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Theories of Self-Esteem

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Clive Nayler
This article looks to provide an insight into the plethora of research literature, measures and
definitions available in the field of self-esteem. Its origins, from both a theoretical and
contemporary perspective, are assessed before reviewing the three significant hypothesises
battling for centre ground in the debate over self-esteems actual function; Self-Determination
Theory, Sociometer Theory and Terror Management Theory. Self-esteem as a social construct
and the possible significance of resulting contingent domains provide the basis for the discussion
on value.
There are a variety of categories of self-esteem, which include:
Global self-esteem: refers to the overall aggregated opinion of oneself at any one time, on a scale
between negative and positive (Harter, 1993, p.88 as cited in Kling et al., 1999).
Domain specific : relates to ones self-esteem in regard of a particular area, such as sport.
Trait self-esteem: described as an individuals accumulated lifelong perception of social
inclusion and exclusion (Leary, Tambor, Terdal & Downs, 1995).
State self-esteem: a perception of changes in ones level of social inclusion, given a particular
setting.
Stable : as compared to unstable and narcissistic self-esteem, with the latter two eliciting
stronger emotional reactions to ego threats
True or authentic: high self-esteem that is stable
William James is repeatedly referred to as the creator of the self-esteem movement (Hewitt,
2005; Kling et al., 1999; Leary et al., 1995; Seligman, 1996) and given his elementary

endowment of human nature, (as cited in Leary et al.,1995, p.518) one might hypothesise that it
has existed since the birth of mankind.
Jamess (1890 as cited in Seligman, 1996, p.30) original formula of self-esteem appears to be
well respected:
Success
Self-esteem = Pretensions
The two elements, feeling good about ourselves (pretensions) and how well we actually do
(success), are inextricably linked; we can feel better about ourselves by succeeding in the world
but also by varying the levels of our hopes and expectations.
Contemporary belief is that self-esteem is routed in early childhood with a foundation of trust,
unconditional love and security, impacted on as life progresses by a combination of positive and
negative evaluations. Stanley Coopersmiths (1967 as cited in Seligman, 1996, p.32) self
evaluation scale measured self-esteem in children and then assessed the parents child rearing
practices for those children with high self-esteem and concluded that the origins of higher selfesteem lay in clear rules and limits enforced by the parents.
The theories on the function of self-esteem converge on the theme that self-esteem is not
pursued for its own sake but instead serves a more significant function.
Self-Determination Theory (SDT) states that man is born with an intrinsic motivation to explore,
absorb and master his surroundings and that true high self-esteem (Deci & Ryan, 1995 as cited in
Ryan & Deci, 2004) is reported when the basic psychological nutrients, or needs, of life
(relatedness, competency and autonomy) are in balance (Ryan & Deci, 2004; Reis, Sheldon,
Gable, Roscoe, & Ryan, 2000 as cited in Ryan & Deci, 2004).When social conditions provide
support and opportunity to fulfil these basic needs, personal growth, vitality and well-being are
enhanced (Chirkou, Ryan, Kim, & Kaplan, 2003; La Guardia, Ryan, Couchman, & Deci, 2000 as
cited in Ryan & Deci, 2004). Relatedness was an addition to the original theory to account for
peoples inherent ability to make meaning and connect with others through the internalisation of
cultural practices and values (Ryan & Deci, 2004).
This internalisation of cultural values is also a key factor in Terror Management Theory (TMT)
in which self-esteem is seen as a culturally based construction derived from integrating specific
contingencies valued by society into ones own worldview. TMT paints a somewhat morbid
picturehigh self-esteem promotes positive affect and personal growth, psychological wellbeing and coping as a buffer against anxiety in the knowledge of our eventual certain death, and
reduces defensive anxiety related behaviour. Some researchers propose an integration of
Attachment Theory and Terror Management Theory (Mikulincer, Florian, & Hirschberger, 2003
as cited in Pyszczynski et al., 2004). Attachment Theory proposes that the chances of survival
are improved by way of a childs strong attachment to their caregiver. Children are classified
according to the Strange Situation Test as either avoidant, ambivalent or securely attached.

Securely attached children accounted for 70% of those tested; these children look to maintain
contact with their caregiver and although sad to see them leave, are typically happy when they
return, which indicates a supportive and affectionate relationship with their caregiver and
intriguingly coincides with the Western Worlds view of being happier and having more selfesteem than the population average! An integration of TMT and Attachment Theory
hypothesizes that self-esteem develops as a child realises that anxiety reduces as its needs are
met by the caregiver, resulting in the evolution of their worldview and the inextricable
correlation between self-esteem and good relationships (Mikulincer, Florian, & Hirschberger,
2003 as cited in Pyszczynski et al., 2004). When self-esteem is weak, this underlying anxiety can
instigate defensive behaviour to threats in contingent domains. TMT documents that reminders
of mortality can lead individuals to strive for higher levels of self-esteem and flourish as a result,
subsequently eliminating the mortality reminder. Convincing people that an afterlife awaits them
also eliminates the effect of mortality salience on self-esteem striving (Pyszczynski et al., 2004).
The efficacy of these reminders goes unchallenged in TMT as the pursuit of high self-esteem
protects against death anxiety even when not consciously aware of it (Pyszczynski et al., 2004). I
find this particularly difficult to accept, especially given the graphic depictions of death and
threats of painful electric shocks and in light of the authors statement later in the same report
that manipulated raised self-esteem is more consistent in eliminating defensiveness to threats.
Ryan & Deci (2004) found TMT theoretically incoherent in accepting the avoidance of death
anxiety as a typical motivation towards growth, integration and connectedness, as opposed to the
natural intrinsic motivation of humans to engage in life because they are healthy and alive. SDT
finds it a paradox that some individuals welcome death in an authentically aware and stable
manner, without anxiety or fear, but surely this is exactly what TMT posits; that high self esteem
acts as a buffer against death anxiety? At the other end of the lifespan, SDT counters that
intrinsic motivation appears in childhood before any awareness of death and in the evolution of
life, before language and existential self consciousness had developed in organised culture. I am
drawn to the vision of my youngest son, Joe, standing very carefully on the shell of a snail in
rapturous delight, whilst quite obviously oblivious to the fragility of life, albeit not his own!
Where TMT espouses the virtues of feeling significant in the face of death anxiety, Sociometer
Theory (ST) states that a minimum level of social inclusion or belonging is essential for humans
to reproduce and survive with self-esteem functioning as a sociometer. The ability to efficiently
determine others reactions affecting an individuals status aids the creation and maintenance of a
small number of meaningful relationships. To be excluded from a worthwhile relationship affects
self-esteem more negatively than the positive impact of being included in increasing numbers of
less meaningful relationships and inclusion is preferred to being just viewed positively (Leary,
1990; Leary & Downs, 1995 as cited in Leary et al., 1995). An individuals sociometer also has
the added complexity of being concerned about its inclusive status with groups that might be
considered negatively or not worthwhile, all of which add to the building up or reducing of ones
self-esteem (Baumeister & Tice, 1990 as cited in Leary et al., 1995). The best evidence of
changes in self-esteem may be ones mood (Heatherton & Polivy, 1991 as cited in Leary et al.,
1995) in the form of feelings of pride and high self-esteem, and shame with low self-esteem
(Scheff, Retzinger, & Ryan, 1989 cited Leary et al., 1995), translating as levels of anxiety to

both trait and state self-esteem (Spivey, 1989 as cited in Leary et al., 1995).
Both TMT & ST are single need theories, providing an incomplete psychological account of
self-esteem functioning by explaining its defensive or introjected forms (Ryan & Deci, 2004).
SDT argues that true, authentic self esteem is stable (Kernis, 2003 as cited in Ryan & Deci,
2004) and secure when people are most alive and vital, fully functioning and motivated, when all
their needs are satisfied. SDT hypothesises that those with true self esteem are not concerned
with it at all. However, when self-esteem is of concern to people, needs are not being met or
are out of balance (such as over challenging competencies); self-esteem becomes defensive
because it is contingent on heavily invested domains. Self-esteem appears fragile and unstable
when cultural values and needs are introjected rather than integrated; given the significance of
relatedness as a basic need, people will often forego autonomy and competence to preserve
relationships (Assor, Roth, &, Deci, 2004 as cited in Ryan & Deci, 2004) but with obvious
negative effects on well-being. To thwart any of the psychological needs is to court
disconnection, idleness and psychopathology (Ryan & Deci, 2000a as cited in Ryan & Deci,
2004). In further support of this particularly significant area, Arnolt & Greenberg (1999 as cited
in Pyszczynski et al., 2004) found that artificial boosts to self-esteem did not lower
defensiveness to mortality reminders when threats were made in contingent domains. One can
see why both TMT & SDT find the ST broken sociometer, a little lightweight in explaining
why in the face of unstable or narcissistic high self-esteem, individuals act defensively or
aggressively, when making amends would have followed the theory (Twenge & Campbell, 2003
as cited in Pyszczynski et al., 2004) or why those with high self esteem after being rejected,
view themselves more positively (Sommer & Baumeister, 2002 as cited in Pyszczynski et al.,
2004) or why those with low self-esteem tend to shun social contact (Murray, Rose, Bellavia,
Holmes, & Kusche, 2002 as cited in Pyszczynski et al., 2004).
References and Further Reading:
Hewitt, J.P., (2005). The social construction of self-esteem. In Snyder, C.R., & Lopez, S.J.
(Eds.), Handbook of Positive Psychology (pp.135-148). New York : Oxford University Press
Kling, K. C., Hyde, J. S., Showers, C. J., & Buswell, B. N. (1999). Gender differences in selfesteem: A meta-analysis. Psychological Bulletin, 125(4), pp. 470-500.
Leary, M.R., Tambor, E.S., Terdal, S.K. & Downs D.L. (1995). Self-esteem as an interpersonal
monitor: The sociometer hypothesis. Journal of Personality and Social Psychology, 68 (3), pp.
518-530
Pyszcynski, T., Greenberg, J., Solomon, S., Arndt, J., Schimel, J., (2004).Why Do People Need
Self-Esteem? A Theoretical and Empirical Review. Psychological Bulletin 130(3), pp. 435-468
Ryan, M.R. & Deci, E.L., (2004). Avoiding Death or Engaging Life as Accounts of Meaning and
Culture: Comment on Pyszczynski et al.; (2004). Psychological Bulletin, 130 (3), pp. 473-477

Seligman, M. (1996). The optimistic child. New York : HarperCollins

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