THE QUESTIONNAIRE FOR COMPATIBILITY

AND COMPETENCY FOR LEGAL ENTITIES, ACCORDING TO LEX 2007/CXXXVIII

NAME:

_______________________________________________________________

ADDRESS:

_______________________________________________________________

PHONE NUMBER:

_______________________________________________________________

OCCUPATION:

_______________________________________________________________

REPRESENTATIVE OF A COMPANY: _______________________________________________________________

Establishment:
More than 10 years ago
5-10 years ago
2-5 years ago
Within the last year
Form of business:
BT
LTD
INC.

10 points
4 points
3 points
1 point

1 point
3 points
5 points

Owners:
Domestic individual
Foreign individual
Domestic company
Government, council

7 points
7 points
10 points
15 points

Equity:
Above 50 million forints
Between 10-50 million forints
Under 10 million forints

10 points
7 points
5 points

Net revenue over last year:

Under 10 million forints
Between 10-20 million forints
Between 20-50 million forints
Between 50-100 million forints
Above 100 million forints

3 points
5 points
7 points
10 points
15 points

Change in net revenue over last year:

Grown
Unchanged
Decreased

10 points
5 points
3 points

Liquidity indicator:
<0,4
0,4-1,0
>1,0

3 points
5 points
10 points

Has public dues?

No
Yes- Amount:

10 points
1 point

Reason for financial investment:

Diversifying the companys portfolio

Risk-control in relation to operational hedge funding
Speculation

Budapest, 2010
.
Client Hungaria Inc.

ASSESSMENT:
0-20 points
Assessment: inadequate
The investors general knowledge about the financial markets, his experience, his risk-managing
ability is not in accordance with his yield-expectations, his savings framework and his savings
objectives. He constitutes a risk.
20-30 points
Assessment: adequate
The investor has basic financial understanding. His risk-taking ability is low, his objective can be
realizing attainable yield using a wealth protecting instrument.
Hungarian government bonds, or investment tickets based on it are advisable. Selecting a higher
risk instrument could constitute a danger due to the lack of experience.
30-50 points
Assessment: adequate
The investor holds daily information on the world of finance and has a general level of
knowledge. He is open to higher risk operations for higher profit. Medium and long-term share
positions is a safe option.
50-100 points
Assessment: adequate
The investor hold accurate, daily information on the world of finance. His experience and
investment practice suggest active market presence. His risk-bearing ability and structure of
income provide a sufficient base for the daily financing of futures positions.
After filling out the competency test we take orders for the following transactions:
Government bonds
Domestic shares
International shares
Futures