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CO N T ENT S

P R O C E S S IM P R O V E M E N T
E S S E N T IA L S

Le a n Si x S i g m a Or i g i n s
In t r o d u c t io

O r igin

1 / L e a n O r i gi n

3 / L e a n Si x Si g m

Ta k e A w

ay

T ip s

1
s

2 / Si x Si g m

7 / Su

9 / C ha pt er

fo

D e c is i o

9 /

y
10

L e a d e r s h i p Tr

Si g m
a

Kn

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o w

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m m ar

e st i o n s

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en

2]

ay

T ip s

18 /

19

m m ar

Qu e st io n s

2 3 / Ta k e A w

T ips

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9
24

2 4 / Qu a l i t y Fu n c t io
e F V a l u e Pe r c e p t i o n s
D e p lo y m e n t
2 6 / Su m m a r y
3 6 / Ta k e A w a y
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37 / Edu c a t i o n a n d
P r o c e s s I m p r o v e m e n t Te a m s
40 /
T r a i n i n g 39 / E n h a n c i n g T e a m P e r f o r m a n c e
4
4
S
T
/ a ke
42 /
u m m ary
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II

44 / C ha p t e r

Qu e st i o n s

44

C O S T S : D E F IN IN G
O P P O R T U N IT I E S F O R
P R O C E S S IM P R O V E M E N T

6 Co s t s

of

Qu a l i t y

45

47 /
4 5 / D e f i n i n g Qu a l i t y C o s t s
o f Qu a l i t y
l
i
Typ e s o f Q u a l i t y C o s t s 4 9 / Q u a t y C o s t
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C o st s

r m an ce an

6 5 / Ta k e A w a y
67

Qu e s t i o n s

68

6 8 / Pr o je c t

Pr o je c t s

6 9 / P r o j e c t Se l e c t i o

69

7 3 / Pr o j e c t B u d ge t s

76

79 / C h a p t e r

Qu e s t i o n

79

Pr o b l e m S o l v i n g U s i n g De f i n e ,
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Co n t r o l 8 1
P r o b l e m So l v i n g 8 1 / D e fi n e
82
M e a su r e
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87 / I m p r o v

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n tr o

T ips

37

P r o c e s s I m p r o v e m e n t Te a m s

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m m ar

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f P e r fo

ay

23

Cu sto m

59

P r o j e c t C o n t i n g e n c y Pl a n s a n d C h a n ge C o n t r o l
7 8 / Pr o je c t
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19 / St r a t e g i c P l a n

/ Su

57

70 / Pr o j e c t G o a ls a n d
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72 / Pr o j e c t
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Sc h e d u l e s

Pla n n i n g

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16 / L e a d e r s h i p

57

es t io n s

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18

St r a t e g i c P l a n C r e a t i o
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ar

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P R O D U C T I V IT Y P R O C E S S
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D e fi n i n g Pr o c e sse s
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CO N T ENT S

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la s

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17 4 /
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n d u c t i n g a n Ex
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2 5 0 / E x p e r i m e n t D e s i g n s 251 /
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C H A PT ER O N E

L e a n Si x Si g m

F IG U R E 1 1

r em o v e w a st e a n

n o n

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dde d

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t iv it i e s , a n

d they

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Si x Si g m a t o o l s a n d t e c h n i q u e s t o a t t a c k t h e v a r i a t i o n
pr
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p
a n d Si x S i g m a F u t u r e c h a p t e r s e x
p l a i n t o o ls a n d t e c h n iq u e s
t h a t c a n b e u se d t o o pt im iz e c o st , p r o d u c t iv it
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w a

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q u a l i t y , p r o d u c t iv i t y a n d c o s t s L e a n t o o l s a n d
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e n h a n c i n g p r o fi t a b i l i t y

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k s T he M

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m o t io n ; t h e w a l k i n g r e a c h i n g be n d i n g

ys He w a n ts t o
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o r

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S IX S IG M A T O O L S

t W O R K

d p r o c e s s e s M r H e yd o n a n d h is le a n t e a m s s t u d y t h e w a y
p l e w o r k a n d s e e k w a y s t o i m p r o v e t h e e f f e c t iv e n e s s o f
t h e i r a c t i v it i e s T h e i r a p p r o a c h t o l e a n m a n a g e m e n t i n c l u d e s
pe o

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t h e i r i m p r e s s io n o f o v e r a l l c o f f e e q u a l it y S t a r b u c k s i s a l s o

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L EA N

Te c h n i q u e s
M r H e y d o n , S t a r b u c k s s le a n m a n a g e r
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or

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t St a r b u c k s

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f r o n t p a s e a r t i c le e n t it le d La t e s t S t a r b u c k s B u z z w o r d : L e a n
Ja pa

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a n u fa c t u r in g p r o c e ss w it h o u t s a c r ific in
g
f i r s t t o u t i l i z e a m o v i n g a s s e m b ly l i n e o n a

gr a n d s c a l e O n Fo r d M o t o
bo die s s lid do w n a r a m p
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e n ]"y

Sc h u s t e r , 1 9 9 6 ) Ji m W o m
p r a c t ic es r ela te d t o lea n
in t he

L E A N O R IG I N S

F IG U R E 1 2

d a b o u t e m p lo ye e s m
i m p r o v e m e n t s p r o v id e a b e t t e r
t h e i r b a r is t a s
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k in g

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t fo r

w o r k in g e n v iro n m e n

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FIGU R E 6 2

M i s h a n d l e d L u gg a g e

D E F I N I N G Q U A L IT Y C O S T S
Co s t
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o pe r a t i n
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i t l 1 t il e p r e v e n r io n o f p o o r q u a l i l T
m o s t c o m m o n ly l i s t e d c o st s o f q u a l it y i n c l u d e s c r a p , r e
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pr o v idin g a qu a lit y pr o d u c t o r s e r v ic e
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c o st

C H A P T E R S IX

48

W a r r a n ty
c o sts

Sc r a p
Re w

o rk

Re o r d e r s
M is t a k e s

W a s te

In s p e c t i o

Defe c ts
Re t u

rn ed

go o ds

f a i lu
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p a n y im

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Te s t i n g

Lo

c o s ts

c o s ts

R e w r it i n g

in s

an

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Re w o r k in g a

Lo

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p u te r c

c o m

t io

p lo y e e s

t iv a t i o n

C u s to m

S p e c ia l

e r lo s t t i m e

ha
Lo s t c u s t o

m e rs

d li n g

c o sts

n c o s ts

A d m i n i s t r a t iv e

c o sts

A d d it io

R e c a ll s

n a

c o s ts

em

p lo y e e s

f Qu a lity Co s ts

p o li c y t o

u ra n c e

fa

m o

id e n t s

f g o o d w il l

lt y c o m p o
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L i a b ilit y
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T he ic e be r g

F I G U RE 6 3

In s p e

es

Un h a p py

ns

c o s ts

ge
acc

E m p lo y e e lo s t t i m
P r e m iu m
f r e ig h t c o s t s

e r r o rs

E x p e d it i n g
P e n a lt i e s

t im e

w n

La t e fe

c u s to m e r s

In ju r i e s a n d

Do

O v e r t im

m p la i n t h a n d li n g

I n e f f ic i e n c y

s s iv e i n v e n t o r y
m

o v e r ru n s

D is s a t is f i e d

B illi n g

a c t io n

Co

Co s t

re

c o r r e c t iv e

Ex c e

o rd e rs

F\ e j e c t s

Co

fa ile d p r o d u c t s
Pro d u c t

Cha n g

r a

h ip t h a t

m atc

n e n t tha

f t e r it
w as

c u s to m e r e x

n e v e r w o rke

p e c t a t io

p l e t e ly

w a s co m

ns

r ig h t
m a m J fa c t u r e :

t e s t e d i n c o r r e c t ly

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S IX S IG M A T O O L S

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h
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e
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y a s p e c t o f t h e s e c a lc u l a t io n s c a n
b e q u a n t i fi e d b i n v
i
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s m p o r t a n t t o d e t e r m i n e t he c o st s
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n

o r

ser v

m a t e r ia ls o r
,

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r epa ir , a n

l l a s t h e i n t a n ib l
e c o st s asso c ia t ed
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Or s e r v ic e r e a c h t he
c u sto m e r M a k in g a de c isio n w it h m o
re co m
ple t e q u a lit y
i n fo r m a t i o n s u c h a s p r o d u c t a
i
l
r
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t e r m i n e t h e t r u e p r o fi t a b i l i t y o f a
p r o d u c t o r se r v i c e
O n c e q u a lit y c o st s a r e ide n t ifi d
e
th o se r e v iew in
g the
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r
p j c t c a n d e t e r m i n e w h e t h e r t h e m o n e y fo r t h e r o e c t i s
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o
the co m p an
g
y
I d e n t i %r i n g a n d q u a n t i f yi n g u a l i t c
q
y o s t s h a s a t w o f o ld b e n
e i t t C o s t s a v i n g s a r e i d e n t i fi e d a n d
q u a lit y i s i m p r o v e d By
i m p r o v i n g t h e q u a l i t y p e r fo r m a n c e o f
a c o mp a n t h e
c o m pa n y a l so i m p r o v e s i t s
q u a l i t y Co s t s
w ith

sc r a

ha v in g

as w e

a n o n co n

qu al i t y c o n t r o l de p a r t m
b Qu a l i t y c o s t s p r o v i d e
p r o ble m a r e a s a n d a c t io
c

f f ic i e n c y
f th e n u m be r

T he
o

SU M MA RY
3

T her e

fo

ar e

e tw o

an

i n gs g a i n e d b y p r e v e n t i n g u a l i t
q
y p r o b le m s in t h e
fi r s t p l a c e c a n b e u s e d f o r a d d i t i o n a l r o w t h a n d r o f t a b i l
g
p
it y O r ga n i z a t i o n s fo c u s e d o n p r e v e n t i o n c a n t a k e a d v a n t a e
g
o f t h e s e i m p r o v e m e n t s t o e n h a n c e c u st o m e r s a t i s fa c t i o n a n d
th u s t h e i r p o s i t io n i n a gl o ba l m a r k e t p la c e

w n a t is
D

esc r

yo u

c o st

sa v

f det e r m in in g
re

an

i fi c t y p e s
G iv

e an

do

f q u a l i t y c o s t s C l e a r ly
ex a m ple o f ea ch kin d o f
o

h a v e d e fi n e d
r eco

ow

il l

f fa ilu

pe r so

r e c o st s

W De r

gn i z e

reco

gn iz e d

e it

the

fo

t hey

do

her type

t yp e s o

u r

f qu a lit y

c o sts v a r

y in

r e la t i o n

ibe th e r ela t io n sh ip a m o n g p r e v e n t io
i
p r a s a l c o s t s , a n d fa i l u r e c o s t s W h e r e s h o
p a n y :s e f f o r t s b e f o c u s e d ? w n y ?
D

d in te r m

t o ea c h o ther

t w o types o

fr o m t H

ow

m etho

pr e v e n t io n c o st ? H o w c a n it be
w h e r e p r ev e n t i o n c o st s c a n be fo u

D e sc r ib e t he

fa il u r e
5

f them

n p r i o r it i e s
b
s in e s s is m e a su
u
y
f
f
d
i
t
v
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e
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e pr o du cts
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o

spe c

u r

en

ib e

co m e

T he

57

q u a lit y c o st

'

u a

f t h e fo l l o w i n g s t a t e m e n t s a b o u t q u a l it y c o s t s
Is t r u e ? w n y o r w h y n o t ?
a
Qu a l it y c o s t r e d u c t i o n i s t h e r e s p o n s i b i l i t y o f t h e
W n ich

d e fi n

d d e p l o y i n g a n e f fe c t i v e u a l i t
q
y c o s t m a n a ge
is c r it ic a l t o su c c e ss i n t o da
m e n t sy s t e m
y s gl o b a l w o r k
en v ir o n m e n t D e t e r m in in
g a n d t h e n d e a lin g w ith t h e c o st s
a s s o c i a t e d w i t h e x t e r n a l a n d i n t e r n a l fa i l
u r e s c a n s i n i fi
g
c a n t ly c o n t r i b u t e t o
an
o r g a n i z a t i o n s o v e r a l l fi n a n c i a l
h e a l t h Sy s t e m a t i c a l l y e n h a n c i n t h e s s t e m s t h a t r v
g
y
p e en t er
r o r s le a ds t o gr e a t r e w a r d s A n i n c r e a s e i n
pr e v en tio n c o sts
l e a d s t o m u c h m o r e s i g n i f+c a n t d e c r e a s e s i n f a i l u r e c o s t

f g

C HA PT ER P RO B L EM S

D e v e lo p i n g

esc r

n
u

c o st s

ld

A l a m p m a n u fa c t u r i n g c o m p a n
y ha s in c u r r e d the
fo llo w i n g qu a li ty c o st s A n a lyz e h o w t hi s c o m a n is
p
y
do i n g o n t h e ba s is o f t h e se c o s t s C r e a t i n a r a h o f t h e
g g p
v a lu e s m a y h e l
p yo u s e e t r e n ds V a lu e s giv e n a r e i n
p e r c e n t a ge o t o t a l c o s t o f l a m p

T A K E A W A Y T IP S
1

Co st s

C o ll e c t i n g q u a l i t y c o
s ys t e m e ff e c t i v e n e s s

p r o v ides

sts

a m e

tho

to ev a lu ate

In ter

Ye a r
&

u a 11 t

L u b m

m ea su r in

g t he

Pr e v e n t i o

in g t he

L U LL

bC I V C

su c c ess o

c o sts a r e

crea

t io n o

d a

il

U i1H b

U C . 1L 1 1

u l

f in ter n al im pr o v em

t h e c o st s a s s o

er ro rs o r n o n co n

iated

fo

r m

a 1x

en ts

ith pr ev e n t
i t i e s i n t h e fi r s t
w

A pp r a i sa l

c o st s a r e t h e c o sts

se r v

ic e i s st u d ie d t o d e te r m in

sp ec

i fi c a t i o

cu r red w
e w

p r o du c t o r
i t c o n fo r m s t o

hen

het her

re

r e c o s t s a r e t h e c o s t s a s s o c ia t e d w

the

p r o du

ith

c o st s a s s o c ia t e d w

ith

O n c e q u a n t i fi e d
u a l it y c o s t s
, q
if t he a r e u se d t o d e t e r m i n e
y
gr e a t e s t

ec ts a r e m o st e

qu a lity
9

c o st

im pr o v e m

1 c

3 6

4 7

5 7

16

3 5

4 3

4 6

2 2

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retu rn

f fe c t iv e

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ith the
It

en

ha n

ce

d e c is io

n m a kin

h ic h p r o je c ts w ill a llo w
o n in v e s t m e n t a n d w h ic h p r o j
i l
a t l o w e r i n g fa i l u r e a n d a p p r a s a

How

can

q u a l it y

w ny i s t h e fo l l o w i n st a t e m e n t t
g
r u e ? T h e fu r t h e r a l o n
g
t h e p r o c e s s t ha t a fa il u r e i d i
s
sco v er ed the m o r e
x
p
e
s iv e i t i s t o c o r r e c t

12

W n a t sh o

13

W ha t

the

are

In g q u a l it y

i n fo

r m a

tio n

be

u se d fo r d e c i s i o n m
a k i n g?
W h e r e s h o u l d d o ll a r s s e n t o n
p
q u a l i t y i s s u e s b e in v e s t e d i n
o rd e r t o p r o v ide th e r e a t
e
s
t
r
e
t
u r n o n in v e st m e n t ?w n ?
g
y
Cho o se t w o in du st r ie s a n d li
st s p e c ific e x a m
l
e
s
o f
p
t h e i r c o st s o f u a l l
q
w

c o st s

c o st s

Qu a l i t y

n a

12

10

In t a n gi b le f a i l u r e c o s t s a r e t h e c o s t s a s s o c i a t e d
o f c u s t o m e r go o d w i l l a n d r e s p e c t

r t he

c t o r se r v ic e s r e a c h t h e c u st o m e r

Ex t e r n a l f a i l u r e c o s t s a r e t h e
fo u n d b y t h e c u s t o m e r

fo

erro rs

lo s s
8

Ex t e r

n s

I n t e r n a l fa i l u

fo u n d b e f o
6

in

n al

ev e n t io n

1u +

p la c e
4

Pr

sho u

en t

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ld be

u se

to

gu i d e

14

ld

q u a lity

b e n e fi t s

e m ph a s i z e B
f h a v i n g fi n d i n g o r
de t e r m

c o st

p r o gr a m
,

c o s t s?

O n w ha t pr e m is e is t h e
Ba s e d ?

str a te

g y fo

r u sin

g qu a li t y

co sts

58

15

C H A P T E R S IX
Fo

r t he

Fa r m

w e r e u se

la t io

d fo

n sh ip

d e c i s io

Fr ie n dl y c a se d i s c u s s ho w q u a li t y c o s t s
d e c i s i o n m a k i n g B e s u r e t o e s t a bl i s h a

er

be tw

ee n t he

id e n t i fie d q u a li t y

co sts

a n d the

p p r a i s a l fa i l u
y:
Cu st o m

in q u ir e s a bo

er

b M a in ten

Co

an

fa c e p r o d u c t l ia b i l it y s u i t s L o c a t e a c o m p a n y
i e w i t s c o s t s o f q u a l i t y A n s w e r t h e fo l l o w i n g

r ev

qu

e st io n s:

Id e n t i f y
yo

can

t o t he

b D isc u

y d i f fe r e n t t y p e s o f q u a l it y c o s t s a s
C a t e go r i z e y o u r c o s t s o f q u a l i t y a c c o r d i n g

as m an

fi v e

c a t e go r i e s

ho

ss

pr e se n t e d in t he t e x t
q u a l it y c o s t s c a n b e u s e d fo

s e r v ic e

d e c i s i o n t h e y p l a y a r o l e i n fo r t h i s c o m p a n y
I n y o u r r e v i e w o f t h e c o m p a n y w e r e y o u a bl e t o fi n d
a n y i n fo r m a t i o n a b o u t t h e c o s t s t h i s c o m p a n y h a s o r
t ype o

il l i n c u

r r e la t e d

p r o du c t lia b i lit y
] f so , p r o v id e a

to pr o

du c t

d M
e

it s

o r an

su

su m m

y o t h e r c o s t s o f q u a l it y ?
a r y o t ho se c o st s a n d t he ir

Fo

r eac

co st s

in

c u

f t h e fo l l o w i n g a c t iv i t ie s i d e n t i f y w h e t h e r t h e
r r e d s h o u l d b e a ll o c a t e d t o t h e p r e v e n t i o n

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k/ t e st t he i r

chec

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ga i n

a c c e ss

to

c a ll

b e c a u s e t he
s c he du le d a n d

de pa r t m

ts

o n t h l y fi g u

r e a l lo w

i n g it to

qu a l it y syst e m s a u dit
i s h a v i n g d i f f ic u l t y

res

en t

fr o m

m u st

ob t a

t he p r o du c t io n de pa r t m en t
b r e a k s be c a u se o f
i na

p u r c ha se
t r a in in g i n t he u se
'

c u st o m e r s

g M a n a ge m e n t
fr o m a c u s t o m

k b e fo

a r ea

t c a r r ie s o u t a

qu ate
r e pla c e d

de a l

f t he it e m
ith

w r

an

it ten

m u st

co m

be

pla in t s

po

p o o r se r v ic e
i
t
m
a n a p po n
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p i c k u p e q u i p m e n t f r o m a n o u t s ide
fi n d i n g it o u t o f s t o c k in h is o w n

A n in st r u c t io

m an u al an

h A

su
w

er a

bo u

t co

t in u o u s

t e c h n ic ia n ke e ps

a c r o ss

r r ect

t i fi e d t h e c u s t o m e r

a n a ge m e n

in g

r e c a lls , w a r r a n t y c la im s ,

so u r c e s

17

W o r ke r s

t in c o

i n t a n gi bl e

o r

pr e m ises du r in g a se r v
o t be i n g p e r fo r m e d w h e n

le a v e t he i r

m akin

t io n

is

n o o n e n o

dec is io n

re
g i n t h i s c o m p a n y Be s u r e t o e s t a b l i s h a
sh i p b e t w e e n t h e id e n t i fie d q u a l i t y c o st s a n d t he

ic e

c u sto m e r s

p a n i e s t h a t c ho o s e t o ign o r e t h e c o s t s o f q u a l it y
e n d u p s pe n d in
g 20 t o 3 0 p e r c e n t o f t h e i r t o t a l c o s t s o n
r e w o r k in g a n d r edo in
g T he se c o m pa n ie s a r e a lso o n e s
m

that m ay

ex ter n al

a n c e t e c h n ic ia n
'

16

(i n t e r n a l

re

c a t e go r
a

t he y a f : c t e d

to w n t o

pp lie r
ar eho u

v e lo

T he

se

p e d fo
co m

r m a in

t a in in

pa n

cn n

r e q u i r e i n e n t :;

du

a n ew

c :s

f p r o c e du r e s a r e
p ie c e o f e q u ipm e n t

se t o

;1

su r v e

c u st o m er

P R O C ES S P E R F O R M A N C E M EA S U R ES
We

c an not m a na e w
g

ha t

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do

n o t m e a s u re

C o s t s : D e f i n in g O p p o r t u n it ie s
fo

P r o c e s s Im p r o v e

m en

Co s t s o f
Q u a lit y

P r o je c t
Ma n a ge m e n t

r
r

t <l e i r e m

p l o ye e s p r o c e s s e s s c h e d u l i n g p r o d u c t i o n c y c l e
p p l ie r p a r t n e r s h i p s , s h i p p i n g a n d s e r v i c e
c
:
'
t r a i t s f :t r b u l l e r t h a n t h e i r c o m
pe t it io n D r D e m in g s
f a v n r i t e c u e s t i o n w a s H o w d o o u k n o w ? M e a s u r e s o f
y
Pt : r f o r m a n c e a n s w e r t h i s q u e s t i o n E f f e c t i v e p e r f o r m a n c e
m e a s u r e m e n t syst e m s a r e u s e d fo r u n d e r st a n d in
al i
g,
i n g a n d i m p r o v in g p e r fo r m a n c e a t a ll le v e ls a n d i
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,

t i lT r e s , s u

L EA R N I N G OP P O RT U N ! T I ; S

"

1 To

ho w t h e l i n k b e t w

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f me a s i . t

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To f a m i l i a r i z e t h e

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m ea su res

p a r t s o f t h e o r ga n i z a t i o n
M e a s u r e s a r e i n d ic a to r s o
Pe r fu r m a n c e P r o p e r l y
d e s ig n e d m e a s u r e s , by c o m a r i n
p
g p a st r e su lt s w it h c u r r e n t
p e r f o r m a n c e , e n a b l e l e a d e Fs t o a n s w e r t h e q u e s t i o n s , H o w
"
a r e w e d o i n g ? a n d H o w do w e k n o w h
o w w e ll w e a r e do i n ?
g
Eff e c t iv e l e a d e r s u n d e r s t a n d t h a t w it h o u t
"

D E F IN IN G P R O C E S S M E A S U R E S
Ve r y s i m p l y
so n

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m ea su r es

o r ga n

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pr o c e ss , p r o d u c t , o r
if a r o c e
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gr e s s i n g t o w a r d t h e i r
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ro

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they a r e

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t iv e s
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t c o n t r o l it A n d
se r v ic e t h e y c a n n o
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st r a te

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L e a de r s r e c e iv e a w i d e v a r ie t o f i n fo r m a t i
o n e a c h da y
H
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e
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D ata
w a in o n c e sa id,
i s l i k e g a r b a g e Yo u h a d b e t t e r k n o w w h a t o u a r e o i n t o d o
y
g
g
w i t h i t b e fo r e
y o u c o l l e c t i t A s d i s c u s s e d i n C h a p t e r 3 , ef f
t i v e s t r a t e g i c p l a n s c o n t a i n e r fo r m a n c e m e a s u r e s c h o s e n fo r
'

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t h e i r a b i l it y t o

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59

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C H A P T ER S EV EN

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EV EN
H A PT ER S
C
SEVEN
CHAPTER

6
6
66

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Performance

JF leaders develop measures of performance to support the goals


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e H A p T E F
CHAPTER

IG H T
E
EIGHT

A NA GEM EN T
R O J EC T M
P
MANAGEMENT
PROJECT
le p h a n t ?
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P
r o je c t
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r o je ct m
a y ffocus
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l e a n tools
on
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e c hn i q u es
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take a Six Sigmaa analysis
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approach,
r y a
a ccombination
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p p r o a c h oorr ttry
of
both. Lean projects are chosen because of their ability to
iimprove
m pr o v e p
r o c e s s performance
process
l i m i n a t i n g wwaste
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byy eeliminating
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activities.
r o j e c t s attack
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s u c h waste
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orr mmovement,
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g m a projects
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t i o n aand
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ean S
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t a k e a Si x Si g m

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en

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re a

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5 To i n t r o d u c e t h e

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goals
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r ga n i z a t i o n t o
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L
EA N S
IX S
IG M A P
LEAN
R OJ EC T S
SIX
SIGMA
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L
ea n p
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o r ga n

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ac

tto
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B e f o r e selecting
l e a n Six
s e le c t in g a
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Si x Sigma
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l e a d e r s aask
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o e s the
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m pr o v em e n t d
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directly
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1
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h e l p leaders
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r o v i d e the
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t h e i r oorganization
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dened
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t r ic s K
b u s i n e s s metrics
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o r rrates,
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Lean Six Sigma organizations select projects based on
the projects ability to contribute to onee or all three of the
:
following: customer perceived value and satisfaction,
:
,
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P UT
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CUSTOMER
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NECESS'TY

IG U R E 8
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69
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IG H T
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7
4
74

C
H A PT ER E
IG H T
CHAPTER
EIGHT

C
Te c h n o l o g y T
o m p u t e r Technology
nd U
Computer
r a n s it i o n a
Transition
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Upgrade
pg ra de
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c he d u le
Project
Schedule

T h e ccontractor
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The
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r o p o s a l was
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he
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C o m p u t e r Technology
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Tr a n s i t i o n aand
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nd U
u b m it t e d
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pg r a d e project
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it h tthe
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p la n
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43/

(9

CHAPTER EIGHT

76

the costs associated with the activities must be estimated


The Lean Six Sigma Tools at Work feature on the next Page
describes the creation of a CPM.

If the speed of the project needs to be increased fOr

any reason, then the path can be crashed or shortened by


determining which activities can be done more QUiCkly.

The critical path method also reveals the cost of doing Each

of these activities more quickly. For instance, if Maxs


Munchies wishes to complete the project in less than

28 weeks, the project managers must decide whether Or not


to speed up the ordering of the computers or one of the
four phases. Each week of increased speed in order pro-

cessing will cost them $5,000 compared to increasing the

speed of the actual transition at a cost of between $20,000

w~<vuon.\l'n 4mu
. .,
.

and $40,000.

PROJECT BUDGETS
Budgets are plans for allocating and monitoring the use of
scarce resources. They set the overall estimates for the costs

associated with a project. For budgets to be realistic, it is

FIGURE 8.6

Common Network Structures

CPM builds on PERT by adding the concept of cost per

unit time. CPM gets its name from its ability to determine the
longest series of interrelated events that must be completed in a
project, the critical path. To use this chart, both the times and

critical that the people actually closest to the work take part
in determining the time and money needed for a project. To

create a budget, project managers study the key activities


taking place and estimate as best as possible the time and

money needed to complete the project. A complete budget

will have information about any income or revenue

expected during the life of the project, all expenses related to


the project, and cash ow projections and their timing.

iGMA*if S'oL's" at WORK


Qt" '-'

Creating a PERT Network

.. zingers ;; . ,

b
The successful contractor for Max's Munchies' Computer Technology Transition and Upgrade project submitted the following
PERT network with the project plan. To create the network, the
contractor completed the following steps:
I. Compile a list of events/tasks/activities.
I Set up work area
I Order computers
I Hire people to perform exchange/upgrade
I Train people to perform exchange/upgrade

I Phase 1

I Phase 2

I
I
I
I

Phase 3
Phase 4
Set up equipment
Test equipment

2. Determine the relationships between the activities


(predecessors, successors).
3. Begin constructing the diagram from the end, working back
to the beginning. The key events/tasks/activities identified in
step 1 are placed on the diagram between the nodes as
shown in Figure 8.5.

Task

Predecessor

Set up work area (3)


Order computers (b)
Hire people to perform exchange/upgrade (c)
Train people to perform exchange/upgrade (d)
Phase 1 (e)
Phase 2 (f)
Phase 3 (2)

b,c,d.i
.,_.,-

Phase 4 (h)

Set up equipment (i)


Test equipment (j)

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Project Management
CreatingaCPM

77

LEAN SIX SIGMA TOOLS at WORK

/b
The steps to create a critical path begin much the same as creating a PERT network. Building on the previous example, to finish
the CPM, follow these steps:

4. Begin constructing the diagram from the end, working back


to the beginning (Figure 8.8).
5. Add up each of the individual paths to determine the critical
path. The critical path for this example is 1-3-6-7-8-9
and equals 28 weeks. The other paths are 1-4-5-6-78-9
(24 weeks) and 1-2-3~6-7-8-9 (26 weeks).

I. Compile a list of tasks/activities.


2. Determine the relationships between the activities

(predecessors, successors; see Figure 8.7).

3. Determine the costs and times associated with the activities

(Figure 8.7).

785k

Predecessor

Set up work area (a)

Order computers (b)

Hire people to perform exchange/upgrade (c)


Phase 1 (e)

Phase 3 (g)
Phase 4 (h)

e, f
e, f, g

Set up equipment (i)

Test equipment (j)


FIGURE 8.7

13

a, b, c, d, i

Phase 2 (f)

Train people to perform exchange/upgrade (d)

Weeks
Normal Crash

a, i

Cost
Normal
Crash

$25

$20

$12

$25

$100

4
3

$100

$6/wk

$10/wk

$20/Wk

$20/wk

3
2

$100
$100

$30/wk
$40/wk

$10

$3/wk

$5/wk

$13

$2/wk

Precedents, Timing, and Costs (1000)

Phase 1

Phase 2

49
GLPhase
4.3 V
4,3 V
4,3

Test
equipment

:8

Phase 4

3,2

Set up
equipment

FIGURE 8.8

CPM for Computer Installation

Budgets are not arbitrary; effort should be taken to ensure


that realistic cost and timing information has been found.
Budgets should be monitored throughout the life of a project to keep project costs on track. Variances should be
reported as soon as they are found. These variances can pomt
to problems and recommended actions necessary to keep

the project on target. Budgets can enable those working on a

project to be aware of how their actions add to or take away

from the end result of the project.

PROJECT CONTINGENCY
PLANS AND CHANGE CONTROL
SYSTEMS
Projects, due to their very nature, are complex. For every

project, there is a risk of failure. Organizing a project mto


manageable sections can reduce the fear of failure as well

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151/

as the potential for failure. Effective project managers


dont forget to ask: What it? They work with their proj
ect team members to identify potential activities or events

that may derail a project. Contingency plans are created to


ensure that the project team is ready to handle potential
problems. Although all problems cannot be foreseen, a
project plan that includes contingency plans keeps the
team members exible and aware that they may be asked
to make adjustments to their project plan some time
during its lifetime.
Effective project managers recognize that clients make
changes to the project as it progresses. All project propos-

als and plans should contain a description of how requests


for changes in the projects plan, budget, schedule, or
performance deliverables will be handled. An effective
change control system will have steps in plaCe that review

the requested changes for both content and procedure and

78

CHAPTER EIGHT

identify how the change will affect the project. This

change must be reected in adjustments to the projects

performance objectives, the schedule, and the budget.


Once accepted, change orders become part of the overall

project plan. Part of the job of a change control system is

to clearly communicate any changes to any person or part

of the project affected by the change. The best way to


ensure that this critical communication occurs is to have
all changes approved in writing by all appropriate repre

sentatives of the impacted areas. Ultimately, the change


should only be made if its benets outweigh the costs of
implementing the change.

PROJECT CONTROL
Throughout a project, effective project managers monitor
the progress a project is making toward completion. Performance, cost, and timethe three aspects of a project
all need to be monitored and controlled to ensure project

success. Performance of the project refers to the end result

and the steps taken to get to it. The performance of a project may be affected by unexpected technical problems,
quality or reliability problems, or insurmountable technical difculties. For instance, a building may have its completion delayed because the foundation must be redone
due to technical problems with the concrete being used.
Performance of a project may also be affected by insuf
cient resources brought about by poor planning, logistical
problems, or underestimating. Some performance prob
lems may be brought about by the projects end user. The
end user may have made a variety of changes to the
original specications for the project.
Project control and monitoring involve gathering and
appraising information on how the projects activities com
pare with the project plan. Actual progress is tracked against
the performance measures established in the project plan.

These performance measures help a project


produce

may have Changed


Client-related changes in specications

thus affecting the total


the scope of the work signicantly,

costs of the project. Or the budget

1. The contractor will provide a project manager who is


responsible for the entire scope of the project and the
direction of the contractor's personnel involved in the
project. This individual will be the single point
of contact.
2. The contractors project manager will develop the schedule
and logistical planning for the Computer Technology
Transition and Upgrade project. The schedule will include
milestones based on the number of computers to be

upgraded. The milestones will become the basis for the

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may have been inadequate

estimates, poor projec.


in the rst place due to inadequate
costs due to client-related
tions for ination, or additional
control when the PIOjeci
changes. Costs can also get out of
corrective cost control
costs are not watched closely and when
is not exercised in time.
measures aSsoBy closely monitoring the performance
can be premanager
ciated with the project, an alert project
in order to keep the
pare d to respond quickly to deviations
very few projproject on track and under control. Though
modied in
ects have not had their goals and objectives
to their end,
some way or another from their beginning
to minicareful project control enables a project manager

mize the effects of these changes on the overall project.

PROJECT MANAGERS

An effective lean Six Sigma project manager achieves the desired results within budget and on time and according to the
desired standards. Effective project managers realize that in
order to accomplish what needs to be done on time and

within budget, they must take time to plan their projects.

manOnce a good plan has been created, effective project

agers manage their plan.


Unlike functional managers, project managers are
generalists with knowledge and experience in a wider
variety of areas. Project managers are responsible for organizing, directing, planning, and controlling the events associated with a project. They deal with budgets and schedules.

MISWN Cant-titers: -::-';r

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EAN SIX SIGMA
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The project plan submitted by the contractor contained this section detailing project control goals and objectives.
Objectives:

a pr0ject. Technical dif


costs need to be monitored during
than originally planned.
culties may require more resources

Computer Technology Transition


and Upgrade Project Control

GOAL: PROJECT CONTROL

manager aSSess

resources have been used to


how time, money, and other
reasons exist Wh
the expected outcomes. Many

3.

4.

5.

8.

forecast on each phase of the project. The schedule will


include resource planning indicating the level of staffing
necessary to achieve project milestones.
The contractors project manager will schedule and oversee
all phases on the Computer Technology Transition and
Upgrade project.
The contractors project manager will supervise on-site personnel directly or have assigned supervisory personis) during
periods of critical processes.
The contractor's project manager will participate in review
and problem-solving meetings scheduled over the course of
the project.
The contractor will create processes and procedures that
the objectives of schedule, user satisfaction in the
meet
equrpment exchange, and inventory control.
b)

Project Management
Responsibility for the project rests on their shoulders, and

79

they must understand what needs to be done, when it must


be done, and where the resources will come from. Through~
out a project, the manager will be the one who must clarify

managed projects are costly for an organization. A project that


does not achieve its goals and objectives, or one that is not
aligned with the goals and objectives of the organization,
wastes time, money, and other resources.

members; and meet the client's demands while keeping the


project on tlme and within budget. Project managers are responsible for nding the necessary resources, motivating

TAKE AWAY TIPS

misunderstandingS; calm upset clients, leaders, and team

personnel, dealing with problems as they arise, and making

project goal trade-offs. In essence, effective project managers


are individuals who do whatever is necessary to keep the

project on SChedule, Within budget, and able to meet performance

expectations. Project managers must be prepared

to make adjustments to schedules, budgets, and resources in

order to deal With the unexpected. For this reason, they must

be 800d at recognizing the early signs of problems and be


able to cope with stressful situations. As discussed under the

heading of project plans, effective project managers utilize

the checkpoints, activities, and time estimates established in


the project plan to guide those working on the project. Fol
lowing a clearly laid out project schedule with clearly delineated responsibilities enables effective project managers to
keep their projects on track in terms of time, performance,
and cost. Clear project plans enable effective project man-

agers to direct people both individually and as a team.


, Project managers manage people as well as projects. To

do this, effective project managers schedule frequent


progress reports. These meetings allow the project managers
to react quickly when they recognize that a difculty has
arisen. Effective meetings are essential when working on a

project.
Due to the very nature of a project, the people associated with a project are temporary, and the project work they
do is often in addition to their regular jobs. [i this is the case,

how does a project manager maintain the commitment and


involvement of these individuals in order to get the project
done? A project manager must motivate these individuals.
This can be done in a variety of ways, including increasing
the persons visibility in the organization. In other words,

make sure people working on the project are recognized for


their work and what they have accomplished. Project man-

agers also have it within their power to create interesting and


challenging possibilities for their team members. As d15cussed in the chapter on teams, people are much more mo-

tivated to perform when their assigned tasks enable them to

use and stretch the talents, skills, and knowledge they al-

ready possess. Another powerful tool a prOjCCt manager POS

sesses is praise. People like being recognized publicly and


privately for a job well done.

SUMMARY
Projects, when chosen because they support the overall goals

and objectives of an organization, fulll the strategic plan and

move the organization toward its vision andmtssron. Without

and instead
Projects, organizations lack a long-term Visron

focus solely on doing day-to-day activities. Conversely, poorly

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1. Lean Six Sigma organizations recognize that projects


managed by people with good project management
skills are crucial to the success of an organization.
2. Lean Six Sigma organizations select projects that
support the organizations mission and goals.

3. Projects have three objectives: performance, cost, and


schedule.

4. Project proposals are the documents that sell a project.

They concentrate on the goals and objectives that a

project hopes to achieve.


5. Project goals create clarity of focus for a project.

6. Project plans provide details related to how a project


will be accomplished, including:
Mission and deliverables
Goals and objectives
Tasks
Technicalities

Schedules

Resources

Cost analysis

Value analysis
Personnel
Evaluation measures
Risk analysis

Change management process


\l . Project plans should include contingencies.
8. Gantt charts show the ow and completion of tasks
within a project.

9. PERT charts show the relationships between tasks in a


complex project.
10. CPM builds on PERT by adding the concept of cost per
unit time.

CHAPTER QUESTIONS
1. Why are project management skills important to apply
in order to be effective?
2. Describe the three basic project characteristics in terms
of a project you have worked on.
3. Why is completing a project like eating an elephant?
4. How is a project selected to be worked on?
5. What are the components of an effective project
proposal?
6. Consider a project you are working on either at work or

at school. Using the guidelines presented in this chapter,

8
0
80

C
H A PT ER E
CHAPTER
IG H T
EIGHT

.
write aa ppr0ject
r o j e c t proposal.
h y sshould
h o u l d your
r o jea
ec t
Why
pr o po sa l W
pro}
yo u r p

w r ite

r o po sa l b
proposal
p
bee

r o je c t
project
p

7
ha t
7. W
What

a c cepted?A
accepted?
h e rreasons
r e tthe
e a s o n s ffor
Are
o r sselecting
e le c t in g y
o u r
your

apparent
n y
o u r p
p p a r e n t iin
your
r o po sa l ?
proposal?

.
h e ccomponents
are the
o m po n e n ts o
f f e c t i v e preject
la n ?
off aann eeffective
plan?
p r o je c t p

are t

8. Consider a project you are working either at work or


on
sschool.
c 1 0 0 l U
i n g tthe
he g
Using
u i d e l i n e s presented
guidelines
r
e
h i s cchapter.
ha pt e r
s
t e a iin
n
n tthis
p
s

,
f o r aa p
h a r t for
r o jec t y
o u a
project
an tt c
chart
y0u
are
re w 0
Gantt
aG
r ki
ng
school.
O
h
l
working
0
t
o
o
s
c
k
l
a
r
o
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or at
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e
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h
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t
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an
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i f f e r e n t i a t e s aa Gantt
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0 What
1
differentiates
10.
ERT Chani
a PERT
c ha
rt
7
M
?
P
C
ffrom
a
r o m a CPM.
9
r ea te
Create
9. C

write a project plan. Are the projects


goals and
o b je c t iv e s c l e a r l
objectives
clearlyy sstated?
tated?H
ow d
How
o u k
n ow ?
doo yyou
know?
,

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e eks
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ask
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o r m al
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e l e c t distribution
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12. Complete a CPM for the information in Question

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m
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15. W
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15

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f fe c t i v e project
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m a n a er ?
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81
81

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'

CHAPTER NINE

C H A P T E R N IN E

82

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8
84

C
H A PT ER N
IN E
CHAPTER
NINE

EQ U EST
C O R R E C T IV E / P R E V E N T I V E ACTION
A C T IO N R
REQUEST
CORRECTIVE/PREVENTIVE
T
O D
EP A R T M E N T N EN D O R :
TO
DEPARTMENT/VENDOR:

INSTRUMENT
ST R U M E NT PA
NEL
PANEL
1IN

DATE:
DA
TE:

/3 1/ 2 0 0 4
188/31/2004

F
IN D IN G / N O N C O N F O R M IT Y :
FINDING/NONCONFORMITY:

PA N E L 3
NS T RU M EN T PANEL
R IINSTRUMENT
6 0 1D A
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LA IM S FO
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360ID
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T OMER W
ARE
CLAIMS
FOR
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A
P PA R E N T C
A US E :
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R IG IN A T O R :
O
ORIGINATOR:

S M IT H
lm
l R. SMITH

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| 88/3/2004

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O UA U T Y A S S U RA N C E

GU R E 9
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A SS I G N E E
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D
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86

IN E
NINE
H A PT ER N
55 CCHAPTER

"
O O L S at WORK
TOOLS
S IG M A T
LEAN SIX SIGMA

o n s t r u c t in g
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Plastics aand Dashes:

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iinformation
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ig u r e 9
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IG U R E 9
FIGURE
9.77

P
l a s t ic s
Plastics

Scanned by
by CamScanner
CamScanner
Scanned

D a s h e s : IInstrument
andd Dashes:
n st r u m e n t P
P r o b l e m s by
a n e l Problems
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b y Warranty
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la im T
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an

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o
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l
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ata
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8. D
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o the
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8 A
7 aand
9
nd 9
Pareto
AP
9.8.
9.7

com

W
a rra n ty
Warranty

'

S IX

Problem Solving Using Define, Measure, Analyze. Improve, Control .

LOO

dollars
of

thousands
in

01O

Cost

at?

Loose inst.
panel comp.

Elec.
problems

Noisy
comp.

Improper

lnoperative

Warped

install

Categories

FIGURE 9.8

Plastics and Dashes: Costs of Instrument Panel Problems

by Warranty Type

A Pareto chart is constructed using the following steps:


. Select the subject for the chart. This can be a particular
product line exhibiting problems, a department, or

process.
. Determine what data need to be gathered. i.)eterrnine

whether numbers, percentages, or costs are going to be


tracked. Determine which noriconformities or defects

will be tracked.

9 Gather data related to the quality problem. Be sure that

the time period during which data will be gathered is


established.
Use a check sheet to gather data. Record the total num
bers in each category. Categories will be the types of
defects or nonconformities.

. Determine the total number of nonconformities and

calculate the percentage of the total in each category.


Determine the costs associated with the nonconformities or defects.
Select the scales for the chart. The y axis scales are typically the number of occurrences, number of defects,
dollar loss per category, or percent. The x axis usually

displays the categories of nonconformities, defects, or

items of interest.
Draw a Pareto chart by organizing the data from the

tallest category to the shortest. Include all pertinent in-

formation on the chart.


Analyze the chart or charts. The tallest bars represent
the vital few problems. If solved, getting rid of these

problems will provide the greatest gains for the organi-

zation. If there does not appear to be one or two major

scanned by CamScanner
Scanned

Q/

problems, recheck the categories to determine whether

another analysis is necessary.

ANALYZE
During the analyze phase of problem solving, lean Six Sigma

teams focus on identifying potential root causes of the probiem they are working on. They also seek to validate a causeandeffect relationship between the key process input variables
and the key process output variables. This analysis enables the
team to identify the vital few root causes of the problem.

Technique: Brainstorming
To identify potential root causes of problems, lean Six Sigma
improvement teams often turn to brainstorming. The
purpose of brainstorming is to generate a list ofproblems,
opportunities, or ideas from a group ofpeople. Everyone present at the session should participate. The discussion leader
must ensure that everyone is given an opportunity to comment and add ideas. Critical to brainstorming is that no arguing, no criticism, no negativism, and no evaluation of the
ideas, problems, or opportunities take place during the session. It is a session devoted purely to the generation of ideas.
The length of time allotted to brainstorming varies;
sessions may last from 10 to 45 minutes. Some team leaders
deliberately keep the meetings short to limit opportunities
to begin problem solving. A session ends when no more
items are brought up. The result of the session will be a list
of ideas, problems, or opportunities to be tackled. After being listed, the items are sorted and ranked by category, im

portance, priority, benet, cost, impact, time, or other


considerations.

CHAPTER NINE

88
ea

C H A P T E R N IN E

r a i n s t o r m in g
a s he s : B
nd D
l a s t i c s aand
P
Brainstorming
Dashes:
Plastics

L EA N

S IX S IG M A T O O L S

"

/b
t u dy
u r t h e r sstudy
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n c cconducted
l a s t i c s aand
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a s h e s IInc.
a ffurther
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h e tteam
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att PPlastics
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h e iinvestin vest i
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n stru m e n t p
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tthe
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FI GU R E 9
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10
F
IG U RE 9
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Plastics and Dashes: Constructing

LEAN SIX SIGMA TOOLS at WORK

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a Cause-and-Effect Diagram

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8
9
39

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IG U R E 9
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i- '1'

IN E
C
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NINE
CHAPTER

9
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F
IG U R E 99.13
13
FIGURE

S
i a g r a m Interpretations
c atter D
Scatter
In te r pr e t a t io n s
Diagram

Creating a Scatter Diagram

LEAN SIX SIGMA TOOLS at WORK

[0'
hi r l e y iis
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25

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30

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2000

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1987

1992

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1999

20m)

2001

2002

Copyright 0 IMZDOG by Stockchansgom Inc.. Redmond. wusmnglon, All rights reserved

FIGURE 9.15

Run Chart of Financial Performance

(Source: Copyright 19992008 by StockCharts.com Inc., Redmond, Washington. All rights reserved.)

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Problem Solving Using Define, Measure, Analyze, Improve, Control

To construct a scatter diagram, use these steps:

Technique: Run Charts

1. Select the characteristic, the independent variable, you


wish to study.
2. Select the characteristic, the dependent variable,
that
you suspect affects the independent variable.

Run charts, also called time series plots, can be used to monitor process changes associated with a particular characteristic
over time. Run charts are versatile and can be constructed

with data consisting of either variables or attributes. These


data can be gathered in many forms, including individual

3. Gather the data about the two characteristics.


4. Draw, scale, and label the horizontal
and vertical
axes.

measurements, counts, or subgroup averages. Time is dis-

played on the x axis of the chart; the value of the variable or


attribute being investigated is recorded on the y axis. The
median value of the data can be used as the centerline of the
chart. Cycles, trends, runs, and other patterns are easily spot-

5. Plot the points.

6. Interpret the scatter diagram to see whether there


is a
relationshlp between the two characteristics.

ted on a run chart. As Figure 9.15 shows, nancial performance over time is often displayed in the form of a run chart.

Using Run Charts in Decision Making

LEAN SIX SIGMA TOOLS at WORK

A US. state highway route through a small town has had an


increase in traffic accidents in recent years. The city manager
has
decided to do a traffic study to support the reduction of the speed
limit, in hopes of reducing the number of traffic accidents. The

January 2000
May 2000
December 2000
January 2001
May 2001
December 2001
January 2002
May 2002
December 2002
January 2003
May 2003
December 2003

study will cost approximately $2,000. Upon completion, the

study will be turned over to the states Department of Transportation. Factors that weigh into studying the speed limit include accident history, traffic volume, average speed of motorists, access
points, and the width of the shoulder and roadway.
Part of the study includes creating and studying run charts of
the accident history:
Step 1. Determine the time increments necessary to study the
process properly. Under their current system. the city combines
and reports accident information in January, May, and December.
Information is available for the past four years. Time. increments
based on these months were marked on the x axis of the chart.

FIGURE 9.16

Step 2. Scale the y axis to reflect the values that the measurements
or attributes data will take. The y axis is scaled to reflect the
number of accidents occurring each month.
Step 4. Record the data on the chart as they occur.
were recorded on the chart (Figure 9.17).

10
15
10
23
26
22
30
25
30
35
38
36

Accident Data

Step 5. Interpret the chart. The chart, when interpreted, showed


that accidents have definitely been increasing over the past four
years. This will be very useful information when the state tries to
determine whether to lower the speed limit.

The data were collected (Figure 9.16).

Step 3. Collect the data.

93

The data

40 35 30
25 20..

Accidents
of
15#
10-

836

FIGURE 9.17

gob/o

Ll,

Jan.

2000

2001

I
Ma .

20th

Run Chart of Accident Data

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Jan.

2002

loii

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Jan.

2002

2003

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2033

Dec.

2003

10/

4
9
94

N IN E
H A P T E R NINE
C
CHAPTER

A
A

'
for a particular process 0;
the companys future plans
,
,
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product. Major changes to the process,

: X=:x : : x

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n fi
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ve

r u n

im p le m e n ted
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The
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2
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3 C
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ata
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Collect
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he d
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5. IInterpret
Because
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im it s
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ar e n o co n tro

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h i g h oorr
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ata A
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point
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llimits.
i m i t s It
It

o in t s
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18
F
IG U R E 9
9.18
FIGURE

tto
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c edu r es

L E A N SIX
s lx S
I G M A TOOLS
T O O L S at
LEAN
o
SIGMA
a t w
WORK

following the changes. When this figure is compared to Figure 9.7


=
: X warranty
: : before
&XX. XXX
X :Jclaims
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showing
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h a n g e s aa vvery
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p e e d y ffive

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9
6
96

H A P T ER N
C
IN E
CHAPTER
NINE

2
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P
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FIGURE 9.19

F I G U R E 9 19

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S
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P
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b/

10 0
100

H A PT ER T
C
EN
CHAPTER
TEN

o n
iimprovements
v a l u e d r iv e n
on
b
m pr o v e m e n t s
t hat
value-driven
r e c o gn iz in g
byy recognizing
that
h o u l d be
be m
d
d
f
h
l
ll
processes
e
a
s
u
r
t
e
a
n
t
r
e
r
e
s
u
s
c
a
e
u
a
n a
p r o c e s s e s sshould
measured and the results carefullyy anallyzed
d
i
d
f
t
i
z
e
en t y o
too identify
o r iimprovement.
m pro v em en t
opportunities
y
p p o r t u n i t i e s ffor

i t t l e cconcern
i m e with
h e y aare
o n c e r n ffor
w i t h llittle
o r whether
w h e t h e r tthey
he m
r e tthe
over ttime,
mast
o st

ov er

h i c h tto
r o v ide a
o p
r o d u c t or
o r sservice_
provide
manner iinn wwhich
a pproduct
e r v ice
h e wworld
T
o r ld m
a r k e t p l a c e ccompanies
r e m a i n ccompetitive
o m p e t i t i v e iin
n tthe
o m p a n ie s
Too remain
marketplace,
d e n t i f y wwasteful
hem T
i m p r o v e tthem.
a s te fu l p
r o c e sse s a
n d improve
m u s t iidentify
h e kkey
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processes
and
The
ey
to rening processes is to concentrate on the process from
m an n er

P R O C E S S IIMPROVEMENT
M P ROV EM EN T
PROCESS

h e ccustomers
tthe
u sto m er s

f view
d e n t i f y aand
lim in ate
n d e
v ie w a
n d tto
o iidentify
point
and
eliminate
p o i n t oof
d
d
d
i
i
i
a
e
a
c t v t es
nonvalue-added
activities.
'

P
r o c esse s p
r o v i d i n g the
t h e products
ho u ld b
Processes
providing
a n d sservices
e r v i c e s sshould
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p r o d u c t s and
iimproved
i
h
m p r o v e d with
h
i
f
w t
tthe
e a
m o
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aim
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and
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productivity
l
i
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lim in a t
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s
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n
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w a st e
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s
s
m
r
o
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o
c c u r s tthrough
r o u g h valuev a lu e
occurs
p
dde d p
a
r o c e ss m
a p p i n g , problem
added
process
mapping,
s o l a t i o n , rroot
o o t ccause
a u se
p r o b l e m iisolation,
a n a l y s i s and
an d p
r o b l e m rresolution.
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analysis,
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a
n
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elo p
Manyy pprocesses develop

n o n

v a lu e

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t e p by s t e p p
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m pro v em en t m
r o c e s s iimprovement
Two
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process
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h
b
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i n Fi
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10 2
r o c e s s for
m p r o v i n g processes
cal pprocess
Figure
g u r e 10.2.
p r o c e s s e s iiss sshown

&

Determine Voice of

Who?

<

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Requirements?
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ld
im p a c t in g
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OC
VOC

rrequirements
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"

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where does it start/end?

-._- -J

'

r'

V
a ta
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diagrams. control charts,
histograms, scatter diagrams. etc.

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activities, control charts, histograms,

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scatter diagrams, Pareto analysis, force

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lt m

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FIG
U RE 10
FIGURE
10.22

T
r o c e s s IImprovement
m pr o v e m e n t P
r o c e ss
Typical
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Process
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Scanned by
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77
10 1
101

Ma pp in g
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a l u e A d d e d Process
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e
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Regardless

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1
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ac

critical to:

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n tthe
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ated
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4
w n er
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6
6. SSeparate

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a dde d a c t iv

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7 E
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9
9. Determine
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10
10

are

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n
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i a g r a m m i n g the
i g u r e 10
3 D
F
l o w ooff aa p
t h (: fow
Figure
r o c e s s or
10.3.
Diagramming
o r system
sys t e m
process
i d s iin
it F
l o w c h a r t i n g iiss eeffectively
n understanding
u n d e r s t a n d i n g it.
f f e c t i v e l y used
aids
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u s e d iin
n
i r s t sstages
h e ffirst
t a g e s of
tthe
o f p
r o b l e m solving
b e c a u s e the
s o l v i n g because
problem
t h e charts
l
b
c h a r t s enable
en a
e

d y i n g the
t h e process
to q
u i c k ly u
those studying
n de r sta n d w
h a t is
quickly
i s inp r o c e s s to
understand
what

t h o se s t u

l v e d iin
f r o m sstart
n a
a p
r o c e s s from
fi n i s h Problem-solving
t a r t tto
volved
o nish.
process
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b
T
ea m m
em
e r s ccan
a n clearly
c l e a r l y see
i s being
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team
w h a t is
b e i n g done
members
d o n e tto
o a
a prodp r
v o

b y aa service
u
ct o
r o v i d e d by
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orr pprovided
t h e various
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in a
t a g e s in
att the
a
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l o w c h a r t s cclarify
r o c e ss P
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l a r i f y the
process.
t h e rroutines
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d
p
o u t i n e s used
tto
u se
se r v e
o serve
ccustomers.
u st o m e r s P
r o b l e m s or
o r non-valueadded
n o n v a l u e a d d e d activities
Problems
a c t iv i t ie s n e st c d

nested
i t h i n aa p
r o c e ss a
id e n t i f ie d b
re e
a s i l y identied
within
process
are
nt n v c h a r t
easily
sin g a
byy uusing
a flowchart.
h e cconstruction
T
o n s t r u c t i o n of
The
o f p
r o c e ss m
a p s iis
s ffairly
process
a i r l y straightfors t ra i ght f
maps

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s t e p s tto
o creating
c r e a t i n g such
s u c h charts
ward. The
f o ll o w i n g :
c h a r t s are
t h e following:
a r e the

w ard

1
he p
e fi n e tthe
m c e ss b
h e purpose
o u n da r ies F
1. D
Dene
t he
o r tthe
process
boundaries.
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p u r p o s e oofr the
ha r t d
cchart.
e t e r m i n e where
he p
w h e r e tthe
e n ds
ro ce ss b
e i n s and
a n d ends.
determine
process
begins

2
2.

D e f i n e the
t he p
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r o c e s s ssteps.
te ps U
t o iidentify
se b
r a i n s t o r m i n g to
Dene
process
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brainstorming

Fo r existing
o r n
ac
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r o c e s s e s For
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the steps ffor
new
processes.
p r o c e s s e s actull
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i
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t
a
s e r v e the
e p
n action.
ac l n n
r o c e s s in
allyy oobserve
process
t he s t e p s

10
2
102

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H A P T E R TEN
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3. Sort the steps into the order of their occurrence in the


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p

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4
4. Place

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f l o w c h a r t ssymbols
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n d create
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non-value-added
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llo w
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creators
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e fi n in g a
and
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w n e n tthe
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F
I G U R E 10.4
10 4
FIGURE

P
r o c e ss M
Sy m b o l s
a p Symbols
Process
Map

Transportatior
n s p o r t a t io r

Tr a

D
e c is i o n
Decision

rug

value-Huueu rrocess mapping

Creating a Process Map

LEAN SlX SIGMA TOOLS at WORK

fb
To help determine the current baseline performance of the

process. the team at Plastics and Dashes inv '


esti atrn
.
warranty
claims
panel
created a flowchart of theginstrgu'rEZtrtJment
n
panel assembly process.

Step 1. Define the boundaries. First the team


examined the
'

Step 3. Sort the steps into the order of their occurrence in the

process.

After reconciling their observations with their

brainstorming efforts, the team sorted the steps into the order of

their occurrence.

Step 4. Place the steps in appropriate flowchart symbols.

With

' '
process from the customers point of view. Th e team
identlf led
~

the steps in the correct order. it was a simple task to add the ap-

2. Define the process steps. The team


members
sup
brainstormed the steps in the assembly process. They

Step 5. Evaluate the steps for completeness, efficiency, and possible problems. The team reviewed the finished chart for completeness. Several team members were unaware of the complete
process. Because it creates a greater understanding of the process.
this diagram will be helpful during later problem-solving efforts.

where the process begins and ends in the customers


experience

double

checked their steps by observing the actu al rocess. Th wrote


6y
9

down each step on sticky notes.

Mold
retainer

Spray
adhesive

on retainer

propriate flowchart symbols and create the chart (Figure 10.5).

Barrier

Storage

clad
ratainer

Storage

Foam
mold

Insert
retainer

Insert

pad

pad

Assemble

A/C outlets

Assemble
glove
box

Storage
>

Attach
passenger
air bag

InSpect

Ship

FIGuRE 10.5

Scanned by CamScanner

Plastics and Dashes: Glove Box Assembly Flowchart

.
1
04
104

C
HA PT ER T
EN
CHAPTER
TEN

i l i z i n g tthe
h e ccorrect
utilizing
o r r e c t ssymbols.
i t h e r tthe
h e ssymbols
Either
an b
y m bo ls E
bee
y m b o l s ccan

h a t h e a d i n g (Figure
d e p a r t m e n t are
e l o w tthat
w r it t e n b
a r e written
o b o
below
( F i gu r e
orr department
jjob
heading
l s o be
b e constructed
i
l o w c h a r t s ccan
10 6 ) F
w i t h pictures
c o n s t r u c t e d with
t
an a
c
u
r e s fm
also
fo r
10.6).
Flowcharts
p
W
f
l
10
7
i
n e n process
o w c ha r t s
e
a sie r u
n d e r s t a n d i n g (Figure
) When
(F g u r e 10.7).
easier
understanding
p r o c e s s owcharts
D
h
h
h o w n in
t
t
d
i
o
e
n
a
e
a
r
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s
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t
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e
s
s
n
s
a
r
e
a
s
o
u
s
e
r
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they
often
appear
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in
shown
are used as routingg sheets,
pp
y

u t

la c e d
placed
p

he d
nextt ttoo tthe
e sc r ipt io n o
h e sstep,
description
h e y ccan
t e p oor
r tthey
off tthe
a n ssuru r
rround
h e iinformation.
o u n d tthe
n fo r m a t i o n
n ex

A
a r ia t io n o
A vvariation
h e ttraditional
r a d i t i o n a l process
onn tthe
o w c h a r t iis
he
s tthe
owchart
p r o c e s s fl
d
l
e
deployment
o w c ha r t
p o y m e n t fl
W ' e n aa d
owchart.
l
fl
e
When
o
o w c h a r t iis
deployment
s
p y m e n t owchart
ccreated,
r e a t e d job
e p a r t m e n t ttitles
j o b oorr ddepartment
i t l e s are
are w
r it t e n a
h e ttop
c r o s s tthe
written
o p of
o f
across
he p
tthe
a ge a
h e activities
n d tthe
page,
a c t iv i t i e s o
and
he p
h a t ooccur
r o c e s s tthat
off tthe
hat
process
c c u r iin
n tthat

ddit i o n a l d
h i c h iincludes
10 9 w
n c lu de s a
e t a i l s such
additional
details
SU CH
10.9,
which
- in s ec tio n n o te
f
l
i
i
t
i
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e
r
a
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r
s
t
t
o
a
s
r
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s
o
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s
s
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c
s
an d
self-inspection
notes, and
activities, operator
as process
p
p
p
F
i g u r e s 10.8
10 8
Figures

Plant

Sales

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Customer

lIdenties
d e n l H e s p
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FIGURE
10.66

Issue
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D
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Deployment
l o w c h a r t ffor
r o c e ss F
Process
Flowchart
o r R
etu r n G
o o ds A
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1
05
105

Boiler ue gas

from air heaters

r e c i p it a t o r
p
precipitator

: air
xcompressor
\\ l Oxidation
1

:)

:Chimney
h im n e y

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spray tower

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recirculation tank

From limestone
slurry tank

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FI
GU R E 10
FIGURE
10.77

sl""9

. .

Label Unit

Dry
~ 0:0

lo w c ha r t
Flowchart
P
process
r o c e ss F

Insert

Pin

mix
tanks
To reaction

Calcium sulte

to landll

Cover orientation
Snap ring inserted

1Is
ln
s th
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the
pln

sseated
e a t e d ccorrectly?
o r r e c t ly ?
Does the unit lunction properly?
Is we cover aligned correctly?

Functional

Assembly

Assemble

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re a s e
of G
A m o u n t of
Grease
Amount

Material
M a t e r ia l

Sp e c i fi c a t i o n s
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s a
and
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w i t h IInstructions
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Force
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l e a n li n e s s
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FIGUR
0 8
F'GUREE 110.8

Orientation
Label adhesion
i

I
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m
a te ri a l s
materials
llsllbot
so P
ro c ed u r e s
Procedures

Filter
system

>

lu e G
D e s t t l i\ i r i z a t i o n P
F
r o c ess
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mix tanks

A d j u s t m e n t Position
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Adjustment

in g
Sn a p R
Snap
Ring

In s e r t i o n
Insertion

lTam
C a p a b i my
e s t Capability
Ca lib r a t io n
Calibration

CHAPTER TEN

106

BUSHING PRESS

SAFETY
ITEMS

CYCLE TIME (SECONDS)

GLASSES

56

SLEEVES

TAKT nME (SECONDS)

SHOES

COTTON
GLOVES
BUMPCAP
STANDARD
ST

56

STANDARD IN PROCESS PARTS


2

3
QUAIJTY

A Sub Assy with


hand and Pick-up painted FtHAsLs/ywllhlheright
lefthandandsetoninmtable.
lnspectdlmarktubeweldswithbothhands
then stage picking up one LIA in each hand.
Pick-up (2) #1 bushings one in each hand from

CHECK

box and set into upper #1 bushing

L "

SSEHd

Pick-up (2) #1 bushings with One In each hand

SAFETY
CHARACTERISTIC

from box and set in box.


5

v
SAFETY

Pick-w painted m L/A Sub

a
7

Pickup (2) #2 bushings with one In each hand


from box and set In busha holders.
Orient #2 bushings correctiy by makln sure the
light comes on. Do not run machine wil out OK
light on.
Pickup RH HA 5 U1 LIA SIN! from staging area
with both hands and set into locating blocks.

SNIHSDS

Pick-up complete LH LIA 8x RH LIA with both

hands from pans catcher and start.

Inspect the position 01 the #1 bushings to Insure


that they were pressed properly.
Set complete RH LIA a. U-l LIA from parts
catcher into minomi rack and start rack.

.4
FIGURE 10.9

Bushing Press Flowchart with Instructions and Specifications

Improving the Quoting Process

Prior to new leadership at JF, the activity of turning a quote into

a finished part had no uniform process. This led to incorrect


quotes, lost quotes or orders, past-due orders, incorrect orders,
improperly priced orders, and other problems. Knowing that standardized processes reduce the chance of errors, leadership

. LEASIXSIGMATOOLSEt WORK
costs of quality (see Chapter 6) from producing the parts
incorrectly.

When the team members reviewed their findings, the first


thing that they noticed was that there were no checks or

balances in the process. Quotes were rarely checked to ensure

entry clerk, the scheduler, and the process engineer. The order

correct material costs, routings, or part print revisions. Those


converting a quote into an order did not verify up-to-date material price, shop schedules, or delivery availability information.
Promised due dates often did not correspond to true equipment

quote/order.

(see Chapter 15). So. although the activities in the process were
value added, they did not create value because of the variation in

formed a team with the objective of defining order processing.


The boundaries of the process were set at customer requests

quote to customer receives parts. The team included the order

entry clerk was designated the process owner since the clerk is
responsible for a majority of the initial interaction with the
By tracking the flow of an actual order through the shop, the

team members developed a list of activities that must take


place. As they studied the existing process, they used the five

W5 and two Hs from Figure 10.10 to help them see the whole
picture. Following a number of orders through the shop also
helped. The original shop layout (Figure 10.11) resembled

a spider web of parts moving here and there in the plant, so


order tracking was not easy. Further complications arose when
incorrect routers accompanied the orders. These were modified
when necessary, before, it was hoped, incurring significant

Scanned by CamScanner

uptime availability. This frequently was the cause of late orders

processing technique.

As the team members analyzed the process, they could


clearly see that a better order processing method was needed.
They readily considered the idea of computerizing the process;
however, they recognized that computerizing a nonfunctional
process failed to help company performance. Their efforts
focused on redesigning the process. Figure 10.12 shows the new
process map. The new steps in the process are shown in bold
italics. Errors have declined significantly. Computerization of the
new process speeds the quoting/order process even more.

Value-Added Process Mapping

Questions to Be Asked

Questions to Be Asked

What?

Why does the company need this process?


Why is this process important?
Why must it be done?

Why?

Who performs the process?


Who is affected by this process?
What is the purpose of this process?

Who?

How does this process relate to other

How?

What are the steps in this process?


What sequence should the steps take?

company processes?
How is the work being done?
How could it be done differently?

What does this process accomplish?


What is being done better?

What could be done differently?

How can it be changed to match or exceed


the best?

What purpose does it serve?


Where does the activity take place?
Where does it need to take place?
When do the activities take place?

Where?
When?

107

How will results get measured?


How much does the old method cost?

How much?

How much will the new method cost?

When should the activities take place?

When is the right time for the activities to


take place?

FIGURE 10.10

Five W5 and Two Hs


MalnDraln.Plumblng,

Lunch Room, Offices, Bathroom

| arent

Flaw.Unout
magma
3 Corner

moses

426

F
2

am

El

Foreman
423

Office

-_

422

519

412

425

516

24

B. Grind

725

G9

119W

727

411

51B

413

521

*1

@629

Mainten

_
r

Shipping/

-5

' renance Cage

3:. r

Receiving

%.

Office

31"

_ 3.33:
E

E?
U

FIGURE 10.11

uodu

Ma
l_l

W
L__l

E _@_

Original Shop Layout


( Contin uedl

Scanned by
by CamScanner
CamScanner
Scanned

10 8
108

C
H A P T E R TEN
T EN
CHAPTER

Customer
C
u 1to m e r

Order
En tr y
O r d e r Entry

Requests

Receives

quote

Receive

request

order

iIn
n

s c * ?
stock?

Yes

P re w u u s
Previous

Re q u e s t
Request
s h ip m e n t
shipment
l

W Into
computer

needed

Transfer

lhmtonnatron to
"9W quote

End

N I

l
Present quote to

customer

accounts

I
1

>l

Yes

! !
Need
programming?

R
e p a i r / r e p la c e
Repair/replace

Ch
ec k
Check
parameters:

->

N
o Wy
Notify

receivable

Parts pass
Inspection?

A-

maien'al
p rice/dellvery

'

to

3" orpam

Ship pens l

Run parts

routing

Update

8%

Warm

information

> T
E

Schedule

s ta n d a rd s
standards

. Gather

ho p j
a t s iin sshop
l pparts

Up d B t e
o l
tool

es

o t d e r / g u o fe ?
order/quote?

Prepare

programing

Update

[Y I

S h i p p i n g Accounts
Ac c o u n ta R
Shipping
Recent...
m lv 1 b l

S
c h e d u le r
Scheduler

P
r o g r a m m in g
Programming

P
n g in e e r in g
ro c e a s E
Process
Engineering

e e de d
a
ass nneeded

purchase

order number;

revision
level 0!

Accept

quote?

print:

pricing

IE] on...

Ask shop
to, space

computer to
compare with

Pl
ace o
rde r
Place
order

last order

$
Co n i r m
Conrm

n_
mten'el

a _
availability

Receive parts

Pay for
pans

F
I G U R E 10.12
10 1 2
FIGURE

N
D e p l o y m e n t Process
Pr o c e ss M
e w Deployment
ap
New
Map

b/
VA L U E S
T R EA M P
R O C ESS
VALUE
STREAM
PROCESS
M
A
P
P
I
N
G
MAPPING
P
r o c e s s e s provide
Processes
p r o v id e

it h g
o o d s and
a n d sservices.
e r v i c e s Whercustomers with
goods
Wh

c u st o m e r s w

is a
is a
t h e r e is
a process,
V
a value
v a l u e stream.
st r e a m
a tu e s
ever there is
Value
t r eam
p r o c e s s there
streams,

h
l
d
b
i
i
t
l
d
d
d
d
t
w
1
c
n
c
u
e
o
u
l
v
a
e
a
e
n
a
n
o n v a u e a d d e d activiwhich include both value-added
act i
and
non-value-added
h e aactions
i e s aare
tties,
r e tthe
c t i o n s rrequired
e q u i r e d tto
o ccreate
r e a t e aa product
r sservice
er v ice
Pr o d u c t oor
ev er ther e

h e ccustomer.
t rreaches
r o m rraw
a t e r i a t until
a w m
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a l u e stream
material
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Value
i
l
d
i
b
fl
h
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a p p n g builds
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s on
o n owcharting
d d i n g inforo w c a r t in g b
in f
process
mapping
byy aadding
p
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lo w d
ia gr a m S
t o aa fow
m a t io n a
i n c e the
mation
t h e vvalue
about
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a lu e
Since
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i s u a l rrepresentations
t r e a m process
sstream
a p contains
c o n t a i n s vvisual
e p r es en t a t io n s o
map
ma
pr o c ess m
off matel o w iitt provides
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u n de r s t a
c l e a r e r understandrial
and
p r o v i d e s aa clearer
i n g of
l l o w i n g uusers
t h e process
o f the
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o vvisualize
he p
ing
byy aallowing
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f
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l
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t
rrecognize
e c o gn iz e s
o
r
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w
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o
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n
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sources of waste, and eeliminate
o n v a lu e a dde d
non-value-added
I m p r o v e m e n t s made
a
c t i v i t i e s Improvements
m a de b
h e information
i n fo r m a t i o n
a sed o
activities.
based
onn tthe
d
i
d
b
h
l
r
v
o
e
t
e
a
t
v
r
e
u
s
e
a
m
r
o
provided
c
e
s
s
m
by
a
process mapp eenable
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p
y the value stream p
s e r s to
to
users
,

r e d u c e costs,
l e a d ttimes
c o s t s iinventory,
n v en to r y a
i m e s wwhile
n d lead
h i l e iimproving
reduce
and
m pr o v in g

u a li t y
quality
q

d p
r o d u c t iv i t y
and
productivity.
T
c
t
o
r
e
a
v a l u e stream
e
s t r e a m map,
To create aa value
t h e ssteps
m a p the
t e p s aare
r e the
t h e ssame
a m e as
as a
a
d i a g r a m eexcept
a p or
o r fl
o w diagram
process
ha t d
map
x c e p t tthat
ow
p r o c e ss m
u r i n g the
t h e investiduring
i n v es
e t a i l s such
i m e cchangeover
gation,
su c h a
h a n g e o v e r ttime,
details
ga t i o n d
ass ccycle
i m e uptime,
y c l e ttime,
u pt im e
an

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Scanned

o c e s s act
i vi t es, ooperator
process
activities,
elf in spe c t io n n
w
o t e s, a
n d specicap e r a t o r sself-inspection
s p eci f i
notes,
and
d
d
T
h ese d
e
tions are recorded.
i s p l a y e d oon
e t a ils a
These
re d
details
he d
i a gr a m
are
n tthe
displayed
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t h e vvalue
u s i n g the
a <u e sstream
tream m
using
b
l
h
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m
o
i
s
i
F
s
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o
w
0 13
n
n
u
r
shown in Figure
y
g e 110.13.
A
c o m p l e t e d vvalue
a lu e s
t
A completed
i
r
e
h
a
m
m
a
stream mapp iss sshown
i g u r e 10.14.
o w n iin
n F
10 14
Figure
hen d
w
o i n g vvalue
a l u e sstream
When
tr eam p
doing
r o ce ss m
a p p in g, a
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c c u r a t e ly
mapping,
accurately
sspecify
t h e value
de sir e d b
v a l u e desired
h e ccustomer.
p e c i f y the
u sto m e r G
he
h e r e tthe
byy tthe
Goo ttoo wwhere
a
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l
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s taking
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d e n t i f y eevery
n d iidentify
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v er y s
t e p iin
p a c e aand
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n tthe
step
tream
sstream.
C o l l e c t ccurrent
i n f o r m a t i o n by
Collect
u r r e n t information
b y walking
l
the
w a lk i n g a
n
o
alongg the
a
ctu al p
f
a t hw a ys o
actual
l
i
pathways
t
m
d
i
a
e
r
a
f
a
n
of material and
n o r m a t i o n fow.
lo w R
information
e a l ly d
doo
Really
h e work
tthe
w o r k rrequired.
T his m
e q u i r e d This
a y rrequire
e q u i r e several
may
sev e r a l w
a l k t h r o u gh s ,
walkthroughs,
b
e gi n n i n g w
i t h aa q
beginning
u i c k walk
l o n g the
w a lk a
with
quick
t h e entire
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v a l u e sstream
along

t i o n s a r e e c o r

o n tin u in
i t h ssubsequent
andd ccontinuing
u b s e q u e n t vvisits
i s i t s to
to g
o r e dea ther m
g wwith
gather
more

an

t a i l e d information.
in fo r m a t io n P
tailed
ro c ess m
t he
i f the
f t e n eeasier
i s ooften
a p p i n g is
Process
a s i e r if
mapping
i
r
o
c
e
s
s
k
d
b
s
process
w
k
o
r
e
d
d
is
a
c
W o r k in g b
worked backwards.
p
w ar
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e u ces
a c k w a r d s rreduces
backwards
h e probability
tthe
i s s i n g an
o f m
i t ttakes
an a
p r o b a b i l i t y of
c t iv it y b
a k e s place
missing
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activity
because
place
l o w l y without
m o r e sslowly,
k
more
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w i t h o u t jjumps
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i
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o
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h
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w
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b e s t done
what iss ggoing
o happen
P
ex t
s best
r o c ess m
a p p i n g iis
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mapping
,

"

i t h pencil,
with
o m p u t er
ho u gh m
n d stopwatch.
st o pw a t c h T
a n y ccomputer
p e n c i l paper,
Though
many
p a p e r aand

i f f ic u lt
h e l p wwith
e x i s t to
t iis
s d
i t h process
t o help
programs
difcult
a p p i n g iit
p r o g r a m s exist
mapping,
pr o cess m
ll
D
er a
tto
h e m tto
o g
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h e r e tthe
h e action
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o w
all.
a c t i o n is
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get
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o
f l o w off
he p
tthe
t h e ow
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he m
r e a t i n g tthe
s tto
o u
n d e r s t a n d the
a p iis
point
off ccreating
map
understand
,

Va l u e A d d e d P
Ma p p in g
r o c e s s Mapping
Value-Added
Process
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F
I GU R E 1
0 13
FIGURE
10.13

CO = changeover

IInventory
n v e n t o ry
or
(p r ic e s or
(prices
im e t
ttime)

F
i n is h e d g
oo ds
Finished
goods

pull

Shipment

Push

CT = cycle time

m p lo y e e s
off E
Employees
tp u t
Output
@
R u n sspeed
Run
pe e d
C y c le ttime
im e
Cycle
Changeover
U
t im e
Up
p time
Pr o c e s s w
Process
a s te
waste
T
i m e aavailable
v a il a b le
Time

10 9
109

Physical

V
a l u e A dd e d Process
Pr o c e s s M
Value-Added
Sy m b o l s
a p p i n g Symbols
Mapping

M
U
W

Lathe

Mill

9% Output: 24/hr.
al Output: 12/hr.
Run speed: 5 min.
Run speed: 2.5 min.

II . Grinder

t Drill

7) Output: 50/hr.
J; Output: 15/hr.
Flun speed: 1 min.
Run speed: 4 min.

T 22 m
C
in
CT
min
c00
o t10mm.
o m in
U
0%
90%
p t im e : 9
Uptime:

CT 5 min.

CT 2.5 min.

CT 1 min.

CT 4
4 min.
m in
CT

Uptime: 35%

Uptime: 90%

Uptime: 90%

U p t im e : 90%
90 %
Uptime:

waste
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0%
W
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Waste 702 8%

co 1 hr.

CO. 15 min.

co 10min.

Waste %3 2%

Waste %: 3%

C O 10min.
t o m in
00

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3%
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%:: 3%

- ""
L e a d time.
t im e
I:sad
Va lu e a d d e d
Value-added
time
FI
GU RE 10.14
10 1 4
FIGURE

iinformation
n fo r m a t i o n

FV
M ap
al u e A dd e d P
r o c e s s Map
JIF
Value-Added
Process

o t iin
a te r ia l n
n c
r e a t in g a
he
andd mmaterial,
ap O
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not
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on

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he b
u sto m e r m
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r o m tthe
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make
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tto
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off tthe
process.
m en ts o

T
ata g
h e vvalue
a the r ed d
Typical
u r i n g tthe
a l u e stream
data
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st r e a m m
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during
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n c l u d e s ccycle
l
p
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pt im e , p
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i m e s nnumber
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n d ttheir
off pproducts
a r ia
and
io n s , P
ttions,
ack s
i z e s , wworking
pack
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sizes,
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c r a p rrates,
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e w o r k rates,
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n d
and
o
t he r s C
Others.
i m e refers
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r e f e r s tto
h e aactual
i m e it
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i t ttakes
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k
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l e t e aa pproduct,
plete
p
r o d u c t part,
o r sservice.
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,

for an
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p e r a t o r to
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c t iv i t i e s o
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V a l u e ccreation
r e a t i o n time
t i m e iiss rarely
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r a r e l y equal
e q u a l tto
o ccycle
t im e V
a l u e crec
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y c l e time.
a t i o n time
t i m e iis
t h e time
s the
t i m e it
i t takes
ation
t a k e s tto
o complete
c o m p l e t e tthose
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h a t aactually
t i e s tthat
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r a n s fo r m
he p
tthe
r o d u c t iinto
n t o what
he
product
w h a t tthe
ccustomer
u sto m e r w
L
i m e iiss the
a n t s Lead
e a d ttime
wants.
t h e time
t i m e it
i t ttakes
to m
a k e s to
o v e o
n e
move
one
piece,
p i e c e part,
e r v ic e
a ll
p a r t product,
the w
p r o d u c t oorr sservice
t h r o u gh
a y through
all
the
way
,

t h e process.
A l l oof
f this
the
t h i s iinformation
n f o r m a t i o n can
b e captured
p r o c e s s All
c a n be
he
c a pt u r e d o
onn tthe

v a l u e sstream
tr eam m
value
a p (Figure
0 15 ) W
De n the
( Fi g u r e 110.15).
map
t h e value
tr eam
v a lu e s
When
stream
i
m
a
l
s
i
i
o m p e t e it
t w
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FIGURE
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/
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12
1
112

dam.

EN
H A PT ER T
C
TEN
CHAPTER

chocolates were improperly


discovered that the rejected
b e i n g tthrown
hr o w n
c h o c o l a t e being
o f chocolate
m o u n t of
a
e
r
l
a
h
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away,

lean Six Sigma team


trays on the conveyor belt. This prompted the
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chocolates
time of two workers. It also could result in damaged
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o
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prevents
off iinspection
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H E
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F i g u r e 10.18.
10 18
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___________
EN
HA PT ER T
C
TEN
CHAPTER

14
1
114

Computer selects

Order received

appropriate box

via phone/fax/website

Pi
a it s
c ke r w
Picker
waits

NO

O
rde rs ?
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1
I

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r packs
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w M s 'box
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that customers designated

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picker

(picker walks
great distances)

r
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e

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placed
with picked items

Shipper affixes shipping


label to package
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long distances)

Carts walked to
packing area

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C
a r t s queued in
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re a
packing
area
p

(wait)
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n s p e c ts
Packer
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..
picked
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FIGURE 10.18

F I G U R E 10 18

C
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r igi n a l P
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F ig u r e 10.19
r o c e s s flow
t h e nnew
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1 0 1 9 shows
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s h ip p in g s a v in gs

Order received

Packer selects

via Phone/fax/website

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No

O
rd e rs ?
Orders?

1
15
115

appropriate box

1 =

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Yes
Orders arranged by order of
receipt and by
type (air freight or ground)

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(walks to appropriate shelving

unit taking 4-tiered cart)

Pairokstiri peaksgrizelwgrk

pp 9

/
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with picked items

Packed boxes
queued for shipment

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V

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packing area

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label to package
i

Carts queued in

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Packer inspects

Skids shrink-wrapped for


shipment

paperwork

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picked items

scanned by CamScanner
Scanned

1r r

7,
EN
H A PT ER T
C
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CHAPTER

1
16
116

o i l e d garments
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RO B L EM S
H A PT ER P
C
PROBLEMS
CHAPTER

eyo n d
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arrive from

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o
rrespond
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58S
a
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and
kaizen
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h a p t e r s 12
activities
(s e e C
Chapters
a n d 13).
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M u r a oorr un12 and
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balance
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orr
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v er bu r den o
Overburden
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O
h n o T.
T 'Ibyota
To y o M P
Ohno,
r o d u c t io n S
Production
B e y o r 1d L
System:
y s t e n t : Beyond
a r g e Scale
Sc a l e P
Large
r o d u c t io n N
Production.
ew
New
Y
o r k: P
York:
r o d u c t iv i t
Productivity
r e s s , 19
88
Press,
1988.
y P
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1 1
IG U R E 1
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downstream

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1
20
120

C
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CHAPTER
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rb

T O O L S
S I G M A TOOLS
l x SIGMA
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d
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ay e
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ay T
a lc u
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demand
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llate
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i m e tthe
a t e tthe
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t h e sshafts
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he p
r o d u c e the
ro c e ss m
u st p
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h e n ccompared
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fl o w oorr ssingle
tter
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ssible
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4 67 m
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9
e r day
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4
20
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m in u t e s

in u t e s
4 67 m
v e r y 4.67
h a f t must
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la

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o n e w o r

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breaks. The total available working time per day is 7 hours. Cus-

o RK
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rrate
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im e s
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h e ccustomer
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h o L. l d nnever
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overburden,
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r o
Problems
problems
y
p
n c l u de :
m
a y iinclude:
may
o n

f l e x i b il it y
a n d flexibility
simplicity
p li c it y and
t
w as e
waste
im e s
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s e t u p ttimes
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n c o u ra g e
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s im

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l i m in a t e
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R
in v e n t o r y
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w o rk
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r r o r proofing
error
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S
t a n d a r d iz e
Standardize
P
r a c t ic e
Practice

I m p l e m e n t 58
5S
implement
l
h
d
L
e v e sschedules
c e u le s
Level

id o k a
t ili z e jjidoka
U
Utilize

U
se a
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i
li
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maintenance

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n c o u ra g e
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r o s s t r a in
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e m p lo y e e iinvolvement
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e m p lo y e e s
employees
i
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b i l it y
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c a pa

u st in t im e p
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jjust-in-time
production.
hic h m
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ea n s d
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c a l d iin
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i
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l
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w h e n The
k a n b a n sserves
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l a b e l for
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,

o o r d i n a t e s tthe
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tem ccoordinates
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F
i gu r e 1
12 p
r e se n t s
Figure
11.2
presents

k a n b a n system
A
fa c i l i t a t e s
s y s t e m facilitates
A kanban

ia t io n
variation

t he p
o f the
11 3
a r t s and
a n d other
o t h e r pertinent
of
Fi g u r e s 11.3
parts,
n fo r m a t i o n (
(Figures
p e r t i n e n t iinformation
,

i s t ooff jjustin-time
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h e s e cconcepts
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F
IG U R E 1
1 2
FiGURE
11.2

ocanneu by
Uy CamScanner
uamocanner
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be
1 4 ) Kanban
K a n b a n ccards
T o be
an d 1
f inventory.
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and
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11.4).
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control tool. It is not a full inventory control system, nor is it


i t h oother
u st in t im e K
t h e r elements
equal to jjust-intime.
a n b a n works
w o r ks w
e l e m e n t s of
o f a
a
Kanban
with
I T ssystem
i
l
t
d
l
JIIT
i
l
s
e
m
d
d
k
i
i
K
n
c
u
b
n
t
r
e
v
e
o
u
c
o
n
a
n
e
a
z
n
a
n
a
n
including
y
production and kaizen. Kanban
g level p
w
o r ks b
e s t when
w he n p
le v e l
r o d u c t i o n schedules
works
s c h e d u l e s are
best
a r e level.
production
T
d
h o w kanban
k a n b a n wworks,
u n
e r s t a n d how
h e superToo understand
o r k s cconsider
o n s i d e r tthe
sup
m a r k e t cconcept
f o r m s the
o n c e p t that
t h a t forms
b a i s of
t h e basis
f JIT.
A customer
market
cu to m
to
r goes
J= A
o s to
t h e ssupermarket
u p e r m a r ke t a
it e m s h
n d sselects
t h e items
the
e l e c t s the
h
h
d
A
e
r
and
o
s
e
n
t
t
e
e
s
he or she needs. At thee
h e c k o u t the
ccheckout,
i t e m iiss scanned
t h e item
i
i
s c a n n e d using
b
t s bar
u s n g its
b a r code
T h i s bar
a r ccode.
o d e This
co de
k
sserves
e r v e s as
b
as a
a n a n IIt
t not
h o w much
n o t only
o n l y tells
t e ll s how
a kanban.
f o r the
m u c h tto
o charge
the
c h a r g e for
i t e m but
b u t aalso
l s o aalerts
l e r t s the
t h e system
item,
h a t tthe
h e iitem
s y s t e m tthat
h a s been
b e e n sold.
t e m has
so ld
w De n all
a l l the
the k
a n ba n c
When
a r ds a
r e c
h i s example
kanban
o l l e c t e d iin
cards
n tthis
are
e x a m p l e the
the
collected,
b a r ccode
o d e rreadings
e a d i n g s compiled,
h
c o m p i l e d the
bar
t e ssupermarket
u pe r m a r ke t w
ill k
n o w what
w ha t
will
know
has been sold during a certain period. This information triggers
a
s i g n a l to
t o the
t h e ssuppliers
a pull
h t tthe
h e goods
p u l l signal
o o d s need
n e d to
ep i
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he
The

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k a n b a n shown
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i n Figure
F i g u r e 11.6,
s h o w n in
11 6

r u les

i g h t f o r w a r d Following
F o l l o w i n g tthese
are straightforward.
h e s e rules
r u l e s reduces
h e wwastes
r e d u c e s tthe
a st e s
i
a s s o c a t e d with
w i t in o
associated
v e r p r o du c t io n u
overproduction,
n ev en n ess a
d
unevenness,
n
t
r
a n s p or
and transportaio n K
ttion.
a n b a n sserves
e r v es a
Kanban
e x c e l l e n t visual
ass aann excellent
v i s u a l control
c o n t r o l system.
sy st e m
,

a r e st r a

FIGU
RE 1
1 4
FIGURE
11.4

Ka n ba n C
ar d
Kanban
Card

push
information

(instructions)
Kanban I
r:!Production
/*

K b
M
Withdraw Kanban
an

_____

upstream
ps tre a m
process
pro c e s s

d
o w n s tre
downstream

ro c e s s
process
p

s to re

upstream
llocation
o c a t io n

a r ts
u ll p
pull
parts
P

it h K
Pr o d u c t i o n S
P u l l Production
a n ba n C
a r ds
System
Kanban
Cards
y s t e m wwith
FIGURE 11.5 AA Pull

FIGU R E 1 1 5

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1
22
122

C
H A PT ER E
L EV E N
CHAPTER
ELEVEN

O O L S
IG M A T
IX S
L
EA N S
TOOLS
SIX
SIGMA
LEAN

U
s in g a
a n ba n S
Using
a K
Kanban
System
yst e m

at WORK

&
D
u r in g p
r e v io u s p
During
r o c e s s iimprovement
m pr o v e m e n t e
previous
f f o r t s JJF
F IInc.
process
nc R
edu c ed
efforts,
reduced
h e aamount
tthe
m ount o
n p r o c e s s iinventory
i
n v e n t o ry s
off iin~process
if
i
t
l
W
h
it t l e
t
n
c
a
n
a
significantly.
g
y What llittle
rremains
e m a i n s sstill
t ill m
u st b
a n a ge d A
must
bee mmanaged.
t
o o d iinventory
n v e n t o r y ssystem
s
m
e
e
n a b le s
A ggood
enables
y
u
s e r s tto
o e
d e n t i f y wwhat
a s i l y iidentify
users
ha t h
easily
as b
ee n m
h e n It
ls o
a de a
has
nd w
been
made
and
when.
It aalso
ttells
h e r e it
e l ls w
n d iin
where
n w
h a t oorder
it iiss aand
ho u ld b
t sshould
r d e r iit
what
used
bee used.

JJF's
F' s kkanban
a n b a n iinventory
n v e n t o r y ccontrol
o n t r o l ssystem
is c s tthe
he
s e s small
s m a ll d
y s t e m uuses
discs
i z e ooff d
ssize
ic e n s e s T
o g llicenses.
he y h
dog
ave m
a rke d a
i
f
They
t
h e ir
t
m a ll p
have
o
r
o
n
o
marked
a ssmall
portion of their
m
a n u f a c t u r i n g ffloor
lo o r w
manufacturing
it h b
r ig ht y
with
e l l o w ssquares
bright
h e size
a t c h i n g tthe
yellow
s iz e
qu a res m
matching
h e ccarts
o
a rts u
off tthe
s e d tto
o h
o l d iinventory
n v e n t o ry a
used
hold
w a it i n g p
roc ess ing E
ac h
awaiting
processing.
Each
ssquare
ad a
o r r e s p o n d i n g llabel
q u a re h
had
a ccorresponding
a be l p
it : A
a i n t e d iin
1 B
1 cC-l,
1
n it:
painted
A-1,
B-l,
A
2 B
2 eetc.
tc F
A2,
or e
ach o
h e s e ssquares,
82.
For
each
is c
u
off tthese
o r r e s po n d in g d
q a r e s aa ccorresponding
disc
llabeled
a b e le d w
it h tthe
h e ssquare
with
o c a t io n e
x is t s W
he n a n in v e n t o r c a rt
q u a r e llocation
exists.
When

an inventoryy cart
tto
o b
e p
a r ke d a
i s c iiss sselected
be
parked,
e l e c t e d ffrom
ro m a
t o r a g e rrack
hat
a ddisc
a sstorage
a c k tthat
r e s e m b le s a
ke y h
o ld e r T
h e nnumber
a key
u m be r o
h is d
i s c rrepresents
holder.
The
e pr e s e n t s t he
onn tthis
disc
nneeds
e e ds

the

\
\resembles

h e cart
c a r t iin
Af t e r p
t h e appro.
n the
a r k i n g tthe
h e cart.
c a r t After
o c a t io n o
parking
a r k i n g llocation
off tthe
parking
p
a pp
i
t
i
h
d
v
e
r
o
a
k
t
s
c
o
s
e
r
e
k
t
e
s
e
i
t
h
a
s o
to
e
r
t
o
disc
over
a
series
w
r
a
r
e
e
u
r
the
a
s
e
off ttubes,
priate square,
the worker takes
u be s
q
p

i f f e r e n t ttube.
u b e The
is rrepresented
T h e disc
E
e pre s e n t e d b
byy aa ddifferent
a c h ttype
r o d u c t is
d is c
Each
product
y p e ooff p
t u b e Because
B e c a u s e tthe
t h e aappropriate
h e difiis
h e ttop
o p ooff the
s iinserted
n s e r t e d iinto
n t o tthe
p p r o p r i a t e tube.
d
he d
n v e n t o r y tthe
is c b
iff e r e n t ttypes
F
t u b e s represent
r e pr e s e n t d
e r e n t tubes
disc
different
y p e s ooff iinventory,
e in g
ferent
being
t h e ccart.
he m
h e iinventory
o n the
a rt T
n v e n t o r y on
l a c e d iin
h e ttube
m a t c h e s tthe
n tthe
u b e matches
The
ore
placed
more
p
i
i
t
h
t
b
id
d
i
e
u
e
c
s
n
r
o
v
e
s
r
iin-process
t he m
o
ng a
n v e n t o r y the
n p r o c e s s iinventory,
in
the
tube,
providing
a
discs
p
more
is u a l rrepresentation
vvisual
e p r e s e n t a t io n o
off

i n v e n t o r y ffor
i n p r o c e s s inventory
or e
h e inprocess
a c h ttype
tthe
each
y pe

ha t a
f ir s t in
m a k e sure
s u r e tthat
a first-in,
l s o sserves
o make
h i s tube
t u b e aalso
e rv e s tto
ro du c t T
off pproduct.
This
W h e n iinventory
i s in
in p
l a c e When
n v e n t o r y iis
f i r s t o u t inventory
i n v e n t o r y ccontrol
o n t r o l ssystem
place.
y s t e m is
s
first-out
i s c from
f r o m the
t he b
h e ooperator
u l ls a
or p
r o c e s s i n g tthe
n
e e d e d ffor
o tto m
pulls
a ddisc
processing,
bottom
pe r a t o r p
needed
h ic h cart
h e operator
i n v e n t o ry
i s c ttells
h is d
c a rt o
o pe r a t o r w
h e ttube.
e l l s tthe
o
u be T
which
off inventory
disc
off tthe
This
o

o
n
e e d s tto
needs

b
ext
a ke n n
bee ttaken
next.

b/

1. Items should only be obtained from a previous step in

he p
tthe
ro c e s s w
h e n aa kkanban
a n b a n ccard
process
a r d iis
s p
re s e n te d
when
presented.
2
O n l y tthe
he q
u a n t i t y of
t e m s lilisted
h
2. Only
t
o f iitems
s te d o
n
quantity
a n ba n
on thee kkanban
s h o u ld b e t a k e n

should be taken.

3
he p
e o p l e iin
n tthe
r o c e s s should
te m s
s h o u ld only
o n l y ccreate
r e a t e iitems
3. PPeople
process
iing
h e iinformation
n g tto
h
k
o tthe
t
n f o r m a t io n o
b
d
n
e
a
n
n
a
c
a
r
on the kanban card.

c a rd
card

1 2; 3 14 5 6

a c co
accord-

pro

h e nnumber
7
u m be r
7. TThe

t e m s rrequested
th e k
e q u e s te d o
a n b a n cards
c a rds
off iitems
onn the
kanban
i n g l e piece
i
f
l
h o u ld trend
t r e n d ttoward
sshould
o w a r d ssingle
ow
p e c e flow.

F'GURE 11-6

F I GU R E 1 1 6

K
a n b a n Sy s t e m R u l e s
Kanban
System RUICS

\\

FIG
URE 1
1 7
FIGURE
11.7

b
e a lt
bee ddealt
the
off the

A
n da n
And
n
In d i c a t i o n
lndicaciion

P r o b le m
Problem

Im

4
h e r e iis
s
4. 1Iff tthere

n
h o u l d be
t e m s sshould
o k
a n b a n ccard,
be
n o iitems
a r d no
no
kanban
d u c e d oorr ttaken.
a ke n
produced
h e kkanban
5
h o u l d aalways
l w a y s aaccompany
a r d sshould
t h e iitem.
a n b a n ccard
te m
c c o m p a n y the
5. TThe
D
f
h
6
l
t
d
b
d
d
t
e
e
c
s
s
o
u
n
o
e
o
r
u
c
e
6. Defects should not be pproduced.

0 "4

R
e s po n s e
Heeponse

!ido k a S
,Tidoka
System
y st e m

ith B
h e aandon
h e area
e c a u s e tthe
a r ea
i n tthe
n d o n alerts
with.
a l e r t s everyone
e v e r y o n e in
Because

i s t e n c e ooff aa p
e gi n
r o b l e m , ttroubleshooting
r o u b l e s h o o t i n g can
can b
existence
problem,
begin
iimmediately.
he n
m m e d ia t e ly C
o r r e c t i v e action
a c t i o n ccan
t a ke n q
an b
Corrective
u i c k ly w
when
bee taken
quickly

ex

A
bu z zers
re e
x po se d
b
i g h t s buzzers,
n d o n s can
problems
can
exposed.
Andons
p r o b l e m s aare
bee llights,
,

(A U T O N O M A T I O N )
JJIDOKA
I D O K A (AUTONOMATION)
he
a p a n ese
s tthe
t d o k a iis
0
Iapanese
Iidoka

i d o k a is
i s oone
1v
o r d for
1+ l o n o n ? a t i o 1t J
n e
word
Iidoka
j o r aautonomation.
f
l
i
l
h
d
T
i
t
t
t
t
a
r
o
e
o
o
a
r
o
u
c
o
n
s
s
e
m
s
of
the
Toyota
production
main
pillars
system.
two
y
p
y
p
i d o k a ssystem
W
h e n aa jjidoka
a c hin e s a
r e se n t m
n d e
present,
machines
and
equipment
When
y s t e m iiss p
q u ip m e n t
h e n aa problem
t o p aautomatically
e s i g n e d tto
o sstop
u t o m a t ic a lly w
a
re d
when
are
designed
p r o b l e m iiss del
h
h
h
l
i
d
A
t
to p
t
a
t
s
s
o w e r tto
o sstop
t
r
a
o
r
n
n
e
a
o
e
n
o
o
e
e
ttected.
e
ec
on the line also has the ppower
Anyy operator
p
h e wworker
h e n aa defecde f
l e r t tthe
i d o k a ssystems
o r k e r tto
o w
r o d u c t io n J
when
production.
lidoka
p
ys t e m s aalert
h
f
l
i
i v e iitem
d
d
h
i
t
s
o
c
a
c
u
r
r ed
ttive
t e m iis
a
u
n
c
o
n
s p
r
o
u
c
e
o
r
a
m
a
c
n
e
m
occurred
produced or a machine malfunction has
h
i
d
l
F
b
i
t
1 7) T
h i s allows
he p
ea t w
e dealt
o be
r o b l e m tto
((Figure
a l l o w s tthe
imwith
11.7).
This
problem
gu r e 1
he p
as s in g o
e fe c t s
n d p
r e v e n t i n g tthe
r o d u c t io n a
mediately,
and
passing
off ddefects.
production
m
edi at el ppreventing

he
off tthe

m et

and 11-9)-

t w o m a in

P
r o bl e m s
Problems

he d
h e y ccause
m o e q
u ic kly
an b
e f e c t s they
a u e ccan
quickly
bee more
andd tthe
defects

an

llocalized,
o c a l i z e d , iisolated,
an d c
s o l a t e d , and
o r r e c ted
corrected.

Visual controls often accompany jidoka systems. When

a piece of equipment stops after having recognized that an


b n o r m a l ccondition
a
i g h t may
abnormal
o n d i t io n e
x ists a
n do n o
r o u b l e llight
m ay
exists,
ann aandon
orr ttrouble
,

n do n m
e a n s llantern
come on. AAndon
a n t e r n iin
n Japanese.
means
n do n s a
re
Ja p a n e s e A
Andons
are

co m e o n

llanterns
ha t g
a n t e r n s tthat
u id e p
e o p l e tto
o
guide
people
l l u m i n a t e d tthis
iilluminated.
h i s llight
i g h t aalerts
le r t s

h e r e tthere
h e r e iiss trouble.
t r o u b le W
n en
where
When
i
h
h
he
a
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t
t
t
n
e
a
r
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a
a
anyone
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e
u
d
m
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n
t
t
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a
s
s
o
equipment
h
h
tthat
n
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hat m
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_ __ _
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1 8
I GU RE 1
FIGURE
11.8

A
n do n B
o ard
Andon
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9l

53 31 5

Scanned by
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h o d that
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alarms, or anyy method
t r a n s f e r s informah e aappropriate
t i o n tto
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F i g u r e s 11
tion
w it h o u t d
11.88
elay (
delay
p p r o p r i a t e people
(Figures
p e o p l e without
a n d 11 9)
a la r m s , o r a n

Ka n ba n
a n d Kanban
J u s t i n T i m e and
Just-in-Time
Ov

e r v ie w

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An d o n Bo s c h D
is pl a y i n g St a t u
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an

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123'")
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1-

Current Downtime

6HR
Acc. Downtime

H
Mins Elapsed

Units to Target

Target

ll 0
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Achievement To Target

Total units

Day

Take Time

Units Behind Target

Day

Day

FIGURE 11.9 AAndon


n d o n Board
Bo a r d C
o m pu t er S
Computer
c r een
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F IG U R E 1 1 9

UM MA RY
S
SUMMARY

M u r i rrefers
10 Muri
t o ooverburden.
v e r bu r den
e f e r s to
10.

i m p l i f i c a t i o n , ccleanliness,
l e a n lin es s
ssimplication,

f
h e production
f o r tthe
l l o t t e d for
1 1 Takt
t i m e aallotted
T a k t ttimes
i m e s are
t h e time
a r e the
p r o d u c t i o n oof
11.

e qu i r e s
I T rrequires
r ga n i z a t i o n v
}IIT
o
i s ib i l
organization,
visibill
i
i
i
t
n d a
d
iity,
o n sist e n c a
n
t y cconsistency,
o
t
b
r
e
r
and
agility
i
b
l
o be
e vViable.
a
e A
IT
g
y in order to
u ch }
Ass ssuch,
HT
,

tem
o n e ccomplete
o m p l e t e iitem.
one

to
i d o k a ssystems
12 J
the w
o r k e r to
a l e r t the
worker
12.
Iidoka
y s t e m s alert

is a philosophy, a method of managing that provides signi


e n e f+t s tto
o o
r g a n i z a t i o n s that
t ha t p
an t b
ccant
r a c t i c e iit.
L e a n Six
benets
organizations
t Lean
Si x
practice
i
i
i gm a oorganizations
r ga n z a t o n s s
S
e e k i n g tto
o llower
o w e r ccosts,
o s t s iincrease
seeking
n c r e a se q
u a l lw
Sigma
quality,
f t e n have
ha v e J
r o d u c t iv it y o
I
T
m pr o v e p
n d iimprove
a
a
s
a
s
u
and
productivity
often
o
IIT as a supporting
pp r t in g
i
h
f
I
hapter s d
i s c u s s the
e x t future
u t u r e cchapters
t h e tools
t o o l s aand
n d
philosophy.
phi l osoph Inn tthiss ttext,
discuss
h a t ssupport
f f e c t s aand
I T Just-in-time
ttechniques
u ppo r t J
e c h n i q u e s tthat
n d imJu s t i n t i 1n e aaffects
JIT.
b u s i n e s s iincluding
rov es a
spe c t s o
a le s m
n c l u d i n g ssales,
ar ke tin g
proves
alll l aaspects
off aa business
marketing,
p

is p
a c hin e
r o du c e d o
orr aa mmachine
is
produced

it e m
d e f e c t i v e item
w hen a
a defective
when

has
a l f u n c t i o n has
m
malfunction

o ccu r red
occurred.

H A P T E R PROBLEMS
C
P RO B L EM S
CHAPTER

a n u fa e t u r i n g
n d m
u s t o m e r sservice,
e r v ic e a
and
manufacturing.
engineering,
gi n e e r i n g ccustomer

en

W H a t aare
f tthe
he T
t h e ttwo
r e the
w o main
m a i n pillars
o yo t a p
r o du c t io n
. What
Toyota
production
p i l l a r s oof
sy s t e m ?
system?

T
AKE A
WA Y T
IP S
TAKE
AWAY
TIPS

h e goal
3
W Da t iiss tthe
3. What
go a l

he T
o yo t a
i l l a r s ooff tthe
a in p
h e ttwo
Toyota
w o m
pillars
main
one off tthe
d
ro
u c t i o n ssystem.
production
p
ystem
is
h e n iitt is
h a t iiss nneeded,
e e de d w
2
when
a kin g w
u s t i n t i m e rrefers
o m
e f e r s tto
what
making
2. JIust-in-time
eeded
n
e e de d a
t h e aamount
m o u n t n
n the
n d iin
needed.
needed,
and
1
l.

u s t i n t i m e iis
s
.Iust-in-time

o n e o

r o c e ssin ,
processing,
p
g

im e
a k t ttime.
andd ttakt
n e piec e a t a
o o
4
onepiece-at-ar e f e r s tto
o n t i n u o u s fl
4. CContinuous
r o c e s s i n g refers
ow p
processing
ow
in e s
d u c t i o n llines.
production

h u t down
Ji do k a rrefers
o sshut
b i l i t y tto
h e aability
t o tthe
e f e r s to
lidoka
6
o r JIT
}I T ssystems.
i g n a l ffor
a n b a n iis
yst e m s
6. KKanban
s aa k
o n t r o l ssignal
e y ccontrol
key
i
n d co n
7
f o r production
a n b a n sserves
7. KKanban
p r o d u c t o n aand coner v es a
n s t r u c t i o n s for
ass iinstructions
5
5-

do w n pr o

r o du c t io n
v er p
productiond vvisual
i s u a l ccontrols
over
o n t r o ls o
Veyance and

v e ya n c e a n

v e r pr o
n o
overproc c u r iin
an o
occur
u d a ttranslates
Muda
can
a st e c
8. M
r a n sla t e s a
a st e W
Waste
ass wwaste.

in v e n to r y
r o c e s s i n g inventory,
processing,
i t i n g conveyance,
c o n v e ya n c e
p
waiting,
m
o t io n a
motion,
n d ccorrection.
o r r e c ti o n
and
9- M u
c h e du l e
schedule.
r a rrefers
r o du c t io n s
Mura
e f e r s tto
n aa p
production
o u
n e v e n n e s s iin
unevenness

d
u c t io n
duction,
,

w a

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receives 3300 minutes


f o r aa
m i n u t e s for

r e c e iv e s

m i d sh i f t m
e a l and
mid-shift
a n d ttwo
5 m i n u t e breaks.
w o 1
meal
b r e a k s The
15-minute
T h e customer
c u st o m e r
l
d
l
k
i
w
o u
would
e c e iv e 4
0 0 0 tubes
likee ttoo rreceive
t u b e s oof
f ttoothpaste
4,000
o o t h p a s t e per
day
p e r day.
C a l c u l a t e tthe
h e takt
Calculate
t a k t time
t i m e for
fo r a
a d
a i r y that
that w
dairy
o r k s an
8 ho u r
a n 8-hour
works
,

h day.
d a y The
T h e sshift
shift each
h i f t rreceives
e c e i v e s 30
30 m
i n u t e s for
f o r aa mid
m
minutes
h i ft m
sshift
e a l and
a n d two
tw o 1
meal
5
i
m
b
n u t e breaks.
15-minute
r e a k s The
T h e ccustomer
u st o m e r
l i k e to
w
o u l d like
t o rreceive
would
e c e iv e 2
5 0 0 gallons
l
l
f
a
2,500
o
l
n
i
k
s
o
d
m
of
e r day.
milk pper
g
ay

an

t im e p
time
r o du c t io n
production.

w a st e a

h o u r shifts
8
s h i f t s per
8-hour
ay E
a c h shift
sh i ft
day.
Each
pe r d

fl o w
o n t i n u o u s ow
u l l ssystem,
the p
relies
on
pull
n the
r e l ie s o
y s t e m ccontinuous

H
ow d
o es
How
does

u s t i n t i m e system?
off aa jjust-intime
sy st e m ?

f f e c t justintime
waste affect
j u s t i n t i m e ssystems?
y st e m s ?
s5. C
h e ttakt
a l c u l a t e tthe
t i m e ffor
a k t time
Calculate
o r a
c o m p a n y that
that w
a company
o r k s two
tw o
works

3
u st i n t i m e
3. JIust-in-time

D e s c r i b e eeach
h e tthree
hr ee b
a c h of
o f tthe
Describe
a s i c components
c o m p o n e n t s required
r e qu ir e d
basic
b
i
i
t
a
t
t
s
n
u
m
e
s
byy a justin-time
j
system.
ys em

s h i ft e a c

C
a l c u l a t e the
t h e takt
t a k t ttime
Calculate
i m e ffor
o r a
a company
c o m p a n y that
that
h
h
8
i
f
o
t
u
r
s
8-hour shiftss pper
er d
E a c h sshift
a y Each
h i ft r e c e i v e s 3 0
day.

tw o
w
o r k s two
works
i n u t e s for
fo r
receives 30 mminutes
i d sh i ft m
aa mmid-shift
eal a
d
n
t
1
meal
5
w
and twoo 15-minute
m i n u t e breaks.
br ea ks T
h e cusc
The
ttomer
l i k e to
o m e r would
w o u l d like
t o rreceive
e c e iv e 2
e n e r a t o r s per
d
255 ggenerators
e
r
a
day.
p
y
C
i a g r a m that
r eate a
Create
that d
a ddiagram
i
b
e
s
h
cr
k a n b a n systems
e s how
describes
o w kanban
sy s t e m s
o rk
w
work.

' at d
9. W
he
o e s tthe
What
does
hat
10
What
10. W

d aautonomation
u t o n o m a t io n m
word
ean ?
mean?

w o r

d o n llights?
i g h t s ? How
H o w are
are andon
t h e y used?
a r e they
u se d?

ar e an

58
. . . the great loss which the whole country is suffering through inefficiency in almost all our daily

acts. . . to try to convince the reader that the remedy for this inefficiency lies in systematic
management. . .

Frederick Winslow Taylor


The Principles of Scientific Management
Productivlty: ProcessImprovement Opportunities

Value-Added
Process
Mapping
-

Just-rnlrme
an
Kanban

Supply
Chain
Management

Work
Optimization

Productive
Maintenance

Kaizen and

Error Proofing

the Art ofFrench Cooking Volumes I and II, Julia Child


made

French cooking accessible to cooks in the United


States. In

1961, after years of living abroad, Paul and Julia Child

moved to Cambridge, Massachusetts. Here


Julia set about
creating a kitchen designed to her requirements.
After years
'
x
\

5S
Lean practitioners often consider SS the foundation of
a
lean facility. 58 consists of activities that focus on creating
orderliness in a facility, thus supporting error proong,
setup
time reduction, single piece ow, line balancing,
visual management, and preventive maintenance. Many
people would
be surprised to learn that people have
been practicing the
concepts of 58 for years in a wide variety
of situations. Con
sider the renowned chef lulia Child.
By writing Mastering
124

Scanned by
by CamScanner
CamScanner
Scanned

of cooking in awkward, inadequate, poorly organized,

dYS

functional kitchens, Julia carefully


designed and organized

her ninth kitchen. While she mapped


out the functional
requirements, Paul set about arranging
the kitchen5 elements. As they apply to cooking, SS concepts
can be seen in

her 14 X 20' kitchen (Figure 12.1). Her kitchen


walls were

covered with pegboard. On these boards,

Paul inscribed the

outlines of the utensils, tools, pots, and


pans that ought l0
be hung at each location. While she cooked,
Julia Child did

not have to waste time, motions, energy, or


thought becaufe
she knew where things were kept. Donated in 2001, 111

Childs cleverly organized kitchen is now on diSplaY at the


Smithsonians National Museum of American History m

Washington, DC.

55

125

and a computer program to take a phone message or a sur


geon needing particular scalpels for an operation, their tools
are right at hand, ready for use. Workers no longer experience muri or overburden.

SEIRI
Seiri refers to separating or sorting needed tools, parts,
and
instructions from unnecessary items. When asked to
practice
seiri, most people merely tidy up. In this tidy-up process, obvrous
trash is removed from the work area, tools and other items

are

stored, and things in general are placed in a neater order. This


type of clean-up process does not equal seiri. The objectlve of
seiri is to get rid of all unnecessary items. This means that

FIGURE 12.1

anything that will not be used frequently must be removed. If


the item will never be used and fullls no useful function
elsewhere, it should be disposed of properly. Items that are
needed, but only occasionally, should be stored appropriately.
Workplace layouts evolve over time, usually without very

Iulia Childs Kitchen

(Source: Julia Childs Kitchen at the Smithsonian


National

Museum of American History. Photographer Hugh


Talman.)

The motto A place for everything and everything

much planning or thought about how the work will be performed, what will be used during the process, and how work

in its

place neatly describes the SS concept. First described


by 58
author Hiroyuki Hirano, the ve 85 are words that
serve as a
reminder that process improvement lies in the basics. Each
word refers to a specic step in the organizational process.
Seiri
Seiton
Seiso
Seiketsu
Shitsuke

Separate or sort
Set in order, simplify the arrangement
Shine, sweep, cleanliness
Standardize
Sustain, self-discipline

Inefciencies in work methods include muda (waste),

mura (unevenness), and muri (overburden). Proper arrangement also includes having work surfaces and equipment
designed for ease of use. SS attacks waste at its source. Whether
the waste is from processing, motion, or waiting, when SS is
applied to a workstation, these wastes are eliminated. SS

attacks mura, too, by smoothing out the unevenness in a

process. When needed items can be found easily, work pace


becomes more balanced. When work processes are arranged

according to SS, workers can expect to have everything they


need to perform their work right at their ngertips. In a 58
environment, whether it is a receptionist needing pen, paper,

A Place for Everything and Everything in


its Place
In an April 1, 2005, article, Boeing: Airbus LOOK to Auto

COmDanies for Production lips," the Wall Street Journal '


flescribed many process improvement techniques including one
Involving 55.
.
.
d cAt an Airbus factory in Wales, where it burlds wmgs. pro U

tion teams used to walk far to the stockroom for bags 0f


boItSf U l
and rivets. and frequently left them scattered about8 waste

Dy CamScanner
bambcanner
Scanned by

will ow. Seiri can be applied to existing or newly planned


work areas to improve the overall layout and arrangement of
items. The team working on SS not only does a careful study
of what is necessary, but also can explore how to improve work
ow and communication. The tools and equipment present
should be placed to support key work processes and ow.
To dene an unnecessary item, consider the 24hour
rule. If an item is not used or touched during a 24-hour
period, it should be stored elsewhere. Remember, seiri is not
just making things neat; it is a concentrated effort to determine what is actually used and what is not. When performing seiri, allow the person who will perform the work
to
identify and decide which items will stay in the work
area
and which will not. Practicing seiri requires a
person to
make decisions about an items usefulness. Typically,
40 percent to 60 percent of the items found in a work
area end up
being removed. At the end of seiri, a clean, uncluttered
work
area will exist. Clutter, excess and unused equipment,
supplies, and papers will no longer be there.
Look around your room or office or look
at the lap drawer
of your desk, how many of those items
do you actually use
on a daily basis? Seiri encourages the
appraisal of each item
and determining its usefulness. When
practicing seiri, keep
nothing that is not immediately useful

LEAN SIX SIGMA TOOLS


at WORK
and unsafe practicebecause they lacked
nearby storage. Using
work-analysis methods developed by the auto
industry, project
teams studied which fasteners were needed where,
and when,
and then organized racks on the shop floor. Now carefully
labeled
bins contain tidy sets of supplies needed for specific
tasks. The
change has sped up work and saved over $100,000
in rivets

and bolts at the Welsh factory alone.

26
1
126

W E LV E
TWELVE
HA PT ER T
C
CHAPTER

E IT O N
S
SEITON

b o u
r e a t i n g ooptimal
p t i m a t boundr d e r , ccreating
n oorder,
hi n gs iin
e t t i n g tthings
o ssetting
e fe r s tto
S
e i t o n rrefers
Seiton
h e t h e r iItt
Whether
o r k tl r a W
11 a
t e m iin
a wwork
a c h iitem
or e
each
o c a t i o n s jfor
n d llocations
r i e s aand
a
area.
aries
e it o n
i t c h e n , sseiton
h i l d s kkitchen,
Childs
Ju l i a C
r a ys o
orr Iulia
n s t r u m e n t ttrays
iiss surgical
s u r g i c a l iinstrument
re
o rk a
h e wwork
are
e r f o r m tthe
o p
perform
e c e s s a r y tto
t e m s nnecessary
h e iitems
t h a t tthe
n s u r e s that
eensures
'

h e i r use.
u se
n ttheir
a se d o
on
based
r r a n ge m e n t b
r de r o
orr aarrangement
e n s i bl e o
order
l a c e d iin
n a
a ssensible
placed
p
'
i n e ga r
i l aand
n d vVinegar
h e o011
i t c h e n tthe
h i l d s kkitchen,
u lia C
n J
Childs
Iulia
F
n s t a n c e , iin
o r iinstance,
For
w
er e
h
t
s
ee
were
a k i n g ssheets
ix t e e n b
baking
to v e S
h e sstove.
Sixteen
l o s e tto
o tthe
e p t cclose
ere k
w
kept
were
The
i s h w a s h e r The
he d
o tthe
dishwasher.
e x t tto
o c a t e d nnext
r a c k llocated
n a
e r t i c a ll y iin
a rack
t o r e d vvertically
sstored
o
r e a sso
h e work
w o rk a
area
n tthe
t e m s iin
k e y iitems
h e key
r r a n g e tthe
o a
s tto
e i t o n iis
arrange
o al o
off sseiton
goal
g
d
d
r ew
h i l drew
' en P
au l C
Ch11d
se W
Paul
n d uuse.
When
o c at e a
o llocate
h e y aare
and
a s y tto
h a t tthey
re e
tthat
easy
in g
f
m
r
r
o
e
h
s
a
d
w
e
b
performing
n pegboard,
n d pans
p e g o a r , he was p
o
u t l in e s o
off pots
p a n s oon
outlines
p o t s aand
d
l
h
i
o
l
C
i
o r Julia
Ju a Child tto
a s y ffor
t e m s eeasy
o o k i n g iitems
e y ccooking
a kin g k
key
sseiton
eito n b
byy mmaking
llocate
se
n d u
o c a te a
use.
and
u st
eir i 0
e f o r e sseiri.
Itt jjust
e r fo r m e d b
before
h o u l d nnever
ev er b
S
bee pperformed
e i t o n sshould
Seiton
tem s N
Noo
u n n e c e s s a r y iitems.
r g a n i z e unnecessary
t o oorganize
e n s e to
d
a ke s
o t m
o es n
sense
make
not
does
iin
i
n
k
h
s
f
i
l
r
e
a
l
o
r
a
t
e
w
d
f
e
is
e
w
r
m
b
area
o
work
r
e
e p
a n be
performed well if the
w
o rk p
r o c e s s e s ccan
processes
work
d
i
t
d
n
e
h
t
a
f
a pe
a v e taped,
t e n have
painted,
t il iz in g 5
d
isa r r ay W
e n t e r s uutilizing
p
o r k ccenters
SSS ooften
Work
disarray.
o
h a t iiss needed
n (: e d e d tto
v e r y t h i n g tthat
o r e
l : a r l llabeled
o c a t i o n s ffor
a b e l e d llocations
everything
o r cclearly
,

or
y
t h e ooperator
f t e r eeach
2 2) A
s e , the
F i gu r e 1
a c h uuse,
the w
ork (
12.2).
After
pe r a t o r
e r f o r m the
(Figure
work
perform
p
d
l
k
d
t
o c a io n o
m
ar e
n
t s cconvenient
h e iitem
onn
t e m tto
o n v en ien t a
location
o iits
marked
and
rreturns
e t u r n s tthe

o ard
the shadow bboard.
co n o m y
he p
o t io n e
i
i
r i n c i pl e s o
S
t
economy
o
n
n
c o r p o r a t e s tthe
off mmotion
e
principles
incorporates
Seiton
6
8
19
24 aand
l
h
i
8
1
n d
b
l
l
i
G
i
r et
a n Gilbreth
n d L
((18681924
r an k a
eespoused
sp o u se d b
Lillian
and
byy FFrank

2 3
F
IG U R E 1
12.3
FIGURE

G i lb r e t h
i l l i a n Gilbreth
F r a n k aand
n d L
Lillian
Frank

O RB I S N Y )
So u r c e : C
CORBISNY.)
((Source:

t he s ha do w

18
7 8 19 7 2 ,
18781972,

2 3 ) sstudtu d
he G
F i g u r e 112.3)
i l b r e t h s ((Figure
) TThe
Gilbreths
respectively).

r e sp e c t iv e l y

i d e vvariety
f ppeople
n du s
a r iet y o
n a
e o p l e iin
w o rk a
c t i v i t i e s oof
off iindusa wwide
work
activities
d
i
f
d
i
i
t
t
u c t iv i t y
ro
a y s to
o increase
n c r e a se p
o nd
n
w
m w
a s to
a
ways
productivity
aim
was
h i s iiss
E
h e jjob
h i l e making
a s i e r tto
o p
e r fo r m
s s e n t i a l l y tthis
o b eeasier
w
m a k i n g tthe
perform.
Essentially,
while

he
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h e ir
ttries.
r i e s tTheir

F
h a t sseiton
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o
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n c o u r a g e s practitioners
e it o n e
encourages
do.
For
example,
what
p r a c t i t i o n e r s to

il b r e t h b
is
F
e ga n h
r an k G
Gilbreth
began
his
Frank

k i n g llife
i f e aass aa b
r ic kl aye r H
working
bricklayer.
Hee

w o r

d i f f e r e n t methods
m e t ho ds
i d that
i f fe r e n t b
t r s e d different
r i c k l a y e r s used
that d
bricklayers
different
noticed

n o t ce

he
w a s paid
h e n llaying
ec a u se h
r ic k B
ayin g b
byy tthe
o t io n s w
hee was
Because
brick.
p a id b
when
andd mmotions
ilb r e t h
day M
i n aa day,
h e wwas
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t o llay
a y in
as a
r i c k s he
Mr.r G
n
u m ber o
Gilbreth
able
number
off bbricks
an

fr o m
d iinefcient
o t i o n s from
n e f f ic i e n t m
n n e c e s s a r y and
rremove
em ov e u
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unnecessary
d e s i g n e d aa vvariety
h
i s wwork.
m pr o v em en ts
ar iety o
u i c k l y designed
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off iimprovements,
his
Hee qquickly
o
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l d tthat
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t he
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a scaffold
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h
h
f
i
h
k
i
l
f
t e w
h e bricklayer
b r i c k l a ye r
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o r
n g platform
w o u l d enable
e n a b l e tthe
height
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working
p a t o r m would
i g h t height
tto
h e i g h t at
t h e rright
o stand
l l times.
h e design
d e s i g n of
st a n d a
t im e s T
at a
t he
o f the
att the
all
The
i n c l u d e d aa sshelf
h e l f ffor
sscaffold
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b r i c k s and
d
h
o r tthe
i
T
a n
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1o r t a r This
f
s feamortar.
i m e aand
tture
t fo r t b
u re s
a v e d ttime
n d e
i t wwas
e c a u s e it
l o n g e r necessary
saved
as n
effort
because
n e c e s sa r y
noo longer
ffor
b r i c k l a y e r to
t h e bricklayer
o r the
b e n d down
t o bend
d o w n and
a n d pick
b r i c k To
To
a c h brick.
p i c k uup
p eeach
ffurther
u r t h e r sspeed
d
h
t
e
b
e
i
r o c e s s bricks
b r o u g h t to
r c k s were
thee pprocess,
w e r e brought
br i
p
t o the
t h e brickllayer
lo w er p
a ye r b
a id w
T h e s e bricks
o r k e r s These
byy lower
b r i c k s were
paid
workers.
w e r e stacked
s t a c k e d with
w it h
he b
tthe
e s t side
side o
u t a
t h e eend
n d the
best
out
n d o
and
b r i c k always
a c h brick
he
i n tthe
off eeach
a l w a y s in
same position. This eliminated the wastes of reaching,
ssearching,
ea r c hin g a
n d p
r e p o s it io n in
and
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prepositioning.
c a f f o l d s ccareful
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a r e fu l d
g T
e s i gn
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e
-

NS E R T S
=

h a t tthe
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b r i c k l a y e r could
meantt tthat
i c k up
co u ld p
u p a
i t h one
pick
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with

m ean

h
an d
hand

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m o r t a r with
and
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h e other.
o ther M
G i l b r e t h s improveMr.r Gilbreths
i mp r o
M e n t s reduced
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o
m
o t io n s m
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l
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n laying
ayin g a
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c
ro m
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o 4
18
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er m s o
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I) R 1llt Ll. sS

m
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r i c k l a e r could
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a y 2,600
y
b r i c k s aa day
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t he
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ay
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per d
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u n n e c e ssa r
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.
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h i l e tthe
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h i s study
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,

ilb r e t h s D
Gilbreths.
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FIGURE 12.2 AA PPlace


l a c e ffor
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F IG U R E 12 2

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t aa location
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From
can

5
S
55
B r ic k l a y i n g
("ricklaying

O O L S
IG M A T
IX S
TOOLS
L
EA N S
SIGMA
SIX
LEAN

o rk m
e t h o d s based
a nd w
methods
b a s e d o0n
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work
G ilbreth's
n Gi
l b r e t h s original
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Scaffolds
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designs
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ests
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e
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e ccord
tthe
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h o ld e r who
w h o ccan
a n llay
ay a
ann
b r ic k s p
6 1 bricks
er h
per
of 8
our w
average
861
hour,
works
o r k s at
v e r a g e of
a t McGee
M c Ge e B
a
r o t h e r s iin
Brothers
n North
N
o
t
h
r
M c G e e B r o t h e r s which
w h ic h emp
e m p lloys
Carolina.
C
a r o l i n a McGee Brothers,
oys 6
00 m
600
a s o n s rregularly
masons,
e g u l a r ly
l
m p o y e e s iin
it s eemployees
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iinvolves
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he 5
S cconcept
58
o n c e pt
h e sspeed,
e f f ic ie n c y a n d
p e e d efficiency,
m pr o v e tthe
tto
f f e c t iv e n e s s o f b
o iimprove
and eeffectiveness
r ic k l a y i n
of bricklaying.
g
M
H
m
e
s
h
Q
o
a
x
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a
s
At
r e a d about
At MQ Homes, Max has read
a b o u t tthe
h e bricklaying
b r i c k l a y i n g ccontests.
o nt e sts
d
d
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t
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e
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h
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Hee has
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ay
h is m
u p p o r t tthis
is s io n h
mission,
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d a p t e d aa vvariety
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a r i e t y of
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if f e r
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o r k a b l e improvements
nto h
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nt w
workable
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ent
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ru c k b
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masons
ave w
ha t
have
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tthey

when they
e y need
n e e d iit
t

S p e c i a l jigs
ix t u r e s to
n d ffixtures
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j i g s aand
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et u
and a
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u pp and
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I Special
o reduce
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th
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ix i n g d
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tthe
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oad m
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ate
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m a t e r i a l s ttrailers
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1

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ig h t nneed
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eed o
ig s
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a p e r ttowels,
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nd
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Gatorade

f
d e s i g n s are
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y
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design
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12 4 ) k
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F i g u r e 12.4),
body
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(Figure
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F i g u r e 12.5),
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Besides

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masons
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Based
58

it e m
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wall is uncomplicated, they can lay on average four bricks per


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1
27
127

i n a t i n g wwaste
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F
I G U R E 12
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W E LV E
C
HA PT ER T
TWELVE
CHAPTER

12
8
128

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FlIGu RE 1
2 8
GURE 12.8

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12 9
F
IG U R E 12.9
FIGURE

M e s sy W
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((Continued)

1
30
130

W E LV E
C
H A PT ER T
TWELVE
CHAPTER

h e size
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IG U R E 1
2 10
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o r kst a tio n B
58
Workstation
Boards

h e jjob
a ke s a
n f o r m a t i o n ttakes
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h e eemployee
o b iinformation,
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a
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iing
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procedures
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as b
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o ccustomers.
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has
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oug
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standards and pprocedures necessaryy to maintainn organizao r g an i
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F i g u r e 12.12).
ttional
1 2 1 2 ) JJF
F m
n d ccleanliness
e at n ess a
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l a c e rrewards
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t he
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help
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85.
m u st oc c u r o n a

h ips C
h i p s aattached
t ta c he d
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e t a l cchips.
a k in g m
eans m
metal
Chips
means
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p
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s

u r in g p
r o c e s s in g
a rts d
iin
a m a g in g p
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r e a s ssometimes
o r k aareas,
parts
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processing.
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l e a n u p eefforts.
f f o r t s IInvestigation
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oc us o
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h ip
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/ 4
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2
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l e a n aand
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r d e r ly
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orderly.
a n d iinformation
n fo r m a t io n a
re o
r g a n iz e d a
and
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are
organized
and
upp ttoo

a re a

ha rts
ccharts

da te
date.

3
T o o l i n g sspare
a nd m
3. Tooling,
t o r a g e aareas
a t e r i a l sstorage
p a r e parts,
r e a s are
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p a r t s , and
l
i
r
d
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y identified aand sstored
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r d e r ly
orderly

manner.

m a nner

4
t o r a g e llocations
o c a t io n s
4. SStorage

b o a r d s aare
5 S boards
a n d 58
b e i n g used
r e being
and
use d

t ly
consistently.
5 F
l
o
l e a n of
o
r
s
il d
r
a e cclean
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of o
d e b r i s and
Floors are
a nd g
r im e
oil,
dirt,
grime.
6
a c h in e s c
o n v e y o r s work
w o rk s
P79 M
Machines,
u r f a c e s and
conveyors,
a n d other
o the r
surfaces,
c o n s is t e n

'

t o o l s sspare
a n d tools,
surfaces are clear off hhand
a nd
p a r e parts,
p a r t s and
h
t
o
i
l
t
e
r
m
a
e
r
a
other material.
s u r f a c e s a r e c le a r o

N o aaccumulation
7 No
c c u m u l a t i o n of
ir t g
of d
r e a s e or
o r o
a ny
7.
dirt,
grease,
oilil iiss oonn any
s u r fa c e
surface.
8
a c ks b
a s ke ts p
a ll e t s a
a r t s are
a r e properly
nd p
8. R
Racks,
baskets,
pallets,
and
parts
p r o p e r ly
id
i
t
f
i
f
l
d
i
e
N
h
i
d
h
t
t
t
n
e
o
o
r
o
n g is
s stored
s o re
e floor.
o n the
identified. Nothing
on
the r
9 S
l o v e s rrags,
a n d o
c ra p h
o ppe rs a
r e ffree
a g s and
r e e of
of g
other
9.
Scrap
hoppers
gloves,
are
n
o n r e c y c l a b e m
a t e r ia l
nonrecyclable
material.
ot
re n
1
0 T
a nd a
e g u l a r ly and
not
ra s h c
m p t i e d rregularly
are
re e
o n t a in e r s a
10.
Trash
are
emptied
containers
,

in g
overflowing.

o v e r f to w

Scanned by CamScanner
Scanned

5S
SS

U M MA RY
S
SUMMARY
5
SSS iiss

C
H A P T E R PROBLEMS
PRO B L EMS
CHAPTER

iv e s t e p p
r o c ess o
a fve-step
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n d w
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well-designed
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Seiton
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1
2
3

4
5
6

c t i v i t i e s iin
t he w
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h i n g s in
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IP S
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e ir i
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im pr o v e m en t
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ssituation.
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ix S
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a u s e analya na
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s t a n d a r d i z e d problem-solving
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P D SA or
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o r D
i n ccombination
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o m b i n a t io n w
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a
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e r fo r m a n c e m
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e a su r es K
im p r o v e m e n t s
performance
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measures.
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m
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o r r e c t iv e a
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ct io n (
must
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o c u s e s on
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n
breakthroughs
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or theories. Kaizen is often less high
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r
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h
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kaizen
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a
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provides are numerous. Theyy iinclude
iimprovements
m pr o v e m e n t s in
h r o u g h p u t ssafety,
u a l i t y tthroughput,
in qquality,
a f e t y productivity,
p r o d u c t iv i t y

i e s uused
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h i s text
s e d iin
n tthis
t e x t aare
r e ffrom
v e n t s Kaizen
ro m k
a ize n e
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events.
kaizen
p
f which
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f tools
tties
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n d ttechniques,
are
v a r i e t y oof
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,

co v er ed

m en ts

d ccustomer
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u s t o m e r sservice.
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covered iinn cchapters

134

CHAPTER THIRTEEN
Questions to Be Asked
Who?

What?

Where?
When?

Why?
How?

Who performs the process?


Who is affected by this process?
What is the purpose of this process?
What are the steps in this process?
What sequence should the steps take?
What does this process accomplish?
What is being done better?
What could be done differently?
What purpose does it serve?
Where does the activity take place?
Where does it need to take place?
When do the activities take place?
When should the activities take place?

When is the right time for the activities to take place?


Why does the company need this process?
Why is this process important?

Why must it be done?


How does this process relate to other company processes?

How is the work being done?

How could it be done differently?

How can it be changed to match or exceed the best?


How will results get measured?

How much?

How much does the old method cost?

How much will the new method cost?

FIGURE 13.1

Five W3 and Two Hs

People practicing kaizen seek to improve work procedures, often by simplifying the activity taking place. Kaizens
guiding words are combine, simplify, eliminate. Kaizen seeks
to standardize processes while eliminating waste. Waste can
be considered any activity that consumes resources that do

not add value to a product or service. Remember, value must

be dened from the perspective of the customer. Waste in a

process or system can be removed by combining steps or activities, simplifying steps or activities, and eliminating any

waste in a system or process. Kaizen activities may take two

forms: ow kaizen focusing on value stream improvement


and process kaizen focusing on the elimination of waste.

lowering costs while maintaining quality caused him to seek

out sources of waste in a process. His productivity improve-

ments that eliminated waste include introducing the moving

assembly line concept to his plants in 1913 (Figure 13.3). He

also simplied the design of automobiles, creating the Model


T in 1908. Process improvements enabled him to drop the
price of the car from $825 in 1908 to $360 ($7,020 in 2008

dollars) by 1916. By 1918, half the cars in the United States


were Model Ts. By 1927, the nal year the Model T was made,
15,007,034 cars had been manufactured. Another of his

Flow kaizen events study the value stream associated

with providing a product or a service. The kaizen team


studies the process by actually following the process from

start to nish. Sometimes the team takes part in the process

itself in order to better understand what the customer

needs, wants, and expects. Properly performed, the study of

a process will include determining the answers to key questions. These questions are easy to remember as the ve Ws
and two Hs (Figure 13.1). These questions help those
studying the process understand it more clearly. Understanding leads to being able to differentiate between value-

added and non-value-added activities. The predominant


tools and techniques the team members use are described
in Chapters 9 and 10.
Process kaizen focuses on the elimination of waste. This
is not a new idea. Henry Ford (Figure 13.2) wrote about the
problems associated with waste in his book Today and
Tomorrow, published in the 19205. Fords commitment to

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FIGURE 13.2 Henry Ford


(Source: Getty Images, Inc.Hulton Archive Photos.)

Kaizen and Error Proofing

135

improved productivity, which enables a company to capture

more of the market, which enables the company to stay in


business and provide more jobs. Sound familiar?
In lapan, the methods of Henry Ford and W. Edwards
Deming were carefully studied to determine how to increase

productivity, reduce costs, and improve quality. Waste,

according to Fujio Cho of Toyota, is anything other than the


Minimum amount of equipment, materials, parts, space, and
workers time, which are absolutely essential to add value to
the product. Taiichi Ohno, also of Toyota Motor Company,

categorized seven sources of waste:


Waste from overproduction

Waste from inventory


Waste in unnecessary transportation

Waste from producing defects


FIGURE 13.3

Henry Fords Assembly Line

Waste in processes
Waste in waiting time
Waste in motions

(Source: Ford Motor Company.)

productivity improvement efforts served the United States

Overproduction waste is a common problem at both

manufacturing and service industries. This waste is created


every time too many products are produced for the market.
Many reasons can be given for overproduction. Some indus-

well in World War II. He showed the US. government how to

improve the production of the B-24 Liberation Bomber.


Traditional aviation assembly techniques enabled the aviation
industry to produce one B24 a day under optimal conditions.

tries require economies of scale when creating batch sizes for

production. In Chapter 14, batch size reduction strategies


are discussed. Smaller batch sizes are the result of exible

At Fords Willow Run facility in Michigan, B-24s rolled off the

assembly line at the rate of one per hour! To achieve this


incredible rate, workers at the plant constantly shared and
implemented their process improvement ideas.

equipment and people. Flexible organizations are better

equipped to deal with uctuations of consumer demand.


Inventory waste carries with it a lot of costs. These costs
include the cost of storing and managing the inventory.
They also include the costs associated with having that in
ventory become obsolete or spoil. Excessive inventory hides

Henry Ford also recognized the importance of creating

and maintaining an excellent workforce. High quality and


productivity can be achieved only through an effective
and efcient workforce. To hire and keep the best workers,

Ford offered the highest wages available, beginning with the


shockingly high $5 a day, rst offered on January 5, 1914.
Daily wages at that time were $2 or less. This wage and the
highly motivated and skilled workforce it enabled him to

create meant that labor turnover costs in his plants were so

small he didnt even measure them. Ford pursued productivity improvements with zeal. He believed that productivity

underimprovement is key to economic prosperity. He also

stood that productivity gains may eliminate some jobs; hOWever, he reasoned that this job loss would be balanced by the

51mlgrowth of new jobs elsewhere. This type of thinking is


lar to Dr. Demings economic chain reaction (Figure 13.4).

Productivity improvements act as the catalyst necessary-to


start an economic chain reaction. Improvingproductrvrty

fewer
and quality leads to decreased Costs, fewer mistakes,
1n turn leads to
delays, and better use of resources, which

Igiialliiyed

Improved

Productivity
FIGURE 13.4

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Decreased
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problems, too. When a lot of inventory exists, quality prob

lems often go unrecognized. Its easy to replace a defective


item with one that is not. If a replacement is not readily
available, attention is called to the existence of a quality
problem. Manufacturing organizations have learned to
maintain a lean facility, referring to their ability to maintain
low levels of inventory. To prevent waste, inventory must be
managed. Obsolete materials should be disposed of. Items
that are not required in the short term should not be made
or purchased. Manufacturing should be exible and capable
of making small lot sizes (Chapter 14).
Transportation waste is a non-value-added activity. Any
time an item is handled or a customer is passed to another
server, time and effort is wasted with no value to the process.
How many times have you been passed from service repre
sentative to service representative hoping to nd someone

Fewer Mistakes
and Delays

Better Use of

Resources

Capture Larger -v Stay in Business More Jobs

Market

Dr. Demings Chain Reaction

13 6
Tii

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T H IR T E E N
C H A P T E R THIRTEEN
CHAPTER

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zzation
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138

CHAPTER THIRTEEN

If a step in a process is ineffective or unnecessary, these non-

value-adcled activities should be removed from the process.

Often motion studies (Chapter 12) identify motions and


activities in a process that can be removed to streamline the
process and eliminate waste. Process cycle efciency can be
calculated using the following formula:
,

P rocess cycle efcrency =

Value-added time

o a ea ime
m

Wait time waste is another obvious waste. Consider how


you feel every time you are expected to wait to see a doctor.
Work-in-process inventory may have more patience than
the average human, but it is still wasteful if items sit around
waiting to be worked on. Machines should not be idle due to

waiting either. Having the right material at the right time in


the right location can prevent many wait time wastes.

Motion wastes refer to the human element in any


process. In Chapter 12, the motion and time study teachings
of Frank and Lillian Gilbreth were introduced. Any time a

person makes a move that does not correspond to a valueadded activity, his or her motions are wasted. A good example

Kaizen Event

of this is a machine setup worker who must return to the tool


crib to obtain a device critical to the setup. A much better sys-

tem is to plan what will be needed and bring those items


to the machine in the rst place. Review Chapter 12 for a

more complete discussion of this waste. Remember to not


confuse motion with work. Work is a kind of motion that

adds value or is necessary to add value. Motion that accomplishes nothing and adds no value is only unnecessary
movement. Wasteful motions should be eliminated. They take
precious time and do not add value.
Others have added to this list of waste or rened it to fit
their particular products or service processes. Other sources
of waste include waste caused by work-in-process; waste
from equipment, expense, and planning; and waste in human intellect and resources. Simply put, if an activity or
item does not add value or ll a key nonvalue-added activ-

ity (such as accounting or payroll), then it is waste. It is easy

to say that things should be done right the rst time in order

to eliminate waste, but it is harder to do. Kaizen efforts seek


out sources of waste and strive to simplify processes to elim
inate the waste present.

LEAN SIX SIGMA TOOLS at WORK

0
JF Inc. is justifiably proud of its ability to ship just about

anything anywhere. Recently, though, a customer rejected a

shipment when it arrived at its docks with the ends of the box

destroyed (Figure 13.7). Further part damage had occurred when

the protective plastic netting had slipped out of position inside


the box. The customer rejected the parts due to nicks and
scratches. Unfortunately, this sort of box bursting has occurred
several times before. At JF, a lean Six Sigma kaizen team is
working on the problem using Dr. Deming's Plan-Do-Study-Act
cycle, as well as a variety of quality tools.

PLAN
The team defined the problem as follows: Shipments are being
rejected due to the boxes bursting during transit. The customers

FIGURE 13.7

scanned by CamScanner
Scanned

Broken Box of Parts

will not accept the shipment if the box is destroyed and the parts
have been harmed. The problem statement is as follows: Improve
customer shipment acceptance numbers by eliminating box

bursting during transit.


Following the development of a problem statement. the team
members established a baseline. They immediately sent a team to
the customer's plant to obtain detailed information including photographs of the burst boxes. One of the boxes without straps shows

evidence of strap marks. This means that the straps broke during
shipment. The photo also shows the wide white tape the truck
driver used to hold the box together when the straps came loose.
Back at JF, the rest of the team members watched the

operator pack boxes. With this information they mapped and

Kaizen and Error more;


.

had the key steps in the process (Fl


gures 13.8 and
9), These photographs and diagrams help ed

them understand

better.
'ttl pmess

The creation of a WHY.WHY diagram helped them_ determine

the root cause of the problem (Flgure 13.10). Analyzmg the

to see that
Photos taken of the packaging process enabled them

Protective Wrap All


Parts

Place Parts in
Appropriate Sized
Box

Stacked
Parts?

No

Place Cardboard
Between Layers of Parts

FIGURE 13.9

Staple Box Shut

Taped Box with Metal

Straps Missing

Strap Pallet with Two


Metal Straps Around
Box and Spine of Pallet

FIGURE 13.8

Packaging Process

Ma p

No filler

Why?

Why?
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/

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burst in
9
transit? Why.

sliding

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incorrectly

Straps _ , Fork
,. Strap
too slack
interference around

decelerations

spine

transit

Straps_> Fork

too tight

FIGURE 13.10

Scanned by
by CamScanner
CamScanner
Scanned

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8
WHYWHY Dragr

_> Strap

interference around
spine

(Continued)

140

CHAPTER THIRTEEN

Interference

FIGURE 13.11

Incorrectly Strapped Box

the straps interfere with the forks of the fork truck during loading
on or off a semitruck. The forks can not only cut the straps when
picked up or moved by a fork truck, but also interfere during the

packaging and strapping of the box to the pallet. Figure 13.11

shows that when strapping a box to a pallet that is held at a proper


work height for the packer, the straps must be threaded down be
tween the forks and around the spine. The strap is then pulled
tight to secure the load. The problem occurs when the forks are

subsequently removed from under the pallet, leaving slack in the


straps. The slack straps provide no protection for the box during

shipment. Their investigation enabled them to determine that the


root cause of the burst boxes was the box strapping method.

DO

To prevent future box bursts, steps were taken to determine the


best way to prevent improper box strapping in the future. The
team developed a new method of strapping the box to the pallet.
By strapping the box to the pallet using the top planks on the

pallet, the interference from the forks will be eliminated. The


new process is shown in Figure 13.12.

Standard Box Packaging


Limitations of Cardboard Boxes
I Length limit: 47 in.
I Do Not use cardboard for any part weighing over 250 lbs
I Boxes less than 100 lbs do not get strapped to pallets unless specified by customer
Standard Box Sizes

No Metal Straps

2 Metal Straps

Wooden Box

8x5x5
12 x9 x3
15x10x10
20 x 12 x 4
24 x 6 x 6
36 x 6 x 6
48 x 6 x 6

24 x 20 x 10
36x20 x 10
48x20x10

Build it parts do not fit within the limitations


of
acardboard box
WxL
69 x 42 Large Box
59 x 42 Medium Box
55 x 42 Small Box

Many small boxes headed for same destination


may be stretch wrapped to a pallet.

Parts that do not fit box sizes must have


a box

made to fit.

Packaging Procedure

I Rust-paper, Naltex, or oil parts when required by packaging


specification.
I Use packing peanuts for small individual parts.
I Parts layered in a box must have cardboard between layers
with rust-paper when

FIGURE 13.12

Standard Box Packaging

Scanned by
by CamScanner
CamScanner
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needed.

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13
F I GU RE 13
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F IG U R E 13 14

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H IR T E E N
C
H A P T E R T
CHAPTER
THIRTEEN

42
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13 15 )
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13 15
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((Continued)

H IR T E E N
THIRTEEN
C
H A PT ER T
CHAPTER

44
1
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14:

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48
1
148

FO U RT EEN
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credited. At a large state or regional bank, as many as two


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he p
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A L A N C IN G
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eling
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n
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p r o d u c t io n L
k
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b
h
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i
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t
t
t
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m
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eito
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processes
y
y
p
h
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ow
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i l l rreveal
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need
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i
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le p
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gle
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,

lin e b
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line
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im e
T
a l : : t ttime
Takt

b r a c k e t tthat
hat w
i l l later
l a t e r hold
bracket
h o l d the
t h e aairbag
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i n t e r i o r ooff tthe
o the
h e steer
ste e r
i n g column.
c o l u m n The
T h e existing
ing
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as
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e r c e n t load
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im e p
A v a i l a b l e wworking
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ay
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per
day

C
Lr s t o m e r d
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ay
(.ustomer
demand
per
day

i m e s ((Chapter
T
Chapter 1
he
1 ) aare
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ll)
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r
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a
0 1: g a n i z a t i o n s tto
i n e s No
o b
a l a n c e their
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,

l d produce
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sho u

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doo

l e a v e aa margin
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error.
meet
i m e s organizations
ttimes,
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he ir p
ttheir
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processes.
r g a n i z a t i o n must
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Line Balancing

At J
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15,000 per day

1 5 0 0 0 pe r da y

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tthey

iin
ig u r e 1
n F
4 4 O
Figure
14.4.
Operators
nd 2
nd
re o
v e r b u r de n e d a
pe ra to rs 1
1 aand
2 aare
overburdened,
and

b l e tto
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o k
e e p Operator
are unable
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3 bbusy.
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h a t one
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e
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Wo r k O
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14 9

2101
lZl Overburdened

180-

I Takt time

150-

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90
6
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F
IGU R E 1
FIGURE
4 4
14.4

IM E R
ET U P T
S
E D U C T IO N
TIME
REDUCTION
SETUP
s
a l a n c i n g iis
Li
n e b
balancing
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S
T A N D A R D IZ E D W
O R K
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53
1
15

L
EA N s
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SIX
SIGMA
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w
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h e tterm
b y tthe
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scheduling?
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m e a n t by
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etu p
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m ean t

CHAPTER

FIFTEEN

PRODUCTIVE MAINTENANCE
If it is not broken, don 't fix it.
Productivity: Process.

Improvement Opportunities

alue Stream

Process
Mapping ',
Supply
Chain
Management

Just-in-Time
Kanban
Work

Optimization

Kaizen and
Error Proofing

F.M..r.mw~

was.

w... _. , .

LEARNING OPPORTUNITIES
4. '1. "To introduce the concept of productive
maintenance

1'?

; 2..To introduce the four major productive maintenance

~:v~: _.,

vw',
1-

activities

the concept of overall equipment


3. To introduce

.W'irw '7n~

Quality/nonconformance issues

Raw materials shortages

runem

:-sv~.w wiW.-

Productive
Maintenance

effectiveness

4. To introduce the concept of preventive maintenance

StriTo introducethe concept of predictive maintenance


.f-l'o introduce the concept of autonomous

maintenance

PRODUCTIVE MAINTENANCE
Quality. costs, productivity. Equipment problems prevent an
effective organization from optimizing these. Where do production losses come from?
156

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Machines or equipment availability


Cycle time losses

Productive maintenance deals with two of these four by improving the availability of machines or equipment while reducing cycle time losses. Lean Six Sigma organizations

practice productive maintenance in order to reduce process

equipment variation, one ofthe five sources of variation discussed in Chapter 1.

Every time equipment breaks down, work has to be


stopped, production delayed, and completion times adjusted.
Productive maintenance programs optimize overall equipment
effectiveness by focusing on total life cycle equipment management. Optimization occurs when equipment is able to do
what it needs to do when it needs to do it. Productive maintenance programs ensure that equipment functions well and
runs reliably. A solid productive maintenance program will
lead to reduced inventories; shorter lead times and sctul
times; lower accident and injury rates; and fewer breakdowns, jams, standbys, speed losses, and startup losses. The
benets of productive maintenance programs support lean

Productive Maintenance
Six Sigma by

enhancing

customer satisfaction, reducing

costs

increasing Pmdualfitl: and improving quality. Reliable pro:

ductive

equlpment

is required for lean and Six Sigma.

Complalnts are often heard about the high costs of

maintenance. Productive maintenance programs actualI

help reduce maintenance costs. Maintenance costs are ofteii

over budget because of the emergency response approach to

maintaining

equipment.

This ignore it until it fails mode

of Operatlng 15 expensive. Organizations that engage in


re ghting instead of a prevention approach to
mainte

nance endure high costs because they do not recognize the

real costs 0f unavailable equipment. Malfunctions and


unavailable equipment means lost time, lost productivity,

poor quality, low morale, and decreased customer satisfaction. Productive maintenance programs build awareness of

maintenance needs, monitor expenditures closely, and

respond to difculties quickly. Productive maintenance

programs reduce costs by establishing policies and procedures that reduce equipment downtime and unplanned

157

Efciency means that the equipment


performed at the expected speed
Quality means that the product produced
meets customer requirements

Overall equipment effectiveness can run as low as 50 per


cent to 60 percent of the production time available. With

a strong productive maintenance program, it can climb to


80 percent or more. This value will never reach 100 percent

due to routine maintenance needs and setup time require


ments. High overall equipment effectiveness, supported by
an effective productive maintenance program, increases the
time available for valueadded activities. There are four
components to a productive maintenance program:
Elimination of equipment losses
Preventive maintenance

Predictive or planned maintenance


Autonomous maintenance

maintenance.

Productive maintenance, by preventing equipment problems, seeks to increase overall equipment effectiveness and
machine reliability. To calculate overall equipment effective-

ELIMINATION OF EQUIPMENT
LOSSES

Overall equipment effectiveness = Availability X efciency

Productive maintenance programs focus on eliminating


three key sources of equipment losses:

ness (OEE), use the following formula:

>< quality

Speed losses

where

Availability means that equipment works .


when it is needed

Equipment downtime
Quality defects due to variation in equipment
performance

LEAN SIX SIGMA TOOLS at WORK

Calculating Overall Equipment Effectiveness


0

The production of milk is a lot more complicated now than the


days when milk used to come straight from the cow (Figure 15.1).
Raw milk has a fat content of 4 percent or more. Today's market
or
requires lower fat alternatives such as 2 percent, 1 percent,

skim milk (< 0.1 percent fat). For whole milk, the fat content
has been reduced to 3.4 percent. Fat-soluble vitamins A and D
may also be added to any type of milk.
The production of milk involves many operations, including
clarification, separation (for the production of lower fat milks).
pasteurization, and homogenization. Equipment downtime can
dramatically affect the spoilage rates of this delicate product.

WP Dairy carefully monitors overall equipment effectiveness


because failure of any one operation in the process results in significant product spoilage. It keeps detailed records of equipment
availability, efficiency, and milk quality. Regular downtime is
scheduled for daily cleaning and minor maintenance. The OEE
calculation for its separation unit is:
Availability = 95%
Efficiency = 99%
Quality = 99.98%
Overall equipment effectiveness == Availability X efficiency
X quality
=
0.95 x 0.99 x 0.9998
effectiveness
equipment
Overall

= 0.94

WP Dairy's separation unit is up and running 94 percent of the

FIGURE 15.1

Cows

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1
58
158

C
H A PT ER F
IF T E E N
CHAPTER
FIFTEEN

' "at 0
TOOLS
WORK
RK
LEAN SIX SIGMA m

.Equipment
Downtime

'

0-

B
e fo r e p
r o c e s s i n g milk
fte r
m i lk iis
t o r e d iin
Before
5 2 ) aafter
s sstored
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n ttanks
a n k s (Figure
( F ig u r e 115.2)
be i n g p
f r o m ttanker
u m p e d from
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i r e c t ly ffrom
fa rm s
h e farms.
pumped
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M
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ays a
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(c l e a n e d ) oorr ddisposed
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ttank,
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i l k iiss ttested
aw m
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he p
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milk
o r tthe
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presence
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diseases
iincluding
n c l u d i n g ccoll
o l i plating
and a
1 5 3 ) Tests
Te s t s
e r o b ic b
a c t e r i a (Figure
p l a t i n g and
( F i g u r e 15.3).
aerobic
bacteria
l s o rrun
a
re a
d e t e r m i n e butter
t o determine
u n to
are
also
b u t t e r fat
fa t p
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n d ttaste.
a s t e If
percentages
and
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ttank
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few
maintain
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ven a
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t h o u s a n d s ooff g
moments, thousands
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out
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A
f t e r passing
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he m
e s t s tthe
i l k goes
p s s i n g tthe
o n tto
o ffurther
u r t he r p
r o c e s s in g
milk
processing
g o e s on
tto
d d fflavor.
l a v o r ffat,
o a
it a m i n s T
add
at a
n d vvitamins.
h e milk
m i lk iis
and
s p
a s t e u r iz e d e
x po s e d
The
pasteurized,
exposed
to high temperature to destroy certain microorganisms (Figure
1
5 4) L
a b ttests
15.4).
ests a
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Lab
u n tto
l ka li n e p
o ccheck
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are
e v e ls a
phosphates
ann
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n d ic a t o r o
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p a s t e u r iz a t io n
Lo w f a t m
i l k iis
Low-fat
s made
m a de b
k i m m i n g tthe
milk
h e rraw
i lk S
k im m in g
aw m
byy sskimming
milk.
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ccan
an b
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w h o le P
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k i m m i n g rreduces
a r t i a l sskimming
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e d u c e s tthe
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m i l k tto
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onte nt W
desired
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o
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h
i
h
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a
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e
v
e
e
e
s i r e d ffat
achieve the desired
at c
o n te nt
content.
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i s nnext.
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i l k ssettles
ext R
i m e aand
aw m
e t t le s o
he
v e r ttime
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ccream
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i
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z
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re a k u
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at g
break
is t r i b u t e tthem
upp tthe
n o
r d e r tto
he m
o d
globules
order
distribute
throughout the milk. This process reduces the size of the fat
molecules and disperses them more evenly throughout the milk.
Creaming on the top of the milk does not occur with
homogenized milk. Homogenization results in longer lasting
milk. Equipment failure can again result in significant losses.
m o m e n ts

, .

F
o l lo w i n g h
o m o g e n i z a t i o n an
an e
Following
m u l s i f i c a t i o n ttest
homogenization,
e s t iis
s rrun
u n tto
emulsification
o

check the processed milk for fat and vitamin content. After it
h e ttests,
l e a v e s tthe
he h
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e s t s iit
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and
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i n t o tthe
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u g s Once
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gravity)
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ig h t aand
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ugs a
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oo
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are
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o r aadjustments
o w n t i m e ffor
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downtime
lloose
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and
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w
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WP
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b
l
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e
m
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e
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ro
s p
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oot
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osts d
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IG U R E 1
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FlGURE
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M i lk T
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ests a
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M
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F
IG U R E 1
5 5
FIGURE
15.5

ilk
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Milk

u gs
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( So u r c e : C
ilk P
Se r v i c e s oof IIndiana,
n c )
o u r tesy o
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r o m o t i o n Services
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Scanned by CamScanner
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e r fo r m a n c e M
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a g e 160.
16 0 Productive
P r o d u c t i v e maintenance
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159
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t h e conveyor
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b

F IF T E E N
C H A P T E R FIFTEEN
CHAPTER

16 0
160

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0 RK
LEAN SIX SIGMA TOOLS aatt wwoRK

L E A N S IX S IG M A T O O L S

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F I G U RE 15.6
15 6
FIGURE

P R E V E N T IV E M
PREVENTIVE
A IN T E N A N C E
MAINTENANCE
P
r ev e n t in
Preventing
t he
g the

51/

W
D a i r y Control
Co n t r o l C
ha r t s
WPP Dairy
Charts

n e e d ffor
o r m
need
a i n t e n a n c e is
i s aanother
maintenance
n o t h e r iimportant
m po r ta n t

goal
g o a l ooff productive
a in te n a n c e
p r o d u c t iv e m
maintenance.
M
a i n t e n a n c e prevention
Maintenance
Pr e v e n t io n

ca n b
can
a c h i e v e d tthrough
bee achieved
h r o u g h tthe
1e d
e s ig n a
n d a
design
c q t4 i s i t i o n o
and
acquisition
ofequipf e t 1t4 i p
m e n t tthat
ha t w
ill b
will
e e
a s y to
t o maintain
be
easy
m a i rzt a i n a
d
n
o
The p
and
operate.
p e r a t e The
rev en
prevenrnent

t i v e maintenance
tive
m a i n t e n a n c e component
c o m p o n e n t oof
f aa productive
a in t e n a n c e
p r o d u c t iv e m
maintenance

scanned by CamScanner
Scanned

r o gr a m
program
p

u st
a t t a c ks e
attacks
equipment
a i lu r e s a
Just
w a ste J
w i p m e n t ffailures
o u r ce o
ass aa ssource
off waste.
h o m e o w n e r s change
a
ass homeowners
c h a n g e flters
i l t e r s oon
au t o
h e i r furnace
f u r n a c e oorr autonio
n ttheir

b
ile
bile

h a n g e the
w it h
owners change
i l in
i n ttheir
t h e ooil
h e i r ccar,
a r o
r g a n i z a t i o n s Wlfh
organizations

o w n er s c

in
r e v e n t i v e maintenance
soundd ppreventive
m a i n t e n a n c e programs
ain ta
o m
t r i v e tto
maintaln
p r o g r a m s sstrive
,

so u n

of
h e e q u i p m e n t aatt tthe
he p
eak o
t s ccondition.
e n e f i t s 0f
he b
peak
o n dit io n T
off iits
eCluiPment
benets
the
The

r a c t ic i n
practicing
r e v e n t iv e
preventive
p
g p

o s t s;
t e n a n c e iinclude
maintenance
e d u c e d cC05;
n c l u d e rreduced

m a in

Productive Maintenance

Ff Disaster Prevention
Productive maintenance could have prevented two disasters at
British Petroleum (BP) facilities. In 2005, in Texas City Texas a

refinery explosion and fire killed several employees. in 006 a


pipeline failure resulted in the leakage of more than 200 00f)

gallons of oil into an environmentally fragile area. Death 'lost


production, equipment and facility damage, wasted raw materi-

als, and environmental impactcould these have been


prevented by a sound productive maintenance program? Accord-

ing to a presentation made on May 16, 2007, in Washington.


DC, by the Chemical Safety Board (038) Chairperson Carolyn
Merritt, the answer is yes. Chairperson Merritt told the House of
Representatives subcommittee that virtually all of the seven

root causes identified for the Prudhoe Bay incidents have strong

lower inventories; shorter lead times; fewer breakdowns,

jams, standbys, speed losses, and startup losses; shorter


changeover times; improved productivity; increased exibility; and improved quality. Good preventive maintenance

plans also result in good budgets. Because there is a distinct


maintenance plan for each piece of equipment, there is also
a budget in place to cover the costs. Typically, preventive
maintenance programs can more easily forecast the costs associated with maintenance. Preventive maintenance pre

vents disasters, too. Or, as in the following example, lack of


maintenance can be deadly.
One of the key steps of a preventive maintenance pro-~
gram involves establishing maintenance intervals for all vital
equipment. This is done by:
I
l
l
I
l
I

Periodically inspecting all equipm.nt


Scheduling regular maintenan:e
Planning long-term maintenance
Ensuring spare parts availability
Lubricating equipment regularly
Documenting maintenance

Periodic inspection of equipment is useful to detect


conditions that might cause breakdowns. Follow-up action
can be taken to reverse such conditions. Depending on the

Complexity of the equipment, periodic inspections can be

done by the operator of the equipment (autonomous main


tenance) or by maintenance personnel.
Preventive maintenance requires that maintenance of
e(illipment be planned, scheduled, and then executed to performance standards. These performance standards should

include the interval between planned maintenance, how the

d0Wntime will be scheduled, and what type of work is to be

done. Will the equipment be maintained annually? Monthly?


On a total number of hours used basis? The plan will also incInde information about how the downtime will be sched-

UIed. Scheduled maintenance should start with high-priority


eillipment. The plan should be reviewed periodically.
Wellcared-for production equipment can have a long

SerVice life. Longterm maintenance planning is critical to

scanned by
Dy CamScanner
uamscanner
Scanned

161

LEAN SIX SlGMA TOOLS at WORK


echoes in Texas City." These included the significant role of

budget and production pressures in driving BP's decision


makingultimately harming safety." The Prudhoe Bay pipeline
suffered extensive corrosion due to lack of maintenance over several years. At the Texas City refinery, abnormal startups were not
investigated and became routine, while critical equipment was

allowed to decay. By the day of the accident, the distillation

equipment had six key alarms, instruments, and controls that


were malfunctioning." Clearly, no one took the initiative to maintain, repair, or replace equipment as needed. As operating conditions deteriorated in both situations, the end result, disaster, was
inevitable. A sound productive maintenance program could

have averted disaster.

ensuring availability of older machines. Schedulers will need


to determine how much time it will take to perform the repair or overhaul. Repair-related downtime is always more
signicant than the actual repair time. Repair-related down
time includes nding or waiting for a repair person, diag
nosing the problem, nding spare parts or tools, and testing
the equipment following repairs. Knowledge of time re
quirements comes from realistic understanding of the
equipment history including its mean time between failure,
the time it takes to overhaul, operator experience with the
equipment, and safety records.
Spare parts control is a critical part of productive
maintenance. Carefully made plans will ensure that all nec
essary parts and materials have been procured before tak-

ing the equipment offline. Good spare parts control means


that the necessary spare parts are available when needed.
Careful analysis should take place to determine the need,
priority, storage method, restocking method, and cost of
stock-out of key items. A preventive maintenance plan will
include procedures to ensure that appropriate parts/materials have been procured and labor scheduled. Careful study
should be made to determine which spare parts should be
stocked.
Lubrication control is a key part of a preventive maintenance program. Proper lubrication with appropriate oils, cutting uids, greases, and solid lubricants prevents wear.
Lubrication control ensures that no leakage occurs. Deterioration or contamination of lubricants is prevented by daily
inspection of uid levels, time elapsed, and rate of usage.
Productive maintenance programs maintain good
records. Maintenance records document what maintenance
has taken place, machine performance, inspections, and lubrications. Good records provide a history that helps with planning maintenance. These records are used to assess

equipment conditions, establish priorities, and deploy resources. lnformation can be focused on past history such as
previous repair work as well as daily or periodic inspection
records. This information can be used to help set mainte
nance priorities based on production importance, quality
level, maintenance history, and safety.

F IF T E E N
H A P T E R FIFTEEN
C
CHAPTER

2
16
162

ow
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A IN T E N A N C E
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it h t h e t h o

E
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S U M M A RY
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r u e productive
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m a n a ge m e n t
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ing

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1
63
163

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C H A P T E R 1
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S I X T E E N
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S J P P L Y C H A IN M A N A G
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IX T E E N
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F I G U R E 16 2

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168

CHAPTER SIXTEEN

elements and practices commonly found in lean Six Sigma


organizations:

Schedule leveling
Schedule xing
Pull systems
Short cycle times
Safety stock
Safety lead times

Small batch sizes

Flexible job sequencing


Workforce exibility through crosstraining
Capacity planning

Information Sharing
Information is a key component of a supply chain. Organiza

tions need to know what is needed, how much, and when.

Careful selection of the type of information system used to


manage the supply chain ensures the integrity of the link
between upstream and downstream suppliers and customers.
At effective organizations, this information is transferred
through electronic data interchange (EDI). These direct com-

puterto-computer interactions can be interorganizational or


external to individual customers or suppliers. Common information exchanged includes quotes, purchase orders, order
conrmations, pricing information, shipping notices, and
more. EDI improves productivity and quality. Less paperwork
is required, reducing the need for clerical work. The real-time
exchange of information helps run just-in-time systems while
reducing inventory and lead times. Managing the supply
chain is also easier because the information is available at the

touch of a button. Scanners, bar codes, and RFID (radio-

frequency identication) simplify data acquisition, inventory


control, and supply chain management. Technology allows
real-time data gathering for the identication and tracking of

products. Information about a products whereabouts,

contents, and physical status are quickly available. Software


applications such as enterprise resource planning (ERP)
systems also aid in managing the supply chain.
Information systems and networks provide increased
data accuracy and reduced data transfer time. Unfortu
nately, these systems are vulnerable to equipment failure,
power outages, and security threats. Effective organizations
are careful to maintain information reliability. They recognize that the ability to rapidly disseminate information and
capitalize on the knowledge it generates is a driving force in
organizational success. Effective organizations design and
manage their information management systems, make tech
nological improvements, and measure system performance
to ensure data accuracy, integrity, reliability, timeliness,

security, and condentiality.

E-Commerce
Ecommerce is the use of electronic technology to aid
business transactions. E-commerce allows organizations to
reach global markets with little effort. Their products and

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the Web,
services can be accessed through
allOWing
E-commerce Often
consumers to make their choices.
provides the following benets:
Faster purchasing cycle times
Reduced inventory

Fewer order processing people


ordering
Faster product or service search and

Greater information availability


spending
Automated validation and preapproved
forms or invoices
Less printed material such as order

Increased exibility

Online communication

E-commerce affects the way lean Six Sigma organizations do

way people
business. The changes it requires changes the

work. It takes time and training to bring people up to Speed

on the new technology. All of this new technology requires

signicant investment, too. Manual processes need to be stud-

ied and improved; otherwise, the organization runs the risk of

computerizing an already poor manual process. Lean Six

Sigma organizations need to decide just how pervasive the

new technology will be. Many choose to integrate the entire


organization, from the shop oor to accounting, payroll, and
other systems. With all the systems linked within the plant
and often to outside customers and suppliers, system integrity
and security are an issue. Effective supply chains utilize tech-

nology to improve communication. This reduces the risk of


production shortages, lost materials, or stock-outs.

Logistics
Lu-igisn'cs is theprocess ofdetermining the best methods ofprocuring, maintaining, packaging, transporting, and storing materials
andpersomzel in order to satisfy customer demand. This physical

side of supply chain management is sometimes called


distribution. Logistics or distribution includes the material
handling, packaging, warehousing, staging, and transportation

of equipment, parts, subassemblies, tools, fuels, lubricants,

ofce supplies, information, and anything else needed to keep


the organization functioning. This means logistics manages
the ow of materials and information within a facility and
incoming and outgoing from that facility. When preparing a
logistical strategy, frequently asked questions include:
What is being shipped?

How will it be packaged?

What type of handling care will be needed?


When will it be needed?

When will it be shipped?

What is the best way to ship it? Rail? Road? Air? Water?
Pipeline? Satellite?
What are the optimal shipping practices?
What will it cost?
In effective organizations, this movement should be
smooth and expedient. In some organizations, time and

Supply Chain Management


effort is lost because of poor internal logistics. These

Purchasing

Effective supply chains safeguard products while they are


in transit. Though it adds time and cost to the process,

Materials, parts, supplies, and services are all purchases

problems can also be evidenced between organizations.

security is vital as products cross multiple borders and


great distances.

169

necessary for operating a business. In most companies, these

costs comprise 40 percent to 60 percent of the nal cost of


the nished goods. Purchases are driven by several factors,

LEAN SIX SIGMA TOOLS at WORK

Logistics and a Tsunami

On December 26, 2004, an earthquake of magnitude 9.3


centered in the Indian Ocean near the northwest coast of the
Indonesian island of Sumatra triggered a tsunami that killed
nearly 230,000 people and destroyed homes throughout that
part of the world (Figure 16.4). Caused by a slip of the Indian
Plate under the Sumatra Plate, the earthquake deformed the
ocean floor, creating the tsunami (Figure 16.5). Forming a wave
thought to be 80 feet high, it is estimated that nearly 200 billion
gallons of water were dropped on the land in a single minute.

In comparison, seismic activity for the 1906 San Francisco


earthquake was 7.8 and that of Northridge, California, in 1994,

6.7. Hardest hit were Indonesia (167,739 dead or missing),


Sri Lanka (35,322), India (18,045), and Thailand (8,212). The

biggest challenge facing the humanitarian relief agencies


responding to the situation was logistics. How can water, food,
medicine, relief workers, and other critical supplies be brought

to an area where much of the infrastructure had been damaged

trucks, helicopters, planes, ships, landing craft, and ferryboats


were mobilized to help cope with the disaster. As people and
organizations from around the world contributed water, food.
consumer products, tents, medicine, equipment, time, and
money, this influx also needed to be managed. Logistics became
a strategic weapon in the fight against further death and destruction. Logistics firms and their employees handled tons of

supplies. Working 14 to 16-hour days, they coordinated the

handling, stocking, warehousing, distributing, and shipping of


lifesaving materials. Disaster response efforts lasted six months.
Quick response to the crisis was possible because the chief relief

organization, the United Nations World Food Programme, has


long partnered with logistics organizations such as TNT,

Logistics. The strategy to respond to such a natural disaster was


in place two years before disaster struck. One phone call
activated a well-coordinated logistical effort to aid people in
need.

or destroyed? Normal supply chains simply did not exist.


Facing this logistical nightmare, relief organizations relied on

those who are best in the business. Supply chain experts from
around the world gathered together to help. The involvement of a

Before earthquake

number of firms enabled relief workers to set up temporary


supply chains and use sea, air, and land assets of these organi-

zations to move needed supplies from mainland warehouses to

temporary warehouses built in the disaster areas. Within days,

Tsunami
{

Uplift

During earthquake

Subsidence

Indian

FIGURE 16.4

Earthquake Impact

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FIGURE 16.5

Sumatra

Plate

Slipping Plates Cause Tsunami

Plate

5/


170

CHAPTER SIXTEEN
C H A P T E R S IX T E E N

17 0

and
be improved,
o pt i m i z e d a n d m a n a
supply chainsi n must
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F I GUR E 16 7
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in maintaining
r o v e d d e l iv e r
y a n d q u a l i t y, l o w e r i n v e n t o r y , a n d l o w e r
and quality, lower inventory, and lower
improved
c o st s
Cdelivery
o m pu te r iz e d in t er a c t io n o n se t sc he du le s he l s
p

er red?

Why are these


H o w dsuppliers
o e s s u p l ipreferred?
p e r in t e r a c t i o n

Operator
O p e r a t oinstructions
r i n st r u c t io n s

171

Supply Chain Management

a :c u r a t e
accurate
, a n d prole
.
ofp rtheir

helps

interaction on set schedules


r e dComputerized
u c e pu r c ha sin
d e l i v e r y costs.
g, i n v e n t o r y a n d t r a n s p o r t a t io n c o s t s
and transportation costs.
inventory,
reduce
T h e spurchasing,
e sa m e su
pp lie r s a lso pr o v ide in fo r m a t io n a bo u t it e m
information aboutSt item
also
provide
im p
These
same
suppliers
r o v em en t s n ew
ra
,
pr o du c t s o r o t her m a r ket da ta
pp
y w i t h t h e Pu r c h a s i n g d e a r t m e n t
p
other market data. Strateimprovements,
i p s m products,
a y a l s o p r o or
g i c p a r t n e r s hnew
v i d e t h e c o n fi d e n c e a n
t o de t e r m i n e m a t e F i a l O r s e r v i c e s
r
o g
Suppliers work closely with the purchasing
a t i o n s i n c l u d in
p e c i %c department
,
an
organ
g gic partnerships
condence
i
provide
the
also
z a t i o n n e e d s tmay
i
t
o
n
i
v
e
s
r
e
s
o
r
i
l
u
c
e
n
s
t
a
a
r
d
c
u a F pr o
u ct o r
d e liv e r y d a t e , a n d c o st Ch
p
y , q u a n t i t yor
,
q u a l i t material
service specications, including
o o s in
to determine
g r e l i a b l e ization
a particular product or
i c e l i n etow invest
s e r v needs
n e n d eresources
c i d i n g t o pin
a r t n e r , bo t h o r a n iz a t io n s
a n d t r u s t w o r t h y s u p l ie r s i s c r u c i a l t
g
p
o m a in ta in in
quality, quantity, delivery date,
and cost. Choosing
reliable
g t h e s u p service
s t u dline.
c o s t b edeciding
f T h e y a sboth
n e f i t t r a d eto
k q u e sorganizations
o fpartner,
y t h e When
t io n s s u c h a s
T h e fo l l o w i n g a r e k e
p l y c h a i n suppliers
e r f o r m a n c e fa c t o r s t o
is crucial toy pmaintaining
and trustworthy
the sup- c o n study
f o l costbenefit
such as
t h ethe
lo w i n g:
ask
questions
They
tradeoff.
i
h
i
d
h
er w
en c o o s n g a su
p l ie r :
following
are key pperformance
ply chain.s The
s

lo

c a t io n

f fe c t

r fo r m a n c e
How will p ethe
suppliers location affect delivery
performance?
lie r s w o r k c lo se l
Su

sider when choosing


Typ e o f p rao supplier:
du c t (n eH

factors to con

tec hn

o lo

gy

v e r su s m a t u r e

pr o

du c t )

Qu a l i t y i new technology versus mature product)


Type of product

Quality Qu a l i t y a s s u F a n c e
lex ib i lit y
Quality Fassurance
Re l i a b i l i t y
Flexibility

the following:
How

c r it i c a l t o

q u a l it y i s

hat

w e are

b u y i n g?

HowW critical
we area buying?
h a t a r e wtoe quality
b u y i n g tish rwhat
o u gh t h i s
r t n e r sh i

p?

P r f

a n we
ce?D
Sa v i n g s ? this partnership? Perfor
What mare
buying
through
e l iv e r y?
mance?
Savings?
H o w m uDelivery?
h
i
b
i
c
s
e n g bo u ht ?

HowW much
h a t w i lis
l t being
h e t i m ebought?
in v e st m e n t b e ?
What
will
the
W h a t w i l l t htime
l a r i n v e s t m e nbe?
e d o linvestment
t be ?

Lo c a t io n
Reliability

What
W hwill
i t s w i ll investment
a t h the
e n e fdollar
w e r e c e i v e t hbe?
r o u gh t h i s

LocationPr i c e
Price

pa r t n

e r sh ip?

What benets will we receive through this partnership?

D e liv e r y

capa

b ili t v

ho
TAs

As

it h

an

y pa r t n

e r sh ip

ther e

be dr aw bac ks

can

uwith
r e l a partnership,
t i o n s h i p c a n b ethere
g h t h eany
m u t u can
a l l y bbe
i c i a l o ft e n
e n e fdrawbacks.
DeliveryL ecapability
a d t im e s
i n v e s tthe
Though
t s i n c o m p u t can
m e nrelationship
e r s y be
often
s t e mmutually
s o r d e d i cbenecial,
d
ate
e qu ipm
en t
Fi n a n c i a l s t a b i l i t y
Lead times
investments
a r e n e c e s s in
a r ycomputer
a n d c o s t l y systems
dedicated
I f t h e s u por
equipment
p ly c h a i n i s c o m p l e x n o t
Financial
L e nstability
are necessary
gt h o f t i m e i n b u s i n e s s
a l l c o s t s a s and
s o c i acostly.
t e d w i tIf
h the
a f i r supply
m c o n t r chain
a c t c a nis bcomplex,
e c o n t r o ll enot
d
business
all
Length Rofe l atime
in
costs
associated
with
So m e t i m e s e v e n t h e c au lrm
t i o n s h i p s t r e n gt h
t u r e ocontract
f t h e t w o can
b u sbe
i n e controlled.
sses c a n be
Sometimes,
c o n fl i c t i n even
Relationship
c t i v eculture
s u p p l y cof
h a ithe
n m two
O t h e r fstrength
g E f f ethe
a n a gebusinesses
r s u n d e r s t a ncan
d t h be
a c t o r s de p e n d in g o n t he bu s in e ss
at
conicting.
Effective
supply
chain
managers
l
understand
b
p e o p e c a n n o t e s t a n d a r d i z e d a n d t h a t t h e r e m a y b e that
Other factors, depending on the business
c
Su p p l i e r p e r f o r m a n c e c a n b e m o n i t o r e d t h r o u g h a u d i t s people
that there r e d ube
] d i f f e r e nbe
cult u r acannot
c e standardized
s T h e y s t a n d a rand
d
i
z e p r o c e s s e s t omay
c e t his
audits
Supplier
c t i v e o r ga n i z a t i o n s tural differences. They standardize
a n d c e rperformance
O 9 00 0 E f f ethrough
I Smonitored
h a sbe
t i f i c a t i o n s s u ccan
this
d i f %c u l t y W h e n t r y i n g t o u n d e r sprocesses
t a n d o r a nto
i z areduce
t io n a l a n d
,

9000. Effective organizations


and certifications
t yp i c a ll a u dsuch
i t a n dasr eISO
v i e w t h e f o ll o w i n g :
y

tlPically audit and review the following:


Qu a l i t y

a ssu r a n c e a c

t iv it i e s

activities
QualityQassurance
u a li t y p la n n i n g p r o c e ss
QualityP planning process f o r
fl o w d i a

Ke y

ram s

k e y p r o c e ss e s

d u c t c ha r a c t e r i s t i c

c a pa bi

p
characteristic capability
Key product
ro

Ke y p r o c e s s c a p a b i l i t y
capability
Key process
Pr o c e s s l a n n i n
p
g
Process planning
Pr o c e s s e r f o r m a n c e m e a s u
p
Process performance
measures

Scanned by
by CamScanner
CamScanner
Scanned

cultural
needs, expectations, and differences,
commun i c a t i o n i s e s s e n t i a l P r o d u c t r e u i r e m e n t s s clear
t a r t t h e s u p p ly
q
nication
is
essential.
Product
requirements
start
the
supply
h
i
c a n p r o c e s s b u t c o m m u n i c a t i o n e n a b le s i t
chain process,
but
communication
enables
it.
T h e r e a r e a d v a n t a e s t o h a v i n a s i n gl e s u
pplie r a n d
There are advantagesgto having ag single
supplier
and adf
l
i
l
t
v an a es o r m u t
e s o u r c e s Si n g l e s u p l i e r r e l a t i o n s h i p s
p
vantages gfor multiplepsources. Single-supplier
relationships
a r e s t r o n e r e a c h s i de s ho w in
a gr e a t e r c o m m it m e n t t o t h e
are stronger,geach side showing ag greater
commitment to the
o t h e r T h e r e a r e e c o n o m i e s o f s c a l e p r e s e n t w i t h a s i n gl e
other. There are economies of scale present with a single
,

Process ow diagramsgfor key processes


li
r o c e ss

difficulty.
When trying to understand
and
c u l t u r a l n e e d s e x p e c t a t i o n s a n d d i f f e r organizational
en c es c lea r
c o m

ty

res

ll

s u p p ie r N a t u r a y
a v i n g o n y o n e o t e r o r ga n z a t o n t o
supplier.
Naturally, having
only one other organization to
c o m m u n i c a t e w i t h s i m p l i fi e s i n f o r m a t i o n e x c h a n ge a n d
communicate with simplies information exchange and
,

172

CHAPTER SIXTEEN

172

of
requires
.a .IOt
working with suppliers
negotiatin
m

CH

A PT ER SIXT EEN
makes it easier to keep
that information condential. There
are sound reasons for picking multiple suppliers, too. Hav-

0f akingfiomt decfsODS whe'


Negotiation is the process
different

51ml? taken,
the people involved have
ing several suppliers minimizes the risks associated with
e efrences.
acts,
[31:6
t
i
presenting
m akes it easi
r
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i
u
es
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r
e
a
er
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t
o
fn
o dlSCUSSmg
q
su pp
negotiating
er t o kee t hat i
having only a single
Wo r kininvolves
g w it hviewpoints
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otiat the
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on the facts, andegreachin
o n con faid
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in a
the
facts discussing he r o cess o f m aki n g o in t de i
a r e soability
suppliers
g
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has
i
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i
s
i
n
i
t
o
p
i
t
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ki
Anyone
o
N
who
participated in
ego agreement.
ns a nego.
n g m u lt i le su liers t oo Hav rational
p c another
the supply chain is frozen until
p
, found.
p
be
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can
is
reality,
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n
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will
negotiating
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Multiple
tiation
i
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e
prevent
in imfrom
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izes thappening.
t
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h
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pare pat least two sides to the
ciat e w t
means that
situation.
suppliers
There
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competition, which can bring
n t i n g t he fac t This
esedesrres,
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objectives, and
a sin gle so u r ce If
g o n lyencourage
invtwo
o lv esets
t inleast
o t iaat
ne
s
h
l
o
g
i
i
are
m
t
f
f
e
t
ar
about lower prices
Interests,
there
t
ar
cu
n
a
ec
s
a
g
or better delivery schedules
or otherp beng
'
su p lier s abil i
of productin or
t s oservrce
n the fainvolved
c ts, ' " . can make
agendas.
ets. Multiple
p
t y t o also
suppliers
del ivprovide
exibility when
iscustype
si n g t he v iew po
.A
er , su c h amore
facts, dThe
s a st r ike o r a floo d, t hen
or servrce
product
the
is highly
If
complex.
negotiating more
demand
to
access
provide
They
also
t he increases
su ppl c haunexpectedly.
h
h
i
i
as
t
o
ar
w
e
c
i
on
take
A
more
n
t
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Will
t
n is fr ozen un t il
of
d
a con.
e
p
y
ennegotiation
y
the
agreem
a wider variety of goods and services.
Rat ional then
a n o t her so urce can be foun d technical,
onp
the suppher PTOVIdCS inforMu lt ipleasusupplier
In thisu situation,
Selecting
sulting nature.
tIat in
decirequires
o t hat , in r ealit y, n eg0of
Fev en t tmaking
pplier s p
his fr o manhainformed
i
i
y
t
o n w ill t ellits
t
a
l
i
l
i
M
t
the prOduct
e
e
n
u
n
knowledge
ughor
pp as they
g can p mation showing in-depth
sion. Careful purchasing agents nd out as much
su pplie r s also
h
i
i
t
t
t
This
e
s
ua
d
type
T
t
o
on
it.
of
i
negotiat~
h
i
share
es
to
en
s
t
o
t
co
w
s
l
willingness
u
its
r
eas
a ge c omaking
means
about potential suppliers before
ar e at
Ther eand
m pet it iotheir
selection.
ich can bIfr in g service
n, wh
that
product.
a
commodity
for
one
than
the item
different
abobeing
is
ing
u t lowpurchased
sigis
involves
or
to
quality
i
i
f
d
er pr ices Or bcritical
t
n
r
es
e
t
es
res
t
o
s
b
s
o
ectivesinu.
,
ett er deliver schedu les or o t her ben
,
t here ar e at least tw o se negotiation
is signicantly

X::

glm

j , and
The outcome of any
ser v i ce in v o lon
f padvance
amount
r o du c t o rpreparation
v edboth
enced
e t ype o of
can sides,
dastheTh
a enby

nicant funds, it is not unusual for theypurchasing agent to


efi t s Mu lt i le
su pp
lier s prepared
make a site
visit.pThey
come
a lso pr o v ito
deaudit
flex supplier
ibilit y w hen
m o r e the
in order
demtoandetermine
the supplier is a good match
d in cr easeswhether
u n ex pec t edl The l
ide access to
so proav strategic
for their organization. Suppliers
y a offer
thaty do not
i
a
d
w
e r v not
ar ietchosen.
advantage are
or servds an d ser vmanufacturers
y o f go oDesperate
ices

make
g
prepare thoroughly
in
To conduct successful negotiations,
If t he pro ddetermining
uct o r ser v icethe
com plex including
e
r
o
i
i
m
i
t
n
t
a
o
s
h
ne
i
other
g preparation,
advance.
g Good
gNy
the
Outside
surprises.
negofewer
means
ll
k
i
expectations,
i
t
sides
i
t
a
w
t
o
n
e
o
n m o r e of
Techn ical, t hen t he n ego a
a

c
tiation, when the pressure is off, information can be more
i
h
it u at io n , t ine sadvance,
u ppl er pgood
r o v ides
n t his spreparing
r es m
pp whenquthey
in fo rthe
negotiaaki nnot
n g n at u r e IWhile
su it ievaluated.
m ed
part or service at any price
ex-dec i clearly
inf
may
g anhave
i
s ocapacity,
n Ca r e fuor
and
alternatives
to
of
scenarios
a
variety
l Pusystems
tors
generate
pertise,
in
place
to
support
the
demand
r c hasi n a en t s fin d t
h kn o w ledge o f the pr oduct see
o u as m u ch as t hey can
m at io n sho w i n g it s in dept
g
g
r
result. They come to O
the
to
their
desired
how each one relates
can signal
signicant trouble later. An effective organization
abo u t o t en t i al
su
l
i
h
p
i
T
i
h
t
b
i
ar
e
t
er ssame
t ype o f emust
os
e fo rmind-set
d it s w ill nwhich
e m a ki n that
of the snegotiation
ppthe
seeks suppliers who have
t i o n I f negotiation
selecdo.
ser v i ce anknowing
gn ess aspects
g t heir they
n got i
t he it emcompanies
which
ones
are
less
essential.
absolutely
go
their
way
and
They choose
that
want
and
value
their
business.
bein g Pu r chased is cr it ical t o u a li
in is differen t t han o n e fo r a com m o dity pr o duct
q t o r in v o lv es si

ice providers
also avoided. Their willingness to quote any
Seleare
c t in a su
lier r e i
g

y a focus on g
g
Well-prepared
negotiators have their thoughts organAudits and site visits reveal whether a supplier has
n i fi can t fu n ds it i s
n ovalue
t u n ucreation,
io n iduring
ized.
Advance
and
assurpreparation
su al fo r t h
,
continuous improvement,
n ego t iatthat
s sign ifithe
h
h
i
T
t
o f a n y means
m
e
o
e puquality
u
c
can tnegotialy i n
r c as n g agen t t o
eo

tion they can be factual rather than emotional. They have


take time to ensure that the
ance. m
Effective
ake a sitorganizations
e v isit The c o m e r e a r d t
d
i
h
l
i
e
o u n t o f adv an ce pr epar at io n on bo thsides
o
au
t
t
t he amon
y
e
u
r
s
e
en cedtobyfocus
p
p
pp learned
the situation and not on the attitudes
supplier they choose will be a good t.
in o r der t o det er m in e w het he t h
lier is a o o d m at ch To co n du ct su ccessfu l n e o t iat io n s r e ar e t hor
r
e su

pp

fo r t hei r o r gan iz at io n Su lier s t hat d t ff


o n o o er a st r ategic
pp
adv an t age ar e n o t c ho sen D
esper at e m a n u fact u r eFs o r serv
ice pr oSupply
v ider s arChain
e also aManagement
v o ided The ir w illi n n ess to u o t e an
g

Goo d pr epar at io n

a van ce

o ughl in
p p
y
in cl u din g deter m in in gthe other
,

side s ex pect at io n s, m ean s few er su r pr ises


'

Ou tside the ne
L-IEAhllliSlki-SIGMA TOOLS at caWORK
t iat i o n w hen t he pr essu r e is o fF i n fo r m at ion
n be more
clear ly ev aluat ed W$ile pr epa r in g in adv an ce oo d
g
negot
,

par t o r ser v ice at an y pr ice w hen t hey m ay n o t hav e t he ex


the basis of delivery and price. JFs inventory system, is a pull
The leaders at JF would like to achieve a two-week lead time
i
e
t
r
i
se
c
a
a
t
c
o
r
i
l
s
t
s
em
this
without
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They
can't
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n
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receipt.
h
ace
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,
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o su ppo r t t e em an d system;
p y,
t o r sraw
from order placement
d alter norder.
y
er a te a vorders
ar iet yare
o ftriggered
scen ar ioby
s an
p
customer
at iv es to see
genmaterial
must be
Raw
material
supply
chain.
For many customers, their orders repeat monthly. For these
complete
their
managing
c an sign al sign ifica n t t r o u ble lat er An emust
v e prepared
how eaach o n e r elates t o t heir desir ed r order
o r gan iz at io n
lt T
in time for new orders. The shop ffec t ibe
available just
com ewith
to the
ishineyplace
customers, blanket raw material purchase esu
Shipping must deliver the parts
orders.
a
Single
incoming
vendor.
the
to handle
see ks su ppl ie r s w ho hav e t he sa m e m i n d set t hat t he do
Nego t ia t iomistake-free
n kn o w in gw hi c h a spec t s o f t he n e o t iation must
At JF, the chief material needed is steel bars y
Consistent
quickly and safely.
communication is crucialgto ordering
variety
of
JF
uses
a
length.
and
cut
to
supplies
and
toespecification
shipping
made
parts.
Th
h
Improvements
on moderni
c
o
y o se co m pan es t hat w an t an d v a lu e t heir bu sin ess
Abso lu t el o t he ir w a an d ;v .1 ch on efocused
s are less essen tial

y g capabilities.
y The new system standardizes
izmg JF computer
steel, including 1045, 1144, 12L14, 300 series stainless, and
batches
makes
small
JF
of
and
Hastelloy.
order
processing
as
Monel
A
such
i
exoticsu t s an si te v isit s re v ea l w het her a su
all ocomputers
Order
el prand
eparlinks
ed n e
pplier has a fo cu s o n processingWefficiency
a t or s avine the
t eiplant.
r t o u g ts
g t idramatically
parts to order and is too small to impact the purchase price of its
increased
automated

or g
suppliers
reason,
n t imaterial.
n u o u s im
For
ove m
en t vJF
d qu alit y assur spreadsheets
raw
a lupartners
e cr eat iowith
steelco
n an
quotes
ized Advallows
quickly
an ce p
prthis
r epar ato
t iobe
n adjusted
n .ea n s t h
t he ntoegot
at du r ito
n grespond
customer requests. When
who can create value for JF in other ways. Raw material suppliers
accepted by the customer, quotes are
EffJF.
iv e o r gan
izaare
t i o ninstouch
an cevisit
ec tBecause
t ake with
t i m elots
t o of
e n other
su r e t ha t t he turned
they
t io into
be fac t u awith
regularly
n t horders,
e y can complete
l r a t shop
he r t h
They have
traveler,
t io n al packing
an em oinvoice,
industry
the
where
is
about
information
provide
list,
they
and
shops.
material purchase order. When the material purchase
ill be a gthat
fituses to improve
t hedata
suThey
o ose
o o dJF
t o fo c u s o n t he si t u a t i o n an d n o t o n t hereply
n edvia
thewindustry
pplierhave
y c hon
orderIea
going.
is rsent
at t it udes
,

and adapt to the market.


Because JF does not make large purchases, it shops every
order among its six suppliers. It does not have specific contracts
because of fluctuations in steel prices. There are six suppliers
because JF recognizes that some suppliers are better at producing certain steel than others and chooses accordingly. Once the
supplier meets quality assurance requirements, it is chosen on

Scanned by
by CamScanner
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Scanned

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computer to the steel vendor, an e-mail


notifying receipt of the order is requested. Confirmation of the

order to the customer is sent via e-mail. Job progress through


the plant can be tracked as the parts move from operation to
operation. Shipments are also tracked. Taken together, the new

order processing system supports the entire supply chain by

tracking and confirming the order process from customer quote


to final part delivery.

Supply Chain Management

of the people involved. They also c an recognize where


the
two sides have matters of common

and
f t h e p e o p l e i n v o l v e d T h e y a l sinterest
smoothing
thehnegotiating proces o c a n r e c o g n agreement,
iz e w he r e t h
s.
a
v
e
m
t
a
d
t
s
i
Good
e
e
r
s
f
o
negotiators
co m m o
tw o s
n in te r est
are e
They
good listeners, too.
a
n d a r ee
take
the
t
h
m
g
t
to listen carefully e n t
smoot hi ng e n e g o t i a t i n g p r o ime
c e ss Go
to
o d n e o ti
proposals and counterproposa15_
ato r s ar e
g
o

This means that


they
dont hurry the negotiations alon
g, and they remain
as
exible nast hpossible.
They t i
u r r y t h e n e o t i aallow
do
o n s p
g
l o n g a to
a eople
save
face
and
n d t he
dont ignore
the o s s i b l eofTothers.
h e y a l l oTwhey conduct y r e m a i n a s
f l e x i b l e a s pneeds
their
e o p le t o
negop
s
a
v
e fa c e a n d
tiations
e t h e n e e d s o fof tru
n o ratmosphere
t i gan
do nin
o t h e r sst Tand
h e y ccondence.
o n d u c t t h i This
e r n e o
them
a
reputation
gives t i a t i o n s i n a n a t m o s pfor
g
h e rbein
e o f gt r fair
but
u st a
n d rm.
c o n %dOnce
e
n
c e the
T his
negotiation
e m complete,
a r e p u t a t i good
i
v e s t h is
o n f o r negotiators
b e i n g f a i r btake the
g
u t fi r m
time
O
n c e to
t he
set everything
i writin
i t i in
,

'

n e go t a

o n

se t e v e r

s co m

yt hin

g in

t e , They
p l eg.
g o o d navoid
e g o t i aproblems
t o r s t a k e t hlater
e t i m eby
to
it in g T he
a
v
i
o d
y
p r o b l e m s l a t e r by

w r

u p p ly Ch a i n M a n a g e m e n t
1 7 3 of
being sure that theSsigned
agreement conveys the intent
both parties.
be i n g s u r e t ha t t h e s i n e d a r e e m e n t c o n v e s t h i
n ten t o f
g
There are falseg perceptions
about y thee negotiating
bo t h p a r t ie s
process. Good negotiators realize that negotiation is never a
win-lose confrontation. Each side must be able to feel good

about
the end results. ETooh big
an imbalance, and future
w i n l o s e c o n fr o n t a t i o n
ac
s i d e m u s t b e a b l e t o f e e l go o d
transactions
is
an
old adage that f u t u r egoes
may
suffer.
There
a b o u t t h e e n d r e s u l t s To o b i
g a n i m b a l a n c e a n d what.
around

comes around.
should be taken to strike
f f e r T hCare
e r e i s a n o l d a d a ge t h a t w h a t go e s
'a
mutually
is
benecial
bargain
because
a r o u n d c o m e s a r o u n d C a r e s h o u l d b e each
t o s t r ik e a
t a k e n negotiation
rarely
transaction. Another false assumption
m u t u a lan
l y bisolated
is
e n e %c i a l b a r g a i n b e c a u s e e a c h n e g o t i a t i o n
about negotiating is that it is all about obtaining the lowest
possible
this next Lean Six Sigma Tools at Work
a b o u t n e price.
g o t i a t i nAs
g is t h a t it is a ll a b o u t o bt a in in g t he lo w e st
,

t r a n sa c t i o n s m a s u
y

Po

s s ible

p r ic e A s t his

Negotiations

t L e a n Si x Si g m a T o o l s a t W o r

L E A N S IX S I G M A T O O L S

f o l lo w i n g

h a r a c t e r i s t ic s :

w i d e v a r ie t y o f c u s t o m e r s )
Reliability (on-time deliveries
regardless of weather or other
r e a r d le s
f

s o w e a t he r o r o t he r
g
problems)
p r o b Be m s )
Price (competitive)
P r i c e (c o m p e t it i v e )
(able to
DDelivery
shipments of JF size and
e l i v e r y c acapability
p a b i l i t y (a b l e t o m a nmanage
a g e s h i p m e n t s o f J F s iz

facility. Because
JF and dmost t off its
::
e c a u s e JF
it
rn o s
l

t u r i n g f a c i l it y

weight)
ig h t )

o
s
customers
c u s t o m operate
e r s o p e r aon
t e oan lUSt-intlmE
a j u s t n t ri l ebaSSi
b a s i s damaged
d m a g e d parts
pa r t s
.

e an

Lead times
(able to make regular
in reasonable
e s (a b l e t o m a k e r e u l a r d e l i vdeliveries
e r ie s i n r e a s o n a b le
g

Le a d t i m

times for

t i m e s f o r d i sdistances)
ta n c e s )
F Financial
i n a n c i a l s t astability
to a n d mand
b i l it y ( l a r(large
u g h t o h a v ehave
g e e n o enough
a i n tmaintain
a in
f e c t i v e s h shipping
e feffective
i p p i n g e q uequipment
i p m e n t a n d and
e m p employees)
lo y e e s )
inu sbusiness
L eLength
n g t h o f of
t i mtime
e in b
i n e s s ( n o t(not
n e w new
ort onew
t o b uto
s i nbusiness
ess o r n ew
o d u c t s o f of
t h ithis
s t y ptype)
Prproducts
e)

4 5

Damaged
of

Shipments
0 5

-\

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06 .530 Y90 9 50
00
e) g?

go

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Damaged Shipments

9x

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0% 60
0 0
\e c}
o
9

(see

M o n t hs

FIGURE 16.8

w e

seriously
disrupt the supply
chain. Customers have been sympa
s e r i o u s ly d i s r u p t t h
e s u p p l y c h a i n C u s t o m e r s h a v e b e e n s y rr i p a
thetic,
JF
not
did
release d a r Ti a e d parts
to be
t he tknowing
i c k n o w i that
n g t h a t J F d id n o t r e l e a s edamaged
g
p a r t s t o be
shipped;
have
production
to
get
out
and
good
s hi pp ehowever,
d ; h o w e v ethey
r t h e y h a v e p r o d u c t io n t o g e t o u t a n d need
n e e d go o d
parts.pa rItt s isItJFs
to
provide
good
parts
ready
for
i s J Fresponsibility
i
i
b
i
l
it
s r e s po n s
se
y t o p r o v d e g o o d p a r t s r e a d y f o r uuse
whenw hneeded.
e n n e e d e If
d JF
1f Jcannot
F c a n n omanage
t m a n a g eitsi t spart
t h e s u p p ly cchain,
p a r tofo f the
supply h a i n
thent hthe
e n tcustomers
h e c u s t o m e will
f o rsomeone
k a r o u n dfor
l l l o o around
s o m e o n e who
w h o Will.
w il l
r s w ilook

Number=

t W O R K

F l e x ib i l it y (a b l e t o d e l iv e r t o a
R e l i a b i l it y (o n t i m e d e l i v e r i e s

e n e s s o f t he
shipper to their requests for meetings concerning damaged
prod
s h i p p e r t o t h e i r r e u e s t s f o r n : e e t /n s
q
c o n c e r n ir g d a m a gE d
g
pro d
uct. The company has been evasive and
with
insuru c t The c o m pa n
h
b
a
s
e e n e v ; j e I : n dhas
h a sriot'deail
y
r o t d e a i l w it h i n s u r
ance claims quickly. Damaged pads are a Signsiicant
on
a n c e c la i m s q u ic k l
y D a m a g e d p a r t s a r e a S rg f ; f ic a i l t burden
bu r de n o n
the JF manufacturing
:

Quality (low damage rate)


Quality assurance (ability to monitor and improve shipping
Q u a l it y a s s u r a n c e (a b il it y t o m o n it o r a n d i m r o v e s h i i n
p
pp g
process)
pro c e s s )
Flexibility
(able to deliver to a wide variety of customers)

,/

Because the leaders at JF already have a clear idea of what


theyB ewould
h e l e a d e r s a t J Fcurrent
c a u s e tlikemaintain
h a v e aand
a l r e a d y price
c l e adelivery
r i d e a o f times
w h a t while
h e y w o u ldshipment
T
l i ke
reducing
m a idamagethey
n t a i n c u r r e n t p r iknow
c e a n dwhat
d e l i v they
e ry t i m
h i le
e s w to
need
r e d u c i n g when
s h i p m they
e n t d meet
discuss
a m a g epotential
t h e y k n onew
w w h
a t t h e y n e eThey
d t o have
suppliers.
i s c u s s w htheir
dnarrowed
e n t h ecandidates
l n e w s u p psuppliers
n t i apreferring
l i e r s T h e y with
y m e e t p o t e by
h a v e the
n
a
r r o w e d t characteristics:
h e i r c a n d id a t e s by p r e f e r r i n g s u
following
p p l ie r s w it h t he

e e : v / i u ld b e t o r e d u c e t h is
are also
damage.
the
0f the
d a m aThey
s o c o n c e r r r e With
g e T h e y a r e a lCOC9"Ed
d w i : h t h eresponsiveness
r e s o o n s iv

m a n u fa c

n ex

LEAN SIX SIGMA TOOLS at WORK

' "

The leaders at JF decided to shop around


and compare their
T h e company
le a d e r s a t J
F d e others
shipping
c id e d t oins h
with
op a
ro u n d a n
the
market.
d c o mcurrent
Their
p a r e t h e ir
i n g c o m p ahas
s hipp
it h o t h e r s iwell
n y wperformed
shipping
company
n t h e on
m aprice
r ke t T
h e i r delivery.
c u r re n t
and
i n g cof
s hi ppone
o m pa n y h a s p e r f o r m e d
However,
the performance measures
w e l l o n p r ic e a n d d l i
e v e rprodthat JF tracks,
y
Ho w e v e rduring
o n e o f t he pe r f o r m a n c
uct damage
e m e a s u r e s t ha t J F t r a k
shipment, has been
c the
creeping up over
s p rpast
od
u c t d a m a g e d u r in
h ip m e n t h a s b e e n c r e
g s 16.8).
several months (Figure
e p in g u p o v e r t he
While recognizing
that
pa s t
their
heavy
s e v e r a l m o n t h s ( F ig u r e 16 8 ) W h i t
product
e r e c o g n iz in
is relatively easy to damage, the
a t t he ir h e a v y
gatt hJP
leaders
would
like
p r o d u c t i s r e l a t iv e ly e a- s y t o d a m a g e t h e l e a d e r s t J. F
to keep
a
number 0f
w o u ld l i k e
the
shipments damaged to one shipment _
damaged In any three-month
time period, the level of the preVI
da m
e d i n a n y t h r e e m o n t h t im e
p e r i o d t h e [e v e ] o f t h e p r e v i
ous yearsa gperformance.
Even better WGUld
be to reduce this
OUS y e a r s p e r f o r m a n c e Ev e n b t t

t he JF

173

0 V\px

9.0

to

174

CHAPTER SIXTEEN

Several companies were selected for on-site visits. There,


leadership from JP studied the companies' activities and
processes in order to verify the following:
Quality assurance activities (how does the organization
capture the voice of the customer or JFs shipping needs?)
Quality planning process (a plan for future support of
customers, including improvements)
Process flow diagrams for key processes (how are shipments

handled?)

Key process capability (what is their performance level with

other similar shipments?)

Process performance measures (how do they measure their


performance?)
Continuous improvement based on performance
measures (what improvements are they planning in the

near future?)

Operator instructions (what are their drivers told to do, and

how are they trained?)

Visual factory (what does their equipment, trucks, look


like?)
Customer communication (how will information be shared?)

feature shows, supplier negotiations usually have three


aspects: quality, delivery, and price.
Purchasing plays a key role in organizational effectiveness.
It should not be taken lightly. Purchasing agents must do their
homework when selecting suppliers, outsourcing activities, or
developing partnerships. These relationships must be assessed
and audited for both new and existing suppliers. Site visits
ensure that suppliers are able to meet their commitments.
Measures of performance apply to external as well as internal
activities. Negotiations with chosen suppliers ensure value
creation by balancing delivery, price, and quality. Effective
organizations choose their suppliers carefully, knowing that

they are not all created equal.

SUPPLY CHAIN MANAGEMENT


CHALLENGES
Effective organizations treat their supply chains as processes
that must be managed and improved. Process improvement

techniques support a quality management focus that ensures

reliability and high quality delivered to the customer. Because


suppliers play a large role in providing a quality product or

service to the customer, effective organizations ensure that

suppliers share their philosophy. This means that the suppliers they chose conform to standards such as ISO 9000. Qual
ity assurance audits conrm or deny good suppliers. Effective
organizations appraise the performance of the supply chain.
Performance parameters are negotiated in advance and are
measured and tracked. Supply chains are continuously
improved and made lean.
When a supply chain lacks synchronization, problems
arise. The longer the supply chain, the greater the effects
of changes in demand. Disruptions to any one of the
organizations on the supply chain seriously affect its
performance capabilities. These problems can be reduced

scanned by CamScanner
Scanned

Workforce stability or employee turnover


On-time delivery performance

JF leaders made careful study of the results of their supplier

out. They
visits. In the final analysis, two companies stood
requirements.
their
discuss
to
invited each to visit their plant
question because
The negotiation moved quickly past the pricing
the critical performboth companies were very c0mpetitive. On
damage during
ance measureson-time delivery rate and
too: When
performance,
delivery
similar
had
shipmentboth
companies
two
the
negotiations focused on performance.

its Involvement
differed widely. One of the Companies negotiated
the
for
prepared
clearly
had
It
process.
in the packing
of Jfs
real
negotiation in advance. lts in-depth understanding

the situation
expectations became obvious. It clearly evaluated
desrred result:
JF's
on
focused
alternatives
several
and generated
and competitive
no damage during shipment, on-time delivery,

the
pricing. It understood what was essential, and this enabled

changes that
company to prepare a package detailing packaging
even
presented
it
package
The
could better protect the parts.
materials.
packaging
on
money
JF
ended up saving

kz/

by communication and information sharing throughout


the supply chain. Information availability also helps to

reduce lead times and supports smaller batch sizes.

SUMMARY
Supply chains play a strategic role in organizational success.

Effective supply chains can be judged by a variety of metrics,


including its ability to provide order fulllment, ontime
delivery, lead time, value added per employee, inventory

turns, stockouts, quality, response time, and cycle times.


A supply chain must be designed with quality, cost, exibility, speed, and customer service in mind. In this global economy, supply chains know no boundaries. To be effective,
supply chains must be designed with the organizations
strategy in mind. The supply chain should correspond to the
views on outsourcing and insourcing. Effecorganizations
tive organizations insource tasks and processes related to

their core competencies and outsource tasks that are not

critical. For instance, at IF, its core competencies revolve

around its ability to machine parts. It outsources payroll


operations because an organization whose primary function
is payroll generation and tracking will perform it more
efciently and cost effectively.
supply chains are really networks (Figure 16.3).
Effective
The
cannot be managed as separate activities but
functions
as one in a series of events. Decisions concerning the supply
chain must be carefully considered for their effects on other
aspects of the chain. For this reason, effective organizations
their supply chain partners carefully, knowing that efchose

fective supply chains are built on relationships. Business

partners in the supply chain maintain clear commUnicatio

channels and have a distinct interest in each others success-

Whether these organizations are worldwide or local, theY

Supply Chain Management


display traits that Strengthen relationships even when

difculties occur. Suppliers have a reputation for providing


quality products or services on a timely basis. They are
reliable and consistent on an ongoing basis.

TAKE AWAY TIPS


1. Supply chains create value through two aspects: the

physrcal movement of materials and exchange of information about those materials.

2. A supply chain procures material, performs value-

added processing, and distributes products or services


to customers.

3. A supply chain supports organizational success by


ensuring reliability, adaptability, low costs, and appropriate asset utilization.

4. The elements of a supply chain are inventory manage-

ment, information sharing, e-commerce, logistics, and


purchasing.
5. Information management and maintaining data
integrity and security are crucial to the supply chain.
6. Ecommerce refers to the electronic integration of
information into the supply chain.
7. Distribution or logistics management refers to material

handling, warehousing, packaging, and transportation.


8. The role of purchasing is to procure materials needed
by an organization.
9. Negotiation is the process of making a joint decision
about quality, delivery, and pricing.

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175

CHAPTER PROBLEMS
What is a supply chain?
. What are the benets of a well-managed supply chain?
3. What are the objectives of effective supply chain
management?

What organizations might be involved in a supply


chain?
What do organizations involved in a supply chain transfer
back and forth?
Why is information so critical to supply chain
management?

7. What role does information play in a supply chain?


8. What role does e-commerce play in supply chain management?

What are the challenges to creating an effective supply


chain?
10. Describe the role that purchasing plays in the supply
chain.

i, Describe the purchasing cycle.


12. What is meant by logistics?
13. Why does logistics play a key role in supply chain management?

From a rm you have visited or worked with, describe


the logistical activities there.
15. From a rm you have visited or worked with, describe

supply chain activities, including who is involved and


what they provide.


N=
CHAPTEQ
SEVENTEE. I

S T A T IS T IC S

STATISTICS
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O u a ll l y : V a r i a t i o n
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Quality: Variation

Reduction Opportunities

Process

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FM EA

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c o 11e c t i o n t a b 1 l a t i o n a n a l y s i s interpretation,
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p r o v i d e s aa viable
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ea n
f s u p p o r t i n goro rclarifying
T he llean
l e a n Six
Si x Sigma
Si gm a project.
c l a r i M n gaalean
ofo supporting
p r o j e c t The

E A R N 1N G O P P O RT U N I T I E S
1

To

r e v ie w

b a s ic

s t a t i s t ic a

Si x Si g m amethodology
SIX
a n a l yz e d
m e t h o d o l o g yuses
c o l l e c t e d analyzed,
u s e scorrectly
c o r r e c t l y collected,
Sigma
and
nd
a n d i n t e r p r e t e dstatistical
i n f o r m a t i o n to
t o understand
s t a t i s t i c a linformation
u n d e r s t a n d aand
interpreted
predict
process
behavior. T h e ve
s t at i st i
f+v e aspects
o f statisticsa s p e c t s of
p r e d i c t p r o c e s s b e h a v i o r The
tabulation, analysis, interpretation, and
collection,
,

c o n c e pt s
u dy

presentationare equally important when analyzing the

present in a process. Once gathered and analyzed:


variation
statlstical data are the mathematical measures that can be
used
aid in decisions about making process changes or
to
pursuing a particular course of action.
r a n ge

a n d s t a n da r d

d e v ia t i o n f o r

g iv e n

set o f n u m

be r s

d e r s t a n d t h e i m p o r t a n c e o f t he n o r m a l c u r v e
i n q u a l it y a s s u r a n c e
a n d t h e c e n t r a l l i m it t he o r e m

To k n o w h o w t o f i n d t h e a r e a u n d e r a c u r v e u s i n g t h e
i
z t a b le s )
s t a n d a r d n o r m a l p r o b a b i l i t y d i s t r ib u t o n (

To

17R

To

un

un

d e r s t a n d ho w t o in t e r pr e t t h e i n f o r m a t io n

Scanned by
by CamScanner
CamScanner
Scanned

pu

r s u in

pa r t ic u la r

c o u r se o

a c t io n

POPULATIONS VERSUS
P O P U L A T IO N S V E R S U S
SAMPLES
SA M P L ES
Statistics can be gathered by studying either the entire
n t ir e
t h e ae P0"
in g eith
ore r only
s t u ad y
associated
process
a t h e r e d bwith
n be g
c avalues
S
t a t i s t i c s of
y
P
collection
a
r o n lpossible

tlon
of the values. A population
d w isi t ha acollection
p r o c e s s oofall y
c o lle c t io n o f v a lu e s a ss o c ia t e

'

T ki g S pl

values,
associated wit
a n or
a items
am e
it a situation. A
elcmems
can
a nite

number 0 f things
.contain
opulation.
or it may
nearly innite. As
size
of
a
pop
be
ulation
the
increases,

population becomes unw


studying that
ieldy unless samcan be used. A sample is a subset
ling
of elements or m
915taken from a population. A
rements
doctors
An outlesample
t store has
ust receiveda shi5ment of 1, 000sofce
hi
t
j
r
s
s
ealed
10 insurance

wish to

claim forms per week

to clinak
in car
the
dboarfor
forms
dbocompleteness.
fj o
xes The s:ore haA
manufacturer
rdered 800whitof
e shi
rts and
tooth
aesct e
check the weight
of a dozen tubes per hour

m ay

to

200the
bluetubes
The sare
tore lled
manage
r wishes to checkthat there acterfsu
ually
that
COIIECtly.
A sample will represerri:
population as long the sample
'
the
ishrandom
are 20percent blue shirtsas
i
hi
H
t
d
!: d 8k percent w
t
t
a
s
r
and
e
s
e
o
esn
unbiased- In a random sample, each item in the population
has
wansame
t to opopportunity
beanselected.
dcount a:I of the shirts, so he has
en all of the bto
o: es
the
.

An

of biased sampling

could occur
decidedtexample
le the pIf,opwhen
of
ultsthe
o sampoor.
ulationanTab.e 17 1shows the reson
manufacturing
inspector
receives a

skid of
inspector always samples from the
10randthat
goods,
top
i
h
h
l
f
1
0
t
layer
om sampes o
s r s eac
and
takes a part
from each of the four corners of the
skid, the
,

sample is biased. The parts in the rest of the skid have


not

been considered. Furthermore, operators observing this


behavior may choose to place only the best-quality product
in

those corners. The inspector has biased the sample because


it is not random and does not represent all of the parts of

the skid. The inspector is receiving an incorrect impression

Sample

Sample

Number of

Number

Size

White Shirts

Statistics

# . c

in a random yet systematic fashion. Its collection should not

rely on convenience or deception.


Unbiased samples depend on other features besides
randomness. Conditions surrounding the population
Agreanot
ter nbeumaltered
ber of binlueany
foundsample
shiway
in sometosasample.
Should
rts isfrom
mples The
sampling method can also undermine the validity of a samthan in others
However, when the results are comp
iledvalidity
the blueof a
ple. A sound data
collection plan will ensure the
,
eleven
following
ise 19pthe
hirts combyprasking
ssample
t, veryclose
ercen
to thquestions:
e desiredvalue of
.

20 percent The manager of the outlet store is leasedto learn


p
How was the problem dened?
that th
have shown that there are approximatel
e samwas
What
ples studied?
y
How many
were sampled?
20 percen
t blue shitems
irts and80 percent white
How was the sample taken?
What was its source?
How often?

Who collected the data?

Have conditions changed?


How will the data be used?
What will the data be used to predict?

How will the data be displayed?

Number of

Percentage of

Blue Shirts

Blue Shirts

An outlet store has just received a shipment of 1,000 shirts sealed


in cardboard boxes. The store had ordered 800 white shirts and

10 that there actually7


200 blue. The store manager
2 wishes to check

are 20 percent blue shirts and 80 percent white shirts. He doesn't


want to open all of the boxes and count all of the shirts, so he has
decided to sample the population. Table 17.1 shows the results of

10

Sample
Number

Sample
Size
10
10

72

0
110

84

0
110

95

0
110

7
103
9

10
10
10
10

10

To10
tal
Total

Scanned by
by CamScanner
CamScanner
Scanned

10

10

100
_19
100

Number of
White7Shirts
8

30

20

10

Percentage of
Blue3Shirts
0

2o

2
3
2
1

108

20

78

32

9
818

_7

81

Number of
Blue Shirts
3

8
7
98
9

20

A greater number of blue shirts is found in some samples


than in others. However, when the results are compiled, the blue
shirts comprise 19 percent, very close to the desired value of
20 percent. The manager of the outlet store is pleased to learn
that the samples have shown that there are approximately
20 percent blue shirts and 80 percent white.

,atrAaiuslgizfasA
Sampling1of0 Shirtsiza. :;
10
4

SIXSIGMATOOLS at WOR K
10

10 random samples of 10 shirts each.

wgathered
0 RK
about the quality in the entire skid. Data should be

Taking a Sample

177

1
192

3
19

20
30
20

1
0
10

20
30

20
10
20

19
A)
19

1Q)

SEVENTEEN
S EV EN T EEN
C H A PT ER
17817 8 CHAPTER
C O L L E C T IO N
DATA
D A T ACOLLECTION

Also
A lso
d ti
of statistics exist: deductive and inductive.
TwoTwtypes
o t y p e s o f s t a t i s t i c s e x i s t : d e d u c t iv e a n d i n u c v e
a
describe
statistics
deductive
statistics,
d e s c r i be a
known
k n o wasn descriptive
a s d e s c r ip t i v e s t a t i s t i c s d e d u c t i v e s t a t i s t i c s
a
or complete group of data. When describing
population
ibin g a
Po p u l a t i o n o r c o m p l e t e g r o u p o f d a t a W h e n d e s c r must
using deductive statistics, the investigator
population
i ga t o r m u s t
p o p u l a t i o n u s i n g d e d u c t i v e s t a t i s t i c s t h e i n v e s tprovides
a
This
population.
the
within
entity
each
study
h
i
T
s p r o v id e s a
s t u dy e a c h e n t it y w i t h i n t he p o p u l a t io n
or
product,
of information about the population,
greatr edeal
p r o du c t o r
p u l a t i o nconsuming.
g a t d e a l o f i n f o r m a t i o n a b o u t t h e p o is
the information itime
gathering
process, but
u m in g
p r o c e s s b u t g a t h e r i n g t h e i n f o r m a t i o n s t i m e c o n sin
the
Imaginei contactingi each hman, woman, and dchild
c h i ld i n t he
Im ag n e co n tact n g eac m a n w o m an an
United States, all 300 million of them, to conduct the
,

U n i t e d St a t e s ,

national census!

a ll

30 0

ill i o

f t he m

to

co n

du

t he

When the quantity of the information to be studied is

n a t i o n a l c e n su s !

w h

di e d i s

e s u
e n t e q u a n t i t y o f t h e i n fo r m a t i o n t o
statistics are used. Inductive statistics
too great, inductive

t is t ic s
deal with a limited amount of data or a representative sample
d e a l w i t h a l i m i t e d a m o u n t o f d a t a o r aanalyzed
sa m p l e
a t i v e interof the population. Once samples are r e p r e s e n tand
in t e r
a n d popo f t h e Po p u l a t i o n O n c e s a m pconcerning
y z e dlarger
predictions can be made l e s a r e a n a lthe
preted,
l
h
e a r census)
r e d i c t iQuality
n g t US.
o n s can b
e m a d e c o n(and
c e r n ithe
p r e t e dofpdata.
ge r p o p
assurance
ulation
h
l
i
s
u
d
f
d
l
i
t
c e n su s )
t
e
t
n
t
u
a
n
o
o
a
a
a
s
s
u
r
a
n
c
e
a
u
a
(
Q
gathered
Properly
statistics.
y
relies primarily on inductive
l
l
l
i
i
i
P
i
i
i
i
d
t wealth
o pinformation.
e r y ga t h e r e d
e s p r m sample
rof
st c s
a r y o n data
n
uprovides
c t v e st a a
andr eanalyzed,
fo r m a t i o n
d a n types
i d e s be
a nTwo
a l y z e dof
e a l t h o f i n Variables
s astatistical
m p l e d a t a data
a w collected.
p r o v can
bl e s
ll
d
Va r i a are

l
h
i
i
T
t
d
measured,
e
c
e
t
can
be
t
t
c
o
t
t
o
that
a
n
e
w
e
a a c
s a s ca
data, those quality
y p s o characteristics
d a t a differently
i t y c 1aattribute
r ed a r e
e m e a s ucharact h o s e q u a lfrom
c a n bquality
s t h a tthose
r a c t e r i s t i cdata,
treated
l i ryabsent,
d a t a present
beu t eeither
d i ff eare
l y f r o m a tto
t h o s e q u t +or
c 1a r a c
tr ib
t r e a t e dthat
r e n tobserved
teristics
variables
both
Although
h a nonconforming.
se n t
t a r e o bs e r v e t B t o b e e i t h e r p r e s e n t o r a band
t e r i s t i c s tor
conforming
data
h o u g h b o t hattribute
v a r i a bl e s a n d
attribute
A Lt numbers,
i n g ocan
r n obe
n c odescribed
n l o r m i n g by
c o n f o r mdata
to o

gr e a t

i n d u c t iv e st a t i s t i c s

I n du c t iv e

a r e u se d

s ta

data is collected in
areacountable,
t t r i b u t e d a not
t a c ameasurable.
e d by n u m b e r s a t t r i b u t e d a t a
n b e d e s c r i b Attribute

and labels such as


thea r form
s u r a b l e A t t r i b u t e d a t a i s c o l le c t e d i n
n o t m e apercentages,
a b l ecounts,
e c o u n tof
and yes/no.
good/bad,
t h e f o r pass/fail,
m
o f co u n ts
p e r c e n t a ge s a n d l a b e l s s u c h a s
,

an

d y e s/ n

n
are continuous, the measured value can take on any Value
data
d a t a a r e c o n t i n u o u s t l 1e m e a s u r e d v a l u e c a n t a ke o n a n y v a l
ue
values that the measurements
a range. The range of
within
f v a lu e s t ha t t he m e a su r em en t
w i t h i n a r a n ge T h e r a n ge o
s
be set by the expectations of the users or the
can take on will
i ll b e s e t b t h e e x e c t a t i o n s o f t h e u s e r s O
,

r t he
p situation. For example;
y
c a n t ake o n w
the
a
surrounding
circumstances
F
i
i
t
n
h
o
t
o
u
a
r
e
din g t e s
x a m le
c ir c u m st a n c e s su r r o u n
ofp a

wish to monitor the thickness a part.


manufacturer might
i h t w is h t o m o n it o r t h e t h ic kn e s s o f a
,

p a r t of
samples may have values
the courseg of the dday, tthe
l s m a y ha v e v a lu es o f
t h e c o u r s e o f t h e a y h e s a m p eand
inch.
0.398

m a n u fa c t u r e r m

During

D u r in g
0.401, 0.400, 0.401, 0.403,
0.399, 0.402,
98 i n c h
4 0 1 0 4 0 3 a n d 0 3In
0 4 00 0of
0 39 9 0 4 0 2 0 4 0 1 consist
other words,
distinct parts.
Discrete data
I
t i n c t p a r t s n o t husing
r ds
c o n s i s t o f d i swill
D i s c r e t e d a t adiscrete
be countable e r w o whole
data
when measured,
bl
i
b
t
l
l
a
e
s
u
n
i
u
c
o
n
l
e
d
t
w
w
a
a
1o l e
d
i
t
e
sc r e
g packw he n m e a su r e d
For example, the number of frozen vegetable
numbers.
v e g e t a bl e
b e rinventory
o f f r o z e n count10
h e n u m an
pa
packr e x a mshelf
n u m be r s F o
the p l e tduring
found on
ages
,

10 p a of
n t packages
n v e n t o rcom,
f d u r i n g aof
n ifrozen
t h e s h8e lpackages
y c o u 22
f o ufrozen
n d o n peas,
ages of
e n c o r n 2 2data.
e s o f f r o z countable
p a c k aBecause
f r o z e n psproutsis
e a s 8 p a c k a gdiscrete,
ge s o f
a g e s o fBrussels
frozen
d
bl
B
t
t
a
a
n
a
e
i
t
e
d
u
c
o
e
i
r
e
when
c
s
s
e
u t s only
sold to customers c a u sthe
be
f r o z e n B r upackages
s s e l s s p r o can
vegetable
l
t
m e r s w h e n t he
d
t
s
o
l
b
c
u
o
o
whole-numbered
s
e
n
only
k
n
o
s
c
a
e
l
b
a
c
a
unopened,
t
e
and y
v e ge a
are
g
p whole
packages
l y w h o l e n u m bwould
e r ed
n o p e n e d o nmeasurements
h
a n d u continuous
o l e exist;
k
e
w
r
a
e
s
a
will
a
c
measurements
g
p
ld
e m e n t s the
e a s u rbecause
w o u data
t i n u o u s m data,
i l l this
e x i s tcase.
; c o n Attribute
r e m e n t s w in
s u applicable
m e abe
not
a ge s

conforming
d a t not
a u s e t h e d a t a to
a be c
s e A t t r i b u t e or
t h i s c aconforming
b e a pas
c a b l e i neither
n o t seen
are
p l ibeing
f o r m i n gdata.
o r n o t c o n fo r m i n g t o
i n g primarily
e i t h e r c o n discrete
specications,
A r e s e e n a s b e are
with
begins
d
t athe gathering of data
i
d
l
a
i
analysis
t
i
e
c
r
e
s
i fi cstatistical
a t io n s a r e p r m a r y
s p e cA
raw
r i n g gathered
a t h edata
o f da t a
l y s i s b e g iSometimes
n s w it h t he g
aboutA as tprocess
a n aproduct.
a t i s t i c a l or
Ungrouped
data.
of
ungrouped
form
the
take
d
i
a
process
t
a
a
a
t
r
w
d
S
from
e
s
a
m
m
i
o
e
u c
abo u t a pr o c e ss o r pr o
g t he r e d
it appears
viewed,
when
because
recognized
easily
data
f r o m are
a p r o c e s s t a k e t h e f o r m o f u n g r o u p e d d a t a U}r g r o u p e d
on the
data,
Grouped
data are without any order.
that
d a t a the
a r e e a s i l y r e c o g n i z e ci b e c a u s e w h e n v i e w e d i t a ppe a r s
grouped together on the basis of when the valother
1e d a t are
a a r e w i t h o 14 t a n y o r d e r G r o u p e d d a t a o n t h e
t 1a t thand,
observed. Consider the following Lean vSix
or
taken
ues
were
o t h e r h a n d a r e g r o u p e d t o g e t h e r o n t h e ba s i s o f w h e n t i l e
Tools at Work feature.
Sigma
L e a n Si x
u e s w e r e t a k e t o r o bs e r v d C o n s i d e r t h e f o l l o w i n
,

Si g m

To o l s a t W o r k fe a t u

it

b i l e17.1).
(Figure

a u to m o

f la t
t e r e s e m b l e s a attention
t c hthe
r t a c l u to
i s s i ocustomer
n s O n e p abrought
t r a n s m the
p l a manufacturer's
Recently,
Fi
17
it
to
the 1 )
i
t
cut
out
r
e
d
n
u
t
(
o
being
m
f
k
it
h
e
are
s
a
keyways
a
s
o
u
r
e
w
l
the
t
w
all
of
e
d
g
not
p
o u n that
y
the r fact
y
p a
l y t h e c u s t o m e r b r o u g ht t o t h e m a n u f a c t u r e r s a t t e n t i o n
t he f a c t t h a t n o t a l l o f t h e k e y w a y s a r e be i n g c u t o u t t o t h e
ec e nt

2.3;.. "3.4-. .-...' 5.,

G r o u p i n g Da t a

for
r i o u s p a r t sinto
t u r e s v a stamped
n u f a ckeyways
A c oplate
m p a nwith
y m afour
round

re

I: Aixi'isllihsiGMA TOOLS at WORK

A company manufactures various parts for automobile


transmissions. One part, a clutch plate, resembles a flat

Grouping Data

/
[b

go o d / b a d p a s s l fa il

data tend to be continuous in nature. When


Variables
V a r i a b l e s d a t a t e n d t o be c o n t i n u o u s i n n a t u r e Wh e

s irG M A T O O L S

correct depth. The manufacturer asked the operator to meas

ure each keyway in five parts every 15 minutes and record the
h e m a n17.2
k e d results.
t h e o p e rWhen
c o r r e c t d e p t h TTable
u f a c tshows
u r e r a sthe
measurements.
a t o r t o managers
me
f i v e interpret
h kanalyze
started
the
data
they
t
e y w a y i nand
r
u r e e a c to
1
5
i
were
unable
d
t hto
t
a
s
e
v
r
d
e
e
m
n
e
s
n
u
r
r
a
e
c
o
p
y
do
M eso.
a s u Why?
r e m e n t s Ta b l e 17 2
s t a rte d

do

so

to

ana

s ho w s

t he

res u

lt s W h e n

lyz e a n d i n t e r p r e t t h e d a t a t h e y w e r e

m a n a ge r s

u na

W hy ?

Specification
0.250 in.
S p e->
c ifi c a t io n
0 2 5 0 in

FIGURE 17.1

Clutch Plate

Scanned by
by CamScanner
CamScanner
Scanned

FIGURE 17.2

Clutch Plate with Mark

b le t o

0 24 7
.

17.2

0 268

Clutch Plate Ungrouped Data0

(in inches)
0.245

261
0 0.254

0.271

0.260

0.268

0.276

0.278

0.261
23 1
0 0.231

0.268

0.260

0.230

0.224

0.241

0.243

0.224

0.225

of this raw, ungrouped data reveals that


2 6there
0Anisinvestigation
0 276
which measurements belong with
no way to
determine
which keyway. Which keyway is too deep? Too shallow? It is not
possible to determine the answer.
To rectify this situation, during the stamping process, the
manufacturer placed a small mark below one of the keyways
(Figure 17.2). The mark labels that keyway as number 1.
Clockwise around the part, the other keyways are designated 2,
3. and 4. The mark does not affect the use of the part. The operator was asked to measure the keyway depths again, five. parts

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UHHI- I C. DEVEIV I :Ell

ACCURA Cy PRE
CISION,
ACCURACY, PRECISION,
A NDMEASUREMENT
MEASUREMENTERROR
AND

With reproducibility
set u p, or
setup,
o r environmental
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o n dit ion W
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the variation is due to the person. Gage repeatability
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machine, and y and


variation
bility (Ginageinstrument,
R&R) st u dies seek t o red setup, as
repro duc ipresent
uce all
well as operator variability. If the process is stable,
thethat
iatisiopart
variability.
t i n in st r u m en t , m achine an d
n pr esen
left
isvar
setu
,
p, asThe
Figure 17.3a pictures the concept of accuracy.
l
i
i
b
f
i
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h
t
w ell as o per at or vthe
t
ar
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e
r
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i
with
Figure
17.3b,
s
y target.p s s stable ll all of
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The validity of a measurement not only comes from the


The v alidit o f a
selection
of aysample
mesize
asu reand
the
m enan
t n ounderstanding
t o n ly co m es frof
om t he
group
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being
measured, but also depends on
selec t i o n o f a sa
m ple size an d
the measurements
themselves andanhow
u nd
they
were
er st an
din gtaken.
o f t he
Measurement
r
ou
error
f
occurs
the measurements are
g p o dat a bein g m eawhile
su r ed, bu t also d
being taken and recorded. Measurement
ds on
error eispen
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e
m
eas
u r dierence
em en t s t her
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between
measured
and the
n selv esaan
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e wer e t aken
true
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The
that occurs is one either yof accuracy
Measu r em en error
er r o r o ccu r s w hil
or of precision. tAccuracy
refers to how
e t hefar
theen
actual
mfrom
easu r em
t s ar e
or b
real
value
the
measurement
ein g
t aken an d r eco r d d is. Precision is the ability to
e Mea su r em en t
is con
er r or
repeat a series of measurements
sid
and get the same
value
each
d
e
r
e
t
b
o
e t he is
time. Precision
di sometimes
er en ce betwe
referred
as repeatability.
en a meto
asu r ed v a lue a nd the
Repeatability
means
being
able
to
achieve
the same result
t r ue va l The er
r o r t hat oto
time after ue
time. Challenges
cc urepeatability
r s is o n e ei theroccur
o f acceven
ur ac

marks

, a th
at
shows precision. Figure 17.3c
together,
the
ft is parclustered
Is lemarks
l
b
i
i
i
t var a ty
describes a situation in which both accuracy and precision
Work feature
Tools
igu r efollowing
17 3a picLean
t u res Six
theSigma
con cep
t o f aat
exist. FThe
ccur ac

y he
and Figures 17.4, 17.5, and 17.6 illustrate the concepts of
m ar ks av er age to the cen ter tar get Figu r e 17 3b w ith ll
a
precision.
,
accuracy and
of
lack of accuto
the
contribute
may
errors
Measurement
h
the m ar ks clust er ed to get er, show s precision Fi ure 173
.

g alwaysc the
racy and precision. Measurement errors are not
any sitmeasuring.
descrofibthe
w hich bo ththe
accu
es aindividual
sit uat ion inperforming
racy an d rIn
fault
p ecisio

including environ-

several sources of error exist,


y uation,
SigmEnvironmental
when
w in g Lean Sixerror.
ex ist The fo llo
a To ols at Wo r kproblems,
o r ousing
f pr ecthe
person,
feature
or
instrument,
or
machine,
isio nsame
Accu r a cy r efer s to h
ment, people, and machine
o
w
r
or setup, or environmental conditions. The
r omchallenge
the act u al such as with dust, dirt, temperature, and water, cause measJa real
f
an d Figu res 174, 175 an d 17 6 illust r ate the conce ts of
o r rea l v a lue
is achieving
reproducibility.
the measu remeReproducibility
to beerrors by disturbing either the productsp or the
n t is Pr ecision isrefers
urement
h
t
b
l
i
e a ity to
ing able to recreate the same results even when using
dier
dpr ecision
accu r acy antools.
measuring
r epea t a ser ies o
measuinstrument,
r em en ts andoretmachine,
entpeople,
but the same
or
setup,
Signicant gures and associated rounding errors affect
g the same va lue ea ch
Measu rem
lack of are
or tenvironmental
r ibu te to the gures
er rors m ay con tSignicant
The
variation
associated
with
i m e Pr ec isio n conditions.
ac the
a tmeasurement.
ofen
the
viability
is so m et im es r efer r ed t
o as r ep
repeatability is attributable to the instrument,
eat abilit y
machine,
r acy an d pr ecisio n Measu rem en t er r or s ar e n ot alw a s the
Repea ta bi li t m ea n s b i
y
e ng a ble to achieve t he
y
same r esu lt
fau lt o f the in div idual per fo r m ingthe m easu r ing In any s
t i m e aft er t i m e Ch ll
a en ges t o r e eat abilit
p
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,
g vi r
w hen u si n t he sam
e per so n o r in st r u m en t
g
o r m achin e
,
m en t people an d m achin e er r or Env ir onm en t al pr oblems
o r set u o r en v ir on
m en t al co n dit io n s The r eal h ll
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such as w ith dust dir t t em per atur e an dw ater cause me
is achiev in r e r o du cibilit R
g p
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u r em ent er rors by dist u r bin g eit her the pr oducts or the
ing a ble to r ecr ea te the sa m e r l
esu ts even w hen u si n d
"
Accurate
Accurate and
g iePrecise
m easur in gt ools
precise
en t People bu t t he sa m e i n st r
(a) u m en t OT m achine or set u p (b)
(C) iat ed ro u n din er r or s aect
Sign ifican t %gu r es an d assoc
g
o r env ir o n m en ta l con di t ions The v i i
ar at on asso ciated w ith
t he v iability o f a m easu rem en t Sign ipca n t gu r es ar e the
FIGURE 17.3 Accuracy and Precision
r epeat abilit is att r ibu t able t o t he in t
s r u m en t m ac hin e
y
.

10 T

Keyway 1

(I)
CD
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C

93

"

Keyway 2

0.240

Accurate
FIGURE 17.4

0.245

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Precise

Target

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Accurate and

precise
Data for Keyways l and 2 Comparing Accuracy and Precision
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St a t i s t i c s

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Keyway 3
10

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Keyway 4

Occur ences

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Accuracy and Precision
Data for Keyways 3 and 4 Comparing
Ta r

FIGURE 17.5

D a t a fo r K e y w a y s 3

FI GURE 17 5

an

et

d 4 Co m p a r i n g A c c u r a c y

an

d Pr e c i s i o n

Keyway 1 - - - Keyway 3

10

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yw a y 1

Ke y w a y 3

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Keywayzi

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0.245

0.240
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0 25 0

0 2 45

0 2 55

0 2 60

Ta r g e t

FIGURE 17.6 Data for Keyways 1 and 3 Are Both Accurate and Precise Whereas Data for
2 and 4 Are Not
Keyways
FIGURE 17 6 D a t a f o r K e w a s 1 a n d 3 A r e B o t h A c c u r a t e a n d Pr e c i se w De r e a D t f
y

K e y w a ys 2

an

Ac c u r a c y

and

L E A N S IX S I G M A T O O L S

Pr e c i s i o n

Accuracy and precision describe the location and the spread of


the data. Look at Figures 17.4, 17.5, and 17.6 showing the
e s pr e a d o f
t he lo ccompared,
a t i o n a n d t hthe
n de s c r i b eWhen
r e c is io
c u rac y a n d p
example.
data fromActhe
clutch plate
h
i n g t he
6
7
1
s
ow
d
17 5precision
an
t heind athe
t a Lkeyways
u r e s 17 4 and
o o k a t Figaccuracy
becomes
difference

m pa r e d t he
t c h p la t e 1e xand
t a f r odata
a m p l e exhibit
c l ukeyways
m t hefor
accuracy
apparent.d aThe
3 Whe n c ogreater
,

n d p r e c is i o n b e c o m e s
f f e r ekeyways
a c y a the
a c c u r how
e kand
e yw a4.
n c e i n t h2
y s Note
than thatd ifor
data for keyways 1
r ac c u r a c y
3 e x hi bit g re a t eof
1
d
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h
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are concentrated around the target specification


e d a t a f o r ke yw a ys
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No tgreater
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t f o r k e for
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a n t havalues
yw a ykeyway
Thet hdata
the desired
and

a re c o n c e n t r a t e d a ro u n d

i n c h Th e d a t a

v a lu e s

or

LEAN SIX SIGMA TOOLS at WORK

Accuracy and Precision


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target specification and those for keyway 4 are smaller. Notice,


too, the difference in precision. Data for keyways 1 and 3 are
t a r ge t s pe c if ic a t i o n a n d t ho s e f o r ke yw a y 4 a r e s m a l le r No t ic e
precise, tightly grouped around the target. Data values for keyt o o t he dand
c e i n p r e c i s i o n Da t a f o r kewwys 1 a n d 3 a r e
ways 2 i ff e r e4n are
not only far away from the target, but also
t ig ht ly g ro u pe d a ro u n d t he t a r Be t Da t a v a l u e s f o r
pr e c is espread
k more
more
out, less precise. These figures show that

2 a n d 4 a r e n o t o n ly f a r a w a y f r o m t h e t a r g e t b u t a ls o
is present for keyways 2 and 4. Changes to this stampvariation
w a ys

le s s pr e c is e T he s e f ig u r e s s ho w t ha t m o re
ing process must
be twofold, improving both the accuracy
v a r ia t io n i s pr e s e n t f o r k e yw a y s 2 a n d 4 Cha n Be s t o t hi s
st a
and the precision.
m o r e s pr e a d o u t

i n g pro c e s s

a n d t he

m u st

pre c i s io n

be t w o f o ld i m p r o v i n g bo t h t he

a c c u ra c y

b/

182

CHAPTER SEVENTEEN
18 2

R S EV E N T EE N
numerals or digitsA inP Ta Enumber,
excluding any leading zeros
used to
place
the
Zeros
following a digit{01
decimal point.
n u r n e r a ls o r d i i rs i n a
n u m be r e x c l u d i n
le a d i n g z e r o s
g
g a n y truly
example,
been
9.700are
signicant
if they have
u sed t o
l
l
a
t
d
i
e
1e
l
e
c
m
a Po i n t Z e r o s f o l l o w i n
fo r
i git
p
g a dshould
measured.
When
you
working
a
statistical
problem,
ex a m
le 9 7 00
i

C H

i fi c a n t i f t h e

ha v e

be e n

y
y
use only
the number of k i g that the measuring
are
devices
m e a s u r e d W h e n w odigits
r
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l
b
o
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r
y
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able utos e provide.
decimal
If
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micrometer
reads
to
three
o n ly t he n u m be r o f di it s t h
a t t h e m e a s u r i n g d e v ic e s a r e
g
places,
mathematical calculations shouldhbe worked
l e t o all
a b then
l
d i
p r o v ide I f a m ic r
are

tru

ds

to nopmore
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t h e n athree
ll m a tdecimal
h e m a t i c aplaces.
l c a l c u lWith
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ers and
calculators,
temptation
to i use
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may bnot
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decimal
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t h e mmany
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,

g
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o t h a v e oshould
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t o the
t h a original
t m a n y de c im a l
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ber of
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gures.
e
b
n
Calculations
are
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then brounded
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t h e n u m number
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o r following
t h e fi gu r e i s 4 o r be l o w r o u n d
down.f i gConsider
g r e a t e r I f examples:
d o w n C o n s i d e r t h e fo ll o w i n e x a m l e s :
g
p
,

DATA ANALYSIS: GRAPHICAL


has
the .data

R A P H I Cthat
I S : G of
been
A L
N A LY Sanalysis
ADthorough
A T A A statistical
graphical, analytical,

three aspects:
and
athered involves
h d
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a
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A t h o r o u g h As t variety
n
ignterpretive.
e c t s : g r a p h i c a lhistogram,
and the a n a l y t i c a l a n d
d i n v o lv e s t h r e e a s p
ga t h e r e the frequency diagram
t
including
f
f
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Frequency Diagrams

(3.8 has fewest signicant gures)


2 3 59 + 3 8
6 2
h a s f e w e s t s i g n i fi c a n t fi g u r e s )
( 3 8has
=
3,456 + 12.3
281 (12.3
three signicant gures)
3 4 5 6 + 12 3
2 8 1 ( 12 3 h a s t h r e e s i g n i f i c a n t fi g u r e s )
=
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=

10 2 + 6 , 9 3 0

3 2 x

u w 5 t r 1c

7 3 x

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10

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4 25 79268

426

hen

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interest.
c o r d t he m e a su r e m
the
l l e c t t h e d a t a R eof
C o characteristics

e n t s o r c o u n ts o f

f i ntimes
t e r e s t each measurement
t e r i s t i c s o of
r a c number
t h e c h athe
Count

or Count

axis
i n g frequency
b yand
t h e c o u n t s oor
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on
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h e xthe
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h e l ohave
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m ae aparticular
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gram

ded

c u L

T h e from
x a x i sthe
m ulowest
s t c o n t to
s o n t h e y a x i svalue
a i n the
c c u r r e n c emeasurement
o f o possible
each

Human errors associated with measurement errors can


H u m a n e r r o r s a s s o c ia t e d w i t h m e a s u r e m e n t e r r o r s c a n
intentional. Unintentional errors
be either unintentional or
be e it h e r u n in t e n t io n a l o r in t e n t io n a l U n in t e n t i o n a l e r r o r s
result from poor training, inadequate procedures, or incom
r e s u l t fr o m p o o r t r a i n i n g i n a d e u a t e
o r
i n c
q
p r o c e d u r e straining,
planning,
ambiguous instructions. Good
plete or
r a in i n g
p l e t e o r a m b i g u o u s i n s t r u c t i o n s G o o d p ] a n n i n tIntencan minimize these types of errors.
and supervision
a n d s u p e r v is io n c a n m i n im iz e t h e s e t y p e s o f e r r o r s
Int
usually related to poor attiare rare and are
tionalt i oerrors
l
n a e r r o r s a r e r a r e a n d a r e u s u a l ly r e la t e d t o p o o r
at
will require improving employee relations and
tudes;t u they
d e s ; t h e y w i l l r e q u i r e i m p r o v i n g e m p l o y (: e r e l a t i o n s a n d
to solve.
guidance
individual
id a n
i d iv i d l
t
o lv e
,

Br r 1c a

occurs.
Co u n t t h e

fi g u r e s )

ro u n

6,983 + 16.4 = 425.79268 = 426 when rounded


6, 983

/ "

measurements or counts of
1. Collect the data. Record the

qu

t w o s i g n i fi c a n t

r u r ' "

x 10 2
( 3 2 gures)
has two signicant
=

d t h e h i s t o gr a m

m s the number of times each of the


Di a g r ashows
diagram
r e qu e n c y
AFfrequency
were collected. This
values occurred when the data /
measured
o t he
A Tr e q u e n c y d i a g r a m s n
occur nthe
values
most
which
glance
a
at
shows
d
h
t
u
a
w
e
r
t
e
c
e
a
h
o
d
n
e
e
t
d
w
c
e
diagram
e
r
T hi s
u
r
o cc
m ea s u r ed v a l u es
of the data. To create a freas well as the spread
h i c h v a l u e s o c c u r t h e m o st
frequently
dia gr a m s h o w s a t a gla n c e w
are necessary:
the followingdsteps
o f t h e d a t a To c r e a t e a
quency
f
t i) a s w e ll a s t h e sp r e a
f r e u e ndiagram,

23.59 + 3.8 = 6.2

an

d t h e n u m be r o f
v a l udata
e s a ncollected.
ea c h o f th
to d
e p i c t occurred
ine the
g r a m the
value
times
t i m e s t h e v a l u e o c c u r r e d i n t h e d a t a c o ll e c t e d
4. Interpret the frequency diagram. Study the diagrams
St u d y t h e shape,
d i a gr a msize,
4 I n t e r p r e t t h e f r e q u e n cabout
a m diagrams
s
you create and think y d i a g rthe
c r e a t e a n t i t h i n k a b o u t t h e d ia gr a m s sha p e siz e
y o u location
in terms of the desired target specication.
and
'

d lo c a t io

d i a g r a +n

o s

in ter m

<a ! e r i n t h e

s n

f t h e d e s i r e d t a r g e t s p e c i fi c a t i o n
about interpreting frequency

We' will learn more


M e w i l . . f : a r 1 ! 1 1o r e a b o u t
in the chapter.
diagrams later
an

i n t e r p r e t i n g fr e qu e n c y

c ha pte r

1:.

at WORK
@Nii.lXSlllhAElOOLS
/ ]i# :y

Diagram
Constructing
m m
a i3 Frequency
que

'

.
..el3..-.
-l-. '.
,7 1;. ~11 "IV-.51.? Raf,

fig

customer issues, the engineers involved int the


To respond
To r e s pto
o n d t o c u s t o m e r is s u e s t h e e n g i n e e r s i n v u lv e 9 : n t h e
the thickness of the part. To
clutchc lplate
l e m studying
:a t e p r o bare
a r e s t u d y i n g t h e t h i c k n e s s o f t h e p a r i To
u t c h pproblem
of incoming material thickness.
gain ag aclearer
i n a c l eunderstanding
a r e r u n d e r s t a n d i n g o f i n c o m i n g m a t e r ia l t h i c k n e s s
they plan
c y d ia g r a m
t e a f r e q u e ndiagram.
t h e y to
n t o c r eaa frequency
p l acreate

o 0 l s

t w o

Step
1. Collect the data. The first step is performed by the operSt e p 1 Co //e c t t h e d a t a
Th e f i r s t s t e p i s p e r f o r m e d b y t h e
op
ator,
whoh randomly selects five parts each
hour, measures the
t
a o r w o r a n d o m ly s e l e c t s f i v e
p a r t s e a c h ho u r m e a s u r e s t he
thickness
of feachh part, and records the values (Table 17.4).
t h ic k n e
ss o

eac

pa r t

a n d r e c o r d s t he v a lu e s

(Ta b l e 17 4 )

'
snagged
A
dAverages
S
t Th i k
h P l Thickness:
C l t Plate
E 1 7 4Clutch
T A B L17.4
TABLE
3 I
g M
u c

a e

n ess:

um s

v e ra

"

es

>
1

0 0625
0.0625

0 06 26
0.0626

0.0624
0 0624

Su bg2
ro u p 2
Subgroup

0 06 24
0.0624

0 0 6 23
0.0623

0 0624
0.0624

S u bg 3
ro u p 3
Subgroup

0 0 6 22
0.0622

0 0 62 5
0.0625

0 0623
0.0623

S u b g4
ro u p
Subgroup

0 0 624
0.0624

0 06 23
0.0623

0 0620
0.0620

S u b g r5o u p
Subgroup

0 062 1
0.0621

0 062 1
0.0621

0 0622
0.0622

S u bg 6
ro u p
Subgroup

S u b g r1o u p
Subgroup

0 0 6 28
0.0628

0 0626
0.0626

0 06 2 5
0.0625

S u bg r o u p 7
Subgroup
7

0 06 24
0.0624

0 0627
0.0627

0 0625
0.0625

Subgroup 8

0 0 6 24
0.0624

0 0625
0.0625

0 06 25
0.0625

0 0627
0.0627

0 0628
0.0628

0 0626
0.0626

S u bg r o u p 8

Su bg r o u p
Subgroup
9

Scanned by CamScanner
UUCII II ICU

U,

\JCII I IUUGI II IGI

0.0625
0 0625
0.0626
0 06 26
0.0625
0 06 25
0 0 6 23
0.0523
0 0625
0.0625
0 0 6 26
0.0626
0 0 624
0.0624
0
0 62 6
0.0626
0 0 62 5
0.0625

0.0627
0 0627
0.0625
0 062 5
0.0626
0 0626
0.0624
0 0 6 24
0 0 6 24
0.0624
0 0 6 27
0.0627
0 06 26
0.0626
0 06 26
0.0626
0 0627
0.0627

xl

0.3127
00.3122
3 12 2
00.3121
3 12 1
00.3114
3 1 14
00.3113
3 1 13
00.3132
3 13 2
00.3126
3 12 6
00.3126
3 12 6
00.3133
3 13 3
0 3 12 7

0.0625
0 0.0624
0624
0 62 4
0 0.0624
0623
0 0.0623
0.0623
0 0623
0 6 26
0 0.0626
0 625
0 0.0625
0625
0 0.0625
0627
0 0.0627
0 0625

'

Statistics

133

(continued)
1%; .,b8'TPP-'11

Subgroup 12

00525

'

0.0630

SUbZFOUP 13
: Subgroup 14
g Subgroup 15
; Subgroup 16

0.0627

0.0627

Subgroun 20

0.0626

E'Subgroup 21
Subgroup 22

0.0627
0.0625

i Subgroup 23
Subgroup 24
Subgroup 25

0.0628

Subgroup 26

i Subgroup 27
Subgroup 28
i Subgroup 29

0.0628

0.0628

ESUbETOUD 19

0.0626

0.0624

:; Subgroun 18

0.0626
0.0626

0.0626

0.0627

0.0626

0.0625

0.0626
0.0626

0.0625

0.0626
0.0631

0.0627

0.0630

0.0630

0.0628

0.0630

0.0628

0.0632

0.0632
0.0628

0.0630
0.0632

Subgroup 30

0.0628

0.0627
0.0626
0.0625

Subgmup 17

0.0624

0.0631

0.0626

0.0626

0.0626

0.3127

0.0625

0.0628

0.0627

0.0627

0.0626

0.0625

0.3137

0.0626

0.0627

0.0627

0.0626

0.3130

0.0625

0.0626

0.0626

0.0625

0.3132

0.0628

0.0627

0.3131

0.0626 .
0.06261
;

0.0624

0.0628

0.3134

0.0625

0.0627
0.0630

0.3139

0.0625

0.0627

0.0627

0.3133

0.0627

' ,1
i

0.0626

0.3126

0.0628

0.0625

0.0625

0.0628
0.0628
0.0627
0.0630

0.0627

0.0625
0.0625
0.0630

0.3129

0.0627

0.0626

0.3133

0.0627

0.0627

0.3131

0.0626 ,

0.0627
0.0627

0.3138
0.3141

0.0628
0.0628.

0.3143
0.3142

0.0629

0.0628
0.0628
0.0628

0.0631
0.0620

0.0627
0.0627

0.0628

0.0628

0.0627

0.0631
0.0632

0.3144

0.0630
0.0631
0.0628

0.0629

0.3153
0.3152
0.3149

0.0631
0.0630

0.0631
0.0630

0.0628

30

0.0623

0.0624

8o
3

//

////

7174,94 76664 //

0.0631

7966 //

0.0632

////

0.0630 79W 79W /

FIGURE 17.7

Clutch Plate Thickness Tally Sheet

scanned by CamScanner
Scanned

'

o 16

g 14

28_

0.0629

_
18 -

0-0627

0.0628 79% W 7669 7966 M

20 -

12_
IO_

WWW-W

'

22

0.0625 WWWWW/

o.0626 wwwwww

__

24

//

.j

Step 4. Interpret the frequency diagram. This frequency distribution is nearly symmetrical, but there is only one occurrence of
the value 0.0629. The engineers should definitely investigate
why this IS 50'

26

0.0630

9.3981

28

0.0622

0.0628

0.0631

Step 3. Construct the diagram. The count of the number of


times each measurement occurred is placed on the yaxis. The
values, between 0.0620 and 0.0632, are each marked on the x
axis. The completed frequency diagram is shown in Figure 17.8.

0.0621

0.0627 f

0.0626

Step 2. Count the number of times each measurement


occurs. A check sheet, or tally sheet, is used to make this
step easier (Figure 17.7).

0.0620

0.0625.

0.0627

6_

4_

2'

- . - .

20 21 22 23 24 25 26 27 28 29 30 31 32 33

FIGURE 17.8

Clutch Plate Thickness Frequency

Distribution (Coded 0.06)

" CHAPTER SEVENTEEN


Co n s t r u c t i
ng a

. .

S IX S IG M A T O O L S

Hi s t o gr a m

range of values. This grouping of data results in fewer Cells l."

on the graph than with a frequency d1agram1The x axis scalel 4;..


will indicate the cell mldpomts rather than?
Th e e n g i n e e r s w o r k i n w it h t he t hidiagrams
The Ce ll on
Histograms and frequency
c k n e s s o f tare
he cvery
l u t c h similar.
g
Int earv histogram
a l s Od d n u m be r e d c e ll i n t e r v a ls a r e o f t e n c ho s e n f o r
pl a t e
ha v e d e c i d e d t o c
individual values. The following Lean Six Sigma Tools at
on
t
Histograms

r e a e a h is t o between
most notable difference
i n ttwo
he i r aisn athat
lys is o f t he
gr a m t o a idthe
ahis
r
o
c
e
Th
ss
e y adata
ptogram
r e f o lare
l o w igrouped
the
n g t he s e s tinto
e ps : cells. Each cell contains a

St e p 1 Co //e c t th e da t a a n d c o n t r
s u c t a t a /ly s h e e t
The e n g i
n e e r s w i l l u s e t he d a t a r e v i o
u s ly c o ll e c t e d (Ta ble 17 3 ) a s w e l l
p
a s t he t a lly s he e t c r e a t e d d u r i
n g t he c o n s t r u c t i o n o f t he
f r e q u e n c y d i a g r a m (Fi u r e 17 7 )
g

K I7

Constructing a Histogram

s t e pThe
2 cengineers
a /c u /a t e tworking
h e r a n gewitht hthe
e r an
thickness
ofethe
by t heplate
n t e dclutch
ge r e p r es
l e t t ehave
i s c a l c u l atot ecreate
r R decided
a
histogram
to
aid
in
their
analysis
d by s u b t r a c t i n g t h e l o w e s t o bs e r v e d v a l u eof the
process.
They
are
these steps:
f r o m t h e h igh e s t o bs efollowing
r v e d v a / u e I n t hi s c a s e 0 06 20 is t he
l o w e s t v a l u e a n d 0 0 63 2 is t he hi he s t
:
Step 1. Collect the data and construct
g
a tally sheet. The engi
,

neers will use the data


(Table 17.3) as well
Ra n gpreviously
R
e
Xcollected
x,
h
as the tally sheet created during the construction of the
diagram (Figure 17.7).
w h efrequency
re
=

r a n ge
Step 2. Calculate
the range. The range, represented by the
=

Xh R,his
ig hcalculated
e s t n u m be r
letter
by subtracting the lowest observed value
Xl thelohighest
w e st n u m
be r
from
observed
value. In this case, 0.0620 is the
-

lowest
and
R value
0 063
2 0.0632
0 0 6 20is the0 highest:
0 0 12
=

Range=R=XhXi

St e p 3 Cr e a t e t h e c e ll s
I n a h i s t o gr a m d a t a a r e c o m b i n e d i n t o
where
c e l ls Ce lls =
c o m po s e d o f t hr e e c o m po n e n t s : c e l l i n t e r v a l s
R a r erange
c e l l m id po i =
t
n
s
a n d c e ll bo u n d a r i e s (Fig u r e 1 7 9 ) Ce ll m i d o i n t s
Xh hlEhBSt
number
p
id e n t i fy XI
th e=c elowestnumber
n t e r s o f c e /ls A c e ll i n t e r v a l is t he d i s t a n c e
0.0632 t s The c=e l l0.0012
be t w e e n Rt h=
e c e ll m id p o in0.0620
bo u n da ry d e f i n e s t he l im it s
o f t h e c e il
Step 3. Create the cells. In a histogram, data are combined into
,

cells. Cells are composed 0f three components: cell intervals,_

cell midpoints, and cell boundaries (Figure 17.9). Cellmra'pamts


identify the centers of cells. A cell interval is the distance
between the cell midpoints. The cell boundary defines the limits

of the cell.

Ce ll in t e r v a l

e a s e o f c a l c u l a t io n

le i f t h e d a t a

exa m

w e re m e as u re d to

0 9 If t he ga t he r e d d a t a w e re m e a s u r e d t o t hr e e de c i m a l
p l a c e s t he n t he c e l l i n t e rv a ls t o c ho o s e f r o m w o u l d be 0 003
0 0 0 5 , 0 00 7 a n d 0 00 9 (The v a l u e s o f 1 0 1 a n d 0 00 1 a re

or

n o t c ho s e n

fo r

SIX SIGMA TOOLS at WORK


LEAN
a h is t o gr a m be c a u s e t h e y r e s u lt i n t he c r e a t i o n o f
,

f r e q u e n c y d ia gr a m ) Fo r t his e x a m p le be c a u s e t he da t a w e r e
m e as u r e d t o f o u r d e c i m a l p la c e s t he c e l l i n t e rv a l c o u ld be
cell intervals are often chosen for
0 0003 0 000ls5 0Odd-numbered
00 0 7 o r 0 0 0 0 9
gzlblldtfeglculation. For example, if the data were measured to
Ce ll i n t e r v a l c ho ic e then
l
he
a lacell
r ge p
a r t i n t hcould
e s iz e be
o f t0,320.5,
0.7,
intervals
one decimal place, p a ys the
his t or
To de t e data
lls t hdecrmal
o gr0.9.
t he measured
a m cIfr ethe
a t e dgathered
r m i n ewere
n u m be r o f to
fol l
c e three
e
to choose from would be 0.003,
i n g places,
f o r m u lathen
is u sthe
e d : cell intervals
(The
values of 1, 0.1, and 0.001 are
0.005, 0.007, and 0.009.
they result In the creation of
because
a
histogram
for
not chosen
h
+
a frequency diagram.) For this example, because the data were
measured to four decimal places, the cell interval could be
0.0005, 00007. or 0-0009- .
w he0.0003,.
re
_
of the
Cell Interval chOIce plays large part ' th e
a
h
n u m be r o f c e ll s
ce 5, th e fo II owcreated. To determine the number of 523
histogram
t e used:
c e l l i nIs
rv a l
ing I formula

r a n ge

S i n c e bo t h I t he

h=5+1
c e ll

u n kwhere
n ow n c re ato r s o f

in te rv a l

and

h t he

h is t o g r a m s m u s t

num

be r o f

ho o s e

v a lu e s

c e lls , a r e

fo r

o ne of

t he m a n dh t =
he nnumberof
t he o t h e r Fo r Ou r e x a m p le i f w e c ho o se
s o lv e f o r cells
,
i 2 cell interval
a c e \ \ \ n t e w a \ o 0 0 0 03

R = range

Since both i, the cell interval, and h, the number of cells, are
h
+ 1

X=:

unknown, creators of histograms must choose values for one of

them and then solve for the other. For our example, if we choose
h
5
a cell interval of 0.0003,
The h is t o gr a m
Fo r

Fo r

p
Work feature details the construction of a histogram.
o n e d e c i m a l p la c e t he n t he c e ll i n t e rv a ls c o u ld be 0 3 0 5 0 7

a c e ll

i n 5 c e lls
c o n t a0.0012
h =
+ 1
v a l u e o f 0 0.0003
00 0 5 :

c re at ed w

in t e rv a l

ill

h = 5
0 0 0 12
n
+ 1
The histogram created willocontain
5 cells.
m
=

Cell Interval

For a cell interval value of 0.0005:


h

Fo r

a c e ll i n t e r v a l v a l u e oh f

0.0012
=
+ 1
0 00.0005
00 7 :

h = 3
0 0 0 12
+ 1
For a cell interval value of 0.0007:
n

3_ 0.0012
+ 1
As t he c e l l i n t e r v a l e t s la r e r t h0.0007
g
g = e n u m b e r o f c e l ls n e c e s s a r y t o
ho ld a ll t he d a t a a n d m a ke ah h i 3
s t o g r a m d e c r e a s e s W he n
d ec
i n gAst hthe
e n ucell
m beinterval
r o f c e l lsgets
number
t o ularger,
to
s e it isthe
so m
e t i m e s of
he cells
l p f u l tnecessary
o f o llo w
t h ihold
s r u leall
t hu data
o f the
m b : and make a histogram decreases. When deciding the number of cells to use, it is sometimes helpful to follow
this
Fo r rule
f e w eof
ha n 100 p ie c e s o f d a t a u s e 4 t 9
r t thumb:
o
c e l ls

Fo rFor
10fewer
0 t o 5than
0 0 p ie100
c e s pieces
o f d a t a ofu sdata,
e 8 t ouse
17 4c etol ls9 cells.

'

to" 500
pieces
. . "For" 100
. "
, u s e 15 t oof2data,
0 c e l lsuse 8 to 17 cells.

For 500 or more, use 15 to 20 cells.

..

b o u n d a ry
Cg"

C e ll m id po in t
\

'

Ce ll b o u n d a r y
C9
boundary

boundary

Cell midpoint

FIGURE 17 9

H i s t o gr a m C e l l D e s c r i t i o n
p

FIGURE 17.9

Histogram Cell Description

scanned by CamScanner
Scanned

A n o t he r he l pf u l r u le o f t h u m b e x is t s f
o r d e t e r m i n i n g t h e n u m be r
for determining t e d number
o f Another
c e l ls i n ahelpful
h is t o g r rule
Us ethumb
a m of
t he s qexists
as
u a r e r o o t o f n (r e pr e s e nthe
cells in a histogram.
the
square
root
of
n
(represented
V of
n ) w he r e n is t he n u m beUse
r o f d a t a po i n t s a s a n a p p r o x i m a t i o n as
V5). where n is the number of data
points, as an approximatIon
o f t he n u m be r o f c e lls n e e d e d
,

of the number of cells needed.

Statistics

'

185
185

St a t i st ic s

For this example, we will use a cell interval of 0.0003. This


will create a histogram that provides enough spread to analyze
theFodata.
r t h is exa m ple w e w il l us e a c e ll i n t e rv a l o f 0 0003 This

06185
0

his t o gra m t ha t prov ides e n o u gh s pre a d to ana lyz e


Cell Midpoints When constructing
a histogram, it is important to
t hremember
e da t a
two things: (1) Histograms must contain all of the
data; (2) one particular value cannot fit into two different cells.
w il l c r ea t e a

0.06215

0.0620

0.06245

0.0623

FIGURE 17.10

0.0626

0.06275

0.0629

06305
0

0.0632

06335
0

Cell Boundaries and Midpoints

Cell midpoints are selected to ensure that these problems are


nt s Whe n c o n st r uc t i n g a his t o gra m it is i m po r t a n t t o
ll Midpo iTo
Ceavoided.
,
determine the midpoint

values that anchor the histogram, use either one of the following two techniques.
ic u la r v a lu eis ctoa nchoose
ff e re nmeasin t olowest
on e par t technique
t c e lls
(2) simplest
t w o divalue
n o t fit the
da t a ;The
ured. In this example, the lowest measured value is 0.0620.
e s e le c t e d t o e n s u re t ha t t he s e pro ble m s a re
ll m idmidpoint
CeOther
po i n t s a rvalues
are determined by adding the cell interval
d
t
the m
id pthen
e r m i ne first
h
0.0003
r t he
ed To toe 0.0620
o id
o i n t adding
a t each
v a l ue s tithto
a vof
a n c hosuccessive
and
new
midpoint.
begin
the
other
f o llo w in gwe
one
o f that
h
i
t w find
e 0.0620.
t
es
ec
n
u
t o gr a m , u se e it hIfe rwe
o
q

midpoints at 0.0623, 0.0626, 0.0629, and 0.0632. If the


lest t e cinhthe
n iq ue is t o c hoos e t he low e s t v a l u e m e a s
The s im
number
of pvalues
cell is high and the distance between
lo w e s tthe
note large.
20
is e x a m pleis, th
the
0 06repreIn t hboundaries
d cell
m emidpoint
as u re d vaisluthe
e ismost
u re
in the cell.
sentative value
Ot he r m idpo i n t v a lu es a r e de t e r m in e d by a dd in g t he c e ll in t e rv a l

0
t o 0 062
0 0003
Boundaries
The
o f Cell

fcell
ir st size,
he nbya ddi
uc c es s iv e
a n d tset
g it t o ea c hofsthe
the nboundaries
cell,
is determined
by
the
celli n midpoints
and
the
cell
interval.
Locat
b
0
t
th
f
062
i
I
e
r
0
f
i
d
t
th
w
e
a
o
n
e
w
e
id
e
o
n
g
n ew m p
,
ing the cell boundaries, or the limits of the cell, allows the user

0 0626 cell.
0 0 629
a n d 0 0632 1f t he
a t 0 0623
d pplace
o i n t s values
m ito
in a particular
To determine
the lower cell
boundary,
divide
the
cell
interval
by
2
t w ee n
d t hsubtract
e bevalue
e d is t a n cthat
n u m be r o f v a l ues i n the c e ll is high a nand
,

from the cell midpoint. To calculate the lower cell

boundary for
t he m id po i n t is t he m ost re pr ea
t la r ge the
da r ies isofn o0.0620,
l l bo ua nmidpoint
c e with
t hecell
cell interval is divided by 2:
c e ll
s e n t at iv e v a l u e i n t he0.0003
+ 2 = 0.00015
,

Then, subtract 0.00015 from the cell midpoint,


ll
Ce l l Boun da r ies The c e ll s iz e , s e t by t he bo u n da r ies o f the c e

0.0620 0.00015 = 0.06185,the first lower e rv a l Lo c a t


is de t e r m in e d by t he c e ll m idpo i n t s a n d t he c e ll i n tboundary
t he u s e r
w s0.0620,
f t hae midpoint
Tot h
determine
c e ll a lloof
cell
r t hboundary
e l i m it s ofor
r ies o
n daupper
e c e ll bo uthe
in g
add the cell interval to the llower llcellToboundary:
de t e r m i n e t he lo w e r c e l l
to pla c e v a lu e s in a pa r tic u a r c e
0.06185
n d s u bt r a c t tha t v a l u e
rv a l by 2= a0.06215
e c e ll i n+t e 0.0003
bo u n da ry div ide th
w e r c e ll bo u n da r y f o r a
la t eist hthe
e loupper
a lc ucell
o cone
l l m id
boundary
he c e cell
cell boundary of
po i n t Tof
f r oThe
m t lower
ide d bcell
another. Continue
l inew
s d ivlower
adding
l
i
t
a
the
v
r
y 2:
l
cell
interval
n
e
h
to
each
t
c
e
20
e
6
0
0
f
i
t
o
c e l l w ith a m idpo n
,

boundary calculated until all the lower cell boundaries have been

determined.

0 000 3

0 000 15

Note that the cell boundaries are a half decimal value greater
in accuracy than the measured values. This is to help ensure that
t he c e l l m idpo i n t ,
f r o mone
0 0 00 1in5 only
c t placed
bt r abe
Thvalues
cell of a histogram. In our exen , s ucan
ample, the first cell will have boundaries of 0.06185 and
e r bo u n da ry
t he f ir st loofw 0.06215
6 18 5boundaries
0 0have
5 = will
0 00 1cell
0.06215.
second
and
0 0 62 0The 0
0.06245. Where would a data value of 0.0621 be placed? Obvi0 0 6 20 ,
d po i n t o fvalues
a m imidpoint
r y f o rtheir
ously in the first cell. r c e llintervals,
bo u n da with
To de t e r m i n e t he u ppeCell
starting at 0.0620. are shown in Figure
17.10.
r c e ll boI Jdary:
,

add

Post
Step 5.FIG
7 10
E 1values.
URthe

togram is to post the values from the check sheet to the

histogram. The x axis is marked with the cell midpoints and, if

space permits, the cell boundaries. The cell boundaries are used

to guide the creator when posting the values to the histogram.


io n o f a h
e c re a
t e p i n th
f ina l svalues
Thofe those
at particular
within
v a l u es
he frequency
Po s t tthe
Stethe
On
p 5yaxis,
t o t he
e et cells
shown. All the data must
he c he c kins hthe
cell
f r obe
m tincluded
t o gis
r a m is t o pos t t he va l u e s
(Figure 17.11).
c e l l m idpo i n t s a n d , if
hist o gr am The x a x is is m a r ke d w ith the
As we can
r e use d
Step 6. Interpret the histogram.
dar ie s a17.11,
ll boin
u n Figure
c e see
it s t he c e l l bo u n da r ie s The are
c e pe r mgrouped
s padata
somewhat tsymmetaround 0.0626 and
the
are
v a l u e s t o the his o gr a m
t hestudy
i n gwill
w he n po stwe
e c rea t o r sections,
histogram shapes,
e t hfollowing
rical.
t o guInidthe
a r tic u la r
in a pspecifical u e s w ith
to vaadesired
target
f
th
when
compared
ose
sizes,t h
and locations
o
c
n
f
ue
e
r
e
th
y
i
s
x
q
On e y a
such as means, modes, and
tion. We will also utilize measures
t m us t be i nc lu de d i n t he c e lls
c e l l is s ho w n All the da a
,

medians to create a clear picture of where the data are grouped


11)
of the data). Standard deviations and
(the
u re 17tendency
(Figcentral
ranges will be used to measure how the data are dispersed 7 11
i n Figu re 1
,
an see used
As w e cwill
to gr am values
t he htsstatistical
around
to fully
be
er pr e t These
St e p 6theIn tmean.
m
m
s
y
t
h
a
describe the data comprising
a histogram.d a r e so m e w
e d a r o u n d 0 0626 a n

t he da t a

gro u p
ha es
t io n s w e w il l st u dy hist o gr a m s p
r ic a l In t he f o llo w i n g s e c
t s p ecif i
h n c o m pa r e d t o a de s ir e d t a r ge
s ize s a n d loc a t io n s w e
m o de s a n d
a s u re s s u c h as m ea n s
n We w i ll a ls o u t i liz e m e
t io80ed
ic t u r e of w he re t he dat a a re gr o u p
l
m e dia n s t o c rea t e a c e a r p
70
St a n da r d dev ia tio ns a n d
t
(t he c e n t r a l t e n de n c y o f t he da a )
re dis pe r se d
8:60
a s u re ho w t he da t a a
ra n ges w ill be u se d t o m e
2
se d t o f u l ly
The s e s t a t ist ic a l v a l u es w ill be u
a r o u n d the m ea n
350o
hist o gr a m
odesc r ibe t he da t a c o m pr is i n g a
1.340,

$30-

8920-

u.

101
80

:l:"H

70

Scale and label the horizontal axis

numbers.

ne N lo w e r c e l l

i t e rv a l t n e a c
Co n t in u e a dd i n g t he c e ll n
i ha v e be e n
ll t he lo w e c e ll bo u n da r es
bo u n da ry c a lc u la t e d u n t il a

a n o t he r

h lf de c i m a l

v a l ue

gr ea t e r

re a a
d a r ie s aare
bo u nspread
Shape,
the characteristics used
at t he c e l land
No t e thlocation,
t he l p e n s ure t ha t
u es This is o
to describe a tdistribution
u re d v a l17.12).
(Figure
s
a
e
h
m
t
e
n
h
a
c

in

ac c u r a

y
be plac e d i n

ll f a
o n ly o n e c e o

his t o gr a m In

Shape: Symmetry, Skewness, Kurtosis Shape


va lu e s c a n

o u r ex

Sym

a nd
2 15 the
metry, skewness, and kurtosis shape brefer
f 0 06that
to ithe
e s oform
l l w i ll hav e o u n da r
e s e c o n d c echaracteristics
values
0 06 2of15theThmeasurable
d? Ob
take2on
1 bewhen
pla c eplotted
v a l u e o f 0 06
t
a
d
a
a
d
l
u
ar0graphed.
o
w
Tracing
a smooth curve over the tops
ere
of the lrec0624 5 Wh
s
h t he ir m id po i n t v a ue
i n t e r v a ls wa ithistogram
tangulari areas
l
l
C
used
e
when
l
l
graphing
e
t
c
claries
i
the
f
s
r
o u s ly n t he
Fi u r e 17 10
620 a r e s ho w n i n g
s t ar t i n g a t 0 0
,

Scanned by
by CamScanner
CamScanner
Scanned

J I.

h . 1t hp

ho r izo n t a l a x is

OQMWCOWQID

In

9089808006
gmummkwggg
ODOO-OQqcg

: 5 3. Label the
according to the0cell
midpoints
0 03 = 0 0in6 2step
5 + 0 0determined
06 18

vertical axis to reflect the amount of data collected. in counting

a re

t he c e ll i n t e rv a l t o t he to w e

Step 4. Label the axes.

creation
Mi dpoofi n at shisfinal
dar iinesthe
an d
o u nstep
CThe
ell B

60

FIGURE 17.11

50

Clutch Plate Thickness Histogram


b/

40

/ of a histogram for the viewer (Figure 17.13). Identishape


able characteristics include symmetry, or, in the case of lack
20
of symmetry, skewness of the data; kurtosis, or peakedness of
the data; and modes, the number ofpeaks in the data.
10

When a distribution is symmetrical, the two halves are


mirror images of each other. The two halves correspond in
size, shape, and arrangement (Figure 17.13). When a distri-

bution is not symmetrical, it is considered to be skewed

186

SEVENTEEN
CHAPTER
FIGURE 17 12 Sha e Locat ion an d S d
p,
,
pr ea

!18

Positive Skew : Skew ed to right

Spread

Location

Shape

rr&

FIGURE 17.12

Shape, Location, and Spread

Positive Skew: Skewed to right

/\

rJ

// \\

k...

Negative Skew : Skew ed to left

FIGURE 17 13 S m m et r ical Hist o r am


y
g
I

Negative Skew: Skewed to left


w ith

l"

Sm o o t h Cu r ve Ov er lay
FIGURE 17.13

Symmetrical Histogram with

14) Wit h a skew ed dist r i bu t i on the m a or i t o


(Figu r e 17
j y fof
(Figure
,
17.14).
With a skewed distribution,
the majority
the data are grouped either to the left or the right ofa center
value, and on the opposite side a few values trail away from the
va lu e, an d on the o osit e side a ew v a hBes t ra it aw a : rom t h
J to the right,) the
pp
e
center. When a distribution
is skewed
f major
side
the
distr ibu tiononisthe
city
en tofthe
er Whdata
en a arefound
he r i ght, the with
skeleft
t o tofthegure,
w ed
aj
m
tail of the distribution going to the right. The opposite is true
it y oadistribution
t he da t a a r e fthat
i tie oleft.
t he lefto
ou n d
t sthe
the Jigu r e, w ith t he
for
is on
skewed
ofe othe os
distribution.
ibu tion go ithe
t a it oKurtosis
it e is h u e
n g tpeakedness
o t he r ight Th
f t he distrdescribes
p
p
A distribution with a high peak is referred to as leptokurtic; a
fo r a dicurve
is skew ed to t(Figure
st r ibu tisiocalled
n t hat platykurtic
he lep 17.15). Typically,
atter
the kurtosis
histogram
discussed by comparing it with
Ku r t o sisofdaesc
r ibes t he is
peakedn ess o f t he dist r ibu t io n
another distribution. As we will see later in the chapter,
distr ibu tand
ion wkurtosis
i th a higcan
h Peabekcalculated
i s r efer red tonumerically.
i c; a
as l ept o k1Br tOccaskewness
will display
sionally
patterns.i Ifll the
r v e is ca lled la t ku r t i c (Fiunusual
u re 17 15
a tter cudistributions

) yp ca y
p y
g
distribution displays more than one peak, it is T
considered
t he ku r t o sis o fDistributions
discutwo
a hist o gr am iswith
by compeaks
i
it wcalled
ssed
it h
a
r
distinct
multimodal.
p n gare
(Figure
bimodal
ist r ibu t17.16).
io n As w e w ill see lat er in t he chapt er
an o t her d
,

be calc u lat ed n u m er ically

display u n u su al patt er n s I Ft he
displays m or e than one Pea k it is co n sider ed

Analyzing the Histogram

b
lt i m o da Figure
l Dist r ibu tions w ith tw o dist inct pea ks are called
m uAnalyzing
,

17.11 based on the three characteristics of


shape,
location,
and
reveals that the clutch plate thickness
bim oda l Figu r e 17 1spread
6
data are fairly consistent. The shape of the distribution is somewhat
symmetrical, though skewed very slightly to the right. The data are
centering on 0.0626 inch. Because we have no other
unrmodal,
of the same type of product, we cannot make any
drstributlons

comparrsons or comments on the kurtosis of the data. Location, or

Obdl II ICU by
Lly CamScanner
\Jdl l IObdl ll IUI
Scanned

F/r
I

FIGURE 17_14 Skewness


1: \GURE 17 14 Skew n ess

/LePtOKUFC
\
FIGURE 17.15

A
Platykurtic

Leptokurtic and Platykurtic

Oc

si o n a lly di st r i bu t io n s w ill

dist r ibu t ion

Tail
/

Smooth Curve Overlay

skew n ess an d ku r t o sis can

1.

LEAN SIX SIGMA TOOLS at WORK


Leptokurtic
Platykurtic
where the data are located or gathered, is around 0.0626. If the
engineers
have
then the
FIGURE
17 specifications
15 Le to kuofr t0.0625
ic an d P+lat0.0003,
center of the distributionpis higher
yku r t icvalue. Given
than the desired
the specifications, the spread of the data is broader than the
desired 0.0622 to 0.0628 at 0.0620 to 0.0632. Further mathematical analysis with techniques covered later in this chapter will

give us an even clearer picture of the data.

187
18 7

St a t i s t i c s
Statistics

l 1Bimodal
/ I Bi

m o

'.

w he r e
where

da l

,u.p = meanvalueoftheseriesof
m easu r e m en ts
m e a n v a l u e o f t h e s e r i e s o f measurements
=
measurements
successive
of
values
f
i
.
Xn
.
.
u
r em en ts
l
m
e
a
s
u
c
c
e
s
s
v
e
X1,X X2,
X
o
s
v a u es
, x
r
z
=
readings
of
number
11 n
n u m b e r o f r e a d i n gs
be used to calculate the average
The
T hsame
f o r m u l acan
c a n b e u s e d t o c a l c u l a t e t h e a v e r a ge
e s a m eformula
the average of a sample,
calculate
To
associated
d w i t ha asample.
a s s o c i a t e with
s a m p l e T o c a l c u l a t e t h e a v e r a ge o f a s a m p l e
-

. .

'

'

EU: i: 't

G U RE
FIGUREFI17.16

Bi m
1 7Bimodal
16

Distribution
o da l D i s t r i bu t io n

T A A N A LY S IANALYTICAL
D AANALYSIS:
S : A N A LY T I C A L
DATA

formula:
useu sthe
e t hfollowing
e f o ll o w i n g f o r m u l a :

Exi

++ Xsn = i=1
Though shape was easily seen from a picture, the location
X51
X s 2+ X53 +
X l++ X52
6 n
X:
n
mathematically.
identied
more
clearly
d
d
b
be
l
can
an
spr e a
can
e m o r e c e a r l y i d e n t i fi e d m a t h e m a t i c a l l
x
n
and spread
y
n
the
i o n i s d e s c rby
d b y m e a s uof
i b e measures
L o cisa t described
r e scentral
Location
o f c e n ttendency:
r a l te n den cy: the
where
w he r e
i a n Sp r is
m e a n mand
o d emedian.
a n d m e dSpread
d i s d e fi nby
mean, mode,
e a dened
b y m e a s u r of
e d measures
es o f
deviation.
standard
and
d
h
i
i
range
d
the
t
value ofthe samplel measurements
s pe r s o n :
e r a n ge a n
s t a n da r d dev i a t io n
dispersion:
)"Z = average
e m ea su r em e n ts
a v er a e v a lu e o f t he sa m

Tr

J
p
g
= values of sample
measurements
X52, . . . , X5
X51,
X l X s2
Xs
v a lu e s o f sa m ple m e a su r e m e n t s
ofreadings
n .= number
f
b
di

\ Location:
Tendency
of Central
i
M
L
f C
Measures
l T d
y
t at o n:
{1c

easures o

e ntra

en

enc

Nu m

er o

r ea

that
A v e medians,
\ a n s modes
t s the
ca g e s m e dand
a n d moare
t h e s t a t \ s t \ values
a r e statistical
Averages,
c a\ v al u e s t h a t

gs

reveal the place


The median is the value that divides an ordered
d e ficenter
i o n B e c athey
n e t h e cof
r o f a d i s t r i b u tBecause
e n at edistribution.
dene the
u s e t h e y r e v e a l t he p l a c e Median
M e dia n
T h e m e d i a n is t he v a l u e t ha t d iv i de s a n o r d e r e d
values are commonly
seriesi ofnumbers so that there is an equal number afvalues
d a t atot e be
data
w he
r e t h etend
t o b e ga t h ethese
n d gathered,
r e d t he se v a l u e s a r e co m m o n l
where the
y
s e r e s o n u m b e r s s o t h a t t h e r e i s a n e q u a Bn u m b e r o v a l usees
side of the center, or median, value. An ordered
te d t h e m e aofcen
on either
measures
ca B
s u r e s otral
t r a l tm de n cy
called the
c e ntendency.
o n e i t h e r s i d e o t h e c e n t e r o r m e t l i a n v a Bu e A n o r d e r e d
ries of data has been arranged according to their magnir ie s o f da t a h a s be e n a r r a n e d a c c o r d in
t he ir
a g
ismthe
g
by
in order, gthet o median
is determined
ofr imeasurements
tude. Once the values are placed
T h e ofa
e a n mean
m e a series
n o f a se
Mean MThe
e s o f rt 1t ?t s u r e n ze 1T t s i s t l e t e r i n i n e t l b
y
t u d e O n c e t h e v a l u e s a r e p l a c e d i n o r d e r t h e m of
d
i
i
htoe
e
n
t
a
s
values
by
dividing this t sum
dd idata
value of the number that has an equal number
values
d a f a v together
n g t he
adding athe
a l u e s t o g eand
t h e r then
a l : 1 r 7 p r l d i v i d i t t
g l1 i s Su h l by
v a l u e o f t h e n u m b e r t h a t h a s a n e u a l n u m b e r o f v a l u even
to
e
s
q a median for an
is calculated
In the case of nding
e t o t a l n uofdata
l u e s W this
d a t a v aWhen
h e n value
m b e r o values.
the totalt hnumber
t h i s v a l u e i s c a l c u l a t e d its left and right.
i t s l e f t a n d r i g h t I n t h e c a s e o f fi n d i n a m e dthe
f o r a n e vset
en
of i a n ordered
g
as the mean and is signied
number of values, the two center values
fo r a p o p u l it
i t i s r e f eto
o nreferred
a t iis
for a population,
r r e d t o a s t h e : n e a n a n d i s s i n i fi e d
g
n u m b e r o f v a l u e s t h e t w o c e n t e r v a l u e s o f t h is
d
d
by
e
o
r
e
r
e
s
divided
et
result
the
the
a sample, it is called
of numbers are added together and
b y p this
W n evalue
l u e i s c a l c u l for
v acalculated
n t h i s is
by a. When
a t e 90 tB} r a s a m p l e i t Js c a ll e d t h e
o f n u m b e r s a r e a d d e d t o e t h e r a n d t h e r e s u l t i s dmedians.
i
i
d
d
b
v
e
and averages can
y
bar).
2. Figure 17.17 shows thegcalculation of several
v e r a is
i fi eXd (X
a n d i s s i g nby
by x
average aand
( x bMeans
a ) M c in s a n d av er a es ca n
g e signied
g
2 F i g u r e 17 17 s h o w s t h e c a l c u l a t i o n o fthan
d
s e v e the
i
r a l mmedian,
e
a
n
s
often
calmore
To
is
used
accurate.
mean
is
the
values
Typically,
s e d t o whether
h e r a g rof
be used btoe ujudge
o u p o : v a i u e s i s a c c u r a t e Tu c a l
j u d ge w hae tgroup
T i c a l l y t h e m e a n i s u s e d m o routliers
t h a n the
t h e mean.
m e d ia n
formula:
following
the median is less affected by e o f t e n than
the
but yp
use
aapopulation,
c u lmean
a t e t h e of
m e
n o f a
l
i
culate the
o u a t o n u s e t h e i n ll o w i n
fo r m u l a :
,

p p

bu t t he

II

p.

x , + x :
_x,+x2+x3+--X4 +
p

+Xn+ x

Ext X
i=1
.
.

m e d ia n

i s le ss

f fe c t e d b y

o u tlie r s t ha n t he m e a n

Mode The mode is the most frequently occurring number


M o d e T h e m o d e i s t h e set
s t rnumbers,
mode
e qu e n t ly o a
cc u
r r i n g may
n u m bor
of values. In a m o of
er
in a group
i l 1 t4 g r o u p o v a l u e s I n a s e t o f n u m b
e r s a m o de m a
y or

11
n

LEAN SIX SIGMA TOOLS at WORK

De t e r m i n i n gMean
t he M e a n
Determiningthe

rb

L E A N s lx

(l0!

the thicknesses of the


v e r aeach
r ethe
a c h subgroups
o f t h e s u b g rfor
o u p s f o r t h e t h ic k n e s s e s o f
g e s f oof
Averages Afor
l
t
h
c
u ccan
t e calculated.
c a n be c a l c u l a t e d
p l abe
clutch plate
values:
1 Cathe
l c u lsum
a t e t hof
e seach
h ssubgroup
u m o fset
e a cof
e t o f s u bg r o u p v a l u e s :
1. Calculate
bgr o u p
SubgroupSu 1:

t he

1:

0.0625 + 0.0627
+6 0.0624
25 + 0 0
2 6 + 0 0+
6 24 + 0 0 62 5 + 0 0 62 7
2 1 0+0 60.0626
2X1 = 0.0625
= 0.3127 0 3 12 7
by dividing the sum by the
2. Calculate the subgroup average
= 5):
num
b e r o f s ain
the
l e s subgroup
i n t h e s u b g(n
m p
5 ):
r o u p (n
samples
number of
bgr o u p
SubgroupSu1:

1:

+ 0.0627
0+0 0.0626
625 . 0 +
0 60.0624
2 6 + 0 0+6 20.0625
4
0 06 25 + 0 0 627
_ = 0.0625
5i
X
5
5
0
= 0.3127
5

= 0.0625

38
5

0 06 25

Scanned by
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Scanned

S IG M A T O O L S

t WO R K

From earlier in the chapter, Table 17.4 gives a list of the


F r o maverages
example. Once the
e a r l i e r i ncalculated
t h e c h a p t efor
sums and
r Tthis
a b l e 1 7 4 g iv e s a l i s t o f t h
e
a grand avers
m
d
u
s
n
a
have
been
a
v
e
r
e s c a l c u l a t e d f o r t h i s calculated,
averages for eacha gsubgroup
e x a m p l e On c e t he
age ior all of the subgroups can be found by dividing the sum of
f t h e sby
of items taken in all of
g e f o r a l l osums
u b the
the asubgroup
n b e f o u n d b d i v id i n
Br o utotal
p s c a number
y
g t h e Su m o f
h e s u b g r o u p(150).
is designated as X
sum s A
b y grand
t h e t o taverage
the t subgroups
a l n u m be r o f i t e m s t a k e n i n
a ll o f
t h e s u bg
r o u ps ( 15 0 ) A r a n d
bar):
(X double
a v e r a ge i s d e s i n a t e d a s x
g

0.3127 + 0.3122 + 0.3121+ 0.3114 +


150

(x d o u b l e b a r ) :

R =

_
9.3990
0
150
150
= 0.0627

+ 0.3149

15 0

0 0627
is not taken. Taking an
Notice that an average of the averages
are

work only when the sample Sizes


e t haverages
a t a n a v e will
r a Be o f t h e a v e r a g e s i s n o t t a k e n Ta k i n
averageN oatt icthe
an
of the subgroups to perform g
each
of
a v e r a g eUse
the
ot th
e a sums
v e r a g e s w i l l w o r k o n l w h e n t h e sa m
constant.
y
p le s iz e s a r e
o n s t a n t Us e t h e s u m s o f e a c h o f t h
the ccalculation.
e s u b Br o u p s t o p e r f o r m b
t he

c a l c u l a t io n

I tt
CHAP
Me ' "
' "I tzH " 5tVl2N

188

the Median
Determining
h k

Fr o m t h e
p la t e
b

s he e t

ec

( Fig u r e 17 7 ) t h e

.
t he

c lu tc

an

23 2 5 2 6 2 7 2 8 2 9 25 2 2 2 4 2 4 2 5 26 25

n o r e re
s e t o n u m e rs
23 25 26 27 28 29 25 22
24 24 25 26 25

O 1r d1e r2e d2 s4e t5 o6f n7u m b e r s


3

Calculating Medians
) A

se t o

hi

t he

di s c u s s i o n

ter,

r a n ge

t he

i s t lt e d 1e r e n ce

a s e r i es o

v a lu e i n

R = xh X1

he r e

whereR

C a lc u l a t i n g M e d ia n s

17 l

tr al v alu e,

Median=(2+4)+2=3

re

a cen

h e r e t h e da t a
t h e y a r e o fte n

e
f v a u e s o r sa p
be t w e e n t h e l a rge s t
in this chapter, the range is the difference
histogram earlier
A r a n ge v a l u e d e s c r i b e s ho w
s n za i es t v a l u e i n t h a t sa m e s e r i e s
and the
between the largest value in a series of valuesi or sample
n a p o p u la t io n o r
a d A ll o f t h e o t h e r v a l u e svalue
f a r t h e d a t a s pinr ethat
describes how
same series. A range
smallest value
d
l
t
v
s
a lu e s:
w
e
h
i
o
t
h
a
n
s
h
e
t
e
ll
b
etw een
m p l e w il l f a
g
or
values in a population
All of the other
data spread.
farsa the
values:
and lowest
sample will fall between the highest
X
X

Unordered 1set
2 2of4 numbers
5 6 7

( Figu

s c ap
e a r lie r in t
discussion of the
As was pointed out in the
l
m le a n d t h

h i s t o gr a m

Range

U n o1 r2d e4r e1d 5s e2t 6o f7n u m b e r s

m ay n o t o cc u r

o n e i t h e r s ide o

de sc r ibe

of a distribution.
complete
more
A s w picture
a s po in t e d o u t in t he
Ra n g
e

Be c a u s e t h e s e t w

p
p
create a
with the mean, mode, and median, these values

25
e d iof
a n numbers
Ordered Mset

FIGURE 17.17

dispe r s e d

r d e r e d s e t o f n u m be r s
22 23 24 24O25
25 25 25 26 26 27 28 29

FIG U RE 1 7 1 7

t o t he m e a n

of dispersion. Used in conjunction


to asl e tmeasures
referred
i c t u r e o f a dis t r i bu t i o n
e
m o r e co m

Unordered set of numbers

Ordered
2 +numbers
4) + 2
M e d ia n set(of

value, they are often


side of a central
dispersed on either
are
t he se v a l u es c r ea te a
m o de a n d m e dia n
w it h t he m e a n

2 2 2 3 2 4 2 4 2 5 2 5 2 5 2 5 2 6 2 6 27 2 8 29

2 4 1= 525
2 6
Median

he n

id po i n t s

describe where the data


to the mean. Because fthese
d i s p etwo
r si o n U sed i n c o n ju n c t io n
and
r e fe r r e d t o a s m e a s u r e s o
are

a c c o u nt w

2
0.0626. Each measurement must be taken into account when
midpoints
cell
the
solely
use
not
Do
median.
a
calculating
of a frequency diagram or a histogram.

From the check sheet (Figure 17.7) the median of the clutch
plate thickness data can be found. When the data are placed in
an ordered series, the center or median number is found to be

0 0 6 2 6 Ea c h m e a s u r e m e n t m u s t b e t a k e n i n t o
l e ly t h e c e ll
c a lc u l a t i n g a m e d ia n Do n o t u s e s o
m
i
o f a f r e q u e n c y d ia g r a m o r a h s t o gr a

t h i c k n e s s d a t a c a n b e f o u n d W he n t h e d a t a a r e p l a c e d i n
t h e c e n t e r o r m e d i a n n u m b e r i s f o u n d t o be

t w o R

LEAN SIX SIGMA TOOLS at WORK

m e d ia n o f

a n o r d e r e d s e r ie s

s l x S IG M A T O O L S

"

ge

r an

RX h= range
h i gh e s t v a l u e i n t h e s e r i e s
highest
X},X 2
h e sseries
i n tthe
i o v e s t value
e r ie s
v a l u e in
r
=
lowest value in the series
X1
-

he r s

n u m

ay a lso

also
nnumbers
r
me
a su
mayhnot
de s ] : A
u m b e r s o may
e t oof
a sset
m o r e m o17.18).
w o o r (Figure
a v e toccur
or
measureof
numbers
lfa
set
modes.
or
more
two
havem e n t s h a s o n e m o d e i t i s s a i d t o b e u n i m o d a ] I : j t h a s t w o
has one mode, it is said to be unimodal. If it has two i
ments
n u m b e r s a p p e a r i n g w i t h t h e s a m l : f r e q u e n c y i t i s c i r ll e d b
appearing with the same frequency, it is called binumbers
m o da l D i s t r i b u t i o n s w it h m a r e t h a n t w o m L d es a r e
Distributions with more than two modes are remodal.
f e r r e d t o a s m u l t i m o d a l I n a : r e q u e n c y d i s t r ib u t i o n ( .) r a
In a frequency distribution or a
ferred to as multimodal.
h i s t o g r a m t h e c e l l w i t h t h e h i g h e s t f r c q u e n c y i s t h e m Td e
highest frequency is the mode.
the
histogram, the cell with

'

2 3 2 5 26 2 7 2 8 2 9 2 5 2 2 2 4 2 4 2 5 2 6 2 5

23 25 26 27 28 29 25 22 24 24 25 26 25
Un o rde re d

2 2 23 2 4 2 4 2 5 2 5 2 5 2 5 2 6 2 6 2 7 2 8 2 9

O rde re d

M d

1 11 1223344 55 66 66 77
O r d e r e dset
n u m be r s
Ordered
s e tof
o f numbers

Bimodal
B i m o d a l= land
1 a n d 66
=

a distribution is
and median determinesi whether
mode,
w he t h e r a d i s t r ibu t io n is
m o d e a n d m e d ia n dA t e r m n e s

100101103104106107
100 10 1 1 0 3 10 4 106 1 0 7

and, ifit is, in which direction.


skewed
i h d i r e c t io n
s ke w e d a n d i i t i s i n w h c
,

No
N omode
m o de

Spread:
f Di s pe r s i o n
d : M e a s u r eofs oDispersion
S r e aMeasures

674
658 659 659 659 670 670 670 671 672 672 672 674
658 659 659 659 6 7 0 670 6 7 0 6 7 1 6 7 2 6 7 2 6 7 2 674 6 7 4

Multimodal: 659, 670. 672

are two measurements


The range and standardd deviation
d de v ia t io n a r e t w o m e a s u r e m e n t s

n d st a n a r
ge ainvestigator
to determine the spread of the
that enable the
he s p r e a d o f t he
t h a t e n a b l e t h e i n v e s t i g a t o r t o d e t e r m i n e t to
each other
data, that is, where the values fall in relation
d a t a t h a t i s w h e r e t h e v a l u s fa l l i n r e l a t i o n t o e a c h o t h e r

T he

M u lt i m o d a l : 6 59 6 7 0 6 72

ran

FIGURE 17.18

FI GU RE 17 18

Calculating Modes

Ca lc u la t i n g M o de s

LEAN SIX SIGMA TOOLS at wot?K


K

Determining the Mode

25

U n o r d e r e dset
s e tof
o f numbers
n u m be r s
Unordered

1 13344 1 155 22 66 66 77

be rs

o e =
Mode
25

set of n u m

Ordered set of numbers

dian, and mode can be compared with


f cen t ral
M e a s u r eof
s o central
t a a located.
r e lo c a t e d
e d a are
re th
n e w h ethe
Measures
data
minem iwhere
T
h eshow
d
h
i
t
a
a They
o t data.
e
h e c e n position
n the
t e r p o s i t i oof
i b e tcenter
y s ho w
c y d e sc r the
t e n d e ndescribe
tendency
e W he n
e r v a l u When
i l d around
a c e n t value.
u p a r o u na dcenter
t o b u up
n dbuild
a t a t eto
t h e dtend
o w data
howhthe
d m e dia n
h e m e amode,
e a nmedian
n m o dand
a l t mean,
i s s v m m e t r i cthe
o nsymmetrical,
a distribution
a d i s t r i b u t iis
values
il l be
l
the
e s w be
a oskewed
t d d i s t r i b u t i o n t h e v a u will
r a s ke w distribution,
al F
values
a r e e q uFor
v a lare
u e s equal.
Comparing
n ( a v e r a ge )
e m e a (average),
) C o m p a r i nthe
different
r e 1;: 19
g t hmean
n t ( Fi u17.19).
d i f f e r e(Figure
,

be r s

22 23 24 24 25 25 25 25 26 26 27 28 29

e M e a n , M e dia n , a n d
T h e R e l a t i o n s h i p A m o n g t hMean,
Median, and
Among the
The Relationship
m e
a l t e n de n c y t he m e a n
A s m e a s u r e s o f c e n t rtendency,
M o d As
e
the mean, me
measures of central
Mode
h o t h etor tdeter
o tle te r
t h e a cother
d i a n a n d m a d e c a n b e c o m p a r e d w ieach
,

set of num

Unordered set of numbers

s l x S IG M A T O O L S

De t e r m i n i n 8 t h e M o d e

t w o R

The mode can be found for the clutch plate thickness data. The check sheet (Figure 17.7) clearly shows that 0.0626 is the most
frequently
number. It rs tallied 30 times.
T h e m occurring
o d e c a n be f o u n d f o r t h e c l u t c h p l a t e t h ic k n e s s d a t a T h e
f r e q u e n t ly o c c u r r i n B

n um

be r I t

is

t a l l i e d 30 t i m e s

Scanned by CamScanner

h e c k s h e e t ( F i g u r e 1 7 7 ) c l e a r ly s h o w s t h a t 0 0 6 2 6 i s t h e

m ost

St a t i s t i c s
Statistics

skewedf
Negatively
Sk
d l t

S y m m e t r ic a l
Symmetrical

Median
Mode

FIGURE 17.19

Positively skewed

d r ig h t )
(S k e w eright)
(Skewed

W
I
I
Average Mode

I
Average

ew e

M e d ia n

I
I
Mode Average
M e d ia n

M e d ia n

Median

Median

Mo de

18 9
189

o m pa r
Comparison
of Mean, Mode, and Median

is o n

FI GU R E 17 19

f M e a n M o de
,

d M e di a n

an

LEAN SIX SIGMA TOOLS at WORK

Seeing the Relationship


0'
Kn o w in g t he

a v e r a ge

m e d ia n

a n d m o de o f

t he

c lu t c

h p la t e d a t a
d is t r i

Knowing the raverage,


median, and mode of the clutch plate data
o v id e s i n f o r m a t io n a b o u t t h e s m m e t r o f t h e d a t a Tf t h e
p

the symmetry of the data. If the distriprovides information


b u t i o n is sabout
y m m e t r ic a l t h e a v e r a g e m o d e a n d m e d ia n v a l u e s

'

A s s e e n i n t h e f r e q u e n c y d ia g r a m ( Fig u r e 1 7 2 0 ) t h e

m o de

diagram (Figure 17.20), the mode


in thee afrequency
As mseen
k o f t h e d is t r i b u t io n T h e a v e r a g e s lig h t ly t o t h e
a r ks t he

the
il marks
l
r ig h t

p
peak
of the distribution. The average, slightly to the
o f t h e m o d e a n d m e d i a n p u l l s t h e d is t r i b u t i o n t o t h e r i g h t

median, pulls the distribution to the right.


right of
average, mode, and median values will
bution is symmetrical,
T hthe
i s s lmode
ig h t p oand
s it i v e s k e w i s d u e t o t h e h i g h v a l u e s f o r c l u t c h
b e e q u a l A the
s k e w e d d i s t r i b u t io n w i l l h a v e d i f f e r e n t v a l u e s F r o m
is due to the high values for clutch
skew
This
slight
positive
From
values.
will
have
different
distribution
be equal. A skewed
p la t e t h ic k n e s s t h a t o c c u r i n la t e r s a m p l e s
p r e v ii o u s e x a m p l e s t h e v a l u e s f o r t h e c l u t c h p la t e a r e a s f o l l o w s :
plate thickness that occur in later samples.
previous examples, the values for the clutch plate are as follows:

A v e r a ge

0 0 6 2 7 in c h

Average = 0.0627 inch


0 0626
M e d ia n
Median = 0.0626inch
Mo de

in c h

0 0 6 2 6 in c h

Mode = 0.0626 inch

30

soI
28
26

oc ur ences
of

Number

27

28
26

2422
20
1a
16 E
14
12
1o z
8s
42-

-_

24

22

16

14

:: :

:H

2 0 2 1 2 2 2 3 2 4 2 5 26 2 7 2 8 2 9 3 0 3 1 3 2 3 3

:
20 21 22 23 24 25 26 27 28I 29 30 31 32 33

Mode

::

Average

Median,

a r is o n o

f M e a n M o de

p of Mean, Mode, and


FIGURE 17.20 Comparison
M e d i a n f o r t h e C l u t c h Pl a t e
Median for the Clutch Plate
F I G U RE 17 2 0

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190

19 0
C H A PT ER S EV EN T
CHAPTER
SEVENTEEN

rb

C l

EEN

S IG M A T O O L S

s irx
LEAN SIX SIGMA TOOLS at WORK

a c u a n g Ra n g e Va l u e s
Calculating
Range Values

T h e f la t

ro u n d

l ti

p l a t e d a t a c o m p r i s e s s u bg r o u p s

of sa m

p le

f iv e

s iz e

The flat round


subgroups
bl e 1 7data
(Ta plate
4 ) Focomprises
le a r a n g e vof
r eac h sa m p
la t e d
c a l c ufive
a l usample
e c a n b esize
(Table 17.4).FoFor
each
r e xa
m p l e :sample, a range value can be calculated.
For example:

Subgroup 1

0 0625

0 0626

0 06 24

0 0625

T he

r an

e d i s t r i bu t io n
Standardt hDeviation
The range shows where each end of

the distribution is
gr o u

i t h i n t h e d i s t r i b u t io
located,

n
but it doesnt

pe d w

0 0625

o t h e r r a n g e s a r e c a lc u l a t e d

i n t he

sa m e m a n n e r

The s e

present in the process over time.

ge s h o w s w he r e e a c h e n d o r
i s l o c a t e d b u t i t d o e s n t t e ll h o w t h e d a t a a r e
n

0 0626

i a t io n
d y t h e v a r These
t o s t u manner.
c h athe
i n t h e n e x t in
caICUlated
p t e rsame
l u e s a r e are
u se d
n g e v a ranges
Ther aother
variation
the
study
i mnext
to
e
t
chapter
e
r
v
o
s
s
the
e
h
c
in
i
o
t
t
r
e
n
used
n
r
e
s
e
are
p
values
range
p
2

0 0627

0.0625
0.0625
0.0627
Ra n g e 0.0626
Xh
Xl 0.0624
0 0627
0 0624
0 0003
Range = Xh XI = 0.0627 0.0624 = 0.0003

St a n d a r d D e v i a t i o

0 0624

0 0623

0.0625
0.06243 0.0626
0.0624X 0.0623
0 0003
0 062
0 0626
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r

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0.0626
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Range = Xh

2
Subgroup
R
T he

Su bgr o u p 1

0 0 6 24

S u bg r o u p 2

I n F i g u r e 17 2 1 t h c t h r e e
how the data are
tell

d d t o ge t h e r

t he v a r i a n c e s

fo

r eac

step a n

d t he n

t a ke t h e

a r e r o o t the variances for each step and then take the


adds q utogether

he n t h e
squareWroot.

m eas u r e m e n t s a r e ta ke n

fr o

ite m

s s a m ple d
iitems
s m o d i %e d
sampled

s
s a m e a v e r a ge a n d r a n g e b u t a ll t h r e e
When the measurements are taken from
grouped within the ndistribution.
In Figure 17.2], the three
i o n ha s
i t e m i n t h e p o p u l a t is
er
t o r e i l e c t t h c f a c t t h a t n o t e vthe
a r e d i f f e r e n t T h e s t a n d a r d d e v i a t i o n 5 / o w s r r t l i s p r s i n
modied
l
from the entire population, y previous formula
distributions have the same average and range, but all three
t h e d a t a w h l 1i n t h e d i s t r i b u t i o n I t d e s c r i b e s h o w t h c
i nd i v
population
the
has
to reect the fact that not every item in
are different. The standard deviation shows the dispersion of
u a l v a l u e s f a ll i n r e l a t i o n t o t h e i r m e a n s t h e a v e r a g e d i s t a n c e
the data within
the distribution. It describes how the individ
fr o m e a c h da t a p o i n t t o t he m e a n I t de s c r i be s t he e x p e c t e d
ual values afall
in relation to their means, the average distance
m o u n t o v a r i a t i o n p r e s e n t i n a n o r m a ll y d i s r r i b u t e d s e t o f
from each data point to the mean. It describes the expected
amount of variation
present
in a normally distributed set of
. . . .. . . . .
r o v i d e s m o r e r e l i a b l e i n f o r m a t io n a b o u t

d is t r ib u t io

ha v e t he

fm

t he e n t ir e

po

p u l a t io n

t he

pr ev io u s

fo

r m u la

|j/

it uses all of the measdata. The tstandard


h e d i s e r sdeviation,
i o n o f t h e dbecause
a t a T h e r a n e c o n s ide r s o n I t he l w o
p

urements etaken,
provides more reliable information about
x t r e m e v a l u e s i n i t s c a l c u l a t i o n g i v i n g n o i n fo m l a t i o n
the dispersion of the data. The range considers only the two
extreme values in its calculation, giving no information cong

cerning where the values may be grouped. Because it only

considers the highest and lowest values, the range has the disadvantage of becoming a less accurate description of the data
l e sreadings
a n ge i s
e v e r b eincreases.
c a u s e t h e r The
v a l sample
u e s H o wvalues
as the number
s i z e s o fof
s t h a n 10 or
sample
small
or
i t i s t hpopulations
e m o s t fr e qu e n tly u se d m ea su r e o l
o c a l cwith
u l a t e small
e a s y tused
range is best
,

h e s t a n dHowever,
d i s pthan
n
a r d d e v i a t ibecause
o n o f t h the
e p o range
e r s i o n 10T values.
sizes of less
p u l i l i o is
of
in [ io n
used
r e d e measure
o t m e a n s qu a
s t h e r ofrequently
n a most
iso wthe
s o m e t i m e sitk n
easy to calculate,

15

b e e n population
t a k e n f r o m eisa c h
w De nstandard
of
v e the
t h e m e a s deviation
u r em en ts ha
dispersion. The

the sta n da r d
i n root
n
o t a l p osquare
t h e t mean
t e mthe
e v e r y ias
an d
known
p u l a t i o deviation.
sometimes

ev

i n g f o reach
t h (: u sbeen
e h ll o wfrom
m u la :
i s c measurements
e o f t htaken
t i o nthe
a l c u l a t e d t h r o u g h have
When

and every item in the total population, the standard devia-

tion is calculated through the use of the following formula:

where
a
,u
Xi
n

=
=
=
=

he r e
r

/1

st a n

f t he p o p u l a t i o n
se r ie s o f m e asu r e m

da r d de v ia t io n

m e a n v alu e

o f t he

en

ts

l u e s o f e a c h r e a di n g
x of the
v a population
X2
x . deviation
Xj
standard
of
a d i n gsof measurements
o f r eseries
value
e r the
n u m b
n
mean
. . . , Xn = values ofeach reading
X1, X2,
A s m a ll e r s t a n d a r d d e v i a t i o n i s d e s i r a bl e b e c a u se i t
number of readings
tha t is t he
c a t e s r e a t e r s i m i l a r i t be t w e e n d a t a v a l u e s
=

..

i n
da t a

h e r e i s l e sbecause
in t he
s v a r i a t i oitn indir e p r e c i s e ldeviation
a r e m o standard
y g r o u p e dis t desirable
A smaller
l
d
d
ia t io n
a r dthe
e vdata
a s m a l s t a n is,
u c t s valuesthat
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l
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C
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h
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r
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a
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o
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i
deviation
t
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ucts or providing
,

I5____.|

b i n e d fo r avalues,
s t e When
r d d e v i a t i owith
deviation
n s c a nstandard
n o t be c o m
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d a r d in
d e av imultiple
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a l l p r o c e s s vprocess
a t i o n To step
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remember
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standard deviation. To calculate overall process variation,

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FIGU RE 1 7 2 1

A v e r a ge s

an

D i ff e r e n t D i s t r i b u t i o n

d R a n ge s

s w

i t h Sa m

2.

FIGURE 17.21 Different Distributions with Same


Averages and Ranges

1
Statistics

b
Determining
the Standard ThDeviation
w
e

h
of a Sample
e

e
s

= of -subgroups comprising the clutch


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5

. '

5 = standard devrat10n ofthe sample

the other creates an incomplete picture of the


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X = average value of the series of measurements
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t

d
are critical when
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a
2
example shows,
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f
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p

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were
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Figure
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FIGURE 17.22

Frequency Diagrams of the

Amount of Pipe Laid per Day in Feet

s
u

9
1

(Continued)

192

CHAPTER SEVENTEEN

n x

Mean] = 20
Mean\ = 20

Medianl = 20
t
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t
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w
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u n W = 20
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Modez = 20
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h n

e F
From these
h r s n appear thec same. It was not until the range
t
and standard deviation for each of the three
= - - = = - numbers, the distributions
e
m
s e
e mk e
o
pipe-laying crews' work were calculated
n a
a o
c
a
w
w
a
the differences
f
t
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e sthatM
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v
s
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Once calculated, the ranges and standard
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h
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z
hsignificant differences
exist 2in the
performance
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of91 thedathreeef crews.
e
1
h o s
a
a
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n
e
The first crew was much more consistent
4
u
t
d
e
win the amount
9
pipea they laid per day. As
c
kof m
the
figures
- and
calculations
show,
there
is
n
more
s
+
d
d
d
b
e
e
=
g
h
n t
n
dayto-day variation present in the bamount
t
2
a
v
of
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the
W
r
uthird
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n
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o
e
2
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3
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6
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O
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u n
When we combine thea analytical
a o c k
a
graphical
a e
r
e n with the
c
e t
t
u
y
e
a
information from the previous
n
u
c
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- - -

6
frequency diagram
2
3
2 2 2
a n
gives
critical 5information
3 4us the
t
that there
is
p c
2
2
a
0 0 0
u
ewith a thickness
e
only
1
one
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1
o
of
e
e
0.0629
0
0
n
inches.
n e h c d a
The
range
e t
e
of
o
o
o
e
n
e
t
tures, we see a more complete
t
7 picture of the
n n
t
s d
8
a
u
our data is fairly
u
u
A ne d clutch plate
e data
h
broad;2 the
t
d
frequency
2
2 diagram
a e c
o
s
shows
an t overall
M M M
y c o
n
s =
t
2 eThe rgrands average,
n
n
e
we are studying (Figure
e
a d
h s17.11).
)7
0.0627
y
t
spread
v
of
the
distribution
0
h
d0.0012+ inches.
t
n g
o o o
of
d
p
d
y
s
3 f
+
In
u
s
general,
through
i
a
r
a
e a
t
a
f
e
inches, median (0.0626),
d d d
e
e
e
e
a
t
confirm
that
s and mode h(0.0626)
h
the
n
a d
their calculations
e and diagrams,
2 2
6 engineers
7have
the
d
e e e
e a
d
d
g t u v r
A
learned
n
t
e a
t
a
histogram is skewed slightly
a
0
c
t
a
2
to
the
right.
Because
t
s e
t
g
the e g
t
T w at
m we know
that they are making
the
e
+ plates
2
too
thick.
h mo d
a
They
2 have
o
also
t
o
o
e
n
grand average of the data,
h e
u the distribution
2
h
we
also
t
know
1
that
- 1
n K
h g e n
a n s isy w z
learned that the
h cmachining
2
1
1
process
2
is not
e h v
producing
platesa
c
k s
e r of 0.0625
t
e e
centered on the desired
evalue
e
+
target
u
b
n
m
inches.
2
2
2
m
r
The h
b
of consistent thickness.
k
s
e o
4
7
0
h a
a
d
2
t
f
d
n a n
0 0 0
e tr
a f
2
\not
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5
e
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g
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g
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e
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p
r

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4

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r

s
s

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h
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Other Measures
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e

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t
d

h
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h
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When
h a distribution lacks symmetry,o it
s is
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sidered skewed. A picturee of uthed distribution
0 u
is not esnecessary
s
o
o
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a
H
s
s
h 1
o
r
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to determine skewness.
k
e 2
Skewness
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by calcu
c
%
r
X
c

lating the following


d
value:
s
e

e
s
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x
)

_ i=1

n a3

h
e

where
a3
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n
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t

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=
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=
=

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Once determined,
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gure
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n
r

d
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d h of
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zero
2 the distribution
e
0 means that
is
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c
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e
rical. A valuea greater
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zero means that2the data are
v skewed
e
t

c
a
to the right; the
tail of+the distribution
2
u
goes to the right.
If the

to the left, with a tail of the distribution going to the


left (Fig
r

ilxi if/nco

o
f

0
6
a
value is negative
(less5 than
zero), then the
r

- 2

o a

n n
s c
s e

o
0
distribution
nis
)

skewed

2
ure 17.23). The higher
3
e
0 -the value, the stronger the skewness-

0
Kurtosis
L

h o

t
w
Kurtosis,

the peakedness
of the data, iso another

e
t
s that can
value
h t be calculated:
+
e h
r
r
e e

R
K

ifdxi iii/n

2
2

me

a
c

a4

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e
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e

l/\ A

Sk e w e d t o r ig h t

Statistics-

Skewed to right

"

Pla ty k u r t ic

Le pt o k u r t ic

193

Platykurtic

Leptokurtic

Ku r t o si s
FIGURE 17.24 Kurtosis

FIGURE 17 24

e a ke d

t ha n t ha t o n t h e r i

ht I t s k u r t o s i s

v a lu e w o u

ld

g
p
more peaked than that on the right. Its kurtosis value would
b e l a r ge r
be larger.
m ore

Sk e w e d t o le f t
Skewed to left

/1

EO R E M
IT T H THEOREM
CE
N T R A L L IMLIMIT
CENTRAL

s of sam
use
l i m i t limit
T h e c eThe
t h
l a t i o n o f i t e mofs items.
n t r a lcentral
theo
s t a ketaken
n f r o mfrom
a po p
a upopulation
p i e ples
d
d
l
data
and
he s amthe
f r o m t from
ata an
dr aw
l u si o n s t o be to
bl es c o n cconclusions
bendrawn
r e mrem
e n a enables
p e sample
that a
he o r e mtheorem
e : ; 1 1 1 =
l l i m i t tlimit
I I
at a
l ie d t o a to
l a t i o n T he cThe
s t a t es t hstates
a p papplied
e n t r acentral
p o ap upopulation.
as the
distributed;
to
be
normally
tends
u p o f saofsample
rn p/e a v e r aaverages
gr o group
ges t en ds t o be n o r m a ll y di st r i bu t e d; a s t he
sample size 11 increases, this tendency toward normality improves.
FIGURE
sa m ple s iz e n i ncrease t h i s t e n de n c y t o w a rd n o r m a l i ty i m p r o v es
Sk e w n e s s
FI GU RE17.23
17 2 3 Skewness
n = 30
In
words, sampling distributions with sample size
30
I n o t hother
e F w o r ds sa m p l i n g di s t r i bu t i o n s w i t h sa m p l e s i z e n
distriwill approximate a normal curve faster than a sampling
di s t
w i ll a pp r o x i m a t e a n o r m a l c u r v e f a s t e r t h a n a s a m p l i n g
=
where
bution with a sample size n 5. The population from which the
w he r e
b u t to n w i t h a s a m p l e s i z e n 5 T h e p o p u l a t i o n f r o m w h i c h t h e
samples are taken does not need to be normally distributed for
a4 = kurtosis
sa m pl e s a r e t a k e n d o e s n o t n e e d t o be n o r m a l l y d i s t r i bu t e d f o r
the sample averages to tend to be normally distributed (Figku r t o s is
Xia 4= individual
data values under study
t h e s a m p l e a v e r a ge s t o t e n d t o be n o r m a ll y d i s t r i bu t e d ( F
ure 17.25). In the eld of quality, the central limit theorem supi
i
i
X=
d
d
l
d
l
d
n
v
a t a v a u e s u n e r st u dy
ua
i i average
of
individual
values
fi e ld
l li m population.
17 25the
i t t h e o r e m The
t h e of
u r eports
o f qu alit y
e c e n t r athe
) I n use
s mean
sampling
tot hanalyze
a v e r a ge
o f i n d iv i du a l v a l u e s
size
11 x= sample
h
f
l
i
l
h
l
h
i
o
T
t
t
t
r
t
t
s
e
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s
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sa
m
n
a n a approximate
a n popuofethe
p of the sample averages
p g o will
yz e e po p u atheo nmeane m
iz e
s a m p l e s deviation
5 n= standard
ofsample
he s a m The
l
i
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i
f
h
h
t
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e
av
e
r
a
variation
associated
o
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with
the
sample
averages
r
x
m
a
w
a
e
e
m
e
a
n
o
e
p
pp
g
p o will be
s
s t a n d a r d d e v i a t i o n o f s a m p ]e
with
be
compared
important
Once calculated, the kurtosis value must
l a t iless
he v a that
i a t e d w i t h t h e It
l e a v e r a ge s wtoi llremember
be
o n Tthan
r i a t i o of
n athe
s s o c population.
m p
sa is
that
another
tend
toward
normality,
as the
k uwith
O n c e cdistribution
it h
b eorder
d wintera l c u l a t e d t h eor
l e s sthat
h athe
r t o s i sa v standard
a l u e m u s t in
l
c o m pto
t h a nit t is
a r ebe
t o f sample
i
i
i
I
t h e p o p averages
t
t
u a on
s m p o r t a n t t o r e m e m be r
side
is
following
Lean
Six
Sigma
Tools
preted.
In
Figure
17.24,
the
distribution
on
the
left
at
Work
feature
shows.
a n o t h e r di s t r i b u t i o n o r w i t h a s t a n d a r d i n r l e r t o b e 1n t e +
t h a t i t i s t h e sa m pl e a v e r a ges t h a t t e n d t o w a r d n o r m a l i t a s t h e
y

d based
of
u sethe
o n t h e on
M uMuch
o l i s ba seis
s s c o n t r control
c h o f s tof
st ic al pr o c e
a t istatistical
process

p r e t e d I n Fi gu r e 17 24 t h e d i s t r i b u t i o n
,

o n t hc

l e ft

Triangular distribution of X8

Tr ia n g u la r d is t r ib u t io n

of

Xs

Uniform distribution of X3

FIGURE 17.25

s i de

is

f o ll o w i n g Le a n Six Si gm

To o l s a t W o r k fe a t u r e s ho w

rail

Approximately normal distribution of X3

A pp r o x im a t e ly n o r m a l d is t r ib u t io n o f Xs

Approximately normal distribution of X5

Nonnormal Distributions and Their Plots of Averages

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194

CHAPTER SEVENTEEN

at W0 RK
LEAN Six 8 lGMA TOOLS

Using the Central Limit Theorem


/b
Chuck and Bob are trying to settle an argument. Chuck says

that averages from a deck of cards will form a normal curve

when plotted. Bob says they won't. They decide to try the following exercise involving averages. They are going to follow

these rules:

1. They Will randomly select five cards from a well-shuffled

deck and write down the values (Figure 17.26). (An ace is

worth 1 point, a jam 11' a queen 12' and a king 13')


2. They will record the numerical values on a graph (Figure

1726)

3' They Will calculate the average for the five cards.

4. They will graph the results of step 3 on a graph separate


from that used in step 2 (Figure 17.27).
5_ They will then replace the five cards in the deck.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25

11
1
9
11
7
11
1
13
2
4
2
6
2
2
6
3
8
5
2
5
9
1
4
3
1

1
2
3
4
5
6
7
8
9
10
11
12
13

JHi'
W
W
W
W
W
.LH'T
W
W
W
LHl'
W
W

13
7
5
5
12
9
4
3
4
5
5
9
3
6
8
4
1
7
5
7
1
13
5
7
7

10
12
12
7
13
5
13
2
1
12
7
8
6
9
8
12
8
6
4
12
3
9
13
9
6

W
W
W
.LHT
W
W
W
W
W
W
W
W
LHl

FIGURE 17.26

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12
9
1
9
7
1
12
6
10
1
7
2
11
11
9
1
6
8
10
7
6
3
5
8
6

W
W
H/il
W
W
LHl
W
W
J/Hl'
W
W
.1e
LHT

7
3
11
12
4
13
13
12
13
9
11
12
11
13
1
6
10
8
1
8
12
6
7
10
1

10.6
6.4
7.6
8.8
8.6
7.8
8.6
7.2
6.0
6.2
6.4
7.4
6.6
8.2
6.4
5.2
6.6
6.8
4.4
7.8
6.2
6.4
6.8
7.4
4.2

6. They W' 5te the deck.

t'me s
'I. They will repeat this process 5 0

the results of steps 1 and 2, Because the


Figure 17.26 displays
selection of cards from the deck was
deck was well shuffled and the

of being SEIectedl/SZ.
random, each card had the same chance
the frequency diagram in
in
values
of
distribution
The fairly uniform
of card was selected
.

shows that each type

The distribution would be


Figure. 17 26
atel the same number of times.

had been drawn.


25220:; uriiform if a greater number of cards
4. Notice that as the
the
results
of
step
Figure 1727 graphs
more

results look
number of averages recorded increases, the

limit
and more like a normal curve. As predicted by the central
final

the
diatheorem. the distribution of the sample averages In
has
occurred
This
normal.
is
approximately
17.27
gram in Figure
even though the original distribution was not normal.
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50

8
9
12
12
1
12
3
9
6
2
6
9
2
10
13
2
10
13
9
6
1
9
8
12
2

10
13
4
4
12
3
5
1
8
12
4
13
1
11
2
1O
4
13
10
7
4
11
13
11
12

1
2
12
7
3
10
1O
2
6
5
8
3
'13
5
8
5
12
7
7
8
12
8
1O
11
5

9
2
3
6
12
11
2
3
13
10
9
10
7
12
2
4
7
1
11
7
11
1
13
2
11

10
2
13
9
11
6
7
11
9
4
12
1
5
13
11
11
11
10
11
4
13
11
4
3
9

W I |
| | l I
l
|
| | l
W
l
W
l I
W
W
LHT

l
l
l | I
W
| |

Numerical Values of Cards and Frequency Distribution

7.6
5.6
8.8
7.6
7.8
8.4
5.4
5.2
8.4
6.6
7.8
7.2
5.6
10.2
7.2
6.4
8.8
8.8
9.6
6.4
8.2
8.0
9.6
7.8
7.8

Statistics
\

After 10

/// ///
,9

7.9 "-19 419 \)'i9


.99 o9 .0 <9

.0

// / WW/
a 60 6-19

999
6
6
,\

////

195

averages
are
recorded

76%/

////

@070

90%

After 25
averages
are
recorded

/
\

0.9

//// //// /
After 50
averages

1966 71/76 7699/


\

1999 7666 7669- 7669 // //

FIGURE 17.27

Distribution of Sample Averages

NORMAL FREQUENCY
DISTRIBUTION
The normal frequency distribution, the familiar bellshaped
curve (Figure 17.28), is commonly called a normal curve.
A normal frequency distribution is described by the normal
density function:
1
=
.3(x-11V/202 00 < x < 00
f(x)

The normal frequency distribution has six distinct features:


A normal curve is symmetrical about u, the central value.
The mean, mode, and median are all equal.

The curve is unimodal and bell-shaped.


PP?! Data values concentrate around the mean value of the

distribution and decrease in frequency as the values get


further away from the mean.

5. The area under the normal curve equals 1. One


hundred percent of the data are found under the normal
curve, 50 percent on the left-hand side, 50 percent on
the right.
6. The normal distribution can be described in terms of its

mean and standard deviation by observing that 99.7

percent of the measured values fall within 21:3 standard

deviations of the mean (p. :h 30'), that 95.5 percent of


the data fall within i2 standard deviations of the mean
(u :t 20'), and that 68.3 percent of the data fall within

i1 standard deviation ([4. :l: 10'). Figure 17.29 demon

strates the percentage of measurements falling within


each standard deviation.

These six features combine to create a peak in the center of


the distribution, with the number of values decreasing as the

measurements get farther away from the mean. As the data

Mode

Median,
Mean,

FIGURE 17.28

The Normal Curve

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fall away toward the horizontal axis. the curve attens. The

tails of the normal distribution approach the horizontal axis


and extend indenitely, never reaching or crossing it.
Although not all symmetrical distributions are normal
distributions, these six features are general indicators ofa
normal distribution. (There is a chi square test for normal-

ity. Refer to a statistics text for a complete description of the


chi square test.)

196

CHAPTER SEVENTEEN

T hi s f o

if

sisigee

Pe r c e n t a ge

\']_

f M e a su r e m

en ts

Fa ll i n g

gt

e ar ea u n

po

p u l a t i o n s t a n da r d

d ev

i at i

(T

di

1 t o fi n d t h e

v al

x
ue
u s e d w i t h t h e t a bl e i n A p p e n
Appendix 1 to nd the value
Z is used withh the table in
e
c
t
t
r
h
e
n
s
a
n
h
i
a
r
e
s
e
r
e
c
p a percentage
o f t he a r e a u n de r t e c u r v e w
p
ge
of the area under the curve, which represents
du c ed If
or
r o p o r t i o n o f t h e p r o d u c t o r m e a s u r e m e n t s p r o produced.
If
of the product or measurements
or pproportion
h
f
h
i
t
e
c
e n ter o f
h
o
i
t
i
to t e r g
z h a s a p o s i t i v e v a l u e t h e n t its is
of
center
the
of
right
to the
Z has a positive value, then
h e the
z vZ
I f tIf
a l uvalue
e is
i s isl a rlarger
n x i.
t h e d i s t r i b u t i o n a nand
is
ge r t h athan
i
distribution d X Xi
the
d
X
f
h
i sXi is
t
e
a
n
r
t ethe
c e n center
t s i dside
e o of
t hthe
e l e fleft
n e g a t i v e t h e n i titi siso n
and
on
i
negative, then
h a n xX.
s m a ll e r t than
smaller
,

f in t e r e st

o r

va ue o

z is

il i

l P b

o rm u a

_
s t a n da r d n o r m a l v a l u e
p. =
standard normal value

=
0-; = population standard deviation

i n di v i du a l x

( r ji

Th
r e a u n de r t he n o r m a l c u r v e c a n be de t e r m i n e d i f t h e
the normal curve can be determined if the
The areae aunder
m e a n a n d t h e s t a n d a r d d e v i a t i o n a r e k n o w n T h emean,
or
mean and the standard deviation are known. The m e a n or
t h e cof
h e a v e r a glocates
a s samples,
e o f s a m p lthe
the
o fthe
e l o c a t ethe
e s taverage,
s t he
c e n t e r of
center
in thei ncase
l
i
d
ib
i
d
fi
he
h
d
d
d
T
i
i
t
n
o
t
r
m
a
t
s
r
u
t
t
n
e v a o n denes
e n e s the
e s a n a r deviation
standard
normal distribution. oThe
d o fdata
h e c e n t of
f t hdistribution.
t h e dabout
r e athe
a t a a b othe
u t tcenter
e r othe
e d i s t r ib u t i o n
spreads pof
and
h
T
l
h
d
f
i
i
i
i
d
in
features
t
t he
e r e a o n s discussed
o the
a n d6 6of
n ea t u r e5
s 5
The relationships
p s sc u s se
ca l
t o calcun o r frequency
m a l f r e q u e ndistribution
t p o s s i bl eto
c y d i s t r i b u t i omake
n m a kit
e ipossible
normal
two
any
between
fall
that
values
of
l
h
f
l
h
f
l
l
b
percentage
late the
a t e t e p e r c e n t a ge o
v a u es t at
a
e t w een a n y tw o
are under the normal
data
readings.
I f percent
10 0 p e r c eof
r e a d i If
n g s100
o f th
n t the
e da t a a r e u n de r t he n o r m a l
or below a
curve,c u rthen
h e a m o u nof
r p m d u c above
t oproduct
t a bo v e o r be l o w a
t hthe
ve
e n tamount
may be
values
These
determined.
be
value can
particular
p a r t i c u l a r v a l u e c a n be d e t e r m i n e d T h e s e v a l u e s m a y b e
as the upper and lower specication limdimensions
d i m e n s isuch
l
o n s s u c h a s t h e u p p e r a n d l o w e r s p e c i fi c a t i o n
of interest.
any value
canc abe
they
or
designer
the
its seti t by
h
b
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j
i
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d
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t
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e
o
r
t
a
e
e
s
n
e
e
s se
y
y
y
g
under the normal curve
area
the
nding
for
The formula
fi d i
d
h
l
l f
h
h f
T

population means and pop-

Xvalue of interest
Xi =pindividual
o p u l a t io n m e a n
p
=
population mean
p.

orm
ro a b ty
Standard Normal aProbability
Di s t r i bu t i o n : z Ta b l e s
2 Tables
Distribution:

is as follows:
i s a s f o l lo w

po

he r e
Xi

FIGURE
17.29
of Measurements Falling
W i t h i n Ea c hPercentage
St a n d a r d D e v i a t i o n
Within Each Standard Deviation

St a n da r d N

/1

where

K\I

99.17%

FIGU R E 1 7 2 9

Xj
=

m ean s a n

:3099 Y%

__l/

d a r d d e v i a t i o n s : with

(T

:16
68.53%

st a n

p o p u la t io n

This formula also works


lation standard deviations:
}a t i o n

r m u l a a l so w o r k s w i t h

er t

e no rm a

cu rve

s:

d e r t hthe
c i a t e d w i t hwith
v e a s s oassociated
T
e n o normal
r m a l c u rcurve
e a u nunder
n d th
e a rarea
o fi
the
nd
To

ll o w i n g p r oprocedure:
c e du r e :
e f o following
u use
s e t hthe
aa particular
p a r t i c u l a r XXi,
j
'

f y t h a tthat
Use
e r iverify
t he the
fo r m a t i o n o non
h e i ninformation
1.
v e s t o vto
1 U
n onormal
r m a l c u rcurves
s e tthe
distributed.
measurements
r m a ll y d i s t r i b u t e d
e n onormally
m
e a s u r e m e n t s a rare

the mean, standard deviation, and value of interest


2.
Use
2 U
s e t h e m e a n s t a n d a r d d e v i a t i o n a n d v a l u e o f i n t e r e st
the formula to calculate Z.
iin
n t h e fo r m u l a t o c a l c u l a t e z
,

1.
Find the Z value in the table in Appendix
3.
3 F i n d t h e z v a <u e i n t h e t a bl e i n A
e n dix 1
pp

Use the table to convert the Z values to the area of


4.
4 U s e t h e t a bl e t o c o n v e r t t h e z v a l u e s t o t h e a r e a o f
interest.
in te r est
5. Convert the area of interest value from the table to a
5

a r e a o f i n t e r e st v a lu e f r o m t he
percentage by multiplying by 100.

Co n v e r t t he

p e r c e n t a ge by

m u

t a bl e t o a

l t i p l y i n g by 100

The table in Appendix 1 is a left-reading table, mean! h e t a b l e i n A pp e n dthe


l e f t r e athe
i s a under
d i n gcurve
t a bl e from
menegait will provide i x 1area
ing that
,

l
00 < X < 00
e(Klz/Zl2
=
:
:
(x) f
( x A ) : 1t r
=
00 < x < 00
e
(x )0V27r

2 l

where
w

i n g t hinfinity
d e rinterest
;i t i t w i l l p r o v i d e t h e value
fr o m
t h e c u r v e(Figure
e
17.30).
up to the a r e a u nof
n
tive

:Il e jn >
t h e vto
f i n t e r e s t (F i g
i n i l y u will
a l ube
e omanipulated
30 ) area
tou rnd
e 17 the
p t o have
values
These
l u e s wthe
T h e s e v athan
i l l hvalue
b e interest
a v e t o of
m a n i p u lor
d t o f i n d two
t h e a values.
a t ebetween
r ea
greater
shading
and
h
h
l
t
in
question
t
i
i
situation
t
r
e
a
e
r
v
e
a of
L1e the
o
n t e r e st o r be t w e e n t w o v a lu es
aa npicture
Drawing
g
:

calculations.
D r a warea
i n g aofp iinterest
h e s i t uhelps
c t u r e o f toften
the
i o n aZn d
a t i o n iclarify
n q u e s t the
sh a din g

he r e

t he

11' 3 3.14159

area o

f in t e r e st

o ft e n

h e l p s c l a r i fy t h e z

c a lc u l a t io n s

3 14 159
6 3 ?r2.71828
=

e
This formula can be simplied through the use of the stan1).
distribution
u s e o f t he s t a
n
h i s f o r mprobability
u l a c a n be s i m
gh t h e (Appendix
p l i fi e d t h r o u table
dard Tnormal

2 7 1828

dis t r ibu t io n
darci uses
a l pfollowing
r o b a b i l i t y formula:
n o r m the
This table
T h i s t a ble

u se s

t he fo l l o w i n

t a bl e

(A pp e n d i x 1)

g fo r m u l a :
1
_ 22/2
8

2) = V2?
f (z )
=

'

where
w

x-I x

he r e

Z =

= standard normal value

sY
B
I
da rinterest
z
=
d n o r m a l v a lu e
s t a n of
individual X value
X;
X = average
_

i n di v i d u a l x v a l u e o f i n t e r e s t
Xi
deviation
5 = standard
=

iR

av er age

scanned by CamScanner
Scanned

00

Xi

)_(

__-

Z Table
Curve
Xi
FIGURE 17.30 Normal
x for Left-Reading

Probability Distribution
Using Standard Normal
l P b b i I it D i t i b t i

/IQ

U s i n g St a

da rd No

rm a

ro

s r

LEAN SIX SIGMA TTOOLS


o O L S
L E A N S IX S IG M A

on

0 R K
att wWORK

The engineers working with the clutch plate thickness data have

ha v e
s s d a t aThey
t h i c k n e curve.
e normal
e c l u t c h p l a ta
t h t happroximate
thatk itheir
n g w idata
e n g in e e r s w o r
T h edetermined
T
h
e
rv e
a l c u from
r mparts
x i m a t e a n oof
theysama p p r opercentage
like to determine
t h e i r d a t a what
e r m in e d t ha t
d e t would
s
e
f
s f r o m t hinch.
a r t 0.0629
o
t
e
a
below
0.0624
inch
e
n
h
t
c
are
and
above
e
r
p
a
w
g
i
taken
e
ples
n
m
p
t
r
e
de
w o u ld l i k e t o
h
i
9
c
2
n
h a n d a bo v e 0 0 6
r e b e lo w 0 0 6 2 4 i n c
p i e s t a ke n a
data in Table 17.3, they

calculated an average of
1. From the
e o f the
v e r a gused
l a t e d a n aThey
l c u0.00023.
a
standard
3 t h e y c aof
and
l
b
T
0.0627
e 1 7 deviation
i
a
n
d
t
a
a
h
t
e
m
F
o
r
1
d t he
e
u
s
T
h
e
3
2
0
0
0
0
f
y
i
t on o
of parts under 0.0624
e v i apercentage
s t a n d a r d dthe
2 7 a n dtoa determine
0 026 tables
624
0
0
d
e
r
n
t
u
f
s
a
r
o
t
e
In
Figure
17.31
the
area
of
interest
is shaded.
p
t o d e t e r m in e t he pe r c e n a g
b l e s thick.
z t ainch
i n c h t h ic k

I n F i g u r e 1 7 3 1 t h-e

0.0624
2 =

a re a o

f i n t e r e s t is

0.0627 =
1.30
627

0 0
0 0 6 2 40.00023

ha d e d

J U

23

0 000
From Appendix 1: Area = 0.0968

or 9.68 percent of the parts are thinner than 0.0624 inch.


2. When determining the percentage of the parts that are
0.0629 inch thick or thicker, it is important to note that the
table in Appendix 1 is a left-reading table. Because the ent he
a u s e thicker
e c parts
i n g t a b l e Bof
gineers want to determine
l f t the
r e a dpercentage
t a b le i n A p pe n d ix 1 is a e
h
i c k will
t
er
17.32),
t
f
area
shaded
in
Figure
s
r
they
a
(the
o
t
e
0.0629
a
n
than
e
c
r
p
h
e
t
e p
g
de te r m in e
Bi n e e r s w a n t t o
h
w ill
t
2
e
area
up
to
0.0629
from
1.00.
3
7
)
the
1
i
to
subtract
F
have
y
r
e
i
u
d
n
d
h
e
a
g
0 0 6 2 9 (t h e a r e a s
t ha n

0.0629 0.0627 = 0.87


z_
0 06 27
0 0 6 2 90.00023
7

0627
o
=
II
x

Ar

u n

d e r t he

l c u r v e) : 0.8079 = 0.1921
1.00

no rm a

pa r t s 0 0 6 2 3 in c h a n t n
f in t e r e s t f o r 0 0 6 2 6 in c h

a n

d t h in

ner

t h in n e

0.0623 0.0627 =
1 _7
0.00023

or

r:

1.74

Areal = 0.0409
Are a

0 0409

or 4.09 percent of the parts are 0.0623 inches or thinner.


or

4 0 9 pe rc e n t

f t he pa r ts

are

0 0 6 2 3 in c he s

or t

h in

ner

Then solve for parts 0.0626 inches or thinner:

T he

19 2
0 7 9 are0 thicker
0 8 parts
1 0 0 of the
than 0.0629 inch.
or 19.21 percent
2 9 iparts
nc h
h
of5 the
k
t
want
to
find
the
percentage
also
an 0 0
e
r
i
engineers
h
c
3.o r The
t
19 2 1 p e r c e n t o f t h e p a r t s a r e
area
of
interthick:
The
and t0.0626
inch
between 0.0623
h
a
t a e o f t e p rt s
T h e e n g i n e e r s a ls o w a n t o f i n d t h e p e r c e n g
est is shaded in Figure 17.33. In this problem the engineers
of interest. one for those parts
must calculate two areas
17 3 3 I n t h i s p r o b l e m t h e e n g i n e e r s
e s t is s h a d e d i n F ig u r e
and the other for those
0.0623 inches thick ors thinner
a r t s parts
o f in t e r e s t o n e l o r t ho s e p
m u s t c a lc u l a t e t w o a r e a
for
of
interest
area
or
thinner.
The
0.0626 inch thick
h
s e those
t
o
f
h
o
r
t
e
r
pa rt s
h
t
e o
0 0 6 2 3 i n c h e s t h ic k o r t h i n n e r a n d
from
will
be
subtracted
thinner
parts 0.0623 inch and
h
t
othe
se
f
r
t
o
t
s
e
r
f
i
n
e
o
a
0 0 6 2 6 i n c h t h ic k o r t h i n n e r T h e a r e
and
thinner.
inch
area of interest for 0.0626
h
t
e
f
m
o
r
d
t
e
b
t
c
r
a
l
u
l
b
i
e
s
d hi n er w
a re a o

u r

0 00 0 23

n s o lv e

U n der t he

f o r pa rt s 0 0 6 2 3 in c h

s o lv e

in c h
6 2 9thicker
0 0are
they want the percentage
However,
r t h a nthat
t h i nof
n eparts
8 0 7 9 pe r c e n t o f t he pa r ts a r e

f ro m

ea

First solve for parts 0.0623 inch or thinner:

F ir s t

er
than 0.0629 inch. To find this areaf they
t h a t Subtract
a r e t h i c kthe
a r t smust
Ho w e v e r t he y w a n t t he pe rc e n t a ge o p
area from 1.0 (remember: 100 percent of the parts fall
under the
normal curve):
t fa ll
1 0 (r e m e m b e r 1 0 0 p e r c e n t o f t h e p a r s

a rea

Xi = 0.0629
Area Under the CCurve,
0 0629
v e X

FIGURE 17.32

or 80.79 percent of the parts are thinner than 0.0629 inch.


o r

0.0629
=
H
xi

l ><

F IG U R E 1 7 3 2

0 8

0 000 23
Area = 0.8079

f o r pa rt s 0 0 6 2 6 in c h e s

t h in

0.0626 0.0627 7
0'44
0 0627
22 7 0 0 6 20.00023
6
0 44
Z2
o r

ne r

0 000 23
Areag = 0.3300
0 3300

A re a z

or 33 percent of the parts are 0.0626 inches or thinner. SubS


e s o r t h in n e r
n c h area
0 0 6 2 6 ithe
s a r edetermine
f t h areas
e p a r twill
c e n t otwo
in between:
r 3 3 p e rthese
otracting
ill det e r m in e t he

a re a

a re
0.3300 0.0409 = 0.2891

t r a c t in g t he s e t w o

as w

0 3300

0 0409

in be tw e e

0 289 1

or 28.91 percent of the parts fall between 0.0623 and


0 0623 and
o0.0626
r 2 8 9 1 inches.
pe r c e n t o f t h e p a r ts f a ll be t w e e n
0 0 6 2 6 in c he s

OO*->

x:
0.0624 0627
= 0
i
.
xi
II

FIGURE 17.31
F 1 GT 1 R 1 7 1

0623
0

0.0626

X1
II

X2n 2n

l x
Area Under the Curve Between
x

FIGURE 17.33

Area Under the Curve, Xi = 0.0624

0.0623
A
3
1 7 30.0626
F IG U R and

0 0624

d 0 06 26

re a

t In d e

t he

0627
0

Cu

scanned by CamScanner
Scanned

r v e

0 06 23

r ea

a n

U n de r the Cu

r v e

Be tw

een

h/
.


EV E N T E EN
H A PT ER S
SEVENTEEN
C
CHAPTER

98
1
198

E
s t im a t e
Estimate
05
/ 2 = 00.05
a/2

0 45

IInterval
n te rv a l
X
x,<
1

X2
->X2

2:0
0

-1545
1 64 5

C
o n fi d e n c e
Condence

34
IG U R E 17
F
17.34
FIGURE

05
/ 2 = 00-05
01/2

[4-
1-

ia gr a m
IInterval
n te r v al D
Diagram

1 64 5
+
+1.645

90%
90/o

l1

u r v e
o r m al C
Curve
Normal
FIGURE 17.35 N
f
i
de n c e
o n
Pe r c e n t C
9 0 Percent
Condence
h o w i n g 90
S
Showing

F IGU RE 17 3 5

Lev el
Level
V
alu es
Values

h o u l d be
b e rrounded
t o two
tw o d
o u n d e d to
o r
e c i m a l places
off zZ sshould
decimal
p l a c e s ffor

h e table.
ls o b
t a b l e IInterpolation
n tthe
n t e Fp o l a t i o n b
an a
e t w e e n vvalues
a l u e s ccan
use iin
between
also
bee

u se

e r fo r m e d
performed.
p

tw o
o r m i n u s two
w i t h i n plus
5 5 percent
i gm a 9
i n u s oone
n e ssigma,
p l u s or
95.5
p e r c e n t within
or minus
minus
h
i
i
t
r
e
e
s
l
m
n
u
s
a
i
m
r
h
i
s
o
u
t
n
Sigma.
t
three
w
minus
e
n
d
7
c
9
9
or
e
r
g
i
n
ssigma,
p
99.7 ppercent within plus
g m a aand
l
i
T
h
is
h
t
i
t
s
o
a
l
w
i
t
e
i
t
n
sp
2 7 percent
in the two tails. This
h e rremaining
T
e m a in in g 0
0.27
p e r c e n t iss split
The
h
i
2
ta il
eac
l p h a ((1)
w it h a
i s rreferred
tail.
as a
o as
01/2
l inn each
e f e r r e d tto
alpha
( a ) with
r o b a b i l i t y is
probability
p
i
0
f
d
i
9
f
e
r
c
e
s
c
en t
f
h
d
e
n
l
i
n
c
o
h
b
z
o
t
e
r
e
e
i
U
t
percent,
e
t
e
s
is
90
e
a
of
condence
s
n
p
if
the
degree
Z
tables,
Usingg the
g
o r m

C
O N F I D E N C E IINTERVALS
N T ERVA LS
CONFIDENCE
P
e o ple
People

t u dy p
w h o sstudy
r o c e sse s a
n u
n de r st a n din g
r e iinterested
n t e r e s t e d iin
who
processes
are
understanding
f
f t e n uunfeasil
i
i
j
i
B
b
e
r
o
t
t
r
m
a
n
c
e
c
a
n fe a s i
s o
e c a u s e it is
process pperformance capability.
often
p
pa
y Because
b
l
t
h
iitem
e a su r e e
tem p
ac
r o du ced b
r o c e ss o
a c t iv i t y
blee too mmeasure
each
orr activity
produced
byy aa pprocess
h e s e ssamr o v ide d b
F
e r v ice s
a m ples a
r e ttaken.
a ke n
r o m tthese
am
provided
byy aa sservice,
samples
are
From
p
e n ssamples
v e r a ge s a
r e ccalculated.
a lc u la ted W
a m p l e s iin
n aa ssubgroup
u b gr o u p
ples,
are
When
p i e s aaverages
r o c ess

h e sstandard
ta n dar d d
hese
n d tthe
e v i a t i o n ccalculated,
a l c u l a t e d tthese
are averaged
deviation
g e d aand

a r e av e r a

h e ccentral
o in t e
stim a te s A
es u lt o
en tr al
values are called ppoint
estimates.
Ass aa rresult
off tthe
l
h
a
o n g a
ey a
r e rrandom
a n do m
a
n d u
n bia s e d
ass long
ass tthey
are
and
unbiased
h e s e ssubgroup
ssamples,
a m p l e s tthese
u b g r o u p ssample
a m p le a
v e r a g e s ccan
an s
er v e a
st i
averages
serve
ass eestihe p
m
D
a to r s o
o p u la t i o n m
ea n
he
e t e r m i n i n g whether
mators
off tthe
w h e t h e r tthe
population
mean.
Determining
ssample
a m ple a
v e r a g e iis
s a
f
o o d approximation
app r o x im a tio n o
h
l
i
t
average
t
e
a ggood
o
u
a
o
n
of the population
p p
d
d
h
m
d
f
e
a
n
e
e
n
t
h
s
o
n
e
l
s
r
e
a
t
d
h
o
mean depends
a m p e data,
t e sstanta n
a t a the
on the spread
of thee ssample
p
p
dar
ci d
he d
i s t r i b u t i o n oof
ev ia tio n o
f the
t h e ssubgroup.
dard
deviation
he
off tthe
u bgr o u p T
distribution
The
v a lu es a r e c alled

llimit
he o r e m
i m i t ttheorem,

da r d d
e v ia t io n
t a n d a r d error
o
SE ) iindicates
standard
er ro r (
deviation,
he
orr sstandard
n d i c a t e s tthe
(SE),

st a n

h a t wwill
i l l eexist
r r o r tthat
h e n tthe
h e ssubgroup
x ist w
amountt ooff eerror
u b gr o u p a
when
v e r a ge
average

am o u n

iiss

h e ppopulation
s t i m a t e tthe
o p u la t io n m
B
usedd ttoo eestimate
ea n
e c a u s e ssamples
a m p le s
mean.
Because

u se

h e ppopulation,
o p u l a t i o n iitt iis
representt tthe
s p
o s s i b l e tto
o w
he t he r
o n de r w
possible
wonder
whether
h
tthe
e ssample
v e r a g e iis
a m p l e aaverage
s a
o o d e
st im a te o
h e population
a ggood
o
estimate
u
off tthe
p p la t i o n
r ep r ese n

ther w
o r ds h
o w m
mean. IInn oother
u c h ccondence
o n %d e n c e sshould
h o u l d be
words,
how
much
be

m ea n

T h e con17 3 5 The
i n Figure
F i g u r e 17.35.
l d aappear
c on
then the
would
p p e a r aass in
h
i
i
l
d
t
h
d
h
i n t e r v a determines
e s
n e s the
d
l e v e l aattached
z e or
tto
t e interval
eter m
o r
ttac e
o the
e n c e level
size
dence

then the

a lu e s o
h a t tthe
spreadd ooff vvalues,
n t e r v a l tthat
h e ppopulation
orr iinterval,
o p u l a t i o n parameter
pa r a m e te r
%
i t h aa sspecied
t s iin
fi
i
n w
d
b
e
c
e
b
l
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ts
i
r
with
F
o
a
t y For
o r e
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x a m p l e tthe
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p
p
example,
e r so n

sp r e a

w o u

h e iinterval.
i d t h of
r eater
s i z e s provide
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a m p l e sizes
n ter v al L
o f tthe
Large
greater
width
p r o v ide g

f i d e n c e aand
h e r e f o r e aa nnarrower
h a n small
n t e r v a l tthan
n d ttherefore,
a r r o w e r iinterval,
sm a ll
condence,

co n

he d
ize s T
e gr e e o
o n %d e n c e iis
s e
x p r e s s e d as
as a
p
sample
The
degree
off ccondence
expressed
a perp l e ssizes.
i
h e degrees
T
d e g r e e s of
ccentage.
e n t a ge
o f condence
c h o s e n are
c o n f d e n c e chosen
are
Typically,
y p i c a l l y tthe
9
10 ) 95
95 p
e r c e n t (a
0 0 5 ) and
e r c e n t (a
9 9 per900 ppercent
a n d 99
( e1 = 00.10),
p
percent
(a = 0.05),
= 0.01).
0 0 1)
ccent
en t (
a
(a
C
o n j i d e n c e iinterval
t 1 t e r v a t ttesting
is a
e s t i n g is
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Confidence
a technique
t h a t enables
e n a bl e s
d
h o . v well
u
e l e t m i n e how
t h e ssubgroup
uss ttoo determine
w e t l the
1t bg r o u p average
a v e r a g e approximates
a pp r o x i m a t es
sa m

he p
tthe
o p t t la t i o n m
T h i s sstraightforward
t r a i g h t f o r w a r d calculation
e ; z t This
population
mean.
c a lc u l a t i o n m
a ke s
makes
i
iitt possible
b
l
s
k
t
o
s
e
o
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t
t
a
e
s
a
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h
t
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e
n
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h
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u c
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statements ssuch
a
t e r e is
s : there
a 9
as:
955 percent
pe r ce n t
r o b a b i l i t ): that
h e ssample
t h a t tthe
probability
a m p l e average
is a
a v e r a g e is
p
a good
e st im a t o r o
g o o d estimator
off
h e population
tthe
ean
i s aa 90
0
t h e r e is
p o p u la t io n m
mean
9 0 percent
or1: there
e
r
b
i
t
b
l
c
e
n
i
r o
ty
a
probability
p
p
t h a t the
the p
o p u l a t i o n mean
that
population
m e a n iis
b e t w e e n X1
s between
X an d X " T
d

and X2.
et
Too deter2

i n e xX1 and
an d X
mine
t h e eend
n d points
f o r tthe
X2,2 the
h e ccondence
o n f i d e n c e interval,
in te r v al
p o i n t s for
,
l

h e fformula:
o r m u la :
use tthe

u se

Z
( / 2)( )
Z(cm/2K0)
x i
/
X
-

VB

he r e

x = ssample
a m p le a
v e r a ge
average
=

ttaking
the m
a k i n g the
e a su r e m en t s m
measurements
ay
may

b
bee 9900 percent
o n f i d e n t tthat
ha t
p e r c e n t ccondent
f a l l wwithin
i l l fall
w
i t h i n aa g
i
will
i
v
e
n
n ter v al w
it h
given interval
with

t he p
o p u la t i o n m
ea n
the
population
mean
eend
n d p
o i n t s aatt x
a
n
points
X1, andd XX2.2 S50o aatt aa 9900 percent
o n fi d e n c e llevel,
p e r c e n t ccondence
ev el

r e ttaken
a ke n a
samples
0 0 iintervals
n d 1
n t e r v a l s ccreated,
p l e s aare
and
100
F e a t e d the
t h e vvalue
a lu e
,

sa m

l d aappear
h e 1100
would
n 9
0 0 intervals.
in te r v a ls C
900 ooff tthe
p p e a r iin
o n fi d e n c e iinterCondence
n ter
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a lc u l a t i o n s a
re p
b
i
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e m sshows
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v e r a g e s tend
t e n d tto
o b
o r m a ll
bee nnormally
ist r ib u t e d
distributed.
y d

be g
are expected
o be
r o u pe d 6
p e c t e d tto
grouped,
8 3 percent
68.3
w i t h i n plus
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t an da r d d
p
p a t o n sstandard
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ll sstandard
t a n d a r d deviation
d e v i a t i o n (also
l
( a s o "0(n_1))
1 ))
(
r o ba b ilit
probability
t h a t tthe
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y that
l
o
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a rrange
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an
estiFi g u r e 1
m
a t e d vvalue
alu e (
7 34 ) A
A ccondence
mated
(Figure
o n f i d e n c e iinterval
17.34).
n t e r v a l iis
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iif
f 10
1000

n u m

t h e interval
n the
i n t e r v a l (alpha
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(. / 2 )
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= pprobability
r o ba bi li t
he p
o p u l a t i o n mean
population
y tthe
m e a n is
i s in
i n tthe
h e interval
in te r v al
=

f r o m tthe
he 2
z ttable
a b l e in
in A
value from
Appendix
a r ea
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w ith a
p p e n d i x 11 with
an

v a lu e

a / 2 tto
i t s right
o its
off 01/2
r i gh t

S
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Statistics

C
o n f i d e n c e IInterval
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s in g
a l c u l a t io n U
Confidence
Calculation
Using

M
a n u f a c t u r in g
Manufacturing

d ic a l d
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m e

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n g i n e e r cconducted
o n d u c t e d ttwo
u r in g e
w o rrunoffs
engineer
u n o f f s ffor
o ld i n g
n j e c t io n m
or a
molding
ann iinjection
h
T
h
i
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which
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he p
m
e a s u r e d tthe
o p u l a t io n m
it h aa p
ea n w
measured,
8 0 0 mm
o p u l a t io n
population
as 0
m m w
mean
was
with
population
0.800

" :h
he re
where

r is k )
Interval (alpha 50

i n t e r v a l (a l p h a

t a b le
t ( / 2 ) = value
f r o m the
t h e tttable
v a l u e from
tux/2)

1
9 6 (0 0 0 7 )
1..96(0007)

d
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m

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o f dispersion
t h e measure
m e a s u r e of
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T
h e ttvalue
v a lu e
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he
The

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l a c k ooff iinformation
n f o r m a t io n a
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com

t he
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he m
l l e r tthe
h e ssample
o u bt e
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smaller
more

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l a r g e r tmust
ase d o
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e This
onn the
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ffreedom
t d s t r i b u t i o n
Va l u e s ffor
t h e tdistribution
h e ssystem,
o r the
r e e d o m iin
n tthe
1. Values
y s t e m nn 1
d ec
F ig u r e 17.37
1 7 3 7 as
w h e n decidin A
3 U
a
as a
u id e when
s e Figure
a gguide
appear
Appendix
Use
p p e a r in
p p e n d i x 3.

0.822
x
x = 0
822

z 5500

00 7
a = 00.007

i n g tto
it h e r m
o uuse
se e
e t ho d
ing
either
method.

05
aa = 0
0.05
95
0 5 = 00.95
1 00.05
z2W2)
(. 2 )

da ta
m o u nt o
1 ) the
2 ddegrees
t h e aamount
f r e e d o m ((n
n 1),
off data
e g r e e s of
o f freedom
u se

0
002
8 2 2 0:l: 0
0.822
0.002

i n the
in t e rv a l
i s in
t h e interval
e a n is
1
t he p
o p u la t io n m
mean
r o b a b i l i t y the
population
1 aa = pprobability

he p
o r tthe
h e ssecond
o p u l a t io n m
u n off
e c o n d rrunoff.
values ffor
e a n ffor
o r tthe
population
mean

he
i n tthe
o t in
s n
m e a n iIS
t he p
o p u l a t i o n mean
not
t h a t the
population
a = probability
p r o b a b i l it y that

va lu e s

Vn
V5

= s a m p le a v e r a g e
sample average
o f s a m p le s
n u m b e r 0f
n = number
saWP'es
s5 = s t a n d a r d d e v i a t i o n (a l s o "
Cn 1 ) )
standard deV'at'O" (3'50 " (ff-1))

ik e tto
o u ld llike
he
it h 9
o k
n ow w
o n f i d e n c e tthe
e r c e n t cconfidence,
engineer
know,
g i n e e r wwould
with
955 ppercent

(r

tt(a/2)(S)
(. / 2 ) (s )

en

0
8 2 2 /i
0822

xX

The
off 00.010
822 m
m aand
nd a
deviation
h e manumemp
sta n d a rd d
a standard
m a nu f ac t
0 10 T
e v i a t io n o
mm
of 00.822
iinterval
n t e rv a l

t w 0 R K

d a rd d
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r
00 7 F
o
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e c o n d rrunoff,
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5
e r e ssampled
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h e ir m
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n d ttheir
a ke n T
50
were
e a s u r e m e n t s ttaken.
and
These
measurements
rrandomly
e l e c t e d ssamples
a n d o m l y sselected
a m p le s o
a rt s h
e n gth
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off pparts
have
ann aaverage
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ng

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S IX S IG M A T O O L S

L EA
N

19 9
199

0
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0820

= vvalue
it h aan
h e zZ ttable
n
n A
a b l e iin
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f
it
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g

*
___________________

h e eengineer
0 8 20 0
8 24) T
n g in e e r c
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h e iinterval
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e
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The
can
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0.824).
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9
5 p
etw ee n
s b
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e r c e n t cconfident
o n f i d e n t tthat
population
mean
between
95
percent

F ig u r e 1
7 36)
vvalues
a l u e s ((Figure
17.36).
T
h e aabove
he z
b o v e fformula,
s i n g tthe
a b l e iis
s cconsidered
o n s id e r e d a
o r m u la
e aso n
u
using
2 ttable,
a rreasonThe
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0 F
b l e aapproximation
m a l l e r ssample
s
o r ssmaller
a m p l e ssizes
a
if nn 22 330.
For
able
p p r o x i m a t i o n if

h e s e ttwo
tthese
w o

0
822
0'822

In t e r v a l
interval

_'

0 82 4
032

F
IG U R E 1
7 36
FIGURE
17.36

L
Si g m a
e a n Si
Lean
Sixx Sigma
T
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In ter v a l
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Condence

h e t h e r tthe
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determine
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nott aann eeasy
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Use
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it h
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Is the value of a known?

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Use

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W2)(S)
VF

o f ffreedom.
re e d o m
d nn11 ddegrees
e g r e e s of
and

a n

7 37
F
IG U R E 1
17.37
FIGURE

he Z
z
B
e t w e e n tthe
Between

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o n f i d e n c e IInterval
n te r v a l C
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Condence
Calculations:
Choosing
d tt D
i s t r i b u t io n
and
Distribution

a n

1a)

EV E N T E E N
SEVENTEEN
H A PT ER s
C
CHAPTER

/ IQ

00
2
200

s in g
Using
a l c u la t io n U
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Calculation
C
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Confidence

the t Distribution at JF

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0 p
it h 9
e r c e n t cconfidence
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T O O L S
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SIGMA
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B e c a u s e t h e s e vvalues
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For the
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e
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0.57.
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7
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0.75, and 3
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0 5 5 Xz = 0
w e re X

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xx

0 11
nd s
= 00.62
6 2 aand
s = 0.11.
-

to be experienced by workers throughout the plant. The values

50
a lu e o
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ose A
a i ly d
he p
of a
off 50
A vvalue
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daily
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\/

were

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45
4 5 X2 = 0
4 7 aand
4 4 rresulting
= 00.45.X2
n a
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nd X
ann Xx = 00.45
0.47,
X33 = 00.44.
be lo w
he w
0 15 T
et n
s ccalculated
a l c u l a t e d below.
a t e r jjet
o i s e vvalue
a l u e iis
aand
n d ss = 0
0.015.
The
water
noise
X
X11

0
5
0 ' 445
i

2 9 2 0 (0 1 1 )
2.920(0.11)

62
0
:t:
0.62

r e pr e s e n t

B
h if t rrepresents
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e pr es e n ts 8
u r in g a
855 ddB.
e rc e n t d
ann 88-hour
during
percent
p
h e rratios
a t i o s rrecorded
e c o r de d
o r k ccenter.
e n t e r tthe
u tt in g w
F
h e wwater
e t ccutting
a t e r jjet
o r tthe
work
For

W O RK
att WORK

he re
where

0 62
xX = 0.62
n
n = 33

2
9 2 0 ( 0 15 )
2.920(0.15)

vs

s = 0.11
10
ti = 00.10
0 90
l a(r = 0.90

he r e
where

xX
nn
ss
a
a
1 aa
tt)
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201

Statistics

FORMULAS

Statistics
CHAPTER QUESTIONS

R = Xh X1

FOR=MUL
X1 +A
XS
2 + X3 +

pori

/1 or x

. . + Xn

2 (x. _
Xr + X232
+X +
ll_
3
11

1. Describe the concepts of a sample and a population.

NS one that is precise,


STIis O
C. HAPTE
QUEthat
accurate,
situation
Describe a R

= ZXi

and one that is both. A picture may help you with your

description.

Skewed to the right? Normal?

left?
ise
s accurate, one that is prec
that i228,
2 Descr ibe a227,
situation227,
228, 229, 222, 223, 224,, 226,
226,

+x

225, 226,

227,229, 230
ih
228,225,221,
227,
e that is both Apicture mayhelpyou w t your
Andon

. NB Plastics uses injection molds to produce plastic


descr ip
tionrange in size from a marble to a book. Parts
that
parts

53
_

Efxi
X)4/n
a4 = .
4
s
1
1

f(x) =

e-%i;2

0V27r
s-

where

3 1 4159
W ~
:
e ~ 2''71828
1 e";
=
a f(Z)
V 2w3

3
.

-00 < X < 00

5
_

223, 224, 22
229, 222
28, mm)
26, 227, 228, 2(in
for6,each
227, 2information
225, 226, This
is ,recorded
erances.

of the ve pieces and evaluated. Create a frequency dia-

aa4 -

0100

9/20/92

0300

9/20/92

0500

9/20/92

w ere
9/20/92

9/21/92
9/21/92
9/21/92
9/22/92

fi(xi

IL

cr

0700

1100
1300
314159
IT = 1500
0900

271828

229, 230 trimming off the same


22two
1, 227operators
8, 225the
227, 22Are
,
,
gram.

4 NB Plastics uses injection m olds to pr oduce plastic


Part Name: Mount
le to a book Par ts
a mad:r b0.005
e in size fr om
that ranDimension:
ar tsCritical
0.654

f( )Time

Date

amount of material? How do you know?

_
xi X

Xi
Z =

are pulled off the press by one operator and passed on to


Is
llow ingdoratacleaned
f thbee fonished
tion oto
r ibuteam
member
another
Make a fre
quen cydofistthe
up. This often involves trimming loose material, drilling
to the
l?Skehas
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daparts
dal?aMbatch
ultimoof
this diand
ution bimo
str ibpainting.
After
holes,

process, a sample of ve
its cycle through the nishingl?
ight?Norma
e rrandom
kisewchosen
lparts
edto that
eft?S
and certain dimensions are
measured to ensure that each part is within certain tol-

fjjxi )3ln

Z '

data. Is

the following
. Make a frequency distribution
lation to the
le of
anda popuSkewed
ts of a samMultimodal?
1 Descdistribution
r ibe the concebimodal?
p
p
this

n
33 = m
f

a = R=2X(Xi X)2
hn l
5 =

201

g
Tolerance: i0.001b
he press yoneCaliper
operator andpassedon to
are pulledoff tof
Method Checking:
an other member of the team to be finishedor cleaned

x)4/n

e Press
#1

#1

#1

#1

#1
#1
#1
#1

00 <Oper
x < 00

Samp l

Jack

0.6550

Jack

0.6540

lack

0.6540

Mary
Mary
Mary
Mary

0.6595
0.6580
0.6580
0.6575

lack

0.6540

Samp 2

Samp 3

Samp 4

Samp 5

holes andpainting ADer a batchof par ts has completed


0.6545
0.6540
0.6540
0.6545
0.6545
0.6545
e of fiv e
i0.6540
ts cycle throughthe fin ishingpr ocess, a sampl0.6545
,

0.6535
0.6540
0.6540
0.6540
ions are
d
i
i
d
d
n
h
0.6540
me
s
i
t
n
t ran om an 0.6540
cer a
ar ts s c osen a0.6540
p0.6540
0.6580

0.6580

0.6595

0.6595

0.6580

0.6585

0.6590

tain t
t is w ithin cer0.6575
re that eachpar
measure
0.6580 dto ensu
0.6585
0.6590
0.6580
er
ances
0.6570

for each
This informa
tion (in m0.6585
m )is reco rded0.6580
0.6580

of the five pieces an devaluated Create a frequency d


.

.
.
. gl
.
4 . D escri'b e
With
af z =
e the data in Question
Create histogram
the distribution 5 shape, spread, and location.
. Make a histogram ofxthe following sample data:
Xi
227, 228, 223, 229, 222, 223, 224,
227,226,
.

()

225, 226, z

226, 227, 228,225,s 221, 227, 229. 230, 225, 226) 227
=

229, 228, 224, 223, 222, 225, 226, 227, 224, 223. 222,

228, 229, 225, 226


L = of CDs has a design specication for
. A manufacturer

r
of 120 d: 0.3 mm. Create a his
the width of the (CD
togram using the following data. Describe the distributions shape, spread, and location.

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e two operators tr imming off the same


gram Are th
Measurement
Tally
amount of mater ial?How do you kn ow?

119.4

iii:
Part Name: M
ount
119'7
1193
ion : 0654 /
Cr itical Dimens
119.9
o\er ance: /

0120.0
001

///

0%

W //

14mm

0W
005I//
.

M II

Methodof C133.;
hecking: Caliper 7Z1

h
C

2 0 2

202

E E N

E N T

S E V

E R

P T

SEVENTEEN
CHAPTER
i g
f ll
h
b y
W h
i
a t

t e n

e n c

a t a

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o w

r e s s

e x

o n

c e n

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e x

e a n

a n

a n

34

e r s :

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3 6

3 5

s a m

a n

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c a

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16

12 2

13 6

12 9

12

\
1

r o

c o u

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r s e

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o n

a n

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r a n

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a r

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o u

e r m

e s e

e r c e n

e s

u e s

l.

e s

ic

io

a r

f p
m

e s

for the histogram problem.

13. For the CD data of Question 7, determine the mean, mode,

median, standard deviation, and range. Use these values


to describe the distribution. Compare this mathematical

description with the description you created in Question 7.


14. If the average wait time is 12 minutes with a standard

deviation of 3 minutes, determine the percentage of patrons who wait less than 15 minutes for their main

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12. For the data from Question 4, determine the mean,


mode, median, standard deviation, and range. Use these
values to describe the distribution. Compare this mathematical description with the description you created

course to be brought to their tables.

c a t

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t h
d1.125
i
4
t i
t
t h
Q
d
d i
d
d d
d
i t i
t
U
g
1.123
1.122
1.123
l
d
ib
t
d i t ib
t h
C
t i
t h i
p
l d
i p t i1.125 i t h t h
t i
1.133
d 1.118
ip t i
y
f
h i
t h
p mb l e m
1.117 t g
1.121
1.123
F
f Q
C D d t
th
7 d t
t i
i
th
1.124
1.122
d i
d
d 1.136
d
t
i t i
d
U
t h
g
d
ib
t
d i t ib t i
t h
C
t h i
t h
p1.122
1.119
1.127
ip ti
d
ith th
d
ip t i
t d i
Q
y
1.119
I f 1.129
i 1.125
t h
i
t t i
12
i
it h
t
t
g
d
i t i
f 3
i
d
t
i
t
t h
t
p
g
1.121
1.124
h
it l
t
t h
15
i
f
t
i
Th
1.128t b b
1.122 t h i t b l
gh t t

13

e c

c e n

1 12 8

a v e

o v e

c a t

1 12 2

1 12 5

t o

i fi

r o c e s s

a r

12 5

mode, and median:


1

Sp

the
mean,
calculate
sample 1data,
Using the following
1 19
2 7
1
2 2
12 4

e c

a r t

mm. h
0.93
f
t
t p
ucth above
6 5 w n
e
i
d
g
g
b l ?
il l b
p
ofl an alloy
ofi hspecimens
16. 1 7The1 f hRockwell lhardness
i
b
f
d
f h
f
p
g

44, 43, 34,


numbers: 34, 35,
2 3 34, 32, 34,
1 136,
1 1 45,
2 2 46, 45, 43,
1 12 3
1 13 3
1 12 5
1 1 18
34.
30, 48, 38, 38, 40,
1 1 17
1 12 1
1 12 3
1

p
e r

lo

o n

s t r

e a n

e s s

1 1

ll.

34

3 2

34

34

and median of the following


Find the mean,1 mode,
6
m

10.

4 3

4 4

a n

3
specication of 0.870 mm. The avof 0.925b and0 a9 lower
i
f
ll y
d
k
ll h
T h
R
p
0.917
with af standard
currently
of the process is
erage
d i g
i
l
h ip p d b y y
p p li
d d
d
i
d
i
7 0
percentage
of
i h Determine
3
the
prodi 0.005.
ib
d i
of
deviation
i
u c

o w

4 3

4 5

e r a

e v

expression: measures of
34
3 8 the
4 0 following
4 8 3 8 by
. What 3is0 meant
l
l t
d
l
i
f
l
l
h
th
U i g
1 1
p
g
dispersion?
d i
d
d
n u

4 6

h ic k

f 0 9 25

t y
i
t
f t h
d
d
p
g
an pupper specication
a part ist to have
of
thickness
15. The
i
t h
t
f
f 0 0 0 5 D
i t i
r
d
g

r e s

e a s u

: m

o n

e r s

e a n t

T h

15

g
the central
they following expression:
by
. What disi meant
i
?
p
i
f
h
f ll
d i
d
d
dof hthe data?
F i
10
tendency
9

r a

a r

a s

e s s

a n

a v e r a

da r c i d
i
i
0 2
A
mm.
120i f i0 40.3
of
specications
l
l
h
i
h
l f
h
e v

e v e

o n

te r

r e c

9 5

s e a

me c

e r

a n

p
p

e r c e n

a t

t
n

c o n
m

s t

fid

e n c e

e a n

19. NB Manufacturing has ordered the construction of a


new machine to replace an older machine in a machining cell. Now that the machine has been built, a runoff
is to be performed. The diameters on the test pieces

were checked for runout. From the 32 parts sampled,


the average was 0.0015 with a standard deviation of
0.0008. The engineers would like to know, with 90 percent condence, the interval values for the population
mean.
20. An automotive manufacturer has selected 10 car seats to

study the Rockwell hardness of the seat recliner mecha-

nism. A sample of 8 has an average of 44.795 and a standard deviation of 0.402. At a 95 percent condence
level, what is the interval for the population mean?

r CHAPTER
c . A P T E RT
TEIGHTEEN

E IG H T E E N

VARIABLE
V A R IA B LCONTROL
E C O N T R O LCHARTS
C H A RT S
When suppliers experienced difficulties inserting diodes, resistors, and capacitors in the circuit
Whe n s u p li e r s e x p e r i e n c e d d iff ic u lt i i
e s n s e r t i n g d io d e s r e s i s t o r s a n d c a p a c it o r s i n t h e c i r c u it
boards withoutpshattering
them, the Six Sigma
team used control charts to study variation in the
bo a r d s w it ho u t s ha t t e r in t he m t he Si S i
i th
x
g
a t e a m u s e d c o n t r o l c h a r t s t o s t u d y v a r ia t io nsize
suppliers
manufacturing process.
g
Control chartsm pointed
to the problem: the original hole n e
s u p p l i e r s m a n u f a c t u r in
e s s Co n t r o l c h a r t s p o in t e d t o t h e p r o b le m : t h e o r ig i n a l h o le s iz e
specification for the circuit board
g p r o cwas
too small.
s p e c if i c a t i o n f o r t he c i r c u it b
o a r d w from
a s t o oSix
s mSigma
a ll
Paraphrased
Report in Business Magazine, October 1997
,

'

Pa r a phr a s e d f r o m Six Sig m a Re po r t i n Bu s i n e s s M a ga z i n e , Oc t o be r 19 97

Quality: Variation
Reduction Opportunities

Q u a lit y : V a r i a t i o n
R e d u c t i o n O pp o r t u n i t i e s

St a t is t ic s
\

Reliability

Process

Capability

"

"

"" y

F M EA

Design of

_.

Experiments

Variables
Control Charts

D e s ig n o f
Ex p e r i m e n t s

Va r ia b le s

C t , n t r o i Ch a r t s

X ?

VARIABLE CONTROL CHARTS

Dr. Walter Shewhart


'

1.To understand the concept of variation


L EA R N I N G OP P ORT assignable
U N I T I ES
the difference between

1
V
4.
..

; 2. To understand
; 7 causes and chance causes
1 To

u n de r s t a n d

t he

c o n c e pt o f v a r i a t i o n

3. To learn how to construct control charts for


' :1 variables.
2 To either
d i ff e r e nor
t a and
t w e e5n charts
u n d e r sX
n d t hR
e charts
a s s i g n a bl e
c e Xb eand
c a u se s a n d c

ha n c e

-1. c..

ho w t o

fo r

'. 5. To understand the importance of the R and 5 charts m


. . when 4interpreting
To r e c o g n i zvariable
i s u n de r c o n t r o l a n d
e w he n a control
p r o c e s s charts
h e n it i s n o t
To know whow
to revise a control chartIn which

Kahunm..-sums... --43.44;

..

. ,

k n o w l e d g e (Figure
Dr. Shewhart
o f t h e s i 18.1)
t u a t i o developed
n H o w e v e r statistical
l i f e r a r e l y methods
p r o v i de s

in the
f e c t k nof
l e d ge a ncharts
o wcontrol
d w h o that
h a s t ican
p e rform
m e tbe
o wused
a i t f o to
r i timprove
an w a ?

the Wquality
ofs t othe
o r k n eed
b e dprocesses
o n e a n d d e that
c i s i o n provide
s n e e d t o goods
b e m a d eand
so
servrces.
in the 1920s rand
iWhile
n t h e f oworking
r n i o f c o nat
l c h aLaboratories
t r oBell
r t s t ha t c a n be u s e d t o i m
p ov e
19305,
Dr.
ofd
the
rst
to
encourage
the
use
t h e q u aShewhart
l i t y o f t hwas
e
r o c e sse s t ha t
r o v i de
o o ds

s c

ha r t s

n... south

-u_'.w. w. _

Scanned by CamScanner
Uy \Jal I IUUGI II ICI

an

statistics
to identify, monitor, and eventually remove the
se r v ic e s

sources of
in repetitive processes. His work
W hvariation
i l e w o r k i nfound
g a t Be l l L a b o r a t o r i e s i n t h e 19 20 s a n d

combined
two aspects of quality: the subjective aspect, what
19 3

0s D r She w h a r t w a s t h e f i r s t t o e n c o u r a e t h e u s e o f
g physical
the customer wants; and the objective side, the
i
,

st a t st ic s

t o i de n t i f y,

so u r c e s o

co m
Ubal II ICU

iM.Mm_.

'aSSignable
5 To ucauses
n d e r s t ahave
i m p oidentified
n d t h ebeen
he R a n d
r t a n c e o f t and
corrected
w he n i n t e r p r e t i n g v a r i a b l e c o n t r o l c h a r t s

c a u se s

c o n s t r u c t c o n t r o l c ha r t s

that Dwe
could
r W
She wgreat
a l t e r make
ha r t decisions if we had perfect
knowledge of the situation. However, life rarely provides
L i k eknowledge
m o s t o f u s and
Dr W
perfect
Sh etime
a l t e rhas
who
w h a r to
t ( 189
196 it
wait1 for
7 )anyway?
bel iev e d
t h aneeds
t w e cto
l d done
Work
o ube
m a k e and
t d e c i s i o nneed
made,
s i f wto
ha d
e be
g r e adecisions
ct
p e r f eso
,

vacu m

4. To recognize when a process is under control and


le a r n
. when 3it_'TIso not

ARI A B L E CO N T RO L C H A RT S
w
Like most of us, Dr. Walter
Shewhart (18911967) believed

v a r ia t io n

bin e d t w o

m o n ito r , an

fo u n d i n

a s pe c t s

e v e n t u a l ly r e m o v e t he

r e p e t it iv e

o f q u a l i t y : t he

p r o c e ss e s H is
s u hj e c t i v e a s p e c t

w o rk

203
h t

204

CHAPTER EIGHTEEN
during the inspection
making an error
y c h a n g i nChanging
c t i o n a c t i v i t activity,
g
du r i n t h e i n s p e

C H A P T E R E IG H T E E N

204

g or failing to properly
a n e r r o r settings,
h e p a r tthe Part
the gmachine
r o p e r l y a l i g n t align
r f a i li n g t o p
o
s
affecting
i e se t t in g
,

m akin

factors
Environmental
before machining.
l f a c t o r s a f f e c t i n g v a r i a t i o Variation
n
En v i r o n m e n t a

t he m a c h n

and ihumidity..For
a
radiation,
d i t y F o r i n s t a n c instance,
include heat, glight,
e a
a n d hu m
r a dia t io n

b e fo r e m a c h i n i n

/9T

,
,
l i gh t
if a
variation
uncontrolled
i n commuter
c l u d e h e a t , would
exPerience
i
i
t
o n i f a m a jo r
a
r
d
a
v
ll
e
o
t
r
n
e u n co
c
i
n
e
r
e
x
u ld e p
made majOr
or z ablizzard
c o m m u t er w o
trafc
r d m a d e t r a v e l i n traveling
trafc accident stopped
r a b l i za
o
f
fi
c
g
a
t
r
d
e
to
prevents the
t r a ffi c a c c i d e n t s p p Uncontrolled
i
n p r e v e n t s t h e p r o c e ss Process
nearly impossible.
o
t
i
a
r
d
a
v
l
l
variation
e
i bl e U n c o n t r o
n e a r ly im po s s
performing to the best of its ability.
,

from
the
who puth forth
t h e fu n da m e n t a l
It was Dr. Shewhart
t w ho p u t fo r t
fundarngn'tal
I t w a s D r Sh e w h a r process
is under control, exhibiting
principle that once a

can be
variation, future s s p e r f o rperformance
m a n c e c a n be
only controlled
d v a r i a t i o n f u t u r e p r o c eprocess
l y c o n t r o ll e
baSlS of past
f performance_
within limits, hon bthe
predicted,
a sis o f p a st p e r o r m an ce
d w it h in lim it s o n t e
,

o n

e di c t e ,
p rHe
wrote:
H

A phenomenon will be said to be controlled when, through


the use of past experience, we can predict, at least within
limits, how the phenomenon may be expected to vary in
the future. Here it is understood that prediction within lim
its means that we can state, at least approximately, the

probability that the observed phenomenon will fall within

thei v given
limits.*
*
e n l im i t s

t he

FIGURE 18.1

Dr. Walter Shewhart


D

W l

( So u r c e : A l c a t e l

Lu

cen

t U SA I n c

properties of the goods or services, including the value


i l din t he v a lu e
i
d
f h

t
e Ft i e s o
g
p r o pfor
go o s o r s e r v c e s n c u
received
the pricee paid.
He recognized that when
transr e c e iv e d fo r t h e p r i c e p a i d H e r e c o gn i z e d t h a t w h e n t r a n s
lating customer requirements to actual products and
la t in g c u st o m e r r e qu ir e m e n t s t o a c t u a l p r o du c t s a n d
services,
statistical measures of fkey
characteristics r e
k e y c h a r a c t e ]. Is t i c s a are
se r v ic e s
st a t ist ic a 0 m e a s u r e s o
important to ensure quality.
i m o r t a n t t o e n s u r e q u a li t y
Dr. pShewhart
identied two sources o f variation
in a
D r Sh e w h a r t i d e n t i f i e d t w o s o u r c e s of
v a r ia t io n in a
process. Controlled
variation,
also
termed
chance
or
compr o c e s s C o n t r o l l e d v a r i a t i o n a l s o t er m e d c h a n c e o r c o m
,

mon causes, is variation


present in a process due to the very
m o n c a u s e s is v a r ia t io n p r e s e n t i n a p r o c e s s d u e t o t he v e r y
,

naturen aof
the process. Chance, or common c a u s e s are
t u r e o t h e p r o c e ss C h a n c e o r c o m m o n causes,
a r e ssmall
m a ll
,

random
changes in the process
that cannot b e avoided.
They
he
r a n do m c h a n e s i n t h e
r o c e s s t h a t c a n n o t be
a v o i de d T
,

Though
he was a physicist,
h e w hShewhart
a r t s t u d i e dstudied
D r SDr.
u gh h e w a s a p hy s i c i s t
process control through
i n g t e c h n i techniques.
f c hof
a r t charting
h t h e the
u s e ouse
qu es
pr o cess c o n t r o l th r o u g
Based
on
his
understanding
of
variation
and
f
the
l
ha t
h
b
i
d
tbelief
that
i
t
e
e
e
i
n
f
t
o
n
a
i
a
d
v
r
a
Ba se d o n h is u n de r s t a n n g o
assignable
causes
of
variation
could
d
e
be
found
i
d
and
f
elimian
l
o u n
a s s i gn a b l e c a u s e s o f v a r i a t i o n c o u l d b e
nated, Dr. Shewhart developed the formulas
f
b l e o table
d t aand
of
n a t e d D ] : Sh e w h a r t d e v e l o p e d t h e f o r m u l a s a n
constants
used
to
create
the
most
widely
l
used
i
i
d
statistical
l
t
t
t
c
d
i
c
a
cona
s
h
s
u
s
e
e
t
d
t
t
s
w
m
o
t
e
a
e
t
o
c
r
e
t
s
u
s
e
n
a
n
co s
y
charts in l i t ! ; t h e the
R chR
x a nXd and
c h a r t s charts
a r t charts.
s T h e s e These
t r trol
o l c h a r t s i n q u aquality:
(Figure
18.2)
rst
appeared
in
a
May
i n t e r n internal
2 4 1924,
a l B e ll
Bell
( F i gu r e 18 2 ) fi r s t a p p e l r e d i n a M a y 16 1916,
T ho

ha r t

Sh

ew
FIGU RE 18
a ter
r
(Source:
AlcatelLucent
USA Inc.)

consistently
affect the process
and its performance
day
ft e r
c o n s i s t e n t l a ff e c t t h e
r o c e ss a n d it s
e r fo r m a n c e d
a
aafter
y
p
p
y
every
This type of variation c a n be
d a y , e vday.
b e removed
e r y d a y T h i s t y p e o f v a r i a t i o ncan
r e m o v e d ffrom
ro m

day,
the process
b y c h a n g i n the
Sigma
L e a n Six
t h e p r o conly
e s s o by
n l y changing
i gm a
Si x S
g t h eprocess.
p r o c e s s Lean
organizations
realize
that
removing
o r g a n i z a t i o n s r e a l i z e t h a t r e m o v i n gchance
c h a n c e causes
c a u s e s ffrom
r. O m a a

systems y s tusually
l l y i n v o l v emanagement
i n t e r v e n t i o n FFor
em
u s u a involves
s m a n a g e m e n t intervention.
o r
example,
a
person
who
l
i
has
d
driven
h
h
n
d
e
e x a m consider
i
the
e
r
a
e
c
o
s
r
s
w
h
same
o
n
o
a
s
r
t
v
e
n
route
e
s
am e r o u te
p
p
to work
t o wdozens
d d e t e r m i n e dthat
o r k d o z of
e n stimes
o f t i m and
e s a n determined
i t takes
t h a t it
bo u t
t a k e s aabout
20 minutes to get from home to work, regardless of minor
changes
ore r trafc
s in w ea t h
c h a nin
o r t r a f ficonditions.
c c o n d i t i o n s If
I fthis
i s the
t h i s is
t h e ccase,
ase
g eweather
then the
h e p e r s ocan
t h e nonly
t h e oway
n l y wthe
a y tperson
n c a improve
n i m p r o v eon
t h i s time
o n this
t i m e iis
s t to
o
b y fi n d i nagnew
change
t h e p r o cby
c h the
a n geprocess
e s s nding
a n e wroute.
ro u te
U n c o n t r o ll evariation,
d v a r i a t i o n also
Uncontrolled
k n o w n as
a l s o known
a s special
s pe c i a l
oor
r
bl e c a 1Bscomes
a s s i g n acauses,
assignable
e s c o mfrom
e s o m
s o u r c e external
s e x t e r n a 1to
sources
t o the
t he p
T
o
c
e
ss
process.
T h i s of
t y pvariation
i s n normally
e o f v a r i a t iis
This type
o nnot
o t n o r m a ll part
o fthe
t h e process.
s
y p a r tof
p r o c e s s AAss i g ncauses
a b l e c a uare
s e s variations
signable
a r e v a r ia t io n
n t hprocess
e p r o c e s sthat
t h a t can
be id
c a n be
ins ithe
en t i
identif l e d isolated
a n d i s o l a tas
e d the
as th
ed and
e s p e c i fi cause
c c a u s eof
o f aa change
c h a n ge iin
specic
he
n tthe
b
h
e aof
v i o r o f t he
i s t ypof
behavior
s s T htype
f v a r i a t i o n arises
e o variation
the process.
i
p r o c eThis
b
a r s e s because
e c a u se
o f s pe c ia l c i r c u m s t a n c e s S
of special
f v a r i a t i o n can
o u r c eof
s ovariation
circumstances. Sources
b e found
c a n be
fo u n d i in
n
t h e p r o c e s s i t s e lf t h e m a t e r i l
the process
s u se d t he o e r a t o r s a c t i o n s
itself, the materials aused,
r
p
the operators
actions, oor
t h e e n v i r o n m e n t Ex
the environment.
a m p l e s o f fa c t o r s t ha t
Examples
c a n c o n t r ibu t e
of factors that can
contribute
to
ro ce
,

E cEconomic
o n o m i c C o rControl
rt r o 0 0 !

D Dr.
b u n foundation
d a t i o n p r i n c principles
r ShShewhart
e w h a r t p r epresented
i p l e s o n w h ion
s e n t e d t / 1e :the
ch
,

modern
d e r n q u quality
d
t r o l i s b ais
a l i t y c o n control
s ebased.

ss v a r ia t i o n i n c lu de t
p variation
to process
l w e a r m a c hi n e v ib r a t io n
include toolo owear,
machine vibration,
a n d w o r k h o ld i n
d
i
e
v
c
and work-holding
e
h
C
s
a n ge s i n m a t e r i a l t h i k
g
devices.
c n e ss
Changes
in material thickness,
c o m po s it io n o r h
a r d n e ss a r e so u r c e s
f
o
i
v
or
a
i
r
t
a
hardness
O
o
n
are sources of variation. Operator
per a to r
composition,
tio n s af : c t i n v a r i i
a t o n in c lu de o v e r a d
actionsa c affecting
g
variation
t he m a c h i n e
j u s t i n gthe
include overadjusting
machine,
,

which

m o

T oTod e develop
v e l o p t h e the
h e w Shewhart
ts D r S
h a r t f i r s t srst
c h a rcharts,
Dr.
u t about
e t a bo
set
d edetermining
t e r m i n i n g t h ethe
r e l arelationship
t i o n s hi p b e t w between
i
i
e e n t h e s tthe
d
d
d
n
t
o
an
ar
e v a deviation
standard
t hthe
and
o fof
e m emean
an an d
t h e the
d
standard
t
d
d
s an
ar
e v i adeviation
t i o n o f t h eofi n the
d i v i dindividual
u al
observations.
b
i
o s e r v a t o n s H e He
d e mdemonstrated
o n s t r a t e d t h e rthe
e l a t irelationship
o n s h i p by u s in
by
g using
n numbered,
u m be r e d
t a l l i n e d d i s k disk-shaped
m emetal-lined,
la b0W1
s h a p e d t a g s tags.
b
F r o m From
w
o
a
b oborrowed
r r o w e d f r o from
m h i s his
w i f ewifes
s kitc h
h
en
kitchen,
e d he
r e w drew
t h e s e these
t a gs a t tags at
r arandom
n do m
t o to
fi r m t h e the
c o nconrm
d a r d d e v i adeviation
s t a n standard
t i o n o f s u bof
up
g r osubgroup
s asample
m p l e m emeans
a n s is t h
d a r d d e v i adeviation
ise the
s t a nstandard
t i o n o f i n dof
s
i v iindividual
d u a l s a m pl esamples
d idivided
v i d e d b yby
t h ethe
s q usquare
a r e r o o troot
o f t hof
b
e sthe
u gsubgroup
r o u p siz e
size.
,

'

s.

h er e

5x:

at

n d a r d d e v deviation
5x =s t astandard
i a t i o n o f t hof
e mthe
e a nmean
a r d e r r o r ) error)
(s t a n d(standard
ll
s
s t astandard
n da r d de v ia t io n o f i d i
i d u a l o b s e r observations
deviationnof vindividual
v a t io n s
n 5m ll
n u number
m be r o f o b se r v a t i o n s i
of observations
n e a in
c h each
s u b gr subgroup
o u p m ean
mean

'

text,

of1i a Quality
l i t y o Mof
t
a n uManufactured
Q
a c t u r e d PTo du cProduct,

l e p h o n e L a bLaboratories
i n h i in
3 1 t1931
L a t e r Later
T eTelephone
ex t ,
his
s 19
rt
o ]. A 0o r / e s 1: e p report.

s.

n t r o l c ha r t s a s d
Thec o control
e s i designed
charts, as
a r t ha v e
r Sh
ew h
g n e d b y D by
Dr.
Shewhart,
have

T he

r p o s e s : t o d e %n e t
threep upurposes:
d a r d s fo r t h e r o c e s s t o a i d i n
s a n standards
to dene
forp the process, to aid in
r o bl e m so lv i n
p problem-solving
f
f
e
o
t
r
s t o a t t a i n t h e s t a n da r d s a n d t o
g
efforts
to attain the standards, and to

t hr e e

Scanned by
by CamScanner
CamScanner
Scanned

'
w a l t e r Sh e w h a r t Ec o n o m i c C
Walter Shewhart, Economic
o n t r o l o f Qu a l i t o M a m
Control of Quality
w r t u r e d P r o d u c t Prdud'
y f
ofManufactured
N e w Yu r k : V a n N o s t r a n d R i h
e n o ld 19 3 1
New York: Van Nostrand
Reinhold, 1931,
p 6 p. 6.

Variable Control Charts

DEPT.

Cutting

GROUP

PART NO.

Grand Mean = 3.7488 LCbar = 3.7426


Mean Range = 0.0128 UCLrange = 0.0255
3.7549

PART NAME Hub


1
MACHINE
Length
VARIABLE
UCbar = 3.7549

3.7525

E
0

205

<

m
x

3.7500

3.7475
3.7451
3.7426

0.0255

___________

1-

0.0191

o 0128

a:

0.0064

n:
0

0.00

FIGURE 18.2 Typical X and R (Iliart


judge whether the standards have been met. Although
Dr. Shewhart concentrated his efforts on manufacturing
processes, his ideas and charts are applicable to any process
found in nonmanufacturing environments.
Statistical process control charts are more than a tool.
They provide a framework for monitoring the behavior of a
process and provide a feedback loop that enables organizations to achieve dramatic process improvements. Since their

introduction in 193]. Dr. Shewharts control charts have

served to advance process improvement efforts in nearly

every type of industry despite differing opinions about their

appropriateness. applicability. limits derivations, sampling


frequency, and use. It is a tribute to the ruggedness of

an analysis of the average, range. and standard deviation. A


control chart enhances the analysis of the process by showing
how that process is performing over time. Using statistical
control charting creates a feedback loop enabling lean Six
Sigma organizations to improve their processes, products, and
services.
Control charts serve two basic functions:
I. As decision-making tools. They provide an economic

basis for making a decision as to whether to investigate

for potential problems, to adjust the process. or to leave


the process alone.
a. Control charts provide information for timely

The only shortcoming in a histogram analysis is its failure

decisions concerning recently produced items. If an


outofcontrol condition is shown by the control
chart. then a decision can be made about sorting or

the result closely resembles a normal curve (Figure 18.33).

b. Control chart information is used to determine the


process capability. or the level of quality the process is

Shewharts invention that they remain the preeminent


statistical process control tool.

to show process performance over time. Look at the data in


Table [8.1. When these averages are graphed in a histogram.

Graphing the averages by subgroup number, according to

reworking the most recent production.

when they were produced. gives a different impression of the


data (Figure 18.3b). From the chart, it appears that the thick-

capable of producing. Samples of completed product


can be statistically compared with the process specications. This comparison provides information

This was not evident during the creation of the histogram or

tions set by the product designer.

ness of the clutch plate is increasing as production continues.

Scanned by CamScanner
vvul II IV

V]

vul I Ivvul II Ivu

concerning the process's ability to meet the specica-

206

CHAPTER EIGHTEEN
Clutch Plate Thickness: Sums and Averages

TABLE 18.1

Subgroup 1

0.0625

Subgroup 3

0.0622

Subgroup 2

Subgroup 4

0.0626

0.0624

0.0624

0.0623

0.0624

0.0624

0.0623

0.0620

0.0625

0.0623

0.0625

0.0627

0.0626

0.0625

0.0623

0.0624

0.0625

0.0626

2X:

0.3127

0.0625

0.3122

00624

0.3121

0.0624
0.0623

0.3114

Subgroup 5

0.0621

0.0621

0.0622

0.0625

0.0624

0.3113

Subgroup 6

0.0628

0.0626

0.0625

0.0626

0.0627

0.3132

00623

0.0626

Subgroup 7

0.0624

0.0627

0.0625

0.0624

0.0626

0.3126

0.0625

Subgroup 8

0.0624

0.0625

0.0625

0.0626

0.0626

0.3126

0.0625

Subgroup 9

0.0627

0.0628

0.0626

0.0625

0.0627

0.3133

0.0627

Subgroup 10

0.0625

0.0626

0.0628

0.0626

0.0627

0.3132

0.0626

0.3127

0.0625

0.3134

0.0627

Subgroup 11

0.0625

0.0624

0.0626

0.0626

0.0626

Subgroup 12

0.0630

0.0628

0.0627

0.0625

0.0627

Subgroup 13

0.0627

0.0626

0.0628

0.0627

0.0626

0.3137

0.0627

Subgroup 14

0.0626

0.0626

0.0625

0.0626

0.0627

0.3130

0.0626

Subgroup 15

0.0628

0.0627

0.0626

0.0625

0.0626

0.3132

0.0626

Subgroup 16

0.0625

0.0626

0.0625

0.0628

0.0627

0.3131

0.0626

Subgroup 17

0.0624

0.0626

0.0624

0.0625

0.0627

0.3126

0.0625

Subgroup 18

0.0628

0.0627

0.0628

0.0626

0.0630

0.3139

0.0627

Subgroup 19

0.0627

0.0626

0.0628

0.0625

0.0627

0.3133

0.0627

Subgroup 20

0.0626

0.0625

0.0626

0.0625

0.0627

0.3129

0.0626

Subgroup 21

0.0627

0.0626

0.0628

0.0625

0.0627

0.3133

0.0627

Subgroup 22

0.0625

0.0626

0.0628

0.0625

0.0627

0.3131

0.0626

Subgroup 23

0.0628

0.0626

0.0627

0.0630

0.0627

0.3138

0.0628

Subgroup 24

0.0625

0.0631

0.0630

0.0628

0.0627

0.3141

0.0628

Subgroup 25

0.0627

0.0630

0.0631

0.0628

0.0627

0.3143

Subgroup 26

0.0629

0.0630

0.0628

0.0620

0.0628

0.0627

Subgroup 27

0.3142

0.0628

0.0630

0.0628

0.0631

0 0628

0.0527

Subgroup 28

0.3144

0.0632

0.0629

0.0632

0.0628

0.0631

0.0630

Subgroup 29

0.3153

0.0630

0.0628

0.0631

0.0631

0.0632

Subgroup 30

0.06331

0.3152

0.0632

0.0631

0.0630

0.0630

0.0628

0.0628

0.3149

0.0630

9.3981

2. As problem-solving tools. They point out where


improvement is needed.
a. Control chart information can be used to help
locate and investigate the causes of the unacceptable
or marginal quality. By observing the patterns on
the chart the investigator can determine what

adjustments need to be made.

b. During daily production runs, the operator


can

monitor machine production and determine when


to make the necessary adjustments to the process or

when to leave the process alone to ensure


quality
production.

00630'5;
2:1...
0'0625

0.0630

0.0620-

o I 0620

w
5
(a)

FIGURE 18.3

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Scanned

0.0525

I
10

I
15
(b)

2'0

2'5

Chart with Histogram

30

Va r i a b l e C o n t r o l C h a r t s

207

Variable Control Charts

U n d e r s t a n d iVariation
n g Va r i a t i o n
Understanding

rb

L E A N S IX S IG M A T O O L S

207

t WO R K

LEAN SIX SIGMA TOOLS at WORK

h
i l l b e n e c e s s a r y t o i m p r o v e p r o d u c t io n a t t e
i
n
t
i
o
a
a
r
v
l
s
it
h
e
s
t
w
r
s
a
d
e
ro u c
nd p
i o n a be
p to improve production
necessary
r e v i o u s o p e r a t will
pintervention

A n i n d uengineering
s t r i a l e n g i n e e r i n g d e p a r t m e n t is s e e k i n g t o d e c r e a s e
An industrial
department is seeking to decrease
t h e a m o u n t o f t i m e it t a k
t

i n t e r v e n t io n

o p e r f o r m a p r i n t e r a s s e m b ly
the amount of time it takes toe sperform
a printer t h e o e r a t o r s
o p e r a t i o n A n a n a l y s i s o f t h e m e t h o d s u s e d b y assembly
p
operation.
An analysis of the methods used
by the Operators
performing the assembly has revealed
that one of the operators
completes the assembly in 75 percent
of the time it takes
another

at the

previous operation and produce parts with less variation.

operator performing the same


assembly operation.

Further investigation determines


that the two operators use
parts produced on different machines.
The histograms in
Figure 18.4 are based on measurements
of the parts from the
two different processes. In Figure 18.4b
the spread of the
process is considerably smaller.
enabling the faster operator

to
assemble
the parts r m u s t more
t r y a pquickly
d is c a r d t h e pa r t
a r t i n t h and
e a s s with
e m b l yless
s l o w e r o p e r a t omuch
effort. The
slower operator
t h ethe
n d at r y
part
t f i t atry
r p a assembly,
a n o in
r t Re p e a t i n g t h e o p e r a t i o n
i f it d o e s nmust
discard the part

if it doesnt
d o another
s m a dRepeating
n o t f i t h apart.
e t h e o p e r a t o r m u c h le s s e f f I
t h e and
w h e n fit,
p a r t stry
the operation
when the
parts
f s p e e d is a c t u a l ly c a u s e d
not
o r shas
a p pmade
a r e n t lthe
ac k o
e r a tfit
s op
t T h ido
c ie n
operator
much less effi
cient. This
e f a u lt o f t h e o p e r a t o r H a d
n d is n o t t h
e p r o c e s s a apparent
b y t hoperators
lack
of speed is actually caused
by the process and is not the fault of the operator.
Had
d g m e n t s a bo u t t h e o p e r a t o r s
managers
d e i n c o r r e c t j uvariation
m ainvestigated
h a v enot
in the process, they might

Tw

ac hin e s

FIGURE 18.4

Instead, they realize that management

(a)

H i s t o gr a m

FIGURE 18 4

r e a l iz e t h a t m a n a g e m e n t
have made
s t e a d t h e y about
a n c e I njudgments
"
r f ' incorrect
the operator's

\performance.

l8 )

Two Machines

s o

f Pa r t M e a s u r e m

en ts

b/

Variation

her e

it em

n o tw o

t he s a m e ,

l
s o T s r v i c e s a r e Ex a c t y

Variation, where no two items or services are exactly the same,

n o tic e
a st u t e c o n s t
e n t o r a v eitr may
exists in all processes.
m
Although
take a veryr precise
g ]r
ti

ib i t v a r i a o n
at
measuring
instrument
r i a t i o n a n ) or a very astute consumer to notice
e va
u lt s i n be t t e r
e
s
r
s
s
e
;
i
u
ts ca
an r
o n nature
v a r i a t iin
the variation, any process
will exhibit variation.
.

Understanding
d e c i s i o n s variation and its causes results in better
decisions.
Several types of variation are tracked with statistical
methods. These include:
l
:
t o n w i t hin a s i n g e
1.

v an at lu !:

l
gwithin
t
Within-piece
r f a c e F o or
.
s u riation.
the variation
i t e m o r va
a single
o <o r v a r i e s f r o m
h
c

t
e
d
i c se e
i
e
n
m
a
b
e
x
item or
e
surface.
i
For
exanmle,
a
a
single
fa b r c m y
square yard of
e r see if the color
fabric omay
i o n t o a n o t hto
c a t examined
varies from
n e l obe
ex a m

le

a si n

be
c t ly p r o d u c t i o n c a n
c o r r e critical
bly
a d e i nhave
line, management
h s b e e n m can
part dimensions
gr o u p o f p a r t s a
ts
r
a
d
e
c
u
o
if i e d t o p r
h e r w i s e m o d the
checked
and s t e d o r o tthroughout
process. If pa part or
s t o p p e d a d j u charted
group of parts has been made incorrectly, production can be
d t
a r a c t e r is t i c s o f a p r o u c
stopped,
e a s u r a bl e c h
e motherwise
Va r i adjusted,
modied
a bl e s a r e t hor
to produce parts
i
'
h
w
e
i
t
h
h
e
d
t
e
l
e
gh t
i
g
v a r iable s n c u
correctly.
l
o r s e r v i c e Ex a m p e s o
bl e
i
a
d
r
v
a
l
e
om m on y us
O n e measurable
o f t h e m o s t ccharacteristics
Variables a r t the
o r l e n gt h o f a pare
of a product
c
o c e ss c o n t r o l is t he
orc hservice.
Examplesi s t a t i s t i c a l p r include
the height, weight,
a r t c o m b i n a t i o n s nof variables
h
t
s are
r
R
a
d
c
x
l
n
i
a
a
T
c
orb length
a r t s most
c hthe
part.
n d Rof
y p commonly used variable
e x aOne
o f at h
i n a t i o n of
h to
R
a r t s a r e u s e d t o ge t e r
d
chart
c hprocess
x
combinations
n
2
a
8
1
in
statistical
Fi
e
r
u
i
control is the comsh o w n n
g
f s
,

one location to another.


l t he sa m e
a p pr o x im a t e y
a t variation
c e dthe
2. Piece-to-piece
that occurs
e c e s p r o d u or
a m o n g p ivariation,
l
n %1l i n g g a l o n
r o du c t i o n r u
i n ata papproximately
among pieces
the same
Fo r produced
ex a m p le
d
h m i lk j u gs i s c h e c k e
n e a c h o f t e run lling
time. For
ae production
w h
gallon i l l
w i t h m i l k in
j u gs example,
w
u
t
r o m ju g o j g
l e v e l fjugs
fi ll milk
t h ethe
jugs with
t i o n of
milk, whens t aeach
is checked
a f t e r t h e fi l li n g
after the
t
lling
the
ll
level
from
jug
to jug will
station,
b e s l i gh t l y d i ff e r e n
be slightly different.

le

shown in Figure 18.2. X and R charts are used together to


i o n w i t h e a c h o t h e r w il l
determine
u n c tsubgroup
the distribution
n j the
h r t s i n c oof
averages of samu sin g th e se t w o c a
pleb emeasurements
taken
tl
h
c o m e a p p a r e n t s o r y from a process. The importance of
using these two charts in conjunction with each other will
become apparent shortly.
a n d R Cha r t s

f r
ay
s o f t h e din
3. Time-to-time
t i m evariation
theo productp
variation, or
n t the
d
c e d a t d i f fe r e
u
o
r
p
m pe d a t t h e
s b e e n s t a example,
a t h adayfor
t t hthe
produced
at different times
f a p a r of
t he c o m a r is o n o
ex am

m p
h e p a r t s t aat
w i t h tstamped
the
r u n been
the comparison
of a part that
i o n has
be g i n n i n g o f a p r o d u c t
beginning ofd ao production
the part stamped at
n
n r u with
f a p r o d u c t i o run
t he e n
the end of a production run.
e

at

d to
t i
h
Y Tand
Rh a Charts
e

U U 1
Control
Charts for Variables
1U U 1 w

11'

"

tu
n a bl e t h o s e s

dy i n g a p

t o a n a ly z e t h e

n t r o l c ha r t s e
sa m
ControlC ocharts
ple s
art
analyze
the
enable those
studying a process
t r o l toc h
To c r e a t e a c o n
r e se n t
i
i
on
t
a
v
r
a
h
p
variation present. To create a control
r o c e ss T e
samples,
in g t he p
k e n d u r chart,
,

s, a r e t a

s u se

i t io n o
m o n t o r t h e v a r tB

t he

st Bbgr o \ Bp

The X chart tish eused


SC [ V i
to monitor the
l O Dvariation
of the subgroup
r t h a n in d iv i d u a
A v e r a ge s r a
t e a c h a n ge
averages that arebcalculated
w il l i n d i c a sampled
l
s
e
from
u
the
v
a
individual
e
data.
a
r
e
v
g
e c a u se a
c o n t r o l c ha r t s
i n d iv i du a l
l
l
i
n w
h
Averages rather than
a
t
r
t
f
e
individual
h
s
a
observations
are
used on
i t io n m u c
i n t he a m o u n t o f v a r a
t he
t o e v a l u aat echange
control
charts because
u s e dindicate
average
values
h
a r t a r ewill
i
c
h
s
t
n
i
o
t
s
l
i
Co n t r o l m
1\ l U -

r o c e ss

u b g r o u p a v e r a ge s o
bination
o f t h e s Typical
the
o ncharts.
ib u t iR
i s t rand
e dX
e th
X and R charts are
De t e r m i nof

da t a

under
control. i . t h e p r o d u c t r e a c h e s t h e e n d o f t h e a s s
c o m pl e t e o r u n t
t i c a l p a r t dim e n s io n s
c r ientire
n h a v ean
m e n t c a until
a g ewaiting
l i n e m a nof
production run is
b l y Instead
t t h e pr o c ess If a p a r t o r
h r o u g h o ureaches
complete
e d t product
c h a r t the
n d until
the end of the assemc h e c k e d aor

o r 1 L: : v a n a i

e sq u a r e ya r

production to fall between these :l:3cr limits 99.7 percent


u ctio n r u n u
a n e n t i r edoes
of theI n time,
n t i l process
p r o dnot
f w a i t i n g u the
change and is
s t e a d oproviding

W i t hi n p i e c e

the

f
n t er e d t h e
i
p r o c e ss a v e r a ge s c e
l li m i t
L
C
a n d lo w e r c o n t r o
U
i
)
t
l
i
l
(
m
t
o
r
n
o
T h e u pp e r c
d
of t he
a
h e s pr e
process
average
e sc r i b e ttendency
cr , d
central
of the data.
s e ct o n A 3the
( L C L ) c a l c 11 a t e disb acentered,
f
n ex pec t u t u r e
a
d
c
e
w
The
s
upper
r
control
h
o
w
r
e
limit
t
I
(UCL)
and
o
n
lower
,
2
8 )
control limit
p r o c e s s ( Fi gu r e 1
(LCL),
calculated based t h e s e / 3c r l i m i t s 99 7 p e r c e n t
d
c t i o n t o f a l l b e t w e e non i303 describe the spread of the
u
o
r
p
o t c h a n ge a n d i s
s d o e s n we
process
h e other
(Figure 18.2).
i d i n g tIn
can expect future
p r o c e swords,
o r t he t i m e p r o v

Va r i a t i o n

(b)

Histograms of Part Measurements from

n t r a + t e n de n c y

Va r i a t i o n ,

fr o m

p
alu e s
n ge d i n t o s u g r
a r r ainto
arranged
o n t r o l in vthe
process.
subgroups, are taken
duringl othe
o n t h e cThe
amount of variation
tted
much
o t h e r than will individual
t o a n faster
b r o u v a lu e s a r e p
o n e su h r o u p
o u

f
g
p
e s o f t he s u g
r ag
v a r ia t i o n r o m
a v eof
averages
the
subgroup values
on hthe
w h e r e t h e values. Control limits on this chart are used to evaluate the
are tplotted
w s control
i
h
s r ha r l s o
o
)

(
lin e
T h e c e n t e r(Q)
h a r t centerline
chart. cThe
of this chart shows where the
variation from one subgroup to another.

Scanned by
by CamScanner
CamScanner
Scanned

208

CHAPTER EIGHTEEN

OOLS aat
t wWORK
IX SIGMA TTOOLS
LEAN SSIX
SIGMA

Definingthe Problem

LEAN

Defining the Problem

/
b

assurance, and
trial engineering, quality
showing the
cause-and-effect diagram
frilagiiintiiiralhgelgrtaied a
18.5),
(Figure
the
d
for
uality assurance, anwhich
ineering,difficulties
l
enassembly
q
i
t
a
d
r
i
us
g
n
shaft
ngineerincauses
the
epotential
that
g,
meeting revealed
Discussions during the
cause
ingthe
m shof
owassemb|y
t diagra
ffecmajor
could
d ethe
se anbe
roller
d a cau
creainteplace
nance
aintethe
mholds
problems.
'

'

delays in the
An assembly area has been experiencing serious

Belt,
construction of computer printers. As a Six Sigma Black

Anyou
blybeen
has btoeedetermine
these
assem
areaasked
in the
ingcause
n experienc
the
elaysdelays
seriouofs d
have
and fix the problems as soon as possible. You convened a

conmeeting
structioninvolving
Black Belt,
of comp
ix Sigmaproblems.
uter p
rinterstoAthe
assembly
saS
closest
those

Representatives from production, supervision, manufacturing,

meeting involvingthose closest to the assembly problems

h assembly difficulties (Figure 18 5)


potential causes for t e
d th t the shaft which
Discussions duringthe meeting reveale a
or cause of assembly
Holds the roller in place could be the maj

Representatives from production

problems

you have been asked to determine the cause of these delays


and fix the problems as soon as possible You convened a
Weak plastic

su ervision, manufacturing,
Axle rodp
,

dimensions

Oversize

Finish

las/
tic
WeNot
ak pfollowing

Procedure

AxDexterity
le rod

\
Boredom

Maintenance

Tool wear

y reaches

oo mlan
Machines

Finish

!\

"

"

tion of an X chart.

'"

" " '"

Bent rods
The following steps and examples explain the construc-

1. Dene the Problem

Tim...
me

Printer Assembly: Causeand-Effect Diagram

FIGURE 18.5

Difficult
assembly

Operator error

dimensions

Ove,

Parts not
available

\
Bent rods

Too many reaches

Bearing dimensions

Unqualified workers

Training

Time

In any situation it is necessary

l9

n0

. ... ble

Difficult variation, or variation


withinpiece variation, piece-to-piece
over time. Product or service characteristics such as length,
height, viscosity, color, temperature, and velocity are typi-

cally used in manufacturing settings. Delivery times, check

out times, and service times are examples of characteristics


to determine the goal of monitoring a particular quality
t
Intenan e
O
or
error
r
e
a
of
characteristics.
Control
charts
chosen
in a serviceMaindustry.
or
group
can
characteristic
p
be placed on a process Ifto
I" help "determine where the true
3. Choose a Rational Subgroup Size to Be Sampled
source of the problem is located.

B:

2. Select the Quality Characteristic to Be Measured


" " ng The
Variable control charts are based on measurements.

Subgroups, and the samples composing them, must be

homogeneous. A homogeneous subgroup will have been proToolsame


wear conditions, by the same machine, the
duced under the

Boredosame
m
characteristics selected for measurement should be ones that
operator, the same mold, and so on. Homogeneous lots
rocedure
p
T
i
i
n
n
a
r
Characteristic choice
affect product or service
can also be designated by equal time intervals. Samples
g performance.
Dexterity
depends on whether the process
is being monitored for
should be taken in an unbiased, random fashion. The)

M
Identifying the Quality Characteristic

LEAN SIX SIGMA TOOLS at WORK

As the lean Six Sigma project meeting described in the earlier


Lean Six Sigma Tools at Work feature continues, further
investithat the length of the shaft is hindering assembly
gationreveals FIGU
nter ssem : au se an
RE18 5 to rmeasure
operations. The characteristic
has been identified as
.

Pi

scanned by CamScanner
Scanned

bly C

variation in the length of the shafts. To begin to


piece-to-piece
the Situation, measurements of the lengths of the shafts
study
t be
am
a i:sampled.
ecWill

d Eff Di g

Variable Control Charts

Va r i a bl e Co n t r o l Ch a r t s

should be representative of the entire population. The letter


s ho u l d be r e p r e s e n t a t iv e o f t he e n t i r e o u l a t i o n T h e l e t t e r
n is used
p p
to designate the number of samples
taken within a
subgroup. When constructing X and R charts, keep the
he n constant
r o u p W size
s u bgsample
c o n st r u c t i n
subgroup
R c h a r t s taken.
a n dsubgroup
ke e p t he
g xeach
for
s u bgr o u p saconcerning
m p l e s i z e c o n sthe
Decisions
t a n t fspecic
bgr o u of
o r e a c h su size
ken subp t a the
groupn,D eor
i o n s number
c i sthe
c o n c e r n i of
n g samplesrequire
t h e s p e c i fi c s i z e o f judgment.
t he s u b
Sampling
t h e n ufrequently
enough
m b e r o f sa m
to
detect
l
i
gr o u should
p n o roccur
e
s
r
e
u
r
e
u
p
j dchanges
q
gm e n t

I When the subgroup size exceeds 10, the standard devia1

W he n t he

change.
process ft e n identify
factors d t o
i n Examine
t h e p r o c e sthe
s A s k ho w oand
i s t he sy sthe
t e m e x p e c t e causing change
in
the
process.
To
be
effective,
sampling
must
c h a n ge Ex a m i n e t h e p r o c e s s a n d i d e n t i f t h e f a c t o r
s cau s
y
occur as often as the systems
most
frequently
i n g c ha n ge i n t h e p r o c e s s To be e f fe c t i v e sa m l changing
u st
p i n g m have
factor. Once
the number and frequency of sampling
o c c u r a s o ft e n a s t h e s s t e m s m o s t fr e u e n t l
c h a n gi n g
y be changed unless
q
ythe
been selected, they should not
system
fa c t o r O n c e t h e n u m be r a n d fr e u e n c o f s a m l i n hav e
q
itself has changed.
y
p g
bee n se l e c t e dsampling
t he y s ho u frequency
l d n o t be c hmust
a n ge dbalance
u n l e ss t hthe
e sy svalue
t em
Realistically,
f
l
i
h
h
d
t
se
aobtained
s c a n ge with the costs of taking the samples.
of the data
l i st i c a lly more
Sampling Rise ausually
i n g fr e q u e nwhen
sa m p l frequent
t ba l a n c echarts
c y m u scontrol
t he v a l uare
e
rst used
process.
i t h t h e cAs
o f t hto
e dmonitor
a t a o b t a i nthe
ed w
l
h
o s t process
t
s o f t a k i nimprovements
e
s
e
a
m
g
p s
are made
stabilizes, w h e frequency
of saml i n gthe
i s u sprocess
Sa m pand
u a ll y m o r e f r e q u e n t the
n c o n t r o l c ha r t s a r e
pling and
size can be decreased.
fi rst subgroup
u se d t o m o n i t o r t h e p r o c e s s a s p r o c e ss i m r o v em e n t s
p
When gathering
sample data, it is important to have the
a r e m a d e a n d t h e p r o c e ss s t a b i l i z e s t h e f r e q u e n c y o f s a m
following information in order to properly analyze the data:
,

'

pli n g a n d s u bgr o u p si z e

be de c r e a se d

can

the
1. Who will
W n ebe
da t a i t i s i m p o r t a n t
n gcollecting
a t he r i n g s a m
pl edata?
,

to

ha v e t he

i n g i n fof
fo ll o waspect
2. What
t o be
o r mthe
a t i oprocess
n i n o r dis
e r to
p e r l y a n a l yz e t he da t a :
p r o measured?

in the process will the sample be


3. Where or at what point
1 Who w i ll b e c o l l e c t i n g t h e da t a ?
taken?
2 Wh a t a spe c t o f t he p r o c e ss i s t o be m e a su r e d?
When
or how frequently will the process be sampled?
h e pr o ctaken?
he r e particular
3 isWthis
o i n t i n t being
ess w il l t h e s a m pl e be
o r a t w h a t psample
Why
t a ke n ?
the data be collected?
How will

N95"? How many samples will be taken (subgroup size)?

Some other guidelines to be followed include:

io n ccreate
i t a l s o i n than
ha r t smaller
s i n s pdo
e c t not
c r e a sefour
o st s
t i v e csizes
a
I Subgroup
,

bgr o u p s i z e s
1 D e s t r u c t idistribution
representative
m subgroup
a ke l a r ge su averages.
v e t e s t i n g m a yof
normal
for
subgroups of
are
nearly
averages
Subgroup
u n fe a s i bl e Fo r e x a m pl e i t w o u l d n o t m a ke s e n se f o r a
four or more even when sampled from a nonnormal
population.

Be t w e e n t h e i n div i du a l s

l c h a r t the
a n statistical
4 amount
Co l l e c t oft hdata
t a To c rto
e a taccurately
e a c o n t r oreect
e D asufcient
control of the process must be gathered. A minimum of 20
a m o u n t o f da t a su ff ic i e n t t o a c c u r a t e l y r e fl e c t t h e s t a t i s t i c a l
,

time a
subgroups of sample
size n = 4 is suggested.
fEach
20
i
p r o c e s s m u s t be ga t he r e d A m i n m u m o calculated
is
average
subgroup of sample size n4isi taken, an
s s u ge s t e d Ea c h t i m e a
s u b gr o u p s o f s a m p l e s i z e n
individual values are
for the subgroup. To do this, gthe

c o n t r o l o f t he

n o t c r ea t e a

Subgroup
f su bgr o u Size
Selecting di
s t r i bu t i o n oSample
p av e r a ge s

r e pr e se n t a t i v e

su bgr o u p s o f

w he n sa m pl e d fr o m a n o n n o r m a l
fo u r o r mfrom
e v e nmachine
o r e the
making the shafts is consistent
The production
the process is currently exhibiting
at 150 p
per
n
u l a t i o Because
o phour.
problems, your team has decided to take a sample of five

Scanned by
by CamScanner
CamScanner
Scanned

is

c a l c u la t e d

a m p l e s i z e n i s t a k e n a n a v e r a ge
p o f ssummed,
recorded,
and then divided by the number of same
fo ples
r t h e su b gr o u p To do t h i s t h e i n d i v i d u a l v a l u plotted
in
subgroup. This average, K, is then e s a r on the

s u b gr o u

the
control chart.

div i de d by t h e

r ec o r de d , su m m e d , a n d t he n

num

be r o f

h
p i e s i n t he s u bgr o u p T h i s av e r a ge Xj i s t he n pl o t t e d o n t e
the
X
the Trial Centerline for
l c h ar t
c o5.
n t r oDetermine
,

Chart

The centerline of the control chart is the process average. It


would
the mean, u, if the average of the population
5 D e t e r be
m i n e t h e T+i a l Ce n t e r l i n e f o r t h e I Ch a r t
measurements for the entire process were known. Because the
t he c en t er l i n e o f t he c o n t r o l c h a r t i s t he p r o c e ss a v e r a ge i t
value of the population mean p. cannot be determined unless
w o u ld be t h e m e a n p i f t h e a v e r a ge o f t h e p o p u l a t i o n

all of the parts being produced are measure_d, in its place the
r e k n o w n Be c a u se t h e
p r o c ess w e averages,
32 (X double bar,
grand average of the subgroup
v a l u e o f t he p o p u l a t i o n m e an I 1 c an n o t be d e t e r m i n e d u n l e ss
coxgred previously in Chapter 17), is used. The grand average,
i n i t s p l a caverages
e t he
r ed
e a su
a ll
a r t s be i n g pby
rod
u c e d a r e m all
and
oro fX,t hise pcalculated
summing
the
subgroup
d
bl
b
x
r
d
f
h
b
a
o
u
e
is
a
e
r
a
e
s
t
This
value
v
v
number
of
subgroups.
(
Fa
n
a
er
a
e
o
e
s
u
r
o
u
by the g p
g
gthen dividing
g
chart:
d T h e gr a n d av e r a ge
ly i n Ch a pt eof
i o u scenterline
7) i sYu se
c oplotted
v e r e d pras
ev the
r 1the
,

M easu r em e n t s fo r t he e n t i r e

or

t hen

i s c a l c u l a t e d by su m

div i di n g by t he

pl o t t e d a s t he

p a v er a ge s a n d
f
b
o su Xi
gr o u p s T h i s v a l u e i s

m i n g a ll t hm
e su bgr o u
_

num

be r

x=c h ai=1
r t:
m

c en t e r l i n e o f t hi
e

where

Xi

i = average of the
subgroup averages
x
Xi = average of the ith subgroup
m = number of subgroups
-

he r e

6. Determine
the Trial Control
Limits for the i
av e r a e o f t he s u b r o u
av e r a e s
=

Chart Control limits are established at 3:3 standard


deviations from the centerline for the process using the
m
n u m be r o f su b gr o u p s
formulas:
following
-

UCL} = ><|| +l L30';


6 D e t e r m i n e t h e ' i a l Co n ||
im it s fo r t he .
tr o
= X 30;
LCLX
Ch a r t Co n t r o l li m i t s a r e e s t a bl i s he d a t / 3 s t a n da r d
D
where
e v ia t io n s f r o m t he

c e n t e r l in e

fo r t h e p r o c e ss

fo llo w i n g fo=r m u l a s :

u s i n g t he

UCL upper control limit of the X chart


control
limit
the X chart
LCL = lowerUC
L
x + 3of
cr
-

i
a"; = population standard deviation of the subgroup

LCL

averages

p r o du c t s

bSu bgr o u p a v e r a ge s a r e n e a r ly n o r m a l fo r

p l e d t h a n do e s t h e R c ha r t

sa m

4. Collect the Data To create a control chart, an

Su bgr o u p s i z e s s m a ll e r t ha n fo u r do

ci #t +. }

d d

t s ho u l d be
t i o n (s ) c ha r t r a t h e r t h a n t he r a n ge (Rthe
gives a better
used. For large subgroup sizes, ) c has r chart
b
i
h
h
i
t
v
e
s
t t e differences
t
a
r
a
e
s
r
e
c
z
e
s
d Fo r l a r ge s u bgrof
o u the
s
u serepresentation
g or true
p true dispersion
ffe r e n cthe
r u e di does
e s R chart.
r s i o n o r t than
t h e t r u e di s p esampled
r e pbetween
r e se n t a t i o the
n o f individuals

I The larger the subgroup size, the more sensitive the chart
7 Hto
jl
process
average.
sa m pl e s w i ll
e t ak
e n (s u t g
: o u p s i z cThis
o w small
m a n y variations
inbthe
becomes
will provide a better picture of the process because it allows
So m e o t he r gto
u i de l i n e s t o be fo ll o w e d i n c l u de :
detect changes in the process quickly.
the investigator
I Although a larger subgroup size makes for a more sensi
also increases inspection costs.
tive chart,
be c o mit e s t o sm a ll v a r a t i o n s i n t hc pr o c ess a v r a ge T h i s
I Destructive testing may make large subgroup sizes
unfeasible. For example, it would not make sense for a
reworks manufacturer to test each and every one of its
1
.
A l t ho u gh a l a r ge r s u bgr o u p s i z e m a ke s fo r a m o r e se n s i
products.

d 10 h

t e s an ar
s z e ex c e e s
d ev
gr o u prather
tion (s)s uchart,
(R) chart,
should be
than the range

in theSaprocess.
m pl i n g s hAsk
expected to
fr e q u e nist l ythe
o u ld ohow
c c u r often
en o usystem
gh t o de t ec t c ha n ge s

209

20 9

3crj

he r e

SIX SIGMA TOOLS at WORK


U CL =LEAN
u p p e r c o n t r o l l i m i t o f t he x c ha r t
LCL = l o w e r c o n t r o l l i m i t o f t he x c h a r t
i o nminutes
d de vthe
bgr ovalues
i a t iproduction.
st a n da rfrom
o pu l a t10
o n o f t he suThe
up
( T measurements
pevery
18.6.
Figure
in
shown
run are
for the day's production
r
s
av e a ge

(Continued)

DEPT.
D
EPT

RRoller
o ll e r

GROUP
G
RO U P

11

PART
NO.
P
A RT N
o

Sh a f t Shaft

VARIABLE
A BL E
VA RI

l e n gt hlength

2
0707:40
: 40
0 707/02/10
/ 0 2 / 10

3
0
0 7 : 507:50
2 / 10
0 7 / 007/02/10

0 8 : 00 08:00

07 / 0207/02/10
/ 10

12.03
12.02
12 02
11.96

12.01
12 0 1

1 1 9 7 11.97

11

Subgroup
S
u bgr o u p

CH I N E
M A MACHINE

1
07:30
0 7 : 30
07/02/10
0 7 / 0 2 / 10

1
2
2
3
3

11 95

12 03

12 00

12 03

4
4

x
XRange

12.00
12 00

R a n ge

11.99
11 99
0.04
4

1 1 98

0 08

Subgroup

00

0 07

12.00

12 0 0

12.00
12 0 0
0.07

12 0 1

11.98
98

II

11.98

11.99
0.08
g
LU

12.00
12 0 0
11.97
11 97

11 9 6

11 9 8

Time
T
im e
Date
Date

12.03
12 0 3

12 0 3

12 00 12.00

11.99
11 99

11 99 11.99
0 0 6 0-06

0 807/02/95
: 20

0 8 : 30

0 8:40

08 : 5 0

D ate

0 7 / 0 2/ 9 5

0 7 / 02 / 9 5

0 7 / 0 2 / 95

07/ 0 2 / 9 5

11.98
1 112.00
98
1212.01
00
1211.99
01
99
1 111.99

12.01
01
12 12.03
03
12 12.00
12 11.98
00
98
1 1 12.00

12 00
12.01

12.02
12 0 2
11.96
11 96
12.00
12 0 0
11.98
11 98
11.99

07/02/95

11.98

2
23
34
45
5x

12.00

0.03
9
11 9

RSubgroup
a n ge

ll

Time
Su b g r o u p
Date

T im

D1 a t e

12

12 00
12 0 1

0.08

15

11.99
1 1 9 9 11.93
1 . 9 3 11.94
1 1 94 11.95
1 1 9 5 11.96
6
1 : 9 11.95

0 7 / 02/ 9 5

11 95

11 95

11 97

0.04

04
0 17

10:00

1607/02/95
10 : 00

0 7 / 12.02
0 2/ 9 5

0 7 / 0 2 / 95

1 1 98

11 99

I I 96

21

1
2
D a te
3
4
25
3x

10 : 50

Date

07/02/95

12.00
/ 0 2/ 9 5
0 711.98
11.99
12 00
11.99
11 98
12.02
I I 99
12.00

19

0.06

19
10:30

07/02/95

12 00
1 1 98

11 99
11 9 5
11 9 3

0 07

20
10 : 4 0

09:50
07/02/95
12.00
11.98
11.99
11.95
11.93
11.97

0.07

20
10:40

07/02/95

10 : 10

11.98
2
12 011.97
1 1 98
11.98
7
1 1 911.99
11 98
11.99

0 7/ 0 2/ 9 5

0 7 / 0 2 /11.97
95

07 / 0 2 / 95

11 9 7

1 1 99

12.00
12.01
12 00
12.02
12 0 1
12.01
12 0 2
11.99
12 0 1
12.01
11 99

0-03

07/02/95

0 06

15

l L1: 3 0

\R = 0.05 : 12.02 - 11.97


3
1200. +1211.95
0 0+
2 11.96
12 0 +
11 9 7+ 11.97
5
11:29
12 0 0 + m a p + l f m + =
11 9 8

10.50

Su bg r o u p

10:20

14

10 : 20

-5

21

Time

07/02/95

.8

199

18

0.05

0 0 18
5

10:10

17

Subgroup

13

0 7/ 0 2/ 9 5

12 00

12.03
12.00
12 03
12.01
12 0 0
11.99
12 0 1
11 99 12.00

0.06

12 0 1
12 0 2

12 0 0
12 0 1

11.99
12.01
12.02
12.00
12.01
12.01

0.03

0.04

Range

1 1 99

12 0 2

x FIGURE

11 9 7
12 05

12.00
11.97
12.05
12.00
12.01

11.93
1 1 9 311.95
1 1 9 511.98
1 1 9 811.94
1 1 9 411.96
1 1 9 611.95

Range

12 00

12.02

11.98
11.97
1 1 98
11.96
1 1 97
11.95
11 96
12.00
11 9 5
11.97
0160 5

12 02

0 08

14

07/02/95

07 / 0 2 19 5

09 : 50

Tim

13

0.06

09 : 0 0

10

09:00

0 7/ 0 2 / 9 5

11 9 4

3
4
2
5
3
4X

1 1 99

10

1102
0-03

0 7 / 02 / 9 5

0.05

12.00

0 03

12.02

09:40
0 9 : 4 0 07/02/95

12 0 0

T1i m

12 00

12 0 2

12.03

09:30
0
09 : 3 07/02/95

11 9 7

D2a t e

07/02/95

12 0 2

09:20
20
0 9 :07/02/95

g
Time
SDate
u b gr o u p

08:50

0 06

0 04

12

Subgroup
Ra n e

12 0 1 0.04

12 02

12.00
12.01
12.02

09:10
11
07/02/95
0 9 : 10

11.92
11.95
11 9 2
11.92
11 95
11.94
1 1 92
11.96
1 1 94
11.94
11 96

Range

12.04
12 04
12.00
12 0 0
12.02
12 0 2
12.01
12 0 1

0 05

0 7/ 0 2 / 9 5

2
3
2
4
3g
4x

12.00

0.05
12 0 0

0 03

08:40

07/02/95

12 00

11 9 8

xRange

08:30

12 00
12 0 1

6 08:20

5
08:10
0 7/ 02 / 10
07/02/10
5

08 : 10

11 98 11.98

STime
u bgr o u p
TDate
im e

NAM
E
NAME
PA RT
PART

18.6

Ra n ge

2 00
Values 1for
a Days Production
04

210

FI G U RE 18 6

Va lu

es

fo r

D ay

'

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by CamScanner
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Pr o d u c t i o

b)

Last
:

u
a
c
Variable
Charts
g Control

Collecting Data

e
mTOOLS
s
it? WORK
LEAN SIX SIGMA
p
a o
C
o

A sample of size n = 5 is taken at 10-minute intervals from the


process making shafts. As shown in Figure 18.6, a total of 21
subgroups of sample size n =- 5 have been taken.
Each 1time 1
1
0
a subgroup sample is taken, the individual values
1
are recorded
1
2
1

9
8

DEPT.

0
0

11.96

11.94

0
5

9
9

b g
e u
e r

u
a

0
-

L
r

a
n

g
e

L
x
b

e
n

c
h

(l
mm
o
o
r

d
1

9
6

3) UCLr

l/
:"f nilN ,
9171

0%

am

V.

U V P

C A A

L R R

T
b A
a B N

X and R Control Charts for Roller Shaft Length - E


1

The population standard deviation 0' is needed to


calculate the upper and lower control limits. Because control
charts are based on sample data, Dr. Shewhart developed a
good approximation of 30;. using the product of an A_2
factor multiplied by E, the average of the ranges. The 132R
combination uses the sample data for its calculation. R is
calculated by summing the values of the individual subgroup ranges and dividing by the number of subgroups m:

R1

E = =m
where

l? = average of the ranges


R; = individual range values for the sample
m = number of subgroups

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o [
f
F
B s g
a
u
c u
o r
m re
n e
p
t

om

= o
e
NAME h Shaft
e 5 w n
n
Length(inch)
VARIABLE
=
a
h
n
a n
=
12.02
1
UCbar
d
0
v

FIGURE 18.7

k
e
n

0.11

RCHART

a
n e
g a
n
e PART

0
2

PA @

E H98

2 the control
s
t
R chart [Figure 18.7. (1)].

n
e
u UCLx
________________
v
r
U L
1
a a
8 e
C C
O
u k

1200

g
x

a g

e number
e
E
by the
summed, andp then
[Figure e18.6,
m sdivided
a (1)], P
c
n
h
a
the
subgroup
for
of samples n
taken to get the average
t
e p
a
on
This subgroup average
[Figure n18.6,
e
=is then plotted
n
d (2)]. T

Roller

12.02

cc -

Mean Range = 0.05 UCLrange = 0.11

MG

Grand Mean = 11.99 LCbar = 11.96

[b

cc

211

c
h
a

r
t

2
)

1
)

s
u

8 b

e
t

a
k

r6)

e
h
e

4
L
E

A
N

u
r

19/

S
X

a
S
2
v
r
o e
A2, the factor that allows the
approximation
A217
3 30';
u
Gsampleasize 11.
a
to be true, is selected based onp the
subgroup
b
g
L S
a e
M
See Appendixe2 for
the
A2
factors.
v
e
h
e
A
o
Upon replacement,
n a
the formulas
for
the
upper
C and
a
f
o
lower controlgt limits
become: g
t
T
r

r
t

h
(

e
UCLg = fs +s Az
LCLx = 'Xhe ub Az
t

O
O

n
t
r

n
c
g
L
C
n r
h
After calculating
o
the control limits,
we place
S the hcenterp

a and
(UCL
line X and the upper and lower
o p control limits
r
a
t
t
t lower comrol
LCL, respectively) on the chart.teThe upper and
s
d The grand average, or X, is
limits are shown by dashed lines.
W
o
limits on the 'X chart will
shown by a solid line. The control
n
O
be symmetrical about the central line.
R
for 2the R
Limits
Control
the
Trial
Determine
K
7.
)

Chart

1
When an X chart is used to evaluate the variation
1

CHAPTER EIGHTEEN

212

Calculating the 7 Chart Centerline

/b and Control Limits

Construction of an X chart begins with the calculation of the centerline X. Using the 21 subgroups of sample size n = 5 provided
in Figure 18.6. we calculate X by summing all the subgroup av

erages based on the individual samples taken and then dividing


by the number of subgroups, m:
7.:

11.99 +12.00 +11.99 +


21

+ 12.00

251.77 11.99
21
This value is plotted as the centeriine of the X chart

[Figure 18.7, (2)].


R is calculated by summing the values of the individual
subgroup ranges (Figure 18.6) and dividing by the number of
m:

LEAN srx SIGMA TOOLS at WORK


R=

0.08 + 0.07 + 0.04 +

21

+ 0.04

= L23 = 0.05
size of five is selected from the
The A2 factor for a sample
and lower central

values for the upper


table in Appendix 2. The

as follows:
limits of the X chart are calculated

UCL; = i + AZR
= 11.99 + O.577(0.05) = 12.02
LCL; = 7r - AZR
= 11.99 - O.577(0.05) = 11.96

limits (UCL and


Once calculated, the upper and lower control
[Figure 18.7, (3)].
LCL, respectively) are placed on the chart

b/

Ksubgroups,

in quality from subgroup to subgroup, the range chart is a


method of determining the amount of variation among the
individual samples. The importance of the range chart is
often overlooked. Without the range chart, or the standard
deviation chart to be discussed later, it would not be possi-

similar to each other. '11, the centerline of the R chart, is


calculated as:

'Mll5_. Ri
11:;

ble to fully understand process capability. Where the X

In

chart shows the average of the individual subgroups, giving


the viewer an understanding of where the process is centered, the range chart shows the spread or dispersion of the
individual samples within the subgroup. If the product dis

To create the upper and lower control limits for the E chart,
the average of the subgroup ranges () multiplied by the D3

being produced are not similar to each other. The optimal

LCLR = D3

and D4 factors is used:

UCLR = DR

plays a wide spread or a large range, then the individuals

situation from a quality perspective is when the parts

are grouped closely around the process average. This situa


tion will yield a small value for both the range and the standard deviation, meaning that the measurements are very

Calculating the R Chart Centerline

0 and Control Limits

Constructing an R chart is similar to creating an 7 chart. To begin

the process, individual range values are calculated for each of the

subgroups by subtracting the highest value in the subgroup from

the lowest value [Figure 18.6, (3)]. Once calculated, these individ-

ual range values (Ri) are plotted on the R chart [Figure 18.7, (6)].
To determine the centerline of the R chart, individual range

(Ri) values are summed and divided by the total number of sub-

groups to give R [Figure 18.7, (4)].

= 0.08 + 0.07 + 0.04 +


21
1.06
K

_1

= 0.05

DUdllllCU by
Uy CamScanner
UdlllDUdllllCl
Scanned

+ 0.04

Along with the value of A2, the values of D3 and D4 are

found in the table in Appendix 2. These values are selected


on the basis of the subgroup sample size n.

LEArsix SIGMA TOOLS at WORK


With n = 5, the values of D3 and D4 are found in the table in
Appendix 2. The control limits for the R chart are calculated as
follows:

UCLR =
=
LCLR =
=

D4R
2.114(005) = 0.11
oa
0(0.05) = o

The control limits are placed on the R chart [Figure 18.7. (5)].

Variable Control Charts

The control limits, when displayed on the R chart,

should theoretically be symmetrical about the centerline


(). However, because range values cannot be negative, a

value of zero is given for the lower control limit with sample
sizes of six or less. This results in an R chart that is asymmetrical. As with the X chart, control limits for the R chart are
shown with a dashed line. The centerline is shown with a
solid line.

CONTROL CHART
INTERPRETATION
8. Examine the Process: Control Chart Interpretation
Correct interpretation of control charts is essential to manag
ing a process. Understanding the sources and potential causes
of variation is critical to good management decisions.
Managers must be able to determine whether the variation
present in a process is indicating a trend that must be dealt
with or is merely random variation natural to the process.
Misinterpretation can lead to a variety of losses, including the
following:

I Blaming people for problems that they cannot control


I Spending time and money looking for problems that do
not exist

I Spending time and money on process adjustments or


new equipment that are not necessary
I Taking action where no action is warranted
I Asking for worker-related improvements where process
or equipment improvements need to be made rst
Once the performance of a process is predictable. there
is a sound basis for making plans and decisions concerning
the process, the system, and its output. Costs to manufacture
the product or provide the service become predictable.
A process is considered to be in a state ofprocess control, or
under control, when the performance of the process falls within
the statistically calculated control limits and exhibits only chance,
or common, causes. When a process is under control, it is con-

sidered stable and the amount of future variation is predictable. A stable process does not necessarily meet the
specications set by the designer or exhibit minimal variation;
a stable process merely has a predictable amount of variation.

Lean Six Sigma practitioners appreciate the benets of

a stable process with predictable variation. When the process

an assignable cause as a chance cause could result in a


disruption to a system or a process that is operating
correctly except for the assignable cause. To treat chance
causes as assignable causes is an ineffective use of resources

because the variation is inherent in the process.

When a system is subject to only chance causes of variation, 99.7 percent of the parts produced will fall within
i30. This means that if 1,000 subgroups are sampled, 997
of the subgroups will have values within the upper and
lower control limits. Based on the normal curve, a control
chart can be divided into three zones (Figure 18.8). Zone A
is i1 standard deviation from the centerline and should

contain approximately 68.3 percent of the calculated sam


ple averages or ranges. Zone B is i2 standard deviations

from the centerline and should contain 27.2 percent

(95.5 percent 68.3 percent) of the points. Zone C is i3

standard deviations from the centerline and should


contain only approximately 4.2 percent of the points
(99.7 percent 95.5 percent). With these zones as a guide,
a control chart exhibits a state of control when:
l. Two-thirds of the points are near the center value
2. A few of the points are on or near the center value
3. The points appear to oat back and forth across the
centerline
4. The points are balanced (in roughly equal numbers) on
both sides of the centerline

5. There are no points beyond the control limits


6. There are no patterns or trends on the chart
While analyzing Y and R charts, take a moment to study
the scale of the range chart. The spread of the upper and
lower control limits will reveal whether a signicant amount
of variation is present in the process. This clue to the amount

of variation present may be overlooked if the R chart is


checked only for patterns or outof-control points.

Identifying Patterns.

A process that is not under

control or is unstable displays patterns of variation.

Patterns signal the need to investigate the process and

determine whether an assignable cause can be found for

UCL

performance is predictable, there is a rational basis for plan-

ning. It is fairly straightforward to determine costs associ-

ated with a stable process. Quality levels from time period to


time period are predictable. When changes, additions, or
improvements are made to a stable process, the effects of the
change can be determined quickly and reliably.
When an assignable cause is present, the process is considered unstable, out of control, or beyond the expected
normal variation. In an unstable process the variation is unpredictable, meaning that the magnitude of the variation
could change from one time period to another. Lean Six
Sigma practitioners need to determine whether the variation
that exists in a process is common or assignable. To treat

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213

|
X

LCL
FIGURE 18.8

Zones on a Control Chart

214

CHAPTER EIGHTEEN

nc e Fo rms
InsuraForms
PART
NAME
NAME Insurance
T
R
A
P
DEPT
Time
VARIABLE
Tim=e10.50
Grand Mean = 10.05 LCbar = 9.61 VARIABLE UCbar
Mean Range = 0.77 UCLrange = 1.63
L
ba r - 10 50
C
U
1
6
Grand Mean - 10 05 LCLxbar 9
10.50
0 77 UCLrange = 1 63
Mean Range 10.32

DEPT.

BiHingBilling

10.14
9.97
BAR
9.79
10 5X0
K 9.61
CHART

UCLx

1.630
1.223
CHART
R

0.772
0.407
0.00

9 79
.

FIGURE 18.9

Control Chart with Grand Mean = 10.05

LCLx

9 61
.

the variation. Figures 18.9 through 18.15 display a variety


of outofcontrol conditions and give some reasons why
those conditions may exist.
Trends or Steady Changes in Level. A trend is a steady,
progressive change in the location where the data are
centered on the chart. Figure 18.9 displays a downward

1 630
.

trend on the R chart. Note that the points were found in the

upper half of the control chart at the beginning of the

process and on the lower half of the chart at the end. The key

to identifying a trend or steady change in level is to recognize that the points are slowly and steadily working their

way from one level of the chart to another.

A trend may appear on the Y chart because of tool or

die wear, a gradual deterioration of the equipment,


a

buildup of chips, a slowly loosening work-holding device, a

0 407

breakdown
of the chemicals used in the process, or some
oc

other gradual change. R chart trends could be due


to
.

changes in worker skills, shifting work-holding


devices, or
wear out. Improvements would lead to less
variation; in
creases in variation would reect a decrease
in skill or a
change in the quality of the incoming
material.

0 00
.

An oscillating trend would also


need to be investi

gated (Figure 18.10). In this type of trend


the points

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oscillate up and down for approximately 14 points or


more. This could be due to a lack of homogeneity, perhaps
a mixing of the output from two machines making
the
same product.

Change, lump, or Shift in Level.

UCLr
Figure 18.11 displays

what is meant by a change, jump, or shift in level.


Note that
the process begins at one level (Figure 18.11a)
and jumPS
quickly to another level (Figure 18.11b) as
the process continues to operate. This change, jump, or shift
in level is fairly

abrupt, unlike a trend described above. A change,


jump: or
shift can occur either on the X or R chart
or on both charts.

Causes for sudden shifts in level tend to reect


some new
and fairly signicant difference in the process. When
investigating a sudden shift or jump in level, look for signicant
changes that can be pinpointed to a specic moment
in

time. For the X chart, causes include new machines, dies, of


tooling; the minor failure of a machine part; new or ineXPe
rienced workers; new batches of raw material;
new produC

tion methods; or changes to the process settings. For the R


chart, potential sources ofjumps or shifts in level causmg

a change in the process variability or spread include a new

or inexperienced operator, a sudden increase in the Play

Variable Control Charts

DEPT-

Oscillating

PART NAME Va rOsctrend


ia ble Con t r o l Char t s

Grand Mean = 0.7497 LCbar = 0.7483


Mean Range = 0.0025 UCLrange = 0.0050

DEPT
.

5
I

215

VARIABLE

Length

UCbar = 0.7511

0.7511
Osc ill_______________________
a t in g
Osc tr e n d
PART NAME UCLx
0.7505

Len gt h
VARIABLE
UCLba r 62 0 7511

0.7500

Gra n d Mealn = 0 7497 LCLx ba r 0 7483


g o 7494
y
a
Mean Ra xn ge =0.7489
0 0025 UCLra n ge 0 0050
L 0.7483 _______________________ LCLx
.

0 7511

0.0050

_______________________

UCLr

AAFJVl

q;

3
a:

UCLx

0.0037

0.0025

0.0013 1

0.00

0 494

FIGURE 18.10

An Oscillating Trend

74

xassociated with89
gears

or work-holding devices, or greater


variation in incoming material.
.

0 7483

Runs. A process can be considered out of control when


there are unnatural runs present in the process. Imagine toss.

ing a coin. If two heads occur in a row, the onlooker would

probably agree that this occurred by chance. Even though the


probability of the coin landing with heads showing is 50-50,
no one expects coin tosses to alternate between heads and
tails. If, however, an onlooker saw someone toss six heads in
a row, that onlooker would probably be suspicious that this
set of events is not due to chance. The same principle applies
to control charts. Although the points on a control chart do
not necessarily alternate above and below the centerline in a
chart that is under control, the points are normally balanced
above and below the centerline. A cluster of seven points in a
row above or below the centerline would be improbable and
would likely have an assignable cause. The same could be said
1 10 out of 11 points or 12 out of 14
for situations where

0 0050
.

0 00 3
.

points are located on one side or the other of the centerline

(Figure 18.12). A run may also be considered a trend if it


displays increasing or decreasing values.
Runs on the Y chart can be caused by temperature

0 00
.

changes; tool or die wear; gradual deterioration of the

process; or deterioration of the chemicals, oils, or cooling

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uids used in the process. Runs on the R chart (Figure 18.13)


signal a change in the process variation. Causes for these R
chart runs could be a change in operator skill, either
x an
improvement or a decrement, or a gradual improvement in
the homogeneity of the process because of changes in the
incoming material or changes to the process itself.

LCL

Recurring Cycles. Recurring cycles are caused by systematic changes related to the process. When investigating what
r
appears to be cycles (Figure 18.14) on the chart, it is important to look for causes that will change, vary, or cycle over
time. For the X chart, potential causes are tool or machine
wear conditions, an accumulation and then removal of chips
or other waste material around the tooling, maintenance
schedules, periodic rotation of operators, worker fatigue,
periodic replacement of cooling uid or cutting oil, or

UCL

changes in the process environment such as temperature or

humidity. Cycles on an R chart are not as common; an


R chart displays the variation or spread of the process, which
usually does not cycle. Potential causes are related to
lubrication cycles and operator fatigue.
Cycles can be difcult to locate because the entire cycle
may not be present on a single chart. The frequency of
inspection could potentially cause a cycle to be overlooked.
For example, if the cycle occurs every 15 minutes and

216

CHAPTER EIGHTEEN

Loan A pp lications

D E PT.

Grand Mean = 6.03 LCbar = 5.88

Mean Range = 0.27 UCLrange = 0.54


6.18

E
3E
o
2%
x

I-

VARIABLE

Loans _

Trme(mrn)

UCbar = 6.18

lJCDLx

6.12
6i36

()b

(a)

6130
5.94

5.88

LCLX

0,54

UCLr

0.41

0:

o 27

c:

0.14

PART NAME

7r

"

A A

v y

vxv.

0.00

FIGURE 18.11

Change in Level

UCL UCL

LCL
(a) Seven points above or

below centerline

UCL

LCL
(c) Clusters of points in
a particular section

FIGURE 18.12

Runs

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(b) Six points in a row,

increasing or decreasing

Variable Control Charts

DEPT.

Cooking

Grand Mean = 499

LCbar = 438

Mean Range = 12.6


560

ax
u:

I-

r:

0:

UCLrange = 25.2

Fries
Oil Temperature

UCbar = 560

_______________________ UCLx

536

'\ A fl A

511
0

PART NAME
VARIABLE

217

487

463

Y-V

if

y'y'

438

_______________________ LCLx

25.2

UCLr

18.9

12.6
6.3

LA
\l

- AN

q;

UV

0.0

FIGURE 18.13

Run of Points Above the Centerline of the R Chart

samples are taken only every 30 minutes, then it is possible

the process are permanent. When the new operating con-

Two Populations.

been seen, the chart may be revised. The revisions provide

for the cycle to be overlooked.

When a control chart is under control,

approximately 68 percent of the sample averages will fall


within :tlo' ofthe centerline. When a large number of the
sample averages appear near or outside the control limits,

two populations of samples might exist. Two populations

refers to the existence of two (or more) sources of data.


On an X chart, the different sources of production

might be due to the output of two or more machines being

combined before sampling takes place. It might also occur


because the work of two different operators is combined or
two different sources of raw materials are brought together

in the process. A two-population situation means that the


items being sampled are not homogeneous (Figure 18.15).

Maintaining the homogeneity of the items being sampled is

critical for creating and using control charts.


This type of pattern on an R chart signals that different
workers are using the same chart or that the variation is due

to the fact that raw materials are coming from different


suppliers.

9. Revise the Charts There are two circumstances


under which the control chart is revised and new limits
calculated. Existing calculations can be revised if a chart
exhibits good control and any changes made to improve
SCHHHGO
Dy CamScanner
bambcanner
Scanned by

ditions become routine and no out-ofcontrol signals have


a better estimate of the population standard deviation,

representing the spread of all of the individual parts in the


process. With this value, a better understanding of the
entire process can be gained.

Control limits are also revised if patterns exist, provided

that the patterns have been identied and eliminated.


Once

the causes have been determined, investigated, and corrected


in such a way that they will not affect the process in the
future, the control chart can be revised. The new limits
will
reect the changes and improvements made to the process.
In both cases the new limits are used to judge the process
behavior in the future.
The following four steps are taken to revise the charts.
A. Interpret the Original Charts. The R chart reects
the
stability of the process and should be analyzed rst. A lack
of
control on the R chart shows that the process is not producing parts that are very similar to each other. The process is
not precise. If the R chart exhibits process control, study the
X chart. Determine whether cycles, trends, runs, two populations, mistakes, or other examples of lack of control exist.
If both the X and R charts are exhibiting good control, proceed to step D. If the charts display out-of-control conditions, then continue to step B.

CHAPTER EIGHTEEN

218 h

G
p b c a h ri b t
i
w D co fr t c
U
r p e
o e h n i a e o
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o
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e r x B
e
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a
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e
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_________________________
n
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mr re ar re n be o fi th c f th se be n pr h li p o in e
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i
c
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t
g
a
s
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h c
c
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c
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h
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e
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i
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t
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h
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l
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T h n it
a
f
s
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n d t f b ca
i
r
s
i
L
e r
r
h
r
t
e
e
e b s
e
g i r
v
i
t
u e c c a
o
o
t
e m
v n
o R
f
t
h e g
s
m
e
i
o
c
a
mo e p
mo e r h s a
s
g
s
n e
h y f
d s
s
o d c t u
s
i
i
n
t
f
v
a a n
t
u
t
n
o
a h n
e b h o
h e t
e v r
i
i
d al n e d b - e y st
t
t
n e e t
e d n o
0.000
t

= 0004

Mean Range = 0.002 UCLrange = 0.004

Pan 2a

5
2

0.251

ems

0.004

Cycle in hPart Thickness

AHA

t
o T v s v b c
n h n h e p a e a
r
e
o r n
i
e
s
i
o
s b s
a n e c b
c
c
w T h p ot s
n e
s
{
n
h a r

good
a
h ethe case of charts that are
c mIn
points.
r
a v c a
r
e
r
d
n c
m
e
r
u zeroo and
o n
a
control, the points removed a willomequal
b e s c r
statistical
x n
n s
e
e
o
the calculations will continue from there.
Two methods can be used to discard the data. When it
h d
exhibiting
f
c a

il

=0
UCLr

0 2
0 4
0 7
4

_
_

V P

AA
R R
AT

B N

n a

r
h b
l
T
mX e
b e s h R
d d d
T
e hR c chart
n . is not
c h e the Cause.
If either thee Xtr or
B.ee Isolate
a c
g 0 me
f
h u
t
- - =
n
s e the
d
cause
n a
n good
o o the
h H h R of
statistical control, nd
:
exhibiting
p e
r
d m
A d i
r
r
o
d n d
may be
s
shown on the control
v b
Problems
v
i
problem.
mt f rt chart
mt da w
u is
a t a e fr e
s
l
t
h
s
been
have
t
u
f
problems
a
those
e
c the causes of
p
c
if
d
:
T e y only
:
removed
h
e
l
x u e
a ma
a
d
a
c r pthem.
i
h d c
t
r have been taken to eliminate
b
e
r
m
o
e
r
steps
s
and

isolated
e
m
e
d e d
t
a
i
o
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f
t
s
l
b o
e r e
t
o h a i a h s o c
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e t n c
l
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m
d o d
to
v
r
necessary
e nsteps
u
Action.
r
x Take the
a t h
R
C. Take
e t
f
n u Corrective
l
s
s
o
r
e
o
t
.
n
p t d h on
exhibited
a
e e
e n o r
the problems
u d uassociated
with
f
.
sthe
e
causes
h
t
correct
h
o
e
i
r
v
b s b
r f c l
n ebeen
.
w
e w f e
a i removed
i
have
g
r
variation
of
h
y
causes
g
g c the
s
l
o dOnce
s
the chart.
n e o
a t
l
i
r
athe
t
m
a r
tremoved
- may be
h at b is from
p i r
points
n
o
o
these
process,
r
the
e
from
o mrt h
v
t
r
e
e
m
g s
e
u
u
e
d
a
h
o i
d e ar v t s
l
{ m revised.
chart
e pthe calculations
pand
control
b t x
e h
m
c t e
o
u
n
e d
d a
I
e s c
o h
x
R
r
e
i
c T
e
s
n u
t
r
a s v
s
c
e s
t
r
f against
- determine
h h limits
s
the
h r new
To
e n then Chart.
u e
h e r x t D. Revise
a
e
r
f
t
o
e r
h o
necessary
itoism
a l e o g b awill be judged in the t future,
c
m R mK
e g
h l t R s
fprocess
e fwhich
n ec the
r
a
o
g
m
o
s
e
r
e which have
d
d
l
c
of
t
causes
f
d
the
e
d
v
points,
d t i xany undesirable
i
o s
to remove
R c n e t nt 1r o
n
x
o
h
h
t
crite
u
The
e
charts.
d e r s n
corrected, from the
beenfu determined
a b
h e a
p and
a n
o t tr
e f cause
s mr the
bes
a a n
l
nding
on
n
t
based
are
t
r R
points
c o
c
t removing
h
ria for
n d
u
d i o
c a l
o be found
a
v
can
v
j
d i
c
out-ofcontrol condition. If noR pcause
i
hindre the
a u mh h s c
a ethe
mc i
n l s
h
from
removed
be
cannot
a r
then the points
c
and pcorrected,
a
p o a
g u e b r t
e t o t
h other
r
n
w
r
can
r
patterns
t
d s h t
of points, runs, trends, and
a
i
chart.ro Groups
o tr e
h
t
r
a
h
a
d e individual
s e o
t
t
d ve o u in the same manner as removing
be removed
l
s
n r
a e v c n
u
s

s
s

L
r

Afw
W \i

7M

W VVUW

if

GU L
C LC

________________________________

:2

h o E

0 2
0 4
2 9

a b
_ _ __i_ _ LCLX

E W33:: mix/Xi 7V? \ A 7."

a n
'IGUREv 18.14
a

n e
g a
e n

=
- UCLX
r
0 0

'

o<

a
P
n
n
T
Thickness
d
0

KO 252

= RM
2 2 0-251
UCLXba'
a

UCbar = 0.247

Grand Mean = 0.249 LCbar = 0.247

x
MG D

PART NAME

PART NAME

Press

DEPT.

is necessary to remove a subgroup from the calculations, it

Scanned by
by CamScanner
CamScanner
Scanned

L
UE A
M

it can
can be removed from only the out-ofcontrol chart or C
E
L
be removed from both charts. In the rst case, whenan R
b
value must be. removed from the X control chart, its correa
sponding R value is not removed from the R chart, andr vice
versa. In this text, the points are removed from both charts.
This second approach has been chosen because the= values
0
on both charts are interrelated. The R chart values 0describe
2
0 4from
the spread of the data on the X chart. Removing data
0 7
one chart or the other negates this relationship.
4

The formulas for revising both the X and R charts areAasA


V P

follows:

new:

RR
AT

zitid

B N

UE A
C M
L

m_md

ERR

RnewzJ
m-md

b
a

where

id = discarded subgroup averages


L
subgroups
md = number ofUdiscarded
C
C
Rd = discarded Lsubgroup
L ranges
x

C
L
x

T P

h a
0 c tr
2 k 2
5 n
e
1

s f0
The newly calculated values of i and ii are useds
lirmts
establish updated values for the centerline and control
r

on the chart. These new limits reect that improveme_nts


production
have been made to the process and future

Variable Control Charts

219

Fi
PART NAME
Grand Mean = 0.7500 LCbar = 0.7489
=0
= 74
Mean
UCLbar - 0 7511
0.0019
0.0040
= 0 75
Grand M
89
ean Range
0 LCLUCLrange
x bar = 0
Mean Rangr0.7511
0040
e = 0 0019 UCLrange = 0
UCLx
DEPT

Two Two
ulatio ns
poppopulations

DEPT.

Fries r es
PART NAME
UCbar = 0.7511

0.7506

AA

0.7502

CHART

i 0.7498
0 7BAR51
1
0.7493
X

UCLx

K0.7489

o ooto

CHART
R

FIGURE 18.15

Two Populations

0 7489
should be capable of meeting these new limits. The formu
.

las for the revised limits are:


inew

: X0

70 = Ro/dz

Rnew

: R0

UCLX = Y0 + A00

0 00LCLX
4 = in
.

Arr

UCLR = D200
LCLR = D100

0 003

table in
where d2, A,. DI, and D2 are factors from the
Appendix 2.

0 002

Examining the Control Charts


.

0 001

shaft example, an
Returning to the computer printer roller
by investigating the
begins
examination of the )7 and R charts
.

in the process.
R chart, which displays the variation present
that the
Evidence of excessive variation would indicate
R chart
The
product.
.
producing consistent
Process is not

0 000

are evenly
(Figure 18.16) exhibits good control. The points

there are no
Spaced on both sides of the centerline and
no unusual .
are
There
limits.
control
points beyond the
it
observations,
these
Given
data.
the
in
patterns or trends
similar
of
can be said that the process is producing parts
dimensions.

scanned by CamScanner
Scanned

Achieve the Purpose

LCLx

Users of control charts are

endeavoring to decrease the variation inherent in a process


over time. Once established, control charts enable the user
to understand where the process is currently centered and
what the distribution of that process is. To know this infor
mation and not utilize it to improve the process defeats the

purpose of creating control charts.

UCLr

As the process improves, the average should come closer


to the center of the specications. The spread of the data, as
shown by the range or the standard deviation, should de
crease, and the parts produced or services provided should
become more similar to each other.
LEAN SIX SIGMA TOOLS at WORK
Next the X chart is examined. An inspection of the X chart

reveals an unusual pattern occurring at points 12. 13. and 14.


These measurements are all below the lower control limit, When
compared with other samples throughout the day's production.
the parts produced during the time when samples 12, 13, and
14 were taken were much shorter than parts produced during
reveals
other times in the production run. A glance at the R chart
samthe
in
taken
that the range of the individual measurements
samples
during
ples is small, meaning that the parts produced
into the
12, 13. and 14 are all similar in size. An investigation
place.
take
to
needs
parts
cause of the production of undersized
(Continued)

220

CHAPTER EIGHTEEN

DEPT.

Roller

Grand Mean = 11.99 LCbar = 11.96


Mean Range = 0.05 UCLrange = 0.11

Shaft
PART NAME
Length (inch)
VARIABLE
=
12.02
UCbar

12.02
12.00
11.98
CHART A
11.96
BAR
X 11.94
k

r0.11
0.08
< 0.05
CHART
R 0.03
\000

FIGURE 18.16

X and R Control Charts for Roller Shaft Length

A Further Examination of the Control Charts


[0'
An investigation into the differences in shaft lengths has been
conducted. The 7 and R charts aid the investigators by allowing

them to isolate when the differences were first noticed. Because

the R chart (Figure 18.16) exhibits good control, the investigators


are able to concentrate their attention on possible causes for a
consistent change in shaft length for those three subgroups. Their

Revising the Control Limits

b/

LEANSIXfSlGMATOOLSat WORK
investigation reveals that the machine settings had been bumped
during the loading of the machine. For the time being, operators

are being asked to check the control panel settings after loading

the machine. To take care of the problem for the long term, manufacturing engineers are looking into possible design changes
to protect the controls against accidental manipulation.

19

LEAN SIX SIGMA TOOLS at WORK

/b
Because a cause for the undersized parts has been determined for
the values for 12, 13, and 14, they can be removed from the
calculations for the X and R chart. The points removed from calcu-

Iations remain on the chart; but they are crossed out. The new or

revised limits will be used to monitor future production. The new

limits will extend from the old limits, as shown in Figure 18.17.

Scanned by
by CamScanner
CamScanner
Scanned

Revising the calculations is performed as follows:

m ..

EX Xd

Xnew = X0 = L

m md

@2M
21 3
ll

N OO

vanauu: wnrron unans

221

ERRd

DEPT

(To

l=1
Enew = R0 =

Roller

_
1.06 0.04 0.05 0.06

21 3

= 0.05

Calculating the 00 for the process,


LCLnx=b5.ar 11 96
d Mean 11 99 when
Gran
Mean Range 0 05 UCLrange 0 10
=

DEPT.

PART NAME
Shaft
VARIABLE
Length
UCbar
12=0312.02

(21:)

<

I11953

11.969

_____

M\1200

g5

11 938
m
.

12

1197
.

- ---- -~

0.075

0050

AX XA

VVJ

0.026

UCLx

11.97

0.100

UCLx

X ________________ LCLX

)gf'

K11.938

_______ 12.03

11.985

1% 5
11 98
11.953
.

12.017

UCLrange = 0.10

12.002 W

<

0.02

Roller

Mean Range = 0.05

0.05
F26

Grand Mean = 11.99 LCbar = 11.96

12 017r

(1.2

Sha=ft12.03
AM+E1.342(002)
RT= N
PA
UCL;
12.00
LCL; = 12.00 1.342(002) = 11.97
Length
E = 0.10
= 4.918(0.02)
VAR
UCLRIABL
LCLR = 0(0.02) = 0
UCLbar = 12 02

m md

R0

LCLx
UCLr

T2;

0.000

FIGURE 18.17

Extension of Limits on a Chart

SUMMARY

TAKE AWAY TIPS

Control charts are easy to construct and use in


studying a

process, whether that process is in a manufacturing or service


environment. Control charts indicate areas for improvement.
Once the root cause has been identied, changes can be
pro-

1. Control charts enhance the analysis


of a process by
showing

posed and tested, and improvements can


be monitored

through the use of control charts. Through the use


of control
cc
charts, similar gains can be realized in the manufacturing
sector. Users of control charts report savings
in scrap, including

0 026

111/

material and labor; lower rework


costs; reduced inspection;

0 000

higher product quality; more consistent


part characteristics;
greater operator condence; lower
troubleshooting costs;
.

reduced completion times; faster


deliveries; and others.

scanned by CamScanner
Scanned

how that process performs over time.


Control
charts allow for early detection of
process changes.
Control charts serve two basic functions:
They provide
an economic basis for making a decision
as to whether
to investigate for potential problems, adjust
the process,
or leave the process alone; and they assist
in the identication of problems in the process.

3. Variation, differences between items,


exists in all

processes. Variation can be withinpiece, piece-to-piece,


and time-to-time.

CHAPTER EIGHTEEN
222
4 T he x c har t i s u se d t o m o n i t o r t he

v ar i a t io n

i n t he

av e r aXgechart
v a l u es
the
o f th
toe monitor
is used
m ea s u r em
. The
en tvariation
s o f gr o uinpsthe
of

average values of the measurements of groups of


samples. Averages rather than individual observations
a r e u s e d o n co n t r o l c ha r t s bec a u se a v er a e v a l u es w i ll
used on control charts because average
are
g values will
i n dic a t e aa change
h
indicate
in
the
amount
of
variation
c a n ge i n t he a m o u n t o f v a r i a t i o n much
m u ch
faster
than
individual
values
will.
fa st e r t ha n i n div i du al v a lu es w ill

F O RM U L A S
FORMULAS
C HA RT S
RA N G E CHARTS
A N D RANGE
AV ERA GE AND
AVERAGE
Xx chart:
c har t :
m

. The X chart, showing the central tendency of the data,


5 isThalways
e x c hused
a r t sh
i n g t he c en twith
den c a orange
f t he dora t aa
r a l t en
ino wconjunction
either

.
8

10.

e
p
p
process
is
centered.
and
lower
control
limits
da t a
The upper
describe the spread of the process.
The c en t e r l i n e o f a c o n t r o l c har t sho w s w he r t h
e
e
A homogeneous
subgroup is essential to the proper
i
r
o
c
study
e
ss as process.
of
guidelines
c en t e r e dCertain
can
T he u pp
p
e r a n d lo w
it s
t r o l l i m in
er be
co napplied
choosing
a
rational
subgroup.
desc r ibe t he s pr ea d o f t he r o c ess
p
Common, or chance, causes are small random changes
A the
ho mprocess
o ge n e o
u s cannot
i s e ssen tAssignable
su bgr o ube
in
i a l t o t he causes
that
p avoided.
pr o per
are
large
variations
in
the
process
that
can
be
identied
st u dy o f a r o c e ss Ce r t a i n u ide li n e s c a n be
p
a ppl i e d i n
g
as having a specic cause.
c ho o s i n g a r a t i o n a l su b r o u
p in a state of control, or
A process is consideredgto be
Co m mcontrol,
under
when
of dthe
o n , o r ch
a n c e the
ca u sperformance
es ar e sm a l l r an
o m process
c han ges
falls
within
the
statistically
calculated
control
limits
i n t he r o cess t ha t c an n o t be av o i de d Assi n a ble c aand
u ses
g Certain
exhibitsp only common, or chance, causes.
t ha t c a n bby
r o cess
e idcontrol
en t i fi e d
guidelines can be applied P
for
determining
chart
isuunder
control.
i n g a aspprocess
a s ha vwhen
ec i %
c ca
se

R chart:

LCL

U CL R

D4X

LCLR

D311

Re v is i n g t he c har t s :

00 = Ro/dz

10 A p r o cess i s c o n s i de r e d t o be i n a s t a t e o f c o n t r o l o r
,
control. Patterns may take the form of changes or jumps
der c oruns,
u n level,
n t r o l , trends,
w hen t h
f
in
or
or
f
may
reect
e pcycles
h
the
e r o r m a n c e o t e pr o cess
existence
of
two
populations
fa lls w i t hi n t he st a t ist ic a l l orl mistakes.
l d
l

Rnewx

for revising a control chart are (a) examine the


12. Thehsteps
ex i bi t s o n l y c o m m o n , o r c ha n c e c au se s Ce r t a i n
,

using the formulas presented in the chapter. Revisions to


Pa tcontrol
11 the
l c hplace
t e r n s o chart
di c a twhen
n a c ocan
n t r otake
k o assignable
f st a t i st i c a l
a r t i n only
e a l a cthe
causes
and
l Pabeen
c o n t r ohave
t t er n determined
s m a y t a ke t h
r m o f c han es o r ju m s
e fo eliminated.

i n le v e l

r u n s,

ex i st e n ce o f t w o

12 The st e ps fo r

t r en ds , o r c yc les o r

po pu la t io n s o r

p
m a y r e fl ec t t he

m ist a kes

r e v isi n g a co n t r o l c har t ar e a ex am n e t he

()

c har t fo r o u t o f co n t r o l co n dit io n s;

(b) iso lat e t he c a u s es

of

t he o u t o f co n t r o l co n di t i o n ; (c ) e l im i n a t e t he c a u se

of

the o u t o f

co n t r o l c o n di t io n ; an d

(d) r ev ise t he c ha r t

u sin g t he fo r m u l a s pr esen t e d i n t he c ha pt e r Re v isi o n s t o

Scanned by
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Scanned

2R Rd

l i m i t s an d

chart for out-of-control conditions; (b) isolate the causes


i deout-ofcontrol
l i n e s c an be a pp
l i e d f o r d(c)
e t er
m in in g b
n tr o l
guthe
of
condition;
eliminate
the
y cocause
of
is u n der cand
c hthe
w he n a pr o c e sscondition;
a r t outof-control
o n t r (d)
o l revise the chart,

A2X

R c har t :

11. Patterns on a control chart indicate a lack of statistical

co n t r o

y ca c u a te

Xi

UCLX x= X +mA2K
LCLg = SE A21?
+ A 2X
UCL

data.

6. The
The R
a n d s c harof
t s sahocontrol
w t he s chart
centerline
r ea d oshows
r di s erwhere
si o n o fthe
th

i=1

i =

,
y
,
standard
chart.
i s a lw aysdeviation
u se d i n co n j u n c t i o n w i t h e i t her a r an e o r a
g
. The
R and 5 i i show the spread or dispersion of the
st a n da r d devcharts
a t o n c ha r t

1-

ELE
. e w
m
md

UCLR = D200

"

CL

Jd

m d

+ Acr o

o
LCLR = D100

CL4

Acr o

CHAPTER (QUESTIONS
Rol d2
o
-

1. Describe the difference between chance and assignable


R Rd
m

causes.

j
2. A large bankpestablishes
11e w
X and R charts for the time rem
m d
quired to process applications
for its charge cards. A
1

sample of five
UCLapplications
D2o is taken each day. The rst
R
four weeks (20 days) of data give
1CL R D 1[ To
2 =16min s = 3min = 7min
-

Based on the values given, calculate the centerline and

C Hcontrol
A P Tlimits
E RforQthe
UE
XS
andT RIO
NS
charts.

3 The da a belo w

a e

x an d Rv alu es fo r 25 sam ples o f ize

3. The data below are X and R values for 25 samples


of size
The
4 t aken fr o m a pr o cess fill in g bags o f fer t ilizer
n
n = 4 taken from a process
lling bags of fertilizer. The
he ml
w eight o f t he bags i n
en t smade
ar e m on
ade the
o n tll
m ea su r emare
measurements
weight
of the bags in
pounds. o u n ds
p
-

Subgroup Number
K
Su bgr o u p Nu m ber
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25

18

503
496
50 3
5013
49 6
509
49B
50 8
505
502
49 8
499
501)
50 5
SOJ
50 2
502
49 9
50.5
50.4
50 0
50.8
50 1
50.0
499
50 2
50.4
50.5
50 4
50.7
50 8
50.2
49.9
50 0
50.1
49 9
495
50.0
50 4
50.3
50 5

19

50 7

2
3
4
5

:
8
9

10
11
13
14
15

16
17

Range
Ran 8e

073
075
0 73
(179
0 75
074
072
0 79
073
071
0 72
070
(165
0 73
067
0 71
065
0 70
0.67
0.68
0 65
0.70
0 67
0.65
066
0 65
0.67
0.68
0 68
0.70
0.65
0 70
0.60
0 65
0.64
0 66
060
0.62
0 67
0.60
0 68

0 70

Set up the K and R charts on this process. interpret the


20
50in
2 control?
0 65 If necescharts. Does the process seem to be
2
1
49revise
9
0the
60 trial consary, assume assignable causes and
22 ll of the
trol limits. If the average
50 1bags0 is
64to be 50.0
compare?
pounds, how does this process
for 12 samples of
4. The data below are X24and R values
50 0
0 62
size n = 5. They were25taken from a process producing
50 3
0 60
bearings. The measurements are made on the inside

diameter of the bearing. The data have been coded

from 0.50; in other words, a measurement of 0.50345

has been recorded as 345. Range values are coded from

0.000; that is, 0.00013 is recorded as 13.

Range
K
g fill o f t he ha gs is t o be 50 0
do es t his pr o cess co m ar e?13
1
345 p

Set u p t he x

an d

Variable Control Charts


223
o n t hi s pr o cess Do es t he

R c har t s

or w h
n the
n y this
up
n t r o l?W
and
to b
co charts
e in R
on
process.
em X
y n o t ?I fDoes
r o ces
s sethe
pSet
process seem to be
in
control?
Why or why not? If necessar y, assu m e a ssi gn able cau ses a n d r ev i se t he t r i al
essary, assume assignable causes and revise the trial
it s
Ccontrol
o n t r o l li m
limits.
ld l o o klook
if if
how both an X and R or s chart would
5 . DDescribe
escr ibe how bo t h an x an d R o r s c har t w o u
they were under normal statistical control.
t hey w er e u n der n o r m al st at i st i cal c o n t r o l
. Why is the use and interpretation of an R or s chart so
examining
io nchart?
o f an R o r s char t so
t at X
d in t er pr ean
6 wcritical
ny is t hwhen
e u se an
. crCreate
R chart for the clutch plate information
it ical wan
henXeand
x am i n in g an x c har t ?
in Table 18.1 on page 000. You will need to calculate the
at icontrol
on
the
x an dfor
7 Crange
Rcheach
r t he clu t chCalculate
a r t fosubgroup.
values
r eat e an
pla t e in fo r m
for each chart. Graph the data with
inlimits
Tableand
18 1centerline
o n page 000 Yo u w ill n eed t o calcu lat e t he
the calculated values. Beginning with the R chart, how
fo r ealook?
r an
ch su bgr o u p Cal cu lat e t he c o n t r o l
alu es
process
ge vthe
does
w it h
at ause
a r t Gr aph t he d
in the
each c h
for
m it s Manufacturing
an d cen t er li n e fo rmakes
. liRM
thermometers

eld. These thermometers, which read in demedical


th
e cal cu lat ed v a l u es Begi n n i n g w i t h t he R c har t , ho w

grees Celsius, are able to measure temperatures to a


do es t he pr o cess lo o kof
level of precision ? two decimal places. Each hour, RM
eight randomly selected ther
Manufacturing
8 RM
Ma n u fac t u r in gtests
m akes t her m o m et er s fo r u se in t he

mometers in a solution that is known to be at a temper-

and
therdesired
on
the
chart.
Based
X
and
R
ees Celsi uan
s, a r e abl e t o m ea su r e t em per at u r es t o a
grinterpret
reading of 3, interpret the results of your
mometer
lev el o f pr ec isio n o f t w o dec im al places Ea ch ho u r , RM
plotted averages and ranges.
Man u fa c t u r in g t est s ei ght r an do m ly sel ec t ed t h
m o m et er s i n a so lu t io n t hat i s kn ow n t o be at a t
emp
Average Temperature Range
Subgroup

at u r e o f 3 c Use t he fo ll o w i n dat a t o c r eat e an d


g
3.06
1
in t e r pr et an x an d R c har t Base d o n t he desi r e d 0.10
th

in
ic h r eto
field
These
mature
a d create
e dic a l of
er m ofollowing
m et er s, w hdata
Uset hthe
3C.

3.03
2
3 , i n t er p3.10
r et t he
3
3.05
plo t t ed av er a4ges an d r an ges
2.98
5

m o m et er r eadi n o f
g

6
7
8
Su bgr o u9p
10
111
12

2 13

14
4 15

r esu lt s o f

3.00
3.01
3.04
Av er a ge Te m p
er a t u r e
3.00
3.03
2.96
3 06
2.99
3 033.01

3 05

2.98
3.02

0.09
0.12
yo u r
0.07
0.08

0.10
0.15
0.09
Ran 8e0.09
0.14
0.07
0 10 0.11

0 09 0.09
0.13
0.08
0 07

l lim
t r oSubgroup
i s If t hNumber
e av er a e

3 00

po u n ds,

0 10

3 01

0 15

ho w

2
4 The dat a bel ow

ar e

14
347
a n d R v a lu es fo r 12 sa m l
p es o f

12
350
3
si ze n
5 Th4ey w er e t aken f346
r o m a pr o ce
11ss pr o du c i n
g
bear in gs The 5m easu r em e n t s350
15
a r e m ade o n t he i n si de
16
dia m et er o f t h6e bea r in Th345d
e
h
t
a
a
av14
e been co de d
g 349
7
fr o m 0 50; in o8t her w o r ds 348
13
a m ea su r em en t o f 0 50345
,
12
348
9
has been r eco r ded as 345 R
an ge v a lu es ar
15e co ded fr o m
354
10
0 000; t hat is 11
0 00013 is rec o r352
ded as 13 13
,

3 00

0 09

10

3 03

11

0 14

2 96

12

0 07

2 99

13

0 11

3 01

14

0 09

2 98

15

0 13

3 02

0 08

12

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355

16

CHAPTER

NINETEEN

A P A B I L IT Y
P
RO C ESS C
PROCESS
CAPABILITY
he
r o m tthe
e a p ffrom
n t u i t i v e lleap
n iintuitive
a de a
ho h
an
f oone
as m
S
i r t u o u s ssense
he h
h e vvirtuous
ne w
a d tthe
e n s e oof
who
has
made
She
had
ccollection
o /l e c t i o n o
e v ide n c e
off evidence.

o die s
fFrom
rom B
Bodies

r a g i le
o s t ffragile
m
most

B o 1l h w i c k
ater b
5. Borthwick
by].
yj &
Water
of W

of

a r i a t io n
Q u a l it y : V
Variation
Quality:
O
i
n
t
o
R
d
c
u
e
Opportunities
p o r t u n it i e s
p
Reduction

S t a t is t ic s

Process

Capability

1 .

R e lia b ilit y

_
Qs

F M EA

V
a r ia b le s
Variables
h a rt s
C
o n tro l C
Charts
Control

Design of

E
x p e r im e n t s
Experiments

eg.

h e i r cconclusions.
h e y nneed
h e y nneed
o n c lu s io n s T
eed e
eed
v ide n c e T
support
They
evidence.
They
p p o i t ttheir
h
i
t
t
H
t
a
n
w
e
r
o
e
u
d
s
e
s
k
o
h e process
n : How
o w do
o w
n o w tthe
the answer to the qquestion:
wee know
p r o c e ss
w i ll g
en er ate p
r o du cts o
ha t m
e r v i c e s tthat
h e ccustomers
will
generate
products
e e t tthe
orr sservices
u sto m er s
meet
sspecications?
r o c e s s ccapability
a p a b i l i t y rrefers
h e nability
b i Bi t y oofa
e f e r s tto
Process
o tthe
p e c \ f 1c a t / o n s ? P
a
d
d
t
r
o
c
e
s
s
o
r
o
1
c
e
t

r
o
i
d
u
c
s
l
r o v
process to P
produce Pproducts oorr Pprovide
e sservices
e r v i c e s ccapable
t 1 p t 1 b e oof
p

t h e sspecications
e e t i r g the
m
1 e ccustomer
et b
meeting
u sto m er o
by
e s ig n e r A
p e c i f i c a t i o n s sset
Ass
y lthe
orr ddesigner.
sU

t he

'

L EA R N I N G OP P D RT U N I T I ES
h e rrelationship
e l a t io n s h i p
T o gain
1
n u
n de r s t a n d in g o
off tthe
understanding
g a l n aan
1. To
h e i r averages
a v e ra ge s
n d ttheir
b e t w e e n iindividual
a lu e s a
n d i v i d u a l vvalues
and
between

d if f e r e n c e between
b e t w e e n s pe c if i c a t i o n
h e difference
T o understand
2 To
u n d e r s t a n d tthe
2.
i m it s
l i m i t s aand
c o n t r o l llimits
n d control
,specification
limits
i n t e r p r e t ttheprocess
he pro c e s s
l e a r n to
t o ccalculate
a l c u l a t e Ihd
a n d interpret
To learn
3 To
a.

C 6,.
C a n d e,
i n d ic e s e
C t
c a p a b i l i t y lndieap
and p
upapiliry
:

Jzywen.m-.

5... A. ... m...

rr

wr

-.

'

_,

r-

d
i s c u s s e d iin
n p
r e v i o u s chapters,
chapte r s v
discussed
f f e c t s aa p
a r ia t io n a
previous
r o c e ss
variation
affects
process
d
h
m
a
t
t
r
e
f
v
e
n
e
r
o
c e s s from
and mayy pprevent the pprocess
r o m p
r o du c in
r o du ct s o
producing
orr
products
,

an

g p

i c e s tthat
hat m
eet
ccustomer
u st o m e r
services
sspecications.
meet
e d u c in
Reducing
p e c i fi c a t i o n s R
r o c e s s vvariability
a r ia b il it y a
n d ccreating
r ea t in g c
i
l
f pprocess
i
b
t
o
n
s
t
s
t
and
e
o t h inn
u
a
consistent qqualityy both
h e viability
f
ccrease
r e a s e tthe
d
v ia b i l it y o
i
i
re
p
ct o n s o
of ppredictions
u tu re p
r o c e s s peroff ffuture
process
ser v

/) fformance
& gu r e
o r m an ce (
(Figure

9 1)
1
19.1).

M
a n u fa c t u r e r s
Manufacturers

r o du c ts a
o
n d p
off pproducts
r o v ide r s o
e r v ice s
and
providers
off sservices
s e process
o
b
i
l
r
c
i
e
s
s
can uuse
t
c
a
o n c e p t s tto
capability
o a
s s i s t iin
e c is i o n s
n d
p
assist
pa
y cconcepts
decisions

c an

h i s cchapter.
ha p t e r U
ha t b
e g i n s tthis
u o t e tthat
n l i k e the
the
begins
quote
Unlike
q
i
Si
S
i
l
i
t
t
m
a
r
a
k
h
c
t
e
a
n
x
h
o n e r s know
t e q
u o e , lean Six Sigma
n o w tthat
n the
practitioners
at
quote.
e r s o n iin
g
p
person
p
i t h o u t tthe
he d
u d gm e n t s w
m a k e quick
h e y cannot
a t a tto
without
o
tthey
c a n n o t make
data
q u i c k jjudgments
C
o n side r
Consider

he
tthe

2
24
224

Scanned by CamScanner

in g p
r o du c t o
concerning
r o c e ss s
product
orr pprocess
specications,
p e c i f i c a t i o n s aappropriate
p p r o p r ia t e

co n cer n

r o du c t io n
production
p

h o d s eequipment
im e
b
methods,
n d ttime
o
A
s (: d
bee uused,
and
q u i p m e n t tto
ccommitments.
o m m it m e n ts
m et

Ca b i l it y
P r o c e s s Capability
Process

P r e d ic t io

225
225

F
s
u t u r e iis
Future

t a b l e aand
n d
sstable

r e d ic t a b le
predictable.
p

P r e d ic t io n
Prediction

F
s
u t u r e iis
Future

n
ot
not
r e d ic t a b l e
b l e oorr p
predictable.
stable

s ta

F
I G U R E 19
19.11
FIGURE

r e d ic t io n s
F
u tu re P
Predictions
Future

A L U ES
N D IV I D U A L V
IINDIVIDUAL
VALUES
V ERA G ES
IT H A
O M PA R ED W
AVERAGES
C
WITH
COMPARED

S
Spreadof
p re a d o f
a v e ra g e s
averages

t iindividual
n d rv i ci u a l
he p
e r f o r m a n c e uof
a se d o
performance
onn tthe
based
capability
p a b i l i t y iiss b
f
I
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9 2
F IG U R E 1
19.2
FIGURE

oi

I n d iv id u a ls
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Curves
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o

A v e r a ge s
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an

26

CHAPTER NINETEEN

Clutch Plate Thickness: Sums and Averages

TABLE 19.1

EX.
SubgrOUD 1
Subgroup 2

0.0625

0.0626

0.0624

0.0625

0.0627

0.3127

0.0625

0.0003

0.0624

0.0623

0.0624

0.0626

0.0625

0.3122

0.0624

0.0003

Subgroup 3

0.0622

0.0625

0.0623

0.0625

0.0626

0.3121

0.0624

0.0004

Subgroup 4

0.0624

0.0623

0.0620

0.0623

0.0624

0.3114

0.0623

0.0004

Subgroup 5

0.0621

0.0621

0.0622

0.0625

0.0624

0.3113

0.0623

0.0004

Subgroup 6

0.0628

0.0626

0.0625

0.0626

0.0627

0.3132

0.0626

0.0003

Subgroup 7

0.0624

0.0627

0.0625

0.0624

0.0626

0.3126

0.0625

0.0003

Subgroup 8

0.0624

0.0625

0.0625

0.0626

0.0626

0.3126

0.0625

0.0002

Subgroup 9

0.0627

0.0628

0.0626

0.0625

0.0627

0.3133

0.0627

0.0003

Subgroup 10

0.0625

0.0626

0.0628

0.0626

0.0627

0.3132

0.0626

0.0003

Subgroup 11

0.0625

0.0624

0.0626

0.0626

0.0626

0.3127

0.0625

0.0002

Subgroup 12

0.0630

0.0628

0.0627

0.0625

0.0627

0.3134

0.0627

0.0005

Subgroup 13

0.0627

0.0626

0.0628

0.0627

0.0626

0.3137

0.0627

0.0002

Subgroup 14

0.0626

0.0626

0.0625

0.0626

0.0627

0.3130

0.0626

0.0002

Subgroup 15

0.0628

0.0627

0.0626

0.0625

0.0626

0.3132

0.0626

0.0003

Subgroup 16

0.0625

0.0626

0.0625

0.0628

0.0627

0.3131

0.0626

0.0003

Subgroup 17

0.0624

0.0626

0.0624

0.0625

0.0627

0.3126

0.0625

0.0003

0.3139

0.0627

0.0004

Subgroup 18

0.0628

0.0627

0.0628

0.0626

0.0630

Subgroup 19

0.0627

0.0626

0.0628

0.0625

0.0627

0.3133

0.0627

0.0003

Subgroup 20

0.0626

0.0625

0.0626

0.0625

0.0627

0.3129

0.0626

0.0002

Subgroup 21

0.0627

0.0626

0.0628

0.0625

0.0627

0.3133

0.0627

0.0003

0.0627

0.3131

0.0626

0.0003

Subgroup 22

0.0625

0.0626

0.0628

0.0625

Subgroup 23

0.0628

0.0626

0.0627

0.0630

0.0627

0.3138

0.0628

0.0004

Subgroup 24

0.0625

0.0631

0.0630

0.0628

0.0627

0.3141

0.0628

0.0006

Subgroup 25

0.0627

0.0630

0.0631

0.0628

0.062?

0.3143

0.0629

0.0004

0.062;?"

0.3142

0.0628

0.0003

Subgroup 26

0.0630

0.0628

0.0629

0.0628

Subgroup 27

0.0630

0.0628

0.0631

0.0626

0.0627

0.3144

0.0629

0.0004

Subgroup 28

0.0632

0.0632

0.0628

006.31

0.0630

0.3153

0.0631

0.0004

Subgroup 29

0.0630

0.0628

0.0631

0 0632

0.0651

0.3152

0.0630

0.0004

Subgroup 30

0.0632

0.0631

0.0630

0.0628

0.0628

0.3149

0.0630

0.0004

9.3981

mm..." or

l
Process 3a
:

-r

averages

----- UCL
a

spread

USL

H = )=(0

ESTIMATION OF POPULATION

SIGMA FROM SAMPLE DATA

The larger the saunple size, n, the more representative the


X. is of the mean of the population. p. in
average,
salptple
WT words. \ becomes a more reliable estimate of p. as the

01
sample

srze Is increased. The ability of X to approximate p is

measured by the expression (r/ V31, the standard error of the

mean. It is possible to estimate the spread of the population

_____ LCL

or

\.\ Distribution 0'

individual values

LSL

GURE 19.3 Comparison of the Spread of individual


Alues with Averages
scanned by CamScanner
Scanned

individuals

using the sample data. This formula shows the

relationship between the population standard deviation ((7)

and the standard deviation ot-the subgroup averages (HY):


(f

(T

Vii

Ca p a b i l it y
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ERS U S
I M IT S V
VERSUS
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LIMITS
CONTROL
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P E C I F IC A T I O N L
S
SPECIFICATION

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a
n
c
i
e
u
sc
changes
h e resulting
r e su lt in g m
g s
li m it s T
miscued
o n t r o l limits.
The
t h e ccontrol
process,
p r o c e s s the
n c r e a s e process
a n d iincrease
r o c e s s and
pr o cess
the p
d i s r u p t the
process
o t e n t i a l l y disrupt
ccan
an p
potentially

n o t e that a

a p
etw een a
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v a lu e s
i n d i v i d u a l values
t h e spread
sp r e a d o
off individual
s h o w s the
shows,
h i s reason,
r e a so n
o r tthis
v e r a ge s F
t h e aaverages.
For
o f the
h a n the
t h e sspread
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i s wwider
p r e a d of
is
h
i
s p eci
l
t
w
d
i
t
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F
e
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i m i t s ccannot
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limits
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l
d
i
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e
h
w
o w widely
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y the
An x
not
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ccation
a t i o n limits.
spr ead
v e r a g e s spread.
t h e plotted
o m p o s i n g the
v alu es c
p l o t t e d aaverages
iindividual
composing
n d i v i d u a l values
n
l
s e d iin
i
s
u
h
a
t
w
a
s
r
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s cchart is always
o r s
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y
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ann R
h i s iiss oone
n e rreason
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This
v
i
n
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h
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he Y
w i t h tthe
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conjunction
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h
i
n
h
e
t
a
i
s
a
b
w
n
l
b
r
v
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e
o
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e seen
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a t a ccan
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ual
h
t
r e
a
r
h
R
c
s
t
r
e R o
o n the
f the
or s chart aare
a l u e s on
t h e vvalues
he R
c h a r t If
o
R oorr ss chart.
onn tthe

i g u r e 19
A
19.22
Ass FFigure

the
t h e n the
llarge,
a r g e , then

is
i t h the
t h e average
a v e r a g e is
a sso c ia t e d w
with
v a r i a t i o n associated
variation

he
h a r t ccreated
s i n g tthe
r ea te d u
using
h o w s aa control
c o n t r o l cchart
9 4 sshows
Fi g u r e 1
l a r g e Figure
19.4
large.
1
l
9
b
1
T
i n Table
e 19.1.
a
t h e values
v a l u e s in
18 aand
n d the
C h a p t e r 18
r o m Chapter
o n c e p t s ffrom
cconcepts
X s aare
r e also
a lso
sh o w n a
v a l u e s shown
I n d i v i d u a l values
ass Xs
i r c l e d Individual
he X
a r e ccircled.
T
iss are
The
l
l
i
d
a ll
d
i
i
e
s
h
a
u
v
u
a
h
v
n
e individual
e r e tthe
har t N
w
values ffall
h i s cchart.
o t e where
n tthis
l o t t e d oon
Note
plotted
p
the p
r o c ess
o r the
l i m i t s eestablished
s t a b l i s h e d ffor
process.
t h e ccontrol
o n t r o l limits
t o the
iin
e l a t i o n to
n rrelation
h
h
v
d
l
e r a ge s
i
t
t
e
a
n
d
a
w
e
m
o r e widely
i n d i v i d u a l s sspread
more
h e individuals
T
y than the averages
prea
The
h a r t Studyhe R
R cchart.
St u
b y tthe
h e pattern
s t a b l i s h e d by
o l l 0 w tthe
andd ffollow
p a t t e r n eestablished

an

i
x cchart
h a r t ccan
a n signifthe X
w i t h the
i n cconjunction
h a r t in
o n j u n c t i o n with
s i gn
t he R
R cchart
ingg the

in

he
n c r e a s e tthe
iicantly
c a n t l y iincrease

is
h o w the
the p
r o c e s s is
d e r s t a n d i n g of
o f how
process
understanding

u n

e r fo r m i n g
performing.
p
spe
l i m i t s aand
n d specio n t r o l limits
o t h ccontrol
both
F
x p l a n a t o r y purposes,
o r e
explanatory
For
p u r p o se s b
r a c t ic e
9 5 a
a p
F i gu r e 1
practice
h a r t s iin
n Figure
h e ccharts
19.5,
n tthe
i m i t s aappear
fcation
i c a t i o n llimits
p p e a r oon
9 5
i
F
r
i
u
i
n
h e vvariation
a r i a t o n in Figure
i n iindustry.
g e 119.5,
f o ll o w e d in
n du st r y T
b e followed
The
o be
o t tto
n
not
x pec ted
t h e eexpected
lim it s m
a r k i n g the
marking
o n t r o l limits
h a r t eexceeds
x ce eds c
control
t o p cchart,
top
A l t h o u gh
l i m i t s Although
t h e specication
s p e c i %c a t i o n limits.
o t the
u t n
a r ia t io n b
not
but
r o c e s s vvariation
process
p
h e cusc
b e i n g tthe
t i m e being
h e time
o r tthe
i s oout
o f control,
c o n t r o l ffor
u t of
he p
r o c e s s is
tthe
process
b
19 5 boti g u r e 19.5,
in F
h e process
Figure
et T
The
e in g m
re b
met.
e eds a
p r o c e s s in
being
are
ttomers
o m er s n
needs
u
D
i
t
s
i
l
m
butt
ont ml limits,
the c
i t h i n the
control
n d w
within
co n tro l a
and
u n d e r control
h a r t , iiss under
ttom
o m cchart,
o n tro l
t h e ccontrol
w i t h the
o r r e s p o n d with
o t c
im it s d
correspond
doo nnot
h e sspecication
tthe
p e c if i c a t i o n llimits
to
i s performing
t h e process
h a t the
p e r f o r m i n g to
p r o c e s s is
r e v e a l s tthat
h i s situation
s i t u a t i o n reveals
li m i t s T
This
limits.
h
e
t
m e e t the
o meet
n o u g h tto
e ll e
enough
o t w
well
u t n
b i l i t ie s b
not
but
t s aabilities,
b e s t ooff iits
h e best
tthe
,

'

u st o m
t h e ccustomer.
by the
e t by
i fi c a t i o n s sset
specications

spe c

er

228

IN E T E E N
H A PT ER N
C
NINETEEN
CHAPTER

228

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F
I G U R E 19
19.44
FIGURE

I n d iv i d u a l s
a n d Individuals
v e r a g e s and
xX- aand
h a r t Sh
o w in g A
n d R
Averages
Showing
RC
Chart

h a n ge m
u st b
d
t h e cChange
9 7 b ) the
bee dramust
F i gu r e 1
19.7b),
o n tro l (
d
(Figure
u t o
r i ft s o
off ccontrol
out
drifts
i
fi
i
t
f
o
n
a
c
e
c
d
t
s
d
i
u
o
o
er e
h e parts
r e considered
co n s
out of specication.
b e f o r e tthe
p
m a t i c before
p a r t s aare
matic

ER S U S
P R EA D V
S
T
H E 6
t
VERSUS
THE
60SPREAD
L I M IT S
P E C I F I C A T I O N LIMITS
S
SPECIFICATION

he m
i s tthe
eas
h e iindividuals
c r is
r o c e ss 6
n a
measn d i v i d u a l s iin
60,
a pprocess,
off tthe
h
h
i
i
e
t
d
f
t
e
t
l
w
i
i
h
c
o
n
r
t
o
u
es o
ea
e rrealities
o ccompare
o m p a r e tthe
with the ddeu
re u
s e d tto
of pproduction
ure
used
s
he p
e v i a t i o n iis
ta n da r d d
f tthe
h e ccustomers.
r o cess s
i r e s oof
u st o m e r s T
deviation
ssires
standard
The
process
d
l
h
l
f
t
a
R
t
a
:
h
i
r
n
r
o
c
a
d
o
c
b
t
r
r
o
m
r
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o
e
e
o
n
e
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s
chart
data:
R
from
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based on either 5 or

h e sspread
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The
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~ _3
0'
s

C4

c4

or

a _ Ei
U

6
h i s situation,
c r iis
s
IIn
tthis
sit u a t io n
1 SL
n
60'
S L - LSL
= U
USL
h
l
A
t
e
r
o
c
e
n
a
s
s
s
B
o
s
9
1
i
F
a
l
r
e
process
)
u
h
as
the
e
t
a
n
c
l
long
F
t
o e
p
((Figure
e tolerance
19.83). As
g
o the
e q u a tto
g
equal
h a n g e iin
n p
r o c e ss
n o c
w i t h no
process
e n t e r e d with
change
an d c
n ccontrol
o n t r o l and
r e m a i n s iin
centered,
remains
i t h i n specication.
sp ec ific a t io n
w ill b
h e parts
tthe
bee wwithin
vvariation,
a r ia t io n
p r o d u c e d will
p a r t s produced

6cr
I : 60
C
a s e III:
Case

H
o w ev er,
However,

8 b ) will
w ill
e a n (Figure
i n the
( F i g u r e 19
t h e process
19.8b)
s h i f t in
mean
a shift
pr o c ess m

d
d22

SL
U
USL

her e
where

- UCL
UCL

ta n da r d d
e v ia t i o n
o p u l a t i o n sstandard
st im a te o
deviation
off ppopulation
6' = eestimate
l
l
i
d
i
d
r o c e ss
t
=
d
t
c
a
e d ffrom
ro n p
v
n
c
a
l
u
r
e
o
a
a
t
a
n
e
s
s
a
m
process
s
calculated
deviation
_5_
sample
p standard
f
l
l
d
f
b
=
t
r
m
r o c e ss
jB
o
s
c
a
c
u
a
e
r
o
u
u
a n ge o
v e r a g e rrange
process
a
of ssubgroups
average
p calculated from p
R
g
A p p e n d ix 2
n Appendix
o u n d iin
C
2
c44 aass ffound
d
i
2
d
i
A
f
x
d
n
e
n
o
u
n
a
s
2
d22 as found in Appendix
pp
=

Ta r g e t 110
Target
Po
v a lu e
value

R
ec a u se
e m e m be r , b
because
Remember,

LC L

h e s e ttwo
h e eestimators
w o
n d d
C a
st im a to r s (
) tthese
d2),
(c4
off tthe
4 and

LS L
LSL

formulas will yield similar but not identical values for &.
f the
i nd i v
h e aallowable
l l o w a b l e sspread
t h e individi m i t s tthe
S
Specication
p r e a d oof
p e c i f i c a t i o n llimits,
h e process
h e 660'
i t h tthe
o
c r sspread
o m pa red w
r e ccompared
als a
with
u
p r o c e s s tto
p r e a d ooff tthe
uals,
are
h
ci
i
e
f
i
t
t
b
l
h
n
e
s
p
t
s
s
o
m
e
e
r
o
c
e
s
h
e
a
e
i
c
a
w
d
o
e t e r m n e how capable
the pprocess is of meetingg the speci
p
determine
h e n specicai t u a t i o n s ccan
x ist w
i f t e r e n t ssituations
a n eexist
s p eci f i
hree d
when
a tio n s T
ccations.
different
Three
h e 660'
1 ) tthe
r o c e ss s
an
[T p
r e compared:
c o m pa r e d : (
i o n s aand
cT a
process
spread
ttions
n d 6
(1)
p r e a d ccan
are
60
i
fi
l
i
he
i
i
2
h
f
t
t
t
d
s
c
a
o
n
m
t
c
e
s
e
h
o
)
(
h
r
e
a
t
e sspread
b
limits;; (2) the
a n the
of the specication
e s s tthan
p
p
bee lless

P
ro c e s s
Process

bu t w
it h i n specication
c o n t r o l but
s p e c if i c a t i o n
outt ooff control
within

o u

US L
USL

f tthe
h e specih e sspread
s p eci
o tthe
a n b
6
bee eequal
r o c e ss s
cr p
p r e a d oof
spread
q u a l tto
process
60
p r e a d ccan
t ha n
a n b
r e a t e r than
h e 660
s p r e a d ccan
r o c e s s spread
cT p
3 ) tthe
i m i t s ; ((3)
bee ggreater
process
ccation
a t i o n llimits;

the

the

Ta r g e t
v a lu e

lim its
h e sspecication
f tthe
sspread
p e c i %c a t i o n limits.
p r e a d oof

- 1LSL
h e most
h i s iiss tthe
SL T
m o st d
e s i r a b l e ccase.
a se
This
desirable
l
h
l
i
i
i
T
h
h
ig u r e 1
h i s rrelationship.
F
e ccontrol
o n t r o limits
m t s have
l l u s t r a t e s tthis
9 7 iillustrates
av e
e la t i o n s
Figure
19.7
p The
been placed on the diagram, as well as the spread of the process
f the
v e r a ge s (
d o t t e d lline).
i n d iv id u a ls
a
the p
in e ) T
he 6
r o c e s s individuals
t s
averages
(dotted
process
The
60
spread
p r e a d oof
iiss sshown
ho w n b
f the
h e sspread
in e A
t h e ssolid
i n
t h e indio l i d lline.
x p e c t e d tthe
byy the
Ass eexpected,
p r e a d oof
v i d u a l vvalues
a l u e s iis
h a n tthe
h e sspread
d
s g
r e a t e r tthan
f
h
vidual
r
e
a
t
o
e
a
e
s
e
a
v
r
h
greater
of
;
the
averages;
how
p
g
ever, the values are still within the specication limits. The 60'
sspread
f tthe
h e iindividuals
n d i v i d u a l s iis
h a n tthe
h e sspread
s lless
e s s tthan
h e sspecicap r e a d oof
p r e a d ooff tthe
p e c if ic a
io n s T
ttions.
h
i
ll
o w s ffor
o r m
Thiss aallows
o r e rroom
o o m ffor
o r p
r o c e s s shifts
more
s h i f t s while
w h i l e sstay
tay
process
iing
i t h i n the
n g w
t h e sspecications.
within
h a t even
o t i c e tthat
i f tthe
he p
e v e n if
Notice
p e c i fi c a t i o n s N
r o cess
process
SL
C
a se L
USL
I: &60'T << U
Case

LSL

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Process
n ccontrol
o n tro l b
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out o
s p e c if i c a t i o n
but
01f specication

E x p l a n a t i o n Purposes
Cha r ts
FIGURE 19.5 FFor
o r Explanation
P u r p o s e s Only,
h e s e Charts
O n ly T
These
ho w C
S
L i m i t s versus
o n t r o l Limits
Show
i
Control
i
v e r su s S
t
m
s
p e c i fi c a t i o n L
Specication
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F IG U R E 1 9 5

lit y
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Process
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U
h e xi aand
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he P
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o Assess
Using
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Process

S IG M A T O O L S

L E A N s lx

229
229

t W O R K

(b
t h e spread
s pre a d
t h a t the
R chart
he R
e v e a l s that
c h a r t rreveals
t h e sections
s e c t io n s o
S
t u d y i n g the
onn tthe
Studying
i
s e c t io n
l
n section
h
u e s in
6
T
9
e
v
a
1
)
F
i
e
r
u
i
values
(
The
n
h
19.6).
n
i
a
d
c
f
h
(Figure
t
t
s
g
e
a
a
g
o
g
of the data is changing
norm a l
t h e normal
de n o t e d b
byy the
v a r ia t i o n denoted
m ou nt o
off variation,
A
a v e r a ge a
amount
ave a
ann average
A hhave
i
e c t io n
n
e
s
i
a
s
i
c
e
n
r
Va r i a t o n increases in ssection
s e c t io n A
o section
A. Variation
ccurve
c o r r e s p o n d i n g tto
u r v e corresponding
B)
l
e ((B).
r
v
u
c
a
r
m
t
h
o
n
d
e
n
curve
o
r
e
a
d
b r o a e r sspread
on the normal
in a
p
m u c h broader
a much
B
e s u lt i n in
B, rresulting
b
t he
h
n
o
w
c
i
s
s
the
i
by
t
i
n
y
i
o
s
e
c
shown
n
i
t
is
n
i
a
o
C
r
a
n
v
section
e
e c re a s
in variation in
ig n if i c a n t d
T
h e ssignificant
decrease
The
read o
h
t
i
e sspread
b
off
e
s
h
d
r
t
R
c
e
s
p
r
the
h
a
T
c
i
e
describes
t
o
n
ib
u
chart
i
t
r
R
d
d
The
k
s
ea e
distribution.
a rrow p
n
peaked
narrow,
x chart.
h e )7
c ha r t
h e iindividuals
n d i v id u a l s o
tthe
onn tthe

i B m a tteam
ix S
eam h
A
ean S
as b
e e n sstudying
Six
Sigma
has
t u d y i n g the
t h e rresults
A llean
been
e s u lt s o
e n s i le
off aa ttensile
T
h
t
b
t
t
t
e
s
o
t
e
e
r
u
n d e r s t a n d tthe
test.
he p
To
better
understand
g
ro c e ss p
strength
and
e r f o r m a n c e and
process
performance
h e iindividual
n d i v id u a l vvalues
tthe
h e sspread
a l u e s that
h e aaverages,
t h a t ccompose
p r e a d ooff tthe
o m p o s e tthe
v e r a ge s
e m be r s h
h e tteam
eam m
tthe
ave o
v e r l a i d tthe
members
have
he R
ha r t p
h e xX
overlaid
a tt e r n o
R cchart
pattern
onn tthe
h i s easily,
ha rt T
o d
o tthis
e a s i l y tthey
he y d
i v i d e d tthe
cchart.
To
do
h e xX cchart
h a r t iinto
t h r e e ssecdivided
n t o three
ec
stre n

F ig u r e 1
9 6 ) cchosen
h o s e n oon
t i o n s ((Figure
t he b
19.6)
n the
f h
he d
h e xX
tions
a s i s oof
o w tthe
ata o
basis
how
data
onn tthe
b
t
r
t
o
e
e
a
h
a
r
r
o u pe d x
a
cchart appear
a l u e s iin
to be ggrouped.
pp
n section
s e c t io n A
r e ccentered
K vvalues
e n te re d a
A aare
att
nd a
r e vvery
i m i l a r ]In
he m
e a n aand
e ry s
tthe
are
n section
mean
similar.
t he X
x vvalues
s e c t io n B
a l u e s are
a re
B, the

bo v e
a
above

he m
tthe
ean a
nd m
o r e sspread
mean
and
more
ut S
e c t io n c
ave a
a lu e s h
Section
p r e a d oout.
C vvalues
have
a

re n d
o w n w a r d ttrend.
s l ig h t d
downward
slight

_ - UCL;

.x WA

---------------- LCL;

o:

---------------- UCLR

g \/\
'

9 6
F
IGU R E 1
19.6
FIGURE

/
c
B
A
_____________

LCLR

LU

>

lM

D:

/ c

Pa t t e r n
h a r t Pattern
ht R
) v e r i a y i n g tthe
(Overlaying
R CChart

SL
, UUSL

ha r t
h e xX C
Chart
on tthe

o n

h e 60
h a t tthe
6c r
A
L SL
S L LSL
t i m e tthat
n y time
II: 6
C
cr >
a s e I111:
Any
> UUSL
60
Case
d
b
le
d
i
l
h
h
t
i
s
n
u
n
e
r
a
t
t
r
a
n
c
e
s
r
e
a
a
d
t
o
e
a
n
e
a
e
r
r
e
s
an
undesirable
e
a
sspread
r
than
the
tolerance
spread,
is
greater
p
g
p
,

h e process
is
F i g u r e 119.9a).
t h o u g h tthe
9 9a ) E
v e n though
x ist s (
Even
(Figure
situation eexists
p r o c e s s is

sit u a t io n

UCL

_ LSL

i s inca
iitt is
i n c a p able
a ble
v a r ia t io n
h i b i t i n g oonly
a t u r a l patterns
n ly n
natural
exhibiting
p a t t e r n s ooff variation,
f
h
i
i
T
i
b
h e sspec1cations
t
t
t
t
c
o
r
r ec t
n
m
e
r
o
s
s
e
e
c
u
s
o
c
a
e
c
o
e e t i n g tthe
To
correct
set
by
the
customer.
off mmeeting
y
p

ex

60

Target
T
a rg e t

in t e r v e n t io n
his p
a n a g e m e n t intervention
tthis
r o ble m , m
management
problem,

i l l be
b e nnecessary
n
e c e s s a r y iin
will

to
h a n g e tthe
he p
o r to
t h e vvariation
d e r to
a r i a t i o n or
t o cchange
r o c e s s tto
o d
e c r e a s e the
process
decrease
order
h
f
l
i
i
t
b
h e process
f
h
i
T
t
e
o
a
c
a
e
r
c
e
s
s
n
r
o
e
c
e
s
s
a
e c e n t e r tthe
rrecenter
capability
of
the
if
necessary.
The
y
p
p
y
i
i
h
i
t
h
h
i
t
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n
b
d
x
i
e
e
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n
t
t
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n
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c
v
w
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o
e
o
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F
o
e
c
a
r
o
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e
s
s
without changing
cannot be improved
g
process
g g the existing
p
p
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t h e sstandard
T o aachieve
e d u c t i o n in
c hie v e a
a ssubstantial
u b s t a n t i a l rreduction
r o c e s s To
process.
p
o r

LC L

b)
(fb
)

a)
((a)

SL
L
LSL

shift
Processcontrol

O
ut
Out

ut
off c o n t r o l bbut

iindividuals
n d i v id u a l s

it h i n sspecication
w
p e c ifi c a t i o n
within

d
e v ia t io n
deviation

ill h
t o auh e data,
a v e to
d a t a management
m a n a ge m e n t w
o r spread
sp r e a d o
have
will
off tthe
or

thorize the utilization

i f fe r e n t
off ddifferent

t h o r iz e t he u t iliz a t io n o

h e overhaul
o f
o v e r h a u l of
m a t e r i a l s tthe
materials,
,

the machine, the purchase of a new machine, the retraining


he p
r o c ess
o tthe
i g n i f i c a n t changes
c h a n g e s tto
process.
h e ooperator,
t h e r ssignificant
o r o
o
other
off tthe
p e r a t o r or
i
h
h
i
p r
t
i
t
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l
d
w
h
n
t
e
a
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l
i
e
s
this
d
b
l
r
o
a
c
with
h
e
a
s
e
s
s
e
r
a
dealing
O
to
t e r less desirable approaches

Other,
pp
d
c t
h
u
r
o
t
i
e
i
t
n
o
n
o
c
s
e
t
product,
n p
10 0 percent
on the p
llem
o perform
r e tto
em a
p e r c e n inspection
are
p e r f o r m 100
a
r
v
e
a
r o c e s s average
the p
l i m i t s or
s h i f t the
o r shift
ge
process
t h e specication
s p e c i fi c a t i o n limits,
iincrease
n c r e a s e the
en d
n e end
at o
c c u r at
one
t h e nnonconforming
l l ooff the
o n c o n f o r m i n products
h a t aall
o tthat
sso
p r o d u c t s ooccur
,

F
IG U R E 1
9 7
FIGURE
19.7

L SL
S L - LSL
<
t
USL
< U
C
a s e II:: 6
60'
Case

sh ift in 8
c a s e s shifting
I n certain
c e r t a i n cases,
9 9 b ) In
F i g u r e 119.9b).
d i s t r i b u t i o n ((Figure
t h e distribution
off the
,

u t o
re o
h a t aare
off sspecicap e c i fi c a
out
a r t s tthat
l t iin
he p
off pparts
r o d u c t io n o
n tthe
production
result

r e su

he
io n A
ttion.
n tthe
n c r e a s e iin
n iincrease
An

lso
r o c e ss a
the p
also
n the
process
r e s e n t iin
i a t io n p
present
variation

v a r

t e s an
an o
u t o f s p e c i f i c a t i o n Situation
out-ofspecication
creates

cr ea

s i t u a t io n

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8c )
Fi g u r e 19
((Figure
l9.8c).

he
i n c r e a s e tthe
d increase
s c r a p and
e l i m i n a t e scrap
c a n eliminate
a v e r a g e can
he p
r o c e s s average
tthe
process
i
n
a
s
i
r
e
n c
g
c o st s b
byy increasing
s c r a p costs
a v i n g scrap
t h u s ssaving
e w o r k thus
o f rrework,
m o u n t of
a
amount
an

k ccosts.
o st s
rework

rew o r

30
2
230

H A P T ER N
IN E T E E N
C
CHAPTER
NINETEEN

____._...___..

Ta r N
Target

USL - LSL

Out ooff seci


specication
f i cat i on i
a)
((a)

c)
((C)

b)
((b)

F
I G U R E 19
8
FIGURE
19.8

C
I: 6
a s e III:
SL - LSL
L SL
c r -= U
Case
60
USL

O
u t
Out

of specication
p e c if i c a t io n

of s

- - UCL

SL U
USL

T
a rge t
Target

USL - LSL

_ LCL

SL
L
LSL

= =
(a )

'

FIGURE l9.9

b)

LSI. *~ [51.

Case lll: (m

RO C ESS
A L C U L A T IN G P
C
PROCESS
CALCULATING
I
N
I
C ES
IT
Y
D
A P A B IL
C
INDICES
CAPABILITY

2
2.

"

d e v i a t i o n in
s t a n d a r d deviation.
average sample
s:
p l e standard

a v e r a ge s a m

m
rn

: sSi
ll I
_ = *ss
m
m

'1

"

'

3
he
a l c u l a t e tthe
3. C
Calculate

ca

t a n d a r d deviation.
d e v i a t i o n S5.. for
fo r each
sample
eac h
p l e sstandard
r

sa m

s u bgm u p
subgroup.

t h it t 4
a t h e m a t i c a l rratios
a t i o s that
n dice s a
re m
u an
capability
are
mathematical
quanp a b i l i t v iindices
b t l i t v of
\ a
h e aability
o c e s s ltor p
m du ce p
n l d u c t s within
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t he
ttify
1 Bv lthe
produce
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h
hi
l
i
l
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h
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ad
l
t
\
:
:
e
n
e
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r
r
e
i
):
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indices compare
the spread
of
specications.
PJ
:
:
wi
i t i ons The capability
he p
i t h tthe
h e specication
s p e c i fi c a t i o n
r )i e ss w
reaw d h
h e iindividuals
with
n J i v i d u a l ccreated
tthe
byv tthe
process
T
h
d
i
he
h
h
t

l
t
r
l
o
r
e
s
e
s
n
e
m
e
r
t
u
:
l
\
u f tthe
i
e
1
t
i
or
designer.
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txr
spread
by
the
customer
m
g
p r e a d of
limits set
h
l
d
l
h
b
1
w
t
t
t
r
e
s
s
e

a
e
l
a
a
s
r
u
a
o
c
n
u t
n
a
e calculated {or a new p
a n be
process that has not
iindisiduals
n d i \ t d u a s (can
produced a signicant number of parts or for a process curbe
i t h e r ccase.
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aw
a
a l u e ccannot
ru e M
a n n o t be
a ttrue
60r vvalue
11 operation.
r c n t l \ lin
p e r a l i l n In
rently
l
d
l
b
t
i
i
c
n
m
h
\
e
r
a
s
o
n
ed
e* r
r K e S S is uunder
e P
as described
control.
n 1i l tthe
process
d
e t r m i n e d uuntil
determined
t s 1Ifl tthe
he p
r t K e s s iis
s n
o l
n J s5 har
h a r i s oorr k
process
h e xX aand
charts.
not
h
n d R
X iand
R charts
by\ 1the
b
i
r
h
t
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t
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e
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e
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e
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l
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t
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c
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m
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?
be
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l
thee
values may not
Th e ccalculated
t a h l e the
a cu a
p
1
stable.
a p B b i l 1t v
ttrue
r u e process
P r X e S ) ccapability.

P
r t x t :i \
Process

(Calculate
: a l L u l ;l t e the
t he

he r e
where

sta n da r d d
f u r each
s.- = standard
e v i a t i o n for
deviation
e a c h ssubgroup
u b gr o u p

s,

4
a l c u l a t e tthe
he
4. CCalculate

c / t im a tc
t h c population
u f the
estimate
st a m l a n l
of
p o p u l a t i u n standard

d
e v i a t io n :
deviation:

u m be r o
m = nnumber
u bg r o u p s
of ssubgroups

(7:.i
L
4
$

he r e
w
where

he p
A
r1K h s
s s u m i n g tthe
Assuming
process
h e ltwo
w n
the

rtx e ss:
process:
p

following
o l lo w i n g

de r
s e oone
n e
1n t r t l w
J a l c
wee uuse
control.
statistical
is under
;

h
al
Aul
at
e
A
e
w

h
a
n
1
0
s to calculate her of a new
e 1
m
methods

is u n

i 5 obtained
} h t a i n e d from
f r n t Appendix
c , is
A p 1w n d i 1 2.
2
5 M
ti
b v 6.
u l t i p l y tthe
h e population
5.
Multiply
1a n d i 1r d deviation
d e v i a t i u n by
Pt p u l a t i n n sstandard
c

t 1

f r u 1n
d i t a from
se e o n J m
l u l a Bm g or}
t h e data
e t h s l of
h d iiss to
u s e the
10 use
A\ second
t o
method
calculating
is
s s 5
i
e
h
}
l
h
m
T
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t e proctSs
a r t Once
t h a t the
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n c e aagain,
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chart.
is aassumed
that
p
g a i n iitl 1s
t

1
a ke
I. TTake
[i
a
80

4 tfor
l r 1
20 subgroups
sa m p l e ssize
t n 1 a l of
o l
u b gr o u p s o
il e 4
e a s t 20
at lleast
ofl sample
aB total

at

C
a lc u la t in g &
64}}
Calculating
o
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m c n 1s
measurements.

m ea su n

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d e r sstatistical
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66

23
231

h
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rroller
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6:}

iin
Ta b l e 19
hey h
2 T
n Table
iz e 5
ave 2
u bg r o u p s o
a m p l e ssize
19.2.
o r aa
They
have
211 ssubgroups
off ssample
5 ffor
total of 105 measurements, more than the 80 recommended.
T h e y ccalculate
h e ssample
ta n da rd d
a l c u l a t e tthe
a m p l e sstandard
e v ia t io n S
or e
a c h subThey
sub
deviation.
si.j ffor
each
Ta b l e 19.2).
19 2 ) F
r o u p ((Table
h e s e vvalues
h e aaverage
h e y ccalculate
r o m tthese
a l u e s tthey
group
a l c u l a t e tthe
v e r a ge
From
g
ta n da r d d
ssample
a m p l e sstandard
e v i a t i o n ]s::
deviation,

T h e next
i n v o lv e s
n e x t step
s t e p involves
The
i o n sstandard
ttion
d e v ia t io n :
t a n d a r d deviation:

h e populao f tthe
t h e eestimate
s t i m a t e of
c a l c u l a t i n g the
p o pu
calculating

_3_

c4
C4

0.02

0
94 00
0.9400

= 00.021
02 1

is b
2 aand
ased o
n d is
fro m A
onn
T h e vvalue
b t a i n e d from
based
s o
a lu e o
C iis
Appendix
p p e n d ix 2
off C4
obtained
The
4

i z e ooff 5
a sample
5.
p l e ssize

'

a sa m

A
he y
t e p tthey
h e final
f i n a l sstep
Ass tthe

d ev
t a n d a r d devrahe p
l t i p ly tthe
o p u l a t i o n sstandard
population
multiply

m u

io n b
ttion
byy 66::

0 03 1

0 029 +

m
m

12 6
6 (0 0 2 1 ) = 0
6 6 = 6(0.021)
0.126
66'

- ++ 00.015
0 15

2
211

0 4
4 14

h e specifica
it h the
s p eci f i
t h e spread
T h i s value
s pre a d o
o m pa r e d w
v a l u e can
off tthe
can b
This
with
bee ccompared
he
b y tthe
h e iindividual
i o n s tto
r o d u c e d by
ttions
n d i v i d u a l products
o d
o w tthe
e t e r m in e h
produced
determine
how
pr o d u c t s p
he d
i t h tthe
h e sspecifications
e s ig n e r
r o c e s s compare
et b
c o m pa r e w
designer.
with
byy tthe
process
p
p e c i f i c a t i o n s sset

0 02

21

9 2
TABLE 119.2

x aand
Va l u e s ooff R
ha ft s
n d s5 Values
o l le r S
X
Roller
Shafts-

N u m be r
Number

xX1,

)1

1
1

1 950
1
11.950

12
000
12.000

12
030
12.030

1
1 980
11.980

12 0 10
12.010

1
1 994
11.994

0
03 1
0.031

2
2

12
030
12.030

2 020
1
12.020

1
1 960
11.960

1
2 000
12.000

11 980
11.980

11 998
11.998

0 29
0
0.029

3
3

12
0 10
12.010

12
000
12.000

1
1 9 70
11.970

1
1 980
11.980

12
000
12.000

1
1 992
11.992

0
0 16
0.016

4
4

1 9 70
1
11.970

1
1 98 0
11.980

1
2 000
12.000

12
030
12.030

1
1 990
11.990

1 1 9 94
11.994

0
0 23
0.023

5
5

1
2 000
12.000

12
0 10
12.010

12
0 20
12.020

i12.030
z 3 0

2 12.020
0 20

1
2 0 16
12.016

0
0 11
0.011

6
6

1
1 980
11.980

1
1 980
11.980

12
0 00
12.000

2 0 10
1
12.010

11 990
11.990

11 992
11.992

0
0 13
0.013

7
7

12
000
12.000

12
0 10
12.010

1
2 0 30
12.030

:12.000
2 130 0

11 98 0
11.980

1
2 004
12.004

0
0 18
0.018

8
8

12
00 0
12.000

12
0 10
12.010

1z
040
12.040

!12.000
? 03)

12
0 20
12.020

1
2 0 14
12.014

0 0 17
0.017

9
9

12
000
12.000

2 0 20
1
12.020

1
1 9 i50
11.960

:12.000
2 000

1
1 980
11.980

11 992
11.992

0 0 23
0.023

10
10

12
020
12.020

12
000
12.000

1
1 G r0
11.970

12
0 50
12.050

12 0 0 0
12.000

1
2 008
12.008

0 0 30
0.030

1
111

1
1 980
11.980

1
1 970
11.970

1
1 960
11.960

1
- 9 50
11.950

12 0 0 0
12.000

11 9 72
11.972

0
0 19
0.019

1
2
12

1
1 920
11.920

1 9 50
1
11.950

1
1 920
11.920

1
1 940
11.940

11 960
11.960

11 938
11.938

13
13

0
0 18
0.018

1
1 980
11.980

1
1 9 30
11.930

1
1 940
11.940

1
1 9 50
11.950

11 960
11.960

1
1 9 52
11.952

0
0 19
0.019

4
1
14

11 990
11.990

1
1 930
11.930

1 940
1
11.940

1
1 9 50
11.950

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1 960
11.960

1 1 9 54
11.954

1
155

0 0 23
0.023

12
00 0
12.000

1
1 98 0
11.980

1
1 9 90
11.990

1
1 9 50
11.950

1
1 9 30
11.930

11 9 70
11.970

16
16

0
0 29
0.029

12
000
12.000

1
1 980
11.980

1
1 970
11.970

1
1 960
11.960

1
1 990
11.990

1
1 980
11.980

7
1
17

0
0 16
0.016

1
2 020
12.020

1
1 98 0
11.980

1
1 9 70
11.970

1
1 980
11.980

1
1 990
11.990

11 988
11.988

18
18

0 0 19
0.019

12 0 0 0
12.000

12
0 10
12.010

0 20
12
12.020

2 0 10
1
12.010

1
1 990
11.990

1
2 006
12.006

19
19

1 1 9 70
11.970

0
0 11
0.011

12 0 3 0
12.030

1
2 000
12.000

12
0 10
12.010

1
1 990
11.990

12 0 0 0
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2
0
20

1
1 990
11.990

0 10
12
12.010

0
0 22
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12
0 20
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12
00 0
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12
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12 0 0 6
12.006

2
211

12 0 0 0
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1
1 98 0
11.980

1
1 990
11.990

1
1 990
11.990

0
0 11
0.011

1
2 0 20
12.020

11 996
11.996

0
0.015
0 15

\
1
he p
a k e tthe
1. TTake
a s t 20
past
20

2
he
a l c u l a t e tthe
2. C
Calculate

b g r o u p s ssample
o re
siz e o
a m p l e size
subgroups,
off 44 oorr mmore.

su

R ffor
u bgr o u p
o r e
a c h ssubgroup.
range,
each
g e R,

ran

4 C
a l c u l a t e tthe
h e estimate
4.
Calculate
estim a te o
the p
ofr the
o p u la t io n
population
ta n da r d
sstandard

D
e v i a t io n
deviation,

5'::

3 Calculate
C a l c u l a t e the
3.
t h e aaverage
R:
v e r a g e rrange,
a n g e 11:

(a:
r

m
m

2 Ri

R,

i
zL
m
m

w he r e
where

d 2.E-lwl

A i n e d ffrom
A p p e n d i x 2.
(122 is obtained
r o m Appendix
2

5 M
u l t i p l y the
t he p
5.
o p u la t io n s
Multiply
ta n da r d d
population
e v ia t io n b
6
standard
deviation
byy 6.

he r e
where

R i = individual
i n d i v i d u a l range
R.
h e ssubgroups
r a n g e values
o r tthe
v a l u e s ffor
u b gr o u ps

n u m be r o
a ll number
u bgr o u p s
off ssubgroups

ky
l1/

Scanned by
by CamScanner
CamScanner
Scanned

U
s in g
Using

racy o
t he
racy
off the

h a n 20
r e tthan
2 0 subgroups
more
i l l iimprove
s u bgr o u p s w
m p r o v e the
t h e accuac
will

nm

la t i o n s
calculations.

c a lc u

2
32
232

IN E T E E N
C
H A P T ER N
CHAPTER
NINETEEN

rb

IG M A T
O O L S aatt w
lx S
SIGMA
TOOLS
o R Kl
LEAN sSIX
WORK

d
cCalculating
. Ia t i n s 6
6c}

/b
Ta b l e 1
9 1 tto
T
o
h e llean
he d
n Table
i g m a tteam
eam m
1x S
a t a iin
ea n S
19.1
e m b e r s uused
s e d tthe
The
Six
Sigma
members
data
iz e
h e cclutch
lu tc h p
a m p l e ssize
la t e T
h i r ty ssubgroups
ccaICUlate
a l c u la t e 6
o r tthe
u bgr o u ps o
, ; ffor
off ssample
6i}
plate.
Thirty
5
h e i r rranges
h e aaverage
r a n g e W::
n d ttheir
a n ge s a
v e r a g e range,
re u
s e d tto
o c
a l c u l a t e tthe
5 aand
are
used
calculate
"1

2R.

4:1

R
R =

m
m
= 00.0003
000 3

N
he
e x t tthe
Next.

h e y take
t a k e the
t h e vvalue
d ffrom
a l u e fior
o r d2
ro m
s iz e o
off 55, tthey
a sample
p l e size
z

a sa m

2
A
Appendix
p p e n d i x 2.
: tthey
he y
T
e t e r m in e D
687.
Too ddetermine

6
6
66'

21
21

h e population
lt i p l y tthe
t a n d a rd
multiply
p o p u l a t i o n sstandard

m u

d
e v i a t io n b
byy 66::
deviation

+ 0.0004
0 0004
+

0
0 0 0 3 ++ 0
0 0 0 3 ++
0.0003
0.0003

U
s in g
Using

= 6(00001)
0 0006
6 (0 0 0 0 1 ) = 0.0006

i m i t s to
it h the
t h e sspecification
to
h i s vvalue
a lu e w
p e c i f ic a t i o n llimits
with
now compare
p a r e tthis
i
f
m
n
r
i
r
o
s
e
tt
h
e
s
s
r
t e p
oc
e
is pperforming.
ow w
g
de t e r m in e h
the
process
well
how
determine

T
he y
They

now com

he p
o p u la t io n
h e estimate
e n g i n e e r s ccalculate
a l c u l a t e tthe
e st im a t e o
population
engineers
off tthe

da rd d
e v i a t i o n 6'::
standard
deviation,

sta n

6-:

\\

X
0 0003
E
0.0003
2 326
d

b/

0 000 1
0.0001

2.326

T
he C
a p a b i l i w IIndex
n de x
The
Capability

l a t e d tthe
h e ((Tr vvalues
ev
e t e r m i n e ssev
u s e d tto
a d
a l u e s ccan
an b
determine
calculated,
bee used
h e capability
c a p a bi li ty
a pa b ility T
e
o process
r a l iindices
n d i c e s rrelated
e l a t e d tto
The
eral
p r o c e s s ccapability.
ant
1
S
l
i s tthe
SL
L
L
h rratio
iindex
U
t
a
a t io o
r
n
c
n d e x (C, is
o
e
e
and
66'::
(
of
tolerance
(USL
LSL)
)
r
p
O
n ce
Once

c a lc u

C
C

SL - 1
51
LSL
_ UUSL
x

p
p

= ccapabilityindex
a p a b ili t y i n d e x
l
l o w e r sspec=
l i m i t - lower
s
1
u
pec
upper
LSL
p c c i : i t a t i o n limit
p p e r sspecication
i m i t oorr ttolerance
o le r a n c e
l c a t i n n llimit,
iication
'

ca

s
-m t iitt iis
h i s iiss nnot
) p t i m ; Bl 1
Ha ) T
u toptimal,
but
Fi g u r e ]19.83).
This
e x i s t s ((Figure
situation exists

s i t u a t io n

"

1"

'

Wo r k
o o ls a
lx S
igm a T
att Work
Tools
ean S
Sigma
f r o m the
t h e eearlier
a r lie r L
Six
l a t e from
Lean
c lu t c h p
plate
clutch
T
h
0
0
3
u
e
0
0
5
6
2
0
upper
0
f
The
ppe r
1
t
o
0.0003.
l m i s of 0.0625 1
a s sspecmcation
ffeature
e a t u re h
p e c i f i c a t i o n limits
has
l
i
m
s
f
i t iIS
i
i
t
n
o
i
c
a
l
r
c
limit
s
e
h
o
e
t
w
d
e
2
8
n
specification
0
6
a
0
p
lower
i
the
i m i t IS
s 0.0628 and
sspecrfication
p e c i f i c a t i o n llimit
C

t
i
e
T
a
a
c
u
o c
0 6 2 2 To
0
calculate Cc;
00622,
r
:

0 06 22
0 6 2 8 :99622
SL
S L ~ LLSL
_" 00.0628
_ UUSL
0
0
0
0
0.00066
6
6.;

CF

, r

1i
1i t y IIndex
n d e x II
M " Capability
"
"Finding
"
the

b
h e rroller
s ha ft
o l l e r shaft
o n i t o r i n g tthe
be r s m
monitoring
members
of
l
m i t s of
i
f
n
i
t
i
o
T
i
a
i
h
c
e
c
limits
t
c
s
e
s
u
e y use specmcation
s CC. They
o ccalcwate
a +c u a t e 1its
p
a n t tto
r o c e ss w
want
process
p
,
5
1
9
1
S
L
L
=
12
SL
U
OS.LSL =1195:
12 OS
USL
eam
S i g m a tteam
t 1 Sigma
T
he B
ea n S
Six
lean
The

m em

'

U SL _ L SL

_ 93L

6.;
= o 794

LS

12 0 5

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USL 1LSL

L SI

t )

t t

i t v iindex.
n Ai c x
ity

R
TO
O L S a3tWO
SI X SISIGMA}
GM A
WORK
eOLs
ihpijfsix

LE A N

or}

d e s i r a b l e situas it u a
lless
t h c most
n m s t desirable
1h M 1 i] iis
s the
e s s than
1: i
: Bv : h l l 1t v Iratio
A: capabilitv
he p
h c less
k : 5; s ccapable
r o cess s
h1: >ratio.
a p a b k tthe
is oof
>h : L
a l itl
process
ition.
o11 The
t : g H i the
the
larger
he
f
tthe
h
i
i
c
u
s
e
o
t
I
i
o
c
n
t
t
U
i
s
e
a
s
i
t
r
v
t
n
1
a
s
m
c
;
T
A
t
confuse
a
t
h
c
l n _ specications.
Be aware that it is easyy to
m
A
meeting,
p
p
h
i
e capabils tthe
n d e x is
s e d iindex
] ll c m
(v ;t c
iindices.
o m n l t ) n h, u
ttwu
wu
11 Ll i : : ; the
most
commonly
used
c a ab
[

Finding the Capability index I

T
he
The

c(N ,

w
b

H the
rh=
n l l c) w s : If
1r e t e d a
s iinterpreted
ll t c r 1
as; Ifollows:
n d e x jis
capability
p a h i l i t y iindex
h

S
i
:
1
.h
x
(
t
(
,
11
t
:
l
a
m
t
hai
I
M
:
u
a
exists
s
h l d e x is ar
larger
a p a t) i h t y index
gcr than 1.00. a (Iase l situation
ccapability
h
l
h
i
l c
h ? greater
a u e the
r ahl t
h i s iiss desi
9 7a )
The
F i g u r e ]19.7a).
desirable.
g n a t e r tthiss vvalue,
This
((Figure
II
(
l
0
n

l
s
a
1
1
A
: ll
l
e
n
;
o
d
h
;
t
a
a
(ase
i
u
l
h
i
then
i
e
c
x
1.00,
t
n
to
h
equal
:
a
a
is
I
t
c
c
index
h
q
e t t e r if the capability
y
better.
p
he
T
The

he
i s ccalled
a l l e d tthe
ccapability
a p a b il i t y
i nJ i at or ooff p
r o ce ss
is
process
indicator
d
b
l
i
i
i
h e ccapability
t y index,
n ex
i n l i l a r hto) tthe
a pa
h i s rratio
s ssimilar
a t i o iis
a f io T
n p a b i l i t y rratio.
ccapability
This
I t is
is
d e n o m i n a t o r It
t h e denominator.
h e numerator
a n d the
n u m e r a t o r and
h o u g h iitt rreverses
e v e r s e s tthe
tthough
d
n l lo w s :
e fi n e d a
ass ffollows:
dened
,

her e
where
) Sl
L
USL

Ra t i o
The C
a p a b i l i t y Ratio
Capability
The
A
n o f he r
Another

6
6
60'

cCp

h e n aa C
h a n 1.00,
1 0 0 tthen
n
i s lless
a s e iIll
e s s tthan
Case
. f the
n d e x is
fe a s i b l e If
t h e ccapability
a p a b il i t y iindex
feasible.
d
h
1
f
l
i
t
are u
n es r
a n 1 are
e s s than
9 9a ) V
undesira lu e s o
i t u a t i o n eexists
of less
x i s t s (Figure
( F i g u r e 119.9a).
Values
ssituation
h
e c i fi c a t i o n s
t
s
t
e
l
b
i
i
i
m
e
e
t
o
t
n
a
l
h
f
d
specications.
e
s
s
s
b
l
the
o
c
t
r
t
to
meet
c
e
e
e
n
r
a
e
a
inability
p
the
processs
reect
y
able and
p

"

K "

'

me
he p
h a t tthe
o f meet0 m
r o c e s s tis
A vvalue
c a p a b l e of
s just
e a n s tthat
a lu e o
j u s t capable
process
off 11.0
means
A

h e customer's
h e demands
d e m a n d s placed
n iitt b
c u s t o m e r s specifications.
s p e c if i c a t i o n s T
Too
byy tthe
ingg tthe
p l a c e d oon
t he
i l l nneed
h a n ge s w
h e ssafe
m p r o v e the
ide
e e d tto
b
cchanges
o o
c c u r tto
o iimprove
a fe s
side,
will
occur
bee oonn tthe
)n

e rfo r m a n c e
process
performance.
pr o c e s s p

la
0 R7
O O L S aatt w
lx S
IG M A T
WORK
TOOLS
LEAN sSIX
SIGMA

lac ed
placed
he d
em a n ds p
demands
e e t i n g tthe
Th is p
s n
a p a b le o
r o c e s s lis
o t ccapable
meeting
not
off m
This
process
h
e
t
t
m e e the
o meet
t a k e place
o take
n e e d tto
w i l l need
m p r o v e m e n t s will
o n it.
1t IImprovements
p l a c e tto
on
x pe c t a t i o n s
c u sto m e r s e
expectations.
customer's

11 9 5

1.2.95. "14195

oize'

[(1

Pro c e s s C
a p a b i l it y
Process
Capability

cC

pkk
p

he
T
The

f tthe
he p
i n g oof
i s sshown
r o c e s s is
ho w n b
centering
process
A
byy C
ro c ess
Cpk.
A pprocess
pk

cen te r

R
i s cCpk. CPk
c
a qg e t v
a l u e is
target
value
pr
pk
fformula:
l
o r m u a :

i n tthe
h e ccenter
f tthe
h e specications
e n t e r oof
o p e r a t i n g in
s p e c i t i c a t i o n s sset
operating
et b
t h e de
de
byy the
l
l
i
d
s
u
a
i
i
l
m
s
u
r
e
r
b
o
h a n oone
e
n
e
s
s
r
a
h a t iiss consistently
is usuallyy more desirablee tthan
n e tthat
signer
g
c o n s is t e n t ly
i g h oorr low
a r t s tto
o the
the h
l o w sside
r o du c in g p
parts
i d e oof
f tthe
h e sspecication
producing
high
p
p e c i fi c a t i o n

i g u r e 19.10,
1 9 I O aall
l l three
n F
i m i t s IIn
llimits.
th r ee d
is t r ib u t io n s h
Figure
distributions
h e ssame
a v e tthe
have
am e
h o u g h each
i n d e x vvalue
a lu e o
3 T
C
f tthese
hese p
off 11.3.
e a c h oof
Though
Cp index
r
o
h
c
e
s
he
s
e
processess has
a s tthe
h e y rrepresent
n d e x tthey
a p a b i l i t y iindex,
a m e ccapability
ssame
e p r e s e n t tthree
hr ee d
i
f
f
e r e n t scenar
different
sc en ar
h e frst
i r s t ssituation
i t u a t i o n the
I n tthe
iios.
t he p
o s In
r o c e s s iis
process
s ccentered
en ter ed a
e ll a
ass wwell
ass c a
,

z (m in )
Z(min)
-

3
3

h e r e Z(min)
h e smaller
i s tthe
z ( m i n ) is
o f
s m a l l e r of
where

zZ(USL)
( U SL )

ca-

pable. In the second, a further upward shift in the process

x
S L )(
U
USL
= A

0'

x LSL
L SL
)r

or zZ(LSL)
( L S L ) = r

o r

w o u

can b
a l c u la t e d u
t h e ffollowing
s i n g the
can
bee ccalculated
o l lo w i n
using
g

C k
p
Pk

l d rresult
n aan
n oout-ofspecication
u t o f s p e c i fi c a t i o n s
e s u l t iin
i t u a t i o n The
would
T h e reverse
situation.
re v e r se
h i r d ssituation.
t h e tthird
it u a t io n C
n the
h
t r u e iin
o l d s true
c do
d o not
holds
a n d Cr
CPp and
n o t ttake
a k e iinto
n to
e n t e r i n g of
t h e ccentering
the p
o f the
a
c c o u n t the
h e rratio
T
r o c e ss
account
process.
t 1a t rreects
a t i o that
The
e l 7e r t s
h e process
how
e r f o r m i n g iin
1o w tthe
n tterms
performing
e r m s ofa
o f a nnominal,
o 1T1 i n a l tcenter,
p r o e s s iiss p
e n t e oorr

T
(0'

= Cp
11
c tthe
h e process
F i g u r e 19
c e n t e r e d Figure
19.11
p r o c e s s iiss centered.
,
l l u s t r a t e s Cp
iillustrates
h a t is
f o r aa p
c aand
i s ccentered
C
en ter ed
v a l u e s for
r o c e s s tthat
n d Cpk
values
process
pk
,
h e n Cpk
W
C k
When

USL
USL

UC L

Ta r g e t
Target

LC L

LS L
LSL

P
ro c e s s
Process
d
centered
b
e tw e e n
between
sspecications
p e c it ic A t io n s

P
ro c e s s
Process
a b o v e ttarget
a rge t
above

b
ta r g e t
e l o w target
below

1 3
cCD213

1 3
C
Cp=143
p

C
1 3
Cp=1.3
p

c e n te r e

in P
h i f t s in
sShifts
r u c e ss
Process

FIGURE 19.10

F I G U R E 1 9 10

L SL

SL
L
LSL

P
ro c e s s
Process

C
C0
p

USL

c.

1 00
= H!)
= cCu:
.
=

SL
U
USL

Process centered
LSL
S L LSL
a,
USL
6 n = U

P
m c e s ti
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LS L

P r o c e s s not
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c e n te r e d
centered

e n te re d
ccentered

Centering
ent
er i ng

Pro c e s s c e n te r e d

19 1 1
I G U R E 19.11
F
FIGURE

P
ro c e s s
Process

ccentered
e n te re d

ver t u s A
( e n 1e r i n g : tCr versus
Centering:
pL
r
CM

233
233

USL

N IN E T E E N
C
H A P T E R NINETEEN
CHAPTER

34
2
234

Finding cpk

r/b

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a t w
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pk

he
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h e cC F
e t e r m i n e tthe
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Determine
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1 9 90
e
o 1
equal
11.990.
q u a l tto

x iis
h e average,
s
a v e r a g e Y,
roller shaft values. TThe

r o l le r s h a f t v a l u e s

=
C
Cpk
pk

zZ(LSL)
(LS L )

Z(min)

pk

L \m in l

3
3

he r e
where

11.950)
1 1 9 50 )
0.021
1 905
= 0.635
U
= ii
3
=

1 1 9 90
((11.990

0 021

= 1.905
1 905

o t capable.
c a pa b le
s n
he p
r o c e s s iis
h a t tthe
not
e a n s tthat
process
t ha n 1
e s s than
A
means
1 m
a lu e o
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A cCpk vvalue
3 5 ) a r e nnot
6
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ot
C
h
v a l u e (0.695)
t
e
d
4
n
9
7
a
0
)
l
Cpk
value
e
C
h
the
(
a
u
v
and
t
B
e
s
e
u
(0.794)
e
09
value
Because the p
pk
are
t h e sspecrficatlon
e t w e e n the
e n t e re d b
p e c if i c a t i o n
ot c
s n
t he p
between
r o c e s s iis
centered
not
e
process
equal.
q u a l the

x LSL)
LS L )
U S L ~ Ii))
((i
((USL
.
zZ(min)
m a l l e r o f :or
o
, r .
( m i n ) = ssmallerof
r
(0'

r
c0'

_
I

Z
SL)
Z( U
USL

\\

i m it s
llimits.

12 0 50 11.990)
1 1 990 )
((12.050
_
22 857
8 57

1(1/

0
021
0.021

C
a l c u la t i n g C
Calculating
Cpkk

t WORK
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he C
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pk

la t e :
clutchh pplate:

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c lu t c

zZ(min)
(m in )
3

1
1
3'

= 0
33 33
0.3333

0622
0.0627 - 0.062_2_
: 55
0 000 1

0.0001

1
i s less
h a n 11 aand
l e s s tthan
3 3 3 3 is
to C
nd n
ot e
not
equal
CDp = 1.
value of 00.3333
q u a l to

T
h e cCpk
The

v a lu e o f

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i m it s
i s nnot
h e specification
r o c e s s is
o t ccentered
e t w e e n tthe
s p e c i f i c a t i o n llimits.
e ntered b
The
process
between

he re
where

0
0628 0
0627
0.06g
0.0627
=
mm) =

0
0
0
:
0.0001

IQ

Z (U S L )

d oone
h a t iiss ooff
ff ccenter.
h e rrelationships
b e t w e e n cCp aand
n e tthat
en ter T
e l a t i o n s h i p s between
n d
and
The
,
f
l
l
a
r
a
o
w
e
s
o
s
:
are as follows:
pk

an

cCpk

nen C
1
1. wWhen
C

the p
r e a t e r the
m c e s s iis
s
a value off I1.00 oorr ggreater,
process
d
d
i
b
l

i
ro
u c n g p
ro
u c t c
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product
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p
p e c i fi c a t i o n s

h e cCp
2. T
The
,

3
4

she n

h
as
has

a v a lu e o

o es n
o t rreect
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r o c e s s centering.
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value ddoes
not
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v a lu e

h e pprocess
n e n tthe
w
r o c e s s iis
s
When

centered, cCp, = C
Cpk.
pk

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h a n oorr eequal
i s a l w a y s lless
e s s tthan
o C
CP.p
q u a l tto
pk is always
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t h a n or
n en C
r e a t e r than
h
o r e
o 1
an d C
as a
a
When
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equal
1.00 and
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has
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l
r
i
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i
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t
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c a t e s tthe
e p
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of 1.00 oorr mmore,
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o n f o r m s tto
o sspecications.
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C

pk

h e n cCPk h
6
as
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has
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1 0 0 iitt iindicates
e s s tthan
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t he
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i
d
d
h
j
d
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ro c
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u c that
a t does
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is pproducing
product
o
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p
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k

7
7. AA CCP

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ha n 1
i n d i c a t e s tthat
00 indicates
e s s tthan
h a t the
the p
r o c e s s iis
value
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1.00
s
process
p
bl
t
a
a
e
n
o
c
not capable.
p

S
U M M A RY
SUMMARY
P
r o c ess
Process

i n d ; c (: s aare
c a p a b i l i t y indices
r e u
h o w consistently
s e d tto
o judge
capability
c o n s i s t e n t ly
used
j u d g e how
the process is performing. These indices provide a great deal
o
n f o r m a t i o n cconcerning
o n c e r n in g p
off iinformation
r o c e ss c
e n t e r i n g and
h e ability
process
a n d tthe
a b il it y
centering
f
h
t
o
e
r
o
c
e
t
s
s
f
i
i
t
o
m
i
of the pprocess to meet
e e sspecications.
P r o c e s s capability
c a p a b i l i t y inp e c c a t o n s Process
d
i c e s ccan
h e iimprovement
an g
u i d e tthe
m p r o v e m e n t process
dices
guide
r
o
c
t
d uniformity
e
s
s
o
w
a
r
u n i fo r m i t y
toward
p
b o u t aa target
A
t a r g e t value.
v alu e
about

T
A K E AWAY
A W A Y TIPS
T lP S
TAKE
1
r o cess
1. PProcess

ccapability
a p a b i l i t y refers
r e f e r s tto
h e aability
o tthe
b i l i t y ooff aa p
o
r o c e s s tto
process
i
t h e sspecications
f
i
i
e
c
meett the
t
c
o
n
s
b
s t by
h e customer
p
set
cu s o m er O
d si n er
y the
orr designer.

m ee

2
n d i v i d u a l s iin
2. IIndividuals
n

a
a process
sp r ea d m
p r o c e s s spread
o r e widely
w i d e ly a
more
ro u n d a
around
a
t e r value
v a l u e than
t ha n d
center
t h e aaverages.
v er a es
doo the
g

cen

v a u e o

he p
vvalue
a lu e o
e r o iindicates
n d i c a t e s tthe
r o c e s s aaverage
v e r a g e iis
off zzero
s equal
e qu a l
process
p
pkk
h e sspecication
fi
i
i
l
i
e
c
t
a
i
c
o
n
m
t
s
to one off tthe
limits.
p
9
e ga t i v e C
a l u e iindicates
h a t tthe
n d i c a t e s tthat
9. AA nnegative
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C ppkk vvalue
v e r a g e iis
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u t s id e
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p e c c a t i o n llimits.
8
8. AA C
C

to o n e o

3
Sp e c i f i c a t i o n limits
lim it s
3. Specication

C
l i m it s
o n t r o l limits
Control

4
4.

a r e sset
et b
are
t he d
byy the
e s i g n e r or
o r customer.
c u st o m e r
designer
are d
e t e r m i n e d by
are
determined
b y the
t h e current
cu r ren t p
r o c ess
process.

6 t is
i s the
t h e sspread
66
t h e process
p r e a d ooff the
r o c e s s capability.
p r o c e s s oorr p
process
c a a b i l it y

5
c ' tthe
he
5. CP

i n d e x is
capability
i s the
p a b i l i t y index.
t h e rratio
h e tolerance
a t io o
t o le r a n c e
,
off tthe

e
S
J
L
L
SL
(USL
(
a n d the
LSL)) and
t he p
r o cess c

process
a p a b i l i t y (6(3).

capability
( )

6
c ' the
the
6. Cr,
,

ca

r a t i o is
capability
i s the
t h e rratio
p a b i l i t y ratio,
a t io o
t h e process
c a p a h il it y
off the
p r o c e s s capabilil
ttolerance
o l e r a n c e ( U SL L
(USL LSL)
SL )

ca

6 c ) and
he
((60')
a n d tthe

7
7' C

is t he r a t io t h a t r e fle c t s h o w t h
i s performp erf i
r o c e s s is
thee pprocess
.Cpk
p k I5 the r9110 that reects how

i n g iI
n r e la t io n t o a n o m i n a l c
e n te r o
v a lu e
t a r g e t value.
relation to a nominal, center,
mg
orr target
,

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Process Capability

Stress tests are used to study the heart muscle after a


person has had a heart attack. Timely information from
these stress tests can help doctors prevent future heart
attacks. The team investigating the turnaround time of
stress tests has managed to reduce the amount of time it
takes for a doctor to receive the results of a stress test
from 68 to 32 hours on average. The team had a goal of
reducing test turnaround times to between 30 and 36

FORMULAS
)

HWSIW
CAPABILITY INDICES

hours. Given that the new average test turnaround time

USL - LSL
C1, = A
60

6c?

C' = %

USL LSL

Pk

235

Z(min)
3

where Z(min) is the smaller of Z(USL) = (USL RM}

or Z(LSL) = (x LSL)/&.

CHAPTER QUESTIONS
1. What do control limits represent? What do specication
limits represent? Describe the three cases that compare
specication limits to control limits.
2. Why can a process be in control but not be capable of
meeting specications?
3. A hospital is using i and R charts to record the time it
takes to process patient account information. A sample
of ve applications is taken each day. The first four
weeks (20 days) data give the following values:
i = 16min

R = 7min

If the upper and lower specications are 21 minutes and


13 minutes, respectively, calculate 66, CP, and Cpk.
Interpret the indices.
4. For the data in Question 3 of Chapter 18, calculate
65, Cp, and Cpk. Interpret the indices. The specication
limits are 50 :t 0.5.

Scanned by
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is 32 hours, with a standard deviation of 1, and n = 9,


calculate and interpret CF and Cpk.
Hotels use statistical information and control charts to
track their performance on a variety of indicators. Recently

a hotel manager has been asked whether his team is capable of maintaining scores between 8 and 10 (on a scale of
1 to 10) for overall cleanliness of room. The most recent
data has a mean of 8.624, a standard deviation of 1.446,

and n = 10. Calculate and interpret Cp and Cpk.

The Tasty Morsels Chocolate Company tracks the


amount of chocolate found in its chocolate bars. The
target is 26 grams and the upper and lower specica-

tions are 29 and 23 grams, respectively. If their most re-

cent X has a centerline of 25 and the R chart has a


centerline of 2, and n = 4, is the process capable? Cal
culate and interpret CP and Cpk.
From the information in Question 7 of Chapter 18, calculate 68, Cp, and Cpk. Interpret the indices. The speci
cation limits are 3 i 0.05.

For the data in Question 10 of Chapter 18, use s/c4 to

calculate 68, Cp, and Cpk. Interpret the indices. Specications: 400 :1: 150 particulates per million.

10. A quality analyst is checking the process capability


associ

ated with the production of struts, specically the amount


of torque used to tighten a fastener. Twenty-ve samples
of size 4 have been taken. These were used to create
i and
R charts. The values for these charts are
as follows.
The upper and lower control limits for the
X chart are
74.80 Nm and 72.37 Nm, respectively. i
is 73.58 Nm. R is
The specication limits are 80 Nm :1:
10. Calculate
1.66.
60', Cp, and Cpk. Interpret the values.

CHAPTER

TWENTY

E L IA B I L IT Y
R
RELIABILITY
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approach
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6 Manufacturing
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reliability?
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be
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system
actual
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with
product
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2
38
238

C
H A PT ER T
W EN T Y
CHAPTER
TWENTY

a t h e r e d iin
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s p e c t 1.
e E
n t ir e S
Aspect
IIn
The
n 19
89 U
Entire
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System.
n it e d A
y s te m
1989,
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Airlines
F
l ig h t 2
3 2 ccrashed
r a s h e d iin
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i t y IIowa,
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232
ow a d
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8 1
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o day a
r t l c l e Safety
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his
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Hearings
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o b e r t Davis
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39
239

R
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((Continued)

W EN T Y
H A PT ER T
C
TWENTY
CHAPTER

2
40
240

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knowledge
G
m a in t e n a n c e k
r e a t e r maintenance
Greater

L
a in
e ft M
Main
Left

or d
e p lo y m e n t )
(a v a i l a b i l i t y ffor
t i v e n e s s (availability
deployment)
effectiveness

IIncreased
n c re a sed

l if e
o m p o n e n t life
IIncreased
n c reased c
component

i r c r a f t aavailv a il
Aircraft
completed.
p le t e d A

com

he
h a t iis,
s tthe
i m e to
t o repair,
r e p a i r tthat
iinclude
t he m
n c l u d e the
e a n ttime
mean
i
i
n
a
f
r
i
t
a
r
e
h
e
t
t
r
c
e
a
i
i
k
r
v
t
t
e
o
s
e
a
t
r
t
t
t
e
r
n
e
m
v
s
repairing
g
a
e
o
u
a
e
r
e
a
e
after
p
average
g time it takes to return the jjet to service
h
t
e
t
e
a
r
i
t
o
s
s
e
c
T
h
a
n
c
n
e
n
m
llanding
t
t
e
a
n
are
the
m
c
o
m
o
n
e
costs
a n d in g g
e a r ssystem
s
e
maintenance
gear
component.
The
p
y
la n d i n g g
ear
h e ffailed
a i l e d landing
gear.
e p l a c e tthe
o rrepair
e p a i r oorr rreplace
o t a l ccosts
o s t s tto
a v e r a g e ttotal
average
T B F aand
nd a
v a i la b i l it y
o M
availability
e l a t e d tto
T
h e rreliability
a l c u l a t i o n s rrelated
e l i a b i l i t y ccalculations
MTBF
The

0 1
TABLE 220.1

a ir c r a ft re

he ir m
a ny p
r e v e n t iv e m
ne o
many
a in te n a n c e
preventive
i s oonly
n ly o
off ttheir
maintenance
one
process
p r o c e s s is
l
t
i
e
r
e
h
r
s
r
t
t
a
e
l
e
v
n
l
e
v
e
m
a i n t e n a n c e pro.
larger
jets'
j
O
a
r
preventive
e
the
maintenance
g
v
p
p
programs.
p r o g r a m s Overall,

b i l i t y ccalculations
a
a l c u la t io n s
ability

ec o rds
a i n t e n a n c e rrecords,
o
maintenance
onn ooperational
p e r a t io n a l m

T h e llanding
l i a b i l i t y The
a n d i n g gear
a in t e n a n c e
maintenance
ge a r m
aircraft reliability.

iincreased
n c reased

failures observed by the maintenance staff and the number of

ha d
h e jjets
ttakeoff-and-landing
a k e o f f a n d l a n d i n g ccycles
e t s had
y c l e s tthe

i t h aan
a n d i n g gear
n extended
if e aand
e x t e n d e d llife
with
m a i n t a i n a b l e llanding
ge a r w
nd
maintainable

ig h ly
h
highly

B:

50 6 680
$
$506,680

7
8%
78%

'

ig h t M
R
a in
Main
Right

Landing Gear*
N
ose
Nose

ear
L
a n d in g G
Gear*
Landing

8
18 6
8,186

4 2 1 12 7
$
$421,127

9%
9
99%

0 4
3
3,043

5 (i 8 4 3 8
$
$568,438

4%
7
74%

400
7
7,400

407 392
$
$407,392

8%
9
98%

5,138

4 7 3 4 13
$
$473,413

8%
6
68%

"

19

c yc l e s
0 0 0 ttakeoff-and-landing
a k e o f f a n d l a n d i n g cycles.
if e : 8
Ex p e c t e d llife:
8,000
*Expected

"

test is concluded when an established number of hours is

E L IA B I L IT Y
F R
EA S U R ES O
M
RELIABILITY
OF
MEASURES

Overall system reliability depends on the individual reliabilisu ba sse m


n d subassemo m po n en t s a
i t h the
t h e parts,
and
i e s aassociated
sso c ia t e d w
tties
with
p a r t s ccomponents,
het her
i
i
d
n
i
d
t
m
n
i
r
e
n
e
i
t
t
a
o
t
x
s
l
es s e
exist to aid in determiningg wwhether
e l i a b i i t y ttests
blie s R
Reliability
blies.
,

distinct patterns of failure exist during the products or sys-

h o w iitt
i l e d how
ha t $
e ter m in e w
failed,
ests d
what
determine
e l i a b i l i t y ttests
i fe q
c le R
Reliability
cycle.
tems llife
i
t
s
r e sse s
t
o
r
t
o
n
s
l
a
c u
c yc e s a
or stresses
o u r s cycles,
actuations,
h e number
n u m be r o
off hhours,
ffailed,
n d tthe
a i le d a
and
t e m :s

ho w
b a s i s ooff how
h e basis
h i s ttest,
e st p
r o d u c t iis
s a
c c e pt ed o
o r tthis
onn tthe
product
accepted
reached. FFor

r e a c he d

A sequeni m it A
i m e llimit.
h i n g the
t h e ttime
se q u
reaching
t
h
es s
h e aaccumulated
i a l test
t e ttests.
ttial
t e s t rrelies
c c u m u l a t e d results
e lie s o
r e s u l t s of
o f the
onn tthe

d u c t s ffailed
e fo r e
a ile d b
before
manyy products
pro

m an

r ea c

Ra t e M
L i f e aand
Fa i l u r e Rate,
v a i l a b i l it y
e a n Life,
nd A
Mean
Availability
Failure
!

he
u ch a
ass tthe
i s time
W h e n ssystem
tim e d
e p e n d e n t ssuch
When
dependent,
p e r f o r m a n c e is
y s t e m performance
,

he se d
n ow n
re k
ata a
n c e tthese
are
known,
data
a ilu r e O
e f o r e ffailure.
Once
b l e to
to b
ea r b
iitt wwas
before
as a
bear
able
i
i
d
c
e
c
o
n
r n in g
k
s
s
o
n
e
c
m
a
e
a n make decisions concerning
igm a p
r a c t i t i o n e r s ccan
llean
practitioners
e a n Si
Sixx SSigma
t e ps
ssteps,
c t io n
ccorrective
o r r e c t iv e a
action
x pe c t a t io n s
e lia b ilit y e
expectations,
r o d u c t rreliability
product
p
l
i
e
m
en t
f
a
c
e
r
r
o
r
t
o
r
e
a
d
s
o
s
or replacement.
ccosts of repair
n
p
p
m
a i n t e n a n c e procedures,
maintenance
p r o c e d u r e s aand
r
b
l
i
i
t y oof
h e rreliability
e l ia
t o jjudge
u d g e tthe
x i s t to
e sts e
d i f fe r e n t ttypes
exist
S
e v e r a l different
Several
y p e s ooff ttests
im e te r m in a ted
iincluding
a i l u r e t e r m i n a t e d ttimeterminated,
n c l u d i n g ffailureterminated,
a
ro du ct
a pproduct,
t h e s e ttests
a ys a
e s t s ssays
a
ach o
h e name
n a m e o
of these
a
n d ssequential
e q u e n t i a l ttests.
e st s T
off eeach
The
and
d
i
t
t
t
e
s
s
l
F
i
t
n
a
e
e
m
r
f
h
e
t
t
a
u
r
tests
t
e
s
b
h
e
d
d
l
t
e
o
t
e type
oo
ea a
o u tthe
deal
about
good
y p of the test. Failure-terminated
g

rel
t h e n reliallength
i m e aa ssystem
e n gt h o
o p e r a t e then
x p e c t e d tto
o operate,
off ttime
y s t e m iiss eexpected
a va
r a t e s availb i l i t y iiss m
f mean
l i f e ffailure
t e r 1n s oof
a il u r e rates,
e a s u r e d iin
n terms
m e a n life,
measured
bility
i s sio n
mission
im e b
b i l i t y mean
sp e c ific m
a
n d specic
m e a n ttime
e t w e e n ffailures,
a i lu r e s a
ability,
and
between
a i l u r e s b_'
A s aa ssystem
rreliability.
e l i a b i l i t y As
o n c e r n i n g ffailures
se d d
a t a cconcerning
data
y s t e m iiss uused,
es
to
h e utilized
u t i l i z e d to 951'
T h i s iinformation
ccome
o m e a
v a i l a b l e This
n f o r m a t i o n ccan
a n be
available.
Fa i l u r e
he m
f a i l u r e rrate
t h e ssystem.
i f e aand
m
a t e tthe
o f the
e a n llife
n d failure
a t e of
yst e m
mate
mean
Failuref
d of
p e r io 0
s t a t e t l period
a stated
fa il u r e d
t he p
rrate,
u r in g a
a te
r o ba bility o
during
A, the
probability
ofr aa failure
as
t e d as
c a lc u la
i m e cycle,
an b
bee calculated
ttime,
c yc le
o r n
m p a c t s ccan
u m be r o
or
number
off iimpacts,

a re

fo l l o w s :
follows:

cc u r
h e n aa p
u m b e r oof
r e de te r n in ed n
n de d w
f failures
Ja i l u r e s ooccur
number
are eended
when
predetermined
he d
c o n c e r n in g
h e ssample
i t h i n tthe
e c is io n
ested T
w
a m p le b
e i n g ttested.
concerning
The
decision
within
being

h e nnumber
h e t h e r tthe
u 1T 1b e r o
h e product
s b
a se d o
c c e p t a b l e iis
off
based
onn tthe
whether
p r o d u c t iiss aacceptable
h e test.
im e ter m in a ted
hat h
test A
r o d u c t s tthat
u r i n g tthe
a v e ffailed
a i le d d
A ttime-terminated
products
have
during
p

Scanned by
by CamScanner
CamScanner
Scanned

A
.

cestimated
st i m a t c d

b se r v
f a i l u r e s oobserved
b e r of
o f failures
number
ed

n u m

or c y c l e s
u l t i o r cycles
r t e st m
ssum
u m a
multl
oftest

R
e l ia b i l it y
Reliability

41
2
241

LEAN SIX SIGMA TOOLS at WORK

Calculating Failure Rate and Average Life


/&
i p e r motors
t im e
b e i n g ttested
s in g a
e s t e d uusing
m o t o r s are
a r e being
Tw e n t y windshield
a timew i n d s h ie ld w
wiper
Twenty

ho u r s
0 0 hours
ded w
h e n aa ttotal
o t a l of
of 2
200
concluded
when
t h i s test,
te st
ha v e b
u r i n g this
e e n ccompleted.
o m p le t e d D
c o n t in u o u s o
During
o
been
operation
p e r a t i o n have
off continuous

h e ttest
e s t iis
te st T
s
tterminated
e r m i n a t e d test.
The
he
tthe

he
i p e r s tthat
h a t ffail
b e f o r e rreaching
i n d s h ie ld w
e a c h i n g tthe
a i l before
of w
n u m b e r of
wipers
number
windshield

i m it
i m e llimit
ttime

2
0 0 hours
h o u r s iis
s
200

of

of

or

or

c o n c lu

counted.

c o u nted

hr ee
IIff tthree

Oemale"
s t '" ated

ft e r
i p e r s ffailed
a i le d a
after
wipers

=
T
he
The

off failures
number
f a i l u r e s oobserved
bs e rv e d
n u m be r o

_
tAesi'mam
ated
ssum
o f t e s t t i m e s o f c y c le s
u m oftesttimesofcycles
1
2 5 ++ 152
1 5 2 ++ 189
18 9
125

9 ++ ( 1 7 ) 2 0 0
1 5 2 ++ 18
1 2 5 ++ 152
189
125
1289
8 9 hhours
-0200 = 12
o u rs
3

1 289
s 1.289
i p e r motor
m o t o r iis
i n d s h i e ld w
he w
i f e of
wiper
o f tthe
windshield
average
g e llife

av e ra

h
o u rs
hours.

,
nd
1/ 1 aand
b a s e d o n l/A
e tw e e n B
if f e r e n c e b
H
he d
Gestimated
e r e tthe
between
difference
e s t i m a t e d based on
Here,
t
n d in g
d
rrounding.
i
o
o
u
l
i
t
u
e
d
s
e
c
r
l
l
d
t
to
O
a
c
u
a
e
due
c
is
directly
y
calculated
Bestimaied
e s t im a t e d

,m

number of failures

t he
n d the
h e failure
f a i l u r e rrate
89 h
a te
12 5 1
5 2 and
o u rs c
a l c u l a t e tthe
and 1
A aand
hours.
calculate
125,
152.
189
l if e 0:
e:
v e r a g e life
a
average

3
3

i m e s oorr ccycles
e s t ttimes
yc le s
sum of ttest

su m of

= .#dd
o bs e r v e
n u m b e r o f f a i l u r e s observed

+ (17)200
( 17 )2 0 0

= 00.0008
0008

h e average
i f e ccan
F
c a lc u l a t e d :
h i s e9. tthe
a v e r a g e llife,
an b
r o m tthis.
bee calculated:
From

1
1
1 = 1250
h
1 2 5 0 hours
s
0.5ad = XA1 = 00 00008
00 8

du

ou r

n m ate

F
the
t h i s , e , the
r o m this,6,
From

b/
i m e iitt iiss
f ttime
h e aamount
f tthe
m o u n t oof
t e r m s oof
n
m l g e d iin
terms
can bbee jjudged
v a i l a b l e ffor
o r u
se:
a
use:
available

i f e ccan
c a lc u la t e d :
an b
bee calculated:
average
g e llife,

av e r a

can

=
a
m im a\ ed
oestimated

h i
abi l i =
A val
ia l my
A va
lblt
t

M
T BF
MTBF

or

o r

Oe sl i n i a l e 1 =
Oeslimated
-

The average life 9 is also known as the mean mm.


im e
1e a n ttime
fa i lu r e N
i n i c tto
o failure.
he m
e a n ttime
Mean
o r tthe
a i l u r e s or
b e t w e e n ffailures
mean
between
L
h
1
H
h
i
I
h
:
t
F
l
c
n
nmuch
i u c
o w
: ai l ur ei (MTBF),
has elapsed
time
b e t w c e n failures
( M T B ) how
I :d
between
"

when
r e pa i r a h lc s ys
h e n sspeaking
used
se d w
s u
between
b
a i l u r e s iis
e t w e e n ffailures,
p e a k i n g ooff repairable
sysnon
t u r J1
s uused
failure
t H 1 rrepairable
l u r e is
s c d for
Mean
h n c to
to a
1
vi e a n ttime
tems.
w 1D a h t :
tem s
M T Bd)
a i l u n : s ((MTBF)
b e t w e e n failures
i m e between
M
e a n ttime
Mean

im e
e a n ttime
a n d m
mean
and

off
ass aa :function
u n 9 t io n k
d e s c r i h e rreliability
e 1i a b i l i t y a
M T T F ) describe
to
f a i l u r e ((MTTF)
t o failure

i m e that
t h e s y s t e m iis
c t u a llv
off ttime
t h a t the
Here
time.
m o u n t o
t h e aamount
e r e the
t im e H
system s aactually

i s ooff great
c o n c er n
operating
g r e a t concern.
p e r a t i n g is

F
o r
For

x a m p le
e
example,

i t h o u t their
the ir
w
without

t he
n d theres igh t le s s a
r e sightless
t r a f f i c ccontrollers
o n t r o lle r s a
and
a i r trafc
are
sc r e e n
air
screen,
da r
l
h
l
i
b
d
t
d
r
b
i
e
a
e
a
T
e
r
e
r
i
c
o
n
s
e
n
e
r
o
t
the
radar
n
a
r
reliable,
ffore
t
o
e
o
considered
To be
u
o r e o
of operation.
out
p
f
h
f
i
i
t
t
i
o
(:
t
a
m
o
u
n
l
f
c a n
o r a
a ssignificant
amount of the exb e ffunctional
u n c t io n a
for
u s t be
m
gn
must
r e
B
eed p
a n Y ssystems
a u se m
i
e
c
t
i
prem
e
d
t
n
many
r
a
e
o
Because
t
e
c
e
y s t e m s nneed
time.
operating
pected
g
p
p
b
i
l
l
it y
i
r
s
r
i
t
e
m
s
s
i
i
a
t
c
e
e
n
n
a
n
e
a
t
v
reliability
e
m
a
system's
c
r
e
i
r
o
y
v en t v e o
orr ccorrective maintenance,
ventive

da r
radar

r a

rb

'

meantime
t o rrepair
T T F ++ m
e pa ir
M
e a n t i m e to
MTTF

l a c e of
TT F
o f M
n p
s e d iin
MTTF.
place
values can bbee uused

v a lu e s c a n

e l i a b i l it y
C
a lc u la t in g S
Reliability
System
ys t e m R
Calculating

f t e s t times
c v c le s
t i m e s oor
r cycles
sum ooftest
o hsc r v c d
o f a i l u r e s observed
n
u m h e r offailures
number
su m

syst e m s
systems.

M TT F)
i m e to
t o ffailure
a il u r e (
(MTTF)
mean ttime

m ea n

is d
e pe n d e n t
h e n ssystem
W
dependent
When
p e r : o r m a n c e is
y s t e m performance
the
a s the
u c h as
u c c e s s : LI W ssuch
o : 11 p l c [ c c l ssuccessfully,
;:v : ]c s c
cycles
completed

b e r of
im es a
a
o f ttimes
number

n u m

coin-operated washing machine accepts the coins and begins


h e probap r o
m e a s u r c d i n tterms
o p c r a t i m i t h e i l rreliability
in e r m s o0ff tthe
then e l i a b i l i t y iiss measured
operation,
h
b
b
ility
i
i
ro a
1: i l i t y
u c c e ss :u l o
operation.
Reliability
el i abi i t y iss tthee pprobability
of ssuccessful
bility
p e r a t c) n R
ik e
i 11 e p
i l l notfail
e r io d L
t t B1 tal product
a r t i c u l a r ttime
u r in g a p
i n Jl j tl il d
[that
period.
Like
duringa
particular
p r o t 1m 1 wwill

0
etw ec n 0
t a k i : s oon
n n
a lu e s b
u m e r i c a l vvalues
e h a b i h t y takes
r t 1 L) a hl M [ y rreliability
numerical
between
0.0
probability,
.1
f
d
l
i
i
8
7
8
l
0
l
b
i
i
i
7
t
t
t
A
t
o
s
n
e
r
r
e
e
a
s
o
u
o
d
1
v
a
0 A rreliability
u e of 0.78 is interpreted
e a
in
as 78 out off
;and
1.0.
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W EN T Y
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lt e r n a t o r 1
Alternator
1

9200
r,l = 00.9200

h a v e aa rreliability
9 20 0 C
l t e r n a t o r s eeach
e l i a b i l it y o
a lc u la t e
a c h have
t h e s e aalternators
off 00.9200.
Calculate
these

he i r p
ttheir
e l i a b i l it y :
a r a l l e l rreliability:
parallel

Rp=1(l f1).

r2)

9 2 0 0 )( 1 - 0
9 200 ) = 0
9936
= 11 ((11 00.9200)(1
0.9200)
0.9936

n d i v id u a l l y
lt e r n a t o r s rreliability
a l u e s iindividually
e l i a b i l i t y vvalues
h e aalternators'
E
t h o u g h tthe
v e n though
Even
t he y h
e l ia b i l it y
av e a
h e n ccombined
o m b i n e d they
a ssystem
9 2 0 0 wwhen
have
y s t e m rreliability
are 00.9200,
0 99 36
o
off 0.9936.

r2 = 0.9200
lt e r n a t o r 2
A
Alternator
2

a re

FIGURE 20.5

F IGU R E 2 0 5

t h e operop
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uch a
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ffuel
areas o
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ass the
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oo m s a
ating
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as
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e r y reliable
ow er s
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ator
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A N S
IX S
IG M A T
O O L S at WORK
SIX
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SIGMA
TOOLS
w LEAN

i n aa R
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R e l i a b i l i t y in
System
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ba c k u p p
n ccase
ase
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o p
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o
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S
Pa r a l l e l : A
n Parallel:
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Systems
y s t e m s iin
Alternators

t W

at a moment's notice. IItt ttoo


o o iis
0 9600 ) C
s vvery
e r y rreliable
e l i a b l e ((0.9600).
a lc u la t e
Calculate
r e l i a b i l it y o
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reliability
off tthis
yst e m :

a t a m o m e n t s n o t ic e

he
tthe

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rl +
+ rr0(1
b( 1
'1)

= 00.9800
9 8 0 0 ++ 0
9 6 0 0 ( 1 - 0
9800 ) = 0
9992
0.9600(1
0.9800)
0.9992

T h e ooverall
9992
v e r a l l rreliability
e l i a b i l it y o
h i s redundant
s y s t e m iis
s 0
The
r e d u n d a n t system
0.9992.
off tthis

r r

CHAPTER TWENTY

244

EN T Y
c H A PT ER T W

244

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IG M A T
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IX S
SIGMA
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0 99
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o l lo w s :
s ffollows:
h e ssystem
y s t e m iiss aas
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v e r a l l reliability
T
h e ooverall
The

series.
of the system.
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byy ddetermining
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begin
r e liability,
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calculate
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' r s i r e n ' rrbb


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m
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The
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of
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s as
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1
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)( 1
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0.99)(l 0.99)
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he
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h e ssystem
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yst e m s
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overalll l reliability

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T
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s a
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Rb = r1+ rb(1 r1)


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0.99

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0.92

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0
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0.88
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19

i a g r a m : Alarm
A la r m S
Re l i a b i l i t y D
System
Diagram:
Reliability
ys t e m

0 6
F
IG U R E 2
20.6
FIGURE

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U M MA RY
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SUMMARY

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88 . For
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re

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ates c
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. Failure
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99 '

F o r aa s y s t e m i n
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For
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h e ccomponents
ofr tthe
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le l
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i n aa
f a i l tto
m u s t fail
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h e rreliability
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Reliability

parallel system will be no less than the reliability of the


b l e ccomponent.
o m po n e n t
most reliable

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1
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l i a b i l i t y ccan
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he
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1 R
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11.
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iity
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lliability
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C HA PT ER Q
CHAPTER
U E S T IO N S
QUESTIONS
1
1.

r e s e n t e d iin
t h i s cchapter.
n this
ha pt e r
presented
p

24 5
245

2
N

D
e fi n e
Dene

i n yyour
o u r own
o w n w
the k
o r ds D
e s c r i b e the
ey
reliability in
words.
Describe
key
l e m e n t s aand
t h e y are
e
n d why
w h y they
a r e iimportant.
m po r t a n t
elements
r e l ia b ilit y

D r aw
h a s e s of
l i f e cycle
t h e three
c u r v e Draw
t h e life
t hr e e p
e s c r i b e the
c y c l e curve.
o f the
. D
Describe
phases
h
h e ccurve
d
t
d
l
l
i
i
i
l
h
tthe
b
a
e
s
t in
o f
n detail
a x e s phases,
u r v e and
an
a e it
eta
( t e axes,
type
label
(the
y p e of
p s
,

tc )
r o d u c t ffailure,
a il u r e , e
product
etc.).
p

Yo u
f o l l o w i n g : You
f o r the
t h e following:
rate
A for
i
d
a
f o r failures
f a i l u r e s during
h
ir c u it b
u r n g a
o a r d s for
a v e ttested
ccircuit
ested
boards
have
d
b
2
h
5
f
s
o
a
r
i
F
t
0
h
e
5
0
t
t
t
o
n
n
u
s
u
s
e
e
s
o
u
r
r
c
o
u
o
o
u
Four
of
the
25
boards
use
test.
SOO-hour continuous
d
h
h
n
ffailed.
s
e
c
o
l
d
f
t
f
l
d
d
h
b
i
i
i
i
e
T
8
0
o u r s the second
a
e
r s t board
o ar
a
e
Thee rst
failed
inn 80 hours,

h e failure
fa i l u r e
D e t e r m i n e tthe
3
3. Determine

ORM U LA S
F
FORMULAS

r ate

)tesmaled
e st i m a t e d

h o u r s the
t he
5 0 hours,
h e third
f a i l e d in
h o u r s tthe
i n 150
n 3
1 5 0 hours,
t h i r d ffailed
a i l e d iin
350
failed

_
b e r ooff ffailures
a ilu r e s o
bse r v e d
number
observed

f o u r t h iin
T he
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6 5 hours.
n 4
465
fourth

n u m

_
f t e s t t i m e s o0r c y c l e s
sum ooftest
times CYCICS

5
0 0 h o u r test
test
SOO-hour

su m

1
1

= _
e
e s t im a t e d
Bestimated
-

the p
r o du c t?
the
product?

4
4.

or

bo a r ds
t h e r boards
other

l i f e of
i s the
o f
W h a t is
m e a n life
t h e mean
t i s f a c t o r i l y What
satisfactorily.

sa

f 112
2 iitems
tem s
90 h o u r test
D e t e r m i n e the
t e s t oof
t h e ffailure
a i l u r e rate
r a t e ffor
o r a
Determine
a 90-hour

W hat
he re 2
h o u r s respectively.
f a i l at
2 iitems
7 2 hours,
t e m s fail
r e s p e c t i v e l y What
at 4
n d 72
455 aand
where
he m
iiss tthe
?
l
f
f
h
d
i
t
t
c
e
a
n
e
o
e
r
o
u
mean life of the product?
p
to
1 0 new
i n s t a l l e d 10
h
i
s5. A
n ew g
e n e r a t o r s to
t
t
a
o n has
a s installed
A power
generators
p o w e r sstation
I n the
t he
l e c t F i c i t y ffor
r e a In
o cal m
e t r o p o lita n a
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o r a
a llocal
area.
provide
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metropolitan
p
w

o r

=
l ed
gestimated

e e st i m

A
v a ila b il i t y
Availability
M T BF
((MTBF

i m e s oorr ccycles
t e s t ttimes
sum ooff test
yc le s
.
n u m b e r o f fa i l u r e s o b s e r v e d
number offarlures observed
su m

f a i l u r e ((MTTF)
i m e tto
mt t f )
m e a n ttime
o failure
mean

M
T T F ++
MTTF

it
h o u r s It
5 9 6 2 hours.
h o u r s aand
ffailed,
4 6 0 hours
n e at
a t 5,962
n d o
a il e d o
n e a
one
one
att 22,460
h o u r s aa d
f i v e days,
d a y s , wworking
2 4 hours
ea ch
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r e p a i r each
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a y , to
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t i m e tto
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mean time
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i s the
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Using
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?
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t h e s e generators?
ttime
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m
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G
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e p a i r iinformation,
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Given
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l
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o
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l
TT F )
s e d iin
n place
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n other
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he
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The

35

28

D
E F I N IT I O N S
DEFINITIONS
:b b
h e cconcepts,
e t t e r explain
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To
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h e ffollowing
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The
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d e s i g n ooff experiments.
s e d in
monly
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,

v i c a

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,

changes are observed. It may be time, temperature,

an ooperator,
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an

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n s t a n c e : Tem-

an

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ev el 1
10 F
perature;
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p
50 F
Ev e l 2
1:: 1110
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F.

C
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49
2
249

E
x pe r im e n t s
Experiments

O N E
T W E N T Y ONE
C H A P T E R TWENTY
CHAPTER

2
50
250

s 3
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20 2
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i t iis
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2
51
251

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2
52
252

C
H A PT ER T
W EN T Y O
N E
CHAPTER
TWENTY
ONE

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T O O L S at WORK
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254

C
H A PT ER T
W EN T Y O
N E
CHAPTER
TWENTY
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Ex p e r i m e n t
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21 7
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h e s e types
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Es t i m a t e
Estimate.
a r i a t i o n Estimate
The
Between
Variation
d
i
i
i
f
f
iiss ssensitive
t
t
b
v
e
o
n
h
e s
e r e n c e s between
e t w e e n the
t e subgroup
s u b g r o u p averages.
to differences
a v e r a ge s
W it hin S
T h e Within
V a r i a t i o n Estimate
u b g r o u p Variation
E s t i m a t e is
i s not
Subgroup
to
The
n o t sensitive
s e n s i t i v e to
f
f
l
i
his d
T
tthis
e
r
e
n
e
b
c
e
a
r
o
n
m
l
l
o
r
e
A N O V A s and
o u t ccalculating
difference. To learn more aabout
a c u a t i n g ANOVAs
an d
d e s i g n ooff experiments.
A N O M s consult
c o n su lt a
e x t on
o n design
ex p e r im en t s
a ttext
ANOMs,
,

2
58
258

C
H A PT ER T
W EN T Y O
N E
CHAPTER
TWENTY
ONE

TP2

TP2

Tp2

Tp2

TP1

TP1

5
Si1
F
IG U R E 2
1 10
FIGURE
21.10

51
81

5
2
82

I n t e r a c t io n E
Interaction
x ist s
Exists

FIG
U RE 2
1 11
FIGURE
21.11

Optimizing Order
'
Pick, Pack, "and "Ship
;
Using Design of Experiments

: : H

D
t h e jjob
o i n g the
ig h t aatt eevery
Doing
o b rright
v e ry s
t e p iis
s critical,
c r i t i c a l nnot
step
ot o
be c a u s e
n ly because
only
h e ccustomer
tthe
u s to m e r w
a n t s tto
o rreceive
t h e ccorrect
e c e i v e the
wants
o r r e c t iitem,
te m b
l s o because
ut a
be c a u s e
but
also
h i p p i n g ccosts
sshipping
o sts a
b a s e d oon
r e based
h e ccube
are
n tthe
u b e ooff sspace
he p
a c ka ge u
p a c e tthe
ses
package
uses

up, whether in a truck or the cargo hold of a plane.


A
H S
h i p p i n g aan
Att C
CH
n a
Shipping,
u to m a te d d
i s t r i b u t i o n ccenter,
automated
distribution
ic ke r s
e nte r p
pickers,
a c ke r s a
h i p p e r s handle
n d sshippers
packers,
p
h a n d l e oorders
and
r d e r s that
t ha t m
ay c
o n t a in a
may
contain
any
ass m
many

individual customer order and packed. Once packed,


r de r s
the oorders

r o c e e d tto
h i p p i n g sstation
o a
proceed
p
t a t i o n to
a sshipping
to b
a b e le d a
bee llabeled
n d sstaged
t a g e d ffor
and
o r sshiph ip
m
e n t via
v i a ttruck
ruc k o
l a n e Buffer
ment
B u f f e r sstaging
orr pplane.
t a g i n g llanes
anes e
x is t b
etw ee n e
exist
between
ac h
each
a
re a D
o w n t i m e iin
area.
n a
Downtime
a particular
r e a rresults
e s u l t s if
p a r t i c u l a r aarea
r d e r s are
if oorders
a re n
o t iin
n
not

the system or are held up at an upstream area.


Wa v e pprocessing
r o c e s s i n g iis
i f f e r e n t ffrom
Wave
s d
r o m discrete
d is c r e t e p
different
r o c e s s in g D
is
processing.
Dis-

crete processing involves picking one order at a time, packing


it,
n d tthen
h e n rreadying
a
and
e a d y i n g it
f o r sshipment.
h ip m e n t T
it for
a n a g e tthe
he w
Too mmanage
ave o
rde r
wave,
order
h a r a c t e r i s t i c s tthat
ccharacteristics
h a t ooptimize
f l o w iinclude
n c lu d e h
p t i m i z e flow
ow m
t i m e s the
a y times
how
may
t he

P
ic k
Pick

Scanned by
by CamScanner
CamScanner
Scanned

N
n te r a c t io n E
x i st s
o IInteraction
No
Exists

i s it s a
a particular
picker
p i c k e r vvisits
o c a t i o n iin
t he w
n the
p a r t i c u l a r llocation
a re ho u s e
ho w m
warehouse,
any
how
many

i t e m s aare
r e picked
items
t i m e aand
a c h time,
ho w m
n d how
p i c k e d eeach
uc h s
i s ttaken
a ke n u
much
space
p a c e is
up
byy
p b
tthe
h e iitems
t e m s picked.
p ic k e d
T
he k
ey d
e p a r t m e n t s iinvolved
The
key
n v o l v e d are
departments
i c k Pack,
P a c k and
are P
Sh ip
a n d Ship.
Pick,
M
e m be r s o
h e workforce
Members
w o r k f o r c e iin
off tthe
h e s e departments
n tthese
d e pa rt m e n t s w
o r k ttogether
o g e t h e r tto
work
o
e
t h a t ccustomers
n s u r e that
ensure
u s t o m e r s rreceive
e c e iv e w
h a t tthey
h e y nneed,
e e d when
what
w h e n tthey
h e y nneed
eed
it
i n i m i z e ccosts,
o m
it. T
To
o sts m
minimize
a x i m i z e flexibility,
f l e x i b i l i t y and
maximize
a n d enhance
e n h a n c e ccustomer
u st o m e r
ssuccess,
t he E
u c c e s s the
x p r e s s Logistics
Lo g is t ic s C
Express
e n te r M
a n a ge r h
Center
Manager
a s asked
a s k e d tthe
he
has
iindustrial
n d u s : r i a l engineers
e n g in e e r s a
H Shipping
S h i p p i n g tto
att C
CH
o o
r d e r picking,
optimize
p t i m i z e oorder
p ic k i n g
a c k i n g and
packing,
a n d shipping.
s h ip pin g R
p
o t he r w
o r d s they
inn other
t he y w
words,
a n t tto
o maximize
want
m a x i m iz e
he p
tthe
e a ks a
n d vvalleys
peaks
a l l e y s iin
and
n Fi
2 1 12 tthrough
Figure
h r o u g h tthe
h e uuse
g u r e 21.12
se o
e s ig n
off ddesign
o
x pe r im e n t s T
off eexperiments.
t h e team
s o the
te a m p
Too ddoo so,
r o p o s e d tthe
h e following
f o l lo w i n g
proposed

experiment design:

F
a c to r s
Factors

as 50 unique products, numbering up to 5,000 of each unique

rodu c t C
H S
h i p p i n g uuses
product.
p
CH
Shipping
s e s wave"
w ave
ro c e s s in g a
l s o known
processing,
k n o w n as
p
also
as
b
a t c h picking.
T h is m
batch
e t h o d cconsolidates
p i c k i n g This
o n s o l id a t e s o
method
r d e r s ffrom
ro m s
orders
eve ra l c
several
us
custtomers
o m e r s iinto
nto o
ne o
one
n v e n t o ry p
optimal
i c k i n g ccycle
p t i m a l iinventory
F ig u r e 2
picking
1 12 )
y c l e ((Figure
21.12).
O
i c k i n g ccycles
Optimal
pt im a l p
picking
o n s o l id a t e w
ha t h
y c l e s cconsolidate
b e e n oordered,
a s been
what
r d e r e d tthe
has
he
m ount o
a
r de re d a
amount
h e r e the
nd w
ordered,
t h e iitems
t e m s aare
and
where
re s
t o r e d iin
he
n tthe
stored
w
a re ho u se A
h o w n iin
warehouse.
ig u r e 2
n F
Ass sshown
1 1 3 oonce
Figure
n c e tthe
21.13,
he p
i c k iis
s
pick
ccomplete,
o m p l e t e tthe
h e wave
w a v e continues
c o n t i n u e s tto
h e packing
o tthe
e pa rt m e n t w
pa c k in g d
he r e
department,
where
h e oorders
tthe
rde rs a
r e automatically
a u t o m a t i c a l ly s
are
o rte d u
s in g b
sorted
a r c o d e s by
using
b y the
t he
barcodes

52
$2

L E A N sSIX
lx S
I G M A TOOLS
{ LEAN
0 R K
SIGMA
J O L S aatt wWORK

O
r de r p
ic k i n g p
Order
a c k i n g and
picking,
a n d sshipping
h i p p i n g ffrom
packing,
ro m a
a r e h o u s e ccan
a wwarehouse
an b
bee
it e ccomplex.
u
o m p le x O
quite
q
rde rs a
Orders
re s
u b m it t e d b
are
submitted
u s t o m e rs a
byy ccustomers
n d cconsist
o n s is t o
and
off
m u lt i p le p
multiple
r o d u c t ttypes
product
n vvarious
a r io u s q
y p e s iin
u a n t it i e s T
he p
quantities.
rod u c ts o
The
products
onn
tthese
h e s e oorders
r de r s m
u s t be
be p
i c k e d ffrom
must
r o m tthe
h e ccorrect
picked
o r r e c t sstorage
t o r a g e locations,
lo c a t i o n s
a c k a g e d ffor
packaged
o r ssafe
h i p m e n t aand
p
a fe s
shipment,
n d llabeled
it h tthe
a b e le d w
h e aappropriate
with
p p r o p r ia t e
d
e s t i n a t io n T
h is w
destination.
b e ssimple
o u ld be
i m p l e if
This
would
h e oorganization
r g a n i z a t i o n ccarried
if tthe
a r r i e d oonly
n ly
a
t e m s iin
e w iitems
a ffew
n iinventory
n v e n t o r y tto
h i p p e d tto
o b
f e w customers.
bee sshipped
o a
c u sto m e rs T
a few
he
The
ccomplexity
o m p l e x it y iincreases
n c re ase s e
x p o n e n t i a l ly a
exponentially
h e nnumber
u m be r o
ass tthe
t e m s aand
nd
off iitems
ccustomers
u s t o m e r s iincrease.
n c re ase

F
IG U R E 2
FIGURE
1 12
21.12

Q
u a n t i t y (Qty):
( Q ty ) :
Quantity
w
ave
wave

L
in es:
Lines.-

To t a l nnumber
u m be r o
Total
i e c e s picked
off ppieces
i t h i n aa g
iv e n
p ic ke d w
within
given

T
he d
i ff e r e n t iitems
The
different
t e m s ((products)
p r o d u c t s ) oon
h e oorder
n tthe
rde r n
e e d in g
needing

tto
o b
ic k e d
e p
be
picked

C
u be :
Cube:

T
h e space
s p a c e needed
The
n e e d e d ffor
he q
o r tthe
u a n t it y o
quantity
i n e s ffor
off llines
or a
p
a parl a r g e s t ooutbound
order ((largest
u t bo u n d p
a rc e l b
parcel
o x ccube
u be o
box
r ttote
o t e cube;
c u be ;
or
t
o t e iis
s a
aa tote
a b
o x without
w it h o u t a
box
to p)
a top)

i c u ta r
tticular

o rde r

W
e igh t :
Weight:
o
rd e r
order

T
he
The

i g h t ooff tthe
weight
h e quantity
q u a n t it y ooff llines
i n e s for
f o r aa particular
p a r t ic u la r

w e

L
eve l
Level
M
ax Q
ty
Max
Qty

5 0 0 0 (+)
(+ )
5000
1
0
0
100 (H)

P
ack
Pack

Ma x L
in e s
Max
Lines
5 0 ((+)
+ )
50
1
0 (H)
10

S
h ip
Ship

D
e pa r t m en t Wo r kl
Department
o ad U
Workload
s i n g Wave
W av e O
Using
r de r P
Order
r o c e ss in
Processing
g

M
a x Cube
C u be
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M
ax W
e i Bh t
Max
Weight

P
a r c e l ((+)
+ )
Parcel

1
5 0 (+)
(+ )
150

T
o t e (H)
Tote

2 5 (H)
25

D
e s ig n
Design

x pe r im e n t s
Experiments
off E

2
59
259

Batch template parameters are


5:00 AM.7:00 AM. >

user-defined and can be adjusted for

BUild and save batches (see


batching

pareme

cube, weight, lines, etc. Theserecommended settings are defined


o cum e nt
tta c he d d
t h e aattached
iin
document.
n the

ter settin g s ) ,

11

ii
:

Release work to cue the buffer


xfor
= :
sortation-

Release 1420 waves

7 0 0 A-M-
730

' "

(minimum of 14).

cue

"

"
area

Use Wave status report to monitor


Begin picking first set of waves.
picks by wave and picks remaining
7:00 AM. > Pick waves complete and fill > by wave by pick area to monitor wave
Buffer.
pick complete.
l

Use staggered start times and

7
:3 0
7:30

A
M
AM.

>

start Sortation and Packing at


7:30 or however long it requires
to buffer 14-20 waves.

4 2 0 active
a c t iv e
ic k 1
nd p
a
1420
pick
and
w ave
s e wave
t im e U
Use
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att aa time.
waves
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o cclean
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t a t u s report
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M - 3 :0 0 p
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7:30
waves to complete to ensure
o r t a t io n
fflow
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o s
sortation.

R
e le a s e
Release

ast
e n d s llast
c o m p le t e s o
A s oone
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ne w
orr ssends
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n
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ac
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ttote
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c t iv e
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ot a
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is
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O
picks
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pe n p

Release Air waves at point of


Upon adequate open Butter lanes
minimum active picks to ensure > release Air waves. Air wave release
3:00 PM. ->
open Buffer lanes for Air wave
priority picks in pick areas to force
flow through.
pickers to pick these waves first due
tto
o

active
'
and pick 14w20
.
waves at a time. Use weve

l e a n iinducted
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o cclean
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e n s li re
o ccomplete
o m p l e t e to
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flow to sortation.

As one wave com p letes or s e nds St


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$i::::$geb:1gggszgig'glntain
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3:10

FIGURE 21.13

F I G U RE 2 1 1 3

re
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c t iv e waves
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c u s t o m e r orders
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rde r a
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att aa
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t i m e many
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ip
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4:' 4_20
4 2 0 aactive
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w av es
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ick , P
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s b
ased o
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off ttreatments
based
onn the
off ffactors
and
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h e llevels
tthe
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s s o c ia te d w
a c t o r Based
e v e ls a
n tthe
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with
associated
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av e s
w
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d a y aand
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n d tthe
a s e of
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o f wave
w ave b
u i ld i n g a
u ll
processed
building,
p e r day
p
a ffull
h o s e n ((Table
Ta b l e 2
F
1 3)
e s ig n w
a s cchosen
a c t o r ia l d
factorial
design
was
21.3).
D
re e do m
e gr e e s o
off F
Freedom
Degrees

The d
t h e ttotal
e gr e e o
r e e d o m iin
n a
x p e r i m e n t iis
s the
u m be r o
o t a l nnumber
The
degree
off ffreedom
ann eexperiment
off
in u s 1
h e r e aare
llevels
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e v e l s ffor
or
r e ttwo
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Here
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4 X
2
t he d
o the
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e q u a ls
r e e d o m equals
E
a c h ffactor
actor (
(4
2 = 88)) sso
degrees
off ffreedom
each
8
8 - 11 = 77.
=

In t e r a c t io n
Interaction

t o g e t h e r tto
a rresult
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((continued
c o n t i n u e d ))

N E
WEN T Y O
ONE
H A PT ER T
C
TWENTY
CHAPTER

60
260

t i m Iz i "
Order Pick, Pack, and Ship
Experiment Design for Optimizing

2 1 3
TABLE 21.3

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r e v e a le

TABLE 21.5

A
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Analysis

26 1
261

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CHAPTER TWENTY ONE

262

C H A PT ER T WEN T Y O N E

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cCHAPTER
H A P T E R

TWENTY
T W O
TWO

F F EC T S
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N D E
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C
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2 1 The
T h e form
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22.1.
to the one shown in Figure
h e ssystem,
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Risk

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2 14/06
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F
2 2
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22.2
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'5
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2:

1'
9 Risk Prlorlty
3 Code

Recommended

Action.
Responsibility,
Target Date

WO
T W EN T Y T
H A P T E R TWENTY
C
TWO
CHAPTER

266
266

Effect

C
r it e r ia
Criteria

No E
f fe c t
No
Effect

N o eeffect
ft e c t
No

Very Slight EeCl


V e r y S l ig h t E f f e c t
S l i g h t E f le c t

Slight Effect

M i n o r Effect
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Minor

i g n ifi c a n t Effect
S
E f le c t
SiSinificant

M
E tf e c t
a jo r Effect
MalOr

E
E fle c t
x t r e m e Effect
Extreme

occasionally.

F
I G U R E 22.3
22 3
FIGURE

ffe c t
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C
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CHAPTER T
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APPENDIX 1
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0 8
-0.8
0 7
-0.7
0 6
0.6

13 7 9
.1379
16 1 1
.1611
18 6 7
.1867
2 14 8
.2148
24 5 1
.2451

14 0 1
.1401
16 3 5
.1635
18 9 4
.1894
2 17 7
.2177
2483
.2483

14 2 3
.1423
16 6 0
.1660
19 2 2
.1922
2 20 6
.2206
2 5 14
.2514

14 4 6
.1446
16 8 5
.1685
19 4 9
.1949
2236
.2236
2 54 6
.2546

14 6 9
.1469
17 1 1
.1711
19 7 7
.1977
2266
.2266
2 578
.2578

14 9 2
.1492
17 3 6
.1736
200 5
.2005
229 6
.2296
26 11
.2611

15 15
.1515
176 2
.1762
20 33
.2033
2327
.2327
2643
.2643

15 3 9
.1539
17 8 8
.1788
20 6 1
.2061
23 58
.2358
2676
.2676

1562
.1562
1 8 14
.1814
2090
.2090
2389
.2389
2 70 9
.2709

158 7
.1587
18 4 1
.1841
2 1 19
.2119
24 20
.2420
2 74 3
.2743

0 5
0.5
0 4
0.4
0 3
0.3
0 2
0.2
0 1
0.1
0 0
0.0

2 7 76
.2776
3 12 1
.3121
3483
.3483
38 59
.3859
4 24 7
.4247
464 1
.4641

2 8 10
.2810
3 15 6
.3156
3 52 0
.3520
38 9 7
.3897
4 286
.4286
4 68 1
.4681

2843
.2843
3 19 2
.3192
3 5 57
.3557
3936
.3936
4325
.4325
4 72 1
.4721

2877
.2877
3 2 28
.3228
3 594
.3594
3 9 74
.3974
4364
.4364
4 76 1
.4761

2 9 12
.2912
3 264
.3264
3632
.3632
4 0 13
.4013
4404
.4404
480 1
.4801

294 6
.2946
330 0
.3300
3 66 9
.3669
4052
.4052
4443
.4443
4840
.4840

2 98 1
.2981
3336
.3336
3 707
.3707
4 0 90
.4090
4483
.4483
4880
.4880

3 0 15
.3015
33 72
.3372
3745
.3745
4 12 9
.4129
4 522
.4522
4 9 20
.4920

3 0 50
.3050
3409
.3409
3 783
.3783
4 16 8
.4168
4 56 2
.4562
4 960
.4960

3085
.3085
34 4 6
.3446
382 1
.3821
4 20 7
.4207
4 602
.4602
50 0 0
.5000

0 18 3
.0183
0 2 33
.0233
0 294
.0294
0367
.0367
04 5 5
.0455

Scanned by
by CamScanner
CamScanner
Scanned

0668
.0668
0808
.0808
0968
.0968
1 15 1
.1151
13 5 7
.1357

7--..mmnn

APPENDIX 1

276

zZ

0
00
0.00

0
01
0.01

02
0
0.02

0
03
0.03

04
0
0.04

05
0
0.05

0 06
0.06

0.07

0.08

0.09

0 0
+0.0

5000
.5000

50 8 0
.5080

5 19 9
.5199

53 9 8
.5398

54 7 8
.5478

5557
.5557

5596
.5596

5239
.5239
56 3 6
.5636

52 7 9
.5279

0 1
+0.1
+
0 2
+0.2

5 12 0
.5120
5 5 17
.5517

5 16 0
.5160

50 4 0
.5040
5438
.5438

5675
.5675

5 3 19
.5319
5 7 14
.5714

53 59
.5359
5753
.5753

58 3 2
.5832

58 7 1
.5871

0 3
+0.3

5 793
.5793
6 17 9
.6179

6 2 17
.6217

0 4
+0.4

6 5 54
.6554

0 5
+0.5
+
0 6
+0.6

6 9 15
.6915
72 5 7
.7257

0 7
+0.7

+ 0 8
+0.8
+
0 9
+0.9

594 8
.5948

598 7
.5987

60 2 6
.6026

6064
.6064

6 10 3
.6103

6 14 1
.6141

6255
.6255

5 9 10
.5910
6293
.6293

63 3 1
.6331

6368
.6368

64 0 6
.6406

6443
.6443

6480
.6480

6 5 17
.6517

6 59 1
.6591

6628
.6628

6664
.6664

6 700
.6700

6736
.6736

6772
.6772

6808
.6808

68 44
.6844

68 7 9
.6879

69 50
.6950

698 5
.6985

7 0 19
.7019

70 54
.7054

708 8
.7088

7 12 3
.7123

7 15 7
.7157

7 19 0
.7190

7 2 24
.7224

729 1
.7291

7324
.7324

73 5 7
.7357

738 9
.7389

74 2 2
.7422

74 54
.7454

74 8 6
.7486

7 5 17
.7517

754 9
.7549

7 58 0
.7580

76 11
.7611

76 4 2
.7642

76 73
.7673

7 704
.7704

7 73 4
.7734

7764
.7764

7794
.7794

78 23
.7823

78 52
.7852

78 8 1
.7881

7 9 10
.7910

7939
.7939

7967
.7967

7995
.7995

8 0 23
.8023

80 5 1
.8051

8078
.8078

8 10 6
.8106

8 13 3
.8133

8 1 59
.8159

8 18 6
.8186

8 2 12
.8212

8 238
.8238

8 264
.8264

828 9
.8289

8 3 15
.8315

8340
.8340

8365
.8365

8 38 9
.8389

1 0
+1.0

8 4 13
.8413

84 38
.8438

846 1
.8461

8485
.8485

8 50 8
.8508

8 53 1
.8531

8 5 54
.8554

8577
.8577

8599
.8599

862 1
.8621

l 1
+1.1

864 3
.8643

8 66 5
.8665

8686
.8686

8 70 8
.8708

8729
.8729

8 74 9
.8749

8 790
.8790

8 8 10
.8810

8830
.8830

1 2
+1.2

8849
.8849

8869
.8869

890 7
.8907

90 15
.9015

90 3 2
.9032

9049
.9049

908 2
.9082

8944
.8944
9 1 15
.9115

8997
.8997

1 3
+1.3

8925
.8925
90 99
.9099

8980
.8980

8888
.8888
9066
.9066

8 7 70
.8770
8962
.8962

9 14 7
.9147

9 16 2
.9162

9 17 7
.9177

1 4
+1.4

9 19 2
.9192

920 7
.9207

9222
.9222

9236
.9236

92 5 1
.9251

9265
.9265

9 13 1
.9131
9279
.9279

9292
.9292

9306
.9306

9 3 19
.9319

l 5
+1.5
+
1 6
+1.6

933 2
.9332

934 5
.9345

93 94
.9394

9406
.9406

9 4 18
.9418

94 2 9
.9429

94 4 1
.9441

9463
.9463

93 70
.9370
9484
.9484

938 2
.9382

94 52
.9452

9357
.9357
9 4 74
.9474

9 54 5
.9545

9 5 73
.9573

96 2 5
.9625

9633
.9633

9 656
.9656

9582
.9582
96 64
.9664

9 6 16
.9616

9 64 1
.9641

9 564
.9564
964 9
.9649

9 5 15
.9515
9608
.9608

9 53 5
.9535

9554
.9554

9 50 5
.9505
9 5 99
.9599

9525
.9525

1 7
+1.7
1 8
+
+1.8

94 9 5
.9495
9 59 1
.9591

9678
.9678

9699
.9699

9706
.9706

1 9
+1.9

9 7 13
.9713

9 7 19
.9719

9726
.9726

9732
.9732

9 74 4
.9744

9 686
.9686
9750
.9750

9693
.9693

96 7 1
.9671
9 73 8
.9738

9 7 56
.9756

976 1
.9761

9767
.9767

2 0
+2.0

9 772
.9772

9778
.9778

9 78 3
.9783

9793
.9793

9 798
.9798

98 03
.9803

9808
.9808

9 8 12
.9812

9 8 17
.9817

+ 2 1
+2.1

982 1
.9821

98 26
.9826

98 38
.9838

98 4 2
.9842

984 6
.9846

98 50
.9850

98 54
.9854

98 57
.9857

2 2
+2.2
+
2 3
+2.3

986 1
.9861

9864
.9864

9830
.9830
9868
.9868

9 788
.9788
9834
.9834

98 7 1
.9871

98 75
.9875

98 7 8
.9878

988 1
.9881

9884
.9884

988 7
.9887

9890
.9890

98 93
.9893

98 96
.9896

98 98
.9898

990 1
.9901

990 4
.9904

9906
.9906

990 9
.9909

99 11
.9911

9 9 13
.9913

9 9 16
.9916

2 4
+2.4

9 9 18
.9918

9920
.9920

9922
.9922

99 25
.9925

99 27
.9927

9929
.9929

993 1
.9931

9932
.9932

9934
.9934

9936
.9936

9938
2 5
.9938
+25
9 9 53
+
2 6
.9953
+2.6
9965
+
2 7
.9965
+2.7
9 9 74
+
2 8
.9974
+2.8
9 98 1
+
2 9
.9981
+2.9

994 0
.9940
9955
.9955
9966
.9966
99 7 5
.9975
998 2
.9982

994 1
.9941
99 56
.9956
99 6 7
.9967
99 76
.9976
998 2
.9982

994 3
.9943
9957
.9957
9968
.9968
9977
.9977
9 98 3
.9983

9 94 5
.9945
9959
.9959
9969
.9969
9977
.9977
9984
.9984

9946
.9946
9 9 60
.9960
9 970
.9970
99 78
.9978
9984
.9984

994 8
.9948
996 1
.9961
99 7 1
.9971
99 79
.9979
998 5
.9985

9949
.9949
9962
.9962
9972
.9972
9979
.9979
998 5
.9985

99 5 1
.9951
9963
.9963
9973
.9973
9980
.9980
9986
.9986

99 52
.9952
9964
.9964
9974
.9974
9 98 1
.9981
9986
.9986

998 7
3 0
+30
.9987
9990
+
3 1
+3.1
.9990
9993
+
3 2
+3.2
.9993
999 5
+
3 3
+3.3
.9995
9 99 7
+
3 4
+3.4
.9997

9 98 7
.9987
999 1
.9991
9993
.9993
9995
.9995
9997
.9997

9 98 7
.9987
999 1
.9991
9994
.9994
9995
.9995
999 7
.9997

998 8
.9988
999 1
.9991
9994
.9994
9996
.9996
9997
.9997

998 8
.9988
9992
.9992
9994
.9994
9996
.9996
9997
.9997

9989
.9989
9992
.9992
9994
.9994
9996
.9996
9997
.9997

9 98 9
.9989
9992
.9992
9994
.9994
9996
.9996
9997
.9997

9 989
.9989
9992
.9992
999 5
.9995
9996
.9996
9997
.9997

9 99 0
.9990
9993
.9993
99 9 5
.9995
9996
.9996
999 7
.9997

99 90
.9990
99 93
.9993
999 5
.9995
99 9 7
.9997
9998
.9998

3 5
+3.5
3 6
+
+3.6

9998
.9998
9998
.9998

9 998
.9998

9998
.9998

9998
.9998

99 98
.9998

9 998
.9998

9998
.9998

9998
.9998

9 998
.9998

9 9 98
.9998

99 98
.9998

9999
.9999

9999
.9999

9999
.9999

9999
.9999

9999
.9999

9999
.9999

3 7
+3.7

9999
.9999

99 99
.9999

9999
.9999
9999
.9999

9999
.9999

9999
.9999

9999
.9999

999 9
.9999

9999
.9999

9999
.9999

9 999
.9999
9999
.9999

9999
.9999

999 9
.9999

9999
.9999

9999
.9999

9999
.9999

9999
.9999

9999
9999

9999
9999
9999
3 8
+3.8
.9999
.9999
.9999
CW
Scanned
by CamScanner
+

Fa c t o r s f o r Co m p u t i n g Ce n t r a l L i n e s

an

d 3 t Co n t r o l L i m it s f o r x ,

C
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fo r A
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Chart
Averages
F
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a c t o r s for
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O
bs e r v a t io n s
Observations

in

Sample, nn

Sa m p l e
2
2

Ce n t r a l Line
Li n e
Central

A2

A2

A33

d
d2

dl

2
12 1
2.121

1
880
1.880

2
6 59
2.659

1
12 8
1.128

0
8 53
0.853

00

3 686
3.686

0
0
0
0
0
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4
9 18
4.918

0
0
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0.204

d1

3
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1
732
1.732

1
023
1.023

1
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1.954

1
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0
888
0.888

1
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1.500

729
0
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1
628
1.628

2
0 59
2.059

0 880
0.880

5
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1
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1.342

0
577
0.577

1
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1.427

2
326
2.326

8 64
0.864

6
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225
1
1.225

4 83
0
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1
287
1.287

2
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2.534

:: 8 4 8

7
7

1
13 4
1.134

0
4 19
0.419

2
70 4
2.704

0 8 3

8
8

1
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1.061

0
373
0.373

9
9

1
000
1.000

0
337
0.337

2
970
2.970

0 8

1
0
10

0 94 9
0.949

0
308
0.308

1 18 2
1.182
1 099
1.099
1
032
1.032
0
975
0.975

3 078
3.078

0 <:

1
111

0
90 5
0.905

0
28 5
0.285

1
122

0
866
0.866

0
266
0.266

0 927
0.927
0
886
0.886

3 17 3
3.173
3 2 58
3.258

78?
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13

14
1
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14

1
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16

17
1
188
1
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2
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249
0.832 00.249

0 83 2

0.850

0 8 50

2
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2.847

3 336
3.336

235
0
8 17
0.802 00.235
0.817
775
0
0
223
0
789
0.775
0.223
0.789

3 407
3.407
3 4 72
3.472

7 50
0
0.750

3
53 2
3.532

0 802

0.728
70 7
0
0.707
0
6
88
0.688
0
67 1
0.671
0 728

0
2 12
0.212

0.203
0
19 4
0.194
0
18
0.1877
0
18 0
0.180
0 20 3

d R Cha r t s

an

f o r S t a n d a r d Deviations
C h a r t '0'
Chart
Standard De v ia t i o n s

0 763
0.763

0.739
0
7 18
0.718
0
6
98
0.698
68 0
0
0.680
0 739

Scanned by
by CamScanner
CamScanner
Scanned

3.588
3
640
3.640
3
6
89
3.689
735
3
3.735
3 58 8

82 0

9) 7 7 0
0.770

D
D1

c
c4

0
0

26 7
3
3.267

0 7 9 79
0.7979

0
0

3 267
3.267

0
0

2 60 6
2.606

4
3 58
4.358

0
0

2 568
2.568
2 266
2.266

2 276
2.276

0
0

2 088
2.088

00

0
0
0
0
0
0

0
0

0
0

2 574
2.574
28 2
2
2.282
2
1 14
2.114

0
88 6 2
0.8862

4
6 98
4.698

2 08 9
2.089

0
0

1 964
1.964

5
078
5.078

0
0

2
004
2.004

1 970
1.970

0 0 29
0.029

1 874
1.874

0
0 76
0.076

0 1 18
0.118

1 88 2
1.882

0 1 13
0.113

1 806
1.806

38 8
0.388

5 0 6
5.306

0 13 6
0.136

S
1.1.54?
}B ?
(0.687

0 96 50
0.9650

0 18 5
0.185

1 8 15
1.815

0 17 9
0.179

1 751
1.751

5 39 3
5.393
5 469
5.469

0 18 4
0.184
0 223
0.223

1 9 24
1.924
1
864
1.864
1
8 16
1.816
1 777
1.777

0 9 5 15
0.9515
0 9 594
0.9594

0
030
0.030

204
5
5.204

0 96 93
0.9693
0
9727
0.9727

0 23 9
0.239
0
284
0.284

1 76 1
1.761

0 232
0.232

1 70 7
1.707

1 7 16
1.716

0 2 76
0.276

1 669
1.669

:j l !
0
0.811

5 53 5
5.535
5 594
5.594

0 256
0.256
0 283
0.283

1 744
1.744
7 17
1
1.717

0 9 7 54
0.9754
0
9776
0.9776

0 32 1
0.321

1 679
1.679

0 3 13
0.313

1 637
1.637

0 3 54
0.354

0 34 6
0.346

1 6 10
1.610

0 9 794

0 38 2
0.382

1 64 6
1.646

1 693

0 9 8 10

0 406

i3

0
922
0.922

D
D3
3

5 64 7
0 30 7
1.025 5.647
0.307

1 025

1.693

0 7 33
1 1 18
5 696
0 3 28
1
6 72
0.763
1.118
5.696
0.328
1.672
0
7
5
6
1
2
0
3
5
7
4
1
0
3
4
7
1
6 53
0.756 1.203 5.741 0.347 1.653

0
7 50
0.750

0 744
0.744
739
0
0.739
0
7
34
0.734
729
0
0.729

L im its
Co n t r o l lns
Control

D
D4

D22

fo r
Fa c t o r s .for
Factors

Fa c t o r ffor
or
Factor
in e
Ce n t r a l L
Line
Central

Fa c t o r s ffor
or
Factors
Li m it s
C
o n t r o l Limits
Control

4
4

13

Ch a r t ffor
Ra n g e s
o r Ranges
Chart
fo r
F
a c t o r for
Factor

C
L i m it s
o n t r o l Limits
Control

1
28 2
1.282

1.356
1 424
1.424
1 48 7
1.487
1 54 9
1.549
1 3 56

5 78 2
5.782

5 8 20
5.820
5
8 56
5.856
5 891
5.891
5
92 1
5.921

0
363
0.363

0.378
0 39 1
0.391
0
403
0.403
0
4 15
0.415

0 378

1 637
1.637

1 622
1.622
1
608
1.608
1
59 7
1.597
1
58 5
1.585

B
33
3

0 9 2 13
0.9213
0 94 00
0.9400

0.9794

0.9810
0 98 23
0.9823

B
B4

B5
35

1 6 18
0 374
1.618
0.374

1 58 5
1.585

0 399
0.406 1.594 0.399
1 563
1.563
1 57 2
0 421
0.428 1.572
1
54 4
0.421
1.544
1 594

0 4 28

0 98 3 5
0.9835

0
448
0.448

1 552
1.552

0 440
0.440

0 984 5

0 4 66

1 534

0 4 58

0.9845
0 98 54
0.9854
0 986 2
0.9862
0 98 69
0.9869

B6
Ba

0.466
0 482
0.482
0
497
0.497
0
5 10
0.510

1.534
1 5 18
1.518
1 50 3
1.503
1 490
1.490

0.458
0 475
0.475
0 490
0.490
0 504
0.504

1 526
1.526

1 5 11
1.511
496
1
1.496
483
1
1.483
1 4 70
1.470

A
P P E N D IX 3
APPENDIX
3
is t r i b u t io n
f tt D
V
a lu e s o
Values
of
Distribution

V
i s t r i b u t io n ,
a lu e s o
Values
off tt D
Distribution
d
dfr

to

Jo

U-

o 05

to

W 5

+?
to

o O1

0 05

'

3
0 78
3.078

6
3 14
6.314

2 706
1
12.706

3
1 82 1
31.821

63 6 56
63.656

2
2

1
886
1.886

2
9 20
2.920

303
4
4.303

96 5
6
6.965

9 925
9.925

22

3
3

1
638
1.638

2
3 53
2.353

3
18 2
3.182

4 54 1
4.541

5 84 1
5.841

33

4
4

1
533
1.533

2
13 2
2.132

2
776
2.776

74 7
3
3.747

4 604
4.604

4
4

5
5

1
4 76
1.476

0 15
2
2.015

2
57 1
2.571

3 36 5
3.365

4 032
4.032

55

6
6

1
440
1.440

943
1
1.943

44 7
2
2.447

14 3
3
3.143

3 70 7
3.707

6
6

7
7

1
4 15
1.415

1 89 5
1.895

36 5
2
2.365

998
2
2.998

3 499
3.499

7
7

8
8

1
39 7
1.397

1 8 60
1.860

2
30 6
2.306

896
2
2.896

3 355
3.355

8
8

9
9

1
38 3
1.383

833
1
1.833

26 2
2
2.262

2 821
2.821

3 2 50
3.250

99

1
0
10

372
1
1.372

1 8 12
1.812

2 2 28
2.228

?6 4
2
2.764

3 16 9
3.169

0
1
10

1
111

1
363
1.363

796
1
1.796

2 20 1
2.201

7 :
2
2.718

3 10 6
3.106

11
11

1
122

1
3 56
1.356

1
78 2
1.782

] /9
2
2.179

B: 3 :
2631

055
3
3.055

12
12

13

1.350

1.771

2.1653

2.65:)

3.012

l3

4
1
14

34 5
1
1.345

1
76 1
1.761

!
5' :.Jki

2
2 4
15.624

2
9 77
2.977

14
14

1
155

1
34 1
1.341

7 53
1
1.753

? : :
2.131

: :?
2 6
bu)

94 7
2
2.947

15
15

6
1
16

337
1
1.337

74 6
1
1.746

2 120
2.120

5
83
5&3

?
2 1
2.921

16
16

1
177

333
1
1.333

740
1
1.740

2 1 10
2.110

:2:

2:

2 898
2.898

17
17

8
1
18

330
1
1.330

734
1
1.734

2 10 1
2.101

5 :I
2
2 5552

2
8 78
2.878

18
18

19
19

1
328
1.328

729
1
1.729

2 093
2.093

2
53 9
2.539

2 861
2.861

19
19

2
0
20

325
1
1.325

725
1
1.725

086
2
2.086

2
5 28
2.528

2 84 5
2.845

20
20

2
211

323
1
1.323

72 1
1
1.721

2 0 80
2.080

2
5 18
2.518

2
831
2.831

21
21

2
222

1 32 1
1.321

1
7 17
1.717

2
074
2.074

2 508
2.508

2
8 19
2.819

22
22

2
3
23

3 19
1
1.319

1
7 14
1.714

069
2
2.069

2 50 0
2.500

2
80 7
2.807

23
23

4
2
24

3 18
1
1.318

7 11
1
1.711

2
064
2.064

2 492
2.492

2
797
2.797

4
2
24

2
255

3 16
1
1.316

708
1
1.708

2
0 60
2.060

2 48 5
2.485

2
78 7
2.787

25
25

6
2
26

1 3 15
1.315

70 6
1
1.706

0 56
2
2.056

4 79
2
2.479

779
2
2.779

2
6
26

2
277

3 14
1
1.314

703
1
1.703

052
2
2.052

2 4 73
2.473

771
2
2.771

2
277

8
2
28

3 13
1
1.313

70 1
1
1.701

2
048
2.048

2 467
2.467

2
763
2.763

2
8
28

299
2

3 11
1
1.311

1
699
1.699

2
04 5
2.045

2 462
2.462

7 56
2
2.756

2
9
29

0
3
30

1 3 10
1.310

1
697
1.697

2
04 2
2.042

2
4 57
2.457

7 50
2
2.750

30
30

3
311

1
309
1.309

1
696
1.696

2 040
2.040

2
4 53
2.453

2 744
2.744

3
311

3
322

1 309
1.309

694
1
1.694

2
037
2.037

449
2
2.449

2 738
2.738

3
322

3
3
33

1
308
1.308

692
1
1.692

2
035
2.035

2
445
2.445

2 733
2.733

3
333

278

278

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"

"

df

P P E N D IX 3
A
3
APPENDIX

l Values
ues ooff tt DDistribution
i s t r i b u t i o n ((continued)
c o n tin u e d )
df

tto

10
0.10

tt 0 5
o
0.05

0 25
taazs

to

o O1
[0.01

to

0 05
t0-005

df

3
344

1
307
1.307

69 1
1
1.691

032
2
2.032

44 1
2
2.441

2 728
2.728

3
344

3
355

1
306
1.306

6 90
1
1.690

030
2
2.030

4 38
2
2.438

2 724
2.724

35
35

4
400

1
30 3
1.303

684
1
1.684

02 1
2
2.021

4 23
2
2.423

2 70 4
2.704

4
400

4
455

1
30 1
1.301

6 79
1
1.679

0 14
2
2.014

4 12
2
2.412

2 690
2.690

4
455

5
500

299
1
1.299

6 76
1
1.676

2
009
2.009

403
2
2.403

2 6 78
2.678

5
500

5
555

1
297
1.297

6 73
1
1.673

2 004
2.004

2 3 96
2.395

2 6 68
2.668

5
555

6
600

296
1
1.296

1
671
1.671

2
000
2.000

2 390
2.390

2 6 60
2.660

6
600

7
700

294
1
1.294

667
1
1.667

994
1
1.994

2 38 1
2.381

64 8
2
2.648

7
700

8
800

1
292
1.292

6 64
1
1.664

1 990
1.990

2 3 74
2.374

639
2
2.639

8
800

9
900

29 1
1
1.291

662
1
1.662

98 7
1
1.987

2 368
2.368

632
2
2.632

90
90

10
1000

290
1
1.290

660
1
1.660

1 98 4
1.984

2 364
2.364

626
2
2.626

10 0
100

2
00
200

28 6
1
1.286

6 53
1
1.653

1
972
1.972

2
34 5
2.345

60 1
2
2.601

2
00
200

00
4
400

284
1
1.284

1
64 9
1.649

1
966
1.966

33 6
2
2.336

58 8
2
2.588

00
4
400

00
6
600

1
283
1.283

1
64 7
1.647

964
1
1.964

333
2
2.333

2
58 4
2.584

00
6
600

00
8
800

28 3
1
1.283

1 64 7
1.647

963
1
1.963

2
33 1
2.331

2
58 2
2.582

8
00
800

99
9
999

1
28 2
1.282

646
1
1.646

1
962
1.962

2
330
2.330

2
58 1
2.581

999
999

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2
79
279

A N SW ERS T
PRO B L EM S
O S
E L E C T E D PROBLEMS
TANSWERS
TO
SELECTED
h a p t e r 17
C
Chapter
17
1
7 10
17.10

= 3399
M
o d e = 34
Mode
34
M
e d ia n = 3
Median
388
M
ean
Mean

1
7 11
17.11

M
e a n -= 1
Mean
12 3
1.123

= 11.122
12 2
M
e dia n = 1
Median
12 3
1.123
M
o de
Mode

= 1119.8
19 8
M
o de = 1
Mode
19 8
119.8
M
ean
Mean

= 1119.8
19 8
= 00.88
S
td D
Std.
ev = 0
Dev
0.44
-

R
a n ge
Range

1
7 14
17.14

A
r ea = 0
Area
84 13
0.8413

117.15
7 15

A
r ea
Area

= 00.0047
0 0 4 7 oorr 0
4 7 % oof
f tthe
h e parts
0.47%
b o v e 00.93
re a
93 -mm
above
p a r t s aare

117.16
7 16

A
r e a -= 0
9 52 5
Area
0.9525

1
7 19
17.19

M
e a n -= 0
Mean
0 0 15
0.0015

M
o de = 0
00 2 5 0 0 00 4
Mode
0.0025,0.0004

= 00.0014
0 0 14
T = 0
(0'
0 00 8
0.0008
=
R
0
0
0 28
R
0.0028
M
e d ia n
Median

773.41%
3 4 1%

h e pparts
i ll m
off tthe
ar ts w
e e t sspec.
will
meet
pec

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13.3

13.4

18 4

CL R = 0
5 L
CL R = 1
0
LCLR
15,
j13i = 77, U
UCLR
-

C L = 49.7,
49 7
50 7 L
C L = 50.7,
LCLX
0 2 U
UCLX
1? = 550.2,
,

X
E=

CL R
0 7, U
UCLR
0.7,

349 , U C L .

= 11.6,
CL R = 0
0
6 L
LCLR
-

0
LCL R = 0
0 LCLR
CLR = 3
T
4 U
30,
11 = 114,
UCLR
-

0629 L CL = 0
UCL = 0
0 625
0 0 6 2 7 UCLx
0.0629,LCLx
0.0625,
)7 = 0.0627,
,

18.7

41
57 L CL = 3
341,
)7 = 349, UCLx = 3357LCLx
=

18 7

18 3

M
e d ia n
Median

0 L C L = 12
CL = 2
18 2
i = 116,6 UUCLx
20LCLx
12
10::pter

7 13
1
17.13

:;

8
C h a p t e r 118

'

X
'11

= 0.0003,UCLR
0006 L
CLR = 0
0 00 03 U C L R = 0
0.0006,
LCLR
0

h a p t e r l19
C
9
Chapter
1
9 3
19.3

19.4

19 4

8 C = 0.44,
0 4 4 Cpk
C k = 0.33
cr = 1
0 33
a" = 33, 660'
18,CP
p
p

(r

cr

= 1.8,
0 3 60
6
18 C
6 C k = 0
a = 0.3,
Cpp = 00.6,Cpk
0.33
p
,

[T

0 04 6
0 24 C
[ T = 0.24,
0 4 2 C k = 0.25
0' = 0.04,
60'
Cpp = 0.11:2,C131<
0 25
p
Ch a p t e r 2
Chapter
200
2
0 3

0 0 003 5 0 = 2
20.3
8 86 2 5 h
A = 0.000350
o u r s
2886.25
hours
1
9 8
19.8

cr

2
04
20.4
2
0 7
20.7
20 8
20.8

20
20.99

= 0.001970
0 0 0 19 7 0 = 5
0 8 hours
ho u r s
508
R e l i a b i i t y oofthe
f t h e ssystem
Reliability
9 768
0.9768
yst e i n = 0
R e l i a b i l i t y o f tthe
Reliabilityof
h e ssystem
=
0
956 1
y st e m
0.9561

)1

R
e l i a b il it
Reliabilityofthe
y o f t h e ssystem
ys t e m

= 00.9859
9859

<'

'

.
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For related books by this author, see Duality (testiftoi'om-t59249-1), Six Sigma: Basic

3 1 5 924 9 1 ) Sl Si g m a : B a s i c
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ISBN-13: 978-0-13-512510-6
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