Professional Documents
Culture Documents
Unpublished
Unpublished
No. 08-4603
Appeal from the United States District Court for the Middle
District of North Carolina, at Durham. William L. Osteen, Jr.,
District Judge. (1:08-cr-00003-WO-1)
Argued:
Decided:
August 6, 2010
Thomas
appeals
from
the
judgment
entered
that
to
the
district
represent
himself
court
at
violated
his
trial
his
Sixth
despite
Amendment
his
timely,
I
Thomas was indicted on January 28, 2008.
When he appeared
February 7, 2008.
On February 5, 2008, William S. Trinette of the Federal
Defenders
Office,
was
appointed
to
represent
Thomas.
On
urged
only
him
request
to
that
plead
the
guilty,
court
had
appoint
an
met
him
once,
investigator,
did
and
had
not
no
On
April 17, 2008, the district court scheduled the trial date for
April 23, 2008.
Thomas
stated:
If
Im
not
satisfied
with
[Mr. Gates]
services, can I just after the discussion come back and move the
Court that I represent myself.
You
clearly
have
the
right
represent
yourself.
The
appointment
district
court
of
substitute
granted
this
counsel.
request.
On
On
that
April
date,
24,
2008,
the
I understand that.
Court
then
inquired:
Are
you
satisfied
with
the
motions
at
status
conference
held
on
May
30,
2008,
date
for
jury
selection
and
trial
was
again
ordered
to
to
the
Fourth
Circuit,
filed
on
May
30,
2008,
was
sought review of the May 30, 2008 denial of (1) his motion to
dismiss the indictment, (2) the denial of his motion to continue
the
trial
date,
(3) the
denial
of
his
motion
to
suppress
evidence, and (4) his motion that Judge William L. Osteen, Jr.,
recuse himself from presiding over the trial.
After hearing Thomass argument in support of his motion
for a stay, the district court denied the motion.
It concluded
counsel
on
the
matter.
The
district
court
denied
the
motion.
The
district
court
then
noted
that
Mr. Broadie
filed
court that he filed the motion after Thomas told him he had
concerns with me representing him further in this trial.
In
his
pro
se
substitution
of
counsel
motion,
Thomas
He
Thomas stated:
ask the court on the record in the right of trial fairness and
my rights under the constitution to (sic) the Sixth Amendment to
have an effective and adequate counsel.
At
the
request
of
the
district
court
for
response,
Mr. Broadie stated that he had had numerous phone calls with his
client.
He
had
also
set
aside
the
preceding
Wednesday,
in
preparation
for
trial.
Thomas
did
not
meet
with
The district
counsel,
Your
Honor.
Or
in
interests
of
justice,
for
substitution
of
counsel.
In
response,
Thomas
the
court
recess,
in
Thomas
which
he
served
two
requested
documents
on
stay
further
of
the
district
court
then
inquired
of
Mr. Broadie
whether
court that Ive been advised that that will be his position, to
proceed pro se, but I will tender Mr. Thomas to make sure that
requested
that
the
district
court
All right.
rule
on
The district
(Thomas
If
I want to go pro se anytime in this proceeding, and right now and I would right now hold my right to that.
In response, the district court summarized its findings as
follows:
1.
date
that
jury
was
scheduled
to
begin.
2.
Counsel;
that
is
with
respect
to
Based
on
Mr. Broadies
these
motion
findings,
to
withdraw
the
district
as
counsel.
court
denied
Thomas
then
stated:
I would like to be - have - a motion be heard at a
further time with respect to proceeding pro se and
would respectfully request the court to grant me I
would say a week to review my options and either
proceed pro se or even try to hire a new attorney in
light of my appeal.
The
district
court
denied
the
motion.
It
noted
that
the
indictment had been pending in this case since January 28, 2008.
The
district
court
then
proceeded
to
discuss
Thomass
Mr. Broadie did not have experience regarding tax law and the
Internal Revenue Code, and had not conferred with him about the
trial exhibits, or discussed his defense, he wished to represent
himself
at
trial.
He
requested
that
he
be
granted
(R.T. at
100.)
trial.
pro se in view of the fact that his motion for a continuance had
been denied.
Thomas
stated,
granted
also
his
appeal
however,
from
that
the
if
the
denial
of
Court
his
of
Appeals
motion
for
trial.
evidentiary
Thereupon,
hearing
to
the
district
determine
whether
court
conducted
Thomass
motion
an
to
Thomas
was
placed
district court.
under
oath
and
was
questioned
by
the
counts
of
violating
26
U.S.C.
7206(2),
and
the
met
with
Mr.
Broadie
Wednesday,
Thursday,
Friday,
Saturday, and Sunday, the days his appointed counsel had made
available to concur with his client because he had car trouble,
and was involved in filing pro se legal motions.
Thomas also
that
he
wished
to
proceed
represented
by
Mr. Broadie
(R.T. at
addition,
he
admitted
that
he
had
made
motion
to
In response to the
dire,
make
examination
evidence.
of
the
opening
witnesses
in
statement,
accordance
and
with
conduct
the
rules
his
of
district
court
denied
Thomass
motion
to
represent
It also found
significant
concern
because
of
Thomass
Thomass
conduct
exhibited
vacillation
in
manipulation
and
efforts
to
court
denied
Thomass
motion
to
proceed
pro
se
was
found
guilty
of
Counts
through
13
of
the
Appeal.
This
Court
had
jurisdiction
1291.
12
pursuant
to
28
U.S.C.
II
Thomas has presented the following issue for review in this
appeal:
Did
the
trial
court
violate
Mr. Thomass
Sixth
voluntary,
knowing,
and
intelligent
requests
represent himself?
denial
district
courts
of
defendants
to
We review
right
to
self-
representation de novo.
of
historical
States
v.
fact
Flackovich,
clear
F.3d
error.
Id.
(citing
1227,
1236
(10th
Cir.
U.S.
806
(1975)
2000).
Citing
28 U.S.C.
Faretta
1654,
v.
California,
Thomas
argues
422
that
[a]
defendant
in
and
a
without
the
assistance
of
counsel. *
(Appellants
13
dismiss
appointed
counsel
and
conduct
his
We disagree.
own
defense.
Bush,
this
Court
set
forth
the
circumstances
that
14
omitted).
A
Thomass pro se motion for a substitution of counsel and a
stay of further proceedings was filed on the morning set for
trial.
2004),
substitution
clearly
Court
of
held
that
continuance
counsel
made
on
the
untimely
circumstances.
under
Id.
at
all
157.
first
but
day
the
(quoting
request
of
trial
most
United
for
the
is
exigent
States
v.
Thomas has
Mr. Broadie
made
himself
available
to
discuss
discretion
district
Thomass
defense.
We
review
for
abuse
of
courts
15
not
abuse
its
discretion
in
denying
Thomass
motion
for
time
on
the
date
set
for
trial.
The
district
court
At the
May 30, 2008, status conference, Thomas did not indicate that he
desired to represent himself.
In
United
States
v.
Lawrence,
605
F.2d
1321
(4th
Cir.
be
asserted
proceedings
some
commenced,
time
and
before
that
meaningful
thereafter
trial
its
exercise
Id. at
1325.
have
at
It was asserted on
right
to
self-representation
anytime
before
trial
or
whether
the
assertion
of
motion
for
self-
trial,
but
this
Lawrence,
prior
to
jury
Court
stated
selection,
that
is
[w]hen
erroneous.
meaningful
In
trial
held that the defendants motion was untimely when the jury had
been selected but had not yet been sworn.
Id.
We need not
on
the
date
set
for
trial,
but
before
jury
to
represent
himself
was
manipulative
to
delay
and
17
C
Thomas
argues
that
the
district
court
clearly
erred
in
The district
The
inquired
whether
mental illness.
district
he
was
court
placed
addicted
Thomas
to
drugs
under
or
oath
suffered
and
from
charges against him, the maximum penalties and the fact that he
had to conduct his voir dire of the jury, present an opening
statement, and examine witnesses in accordance with the rules of
evidence.
After the district court denied his motion to represent
himself, Thomas filed another interlocutory appeal before this
Circuit.
Thomas stated:
for
responded:
whatever
reason,
have
not
done
that.
Thomas
CONCLUSION
The record supports the district courts determination that
Thomass
request
unequivocal.
to
represent
himself
was
not
clear
and
date, Thomas asked to have Mr. Gates removed and replaced with
new
counsel
because
he
disagreed
with
Thomas
as
to
how
to
he
Mr. Gates,
made
when
i.e.,
that
sufficiently
to
discuss
Mr. Broadie
lacked
that
Mr. Broadie
he
Mr. Broadie
the
sufficient
had
sought
failed
substitute
had
not
evidence
in
experience
in
to
engage
counsel
met
the
tax
tax
with
for
him
case;
that
trials;
and,
expert.
When
trial
and
options.
to
asked
for
continuance
to
to
review
[his]
represent
himself
was
manipulative
effort
to
present
F.3d
553,
permitted
to
560
(4th
Cir.
distinguish
2000)(A
between
trial
court
manipulative
must
be
effort
to
argues
that
his
request
was
conditional,
not
not
get
substitute
counsel
appointed.
(Appellants
The
district court did not conclude that his request was unequivocal
merely because he made it in the alternative to getting new
counsel.
vacillation
equivocation,
not
that
the
constituted
framing
20
the
of
lack
the
of
It was
clarity
request
in
and
the
ambiguous
situations
created
by
defendants
individual
and
collective
good,
as
opposed
to
only
Frazier-El,
204
F.3d
at
559
(quoting
21