy m ca d n:
[14]
4. Vn u t thc hin d n:
[15]
[16]
5. Thi hn hot ng:
[17]
6. Tin thc hin d n:
[18]
; Din tch t d kin s dng:
III. Nh u t cam kt:
66
1. V tnh chnh xc ca ni dung h s iu chnh;

2. Chp hnh nghim chnh cc quy nh ca php lut Vit Nam v cc quy
.. ..., ngy ... thng ...... nm ....
NH U T
[19]
[20]
H s km theo:
Ph lc I-4

(i vi trng hp Giy chng nhn u t khng gn vi thnh lp doanh nghip/hoc Chi
nhnh)


[01]
Knh gi:
[02] Nh u t:
ng k/ ngh iu chnh Giy chng nhn u t (s, ngy cp, ni
cp) vi ni dung sau:
(Ghi ni dung quy nh ti Giy chng nhn u t v ni dung
ngh iu chnh nu c trong cc mc di y)
[11] 1. Tn d n u t:
[12] 2. a im thc hin d n:
[13] 3. Mc tiu v quy m ca d n:

[14] 4. Vn u t thc hin d n:
[15] Trong : Vn gp thc hin d n
[16] 5. Thi hn hot ng:
[17] 6. Tin thc hin d n:
[18] 7. Kin ngh c hng u i u t:
8. Nh u t cam kt:
a) V tnh chnh xc ca ni dung h s iu chnh;
67
b) Chp hnh nghim chnh cc quy nh ca php lut Vit Nam v cc

quy nh ca Giy chng nhn u t
.. ..., ngy ... thng ...... nm ....
NH U T
[19]
[20]
H s km theo:
IV. Lnh vc cp giy chng nhn u t trong nc

1. Th tc: Cp Giy chng nhn u t cho d n u t t 300 t
ng tr ln v khng thuc lnh vc u t c iu kin.
a. Trnh t thc hin:
- Bc 1: C nhn, t chc hon thin h s v np h s ti S K hoch
v u t
- Bc 2: S K hoch v u t tip nhn h s, kim tra tnh hp l,
y ca h s
+ Trng hp h s khng y , hp l, yu cu c nhn t chc b
sung, hon thin
+ Trng hp h s y , hp l, vit giy hn ngy tr kt qu v t
chc thm nh h s, chuyn h s n cc s, b ngnh c lin quan ly
kin
- Bc 3: Hon thin h s trnh UBND tnh cp giy chng nhn u t.
Trng hp UBND tnh khng cp giy chng nhn, tr li cho S K hoch v
u t bit S tr li cho c nhn, t chc bit, nu r l do
- Bc 4: C nhn, t chc n nhn kt qu ti S K hoch v u t
b. Cch thc thc hin: Np h s trc tip ti S K hoch v u t
hoc Thng qua h thng bu chnh.
- Thnh phn h s, bao gm:
+ Vn bn ng k u t (bn chnh)
+ Giy chng nhn ng k kinh doanh/bn sao CMND (bn sao c
cng chng)
+ Bo co nng lc ti chnh ca nh u t (bn chnh)
+ Hp ng hp tc kinh doanh i vi hnh thc u t theo hp ng
hp tc kinh doanh (bn sao c cng chng).
+ Gii trnh kinh t - k thut (bn chnh)
+ Thng bo tha thun a im (bn sao)
- S lng h s: 8 b
e. i tng thc hin th tc hnh chnh: T chc, c nhn
68

- C quan phi hp (nu c): cc S, ngnh lin quan (nh Ti nguynMi trng, Xy dng, Vn ho th thao v Du lch, Cng thng, Cc
Thu,).
h. Kt qu thc hin th tc hnh chnh: giy chng nhn
i. L ph (nu c): Khng.
k. Tn mu n, mu t khai: Bn ng k/ ngh cp Giy chng nhn
u t theo mu nh km theo th tc ny.
- Lut u t s 59/2005/QH11 ngy 29/11/2005
- Lut Doanh nghip s 60/2005/QH11 ngy 29/11/2005
kinh doanh
- Quyt nh s 1088/Q-BKH ngy 19/10/2006 ca B K hoch v u
t v vic ban hnh cc mu vn bn thc hin th tc u t ti Vit Nam
Ph lc I-1
Bn ng k/ ngh cp Giy chng nhn u t
(i vi trng hp khng gn vi thnh lp doanh nghip/hoc Chi nhnh)
BN NG K/ NGH CP GIY CHNG NHN U T
[01]
[02]
[11]
[12]
[13]
[14]
[15]
[16]
[17]
[18]
Knh gi:
Nh u t :
ng k thc hin d n u t vi ni dung sau:
1. Tn d n u t:
2. a im:
3. Mc tiu, quy m ca d n:
4. Vn u t d kin thc hin d n:
5. Thi hn hot ng:
6. Tin thc hin d n:
8. Nh u t cam kt:
69
a) V tnh chnh xc ca ni dung ca h s u t;

b) Chp hnh nghim chnh cc quy nh ca php lut Vit Nam v cc quy
.. ..., ngy ... thng ...... nm ....
NH U T
H s km theo:
2. Th tc: Cp Giy chng nhn u t cho d n u t t 300 t

ng tr ln v thuc lnh vc u t c iu kin.
a. Trnh t thc hin:
- Bc 1: C nhn, t chc hon thin h v np h s ti S K hoch v
u t
y ca h s
sung, hon thin
kin
hoc thng qua h thng bu chnh
+ Giy chng nhn ng k kinh doanh/Giy CMND (bn sao c cng
chng)
+ Gii trnh kh nng p ng iu kin (bn chnh)
- S lng h s: 8 b
70

- C quan phi hp (nu c): cc S, ngnh v B ngnh lin quan (nh
Ti nguyn-Mi trng, Xy dng, Vn ho Th thao v Du lch, Cng thng,
Cc Thu).
Bn ng k/ ngh cp Giy chng nhn u t theo mu (ph lc I-1)
nh km ti th tc Cp Giy chng nhn u t cho d n u t t 300 t
ng tr ln v khng thuc lnh vc u t c iu kin
- Vn bn xc nhn vn php nh (Ngh nh 153/2007/N-CP ngy
15/10/2007 ca Chnh ph Quy nh chi tit v hng dn thi hnh Lut kinh
doanh bt ng sn; Ngh nh 88/2006/N-CP ngy 29/8/2006 ca Chnh ph
v ng k kinh doanh).
- Chng ch hnh ngh (Ngh nh 88/2006/N-CP ngy 29/8/2006 ca
Chnh ph v ng k kinh doanh).
- Lut u t s 59/2005/QH11 ngy 29/11/2005
kinh doanh
chi tit v hng dn thi hnh Lut kinh doanh bt ng sn
3. Th tc: Cp Giy chng nhn u t cho d n u t di 300
t ng v thuc lnh vc u t c iu kin.
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
71

kin
hoc thng qua h thng bu chnh.
chng)
+ Gii trnh kh nng p ng iu kin (bn chnh)
- S lng h s: 8 b
Thu).
ng tr ln v khng thuc lnh vc u t c iu kin.
- Vn bn xc nhn vn php nh (Ngh nh 153/2007/N-CP ngy
15/10/2007 ca Chnh ph Quy nh chi tit v hng dn thi hnh Lut kinh
doanh bt ng sn; Ngh nh 88/2006/N-CP ngy 29/8/2006 ca Chnh ph
v ng k kinh doanh).
72
- Chng ch hnh ngh (Ngh nh 88/2006/N-CP ngy 29/8/2006 ca

Chnh ph v ng k kinh doanh).
- Lut u t s 59/2005/QH11 ngy 29/11/2005
kinh doanh
chi tit v hng dn thi hnh Lut kinh doanh bt ng sn
4. Th tc: Cp Giy chng nhn u t cho d n u t di 300
t ng v khng thuc lnh vc u t c iu kin.
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
kin (nu cn thit)
- Bc 4: C nhn, t chc n nhn kt qu ti S K hoch v u t.
hoc Thng qua h thng bu chnh.
chng)
+ Thng bo tha thun a im (bn sao).
- S lng h s: 3 b
73

Thu,).
ng tr ln v khng thuc lnh vc u t c iu kin
- Lut u t s 59/2005/QH11 ngy 29/11/2005
kinh doanh
5. Th tc: ng k iu chnh d n u t.
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
kin
- Bc 3: Hon thin h s trnh UBND tnh cp giy chng nhn u t
iu chnh. Trng hp UBND tnh khng cp giy chng nhn, tr li cho S
K hoch v u t bit S tr li cho c nhn, t chc bit, nu r l do
74

+ Bn ng k iu chnh Giy chng nhn u t (bn chnh)
+ Bn sao giy chng nhn u t
+ D n u t iu chnh.
- S lng h s: 3 b
Thu,).
Bn ng k/ ngh iu chnh Giy chng nhn u t theo mu ph
lc I-4 km theo th tc ny.
- Lut u t s 59/2005/QH11 ngy 29/11/2005
kinh doanh
Ph lc I-4

(i vi trng hp Giy chng nhn u t khng gn vi thnh lp doanh nghip/hoc Chi
nhnh)

75

[01]
Knh gi:
[02] Nh u t:
ng k/ ngh iu chnh Giy chng nhn u t (s, ngy cp, ni
cp) vi ni dung sau:
(Ghi ni dung quy nh ti Giy chng nhn u t v ni dung
ngh iu chnh nu c trong cc mc di y)
[11] 1. Tn d n u t:
[12] 2. a im thc hin d n:
[13] 3. Mc tiu v quy m ca d n:

[14] 4. Vn u t thc hin d n:
[15] Trong : Vn gp thc hin d n
[16] 5. Thi hn hot ng:
[17] 6. Tin thc hin d n:
[18] 7. Kin ngh c hng u i u t:
8. Nh u t cam kt:
a) V tnh chnh xc ca ni dung h s iu chnh;
b) Chp hnh nghim chnh cc quy nh ca php lut Vit Nam v cc
quy nh ca Giy chng nhn u t
.. ..., ngy ... thng ...... nm ....
[19]
NH U T
[20]
H s km theo:
6. Th tc: Thm tra iu chnh d n u t.

a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
76

kin
- Bc 3: Hon thin h s trnh UBND tnh cp giy chng nhn u t
iu chnh. Trng hp UBND tnh khng cp giy chng nhn, tr li cho S
K hoch v u t bit S tr li cho c nhn, t chc bit, nu r l do
+ Bn ng k iu chnh Giy chng nhn u t (bn chnh)
+ Gii trnh l do iu chnh, nhng thay i so vi d n ang trin khai
(bn chnh);
+ Bo co tnh hnh thc hin d n n thi im iu chnh d n (bn
chnh);
+ Bn sao giy chng nhn u t.
+ D n u t iu chnh.
- S lng h s: 8 b
Thu,).
Bn ng k/ ngh iu chnh Giy chng nhn u t theo mu ph
lc I-4 nh km theo th tc ng k iu chnh d n u t.
- Lut u t s 59/2005/QH11 ngy 29/11/2005
kinh doanh
77

V. Lnh vc ng k kinh doanh
1. Th tc: Giy chng nhn ng k kinh doanh v ng k thu,
con du, giy chng nhn ng k mu du (Doanh nghip t nhn)
a. Trnh t thc hin:
v u t
y ca h s
+ Trng hp h s khng y , hp l, yu cu c nhn, t chc b
sung, hon thin.
+ Trng hp h s hp l, vit giy hn ngy tr kt qu v chuyn h
s cho Cc thu tnh ly m s doanh nghip.
- Bc 3: Trong thi hn 2 ngy lm vic k t khi nhn c thng tin
v doanh nghip, Cc thu tnh thng bo m s doanh nghip cho S K hoch
v u t ghi vo Giy chng nhn ng k kinh doanh v ng k thu cho
doanh nghip
- Bc 4: S K hoch v u t chuyn h s c cp giy chng
ng k kinh doanh v ng k thu cho doanh nghip n cng an tnh khc
du trong thi hn 1 ngy lm vic sau khi nhn c m s thu t Cc thu
tnh
- Bc 5: trong thi hn 2 ngy lm vic, Cng an tnh tr kt qu con
du v chng nhn mu du cho S K hoch v u t
theo phiu hn.
qua h thng bu chnh.
* Thnh phn h s, bao gm:
- Giy ngh ng k kinh doanh (theo mu)
- Bn sao hp l (c cng chng) giy t chng thc c nhn hp php
ca ch doanh nghip t nhn
+ CMND cn hiu lc hoc h chiu cn hiu lc i vi cng dn Vit
Nam trong nc
+ Mt trong s cc giy t cn hiu lc i vi ngi Vit Nam nh c
nc ngoi:
. H chiu Vit Nam
. H chiu nc ngoi v mt trong cc giy t cn hiu lc sau:
.. Giy chng nhn c quc tch Vit Nam
78
.. Giy xc nhn mt quc tch Vit Nam

.. Giy xc nhn ng k cng dn
.. Giy xc nhn gc Vit Nam
.. Giy xc nhn c gc Vit Nam
.. Giy xc nhn c quan h huyt thng Vit Nam
+ Th thng tr do c quan c thm quyn ca Vit Nam cp v H
chiu cn hiu lc i vi ngi nc ngoi thng tr ti Vit Nam
+ H chiu cn hiu lc i vi ngi nc ngoi khng thng tr ti
Vit Nam
- Vn bn xc nhn vn php nh ca c quan, t chc c thm quyn
i vi doanh nghip kinh doanh cc ngnh, ngh m theo quy nh ca php
lut phi c vn php nh
- Bn sao hp l (cng chng) chng ch hnh ngh theo quy nh i vi
doanh nghip kinh doanh cc ngnh, ngh m theo quy nh ca php lut phi
c chng ch hnh ngh
- Bn k khai thng tin ng k thu (theo mu)
* S lng h s: 01 (b)
(trong Cc thu phi hp gii quyt trong 2 ngy, Cng an tnh 2 ngy)
e. i tng thc hin th tc hnh chnh: C nhn
- C quan trc tip thc hin TTHC: Phng KKD - S KH&T
+ Cc thu tnh Qung Nam
+ Cng an tnh Qung Nam
h. Kt qu thc hin th tc hnh chnh: Giy chng nhn
i. L ph (nu c):
L ph ng k kinh doanh: Thnh lp DNTN: 100.000 ng/1 ln cp
(Quyt nh s 83/2000/Q-BTC ngy 29/5/2000 ca B Ti chnh)
L ph cp giy chng nhn ng k mu du: 20.000 ng/giy chng
nhn (Thng t s 78/2002/TT-BTC ngy 11/9/2002 ca B Ti chnh)
k. Tn mu n, mu t khai (nh km ngay sau th tc ny):
- Giy ngh ng k kinh doanh Doanh nghip t nhn
- Bn k thng tin ng k thu
- Ngnh, ngh ng k kinh doanh khng thuc lnh vc cm kinh doanh
- Tn ca doanh nghip c t ng theo quy nh ti cc iu 31, 32,
33 v 34 Lut Doanh nghip
- C tr s chnh theo quy nh ti khon 1 iu 35 Lut doanh nghip
- C h s ng k kinh doanh hp l theo quy nh ca php lut
- Np l ph ng k kinh doanh theo quy nh ca php lut
79
- Ch doanh nghip t nhn khng ng thi l thnh vin hp danh ca

cng ty hp danh, khng ng thi l ch doanh nghip t nhn khc, khng
ng thi l ch h kinh doanh c th
- Lut Doanh nghip s 60/2005/QH11 ngy 29/11/2005 ca Quc hi
kho XI, k hp th 8
- Ngh nh s 88/2006/N-CP ngy 29/8/2006 v ng k kinh doanh
- Ngh nh s 139/2007/N-CP ngy 05/9/2007 hng dn chi tit thi
hnh mt s iu ca Lut Doanh nghip
- Thng t s 03/2006/TT-BKH ngy 19/10/2006 ca B KH&T v
vic hng dn mt s ni dung v h s, trnh t, th tc ng k kinh doanh
theo quy nh ti Ngh nh s 88/2006/N-CP ngy 29/8/2006 ca Chnh ph
v ng k kinh doanh
- Thng t lin tch s 05/2008/TTLT/BKH-BTC-BCA ngy 29/7/2008
ca B KH&T, B Ti chnh v B Cng an. v hng dn c ch phi hp
gia cc c quan gii quyt ng k kinh doanh, ng k thu v ng k con
du i vi doanh nghip, thnh lp, hot ng theo Lut Doanh nghip
Ph lc I - 1
GI Y N GH N G K K I NH D O A NH
D O A NH N GH I P T NH N
Knh gi: Phng ng k kinh doanh.............................................
Ti l: (ghi r h tn bng ch in hoa)............................................ Nam/N
Sinh ngy: .../......./.........Dn tc:................................Quc tch:..........................
Chng minh nhn dn s:.......................................................................................
Ngy cp: ....../......./..........C quan cp: ...............................................................
.
Giy t chng thc c nhn khc (nu khng c CMND):.....................................
S giy chng thc c nhn:....................................................................................
Ngy cp: ....../......./..........C quan cp: ................................................................
Ni ng k h khu thng tr: ..........................................................................
Ch hin ti: ........................................................................................................
in thoi: .......................... Fax: ..........................................................................
Email: ............................. Website: ........................................................................
ng k kinh doanh doanh nghip t nhn
do ti lm ch vi ni dung sau:
1. Tn doanh nghip vit bng ting Vit: (ghi bng ch in hoa)
..........................................................................................................................................
80
Tn doanh nghip vit bng ting nc ngoi (nu c):

........................................................................................................................................
Tn doanh nghip vit tt (nu c)........................................................................
2. a ch tr s chnh: ..........................................................................................
in thoi: ................................. Fax: ................................................................
Email: ..................................... Website: .............................................................
STT
Tn ngnh
M ngnh (theo phn ngnh

kinh t quc dn)
4. Vn u t ban u: ..........................................................................................
Tng s: ................................................................................................................
Trong :
- Tin Vit Nam: ...................................................................................................
- Ngoi t t do chuyn i: .................................................................................
- Vng: .................................................................................................................
Ti sn khc (ghi r loi ti sn, s lng v gi tr cn li ca mi loi ti sn,
c th lp thnh danh mc ring km theo Giy ngh ng k kinh doanh):
..................................................................................................................................
5. Vn php nh (i vi ngnh, ngh kinh doanh phi c vn php
nh):................................................................................................................................
6. Tn, a ch chi nhnh:
................................................................................................................................
7. Tn, a ch vn phng i din:
................................................................................................................................
8. Tn, a ch a im kinh doanh:
...............................................................................................................................
Ti cam kt:
- Bn thn khng thuc din quy nh ti khon 2 iu 13 ca Lut Doanh
nghip;
- Khng ng thi l thnh vin hp danh ca cng ty hp danh, khng ng thi
l ch doanh nghip t nhn khc, khng ng thi l ch h kinh doanh khc.
- Tr s doanh nghip thuc quyn s hu/quyn s dng hp php ca ti;
- Chu trch nhim hon ton trc php lut v tnh hp php chnh xc, trung
thc ca ni dung ng k kinh doanh.
......, ngy...... thng....... nm.......
CH DOANH NGHIP
(K v ghi r h tn)
Km theo giy ngh ng k kinh doanh:
- ...................
- ...................
81
PH LC I
(Ban hnh km theo TTLT s 05/2008/TTLT/BKH-BTC-BCA ngy 29 thng 07 nm
2008)
BN K KHAI THNG TIN NG K THU

(Ca:
M s :
STT
Cc ch tiu thng tin trong T khai ng k thu
1
a ch nhn thng bo thu:
S nh, ng ph, thn, x hoc hm th bu in:
..
in thoi :..
Email :.
2
Ngy bt u hot ng kinh doanh: //..
3
Hnh thc hch ton k ton v kt qu kinh doanh (nh du X)
Hch ton c lp
Hch ton ph thuc
Nm ti chnh (ngy, thng u nin k ton n ngy,
thng cui nin k ton theo nm dng lch)
p dng t ngy .. n ngy .
Tng s lao ng (d kin ti thi im ng k) ngi
ng k xut khu (C/khng):..
Ti khon ngn hng, kho bc (nu c ti thi im k khai)
5
6
7
.
8
Thng tin v n v ch qun (c quan qun l cp trn trc tip)

Tn n v ch qun:
a ch tr s chnh:..
M s doanh nghip: .
Cc loi thu phi np (Nu c th nh du X)
Gi tr gia tng
Tiu th c bit
Thu xut khu, nhp khu
Ti nguyn
Thu nhp doanh nghip
Mn bi
Tin thu t
Ph, l ph
Thu nhp c nhn
Khc
10
Thng tin v cc n v c lin quan (nu c th nh du X)
82
C n v thnh vin
C vn phng i din,
n v s nghip trc thuc
C n v trc thuc
C hp ng vi nh
thu, nh thu ph nc ngoi
11
Tnh trng trc khi t chc, sp xp li doanh nghip (Nu c th nh

du X)
Sp nhp doanh nghip
Hp nht doanh nghip
Tch doanh nghip
Chia doanh nghip
Khu vc dnh cho c quan thu ghi:
- Mc lc ngn sch: cp: chng .. loi: .. khon: .
- M ngnh ngh kinh doanh chnh:
- Phng php tnh thu GTGT:
khu tr
trc tip trn GTGT
trc tip trn doanh s
khon
khng phi np thu GTGT
- Chi tit m loi hnh kinh t:
- Ni ng k np thu:
- Khu vc kinh t:
Kinh t nh nc
kinh t c vn TNN
kinh t tp th
Kinh t c th
kinh t t nhn
Ngy kim tra t khai:./../
Ngi kim tra
(k,ghi r h tn)
Ghi ch: Nu l chi nhnh doanh nghip, khi lm th tc ng k kinh doanh v

ng k thu ti B phn mt ca lin thng, ni ng tr s chnh, chi nhnh doanh
nghip phi t k khai m s 13 s ca chi nhnh vo dng M s doanh nghip
trong n ng k kinh doanh, ng thi bt buc phi k khai vo Ph lc 01 Bn
k khai thng tin KT s 8 thng tin v n v ch qun.

con du, giy chng nhn ng k mu du (Cng ty TNHH mt thnh
vin)
a. Trnh t thc hin:
v u t
83

y ca h s
sung, hon thin
s cho Cc thu tnh ly m s doanh nghip
doanh nghip
tnh
theo phiu hn.
qua h thng bu chnh
- iu l cng ty c y ch k ca ch s hu cng ty, ngi i din
theo php lut ca cng ty
* Trng hp Ch s hu cng ty l c nhn:
ca ch s hu cng ty
Nam trong nc
nc ngoi:
. H chiu Vit Nam
84

Vit Nam
* Trng hp ch s hu cng ty l t chc:
- Bn sao hp l Quyt nh thnh lp, Giy chng nhn KKD hoc giy
t tng ng khc, iu l hoc ti liu tng ng khc ca ch s hu
cng ty l t chc
- Danh sch ngi i din theo u quyn i vi cng ty trch nhim
hu hn mt thnh vin c t chc qun l (trng hp c t nht hai ngi
c b nhim lm i din theo u quyn), km theo danh sch phi c Bn
sao hp l giy t chng thc c nhn hp php ca ngi i din theo u
quyn u quyn
- Vn bn u quyn ca ch s hu cho ngi c u quyn i vi
trng hp ch s hu cng ty l t chc
i vi cng ty kinh doanh cc ngnh, ngh m theo quy nh ca php lut phi
c vn php nh
- Bn sao hp l chng ch hnh ngh theo quy nh i vi cng ty kinh
doanh cc ngnh, ngh m theo quy nh ca php lut phi c chng ch hnh
ngh
* S lng h s: 01 (b)
e. i tng thc hin th tc hnh chnh: C nhn, t chc
i. L ph (nu c):
- L ph ng k kinh doanh: Thnh lp Cng ty TNHH: 200.000 ng/1
ln cp (Quyt nh s 83/2000/Q-BTC ngy 29/5/2000 ca B Ti chnh)
- L ph cp giy chng nhn ng k mu du: 20.000 ng/giy chng
- Giy ngh ng k kinh doanh Cng ty TNHH mt thnh vin
- Bn k thng tin ng k thu nh mu Ph lc I (Ban hnh km theo
TTLT s 05/2008/TTLT/BKH-BTC-BCA ngy 29 thng 07 nm 2008) ti th
85
tc Giy chng nhn ng k kinh doanh v ng k thu, con du, giy chng
nhn ng k mu du Doanh nghip t nhn
- Danh sch ngi i din theo u quyn i vi cng ty trch nhim
hu hn mt thnh vin c t chc qun l (trng hp c t nht hai ngi
c b nhim lm i din theo u quyn)
kho XI, k hp th 8
v ng k kinh doanh
C N G T Y T R CH N H I M H U H N M T TH NH VI N
Chc
danh:...........................................................................................................................
Sinh ngy: .../......./.........Dn tc:................................Quc tch:...........................
Chng minh nhn dn s:........................................................................................
Ngy cp: ....../......./..........C quan cp: ................................................................
Giy t chng thc c nhn khc (nu khng c CMND):......................................
S giy chng thc c nhn:....................................................................................
86
Ngy cp: ....../......./..........C quan cp: ................................................................

Ni ng k h khu thng tr: ...........................................................................
Ch hin ti: ......................................................................................................
in thoi: ............................ Fax: ..........................................................................
Email: .................................. Website: ...................................................................
i din theo php lut ca cng ty
ng k kinh doanh cng ty TNHH mt thnh vin vi ni dung sau:
1. Tn cng ty vit bng ting Vit: (ghi bng ch in hoa)
..........................................................................................................................................
Tn
cng
ty
vit
bng
ting
nc
ngoi
(nu
c):
.........................................................................................................................................
Tn cng ty vit tt (nu c):...................................................................................
2 Tn ch s hu: (ghi bng ch in hoa)................................................................
i vi ch s hu l c nhn:
Chng minh nhn dn s:.......................................................................................
Ngy cp: ....../......./..........C quan cp: ................................................................
S giy chng thc c nhn:..................................................................................
Ngy cp: ....../......./..........C quan cp: ...............................................................
Ch hin ti: ........................................................................................................
in thoi: .......................... Fax: ..........................................................................
Email: ................................ Website: ....................................................................
i vi ch s hu l t chc chc:
Giy chng nhn ng k kinh doanh/Quyt nh thnh lp s:.............................
Do: ..................................................................... cp ngy: ........../....../...............
a ch tr s chnh:..............................................................................................
in thoi:..................................... Fax:...............................................................
Email:.......................................... Website:........................................................
M hnh t chc cng ty (Hi ng thnh vin, Ch tch cng ty):
..........................................................................................................................................
3. a ch tr s chnh: ..........................................................................................
in thoi: .................................... Fax: ................................................................
Email: ........................................ Website: ............................................................
STT
Tn ngnh
kinh t quc dn)
5. Vn iu l: ........................................................................................................
87
6. Vn php nh (i vi ngnh, ngh kinh doanh phi c vn php

nh):...............................................................................................................................
7. Tn, a ch chi nhnh:.........................................................................................
9. Tn, a ch vn phng i din: ........................................................................
10. Tn, a ch a im kinh doanh.....................................................................
Ti cam kt:
- Khng thuc din quy nh ti khon 2 iu 13 ca Lut Doanh nghip;
- Tr s chnh thuc quyn s hu/quyn s dng hp php ca cng ty;
......, ngy...... thng....... nm.......
I DIN THEO PHP LUT CA CNG TY
(K v ghi r h tn)
- ...................
- ...................
- ...................
88
Ph l c II - 4
D AN H S C H N G I I D IN THE O Y Q UY N C NG TY TNHH MT TH N H V IN
( i v i c h s h u l t ch c )
T T n ng i N g y,
G i i
i d i n
t h ng,
t n h
t heo y nm s i nh
q u y n
Q u c
t c h
D n
tc
Ch
h i n t i
N i ng
k h kh u
t h ng t r
S , ng y, c
q u an c p
CM ND ho c
c h ng t hc c
nh n khc
V n g p
T ng
Th i
gi t r im i
v n
d i n
c
p hn
i
v n
d i n
10
11
Ch
k
Gh i
ch
12
13
.. .. .. .. ., ng y . .. .. .. .. th ng .. .. .. .. . n m .. .. .. ..
i d i n t h eo p hp l u t ca c ng ty
(K v gh i r h t n )
Gh i ch :
T i s n h nh t h n h t ng gi t r v n g p c qu y n i d i n c a t ng c nh n c n c li t k c t h : t n l o i ti
s n g p vn; s l n g tn g lo i t i s n g p vn ; g i t r c n l i ca tng lo i t i s n g p vn ; th i i m g p vn c a
t ng loi t i s n

con du, giy chng nhn ng k mu du (Cng ty TNHH c hai thnh
vin tr ln)
a. Trnh t thc hin:
v u t.
y ca h s
+ trng hp h s khng y , hp l, yu cu c nhn, t chc b
sung, hon thin
+ trng hp h s hp l, vit giy hn ngy tr kt qu v chuyn h s
cho Cc thu tnh ly m s doanh nghip
doanh nghip
tnh
theo phiu hn.
qua h thng bu chnh
- iu l cng ty c y ch k ca ngi i din theo php lut ca
cng ty, ca cc thnh vin hoc ngi i din theo u quyn
- Danh sch thnh vin cng ty (theo mu), km theo danh sch phi c:
* Trng hp thnh vin l c nhn:
ca thnh vin cng ty
Nam trong nc
nc ngoi:
. H chiu Vit Nam

Vit Nam
* Trng hp thnh vin l t chc:
+ Bn sao Quyt nh thnh lp, Giy chng nhn KKD hoc giy t
tng ng khc, iu l hoc ti liu tng ng khc, Bn sao hp l giy
t chng thc c nhn hp php ca ngi i din u quyn v quyt nh u
quyn tng ng i vi thnh vin sng lp l php nhn
c vn php nh
ngh
* S lng h s: 01 (b)
C quan trc tip thc hin TTHC: Phng KKD - S KH&T
C quan phi hp (nu c):
- Cc thu tnh Qung Nam
- Cng an tnh Qung Nam
i. L ph (nu c):
L ph ng k kinh doanh: Thnh lp Cng ty TNHH: 200.000 ng/1
- Giy ngh ng k kinh doanh Cng ty TNHH c hai thnh vin tr
ln
- Danh sch thnh vin cng ty
91

kho XI, k hp th 8
v ng k kinh doanh
P h L c I-2

C N G T Y T R CH NH I M HU HN HAI THNH VIN TR LN
Ti l: (ghi r h tn bng ch in hoa)........................................ Nam/N
Chc danh:...........................................................................................................
Sinh ngy: .../......./.........Dn tc:................................Quc tch:..........................
Chng minh nhn dn s:......................................................................................
Ngy cp: ....../......./..........C quan cp: ...............................................................
Giy t chng thc c nhn khc (nu khng c CMND):....................................
S giy chng thc c nhn:.................................................................................
Ngy cp: ....../......./..........C quan cp: ..............................................................
92

Ch hin ti: .....................................................................................................
in thoi: ....................... Fax: ..........................................................................
Email: ............................ Website: ......................................................................
ng k kinh doanh cng ty TNHH vi ni dung sau:
1. Tn cng ty vit bng ting Vit: (ghi bng ch in hoa) ...................................
Tn cng ty vit bng ting nc ngoi (nu c): ..
Tn cng ty vit tt (nu c): ...............................................................................
2. a ch tr s chnh: ...........................................................................................
in thoi: .................................. Fax: .............................................................
Email: ...................................... Website: ......................................................
STT
Tn ngnh

kinh t quc dn)
4. Vn iu l: ........................................................................................................
Tng s: .................................................................................................................
- Phn vn gp ca mi thnh vin c lit k ti Danh sch thnh vin.
5. Vn php nh (i vi ngnh, ngh kinh doanh phi c vn php nh):
.........................................................................................................................................
6. Tn, a ch chi nhnh: .......................................................................................
7. Tn, a ch vn phng i din: .................................................................
8. Tn, a ch a im kinh doanh: ..
Ti v cc thnh vin cam kt:
......, ngy...... thng....... nm.......
I DIN THEO PHP LUT CA
CNG TY
(K v ghi r h tn)
- ...................
- ................................
93
DA NH
TT
Tn
th nh
vin
P h lc II-1
SCH TH NH VI N C NG TY TR CH NH I M H U H N C
S , n g y,
N i n g k c qu an
Ngy,
Ch
h kh u
c p CMND Ph n
thng, G ii Qu c D n h in ti th n g tr
ho c h
vn
nm tnh tc h
t c i v i i v i c
ch iu i gp
sinh i
th n h
nh n ho c
v i c
vi
vin l a ch tr s nh n , h o c
thnh
c nh n ch nh i v i Gi y ch n g
vin l
t ch c
nh n
c nhn
K KD i
v i do an h
n gh ip
ho c qu yt
nh th nh
lp i v i
t ch c
3
4
5
6
7
8
9
10
H AI TH NH VI N TR L N
V n gp
S
h u
vn
(%)
Lo i ti
s n , s
l n g,
g i tr t i
s n gp
vn
Th i
im
gp
vn
Ch
k c a
th nh
vin
11
12
13
14
.. .. .. .. ., ng y . .. .. . .. . th ng .. .. .. .. . n m . . .... ..
i di n theo ph p lu t ca c ng ty
(K v g h i r h tn )
Ghi ch:
C t 10 gh i tn g gi tr gp vn c a tn g th nh vin

con du, giy chng nhn ng k mu du (Cng ty c phn)
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
doanh nghip
tnh
theo phiu hn.
qua h thng bu chnh
cng ty, ca cc c ng sng lp hoc ngi i din theo u quyn
- Danh sch c ng sng lp cng ty c phn (theo mu), km theo danh
sch phi c:
* Trng hp c ng sng lp l c nhn:
ca c ng sng lp
Nam trong nc
nc ngoi:
. H chiu Vit Nam

Vit Nam
* Trng hp c ng sng lp l t chc:
quyn tng ng i vi c ng sng lp l php nhn
c vn php nh
ngh
* S lng h s: 01 (b)
i. L ph (nu c):
L ph ng k kinh doanh: Thnh lp Cng ty C phn: 200.000 ng/1
- Giy ngh ng k kinh doanh Cng ty C phn
- Danh sch c ng sng lp cng ty
96

- Gim c hoc Tng gim c cng ty c phn khng ng thi lm
Gim c hoc Tng gim c ca doanh nghip khc
kho XI, k hp th 8
v ng k kinh doanh
Ph Lc I -3
C N G T Y C PHN
Chc danh:..........................................................................................................
Sinh ngy: .../......./.........Dn tc:................................Quc tch:.....................
Chng minh nhn dn s:...................................................................................
Ngy cp: ....../......./..........C quan cp: ...........................................................
S giy chng thc c nhn:................................................................................
97
Ngy cp: ....../......./..........C quan cp: ............................................................

Ni ng k h khu thng tr: .......................................................................
.
Ch hin ti: .....................................................................................................
in thoi: ...................... Fax: ..........................................................................
Email: ........................... Website: ...................................................................
ng k kinh doanh cng ty c phn vi ni dung sau:
1. Tn cng ty vit bng ting Vit: (ghi bng ch in hoa) ...................................
Tn cng ty vit bng ting nc ngoi (nu c): .................................................
Tn cng ty vit tt (nu c): .....................................................................
2. a ch tr s chnh: ..........................................................................................
in thoi: ........................................ Fax: .............................................................
Email: ....................................... Website: .............................................................
STT
Tn ngnh

kinh t quc dn)
4. Vn iu l: .....................................................................................................
- Tng s c phn: ...............................................................................................
- Mnh gi c phn:..............................................................................................
5. S c phn, loi c phn c ng sng lp ng k mua: ...............................
6. S c phn, loi c phn d kin cho bn:.....................................................
7. Vn php nh (i vi ngnh, ngh kinh doanh phi c vn php nh):..........
8. Tn, a ch chi nhnh: ..................................................................
9. Tn, a ch vn phng i din: .......................................................................
10. Tn, a ch a im kinh doanh: ....................................................................
Ti v cc c ng sng lp cam kt:
......, ngy...... thng....... nm.......
I DIN THEO PHP LUT CA CNG TY
(K v ghi r h tn)
- ...................
- ...................
98
T
T
T n
c
n
g
s ng
l p
Ngy
thng Gi
nm
i
sinh t nh
i
vi
c
ng
sng
lp l
c
nhn
Qu
c
t c h
D
n
tc
Ph l c II- 2
D AN H S CH C NG SNG LP CNG TY C PHN
S ,
V n g p
Ni
ng y,
Lo i c p hn
Ch ng n i c p T ng s
c
p
h
n
P h t h ng
. .. .. .. .. .
. .. .. .. .. ..
k h CM ND
S
hi n kh u
ho c
S G a h
S
G
S
G
S
G
t i
t h
h
u
l n
a
l n
a
l n
a
i
ng
chi u l n t r
v
n
g
g
t
r
g
t
r
g
t
r
v i
tr
i v i
c
i
c
n
v i
nh n,
g
c
ho c
s ng nh n
G i y
lp
ho c
c h ng
l
a
n h n
c
ch
K KD
n h
tr
i v i
n
s
do anh
ch nh nghi p
i
ho c
v i
qu yt
t
nh
chc
t h nh
lp i
v i t
c hc
khc
7
8
9
1 0 11 12
13
14
15
16
17
18
T h
i
i
m
g p
v n
Ch
k
c a
c
n
g
s ng
l p
19
20
... .. .. .. , ng y .. .. .. ... th ng .. .. .. .. . n m .. ... .. .

i d i n th eo ph p lu t ca c ng t y
(K v gh i r h t n )
G h i ch :
C t 11 ghi t ng gi tr v n g p c p hn c a t ng c ng s ng lp .
T i s n h nh t h nh t ng gi t r g p v n c p hn c a t ng c ng s ng l p cn c li t k c th : t n l o i t i sn
gp vn c p hn ; s l n g t ng lo i t i sn gp v n c ph n; g i t r cn l i ca t ng lo i t i sn gp v n c p hn ; th i
i m gp vn c phn ca tng lo i t i sn.
100

con du, giy chng nhn ng k mu du (Cng ty hp danh)
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
doanh nghip
tnh
theo phiu hn.
qua h thng bu chnh
- iu l cng ty c y ch k ca cc thnh vin hp danh
- Danh sch thnh vin cng ty hp danh (theo mu), km theo danh sch
phi c:
ca cc thnh vin hp danh
Nam trong nc
nc ngoi:
. H chiu Vit Nam

Vit Nam
c vn php nh
ngh
* S lng h s: 01 (b)
i. L ph (nu c):
- L ph ng k kinh doanh: Thnh lp Cng ty Hp danh: 200.000
ng/1 ln cp (Quyt nh s 83/2000/Q-BTC ngy 29/5/2000 ca B Ti
chnh)
- L ph cp giy chng nhn ng k mu du: 20.000 ng/giy chng
- Giy ngh ng k kinh doanh Cng ty Hp danh
- Danh sch thnh vin hp danh cng ty hp danh
102

kho XI, k hp th 8
v ng k kinh doanh
P h L c I-5
G I Y N GH N G K K I N H D O A N H
C N G T Y H P DANH
Chng minh nhn dn s:........................................................................................
Ngy cp: ....../......./..........C quan cp: .............................................................
Ngy cp: ....../......./..........C quan cp: ...............................................................
Ni ng k h khu thng tr: .........................................................................
..
Ch hin ti: ............................................................................................
in thoi: .......................... Fax: ..........................................................................
Email: ........................... Website: ...................................................................
L ch tch Hi ng thnh vin cng ty.
ng k kinh doanh cng ty hp danh vi ni dung sau:
103
1. Tn cng ty vit bng ting Vit: (ghi bng ch in hoa) ....................................

Tn cng ty vit bng ting nc ngoi (nu c): ..................................................
Tn cng ty vit tt (nu c):..................................................................................
2. a ch tr s chnh: ..................................................................
in thoi: ................................... Fax: .............................................................
Email: ....................................... Website: ......................................................
STT
Tn ngnh

kinh t quc dn)
4. Vn iu l: .......................................................................................................
- Tng s:..............................................................................................................
6. Tn, a ch chi nhnh:...........................................................................
7. Tn, a ch vn phng i din: .......................................................................
Ti v cc c ng sng lp cam kt:
- Khng thuc din quy nh ti khon 2 iu 13 ca Lut Doanh nghip; khng
ng thi l thnh vin hp danh ca cng ty hp danh khc, khng l ch doanh
nghip t nhn, khng l ch h kinh doanh (tr trng hp c s nht tr ca cc
thnh vin hp danh cn li)
......, ngy...... thng....... nm.......
CC THNH VIN HP DANH
DIN THEO PHP LUT CA CNG TY
(K v ghi r h tn tng thnh vin)
(K v ghi r h tn)

- ...................
- ...................
- ...................
104
P h l c I I- 3
D A NH S C H T H N H VI N CNG TY HP DANH
Ngy,
thng,
TT T n t h n h vi n
Gi i Q u c D n
nm
t n h t c h t c
sinh i
vi
thnh
vin l
c nhn
Ch
hin ti
i v i
thnh
vi n l
c n h n
Ni ng
k h khu
t h n g t r
i v i c
n h n h o c
a ch tr
s chnh
i v i t
chc
S , n g y, n i
c p C M N D
N gh
h o c h
n gh i p ,
c h i u i v i
trnh
c n h n , h o c
c h u y n m n
Gi y ch n g
c a t h n h
n h n K KD
vi n h p
i v i d oa n h
danh
n gh i p h o c
q u y t n h
t h n h l p i
v i t c h c
khc
9
10
V n g p
Tn
g
gi
tr
v n
gp
S
h u
v n
P h n
v n
gp
Th i
im
g p
v n
Ch
k c a
thnh
vi n
Gh i
ch
11
12
13
14
15
16
A. Th n h vi n
hp danh
B . Th n h vi n
g p v n ( n u
c)
. ........, n g y ......... th ng ......... n m ........
i d i n t h e o p h p l u t c a c ng t y
( K v g h i r h t n )
G hi c h :
C t 1 1 gh i t n g g i t r v n g p c a t n g t h n h vi n .
Ti s n h n h t h n h t n g g i t r v n g p c a t n g t h n h vi n c n c l i t k c t h : t n l o i t i s n g p v n ; s l n g t n g l o i t i
s n g p v n ; g i t r c n l i c a t n g l o i t i s n g p v n ; t h i i m g p v n c a t n g l o i t i s n.
6. Th tc: Giy chng nhn ng k hot ng v ng k thu, con

du, giy chng nhn ng k mu du (Chi nhnh)
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
doanh nghip
tnh
theo phiu hn.
qua h thng bu chnh
- Thng bo lp chi nhnh (theo mu)
- Bn sao Giy CNKKD ca doanh nghip
- Bn sao iu l cng ty i vi cng ty TNHH, cng ty c phn, cng
ty hp danh
(Nu chi nhnh c lp ti tnh, thnh ph ni doanh nghip t tr s
chnh th doanh nghip khng phi np bn sao Giy chng nhn KKD, bn
sao iu l cng ty trong h s ng k hot ng)
- Quyt nh bng vn bn v bn sao bin bn hp ca Hi ng thnh
vin i vi cng ty TNHH hai thnh vin tr ln, ca ch s hu cng ty hoc
Hi ng thnh vin hoc Ch tch cng ty i vi cng ty trch nhim hu hn
mt thnh vin, ca Hi ng qun tr i vi cng ty c phn, ca cc thnh
vin hp danh i vi cng ty hp danh v vic thnh lp chi nhnh
- Bn sao hp l quyt nh b nhim ngi ng u chi nhnh, km
theo giy t chng thc c nhn ca ngi ng u chi nhnh
- Bn sao hp l chng ch hnh ngh ca ngi ng u chi nhnh hoc

cp ph ca ngi ng u chi nhnh i vi cho nhnh kinh doanh cc ngnh,
ngh m theo quy nh ca php lut phi c chng ch hnh ngh
- Bn k khai thng tin ng k thu (theo mu - k m s 13 s ca chi
nhnh)
* S lng h s: 01 (b)
d. Thi hn gii quyt:
5 ngy lm vic k t khi nhn h s hp l (trong Cc thu phi
hp gii quyt trong 2 ngy, Cng an tnh 2 ngy)
i. L ph (nu c):
L ph ng k kinh doanh: Thnh lp Chi nhnh: 20.000 ng/1 ln cp
- Thng bo lp chi nhnh
kho XI, k hp th 8
v ng k kinh doanh
107

P h l c I II - 1
TN DOANH NGHIP
S: .....

T H N G B O L P CH I N H NH
Knh gi: Phng ng k kinh doanh.....................................
1. Tn doanh nghip: (ghi bng ch in hoa)....................................................
Giy chng nhn ng k kinh doanh s:........................................................
Do: ................................................................... Cp ngy: ........../......../..........
a ch tr s chnh: .........................................................................................
in thoi: ....................... Fax: ........................................................................
Email: ............................ Website: ...................................................................
Ngnh, ngh kinh doanh:...................................................................................
2. H tn ngi i din theo php lut ca doanh nghip: (ghi bng ch in
hoa)................Nam/N.............................
Sinh ngy:........../........../.............Dn tc:.........................Quc tch:....................
Chng minh nhn dn s:...
Ngy cp:......./....../...........C quan cp: ......................................................
S giy chng thc c nhn:...................................................................................
Ngy cp:......../........../...........C quan cp:...........................................................
Ch hin ti........................................................................................................
ng k lp chi nhnh vi ni dung sau:
1. Tn chi nhnh: (ghi bng ch in hoa) ..........................................................
a ch chi nhnh: ............................................................................................
in thoi: ................................ Fax: ...............................................................
Email: .................................... Website: .............................................................
2. Ngnh, ngh kinh doanh ca chi nhnh:
STT
Tn ngnh
M ngnh (theo phn

ngnh kinh t quc dn)
108
3. H tn ngi ng u chi nhnh: ...................................... Nam/N.

Sinh ngy: ...../......./.........Dn tc: ...............Quc tch:.........................................
Chng minh nhn dn s: ....................................................................................
Ngy cp: ....../......./..........C quan cp: .............................................................
Giy t chng thc c nhn khc (nu khng c CMND):...................................
Ngy cp:....../......./...........C quan cp:...............................................................
Ni ng k h khu thng tr: ........................................................................
Ch hin ti: ......................................................................................................
4. Tn, a ch a im kinh doanh trc thuc chi nhnh:..
Doanh nghip cam kt:
- Tr s chi nhnh thuc quyn s hu/quyn s dng hp php ca doanh
nghip;
- Chu trch nhim hon ton trc php lut v tnh hp php, chnh xc, trung
thc ca ni dung Thng bo lp chi nhnh ny.
......, ngy ....... thng ........ nm.......
DOANH NGHIP
(K, ng du v ghi r h tn)
Km theo thng bo:
- ......................
- ......................
- ......................
7. Th tc: Giy chng nhn ng k hot ng (Vn phng i

din)
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
+ Trng hp h s hp l, vit giy hn ngy tr kt qu
theo phiu hn.
qua h thng bu chnh
- Thng bo lp vn phng i din (theo mu)
109
- Bn sao Giy CNKKD ca doanh nghip

- Bn sao iu l cng ty i vi cng ty TNHH, cng ty c phn, cng
ty hp danh
(Nu VPDD c lp ti tnh, thnh ph ni doanh nghip t tr s
chnh th doanh nghip khng phi np bn sao Giy chng nhn KKD, bn
sao iu l cng ty trong h s ng k hot ng)
vin i vi cng ty TNHH hai thnh vin tr ln, ca ch s hu cng ty hoc
Hi ng thnh vin hoc Ch tch cng ty i vi cng ty trch nhim hu hn
mt thnh vin, ca Hi ng qun tr i vi cng ty c phn, ca cc thnh
vin hp danh i vi cng ty hp danh v vic thnh lp vn phng i din
- Bn sao hp l quyt nh b nhim ngi ng u vn phng i din,
km theo giy t chng thc c nhn ca ngi ng u vn phng i din
* S lng h s: 01 (b)
i. L ph (nu c):
L ph ng k kinh doanh: Thnh lp VPD: 20.000 ng/1 ln cp
- Thng bo lp vn phng i din
kho XI, k hp th 8
v ng k kinh doanh
P h lc I II -2
TN DOANH NGHIP
S: .....

110
T H N G B O L P V N P H N G I D I N
1. Tn doanh nghip: (ghi bng ch in hoa)..........................................................
Giy chng nhn ng k kinh doanh s:..............................................................
Do: ................................................ Cp ngy: ........../......../...................................
a ch tr s chnh: ...............................................................................................
in thoi: ........................................... Fax: ........................................................
Email: .............................................. Website: .....................................................
Ngnh, ngh kinh doanh:......................................................................................
2. H tn ngi i din theo php lut ca doanh nghip: (ghi bng ch in hoa)
.................................................... Nam/N..........................................................
Sinh ngy:........../........../.............Dn tc:......................Quc tch:......................
Chng minh nhn dn s: ....................................................................................
Ngy cp: ......../........../..........C quan cp: ..........................................................
Giy t chng thc c nhn khc (nu khng c CMND):...................................
Ngy cp:......../........../...........C quan cp:..........................................................
Ni ng k h khu thng tr: .........................................................................
Ch hin ti:.........................................................................................................
ng k lp vn phng i din vi ni dung sau:
1. Tn vn phng i din : (ghi bng ch in hoa) ...............................................
a ch chi nhnh: ................................................................................................
in thoi: ................................. Fax: ...................................................................
Email: ..................................... Website: ...............................................................
2. Ni dung hot ng ca vn phng i din:.....................................................
3.
H
tn
ngi
ng
u
vn
phng
i
din:
.......................................................................Nam/N
Sinh ngy: ...../......./.........Dn tc: ....................Quc tch:..................................
Chng minh nhn dn s: ......................................................................................
Ngy cp: ....../......./..........C quan cp: .................................................................
Giy t chng thc c nhn khc (nu khng c CMND):......................................
Ngy cp:....../......./...........C quan cp:...............................................................
Ch hin ti: ......................................................................................................
Doanh nghip cam kt:
- Tr s vn phng i din thuc quyn s hu/quyn s dng hp php ca
doanh nghip;
111
thc ca ni dung Thng bo lp chi nhnh ny.
......, ngy ....... thng ........ nm.......
DOANH NGHIP
Km theo thng bo:
- ......................
- ......................
- ......................
8. Th tc: Lp a im kinh doanh (trng hp a im kinh doanh

ca doanh nghip c t ti tnh, thnh ph ni doanh nghip t tr s
chnh hoc chi nhnh)
a. Trnh t thc hin:
v u t
- Bc 2: S K hoch v u t tip nhn h s, kim tra tnh hp l, y
ca h s
+ trng hp h s khng y , hp l, yu cu c nhn, t chc b sung,
hon thin
+ trng hp h s hp l, vit giy hn ngy tr kt qu
theo phiu hn.
qua h thng bu chnh
- Thng bo lp a im kinh doanh (theo mu)
* S lng h s: 01 (b)
i. L ph (nu c):
L ph ng k kinh doanh: Thnh lp a im kinh doanh: 20.000
ng/1 ln cp (Quyt nh s 83/2000/Q-BTC ngy 29/5/2000 ca B Ti
chnh)
- Thng bo lp a im kinh doanh
112

kho XI, k hp th 8
v ng k kinh doanh
P h lc I II -3
TN DOANH NGHIP
S: .....

T H N G B O L P A I M KINH DOANH
1. Tn doanh nghip: (ghi bng ch in hoa)...........................................................
Giy chng nhn ng k kinh doanh s:................................................................
Do: ........................................................... Cp ngy: ........../......../........................
a ch tr s chnh: ............................................................................
in thoi: .................................. Fax: ..................................................................
Email: ........................................ Website: ...........................................................
Ngnh, ngh kinh doanh:.......................................................................................
.................................................................................................................................
ng k lp a im kinh doanh vi ni dung sau:
1. Tn a im : (ghi bng ch in hoa) ................................................................
a ch: ..................................................................................................................
in thoi: ................................ Fax: ...................................................................
Email: ................................... Website: ...............................................................
2. Lnh vc hot ng ca a im kinh doanh:...................................................
3. H tn ngi ng u a im kinh doanh: ............................. Nam/N
Sinh ngy: ...../......./.........Dn tc: .........................Quc tch:..............................
Chng minh nhn dn s: ...................................................................................
113
Ngy cp: ....../......./..........C quan cp: ..............................................................

Ngy cp:....../......./...........C quan cp:................................................................
Ch hin ti: ........................................................................................................
4. Tn, a ch chi nhnh (trng hp a im kinh doanh trc thuc chi nhnh):
.................................................................................................................................
Doanh nghip cam kt:
thc ca ni dung Thng bo ny.
- a im kinh doanh ph hp vi php lut v t ai, php lut v xy dng
v quy hoch ca a phng.
......, ngy ....... thng ........ nm.......
DOANH NGHIP
Km theo thng bo:
- ......................
- ......................
- ......................
9. Th tc: Thay i ni dung ng k kinh doanh ca doanh nghip

a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
theo phiu hn.
qua h thng bu chnh
c. Thnh phn, s lng h s: 01 b
a) Thnh phn h s, bao gm:
- Thng bo Thay i ni dung ng k kinh doanh ca doanh nghip
(theo mu)
114

vin i vi cng ty TNHH hai thnh vin tr ln, ca i hi ng c ng i
vi cng ty c phn v ca ca cc thnh vin hp danh i vi cng ty hp
danh; duyt nh ca ch s hu cng ty i vi cng ty trch nhim hu hn
mt thnh vin v quyt nh ca ch doanh nghip t nhn v vic thay i ni
dung ng k kinh doanh. Quyt nh, bin bn hp phi ghi r nhng ni dung
c sa i thay i trong iu l cng ty
- Trng hp b sung, thay i ngnh ngh kinh doanh phi c chng ch
hnh ngh th phi c thm bn sao hp l chng ch hnh ngh theo quy nh
i vi cng ty kinh doanh cc ngnh, ngh m theo quy nh ca php lut
phi c chng ch hnh ngh
- Trng hp chuyn a ch tr s chnh ca doanh nghip sang tnh,
thnh ph khc th phi c thm bn sao iu l sa i ca cng ty v danh
sch thnh vin i vi cng ty TNHH hai thnh vin tr ln, danh sch ngi
i din theo u quyn i vi cng ty TNHH mt thnh vin c t chc qun
l (trng hp c t nht hai ngi c b nhim lm i din theo u quyn),
danh sch c ng sng lp i vi cng ty c phn, danh sch thnh vin hp
danh i vi cng ty hp danh
- Trng hp thay i danh sch c ng sng lp cng ty c phn th
phi km thm danh sch c ng sng lp khi thay i
- Trng hp thay i thnh vin cng ty TNHH hai thnh vin tr ln do
tip nhn thnh vin mi, phi km theo giy t xc nhn vic gp vn ca
thnh vin mi vo cng ty
- Trng hp thay i thnh vin cng ty TNHH hai thnh vin tr ln do
chuyn nhng phn vn gp, phi kn theo hp dng chuyn nhng v cc
giy t chng thc hon tt vic chuyn nhng c xc nhn ca cng ty
- Trng hp bn doanh nghip t nhn, ch doanh nghip phi qi
thng bo bn doanh nghip t nhn cho c quan ng k kinh doanh,bn sao
hp dng mua bn doanh nghip v ngi mua doanh nghip phi ng k kinh
doanh li
Khi nhn Giy chng nhn ng k kinh doanh mi, doanh nghip phi
ni li bn gc Giy chng nhn ng k kinh doanh c
* S lng h s: 01 (b)
i. L ph (nu c):
L ph ng k kinh doanh: Thay i ni dung ng k: 20.000 ng/1
115

kho XI, k hp th 8
v ng k kinh doanh
vic sa i, b sung Thng t s 03/2006/TT-BKH ngy 19/10/2006 ca B
KH&T hng dn mt s ni dung v h s, trnh t, th tc ng k kinh
doanh theo quy nh ti Ngh nh s 88/2006/N-CP ngy 29/8/2006 ca
Chnh ph v ng k kinh doanh
PH LC III-5
Mu thng bo thay i ni dung ng k kinh doanh ca doanh nghip
------------------THNG BO THAY I NI DUNG
NG K KINH DOANH CA DOANH NGHIP
(Thay i ln th ...............)
Knh gi: Phng ng k kinh doanh .....
1. Tn doanh nghip: (ghi bng ch in hoa).................................................................
Giy chng nhn ng k kinh doanh s: .....................................................................
Do: ....................................................... Cp ngy: .././.....................................
Vn iu l (vn u t): .............................................................................................
Ngnh, ngh ng k kinh doanh:
STT
M ngnh
Tn ngnh
a ch tr s chnh: .....................................................................................................
in thoi: .............................. Fax: ............................................................................
Email: ................................... Website: .......................................................................
.............................................................. Nam/N ..........................................................
116
Sinh ngy: .../ ... / ....... Dn tc: ...................... Quc tch: ...........................................
Chng minh nhn dn s: ...............................................................................................
Ngy cp: ...../...../....................................... Ni cp: ....................................................
Giy t chng thc c nhn khc (nu c): ...................................................................
S giy chng thc c nhn: .............................. Ngy cp: ...../...../....... Ni cp: .......
Ni ng k h khu thng tr: ...................................................................................
Ch hin ti: ................................................................................................................
ng k thay i, b sung ni dung ng k kinh doanh nh sau:
1. Ngnh, ngh ng k b sung hoc thay i: (i vi trng hp ng k thay i,
b sung ngnh, ngh kinh doanh)
STT
M ngnh
Tn ngnh
2. a ch tr s chnh d nh chuyn n: (i vi trng hp ng k thay i tr

s chnh)...........................................................................................................................
3. Tn doanh nghip d kin thay i (i vi trng hp ng k thay i tn doanh
nghip) ..........................................................................................................................
4. ng k thay i thnh vin hp danh/ng k thay i ngi i din theo php
lut ca cng ty trch nhim hu hn v cng ty c phn
(i vi ng k thay i thnh vin hp danh, ghi: H tn, s chng minh nhn dn
hoc H chiu hoc chng thc c nhn hp php khc, ni c tr ca thnh vin hp
danh mi; ca thnh vin hp danh b khai tr hoc t nguyn rt khi cng ty;
i vi ng k thay i ngi i din theo php lut ca cng ty trch nhim hu
hn v cng ty c phn ghi: H tn, s chng minh nhn dn hoc H chiu hoc
chng thc c nhn hp php khc, chc danh, ni c tr ca ngi thay th lm i
din theo php lut ca cng ty).
...........................................................................................................................................
5. ng k thay i vn u t ca ch doanh nghip t nhn/ng k thay i vn
iu l cng ty (i vi trng hp ng k thay i vn u t, vn iu l)
(i vi thay i vn u t ca ch doanh nghip t nhn, ghi: Mc vn ng k
thay i, phng thc v thi im thay i vn u t
i vi thay i vn iu l ca cng ty, ghi: Tn, a ch, quc tch, s chng minh
nhn dn, h chiu hoc chng thc c nhn hp php hoc s quyt nh thnh lp,
s ng k kinh doanh ca mi thnh vin i vi cng ty trch nhim hu hn c hai
thnh vin tr ln, ca ch s hu v ngi c y quyn i vi cng ty trch nhim
hu hn mt thnh vin, ca c ng sng lp i vi cng ty c phn; T l phn vn
gp ca mi thnh vin i vi cng ty trch nhim hu hn c hai thnh vin tr ln
hoc ca mi c ng sng lp i vi cng ty c phn, t l s hu c y quyn
ca tng i din y quyn i vi cng ty trch nhim hu hn mt thnh vin theo
m hnh Hi ng thnh vin; vn iu l d nh tng thm hoc gim xung; thi
im gp thm vn hoc thi im hon tr li vn v phng thc hon tr).
...........................................................................................................................................
117
6. ng k thay i c ng sng lp cng ty c phn/ng k thay i thnh vin

cng ty trch nhim hu hn hai thnh vin tr ln (i vi trng hp ng k thay
i c ng sng lp, thnh vin cng ty trch nhim hu hn)
(i vi ng k thay i c ng sng lp cng ty c phn, ghi: Tn, tr s chnh
hoc h tn, s chng minh nhn dn hoc s h chiu hoc chng thc c nhn hp
php khc, quc tch, phn vn gp ca c ng sng lp khng thc hin cam kt gp
vn; Tn, tr s chnh hoc h tn, s chng minh nhn dn hoc s h chiu (nu c)
hoc chng thc c nhn hp php khc, quc tch, ch k v phn vn gp sau khi
gp b ca cc c ng sng lp cn li i vi trng hp cc c ng sng lp cn
li nhn gp b cho vn; Tn, tr s chnh hoc h tn, s chng minh nhn dn
hoc s h chiu (nu c) hoc chng thc c nhn hp php khc, quc tch, ch k
v phn vn gp sau khi gp b ca ngi nhn gp b i vi trng hp ngi
nhn gp b khng phi l c ng sng lp
ng k thay i thnh vin cng ty trch nhim hu hn hai thnh vin tr ln, ghi:
Tn, tr s chnh i vi thnh vin l t chc, h tn, quc tch, s chng minh nhn
dn hoc s h chiu hoc chng thc c nhn hp php khc i vi thnh vin l c
nhn; gi tr vn gp v phn vn gp, thi im gp vn, loi ti sn gp vn, s
lng v gi tr ca tng loi ti sn gp vn ca cc thnh vin mi; Phn vn gp
thay i tng ng i vi thnh vin hin c sau khi tip nhn thm thnh vin
mi; trng hp thay i thnh vin do tha k: ghi H tn, s chng minh nhn dn
hoc s h chiu hoc chng thc c nhn hp php khc, quc tch, phn vn gp
ca thnh vin li tha k; H tn, s chng minh nhn dn hoc s h chiu hoc
chng thc c nhn hp php khc, quc tch, ch k v phn vn gp ca tng ngi
nhn tha k; Thi im tha k)
...........................................................................................................................................
7. ng k thay i ni dung ng k kinh doanh, ng k hot ng theo quyt nh
ca Ta n (i vi trng hp ng k thay i theo quyt nh ca Ta n)
Tn Ta n:...................................................................................................................
a ch: .........................................................................................................................
in thoi: ................................... Fax: ........................................................................
Bn n/quyt nh s:....................................................................................................
Ni dung ng k thay i, b sung:
...........................................................................................................................................
Doanh nghip cam kt:
Chu trch nhim hon ton trc php lut v tnh chnh xc, trung thc ca ni dung
thng bo ny.
......,
ngy
thng
nm
......
I
DIN
THEO
PHP
LUT
CA
DOANH
Km theo thng bo:
NGHIP/CH TCH HI NG THNH VIN/CH
- .......................
S HU CNG TY/CH TCH CNG TY/CH TCH
- .......................
HI NG QUN TR*
- .......................
(k, ng du v ghi r h tn)
*Ghi ch: Ngi k trong Thng bo thay i ni dung ng k kinh doanh trong tng
trng hp c th thc hin theo quy nh ti Chng V Ngh nh s 88/2006/N-CP.
118
10. Th tc: Thay i ni dung ng k kinh doanh ca chi nhnh/

vn phng i din/ a im kinh doanh
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
theo phiu hn.
qua h thng bu chnh
- Thng bo Thay i ni dung ng k kinh doanh ca chi nhnh/ vn phng
i din/ a im kinh doanh (theo mu)
- Trng hp thay i tn chi nhnh, vn phng i din c a ch nm ngoi
phm vi tnh, thnh ph ni doanh nghip t tr s chnh, km theo thng bo
phi c bn sao hp l giy chng nhn ng k kinh doanh ca doanh nghip
Khi nhn Giy chng nhn ng k hot ng mi, doanh nghip phi ni li
bn gc Giy chng nhn ng k hot ng c
* S lng h s: 01 (b)
i. L ph (nu c):
L ph ng k kinh doanh: Thay i ni dung ng k kinh doanh:
20.000 ng/1 ln cp (Quyt nh s 83/2000/Q-BTC ngy 29/5/2000 ca B
Ti chnh)
- Thng bo Thay i ni dung ng k kinh doanh ca chi nhnh/ vn
phng i din/ a im kinh doanh
kho XI, k hp th 8
119

v ng k kinh doanh
P h lc I II -4
TN DOANH
NGHIP
S: .....

T H N G B O T H A Y I N I D U NG N G K C A CH I
N H NH / V N PHNG I DIN/ A IM KINH DOANH
1. Tn doanh nghip: (ghi bng ch in hoa)..........................................................
Giy chng nhn ng k kinh doanh s:...............................................................
Do: ...................................................... Cp ngy: ........../......../.............................
a ch tr s chnh: .............................................................................................
in thoi: ....................................... Fax: ............................................................
Email: ........................................... Website: .......................................................
..................................................................................................................................
ng k thay i ni dung ng k ca chi nhnh/vn phng
i din/a im kinh doanh nh sau:
..................................................................................................................................
Doanh nghip cam kt:
- Chu trch nhim hon ton trc php lut chnh xc, trung thc ca ni dung
Thng bo ny.
Km theo thng bo:
- ......................
- ......................
......, ngy ....... thng ........ nm.......

I DIN THEO PHP LUT CA DOANH NGHIP
120
11. Th tc: Chuyn i Cng ty TNHH thnh Cng ty C phn

a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
theo phiu hn.
qua h thng bu chnh
- Giy ngh chuyn i (theo mu)
- Quyt nh ca ch s hu cng ty hoc Hi dng thnh vin v vic
chuyn i cng ty
- iu l cng ty c phn
- Danh sch c ng sng lp hoc c ng ph thng, km theo danh
sch phi c:
ca c ng sng lp
Nam trong nc
nc ngoi:
. H chiu Vit Nam
Vit Nam
121
- Hp ng chuyn nhng phn vn gp hoc tho thun gp vn u t
Khi nhn Giy chng nhn ng k kinh doanh v ng k thu mi,
doanh nghip phi ni li bn gc Giy chng nhn ng k kinh doanh v
ng k thu c
* S lng h s: 01 (b)
i. L ph (nu c):
L ph ng k kinh doanh: Thnh lp Cng ty CP: 200.000 ng/1 ln
cp (Quyt nh s 83/2000/Q-BTC ngy 29/5/2000 ca B Ti chnh)
- Giy ngh chuyn i Cng ty TNHH thnh Cng ty C phn
- Danh sch c ng sng lp Cng ty c phn
kho XI, k hp th 8
v ng k kinh doanh
122

PH LC I-7
Mu Giy ngh chuyn i Cng ty TNHH thnh cng ty c phn
------------------GIY NGH CHUYN I
Knh gi: Phng ng k kinh doanh .........................................
1. Ti l: (ghi r h tn bng ch in hoa) ................................................ Nam/N:
Chc danh: ...................................................................................................................
Sinh ngy: .../ ... / ....... Dn tc: ............................ Quc tch: .....................................
Chng minh nhn dn (hoc H chiu) s: ..................................................................
Ngy cp: ...../...../.................................................. Ni cp: .........................................
Ch hin ti: ................................................................................................................
in thoi: .......................................... Fax: ...................................................................
Email: ................................................. Website: ............................................................
L i din theo php lut ca cng ty
2. Tn cng ty c chuyn i: (ghi bng ch in hoa) .................................................
Giy chng nhn ng k kinh doanh s: .......................................................................
Loi hnh doanh nghip: .................................................................................................
Do: ..................................................... Cp ngy: ......./....../...........................................
a ch tr s chnh: ......................................................................................................
in thoi: .......................................... Fax: ..................................................................
Email: ................................................. Website: ............................................................
NG K CHUYN I THNH CNG TY C PHN NH SAU:
1. Tn cng ty chuyn i vit bng ting Vit: .............................................................
- Tn cng ty vit bng ting nc ngoi:........................................................................
- Tn cng ty vit tt: ......................................................................................................
2. a ch tr s chnh: ...................................................................................................
in thoi: .......................................... Fax: ...................................................................
Email: ................................................. Website: .............................................................
3. Ngnh ngh kinh doanh: .............................................................................................
STT
Tn ngnh, ngh ng k kinh doanh
M ngnh (theo phn
ngnh kinh t Vit Nam)
4. Vn iu l: ...............................................................................................................
- Tng s c phn: ..........................................................................................................
123
- Mnh gi c phn: .........................................................................................................

5. S c phn, loi c phn c ng sng lp ng k mua: ...........................................
6. S c phn, loi c phn d kin cho bn: ................................................................
7. Vn php nh (i vi ngnh, ngh kinh doanh phi c vn php nh): ................
8. Ngi i din theo php lut:
H v tn: ........................................................................................................................
Chc danh: .....................................................................................................................
Sinh ngy: .../ ... / ....... Dn tc: ............................ Quc tch: ......................................
Chng minh nhn dn (hoc H chiu) s: .....................................................................
Ngy cp: ...../...../............................................ Ni cp: ................................................
Ni ng k h khu thng tr: ....................................................................................
Ch hin ti: ................................................................................................................
in thoi: ........................................ Fax: ......................................................................
Email: .............................................. Website: ................................................................
9. Tn, a ch chi nhnh: ................................................................................................
10. Tn, a ch vn phng i din: ...........................................
11. Tn, a ch a im kinh doanh: ............................................................................
- Cng ty chuyn i k tha ton b cc quyn v li ch hp php, chu trch nhim
v cc khon n, gm c n thu, hp ng lao ng v cc ngha v khc ca cng ty
c chuyn i.
- Chu trch nhim hon ton trc php lut v tnh chnh xc, trung thc ca ni
dung h s ng k kinh doanh.
......, ngy thng nm ......
CNG TY
(k, ghi r h tn)
- .......................
- .......................
- .......................
124
Ph l c II- 2
T
T
T n
c
ng
s ng
lp
Ng
y
thn
g
nm
sinh
i
vi
c
ng
sng
lp
l c
nhn
G i
i
t n h
Qu
c
t c h
D
n
tc
D AN H S CH C NG SNG LP CNG TY C PHN

S ,
V n g p
Ni
ng y,
Lo i c p hn
Ch
ng
n i c p T ng s
c
p
hn
P
h
t
h
ng
. .. .. .. .. .
. .. .. .. .. ..
k h
CM ND
S
hi n
kh u
ho c h
S G a hu
S
Ga
S
Ga
S
G
t i
t h ng
chi u
v
n
l
t
r
l
tr
l
tr
l
a
i t r i
i v i
ng
ng
ng
tr
v i
v i c c nh n, n g
c
nh n
ho c
n
ho c
G i y
g
a ch
c h ng
s ng t r s
nh n
lp
c h nh
K KD
l
i v i i v i
c
t
do a nh
n h
chc
nghi p
n
ho c
qu y t
nh
t h nh
lp i
v i t
c hc
khc
7
8
9
10 11
12
13
14
15
16
17
18
. .. .. .. .. , ng y .. .. .. .. . thng .. .. .. .. . n m .. ... .. .
i d i n t h eo ph p lu t c a c ng ty
(K v gh i r h t n )
T h
i
i
m
g p
v n
Ch
k
c a
c
ng
s ng
lp
19
20
G h i ch :
C t 11 ghi t ng gi tr v n g p c p hn c a t ng c ng s ng lp .
T i s n h nh t h nh t ng gi t r g p v n c p hn c a t ng c ng s ng l p cn c li t k c th : t n l o i t i sn
gp vn c p hn ; s l n g t ng lo i t i sn gp v n c ph n; g i tr c n l i ca t ng lo i t i s n gp v n c p hn ; th i
i m gp vn c phn ca tng lo i t i sn.
126
12. Th tc: Chuyn i Cng ty CP hoc Cng ty TNHH c hai

thnh vin tr ln thnh Cng ty TNHH mt thnh vin
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
theo phiu hn.
qua h thng bu chnh
- iu l cng ty chuyn i (Cng ty TNHH mt thnh vin)
- Hp ng chuyn nhng c phn hoc phn vn gp, hoc tho thun
v vic nhn gp vn u t bng c phn hoc phn vn gp
ng k thu c
* S lng h s: 01 (b)
i. L ph (nu c):
Giy ngh chuyn i Cng ty c phn, cng ty TNHH hai thnh vin
tr ln, doanh nghip t nhn thnh cng ty TNHH mt thnh vin
- Tn ca doanh nghip c t ng theo quy nh ti cc iu 31, 32, 33 v
34 Lut Doanh nghip

kho XI, k hp th 8
v ng k kinh doanh
PH LC I-8
Mu Giy ngh chuyn i Cng ty c phn, cng ty TNHH hai thnh vin tr ln,
doanh nghip t nhn thnh cng ty TNHH mt thnh vin
------------------GIY NGH CHUYN I
1. Ti l: (ghi r h tn bng ch in hoa) .................................................. Nam/N:
Chc danh: ....................................................................................................................
Sinh ngy: .../ ... / ....... Dn tc: ............................ Quc tch: .....................................
Chng minh nhn dn (hoc H chiu) s: ....................................................................
Ngy cp: ...../...../........................................... Ni cp: ................................................
Ch hin ti: ................................................................................................................
in thoi: ..................................... Fax: .......................................................................
Email: ............................................ Website: ................................................................
L i din theo php lut ca cng ty/doanh nghip t nhn
2. Tn doanh nghip c chuyn i: (ghi bng ch in hoa).......................................
Giy chng nhn ng k kinh doanh s: ......................................................................
Loi hnh doanh nghip: .................................................................................................
Do: ..................................................... Cp ngy: ......./....../............................................
a ch tr s chnh: ........................................................................................................
in thoi: .......................................... Fax: ...................................................................
Email: ................................................. Website: .............................................................
128
NG K CHUYN I THNH CNG TY TNHH MT THNH VIN

NH SAU:
1. Tn cng ty chuyn i vit bng ting Vit: .............................................................
- Tn cng ty vit bng ting nc ngoi:.......................................................................
- Tn cng ty vit tt: ......................................................................................................
2. a ch tr s chnh: ....................................................................................................
in thoi: .......................................... Fax: ....................................................................
Email: ................................................. Website: .............................................................
3. Ngnh ngh kinh doanh:
STT
M ngnh (theo phn
4. Tn ch s hu: .........................................................................................................
i vi ch s hu l c nhn:
Chng minh nhn dn s: ...............................................................................................
Ngy cp: ...../...../.................................................. C quan cp: ...................................
Giy t chng thc c nhn khc (nu khng c CMND):.............................................
S giy chng thc c nhn:............................................................................................
Ngy cp: ...../...../.................................................. C quan cp: ..................................
Ch hin ti: .................................................................................................................
.in thoi: .......................................... Fax: ...................................................................
Email: ................................................. Website: .............................................................
i vi ch s hu l t chc:
Giy chng nhn ng k kinh doanh/Quyt nh thnh lp s: ....................................
Do: ...................................................................................... cp ngy: ......../....../............
a ch tr s chnh: .........................................................................................................
in thoi: .......................................... Fax: ....................................................................
Email: ................................................. Website: .............................................................
6. M hnh t chc cng ty (Hi ng thnh vin, Ch tch cng ty):.............................
7. Vn php nh (i vi ngnh, ngh kinh doanh phi c vn php nh): .................
H v tn: ........................................................................................................................
Chc danh: ......................................................................................................................
Sinh ngy: .../ ... / ....... Dn tc: ............................ Quc tch: .......................................
Ngy cp: ...../...../.................................................. Ni cp: ..........................................
Ch hin ti: .................................................................................................................
in thoi: .......................................... Fax: ....................................................................
Email: ................................................. Website: .............................................................
9. Tn, a ch chi nhnh: .................................................................................................
129
10. Tn, a ch vn phng i din: ..............................................................................

11. Tn, a ch a im kinh doanh: ............................................................................
Ti cam kt:
- Cng ty chuyn i k tha ton b cc quyn v li ch hp php, chu trch nhim
v cc khon n, gm c n thu, hp ng lao ng v cc ngha v khc ca cng ty
c chuyn i.
- .......................
- .......................
- .......................
......, ngy thng nm ......

CNG TY
(k, ghi r h tn)
13. Th tc: Chuyn i Cng ty TNHH mt thnh vin thnh Cng

ty TNHH c hai thnh vin tr ln
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
theo phiu hn.
qua h thng bu chnh
- iu l cng ty chuyn i
- Danh sch thnh vin cng ty (theo mu) - i vi trng hp chuyn
thnh cng ty TNHH hai thnh vin tr ln, km theo danh sch phi c:
ca thnh vin cng ty
Nam trong nc
nc ngoi:
130
. H chiu Vit Nam

Vit Nam
- Hp ng chuyn nhng hoc giy t xc nhn vic cho, tng mt
phn quyn s hu ca cng ty (i vi trng hp ch s hu cng ty chuyn
nhng, cho, tng mt phn s hu ca mnh ti cng ty cho mt hc mt s
ngi khc)
- Quyt nh ca ch s hu cng ty v vic huy ng thm vn gp
(trng hp cng ty huy ng thm vn gp t mt hoc mt s ngi khc)
ng k thu c
* S lng h s: 01 (b)
i. L ph (nu c):
Giy ngh chuyn i cng ty c phn, cng ty TNHH mt thnh vin,
doanh nghip t nhn thnh cng ty TNHH hai thnh vin tr ln
131

kho XI, k hp th 8
v ng k kinh doanh
PH LC I-9
Mu Giy ngh chuyn i cng ty c phn, cng ty TNHH mt thnh vin, doanh
nghip t nhn thnh cng ty TNHH hai thnh vin tr ln
------------------GIY NGH CHUYN I
1. Ti l: (ghi r h tn bng ch in hoa) ...................................................... Nam/N:
Chc danh: .....................................................................................................................
Ngy cp: ...../...../.................................................. Ni cp: ..........................................
Ch hin ti: .................................................................................................................
in thoi: .......................................... Fax: ....................................................................
Email: ................................................. Website: .............................................................
2. Tn cng ty c chuyn i: (ghi bng ch in hoa)..................................................
Loi hnh: .......................................................................................................................
Giy chng nhn ng k kinh doanh s: .......................................................................
Do: ..................................................... Cp ngy: ......./....../............................................
132
a ch tr s chnh: ........................................................................................................
in thoi: .......................................... Fax: ...................................................................
Email: ................................................. Website: ............................................................
NG K CHUYN I THNH CNG TY TNHH HAI THNH VIN TR
LN NH SAU:
1. Tn cng ty chuyn i vit bng ting Vit: ..............................................................
- Tn cng ty vit bng ting nc ngoi:........................................................................
- Tn cng ty vit tt: ......................................................................................................
2. a ch tr s chnh:.....................................................................................................
in thoi: .......................................... Fax: ...................................................................
Email: ................................................. Website: ............................................................
3. Ngnh ngh kinh doanh:
STT
M ngnh (theo phn
4. Vn iu l: ................................................................................................................
Tng s: ........................................................................................................................
5. Vn php nh (i vi ngnh, ngh kinh doanh phi c vn php nh): .................
H v tn: ........................................................................................................................
Chc danh: .....................................................................................................................
Ngy cp: ...../...../.................................................. Ni cp: ..........................................
Ch hin ti: .................................................................................................................
in thoi: .......................................... Fax: ....................................................................
Email: ................................................. Website: ............................................................
7. Tn, a ch chi nhnh: ...............................................................................................
8. Tn, a ch vn phng i din:.................................................................................
9. Tn, a ch a im kinh doanh:..............................................................................
- Cng ty chuyn i k tha ton b cc quyn v li ch hp php, chu trch
nhim v cc khon n, gm c n thu, hp ng lao ng v cc ngha v khc ca
cng ty c chuyn i.
Km theo giy ngh ng k kinh
......, ngy thng nm ......
doanh:
- .......................
CNG TY
- .......................
(k, ghi r h tn)
133
14. Th tc: Chuyn i DNTN thnh Cng ty TNHH

a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
theo phiu hn.
qua h thng bu chnh
- iu l cng ty chuyn i
- Danh sch ch n v s n cha thanh ton, gm c n thu, thi hn
thanh ton; danh sch ngi lao ng hin c; danh sch cc hp ng cha
thanh l
- Ch doanh nghip t nhn cam kt bng vn bn chu trch nhim c
nhn bng ton b ti sn ca mnh i vi tt c cc khon n cha thanh ton
ca doanh nghip t nhn v cam kt thanh ton n khi n hn
- Ch doanh nghip t nhn c tho thun bng vn bn vi cc bn ca
hp ng cha thanh l v vic cng ty TNHH c chuyn i tip nhn v
thc hin cc hp ng
- Ch doanh nghip t nhn cam kt bng vn bn hoc c tho thun
bng vn bn vi cc thnh vin gp vn khc v vic tip nhn v s dng lao
ng hin c ca doanh nghip
- Danh sch thnh vin cng ty (theo mu) - i vi trng hp chuyn
thnh cng ty TNHH hai thnh vin tr ln, km theo danh sch phi c:
ca thnh vin cng ty
Nam trong nc
nc ngoi:
. H chiu Vit Nam
134

Vit Nam
ng k thu c
* S lng h s: 01 (b)
i. L ph (nu c):
Giy ngh chuyn i cng ty c phn, cng ty TNHH mt thnh vin,
doanh nghip t nhn thnh cng ty TNHH hai thnh vin tr ln nh mu Ph
lc I - 8 nh km ti th tc Chuyn i Cng ty CP hoc Cng ty TNHH c
hai thnh vin tr ln thnh Cng ty TNHH mt thnh vin v mu Ph lc I 9 nh km ti th tc Chuyn i Cng ty TNHH mt thnh vin thnh Cng
ty TNHH c hai thnh vin tr ln
135
- Ch doanh nghip t nhn phi l ch s hu cng ty (i vi trng

hp chuyn i thnh cng ty TNHH mt thnh vin l c nhn) hoc thnh vin
(i vi trng hp chuyn i thnh cng ty TNHH c hai thnh vin tr ln)
kho XI, k hp th 8
v ng k kinh doanh
15. Th tc: Tm ngng kinh doanh ca doanh nghip
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
+ Trng hp h s hp l, nhn h s v ghi vo s theo di
qua h thng bu chnh
- Thng bo Tm ngng kinh doanh ca doanh nghip (theo mu)
vin i vi cng ty TNHH hai thnh vin tr ln, ca i hi ng c ng i
vi cng ty c phn v ca ca cc thnh vin hp danh i vi cng ty hp
danh; quyt nh ca ch s hu cng ty i vi cng ty trch nhim hu hn
mt thnh vin v quyt nh ca ch doanh nghip t nhn i vi doanh
nghip t nhn
* S lng h s: 01 (b)
d. Thi hn gii quyt: Nhn v lu h s
136

h. Kt qu thc hin th tc hnh chnh:
i. L ph (nu c):
Thng bo tm ngng kinh doanh ca doanh nghip
kho XI, k hp th 8
v ng k kinh doanh
TN DOANH NGHIP
S:........
P h lc V-4
THNG BO TM NGNG KINH DOANH CA DOANH NGHIP

1. Tn doanh nghip: (ghi bng ch in hoa)............................................................
Giy chng nhn ng k kinh doanh s:................................................................
Do:................................................................................Cp ngy:......../........../.......
a ch tr s chnh: ...............................................................................................
in thoi: ....................................... Fax: ...............................................................
Email: .................................................. Website: ....................................................
Ngnh, ngh kinh doanh:
STT
Tn ngnh
M ngnh (theo phn
ngnh kinh t quc dn)
137
2. H tn ngi i din theo php lut ca doanh nghip: (ghi r h tn bng

ch in hoa)................................................................................................... Nam/N:.
Sinh ngy: ...../......./.........Dn tc: ...........................Quc tch:..............................
Chng minh nhn dn s: .......................................................................................
Ngy cp: ....../......./..........C quan cp: ................................................................
Ngy cp:....../......./...........C quan cp:.................................................................
Thng bo tm ngng hot ng kinh doanh nh sau:
Thi giam tm ngng:.............................................................................................
Thi im bt u tm ngng: Ngy ...........thng ........... nm ...........
Thi im kt thc: Ngy ...........thng ........... nm ...........
L do tm ngng: ..................................................................................................
Doanh nghip cam kt v tnh chnh xc, trung thc v hon ton chu trch
nhim trc php lut v ni dung thng bo ny.
........, ngy....... thng........nm.........
I DIN THEO PHP LUT CA DOANH NGHIP
Km theo thng bo:
- ................
- ................
- ................
16. Th tc: Gii th doanh nghip

a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
+ Trng hp h s hp l, nhn h s v ghi giy bin nhn
- Bc 3: trong thi hn 7 ngy lm vic, S K hoch v u t thng
bo vi c quan thu, c quan cng an v xo tn doanh nghip trong s ng
k kinh doanh
138

- Quyt nh gii th doanh nghip hoc quyt nh thu hi gy chng
nhn ng k kinh doanh
- Danh sch ch n v s n thanh ton, gm c thanh ht cc khon
n v thu v n tin ng bo him x hi
- Danh sch ngi lao ng hin c v quyn li ngi lao ng c
gii quyt
- Giy chng nhn ng k kinh doanh v ng k thu
- Bo co tm tt v vic thc hin th tc gii th, trong c cam kt
thanh ton ht cc khon n, gm c n thu, gii quyt cc quyn li hp
php ca ngi lao ng
* S lng h s: 01 (b)
d. Thi hn gii quyt: 7 ngy lm vic
h. Kt qu thc hin th tc hnh chnh: Thng bo thu hi
i. L ph (nu c):
kho XI, k hp th 8
17. Th tc: Gii th chi nhnh
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
+ Trng hp h s hp l, nhn h s v ghi giy bin nhn
- Bc 3: trong thi hn 7 ngy lm vic, S K hoch v u t thng
bo vi c quan thu, c quan cng an v xo tn doanh nghip trong s ng
k kinh doanh
c. Thnh phn, s lng h s: 01 b
139
- Quyt nh ca doanh nghip v gii th chi nhnh hoc quyt nh thu

hi gy chng nhn hot ng chi nhnh ca c quan nh nc c thm quyn
- Danh sch ch n v s n cha thanh ton, gm c n thu ca chi
nhnh v n tin ng bo him x hi
- Danh sch ngi lao ng v quyn li tng ng hin hnh ca ngi
lao ng
- Giy chng nhn ng k hot ng chi nhnh v ng k thu
Doanh nghip c chi nhnh b gii th chu trch nhim thc hin cc
hp ng, thanh ton cc khon n, gm c n thu ca chi nhnh v tip tc s
dng lao ng hoc gii quyt quyn li hp php cho ngi lao ng
lm vic ti chi nhnh theo quy nh ca php lut
* S lng h s: 01 (b)
d. Thi hn gii quyt: 7 ngy lm vic
h. Kt qu thc hin th tc hnh chnh: Thng bo thu hi
i. L ph (nu c):
kho XI, k hp th 8
18. Th tc: Chia Cng ty TNHH thnh Cng ty TNHH
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
doanh nghip
140

tnh
theo phiu hn.
qua h thng bu chnh
ca thnh vin cng ty
Nam trong nc
nc ngoi:
. H chiu Vit Nam
Vit Nam
141

c vn php nh
ngh
- Quyt nh chia cng ty theo quy nh ti iu 150 Lut doanh nghip
- Bin bn hp Hi ng thnh vin v vic chia cng ty
- Bn sao hp l giy chng nhn ng k kinh doanh ca cng ty
* S lng h s: 01 (b)
d. Thi hn gii quyt:
i. L ph (nu c):
ln; Danh sch thnh vin cng ty nh mu Ph lc I -2 v ph lc II - 1 nh
km ti th tc Giy chng nhn ng k kinh doanh v ng k thu, con
du, giy chng nhn ng k mu du -Cng ty TNHH c hai thnh vin tr
ln
142

kho XI, k hp th 8
v ng k kinh doanh
du i vi doanh nghip, thnh lp, hot ng theo Lut Doanh nghip.
19. Th tc: Chia Cng ty c phn
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
doanh nghip
tnh
theo phiu hn.
qua h thng bu chnh
143

sch phi c:
ca c ng sng lp
Nam trong nc
nc ngoi:
. H chiu Vit Nam
Vit Nam
c vn php nh
ngh
- Quyt nh chia cng ty theo quy nh ti iu 150 Lut doanh nghip
- Bin bn hp i hi ng c ng v vic chia cng ty
144
* S lng h s: 01 (b)
i. L ph (nu c):
- Giy ngh ng k kinh doanh Cng ty c phn; Danh sch c ng
sng lp Cng ty c phn nh mu ph lc I-3 v ph lc II-2 nh km ti th
nhn ng k mu du - Cng ty c phn.
kho XI, k hp th 8
145

v ng k kinh doanh
20. Th tc: Tch Cng ty c phn
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
doanh nghip
tnh
theo phiu hn.
qua h thng bu chnh
sch phi c:
ca c ng sng lp
146

Nam trong nc
nc ngoi:
. H chiu Vit Nam
Vit Nam
c vn php nh
ngh
- Quyt nh tch cng ty theo quy nh ti iu 151 Lut doanh nghip
- Bin bn hp i hi ng c ng v vic tch cng ty
* S lng h s: 01 (b)
147
i. L ph (nu c):
kho XI, k hp th 8
v ng k kinh doanh
21. Th tc: Tch Cng ty TNHH thnh cng ty TNHH
a. Trnh t thc hin:
148

v u t
y ca h s
sung, hon thin
doanh nghip
tnh
theo phiu hn.
qua h thng bu chnh
ca thnh vin cng ty
Nam trong nc
nc ngoi:
. H chiu Vit Nam
149

Vit Nam
c vn php nh
ngh
- Quyt nh tch cng ty theo quy nh ti iu 151 Lut doanh nghip
- Bin bn hp Hi ng thnh vin v vic tch cng ty
* S lng h s: 01 (b)
i. L ph (nu c):
ln; Danh sch thnh vin cng ty nh mu ph lc I-2 v ph lc II-1 nh km
ti th tc Giy chng nhn ng k kinh doanh v ng k thu, con du,
giy chng nhn ng k mu du - Cng ty TNHH c hai thnh vin tr ln.
150

kho XI, k hp th 8
v ng k kinh doanh
22. Th tc: Hp nht cc Cng ty TNHH thnh mt cng ty TNHH
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
doanh nghip
151

tnh
theo phiu hn.
qua h thng bu chnh
ca thnh vin cng ty
Nam trong nc
nc ngoi:
. H chiu Vit Nam
Vit Nam
152

c vn php nh
ngh
- Hp ng hp nht theo quy nh ti iu 152 Lut doanh nghip
- Bin bn hp Hi ng thnh vin ca cc cng ty hp nht
- Bn sao hp l giy chng nhn ng k kinh doanh ca cc cng ty hp
nht
Khi nhn giy chng nhn ng k kinh doanh mi, doanh nghip phi
np li bn gc giy chng nhn ng k kinh doanh c
* S lng h s: 01 (b)
d. Thi hn gii quyt:
i. L ph (nu c):
ln; Danh sch thnh vin cng ty nh mu ph lc I-2 v ph lc II-1 nh km
ti th tc Giy chng nhn ng k kinh doanh v ng k thu, con du,
giy chng nhn ng k mu du - Cng ty TNHH c hai thnh vin tr ln.
nhn ng k mu du Doanh nghip t nhn.
153

kho XI, k hp th 8
v ng k kinh doanh
23. Th tc: Hp nht cc Cng ty c phn
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
doanh nghip
tnh
154

theo phiu hn.
qua h thng bu chnh
sch phi c:
ca c ng sng lp
Nam trong nc
nc ngoi:
. H chiu Vit Nam
Vit Nam
c vn php nh
ngh
155

- Hp ng hp nht ca cc cng ty theo quy nh ti iu 152 Lut
doanh nghip
- Bin bn hp i hi ng c ng ca cc cng ty hp nht
- Bn sao hp l giy chng nhn ng k kinh doanh ca cc cng ty hp
nht
* S lng h s: 01 (b)
i. L ph (nu c):
156

kho XI, k hp th 8
v ng k kinh doanh
24. Th tc: Sp nhp mt hoc mt s cng ty cng loi vo cng ty
khc
a. Trnh t thc hin:
v u t
y ca h s
sung, hon thin
theo phiu hn.
qua h thng bu chnh
(theo mu)
- Quyt nh bng vn bn v bin bn hp ca Hi ng thnh vin i
vi cng ty TNHH hai thnh vin tr ln, ca i hi ng c ng i vi
cng ty c phn. Quyt nh, bin bn hp phi ghi r nhng ni dung c sa
i thay i trong iu l cng ty
- Danh sch c ng hoc danh sch thnh vin cng ty nhn sp nhp
- Hp ng sp nhp theo quy nh ti iu 153 Lut doanh nghip
- Bn sao hp l giy chng nhn ng k kinh doanh ca cc cng ty
nhn sp nhp v cc cng ty b sp nhp
157
* S lng h s: 01 (b)
i. L ph (nu c):
L ph ng k kinh doanh: Thay i ni dung ng k kinh doanh:
20.000 ng/1 ln cp (Quyt nh s 83/2000/Q-BTC ngy 29/5/2000 ca B
Ti chnh)
- Thng bo thay i ni dung ng k kinh doanh ca doanh nghip nh
mu ph lc III-5 nh km ti th tc Thay i ni dung ng k kinh doanh
ca doanh nghip
- Danh sch c ng sng lp Cng ty c phn nh mu ph lc II-2 nh
km ti th tc Giy chng nhn ng k kinh doanh v ng k thu, con
du, giy chng nhn ng k mu du -Cng ty c phn .
- Danh sch thnh vin cng ty TNHH nh mu ph lc II-1 nh km ti
th tc Giy chng nhn ng k kinh doanh v ng k thu, con du, giy
chng nhn ng k mu du - Cng ty TNHH c hai thnh vin tr ln
kho XI, k hp th 8
v ng k kinh doanh
Chnh ph v ng k kinh doanh.
25. Th tc: Bn Doanh nghip t nhn
a. Trnh t thc hin:
158

v u t
y ca h s
sung, hon thin
- Bc 3: S K hoch v u t chuyn thng tin sang C thu ly
m s thu cho doanh nghip
doanh nghip
theo phiu hn.
theo phiu hn.
- Thng bo bn doanh nghip (theo mu)
- Hp ng bn doanh nghip
- Giy ngh ng k kinh doanh (theo mu) ca ngi mua doanh
nghip
ca ch doanh nghip t nhn
Nam trong nc
nc ngoi:
. H chiu Vit Nam
Vit Nam
159
- Bn sao hp l (cng chng) chng ch hnh ngh theo quy nh i vi

doanh nghip kinh doanh cc ngnh, ngh m theo quy nh ca php lut phi
c chng ch hnh ngh
- Giy Chng nhn KKD v ng k thu ca doanh nghip
* S lng h s: 01 (b)
i. L ph (nu c):
L ph ng k kinh doanh: Thnh lp DNTN: 100.000 ng/1 ln cp
- Giy ngh ng k kinh doanh Doanh nghip t nhn nh mu ph
lc I-1 nh km ti th tc Giy chng nhn ng k kinh doanh v ng k
thu, con du, giy chng nhn ng k mu du - Doanh nghip t nhn
- Thng bo bn Doanh nghip t nhn nh mu ph lc V-6 nh km ti
th tc ny.
- Ch doanh nghip t nhn khng ng thi l thnh vin hp danh ca
cng ty hp danh, khng ng thi l ch doanh nghip t nhn khc, khng
ng thi l ch h kinh doanh c th
kho XI, k hp th 8
v ng k kinh doanh
160
Ph l c V-6

THNG BO BN DOANH NGHIP T NHN

Tn l: (ghi r h tn bng ch in hoa).................................................Nam/n
Sinh ngy: ...../......./.........Dn tc: ..........................Quc tch:............................
Chng minh nhn dn s: ......................................................................................
Ngy cp: ....../......./..........C quan cp: ...............................................................
Ngy cp:....../......./...........C quan cp:.................................................................
Ni ng k h khu thng tr: ............................................................................
Ch hin ti:..........................................................................................................
in thoi: .................................. Fax: ...................................................................
Email: ........................................ Website: .............................................................
Hin l ch doanh nghip t nhn
1. Tn doanh nghip vit bng ting Vit: (ghi bng ch in hoa............................
Tn doanh nghip vit bng ting nc ngoi: (nu c)........................................
Tn doanh nghip vit tt: (nu c)........................................................................
2. a ch tr s chnh: ..........................................................................................
in thoi: ....................................... Fax: .............................................................
Email: .............................................. Website: .......................................................
STT
Tn ngnh
M ngnh (theo phn
ngnh kinh t quc dn)
4. Vn u t:......................................................................................................
Tng s: ..............................................................................................................
Trong :
-Tin Vit Nam: .................................................................................................
- Ngoi t t do chuyn i.................................................................................
- Vng: ................................................................................................................
- Ti sn khc (ghi r loi ti sn, s lng v gi tr cn li ca mi loi ti
sn, c th lp thnh danh mc ring km theo Giy ngh ng k kinh doanh):
..................................................................................................................................
161
6. Tn, a ch chi nhnh: ......................................................................................

7. Tn, a ch vn phng i din: ........................................................................
8. Tn, a ch a im kinh doanh: ......................................................................
Nay ti bn DNTN..................................................cho ng/b (ghi r h tn
bng ch in hoa) ...........................................................................................Nam/n
Sinh ngy: ...../......./.........Dn tc: ....................Quc tch:....................................
Chng minh nhn dn s: .....................................................................................
Ngy cp: ....../......./..........C quan cp: ................................................................
S giy chng thc c nhn:..................................................................................
Ngy cp:....../......./...........C quan cp:................................................................
Ch hin ti: .......................................................................................................
.
in thoi: ....................... Fax: ............................................................................
Email: ............................................ Website: .......................................................
Gi bn: ...............................................................................................................
Tng s n cha thanh ton ca doanh nghip; tn, a ch, s n v thi hn
thanh ton cho tng ch n:..........................................................................................
Thi im giao doanh nghip cho ngi mua:....................................................
Chng ti cam kt thc hin ng cc quy nh ca Lut Doanh nghip v vic
bn doanh nghip v cc quy nh ca php lut v lao ng v hon ton chu trch
nhim trc php lut v tnh hp php, chnh xc, trung thc ca ni dung thng bo
ny.
........, ngy....... thng........nm.........
NGI MUA DOANH NGHIP
(K v ghi r h tn)
CH DOANH NGHIP
Km theo thng bo:

- ................
- ................
- ................
162

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Y BAN NHN DN

TNH QUNG NAM

CNG HA X HI CH NGHA VIT NAM

Y BAN NHN DN TNH QUNG NAM

hnh chnh ny chm nht khng qu 10 ngy k t ngy vn bn quy nh th

TM. Y BAN NHN DN

TH TC HNH CHNH THUC THM QUYN GII QUYT CA

Giy chng nhn chi nhnh

Giy chng nhn ng k kinh doanh v ng k thu, con du, giy

Giy chng nhn ng k hot ng (Vn phng i din)

Lp a im kinh doanh (trng hp a im kinh doanh ca doanh

Thay i ni dung ng k kinh doanh ca doanh nghip

Thay i ni dung ng k ca chi nhnh, vn phng i din, a im

Chuyn i Cng ty TNHH thnh Cng ty C phn

Tm ngng kinh doanh ca doanh nghip

Gii th doanh nghip

Gii th chi nhnh

Chia Cng ty TNHH thnh Cng ty TNHH

Chia Cng ty c phn

Tch Cng ty c phn

Tch Cng ty TNHH thnh cng ty TNHH

Sp nhp mt hoc mt s cng ty cng loi vo cng ty khc

PHN II. NI DUNG C TH CA TNG TH TC HNH CHNH

h. Kt qu thc hin th tc hnh chnh: T trnh, Quyt nh hnh chnh

CNG HA X HI CH NGHA VIT NAM

.........., ngy......... thng......... nm..........

Thm nh d n u t xy dng cng trnh

(Ban hnh km theo Thng t s: 03/2009/TT-BXD ngy 26/3/2009 ca B

CNG HO X HI CH NGHA VIT NAM

KT QU THM NH THIT K BN V THI CNG V D TON

Knh gi : (Ngi c thm quyn quyt nh u t)...

c) Kt qu thm nh d ton c tng hp nh sau:

(Ban hnh km theo Thng t s: 03/2009/TT-BXD ngy 26/3/2009 ca B

CNG HO X HI CH NGHA VIT NAM

THM NH BO CO KINH T - K THUT XY DNG

3. T chc t vn lp Bo co kinh t - k thut xy dng cng trnh:

2. Th tc: Thm nh v ph duyt Bo co kinh t k thut (i vi

g. C quan thc hin th tc hnh chnh:

b. Cch thc thc hin: Trc tip ti tr s c quan

- Thng t 03/2003/TT-BKH ngy 19/5/2003 ca B K hoch v u t

CNG HO X HI CH NGHA VIT NAM

........, ngy .....thng......nm.......

B..... (UBND TNH......)

CNG HO X HI CH NGHA VIT NAM

........, ngy .....thng......nm.......

Phn theo nhm

S d n thc hin u t trong

S d n thc hin gim st,

II. nh gi tnh hnh thc hin gim st u t v kt qu t c

CNG HO X HI CH NGHA VIT NAM

........, ngy .....thng......nm.......

BO CO TNG HP V GIM ST, NH GA D N U T

Phn theo nhm

S d n thc hin u t trong

Cc mc t 1 n 6 phi km theo danh mc c th theo bng sau

II. Nhng gii php v kin ngh x l

B..... (UBND TNH......)

CNG HO X HI CH NGHA VIT NAM

........, ngy .....thng......nm.......

CNG HO X HI CH NGHA VIT NAM

........, ngy .....thng......nm.......

BO CO K HOCH TRIN KHAI THC HIN D N

(do Ch u t t lp v t nh gi trong qu trnh thc hin)