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of
Legitimation,
The title of a work by Habermas from the early seventies, Legitimation Crisis, neatly sums up the intersection of these two classical strands
of thought and provides a place of entry for our discussion. As Marx
had suggested, there is something about the internal dynamic of the
modern, western, capitalist world we inhabit which makes crisis a recurrent and inevitable factor. However, while Marx focused on crisis
mechanisms in predominantly economic terms, in a fashion
characteristic of his Frankfurter intellectual origins, extends the notion
of crisis to the political and, especially, cultural spheres. Late capitalism
faces, in particular, a crisis of the cultural values necessary to sustain its
own existence, a crisis whose structure was diagnosed at the close of the
19th century by Nietzsche in terms of the notion of nihilism and whose
dynamics and evolution were subsequently charted by Weber in terms of
the notions of the rationalization and disenchantment of the modern
world.
For both Habermas and Lyotard, this cultural crisis has included the
delegitimization of the tradition of western philosophy itself: a tradition
whose very task had been to provide legitimations or rational foundations for the various domains of our culture: our knowledge, our morality, our political institutions, aesthetic judgments and so on. Subsequently, all those solutions to the practical problems of modernity (Marxs included) which were in someway dependant on that tradition have
themselves been called into question. The later philosophy of Wittgenstein is important at this very point. Both Habermas and Lyotard find
here an analysis and critique not only of the dominant philosophical conception behind modern philosophy, representationalism, but also of the
overall shape of the philosophical project of modernity, foundationalism.
All this derives from Wittgensteins radicalization of the twentieth
century linguistic turn in philosophy to the point of undermining a central presupposition of the modern philosophical tradition. This is the
conception of knowledge as the possession of representations of the
world, representations whose capacity for truth resides in their ability to
correspond to the worlds constitutive facts. Breaking with his earlier
more Fregian approach which construed meaning in terms of the truth
10
modern crisis of
Wittgensteinian
turn in
crisis.
The
of Modernity
For Habermas an important cultural transformation in the transition from pre-modern to modern societies has been the separation of the
value spheres implicit in the process of societal modernization. While
the cultural traditions of pre-modern societies-myths, legends,
etc.-unify descriptive accounts of the world, moral injunctions and
aesthetic values into single cultural creations, in modernity the cultural
areas of science, legality/morality and art have become separated from
each other into autonomous domains able to be independently institutionalized. Such a process had been described by Weber as cultural rationaiization. For Weber, such cultural rationalization was linked to
the increasing institutionalization of technically applicable knowledge
within the economy and the emerging modern state administrative structures : the process of social rationalization. With this process, the world
as known thus became increasingly construed as an object of technically
applicable scientific knowledge, bereft of all moral or aesthetic
significance. The thesis of the development and consequences of the
dominance of instrumental reason in modernity was, of course, charted
by Horkheimer and Adorna in Dialectic of Enlightenment.8
Lyotard portrays the cultures of pre-modern traditional societies as
marked the dominance of narrative forms of articulation and transmission. Traditional mythical and legendry narratives condense descriptive
with normative and aesthetic elements by their articulation of denotative,
deontic, and expressive language-games.9 Such narratives legitimate the
existing social institutions and serve as models for the induction of individuals into those institutions.
Narratives ... determine criteria of competence and/or
illustrate how they are to be applied. They thus define
what has the right to be said and done in the culture in
question, and since they are themselves a part of that
culture, they are legitimated by the simple fact that they
do what they do.I
For Lyotard as for Habermas, modern science has cut itself free
from all ethical and aesthetic elements. Scientific discourse is, accordingly, abstracted from the social bond and condensed into an institu:ion external to society.&dquo; With its isolation of descriptive or denotative
language-games, science now organizes these games around pragmatic
axioms which demand that the speaker provide evidence or proof for
Delegitimating Dynamic
12
what is said and refute any existing alternative accounts.2 Thus, while it
is the function of traditional narratives to provide legitimation, it is the
function of scientific language-games to demand and challenge
legitimacy, the legitimacy of existing beliefs.
In Legitimation Crisis, Habermas views the process of the modern
emancipation of the value spheres from tradition as ultimately contributing to the destabilization of the modern capitalist world itself. The
gradual breaking up of the remnants of pre-modern culture by the
crystallizing cultural domains of modernity has, in conjunction with
dysfunctional mechanisms in the economy, generated the types of
cultural crisis characteristic of the 20th century. Against the claims of
science, the descriptive claims of religious world views have been at a loss
to legitimate themselves. Detached from their former intrication with a
known world, ethical values have retreated to a subjective status. Premodern substantive ethical and legal structures have been replaced by the
purely formal structures of bourgeois law and a universal morality based
on principles.&dquo; Furthermore, philosophy itself has been stripped of any
metaphysical pretensions resulting in the domination of a generally scientistic outlook. Such genuine cultural expressions of bourgeois society-science, universal morality and formal law, and an autonomous, postauratic art-have, however, been unable to take over the functional role
maintained in early capitalism by the remnants of the dissolving premodern cultural forms:
Bourgeois culture as a whole was never able to
reproduce itself from itself. It was always dependent on
motivationally effective supplementation by traditional
world-views. 15
The ultimate result of this process has been the type of cultural crisis
recurrent in the West since the end of the last century-essentially the
6
phenomenon described by Nietzsche as nihilism.
However, having undermined the older religious world views,
science has continued to undermine even that generally scientistic
outlook it had itself produced: scientism sets standards by which it can
itself be criticized and convicted of residual dogmatism.~ Furthermore,
the universal conception of morality generated within the bourgeois
system and expressed philosophically by Kant was itself dependent on
certain ontological remnants of the old discredited metaphysics. It remained purely formal and was unable to articulate the process of rational will formation. Thus, late capitalist society has left us with a
culture organized into autonomous realms which are themselves inherently unstable and likely to lose their normative grip. Habermas
13
culture proper to modernity. His solution has been to attempt a reinterpretation of the nature of the autonomous cultural spheres from a communicative perspective. In particular, it has involved the attempt to
recover something of the universalistic morality characteristic of
modernity by interpreting it in terms of the formal communicative or
argumentative conditions for the rational intersubjective recognition of
the validity of various claims raised in the course of social interaction.
Starting from the notion of language-games and the related concept
of the speech act taken from the work Austin and Searle, Habermas has
reinterpreted Webers account of that rationalization of modern society
which has resulted in the contemporary crisis of values.2 In Webers
neo-Kantian approach to the modern separation of the value spheres,
knowledge had been identified in a positivist way with science and
rationality with the instrumental rationality of the technical application
of knowledge for the realization of human ends (Zwecksrationalitat).22
This meant that Weber accepted the positivist de-cognitivization of the
other value domains and, importantly, had been left with a decisionistic
ethics and a concept of politics articulated entirely in terms of power.
Habermas argues that this position is undermined by the realization,
made explicit in hermeneutic and phenomenological thought as well as in
the later Wittgenstein, that the very possibility of rational action in the
sense of Zwecksrationalitat is dependent on the agents contextualization
within a lifeworld which is constituted intersubjectivly and given a form
in language. This in turn implies that we must accept a wider notion of
rationality than Zwecksrationalitat. Besides the instrumental or strategic
action thematized by Weber, Habermas posits a form of dialogical communicative action-communication oriented to understanding, aimed
at the maintenance and reproduction of the intelligible, intersubjectively
constituted lifeworld itself.23
Communicative action is pragmatically distinct from the strategic
action in which we try to realize some goal. In communicative action a
speaker raises a number of validity claims for acceptance by the hearer
considered as an equal discursive partner. Such equality implies that the
hearer can, if they so desire, challenge rather than accept any of the
claims raised. In such a case, the speaker is seen as committed to providing justifications, good reasons why the hearer should accept the
claim.&dquo;
Freges notion of the truth value of a sentence provides the model
for Habermass validity claim. To assert a proposition is to raise the
claim to its truth. But the truth values of true and false are here interpreted pragmatically in terms of the possible responses to the claim
15
counted
sociological reality.
Such a philosophy of language
Lyotard
For Lyotard the collapse of the legitimating meta-narratives of the
19th century has resulted in a generalized positivism. In the realm of
social theory this leads to the response found in systems theorists like
Niklas Luhmann for whom the abstract performativity of the social
system becomes the ultimate criteria of legitimation.3 There is an alteriative to this position however-the postmodern one found in the later
Wittgenstein. As we have seen, positivism or scientism is itself an
16
knowledge.
First, drawing a parallel between science and nonscientific (narrative) knowledge helps us understand, or at
least sense, that the formers existence is no more - and
no less
necessary than the latters. Both are composed of sets of statements; the statements are &dquo;moves&dquo;
made by the players within the framework of generally
applicable rules; these rules are specific to each particular kind of knowledge, and the &dquo;moves&dquo; judged to
be &dquo;good&dquo; in one cannot be of the same type as those
judged &dquo;good&dquo; in another, unless it happens that way
by chance. It is therefore impossible to judge the existence or validity of narrative knowledge on the basis of
scientific knowledge and vice versa: the relevant criteria
are different. All we can do is gaze in wonderment at the
diversity of discursive species, just as we do at the diversity of plant or animal species.&dquo;
In advocating the acceptance of narrative language-games
alongside scientific ones, Lyotard is not referring to the type of totalizing
and legitimating metanarratives whose demise he celebrates. He is rather
advocating the proliferation of petits recits which generate new
vocabularies and conceptual frameworks but which make no claim to
capture the essence of that which they describe. As his own discourse is
presumably to be taken as an example of such a small narrative, we
might gain some idea of what he means about this form by what he says
of his own discourse which makes no claims of being original,or even
true but which:
allows us to spotlight (though with the risk of excessive
magnification) certain aspects of the transformation of
knowledge and its effects on public power and civil institutions
effects it would be difficult to perceive
from other points of view. Our hypothesis, therefore,
should not be accorded predictive value in relation to
reality, but strategic value in relation to the question
raised. 32
-
17
tagonists.&dquo;
Early in the reception of Wittgensteins later writings within the
analytic philosophical world, Stanley Cavell argued against interpreting
the notion of language-game in a way which construed them as if they
in some sense constituted rules in the way that the rules of a game
be thought of as constituting or defining that game. Any emnumeration of rules only makes sense against a background of a practice:
One may explain the difference between, say, contract
and auction bridge by &dquo;listing the rules&dquo; but one cannot
explain what playing a game is by &dquo;listing rules.&dquo; Playing a game is &dquo;part of our [that is, we humans] natural
history&dquo; (S25), and until one is an initiate of this human
form of activity, the human gesture of &dquo;citing a rule&dquo;
can mean nothing. And we can learn a new game
without ever learning or formulating its rules {S31)9 not,
however, without having mastered, we might say, the
concept of a garner
Lyotard appears to accept such an axiomatic view of languagegames being criticised here.
What [Wittgenstein] means by this term is that each of
the various categories of utterance .can be defined in
terms of rules specifying their properties and the uses to
which they can be put - in exactly the same way as the
game of chess is defined by a set of rules determining the
properties of each of the pieces, in other words, the proper way to move them.45
It is Lyotards axiomatic view of language-games which leads him to
a type of incommensurability thesis. With such a view, argument and
reason is seen as strongly language-game relative; reasons are immanent
in particular, definable language-games. With such a conception, the
were
can
20
choice must be one between the current game as it is played and its
radical transgression, a transgression which cannot be argued for or
reasoned about. The only alternative to the conservatism of entrapment
within our current language-games is the strategy of permanent concepttual or linguistic revolution. Lyotard can make some sort of case for this
in terms of science and aesthetics but it is difficult to see how he can
bring this schema to bear, in a productive way, on an ethical notion like
justice.
this difficulty in the Lyotardian position. He
accept our language-games as they are, we
will be somehow caught inside them, trapped by the historically contingent rules constituting them. This is why some point outside the actual
rules of historically given language-games must be found. It is why he
makes the transition from the modern bourgeois notion of a universal
morality to the idea of a set of universal pre-conditions required for the
playing of language-games per se: a set of pragmatic meta-rules immanent in all communicative action which just happened to have been set
free for explicit development by the historical circumstance of the
modern separation of theWertspfiaren. A genuinely universal morality
presupposes that agreement about the rightness or wrongness of actions
is not given by tradition but rather is rationally grounded in those formal
communicative conditions which would allow an unforced consensus.
However, the model of practical rationality or argument presupposed by both Lyotard and Habermas rests on their shared axiomatic
reading of the notion of a language-game. Just as he has contested this
interpretation of language-game, Cavell has contested the conception of
moral argument which accompanies it. Cavell shares the Hegelian view
found in Habermas that the type of morality and moral discourse found
in modernity has different features from the strongly sittlich forms
typical of traditions societies.46 The difference between traditional Sittlichkeit and modern Moralitat is usually attributed to the greater role
that abstract principles play in the latter. Habermas translates this in his
communicational model in terms of the idea that when challenged, one
will invoke a general maxim, a general rule, in terms of which the action
can be justified But this is exactly the type of model of moral argument
that Cavell argues against. According to this model, our moral life
appears as the playing of some rule constituted game in which appeal to
shared rules can decide the outcome of a dispute. For Cavell, recourse to
maxims in moral argumentation is, rather, part of an act of a descriptive
identification of the action or situation. Conflict over how to describe
actions stems from the fact that actions are, as Anscombe has pointed
out/8 always open to a variety of descriptions.
Habermas focuses
on
we
21
What you
are
said to do
can
descriptions; under some you will know that you are doing it, under others you will not, under some your act
will seem unjust to you, under others not. 49.
Given that descriptions of actions in our language-games are typically
couched in evaluatively thick vocabularies, it is not suprising that:
we might feel that any argument about the morality of
the act will turn upon
alludes.
Such a re-interpretation of the nature of moral discourse which
follows from the Cavellian reading of Wittgenstein has implications for
the positions of both Habermas and Lyotard. Cavells Wittgensteinian
approach captures what is important in the difference between Sittlichkeit and Moralitat without
self-legislating consciousness.
22
world
construes rules as
formulation.
NOTES
1.J. Habermas, Legitimation Crisis, trans. T. McCarthy (London: Heinemann 1976.)
2.While Habermas uses the actual term legitimation predominately in the sense of
political legitimation, I will follow Lyotards more general use in referring to the
legitimation of any normative values.
3.L. Wittgenstein, Philosophical Investigations, trans. G.E.M. Anscombe, (Oxford:
Blackwell, 1958), S 43.
4.Ibid, S108.
5.S. Lovibond, Realism and Imagination in Ethics, (Oxford: Blackwell, 1983), p.25.
6.Ibid,
p.42.
7.J. Habermas, The Theory of Communicative Action 1: Reason and Rationalization
of Society, trans. T. McCarthy, (Boston: Beacon Press, 1984), ch.11. This is a
translation of the first of the two volumes Theorie des kommunikativen Handelns,
(Frankfurt am Main: Suhrkamp, 1981).
8.M. Horkheimer and T.W. Adorno, Dialectic of Enlightenment trans. J. Cumming,
(New York: Herder and Herder, 1972).
9.J.F. Lyotard, The Postmodern Condition: A Report on Knowledge, trans. G. Bennington and B. Massumi, (Manchester: Manchester Unity Press, 1984), p.20.
10.Ibid, p.23.
11.Ibid, p.25.
12.Ibid, pp.23-24.
13.Habermas, Legitimation Crisis, p.80.
14.Ibid, p.86.
15.Ibid, p.77.
16.Ibid, p. 122.
17.Ibid, p.84.
18.Lyotard, The Postmodern Condition, p.28.
19.Ibid, p.8.
20.Ibid. p.36.
21.While the communicative infrastructure of this reconstruction was developed in the
works of the mid 70s, such as What is Universal Pragmatics in J. Habermas, Communication and the Evolution of Society, trans. T. McCarthy, (London:
Heinemann, 1979), the application of this perspective is in the massive Theorie des
kommunikativen Handelns.
22.Habermas, The Theory of Communicative Action, Ch 11, section. 2.
23.Ibid, pp.14-18 and 286-95.
24.Ibid, pp.22-42 and 295-319.
25.Ibid, p.296.
26.Ibid, p.25.
27.1 cannot address here the substantial question of the
24
coherency
of the extension of a
1985), pp.177-91.
30.Lyotard, The Postmodern Condition, pp.45-47. Luhmann is, of course,
a long time
opponent of Habermas. His functionalism is where Webers positivistic concept of
social rationalization is seen as leading C.F. Habermas Theorie des kommunikativen
Handelns, Bd 2, Ch.VII, 1.
never uses
46.S.