1.

Thng tin chung v mn hc

-

Tn mn hc: Th trng ti chnh

M mn hc: FIB2003-1

S tn ch: 3

Cc mn hc tin quyt: Kinh t hc tin t ngn hng

Gi tn ch i vi cc hot ng:
o L thuyt:

32 gi

o Tho lun v bi tp:

7 gi

o T hc:

5 gi

o Kim tra gia k:

1 gi

2. Tm tt ni dung mn hc
Mn hc cung cp kin thc c bn, ton din v cc th trng ti chnh, cc nh
ch ti chnh, cc ti sn ti chnh, v s tng tc gia chng trong qu trnh vn hnh
thc hin chc nng c bn ca h thng ti chnh l chuyn qu t ngi tit kim ti
cc mc ch chi tiu v u t. Sau phn l thuyt nn tng v cc yu t quy nh v
nh hng ti li sut, ln lt cc th trng n, th trng c phiu v mt s th trng
cc cng c phi sinh, c cp di gic chc nng, cng c v mc ch giao
dch, cc thnh phn tham gia. Cc ti sn ti chnh c trnh by theo bn cht, cch
nh gi, cch tnh ton ri ro, cc yu t tc ng ti gi c ca chng. Cc nh ch ti
chnh, bao gm cc ngn hng thng mi v cc nh ch ti chnh phi ngn hng nh
cng ty bo him, cng ty ti chnh, qu u t, c nghin cu theo cc chc nng
c th v mt s nguyn tc qun tr.
3. Hc liu
3.1. Hc liu bt buc
1. Tp bi ging Cc th trng v nh ch ti chnh. (Bin son: PGS.TS Trn
Th Thi H)

2. Gio trnh Financial Institutions Management A risk Mamagement Approach

(Anthony Saunders; Marcia Millon Cornett; Fourth Edition; McGraw Hill); Cc
chng 8 v 9.
3. Money and Capital Markets-Financial Institutions and Instruments in a Global
Marketplace (Peter S. Rose; Milton H.Marquis; Ninth Edition; Ting Anh).
4. Gio trnh Corporate Finance, Ross, Westerfield; Jaffe; Irwin McGraw-Hill;
Chng 19.
3.2. Hc liu tham kho:
5. Ngh mi gii chng khon. NXB Chnh tr quc gia 2001 (Trn Th Thi H)
(th vin trng)
6. Th trng vn mo him- L thuyt, Kinh nghim quc t v nhng vn t ra
cho Vit Nam ( ti c bit cp HQG 2006. PGS.TS Trn Th Thi H).
7. Pht trin th trng tri phiu Chnh ph Vit Nam (lun vn cao hc chuyn
ngnh KTCT, Trng HKT HQGHN nm 2007 Nguyn Thy Hng).
8. Ngnh bo him Vit Nam trc v sau WTO (lun vn cao hc, chuyn ngnh
KTN, Trng HKT HQGHN nm 2007 V Phng Anh)
Cc ti liu khc do ging vin giao theo tng bi
4. Lch trnh chung :
Hnh thc t chc
dy hc
Tun

Ln lp

Ni dung

L
thuyt

Bi
tp/tho
lun

T
hc

Tng
s

Ghi ch

Bi tp 1

Ni dung 1. Vai tr ca cc th
trng v nh ch ti chnh

Ni dung 2. Cc yu t quyt nh
li sut

Ni dung 3. Cu trc ca li sut

Bi tp 2

4
5

Ni dung 4. Th trng tin t

Ni dung 5. Th trng tri phiu

2
3

Ni dung 6. Th trng khon vay

th chp nh (mortgages)

Ni dung 7. Th trng c phiu :

Th trng s cp v th cp

8
9
10
11

Ni dung 8. Th trng c phiu :

Li sut, ri ro v gi
Ni dung 9. Th trng Hp ng
k hn v hp ng tng lai ti
chnh + Kim tra gia k
Ni dung 10. Th trng Hp
ng tng lai (tip) v th trng
Quyn chn
Ni dung 11. Th trng cng c
phi sinh li sut

1
1
1

Bi tp 3

Bi tp 4

Bi tp 5

Bi tp 6

Kim tra gia

k + Bi tp
7

Bi tp 8

12

Ni dung 12. Ngn hng thng

mi

13

Ni dung 13. Cc nh ch dng

tit kim theo hp ng

Bi tp 9

14

Ni dung 14. Cc nh ch ti
chnh dng u t

Bi tp 10

15

Ni dung 15. Bi tp + Tng kt

Kim tra gia k

S gi tn ch

1
32

45

5. Phng php, hnh thc kim tra-nh gi kt qu hc tp mn hc

5.1 Kim tra-nh gi thng xuyn
- C 10 bi tp c nhn tun, kt hp vi vic i hc y ly im thng
xuyn.
5.2 Kim tra-nh gi nh k:
- 1 bi kim tra gia k, vo tun 9.

- Bi thi ht mn theo k hoch chung.

Trng s cc im nh sau:
- Bi tp c nhn, chuyn cn: 20%
- Kim tra gia k:
20%.
- im thi ht mn:
60%
5.3. Tiu ch nh gi cc bi kim tra
- Bi tp c nhn np ng hn, lm bi y , nghim tc, mi bi 1 im, 10
bi c 10 im. S gi ngh hc s b tr im, theo t l % so vi tng s
gi.
- Bi kim tra gia k: yu cu tnh c lp, sng to, khng c s dng ti
liu.
- Bi thi: Th hin c cc k nng tnh ton, phn tch, khi qut ha. c s
dng ti liu khi lm bi.
5.4. Lch thi, kim tra nh gi
-

Bi tp c nhn c giao theo lch (10 tun)

Bi kim tra gia k: tun 9.
Lch thi cui k theo lch ca Phng T&NCKH.