Professional Documents
Culture Documents
1
(A) Kvb Ave`bKvix,AejLK
(underwriting) eZxZ
cvcb bs-GmBwm/wmGgAviAviwmwW/2006-159/ckvmb-01/31 ZvwiL 16B Ryb 2008
Kvb Gi
Bmy eevcbvq wbqvwRZ nBZ AvMnx nBj,
viv cwZvwcZ nBqvQ hvnv RyjvB 20, 2008Bs ZvwiLevsjv`k MRUcKvwkZnBqvQ|
2
cvcb bs GmBwm/GjGmwW/(Avtmt)/2003/122/ckvmb-03/12 ZvwiLt26k Rvbyqvix
2006Bs viv cwZvwcZ nBqvQ cvcb bs-GmBwm/wmGgAviAviwmwW/2006-159/ckvmb-01/31
4 ZvwiL 16B Ryb2008 Gi
3
cvcb bs-GmBwm/wmGgAviAviwmwW/2001-50/ckvmb-03/14, ZvwiL 9 Rvbyqvwi,2006Bs
vivcwZvwcZ nBqvQhvnv RyjvB 20, 2008Bs ZvwiL evsjv`kMRU cKvwkZ nBqvQ|
Gi viv mwbewkZ nBqvQ, hvnv Gwcj 5, 2006Bs ZvwiLevsjv`k MRU cKvwkZ|
2
Zvnvi b~bZg 1 (GK) KvwU UvKvi cwikvwaZ g~jab cvUdvwjI gvbRvi Z_v gvPU evsKvi (evsK I
_vwKZ nBe Ges mb`cv Bmy gvbRvii , AAvw_K cwZvb ewZZ) Kvb mgqB g~jabi, A_vr
mskvabxi cvcb MRU cKvk nBevi 1 (GK) cwikvwaZ g~jab I wd wiRvf
revaluation (
reserve
eQii ga cwikvwaZ g~jab 1 (GK) KvwU UvKvq Qvov) Gi, cvuPYi ekx cvUdvwjI Znwej eevcbv
DbxZ KwiZ nBe; KwiZ cvwie bv|]|
1
cvcb bs- GmBwm/wmGgAviwmwW/2006-159/ckvmb-01-39 ZvwiL 20 Gwcj, 2009 Gi
2
viv cwZvwcZ nBqvQ, hvnvg 18,2009BsZvwiL evsjv`k MRU
evsjv`k
cKvwkZ
MRU
nBqvQ|
bf^i 07, 2000Bs ZvwiL RvixKZ cvcb viv cwZvwcZ nBqvQ|
3
1
5| mvwUwdKU gyi KiYi Rb KwZcq weeP welq|- [(1)] gvPU
evsKvi wbeb mvwUwdKU gyiKiYi Rb Kwgkb, Abvbi Ze kZ
ga,_vK h, BwZga wbewZ gvPU evsKviK
wbgwjwLZ welqwj Z` I weePbv Kwie, h_vt- AvMvgx Qq gvmi ga Z`viKx KgKZv wbqvM/c`vqb
(K) Ave`bKvixi eemvqi vb, Awdm BZvw`; KwiZ nBe;
6
(5)Kvb BmyZ eevcK AejLK, civgkK ev Dc`v PZz_ Aavq
wnmve Zvnvi f~wgKv|
12| AwbixxZ wnmve weeiYx|- Kwgkb KZK gvPU evsKvii g~jab cvUdvwjI gvbRvi wbeb mvwUwdKU, BZvw`
chvZv Z` Kivi myweav_ cZK gvPU evsKvi Zvnvi
16| mvwUwdKU ewZiK cvUdvwjI gvbRvi KvRKiYGB wbwl|-
AwbixwZ wnmve weeiYx cwZ 3(wZb) gvm Ai Kwgkbi 1 wbKU
[wewavgvjvi] Aaxb Kwgkbi wbKU nBZ cvUdvwjI wbeb
`vwLj Kwieb| mvwUwdKU ewZiK Kvb ew cvUdvwjI gvbRvi wnmve
13| AwWUi wicvUi cwZ c`ci cwZe`b|- cPwjZ AvBb KvR Kwieb bvt
Abyhvqx gvPU evsKvii wnmve wbixv KivBZ nBe; Ges
Ze kZ _vK h, GB [wewavgvjv] 1
ceZbi AeewnZ c~e
wbixKi cwZe`b cvwi lvU w`bi ga cZK gvPU evsKvi
Kvb ew cvUdvwjI gvbRvi wbeb mvwUwdKU Gi
cwZe`b DwjwLZ NvUwZ ev `yejZv gvPbi Rb cqvRbxq Rb Kwgkbi wbKU Ave`b Kwiqv _vwKj, D Ave`b
eev MnY Kwieb| wbw bv nIqv ch wZwb cvUdvwjI gvbRvi ckvq
14| Bmy eevcbv welqK Z_ Bmy
mieivn|-
eevcbvi mwnZ RwoZ wbqvwRZ _vwKZ cvwieb|
gvPU evsKvi mswk Bmy eevcbv mwKZ Kwgkb
3 KZK
[16K| wbeb gyixi AhvMZv|-(1) Kvb cvUdvwjI gvbRvii
wbavwiZ hveZxq welqe, bvh Aaemvqx due mvwUwdKU`iLv ( wbeb gyixi Rb hvM nBe bv, hw`-
diligence certificate) mn, Kwgkbi wbKU mieivn Kwieb|
15| kqvi ARb wewawbla|- Kvb gvPU evsKviev Dnvi Dnv Kvvwb,
Kvb (K)mswewae msv ev Kwgkb KZK Abygvw`Z
cwiPvjK, Askx`vi ev eevcK ev cavb wbevnx, h bvgB Ab Kb cwZvb bv nqt
AwfwnZ nDK bv Kb, Zvnvi ckv`vix `vwqZ cvjbKvj gj ev
Ab Kvb my cv Kvb mswewae msvi AcKvwkZ Ze kZ
g~j_vK h, h mKj cvUdvwjI gvbRvi BZvc~e
mse`bkxj Z_i ( sensitive information ) wfwZ, Kvvwbev mswewae msv bn Ggb Kvb cwZvb wnmve
price
wbR^ wnmve ev mnhvMx ev AvZxqi viv Kvb kqvi wbeb
ARb mb`cv
KwiZ nBqvQ Zvnv`iK A mskvabx MRU
ev Kvb jb`bi msM mwKZ nBZ cvwie bv|cKvki 6 (Qq) gvmi ga KvvwbZ icvwiZ nBZ nBe;
evLv|-G1B[wewaZ] AvZxq A_ evev, gv, ki, kvox, ^vgx, x, cwikvwaZ g~jab 5 (cuvP) KvwU UvKv Ges
(L)Dnvi
fvB, evb, kvjK, kvwjKv, RvgvZv ev cyeay Afy nBe| mvewYK bxU m` cwikvwaZ g~jabi AZt kZKiv
2
[15K| KgKZv,BZvw`wbqvMievavwbla|- Kvb gvPU 50 (cvk) fvM bv nq Ges mb`cv cvUdvwjI
evsKvi I cvUdvwjI gvbRviKZK wbhy Kvb KgKZv ev
gvbRvii A mskvabxi cvcb MRU cvKvk
KgPvix Kvb wgDPyqvj dv, K wWjvi ev K evKvii KgKZv nBevi 1 (GK) eQii ga b~bZg 3(wZb) KvwU UvKv
ev KgPvix nBZ cvwieb bv|]
3
cvcbbs-GmBwm/wmGgAviAviwmwW/2006-159/ckvmb-01/31 ZvwiL 16B Ryb 2008 Gi
1
bf^i 07, 2000BsZvwiL evsjv`k MRU RvixKZ cvcbviv
vivcwZvwcZ
cwZvwcZnBqvQ|
nBqvQhvnv RyjvB 20, 2008Bs ZvwiL evsjv`kMRU cKvwkZ nBqvQ|
2
bf^i 07, 2000Bs ZvwiL evsjv`k MRU RvixKZ cvcb viv mwbewkZ nBqvQ|
7
Ges cieZx 1(GK) eQii ga Aewk UvKv Dvjb (4) Kvb Ave`bwbwi myweav_ Kwgkb Ave`bKvixK
Kwiqv cwikvwaZ g~jab 5 (cuvP) KvwU UvKvq DbxZ Ave`bi mwnZ`vwLjKZ Z_i AwZwi Z_ ev
KwiZ nBet mieivKZ Kvb Z_i evLv c`vb KwiZ ev Ave`bKvix
ev Zvnvi c ewMZ ee ivLvi Rb Avnvb KwiZ
1 cvwie|
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cwZvb ewZZ) Kvb mgqB Zvnvi g~jabi, A_vr cwikvwaZ 18| mvwUwdKU gyiKiYi Rb KwZcqcvUdvwjI
weeP welq|-
g~jab I wd wiRvf (
revaluation reserve Qvov) Gi, gvbRvi wbeb mvwUwdKU gyiKiYi Rb Kwgkb, Abvbi
cvuPYi ekx cvUdvwjI Znwej eevcbv Kwie bv|]| ga, wbgewYZ welqwj Z` I weePbv Kwie, h_v t-
(K) Ave`bKvixi eemvqi vb, Awdm, BZvw`;
(M) Kwgkbi weePbvq cuywRevRviev wewbqvMKvix`i ^v_ KvR wbqvwRZ Kwgkb KZK wbavwiZ
(L) cvUdvwjI
`iLvwU weePbvi AeKvk bv _vK| jvKej Ges D KvR Zvnv`i AwfZv;
(2) Kwgkb, Rb^v_, Dc-wewa 91) Gi weavbvejxi h KvbwU h(M) g~jabi chvZv;
2
Kvb cvUdvwjI gvbRvii wkw_j KwiZ cvwie||] (N) Ave`bKvix ev Zvnvi Kvb [cwiPvjKi] FYMZv,
wmwKDwiwUR gvKUi mswk
mv_
Kvb gvgjvq
17| mvwUwdKUi Rb Ave`b|- (1) cvUdvwjI gvbRvi wbeb Ave`bKvix ev Zvnvi Kvb [cwiPvjKi] mswkZv
mvwUwdKUi Rb dig M G Ave`b KwiZ nBe| bwZK jbRwbZ Aciva Ave`bKvix ev Zvnvi Kvb
(2) c-AWvi ev evsK WvdU Gi gvag Ave`b wd eveZ [cwiPvjKi] `vlx mve nIqv, BZvw`|
Kwgkb eivei AdiZhvM 1000 (GK nvRvi) UvKv Rgv 19| g~jab chvZv|-
(1) Kwgkb KZK GZ`yk, mgq mgq,
bv Kwij Kvb Ave`b MnYhvM nBe bv| wbavwiZ g~jab bv _vwKj, Kwgkb Kvb ewK cvUdvwjI
(3) Ave`b dig Gi Pvwn`v Abyhvqx Z_vw` h_vh_fve Ges gvbRvi wbeb mvwUwdKU gyi Kwie bv|
m~Yfve DjL ev, gZ, mieivn bv Kwij ev GB (2)Kwgkb cvcb viv3[Dc-wewa] (1) Gi Aaxb wbavwiZ
1
[wewavgvjvi] Abvb kZ c~iY Kiv bv nBj, Ave`b g~jabi cwigvY cKvk Kwie|
evwZjhvM nBet
| cvUdvwjI
20 gvbRvi wbeb mvwUwdKU Gi Ave`b gyiKiY|-
Ze kZ _vK h, Kvb Ave`b evwZj Kivi c~e Kwgkb(1) Kvb ew KZK c`cvUdvwjI gvbRvi wbeb
KZK wbw`KZ mgqi ga Avcwwj `~i Kivi Rb
mvwUwdKU Ave`b weePbv Kwiqv Kwgkb hw` GB gg my nq
mswk Ave`bKvixK wjwLZfve RvbvBZ h, nBe|
Ave`bKvixK mvwUwdKU gyi Kiv mgxPxb I h_vh_ nBe,
2
cvcb bs-GmBwm/wmGgAviAviwmwW/2006-159/ckvmb-01/31 ZvwiL 16B Ryb 2008 Gi
1
cvcb bs-GmBwm/wmGgAviAviwmwW/2006-159/ckvmb-01/31 vivcwZvwcZ
ZvwiL 16B RybnBqvQhvnv
2008 Gi RyjvB 20, 2008Bs ZvwiL evsjv`k MRU cKvwkZ nBqvQ|
3
viv cwZvwcZ nBqvQ hvnv RyjvB 20, 2008BsZvwiL evsjv`k bf^i
MRU 07,
cKvwkZ
2000Bs nBqvQ|
ZvwiL evsjv`k MRU RvixKZ cvcbviv cwZvwcZ nBqvQ|
8
1
Zvnv nBj Kwgkb ZvnvK
cvUdvwjI gvbRvi wbeb (3) [Dc-wewa] (2) Gi Aaxb Kwgkb hw` Ave`bKvixi Ave`b
mvwUwdKU gyii wmv MnY Kwie Ges Dic wmv
gyi Kib, mB cweavb 20 Gi weavb chvR nBe
Ave`bKvixK wjwLZfve AewnZ Kwie| Ges hw` Dnv bv-gyi Kib, Zvnv nBj Zvnvi Ave`b
1
(2) [Dc-wewa] (1) Gi Aaxb Kwgkbi wmv cvwi GK evwZj nBqvQ ewjqv MY nBe|
2
gvmi ga Ave`bKvix c-AWvi ev evsK WvdU Gi 22| evwZj Ave`b cybweePbv|
(1) Kwgkb- KZK [wewa] 20 Gi
gvag mvwUwdKU wd eveZ 1,00,000 (GK Aaxbj) UvKv
KvbGes
Ave`b evwZj Kiv nBj, evwZji wmv MnYi 30
mvwUwdKUi c_g evrmwiK wd eveZ GKB cwZZ (wk) w`bi ga, evwZji KviYmn, Ave`bKvixK wjwLZfve
50,000 (cvk nvRvi) UvKv Kwgkb eivei Rgv Kwie| RvbvBZ nBe|
(3) 1[Dc-wewa] (2) Gi Aaxb wbavwiZ wd c`vb Kiv nBj, (2) 3
[Dc-wewa] (1) Gi Aaxb Ave`b evwZjRwbZ c cvBevi
Kwgkb Ave`bKvixK dig LZ cvUdvwjI gvbRvii
30 (wk) w`bi ga Ave`bKvix D wmv cybweePbvi
GKwU mvwUwdKU c`vb Kwie| Rb Kwgkbi wbKU wjwLZ Ave`b KwiZ cvwieGes
21| Ave`b bv-gyi Kivi wmv|- (1) Kvb ew KZK c` GBic h Kvb Ave`b Kwgkb cybweePbv Kwie|
1
cvUdvwjI gvbRvi wbeb mvwUwdKUi (3) Ave`b
GB [wewai]
weePbv
AaxbKwiqv
Aveb`Kvix KZK `vwLjKZ cybweePbvi
Kwgkb hw` GB gg my nq h, Ave`bKvixK mvwUwdKU Ave`b cvwi
gyi 30 (wk) w`bi ga Z`KZK wbavwiZ
Kiv mgxPxb I h_vh_ nBe bv, Zvnv nBj Kwgkb Zvnvi
cwZAve`b
I cwqv AbymiY Kwiqv Dnvi Dci P~ov wmv w`e
gyi bv Kivi KviYwjwce Kwiqv Ave`bKvixK wjwLZfve, D Ges Ave`bKvixK D wmv wjwLZfve RvbvBe|
wmv MnYi ZvwiL nBZ 15 (cbi) w`bi ga, RvbvBqv w`e 1 Aaxb cybweePbvicihw` Ave`b gyi Kiv
(4) GB[wewai]
Ges GB gg ZvnvK AewnZ Kwie h, hw` Ave`b gyi bvZvnv
nq, Kivi nBj m [wewa]
1
20 Gi weavb chvR nBe|
KviYi Dci Zvnvi Kvb ee _vK, Zvnv nBj D ee wZwb
wjwLZfve, Ave`b bv gyi msv wmv AewnZ23| cvUdvwjI
nIqvi 10 gvbRvii cKwZ, BZvw`i
GB Aavq
cwieZb|-
hvnv wKQyB
(`k) w`bi ga, KwgkbK RvbvBeb, A_ev wZwb ewMZfve _vKzK bv Kb, Kwgkbi wjwLZ cyevbygwZ ewZiK
Kwgkb myL DcwZ nBqv Zvnvi ee Ges Kvb wjwLZcvUdvwjI
eei gvbRvii ghv`v I cKwZi Kvb cwieZb Kiv
AwZwi ee ck Kivi BQv I KwgkbK, D mgqi ga, hvBe bv|
RvbvBZ cvib| 24| mvwUwdKUi evwlK 1
(1) GB[wewagvjvi]
wd|- Aaxb gyiKZ
4
(2) [Dc-wewa] (1) Gi Aaxb Ave`bKvix KZKcZK
1
ckKZ cvUdvwjI
wjwLZ wbeb mvwUwdKUi evwlK wd[50,000
ev gwLK ev Dfqwea ee weePbv Kwiqv Kwgkb (cvk nvRvi)] UvKv nBe hvnv c-AWvi ev evsK WvdU Gi
mswk
Ave`bi Dci Pzov wmv w`e| gvag Kwgkb eiveiRgv KwiZ nBe|
2
bf^i 07, 2000BsZvwiL evsjv`k MRU RvixKZ cvcb viv cwZvwcZnBqvQ|
3
bf^i 07, 2000Bs ZvwiL evsjv`k MRU RvixKZ cvcb viv cwZvwcZ nBqvQ|
1
cvcb bs-GmBwm/wmGgAviAviwmwW/2006-159/ckvmb-01/31 ZvwiL 16B4Ryb 2008 Gi
cvcbbs-GmBwm/wmGgAviAviwmwW/2006-159/ckvmb-01/31 ZvwiL 16B Ryb 2008 Gi
viv cwZvwcZ nBqvQ hvnv RyjvB 20, 2008Bs ZvwiL evsjv`k
vivcwZvwcZ
MRU cKvwkZ
nBqvQhvnv
nBqvQ|RyjvB 20, 2008Bs ZvwiL evsjv`k MRU cKvwkZ nBqvQ|
9
1
2) [wewa] 7 1Gi [Dc-wewa] (2) Gi weavb mvcmvwUwdKU
(2) cvUdvwjI gvbRvi Zvnvi Kwgkb KZK wbavwiZ hveZxq
KvhKi nBevi ZvwiL nBZ cwZ cwKv ermi,
wnmve ewnklPvUvW GvKvDUvU viv wbixv KivBeb, hvnvZ
nBevi wZb gvmi ga GB evwlK wd c`q nBe| wbYxZ nq h, cvUdvwjIgvbRvi h_vh_ wnmve cwZ
1
1
(3) GB[wewai] Aaxb c`q evwlK wd c`vb KwiZ Kvb AbymiY Kib Ges [wewa] gvZveK Zvnvi `vwqZ cvjb
cvUdvwjI gvbRvi e_ nBj Kwgkb, wjwLZ Av`k KwiqvQb| Dic bixv
w cwZe`b cvUdvwjI
viv, Zvnvi mvwUwdKU wMZ KwiZ cvwietgvbRvii wnmve mgvwi Qq gvmi ga Kwgkbi wbKU
Ze kZ _vK h, GBic wMZv`k c`vbi c~e Kb
`vwLj KwiZ nBe|
vwMZv`k c`vb Kiv nBe bv mB gg cvUdvwjI
gvbRviK KviY `kvbvi bvwUk w`Z nBe| | wbixKi
27 cwZe`bi cwZ MnxZ c`ci cwZe`b|-
(4) cZK cvUdvwjI gvbRvi cwZwU wnmve wbixKi
mgqicwZe`b
kl cvwi lvU w`bi ga cZK cvUdvwjI
Kwgkbi KvQ evj mxU, jvf I jvKmvb wnmve,gvbRvi
bM` cwZe`b DjwLZ NvUwZ ev `yejZv gvPbi Rb
Av`vb-c`vbi weeiYx Ges Kwgkb KZK wbavwiZ Abvb cqvRbxq eev MnY Kwieb|
cwZe`b, Kwgkbi Pvwn`v Abyhvqx, `vwLj Kwieb|
(5) cZK cvUdvwjI gvbRvi, Kwgkb KZK wbavwiZ mgq
I cwZZ, wbgv Z_mg~n Kwgkbi wbKU mieivn
KwiZ eva _vwKeb, h_v t-
(K) cvUdvwjI eevcbvi wek` weeiY;
(L) c~e ckKZ Kvb Z_ cwieZb ev cwieab, hvnv
gyixKZ mvwUwdKUi Dci cfve ivwLZ cvi;
(M) h me gji cvUdvwjI cwiPvjbv KwiqvQb
Zvnv`i bvg I wVKvbv;
(N) g~jab chvZvi Kvb ni-di|
25| AwbixwZ wnmve weeiYx|-
Kwgkb KZK cvUdvwjI gvbRvii
g~jab chvZv Z` Kivimyweav_ cZK cvUdvwjI gvbRvi
Zvnvi AwbixwZ wnmve weeiYx cwZ 3 (wZb) gvm Ai Kwgkbi
wbKU `vwLj Kwieb|
26| wnmve Ges wbixv|- (1) cvUdvwjI gvbRvi Zvnvi cZK
gji wnmve c_Kfve iY Kwieb Ges gji Avq I
AvqKi KZbmn mKj LiPvw`i wnmve D wnmve h_vh_fve
c`kb Kwieb|
1
bf^i 07, 2000Bs ZvwiL evsjv`k MRU RvixKZ cvcb viv cwZvwcZ nBqvQ|
10
cg Aavq (P) wewbqvMhvM A_;
cvUdvwjI gvbRvii `vwqZ (Q) gji wnmve wbw Kiviwbqg;
(R) cvUdvwjI gvbRviK c`q wd;
28| wnmve ewn I iKWc iYveY|-
cZK cvUdvwjI gvbRvi (S) wmwKDwiwURi ndvRZ|
cwZwU wnmve mgq Kvji Rb wbgwjwLZ wnmve ewn, iKW I
(2) cvUdvwjI gvbRvi gji Znwej Kvb Zdwmwj evsK c_K
`wjjvw` iYveY Kwieb, h_v t-
wnmve ivwLqv wbR Dnv cwiPvjbv Kwieb|
(K) evjv mxU; 2
[(3)BKzBwU Askx`vwiZi wfwZ cwiPvwjZ cvUdvwjI ewZiK
(L) jvf I jvKmvb wnmve; cvUdvwjI eevcbvi Rb cvUdvwjI gvbRvi gj`i
(M) bM` Av`vb-c`vbi weeiYx; wbKU nBZ wd cvIqvi AwaKvix nBe|
(4) cvUdvwjI gvbRvi BKzBwU Askx`vwiZi wfwZ wbwjwLZ kZ
(N) wnmvei Dci wbixKi cwZe`b;
mvc Zvnvi gji cvUdvwjI MVb I eevcbv KwiZ
(O) Kwgkb KZK wbavwiZ wnmve weeiYx mwKZ wnmve cvwiet MnY|
(2) cZK cvUdvwjI gvbRvi Zvnvi wnmve ewn, iKW I `wjj
(K) cvUdvwjI
c gvbRvi
Zvnvi ^xq weePbvq
(own
Kv_vq iwZ nq mB mK KwgkbK AewnZ Kwieb| discretion) wewbqvM KwiZ cvwie;
(3) GB1 [wewai] Aaxb msiY Kiv nq Ggb hveZxq wnmve ewn, iKW
Dic
(L) wewbqvM cvUdvwjI gvbRvii b~bZg Ask
I `wjj c 12 (evi) ermi msiY KwiZ nBe| nBe 30 (wk) kZvsk; Ges
29| gji mv_ Pzw|-
cvUdvwjI eevcbvi `vwqZ bIqvi c~e
wewbqvMKvixi
(M) wbR^ BKzBwU eevcbvi Rb cvUdvwjI
cZK cvUdvwjI gvbRvi gji mwnZ GKwU Pzw mv`b gvbRvi AvbycvwZK nviwd cvBevi AwaKvix nBe|]
Kwieb Ges DnvZ, Abvb welqi ga, wbv welqmg~nmn, 1
30| gji A_ wewbqvM|- [(1)]
Zvnv`i cviwiK AwaKvi, `vwqZ I f~wgKvi DjL _vwKe,
3
h_vt- [(2)]
41
(K) wewbqvMi Dk I c`vbhvM mev;[{(1) gji mv_ mvw`Z PzwZhvnv wKQyB _vKzK bv Kb, Kvb
(L) wewbqvM ; gj, wbR `vwqZ I wbv Aevq, cvUdvwjI
(M) Kvb wekl Kvvbx ev BvwZ wewbqvM gji 2
Avcw, hw` _vK; cvcb bsGmBwm/wmGgAviAviwmwW/2001-50/ckvmb------ZvwiL m^i 30, 2009Bs
Gi viv cwZvwcZ n&BqvQ, hvnv ----------- ZvwiL evsjv`k MRU cKvwkZ nBqvQ|
(N) cvUdvwjI eevcbvq SzuwK; cvcb bs-3 GmBwm/GjGmwW(Avtmt)2003/122/ckvmb/01/18 ZvwiL 26 g 2009Bs Gi
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5| Bmy gvbRvi/cvUdvwjI gvbRvi/gvPU evsKvi Dnvi kZvejx Securities and Exchange Ordinance, 1969 .
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19 wmwKDwiwUR I GP Kwgkb (gvPU evsKvi I
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( gvbRvi) gvwRb cqvM Account G msiY Kwie|
iYveYMaintenance
( of Margin Requirement) Gi
evcvi wbR^ bxwZgvjv Abymib Kwie| 12| cwfkwbsProvisioning)
( |- cyuwRevRvii AwwZkxjZvi
wecixZ mg^qi j wbivcvg~jK eev wnmve gvPU
10| wmwKDwiwUi Custodian
iK ( of Security) |- (1) gvPU evsKvi (cvUdvwjI gvbRvi)wnmve el kl gvU eKqvi
evsKvi (cvUdvwjI gvbRvi)gvwRb FY wnmve G Af~ 1% mvaviYmwwZGeneral (Provision)KwiZcvwie|
wmwKDwiwUi KvwWqvb ev iK wnmve`vwqZ cvjb Kwie|
MvnK KZK RgvKZ A_ev Omnibus qKZ A_evwmwKDwiwU 13|Kwgkb Gi wbKU Z_ `vwLj|- Kwgkb KZK mgq
wbavwiZ
I
Individual wnmve G msiwZ nBe, Zewnmve
Omnibus digvU Abyhvqx gvPU evsKvi (cvUdvwjI gvbRvi)gvwRb
Gi MvnKi gvwjKvbv Abyhvqx c_Kfve iKW msiY FY msv Z_ Kwgkb `vwLj Kwie|
KwiZ nBe| 14| Av`k ev wb`k c`vb|- Kwgkb,Kvb Rb^v_,
mgq GBh
wb`kbvq DwjwLZ h Kvb welq cqvRbxq Av`k ev wb`k
(2)gvPU evsKvi (cvUdvwjI gvbRvi)MvnKi gvwRb FY KwiZ cvwie||]
c`vb
wnmve G iwZ wmwKDwiwU FY Mnbi
wbR^ Rb A_ev Ab
Kvb cqvRb eenvi Kwie bv|
(3) gvPU evsKvi (cvUdvwjI gvbRvi) wbR`i wewbqvM myjZvb-DR-Rvgvb Lvb
MvnKi wewbqvMi mwnZ GKxf~Z Kwie bv Ges c_Kfve Pqvigvb,
MvnKi wbKU nBZ MnxZ Znwej I wmwKDwiwU Ges wmwKDwiwUR I GP Kwgkb
wewbqvM msv iKW msib Kwie|
(4)MvnKi wnmve nBZ gvPU evsKvi (cvUdvwjI gvbRvi)
wbR^ wewbqvM wnmve mswk jb`b I
back office
functions ^Q I cqvwMKfve c_K ivwLe|
29
evsjv`k MRU | cvUdvwjI
4 eevcbv, Bmy eevcbv Ges AejLb (AvviivBwUs)
gjevi, RyjvB 30, 1996KwiZ AvMnx Kvb Ave`bKvixi b~bZg megvU `yB KvwU UvKv g~jab
_vwKZ nBe|
8g L- emiKvix ew Ges Kcvikb KZK A_i wewbgq RvixKZ
wevcb I bvwUkmg~n| Ze kZ _vK h, GKRb gvPU evsKvi Bmy AejLb (AvviivBwUs) I
cvUdvwjI Znwej eevcbv mgwMZfve Kvb mgqB g~jabi cuvP
cvcb bi ekx Kwieb bv|
ZvwiL, 24k Gwcj 1996Bs
bs-GmBwm/kvLv-7/AvBb/94-4/114-wmwKDwiwUR
GP Kwgkb I myjZvb-DR Rvgvb Lvb
1
(gvPU evsKvi I cvUdvwjI gvbRvi) [wewagvjv], 1996 (Gm, Avi, Pqvigvb
I bs-59 AvBb/96 ZvwiL 24k Gwcj1 1996)-Gi[wewa]
6 I 19-G wmwKDwiwUR I GP Kwgkb|
c` gZvej wmwKDwiwUR I GP Kwgkb Kvb gvPU evsKvi I
cvUdvwjI gvbRvi Gi wbgic g~jab chvZv wbaviY Kwij, h_vt-
1
bf^i 07, 2000BsZvwiL evsjv`k MRU RvixKZ cvcbviv cwZvwcZnBqvQ|
30
evsjv`k MRU evsjv`k MRU
gjevi, RyjvB 30, 1996 mvgevi, gvP 30, 2009