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REVIEW

Endodontic-orthodontic relationships: a review of


integrated treatment planning challenges

R. S. Hamilton* & J. L. Gutmann1


1 Department of Restorative Sciences, Graduate Endodontics, Texas A & M University Health Science Center, Baylor College of
Dentistry, Dallas, Texas, USA

Abstract Orthodontic tooth movement can cause degenerative


and/or inflammatory responses in the dental pulp of
Hamilton RS, Gutmann JL. Endodontic-orthodontic
teeth with completed apical formation. The impact of
relationships: a review of integrated treatment planning
the tooth movement on the pulp is focused primarily
challenges (Review). International Endodontic Journal, 32,
on the neurovascular system, in which the release of
343360, 1999.
specific neurotransmitters (neuropeptides) can
Literature review There is a paucity of influence both blood flow and cellular metabolism. The
information on the concise relationship between responses induced in these pulps may impact on the
endodontics and orthodontics during treatment initiation and perpetuation of apical root remodelling
planning decisions. This relationship ranges from or resorption during tooth movement. The incidence
effects on the pulp from orthodontic treatment and the and severity of these changes may be influenced by
potential for resorption during tooth movement, to the previous or ongoing insults to the dental pulp, such as
clinical management of teeth requiring integrated trauma or caries. Pulps in teeth with incomplete apical
endodontic and orthodontic treatment. This paper foramen, whilst not immune to adverse sequelae
reviews the literature based on the definition of during tooth movement, have a reduced risk for these
endodontics and the scope of endodontic practice as responses. Teeth with previous root canal treatment
they relate to common orthodontic-endodontic exhibit less propensity for apical root resorption during
treatment planning challenges. Literature data bases orthodontic tooth movement. Minimal resorptive/
were accessed with a focus on orthodontic tooth remodelling changes occur apically in teeth that are
movement and its impact on the viability of the dental being moved orthodontically and that are well cleaned,
pulp; its impact on root resorption in teeth with vital shaped, and three-dimensionally obturated. This
pulps and teeth with previous root canal treatment; outcome would depend on the absence of coronal
the ability to move orthodontically teeth that were en- leakage or other avenues for bacterial ingress.
dodontically treated versus nonendodontically treated; A traumatized tooth can be moved orthodontically
the role of previous tooth trauma; the ability to move with minimal risk of resorption, provided the pulp has
teeth orthodontically that have been subjected to not been severely compromised (infected or necrotic). If
endodontic surgery; the role of orthodontic treatment there is evidence of pulpal demise, appropriate
in the provision for and prognosis of endodontic endodontic management is necessary prior to
treatment; and, the integrated role of orthodontics and orthodontic treatment. If a previously traumatized
endodontics in treatment planning tooth retention. tooth exhibits resorption, there is a greater chance that
orthodontic tooth movement will enhance the
Correspondence: Professor James L. Gutmann, Graduate Endodontics, resorptive process. If a tooth has been severely
Texas A & M University Health Science Center, Baylor College of
Dentistry, 3302 Gaston Ave., Dallas, TX 75246, USA (fax: traumatized (intrusive luxation/avulsion) there may be
+2143 828 8209; e-mail: Jgutmann@tambcd.edu). a greater incidence of resorption with tooth movement.
*R. S. Hamilton is in private practice limited to endodontics in Dallas, This can occur with or without previous endodontic
Texas, USA. treatment. Very little is known about the ability to

q 1999 Blackwell Science Ltd International Endodontic Journal, 32, 343360, 1999 343
Endo-ortho relationships Hamilton & Gutmann

move successfully teeth that have undergone periradi- signs and symptoms, tooth isolation, access to the root
cular surgical procedures. Likewise, little is known canal, working length determination, and apical
about the potential risks or sequelae involved in position of the canal obturation. Adjunctive
moving teeth that have had previous surgical interven- orthodontic root extrusion and root separation are
tion. Especially absent is the long-term prognosis of this essential clinical procedures that will enhance the
type of treatment. integrated treatment planning process of tooth
During orthodontic tooth movement, the provision retention in endodontic-orthodontic related cases.
of endodontic treatment may be influenced by a
Keywords: endodontics, extrusion, orthodontics,
number of factors, including but not limited to radio-
pulp, resorption.
graphic interpretation, accuracy of pulp testing, patient

Introduction Effects of this nature may have a direct impact on the


metabolism of the pulp tissue, in particular the odonto-
Detailed information is sparse on the overall relation-
blasts in fully formed teeth, and Hertwigs epithelial root
ships between endodontics and orthodontics during
sheath in incompletely formed teeth. The pulpal changes
treatment planning decisions. Articles that have
and their consequences appear to be proportionally
explored the possibility of integrated relationships have
more severe with greater orthodontic forces.
focused primarily or cursorily on individual topical
Oppenheim (1936, 1937) showed some signs of severe
questions, such as `Does orthodontic tooth movement
pulpal degeneration in all human cases using a labiolin-
impact on the viability of the dental pulp'; `Is apical
gual expansion appliance. The movement afforded by
root resorption, that may occur during orthodontic
this technique resulted in a tipping motion in the apical
treatment, the same on teeth with vital pulps as teeth
third of the root. His findings focused on the lack of
with previous root canal treatment?'; `Can endodonti-
collateral circulation to the pulp during tooth movement
cally treated teeth be moved orthodontically as readily
as being the major aetiological factor for pulpal degenera-
as non-endodontically treated teeth?'; `What role does
tion. As a result, he recommended the use of light inter-
previous tooth trauma play in the orthodontic tooth
mittent forces to reduce damage to the dental tissues and
movement of teeth with vital pulps or previous root
provide time for possible repair. Tschamer (1974) noted
canal treatment?'; `Can teeth that have been managed
that some of the odontoblasts will degenerate whilst
with surgical endodontic procedures be moved ortho-
other pulpal cells will undergo atrophy during appliance
dontically?'; `Will ongoing orthodontic treatment affect
activation in late adolescent patients. Prior and more
the provision and outcome of endodontic treatment?';
recent studies evaluating the pulpal response to tooth
and, `How can orthodontic procedures be used in
movement have supported these findings (Skillen &
conjunction with endodontics to enhance treatment
Reitan 1940, Oppenheim 1942, Aisenberg 1948,
planning for tooth retention?' The purpose of this
Stenvik & Mjor 1970, Guevara et al. 1977).
literature review paper is to provide a meaningful
Taintor & Shalla (1978) found that under normal
assessment of the literature with regard to these
conditions the respiratory rate of the pulp cells
questions, and to determine how this information can
corresponds to the degree of dentinogenic activity.
be used in the challenges that are often encountered in
Hence the greater the activity, the greater the rate of
the clinical treatment planning of cases in which the
tissue respiration. Hamersky et al. (1980), using radio-
integration of endodontic and orthodontic principles
respirometric methods, demonstrated a significant
plays an important role in treatment outcomes.
27.4% mean depression in the pulpal respiratory rate
when the tooth is undergoing orthodontic movement.
Additionally, as the age of the subject increased, the
Does orthodontic tooth movement
relative amount of depression in the pulpal respiratory
impact on the viability of the dental pulp?
rate increased also. These results would seem to
During rapid tooth movement pulpal injury may occur indicate a relationship between the biologic effect of an
(Seltzer & Bender 1984). This is primarily due to an orthodontic force and the maturity of the tooth, parti-
alteration in the blood vessels in the apical periodontium cularly the dentinogenic activity of the pulp. This
and those entering the pulp. Clinically the teeth may would imply that a greater dentinogenic activity
have altered sensations to stimuli (Burnside et al. 1974). coupled with a larger apical foramen would result in a

344 International Endodontic Journal, 32, 343360, 1999 q 1999 Blackwell Science Ltd
Hamilton & Gutmann Endo-ortho relationships

reduction of detrimental effects from orthodontic but have dynamic changes that overcome potentially
forces. In support of these concepts, Labart et al. poor perfusion of the tissues. Using laser Doppler
(1980) reported an increased pulpal respiration as a flowmetry, pulpal blood flow of permanent maxillary
result of orthodontic forces being applied to the con- canines was assessed before, during, and after an
tinuously erupting rat incisor. Further support for this application of a 50-gram force. During tooth
concept is available from the previous work by Ooshita movement there was a phase of pulpal reactive
(1975). He noted that the surrounding tissues of bone hyperaemia where perfusion of the tissues improves.
and periodontal ligament, that are linked to the tooth The blood flow returned to normal within 72 h. This
with an open or large foramen, demonstrate time frame has been considered insignificant
accelerated activity during tooth movement. To further regarding long-term damage to the pulp tissue (Popp
clarify these issues, and to address the ability of the et al. 1992), as narrowing of the pulpal space that
pulp to recover following insult, Unterseher et al. followed orthodontic forces was considered to be the
(1987) assessed the pulpal respiration response after a result of normal ageing. Barwick & Ramsay (1996)
7-day rest period. The mean respiratory rates remained also used laser Doppler flowmetry during a 4-min
depressed approximately 32.2% after the rest period. application of an intrusive orthodontic force. Intrusive
However, two subgroups were identified in the experi- forces from 75 to 4498 g were recorded; however,
mental pulps, one that had returned to normal pulpal blood flow was not altered during the brief
respiratory rates and one that did not. Age and apical application of these specified forces.
opening size correlated with the return to normal Recently Derringer et al. (1996), moved human
respiratory rates in 1 week. Age was negatively teeth orthodontically, extracted the teeth, and
correlated with the respiration rate, whilst apical harvested the pulps. The pulps were embedded in
opening size was positively correlated with the collagen and cultured in growth media for up to
respiration rate. Clinically, the occurrence of apical 4 weeks. New microvessels were observed within
root resorption appears to be greater when orthodontic 5 days and their identification was confirmed with
treatment is started after 11 years of age, with fixed both light microscopy and electron microscopy. There
appliances causing more resorption than removable were significantly greater numbers of microvessels at
appliances (Linge & Linge 1991). These findings would day 5 and day 10 of culture in pulp explants from
tend to correlate with a decreased size in the apical orthodontically moved teeth than in the control teeth.
foramen of the tooth involved in orthodontic tooth These findings would support not only the presence of
movement. significant angiogenesis in the pulp, but also the
Historically, specific angiogenic changes in the presence of the necessary angiogenic growth factors.
human dental pulp associated with orthodontic The factors that have been implicated and described in
movement have received limited study. Angiogenesis is this process consist of PDGF (platelet-derived growth
the formation of new capillary structures ultimately factor), EGF (epidermal growth factor), TGF-b
leading to the organization of larger structures by a ransforming growth factor beta) (Schultz & Grant
process of neovascularization (Polverini 1995). 1991). These growth factors have been identified also
Kvinnsland et al. (1989), using fluorescent micro- in periodontal ligament wound healing (Terranova
spheres, showed a substantial increase in blood flow in et al. 1987), in pulp following endodontic injury
the dental pulp of mesially tipped rat molars. Increases (Shirakawa et al. 1994), during tooth development and
in force application resulted in an increase in blood eruption (Klein et al. 1994) and during orthodontic
flow. Nixon et al. (1993), using the rat model, also tooth movement in cats (Davidovitch 1995),
found that there was a significant vascular change Alterations in the pulpal vasculature with
with an increased number of functional pulpal vessels subsequent alterations in the metabolism of the pulpal
as related to the specific forces applied. Initially a cells, will usually result in an increased deposition of
hyperaemic response was visible following the force ap- reparative dentine in both the coronal and radicular
plications. These findings contradict those of Anstendig portions of the pulp, along with a concurrent increase
& Kronman (1972) who observed fewer blood vessels in dystrophic mineralization (Seltzer & Bender 1984).
in tooth pulps subjected to orthodontic forces. This response has been reported to result, in some
McDonald & Pitt Ford (1994) identified that blood cases, in complete obliteration of the pulpal space
flow changes within the pulp during tooth movement (Dougherty 1968). The incidence of this occurrence,
are not a mere reduction with no further response, however, does not appear to be clinically significant,

q 1999 Blackwell Science Ltd International Endodontic Journal, 32, 343360, 1999 345
Endo-ortho relationships Hamilton & Gutmann

although a resultant pulpal necrosis can occur and no alterations were observed in teeth moved for
(Stuteville 1937, Oppenheim 1942, Delivanis & Sauer long periods. It was concluded that intrapulpal axon
1982). Most of the time changes that occur in the pulp alterations are minimal and not progressive with con-
are considered reversible, unless the pulp has servative tooth movement. This study infers that no ir-
undergone previous insult or challenge. Most recently, reversible insult is inflicted on healthy teeth having
Nixon et al. (1993) identified a force dependent conservative orthodontic treatment. This does not,
increase in predentine width that was measured at the however, account for the fact that the changes
peak of the tooth movement cycle in the rat model. detected generally do not produce symptoms. Rather,
Pulps were considered to be normal prior to tooth symptoms of reversible or irreversible pulpitis may still
movement. No differences were found with regard to be present and may be masked by the discomfort felt
location in the pulpal space that would indicate that from changes in force that are made during appliance
the pulp cannot distinguish the specific location of the modifications.
applied force. What is of clinical importance appears to Using the orthodontic tooth movement model,
be the history of trauma to the tooth prior to the recent studies have attempted to discover the precise
orthodontic tooth movement (Rotstein & Engel 1991) metabolic events involved in neural transmission of
and the radiographic observation that the pulpal space nociceptive information. Studies focused on the
may have narrowed prior to or during the active tooth peptidergic pathways, that purportedly inhibit the
movement. firing of pain-conducting fibers (Walker et al. 1987,
In teeth that have undergone varying degrees of Robinson et al. 1989, Parris et al. 1989), the presence
pulp space calcification, responses or lack thereof to of calcitonin gene-related peptide immunoreactive
pulp testing with electrical devices may be of no value. nerve fibers (CGRP IR) (Kimberly & Byers 1988,
Burnside et al. (1974) showed that orthodontic forces Kvinnsland & Kvinnsland 1990), and the presence of
clearly had some effect on the pulpal nerves in a study substance P (SP) (Parris et al. 1989, Nicolay et al.
that evaluated electric pulp tester stimulation on an 1990).
experimental group of teeth undergoing orthodontic Walker et al. (1987) were the first to identify the
treatment and a control group not receiving treatment. presence of a methionine enkephalin (ME) in the pulp
All the experimental groups except mandibular canines that was mobilized during the application of
showed higher electrical thresholds than did the non- orthodontic forces. The ME significantly decreased in
treatment controls. The clinical significance of this the pulp during the force application in an inverse log-
finding, however, was uncertain. Others have linear relationship to the amount of applied force.
attributed the altered findings to oedema or Robinson et al. (1989) measured b-endorphin-like im-
hyperaemia following damage to the local vascular munoreactivity (BE-LI) in the human tooth pulp
system (Nordh 1955). following acute mechanical stress. b-endorphin (BE) is
Neural responses and evidence for the release of an active peptide derived from the precursor protein
specific neural transmitters have also been assessed pro-opiomelanocortin and has been shown to possess
during orthodontic tooth movement. Intrapulpal axon profound antinociceptive qualities. Thirty patients,
response to orthodontic movement was explored by ranging from 11 to 30 years. participated in the study.
Bunner & Johnson (1982). Human teeth with open A monotonic decrease in the BE-LI concentrations was
apices were subjected to short-term movement and evident according to a four premolar extraction order
long-term movement, and compared with teeth with (extraction of all first or second premolars as part of an
closed apices subjected to short- and long-term orthodontic treatment plan). BE is capable of
movement. Untreated teeth served as controls. Subse- modulating SP, suggesting that BE may play a role in
quently the teeth were extracted and evaluated under the regulation of noxious impulses. Further studies on
both the light and electron microscopy. Although un- the action of the neuropeptides in the dental pulp
myelinated axons outnumbered myelinated axons, no during applied orthodontic forces, in particular ME and
significant differences in myelinated or unmyelinated SP, were conducted by Parris et al. (1989). Females
axon numbers were observed between the experimen- with teeth subjected to orthodontic forces were found
tal (orthodontic movement) and the control (no to have significantly greater concentrations of ME in
orthodontic movement) teeth. Altered myelin fibers, their pulps than males. Substance P concentration
possibly degenerating, were observed in only a small decreased significantly from the first to the third tooth
percentage of axons in teeth moved for a short period, extracted, then increased from the third to the fourth

346 International Endodontic Journal, 32, 343360, 1999 q 1999 Blackwell Science Ltd
Hamilton & Gutmann Endo-ortho relationships

tooth. There was a positive correlation in the pulp impress the clinician until other clinical or radiographic
between the concentrations of SP and ME, whilst the findings surface. This can occur following the introduc-
concentrations of both substances correlated negatively tion of orthodontic forces that are beyond the physiolo-
with the magnitude of orthodontic force. This gical tolerance of both the periodontal and pulpal
correlation was enhanced when the value of the force vessels. Subsequent pulpal necrosis may result and may
was log-transformed. not be detected until clinically there is a darkening of
Further assessment of SP during tooth movement the crown of the tooth, that indicates a liberation of
was performed by Nicolay et al. (1990). During tooth haemoglobin that breaks down into haemosiderin (a
movement, there was evidence of increased density of dark yellow, iron-containing pigment), which ultimately
neuronal elements exhibiting positive staining for SP. penetrates the dentinal tubules; the presence of patient
This response was seen rapidly in the dental pulp and signs or symptoms; the radiographic appearance of a
delayed in the periodontal ligament (PDL). The early radiolucency; or the failure of the pulp space to close
response in the pulp was consistent with the findings with irritational dentine in a manner compatible with
of Parris et al. (1989) and suggests a role in pain adjacent teeth (Seltzer & Bender 1984). Histological
perception. The latter response in the PDL suggests a findings in the pulp that may support these possibilities
role in cellular recruitment and alveolar bone have been described by Mostafa et al. (1991) in
remodelling. Studies by Kimberly & Byers (1988) and response to orthodontic extrusion of teeth. Specific pulp
Kvinnsland & Kvinnsland (1990) have shown an responses noted included circulatory disturbances with
increased number of CGRP IR nerves in the pulp and congested and dilated vessels, odontoblastic degenera-
periradicular tissues during tooth movement. These tion, vacuolization and oedema of the tissues and
studies, taken as a whole, indicated that peptidergic eventual fibrotic changes. All pulps had a mean age of
substances and neural elements take an active part in 18 years with a range of 1621. Therefore, it was
the tissue responses in pulp and supporting tissues assumed that there were similarly sized apical foramina.
during tooth movement. Most recently, Bender et al. Historically the duration of these types of pulpal
(1997) offered a hypothetical explanation as to the role changes has been inconclusive (Oppenheim 1942,
of the dental pulp in the aetiology of the resorptive Butcher & Taylor 1952). However, it would seem
process after orthodontic treatment in both vital and reasonable that teeth with complete apical formation
endodontically treated teeth. Both the somatosensory and teeth with pulps that have had previous
a-delta and C-fibers are sympathetic neurons that compromises such as trauma, caries, and restorations or
release various peptides by means of intra-axonal periodontal disease (A rtun & Urbye 1988) may be more
transport at the terminal nerve endings. The neuropep- susceptible to irreversible pulpal changes or necrosis
tides are Substance P, calcitonin gene-related peptide under this type of orthodontic movement.
(CGRP), neurokinin A, vasoactive intestinal
polypeptide, and neuropeptide Y. When released they
Conclusions
act as neurogenic vasodilators and vasoconstrictors.
Therefore, these neuropeptides play an important role The literature reviewed supports the fact that
in the regulation of the blood flow to the pulp and the orthodontic tooth movement can cause degenerative
periodontium. In particular, there is a greater CGRP-IR and/or inflammatory responses in the dental pulp of
fibre response in the pulp and periradicular tissues teeth with completed apical formation. The impact of
during tooth movement that is accentuated around the the tooth movement on the pulp is focused primarily on
vascular system. The resultant increase in the blood the neurovascular system, in which the release of
flow to these tissues during tooth movement impacts specific neurotransmitters (neuropeptides) can influence
on the availability of cells of haematopoetic origin both blood flow and cellular metabolism. The responses
(osteoclast precursors), that are capable under local induced in these pulps may impact on the initiation and
stimulatory factors to differentiate into osteoclasts and perpetuation of apical root remodelling or resorption
influence the resorptive remodelling process of the during tooth movement. The incidence and severity of
teeth (Rygh et al. 1986, Vandevska-Radunovic et al. these changes may be influenced by previous or ongoing
1997). insults to the dental pulp, such as trauma or caries.
Whilst radiographic changes of pulp space obliteration Pulps in teeth with an incomplete apical foramen, whilst
during or following tooth movement are usually not immune to adverse sequelae during tooth
obvious, the lack of further dentine elaboration may not movement, have a reduced risk for these responses.

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Endo-ortho relationships Hamilton & Gutmann

Is apical root resorption, that may occur during tipping forces, are commonly implicated (Reitan 1974,
orthodontic treatment, the same on teeth with vital Vardimon et al. 1991, Kaley & Phillips 1991).
pulps as on teeth with previous root canal treatment? Levander & Malmgren (1988) indicated that teeth
with blunt or pipette shaped roots of maxillary central
According to the Glossary-Contemporary Terminology
incisors were significantly at greater risk for EARR
For Endodontics (1998), resorption is defined as `a
than teeth with normal root form. Deviating root forms
condition associated with either a physiologic or a
are also more susceptible (Oppenheim 1942, Newman
pathologic process resulting in a loss of dentine,
1975) as are teeth with invaginations (Kjr 1995).
cementum, and/or bone.' Andreasen & Andreasen
Harris et al. (1993) identified that loss of stability from
(1994) define the process further as being of three
adjacent teeth, increased use of fewer remaining teeth,
types; surface resorption, that is a self-limiting process,
and the loss of the root's anchorage in the bone are
usually involving small areas followed by spontaneous
significant predictors of EARR. The nature of their
repair from adjacent parts of the periodontal ligament
findings also suggested that inflammatory resorption
in the form of new cementum; inflammatory resorption,
caused by infection is not an important factor in EARR
where the initial root resorption has reached the
under these circumstances. Brudvik & Rygh (1995)
dentinal tubules of an infected necrotic pulp or an
hypothesized that the determinants of the continued
infected leukocytic zone; and replacement resorption,
cycle of resorption and repair at the root apex during
where bone replaces the resorbed tooth material that
intrusive tooth movements seemed to be associated
leads to ankylosis. Ottolengui (1914) related root
with the persistence and removal of necrotic cemental
resorption directly to orthodontic treatment, and cited
tissue. This may very well be accurate on teeth with
without reference, that Schwarzkopf had demonstrated
vital pulps, whereas teeth with previous root canal
resorbed roots in extracted permanent teeth in 1887.
treatment may present with different aetiological
Ketcham (1927, 1929) demonstrated with radio-
factors, such as, but not limited to, an unclean canal
graphic evidence the differences between root shape
system, contaminated apical ramifications, and
before and after orthodontic treatment. Further
occlusal leakage. Recently Alatli et al. (1996)
population samples have verified that the pre-eminent
determined that acellular cementum was more readily
cause of external apical root resorption is orthodontic
resorbed during orthodontic tooth movement than
treatment (Rudolph 1940, Massler & Malone 1954,
cellular cementum. This would imply that the specific
Phillips 1955, Woods et al. 1992, Harris et al. 1993).
apical cementum may be more resistant due to
As referenced by Tronstad (1988a), Cwyk et al. (1984)
cementocyte viability as opposed to the lateral and
found that 510 years after completion of orthodontic
mid-root cementum that is acellular in nature.
treatment, 42.3% of the maxillary central incisors,
With a multitude of studies identifying the role of
38.5% of the maxillary lateral incisors, and 17.4% of
orthodontics and other speculated causes for EARR on
the mandibular incisors had undergone apical
teeth with vital pulps, the issue of pulpless teeth or
resorption. The overall incidence of resorption was
teeth with previous root canal treatment and apical
28.8% for the orthodontically treated incisors
root resorption comes into focus. Will these teeth
compared to 3.4% for the controls. Apical root
exhibit greater or lesser amounts of apical root
resorption has been reported to be seen four times
resorption during and following root canal treatment?
more often than lateral resorption (Tronstad 1988a).
Secondly, if these teeth are subject to the resorptive
Root resorption following orthodontic treatment is
phenomenon, what will happen to the root canal
considered as surface resorption or transient inflamma-
filling material? Thirdly, will the apical seal in the root
tory resorption, because replacement resorption is
canal system be altered, resulting in failure of the root
rarely seen subsequent to tooth movement only
canal treatment?
(Andreasen & Andreasen 1994). Morphologically and
radiographically it may present as a slightly blunted or
round apex to a grossly resorbed apex.
Initially, what is the status of resorption in teeth with
The specific causes of external apical root resorption
vital pulps versus teeth with root canal treatment?
(EARR) (Harris et al. 1993), referred to as PARR
(periapical replacement resorption) by Bender et al. In a literature review by Steadman, (1942) root canal
(1997) during orthodontic treatment are not well treatment was criticized in that it was claimed that the
understood, but heavy forces, especially intrusive or devitalized root acts as a foreign body causing chronic

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Hamilton & Gutmann Endo-ortho relationships

irritation and root resorption. Histological sections of the accelerated biological activity of the periradicular
such resorptions showed cellular pictures typical of a tissues during tooth movement may have a beneficial
foreign-body reaction. He considered that the effect on a tooth with an open or large apical foramen.
resorption could not be controlled and therefore the In an in vivo study on cats, Mattison et al. (1984)
prognosis for these teeth was unfavourable. Steadman showed no significant difference between external root
even went to the point of suggesting, based on the resorption of endodontically treated and teeth with
literature, that because of the resorptions, the roots of vital pulps when both were subjected to orthodontic
these teeth would become ankylosed, thereby forces. Evaluations were made histologically with the
eliminating the possibility of orthodontic movement. mean resorption lacunae for all teeth that were endo-
Huettner & Young (1955) challenged Steadman's dontically treated being 2.14 compared with the mean
theory and evaluated the root structure of monkey resorption lacunae for teeth with vital pulps being
teeth with both vital and nonvital pulps (root canal 2.24. The severity of EARR on teeth with vital pulps
treatment) following orthodontic movement. Maxillary versus endodontically treated teeth was determined by
teeth were treated and obturated with gutta-percha Spurrier et al. (1990). Forty-three patients who had
and Kerr's root canal sealer. The mandibular teeth one or more endodontically treated teeth before
were treated and obturated with silver cones and orthodontic treatment and who exhibited signs of
sealer. All teeth initially had vital pulps, were treated apical root resorption after treatment were studied.
in an aseptic environment, and were allowed to `rest' Vital contralateral incisors served as controls. Incisors
for 3 weeks following root canal treatment to give the with vital pulps resorbed to a significantly greater
apical periodontal ligament time to heal. The edgewise degree than incisors that had been endodontically
fixed appliance technique of orthodontic tooth treated. Control teeth in males exhibited a statistically
movement was used and the experiment was carried significant increase in resorption over control teeth in
from 6 to 8 weeks prior to animal sacrifice. Histological females; however, no differences were noted between
examination showed no foreign-body reactions and the genders with the endodontically treated teeth. Similar
root resorption that was observed was similar in both findings were recorded by Remington et al. (1989),
the vital and devitalized teeth. The authors felt that although differences were not found in the incidence of
careful monitoring of the orthodontic forces, resorption between teeth with vital pulps and endodon-
endodontic aseptic treatment, and an intact tically treated teeth in a targeted population of British
periodontal membrane all contributed significantly to school children (Hunter et al. 1990).
their findings. Similar findings of no difference in the Mah et al. (1996) evaluated the effectiveness of
amount of resorption with the two experimental orthodontic forces in moving root-filled teeth and the
groups was also reported also by Weiss in 1969. degree of EARR that may occur in the ferret animal
Wickwire et al. (1974) reviewed 45 orthodontic model. Three months after root canal treatment and
patient case histories that contained 53 endodontically tooth movement with an orthodontic spring, tooth
treated teeth from six practices that included the movement was assessed from pre- and post-treatment
following orthodontic techniques; edgewise, Begg, and mandibular casts and by fluorescence microscopy from
partial banding mechanotherapy. Historical data, lateral labelled (procion red dye) bone deposition. Root-filled
cephalograms, and appropriate radiographs were used teeth and those with vital pulps moved similar
to evaluate the teeth. Data revealed those teeth with distances when subjected to the same forces. Root-filled
root canal treatment moved as readily as teeth with vital teeth showed greater loss of cementum after tooth
pulps, but there appeared to be greater radiographic movement than teeth with pulps, but without
evidence of root resorption in the endodontically treated significant differences in radiographic root length. The
teeth when compared to the controls. root-filled teeth also showed more resorption lacunae
In a single case report, Anthony (1986) indicated than teeth with vital pulps, but the small difference in
that a tooth undergoing apexification was orthodonti- incidence between active (orthodontically) root-filled
cally moved with the concomitant deposition of a hard teeth and inactive root- filled teeth was not statistically
tissue barrier as opposed to apical resorption. Further significant. This suggests that the incidence of
anecdotal support for this occurrence has been resorption lacunae may be related to nonvitality and
provided recently by Steiner & West (1997). These probably the presence of periradicular lesions rather
clinical findings would tend to support the theories of than orthodontic forces. These findings are in
Ooshita (1975) and Hamersky et al. (1980) in which agreement with those of Mattison et al. (1984).

q 1999 Blackwell Science Ltd International Endodontic Journal, 32, 343360, 1999 349
Endo-ortho relationships Hamilton & Gutmann

To the contrary, Bender et al. (1997) have suggested Will the apical seal in the root canal system be
that the loss of the release of neuropeptides from a pulp altered, resulting in failure of the root canal
that has been removed, would result in a decrease of treatment?
the CGRP-IR fibers and a reduction in the amount of
This issue also has been poorly addressed in the
resorption seen in endodontically treated teeth. Their
literature and is subject to empirical speculation. It
suggestions have been supported by Parlange & Sims
seems reasonable and logical that if a root canal has
(1993) and Bondemark et al. (1997), especially when
been properly cleaned, shaped, and three-dimensionally
using attractive magnetics for controlled tooth
obturated, that the apical seal would be sustained no
extrusion following deep coronal fractures. In the
matter what the extent of the apical resorption. Here
former study, the periodontal vascular network and
too, however, multiple possibilities exist.
axonal characteristics were within normal limits with
no significant changes in blood flow or neuronal 1 Even though the apical seal remains intact during
densities. In the latter study, no resorption was noted. the resorptive process, the complete seal of the
Finally, in a sample of 39 pairs of contralateral teeth canal may be challenged by coronal leakage
with and without endodontic treatment in 36 patients, (Saunders & Saunders 1994).
Mirabella & A rtun (1995) found that there was signifi- 2 Exposure of the dentinal tubules that may harbour
cantly less resorption in endodontically treated teeth. necrotic tissue, bacterial endotoxins and bacteria
may serve as sources that provide sufficient apical
irritation to stimulate an extended or deleterious
If root filled teeth are subject to the resorptive inflammatory resorptive process (Peters et al. 1995,
phenomenon, what will happen to the root canal Nissan et al. 1995).
filling material? 3 There is clinical evidence of apical root resorption
on teeth with previous root canal treatment in
The literature is lacking regarding this occurrence and
which a portion of the root is missing, the filling
its ultimate sequelae. Many possibilities exist.
material is visible in the surrounding periradicular
1 The tooth may resorb, exfoliate, and the filling tissues, there is no radiographic evidence of
material may be removed with the tooth. pathosis, and a normal periodontal ligament space
2 The tooth may resorb, exfoliate, and the filling and lamina dura are present (Ronnerman 1973).
material may be left in the bone. In these cases if
the material is gutta-percha, a fibrous capsule will
Conclusions
probably surround it. It is also possible that a sinus
tract may form and the material will require The literature supports, but not conclusively, that teeth
removal. with previous root canal treatment exhibit less
3 In cases of both gutta-percha and silver cones, the propensity for apical root resorption during orthodontic
extended material may undergo resorption itself tooth movement. Clinical observations and recent
after the tooth has undergone resorption and literature that has addressed the role of neuropeptides
exfoliation. in tooth movement, support the concept that minimal
4 In some cases the root may begin resorption, resorptive/remodelling changes occur apically in teeth
exposing the filling material, and subsequently the that are well-cleaned, shaped, and three-dimensionally
resorption ceases with the filling material obturated. This outcome would depend on the absence
protruding beyond the new apical foramen. In this of coronal leakage or other avenues for bacterial
situation the root is often seen to develop a new ingress. Other factors, such as specific root anatomical
periodontal ligament space and lamina dura forms, may predispose to a greater incidence of
around the root apex in close approximation to the resorption during movement.
filling material.
5 In other cases, once the apical resorption begins, a
Can endodontically treated teeth be moved
radiolucency develops around the root apex and
orthodontically as readily as nonendodontically
the filling material. A sinus tract may develop or
treated teeth?
there may be incidences of localized swelling.
Likewise the tooth may remain symptom free and Based on the previous discussion, endodontically
function normally. treated teeth can be moved as readily and for the same

350 International Endodontic Journal, 32, 343360, 1999 q 1999 Blackwell Science Ltd
Hamilton & Gutmann Endo-ortho relationships

distances as teeth with vital pulps (Huettner & Young orthodontic intervention. In one case there was no
1955, Wickwire et al. 1974, Mattison et al. 1983, evidence of root resorption, whilst in the other case the
Remington et al. 1989, Spurrier et al. 1990, Hunter apical 3 mm of the root was resorbed, exposing the
et al. 1990, Mah et al. 1996). This presumes that there gutta-percha filling to the bone. Reformation of a
would be no other factors that may prevent tooth normal periodontal ligament was visible on the
movement, such as the presence of replacement radiograph without evidence of periradicular pathosis.
resorption (ankylosis) that may occur following certain It was concluded that orthodontic intervention can be
traumatic incidences or be the result of injury to the considered on teeth that have been traumatized.
apical periodontal ligament by the root canal filling One of the first comprehensive studies was provided
material (Andreasen 1981, Kristerson & Andreasen by Wickwire et al. (1974). Forty-five patients with 53
1984, Andreasen & Andreasen 1994). Because there is endodontically treated teeth, the majority of which had
a risk of EARR during the movement of any teeth, received traumatic injuries (crown fractures,
however, it is recommended that teeth requiring root intrusions, luxations, and avulsions) prior to
canal treatment during orthodontic movement be orthodontic treatment, were evaluated. Approximately
initially cleaned and shaped followed by the interim 50% of the teeth had been fractured also and four had
placement of calcium hydroxide (Andreasen & been subjected to root-end resections. Orthodontic
Andreasen 1994). This should be maintained during treatment times ranged from one to 36 months.
the active phases of tooth movement, with the final Responses to movement of the traumatized teeth were
canal obturation occurring upon completion of considered equivalent to the teeth with vital pulps. The
orthodontic treatment. This approach is not incidence of untoward sequelae was unremarkable,
recommended when an already successful gutta- although there was some indication that the more
percha filling is in place prior to tooth movement. severe the traumatic injury, the poorer the prognosis
for the endodontically treated tooth in orthodontic
therapy. The radiographic findings indicated that the
Conclusions
incidence of root resorption was greater in the endo-
Endodontically treated teeth can be moved orthodonti- dontically treated teeth when compared with an
cally as readily as teeth with vital pulps. If teeth adjacent nontraumatized tooth with a vital pulp. These
require root canal treatment during orthodontic findings were further corroborated by Hines (1979)
movement, it is recommended that the root canals be during the evaluation of previously avulsed or partially
cleaned, shaped and an interim dressing of calcium avulsed teeth to orthodontic movement (n = 81). All
hydroxide be placed. The tooth should be sealed teeth were replanted following trauma with 10 having
occlusally to prevent bacterial leakage. Canal root canal treatment and 71 without the benefit of
obturation is accomplished upon the completion of endodontic intervention. Subsequently 28 teeth
orthodontic tooth movement. required root canal treatment during orthodontic
movement. Resorption of previously avulsed or
partially avulsed teeth occurred more readily during
What role does previous tooth trauma play in the
and after orthodontic treatment. Likewise it was
orthodontic tooth movement of teeth with vital pulps
suggested that the increased susceptibility to root
or previous root canal treatment?
resorption is due to the reduced vitality of the
The risk, incidence and type of root resorption that can traumatized tooth.
occur following all types of tooth trauma have been Zachrisson & Jacobsen (1974) evaluated the
clearly delineated (Andreasen & Andreasen 1994). The response of anterior teeth with root fractures, in
assessment of the effects of orthodontic tooth varying degrees of malocclusion, to orthodontic
movement on previously traumatized teeth however, movement. The fractures were transverse and located
has received little attention in the literature. in the middle or apical third of the root. Clinical and
Ronnerman (1973) provided a report of two cases in radiographic assessments at the time of the accident
which there were coronal fractures due to trauma. and before and after orthodontic treatment were made.
Root canal treatments were performed and both cases Although the sample was small (n = 4), the following
were treated identically during orthodontic tooth conclusions were drawn. Orthodontic movement of
movement. However, there was a long time period in teeth with repaired root fractures is possible, even if
both cases between the initial trauma and the the fractures at the time of the accident are extensive

q 1999 Blackwell Science Ltd International Endodontic Journal, 32, 343360, 1999 351
Endo-ortho relationships Hamilton & Gutmann

with marked fragment dislocation. In cases where the treated, and provide evidence of clinical and radio-
repair occurs without separation of the fragments, the graphic ankylosis cannot be moved orthodontically.
apical fragment may remain attached to the coronal Malmgren et al. (1982) addressed the frequency and
portion throughout and following orthodontic degree of root resorption in traumatized incisors
treatment, but separation of the segments may be (complicated and uncomplicated crown fractures,
enhanced by orthodontic movement. It also was concussions, subluxations and luxations) that had been
considered advisable that teeth with these types of moved orthodontically. Twenty-seven orthodontic
fractures be observed at least 2 years before initiating patients with 55 traumatized incisors were compared
orthodontic movement. A similar corroborating case to 55 consecutive patients without traumatized teeth.
report was published by Hovland et al. (1983) in All controls were treated with either an edgewise
which a maxillary central incisor with a transverse appliance (n = 33) or a Begg appliance (n = 22). The
fracture at the junction of the apical and middle third degree of root resorption was scored and compared
of the root was evaluated 2 years post-trauma. The both internally in the traumatized group and with the
tooth was responsive to sensitivity testing and mobility nontraumatized group. Neither the intraindividual nor
was within normal limits. Orthodontic anterior high- the interindividual comparisons supported the
pull headgear was used to correct a deep overbite and hypothesis that traumatized teeth have a greater
a Class II Division I malocclusion for approximately tendency toward root resorption than nontraumatized
1 year. As a follow-up, a maintenance programme teeth. Traumatized teeth with signs of root resorption
with a Hawley appliance was advocated. The prior to orthodontic treatment, however, may be more
traumatized tooth was moved palatally and intruded prone to root resorption during orthodontic tooth
during treatment. An 8-year recall shows the patient movement.
to be symptom free and in normal occlusion. Clinically, One of the most damaging injuries to a mature tooth
mobility was within normal limits and there was no and its supporting structures is an intrusion luxation.
discomfort to percussion or palpation on the central These injuries are often accompanied by comminution
incisor. The crown was not discoloured. Radiographi- or fracture of the alveolar socket (Andreasen 1970,
cally the horizontal fracture line was present without Andreasen & Andreasen 1994). Pulpal death usually
evidence of resorption, but the root canal space in the occurs and the possibility of replacement resorption
apical third appeared obliterated. Cephalometric (ankylosis) and loss of marginal bone support is quite
tracings revealed movement of the entire tooth as a high. The management of these types of cases may be
single unit. controversial, and therefore, it has been suggested that
Guyman et al. (1980) created an animal model for a decreased incidence of ankylosis may be obtained by
the predictable development of ankylosis without com- using orthodontic extrusion (Andreasen & Andreasen
plications, such as periradicular abscess formation. 1994). Turley et al. (1984) examined the differences
Monkey teeth were extracted, root canal treatment between orthodontic extrusion and observation and re-
was performed, and the teeth were purposefully left out eruption following intrusive luxation injuries. Dog
of the mouth for an extended period to achieve drying teeth were intentionally intruded and then subjected to
of the periodontal ligament. Subsequently the teeth one of the two previously mentioned protocols. Obser-
were replanted and splinted. Clinically ankylosis was vations included radiographic measurements of tooth
verified by lack of mobility and the presence of a movement, clinical estimates of tooth mobility, and
percussion sound consistent with ankylosis. Radio- radiographic and histological assessments of root
graphic findings also verified the loss of the periodontal resorption, ankylosis, and periradicular pathosis. Root
ligament space in the presence of bone in intimate resorption, ankylosis, and pulp necrosis were common
contact with dentine. The teeth were then used as findings. If the pulp did remain vital, calcification
orthodontic abutments for intermaxillary and premaxil- usually occurred. Following 1113 weeks of force
lary suture expansion. The teeth did not exhibit clinical activation, 10 of 12 traumatized teeth showed clinical,
or histological signs of movement through bone when radiographic and histological evidence of ankylosis, ir-
the orthodontic force was applied. The presence of respective of orthodontic treatment. The ankylosed
resorption of cementum and dentine was verified histo- teeth did not move during treatment, but the teeth
logically, with osteoid tissue deposited over the used for force application actually intruded from 1.7 to
resorbed tooth structures. These findings would imply 6.5 mm. The ability of the traumatized tooth to be re-
that teeth that have been traumatized, endodontically positioned following intrusive luxation apparently

352 International Endodontic Journal, 32, 343360, 1999 q 1999 Blackwell Science Ltd
Hamilton & Gutmann Endo-ortho relationships

depended on the degree of trauma sustained, with the orthodontic tooth movement will enhance the
least traumatized being repositioned through extrusion. resorptive process. If a tooth has been severely
The prognosis for pulp survival following an traumatized (intrusive luxation/avulsion) there may be
intrusive luxation injury is enhanced with teeth a greater incidence of resorption, with or without root
having immature root development (Andreasen & canal treatment.
Andreasen 1994, Jacobs 1995). Whilst this type of
injury may lend itself to normal re-eruption, there is a
Can teeth that have been managed with surgical
high risk of root resorption (58%; Andreasen &
endodontic procedures be moved orthodontically?
Andreasen 1991). This is due to damage to the
periodontal ligament attachment and root surface. The Whilst successful movement of teeth following surgical
apical area of the tooth may become rapidly moth- endodontic procedures has been observed clinically,
eaten due to the crushing injury of the intrusive force. very little has been written addressing the ramifications
Also susceptible is the cervical area of the tooth. If the of the approach to treatment. Considerations would
pulp becomes infected, there may be an additional ae- include the propensity for a greater amount of apical
tiological factor to enhance the resorptive process, resorption due to the exposed dentine on the resected
although the contribution of a necrotic, infected pulp root face, irritation and persistent inflammation that
to a cervical resorptive response has been questioned may be caused by the root-end filling material, the
(Tronstad 1988b, Trope et al. 1998). Therefore in adequacy of the seal achieved with the root-end filling
these circumstances it may be advisable to extrude the material. Other factors to consider are the quality of
tooth over a period of 3 to 4 weeks, keeping pace with the nonsurgical root canal obturation at the level of
the repair of the marginal bone (Andreasen & resection, the potential for exposed, contaminated
Andreasen 1994). If external inflammatory root dentinal tubules at the point of resection, and the
resorption is observed, the pulp must be removed potential for localized marginal periodontitis in those
immediately and calcium hydroxide is placed. Likewise, cases where a dehiscence or fenestration may be
it may be advisable to slow or halt the mechanical present. In this context the major causes for failure
eruptive process until the resorptive process is following surgical endodontic procedures have been
forestalled. Drysdale et al. (1994) recommend that a identified as failure to debride and obturate thoroughly
permanent root filling be placed prior to orthodontic the root canal system, and the superimposition of
tooth movement where practical. Following an periodontal disease in the surgical site (Rud &
intrusive injury to the tooth with an immature root, Andreasen 1972, Rud et al. 1972). Low levels of
this guideline may not be appropriate. success with surgical endodontics have been reported
A negative aspect of dealing with an intruded tooth also in the absence of a sound buccal cortical plate of
with immature root development is that the pulpal bone (Hirsch et al. 1979, Skoglund & Persson 1985).
status is not always readily apparent or readily Recently this scenario has prompted the use of guided
assessible. This is due to the fact that pulp testing is tissue regenerative procedures to enhance surgical
reasonably unreliable in a tooth with an open apex, outcomes (Pecora et al. 1995, Rankow & Krasner
whether traumatized or not. It is not uncommon for a 1996, Uchin 1996).
tooth with immature root development to respond The earliest report dealing with the orthodontic
negatively to any stimulus up to 1 year or more after movement of teeth with previous endodontic
trauma and still not evidence radiographic signs of nonsurgical and surgical treatment is attributed to
pulpal necrosis (Andreasen & Andreasen 1994). Baranowskyj (1969). In this study the rate of healing
of the hard and soft alveolar tissues was assessed on
teeth that had root fillings and previous periradicular
Conclusions
surgeries, and that were subject to an early application
A traumatized tooth can be moved orthodontically of orthodontic intrusive forces. Histological assessment
with minimal risk of resorption, provided the pulp has of six-week specimens (dogs experimental and
not been severely compromised (infected or necrotic). If control) indicated that healing was completely delayed
there is evidence of pulpal demise, appropriate in the teeth with root fillings and root-end resections.
endodontic management is necessary prior to There was no visible attempt at bone regeneration in
orthodontic treatment. If a previously traumatized the surgical defect or at formation of a new periodontal
tooth exhibits resorption, there is a greater chance that ligament or cementum. The surgical defects were filled

q 1999 Blackwell Science Ltd International Endodontic Journal, 32, 343360, 1999 353
Endo-ortho relationships Hamilton & Gutmann

with degenerating blood clots and there was evidence differential diagnosis very difficult, especially if there
of attempts at organization and infiltration with has been a history of trauma. Also, the presence of
endothelial buds (angiogenesis). The control group pulpal calcifications may be due to both an inflamed
showed almost complete healing of all tissues. Histolo- degenerating pulp following trauma or to orthodontic
gical assessment of both groups at 12 weeks indicated tooth movement (Stuteville 1937, Oppenheim 1942,
regeneration of bone and periodontal ligament was Delivanis & Sauer 1982, Seltzer & Bender 1984).
complete in the control and approximately two-thirds Tooth isolation for root canal treatment may also be
of the experimental group. The apical cementum in the compromised by the presence of orthodontic bands and
experimental group was also only one-third as wires. The placement of a rubber dam in these cases
complete and a mild resorptive response was evident. It usually requires some creativity and the need for
was concluded that the early application of orthodontic additional measures to block potential avenues of
forces after surgical endodontic treatment markedly leakage. Often rubber dam clamps may also be
delayed the healing process and the specific cause was modified by grinding or bending to meet each
identified as tooth mobility and its impact on the anatomical challenge.
ossifying media of the periradicular tissues. Endodontic coronal access openings in teeth being
Whilst not definitive, another report on the moved orthodontically is usually not a problem in
orthodontic movement of root-end resected teeth is posterior teeth. Although rarely used nowadays, the
attributed to Wickwire et al. (1974). In their endodon- presence of full metallic bands on anterior teeth may
tically treated population of 53 teeth that were moved pose a challenge as the position of the access may have
orthodontically, four had received root-end resections. to be altered, the band may have to be partially
Although there was a greater incidence of root destroyed, or the band may have to be removed
resorption with the movement of endodontically temporarily during endodontic treatment. If acid-etched
treated teeth, no mention was made as to the status of facial brackets are used there is no problem. If there are
the root-end resected teeth. lingually or palatally placed brackets, severe alterations
in the position of the access opening are required,
although straight-line access in these teeth can be
Conclusions
achieved by creating openings down the long axis of the
As can be seen by the paucity of published literature tooth through the incisal edge (LaTurno & Zillich 1985).
and lack of information in dental texts, very little is With the advent of rapid debonding techniques,
known about the ability to move successfully teeth orthodontic bracket removal has been simplified with
that have undergone periradicular surgical procedures. minimal destruction to the tooth structure and minimal
Likewise, little is known about the potential risks or time commitment for removal and replacement (Bishara
sequelae involved in moving teeth that have had & Trulove 1990, Krell et al. 1993)
previous surgical intervention. Especially absent is the Working length determination in teeth actively
long-term prognosis of this type of treatment. undergoing tooth movement may also be challenging
in the presence of apical resorption or even just root
blunting in which there is no discrete apical constric-
Will ongoing orthodontic treatment affect the
tion. The extent of the apical resorption can vary
provision and outcome of endodontic treatment?
widely, with intrusive forces usually demonstrating a
The presence of ongoing orthodontic treatment may greater loss in length (mean 2.5 mm) (Dermaut &
impact on the provision or endodontic treatment, DeMunck 1986). Apical resorption usually destroys the
depending on a number of factors. From a diagnostic natural constriction of the cemento-dentinal junction,
standpoint, radiographs may reflect osseous changes resulting in a highly irregular, three-dimensionally
that may be misinterpreted as being of pulpal origin. rough, jagged, and notched root end. The periodontal
Likewise, the radiographic changes could be viewed as ligament space is often widened and accentuated
being from a vertical fracture or periodontal defect. Full (Remington et al. 1989). This will create difficulty in
metallic bands may prevent an accurate response to locating a biologically acceptable position at which to
electrical or thermal pulp testing, in addition to establish the working length. Whilst the extent of
obscuring decay both radiographically and clinically. proximal surface root-end resorption is discernible, the
Patient symptoms may be due to the tooth movement degree of buccal and lingual tooth loss is distinctly
or to an inflamed or degenerating pulp, thus making a ambiguous. Andreasen (1986) has shown that buccal

354 International Endodontic Journal, 32, 343360, 1999 q 1999 Blackwell Science Ltd
Hamilton & Gutmann Endo-ortho relationships

or lingual resorption cannot be discerned until 20 to How can orthodontic procedures be used in
40% of the root structure has been demineralized and conjunction with endodontics to enhance treatment
ankylosis has occurred. Therefore, if apical resorption planning for tooth retention?
presents with a scalloped or uneven proximal margin
The prime use of orthodontic tooth movement to
radiographically, significant three-dimensional
enhance endodontic procedures and tooth retention is
resorption has occurred, further complicating working
in the realm of root or tooth extrusion (Ingber 1974,
length determination (Gutmann & Leonard 1995).
1976, Simon et al. 1978, 1980, Delivanis et al. 1978,
Creation of an apical stop in these situations must rely
Ivey et al. 1980, Stern & Becker 1980, Garret 1985,
on the clinician's judgement, drawing on experience,
Biggerstaff et al. 1986, Weine 1996, Lovdahl & Wade
tactile sensation, and reliable diagnostic radiographic
1997). (Authors note: there are a significant number
techniques. If the root end is wide open from the
of published articles that address this subject and it
resorptive destruction, electronic apex locators are
would be redundant to reference all just for the sake of
unreliable and of little clinical value. Therefore, the
completeness. The reader is referred to the last two
coronal-most point on the root above the resorbed
references for a more thorough treatise on this subject
apex which exhibits sound radiodensity must be
as it refers to endodontic relationships and the
identified. This position is used as the new radiographic
practical aspects of tooth extrusion). Common
apex and the working length is established 1.0
indications for this procedure include fractured tooth
2.0 mm coronal to that point (Gutmann & Leonard
margins below crestal bone, deep carious margins in
1995, Hovland & Dumsha 1997). In cases of
teeth requiring root canal treatment, resorptive per-
extensive, irregular apical resorption the new working
forations, postspace preparation perforations, aberrant
length can conceivably be 5.0 mm or more coronal
coronal access openings, and some isolated infrabony
from the original root apex. Paper points may be
defects.
helpful in determination of the canal exit, if the canal
The prime objective of tooth extrusion or forced
can be dried of the periradicular fluid. Inflamed perira-
eruption is to provide both a sound tissue margin for
dicular tissues will moisten the tip of the paper point at
ultimate restoration and to create a periodontal
the level of the canal exit. Using radiographic
environment (biologic width) that will be easy for the
assessment, paper point testing, and the experience of
patient to maintain. The use of root extrusion, in
tactile sensation, a reasonable estimate of the working
conjunction with periodontal crown lengthening, has
length can be ascertained.
saved many good teeth from extraction. It is not the
Finally, canal obturation of teeth being orthodonti-
purpose of this paper to detail the nature of these
cally moved may result in fills that are beyond the
techniques and the readers are referred to more
confines of the tooth (Weine 1996). This is especially
descriptive and thorough sources (Lovdahl & Wade
true when using thermally softened gutta-percha and
1997). However, for purposes of an overview
vertical compaction techniques. It may also occur with
regarding this relationship, a few papers will be
lateral compaction because the canal walls may be
addressed.
quite parallel owing to the resorption of the normally
Delivanis et al. (1978) detailed a case report where
narrowed and constricted root apex. In these cases,
the fracture of the crown of the tooth extended 2 mm
techniques of creating an apical matrix or custom
below the alveolar crest and the tooth was saved
fitting of a master cone may be appropriate (Pitts et al.
through an endodontic-orthodontic approach.
1984, Hovland & Dumsha 1997).
Following a pulpotomy, orthodontic attachments were
directly bonded to the two teeth on either side of the
fractured tooth. The fractured crown received a direct
Conclusions
bonded button placed as high gingivally as possible. A
During orthodontic tooth movement, the provision of sectional archwire was fitted to the adjacent teeth and
endodontic treatment may be influenced by a number an elastic force was used to extrude the fractured
of factors, including but not limited to radiographic in- tooth. Simon et al. (1978) indicated that orthodontic
terpretation, accuracy of pulp testing, patient signs and extrusion should become a routine procedure in
symptoms, tooth isolation, access to the root canal, dentistry. They also stressed that the orthodontically
working length determination, and apical position of extruded tooth must be stabilized for 812 weeks prior
the canal obturation. to fabrication of a permanent post and core. Stern &

q 1999 Blackwell Science Ltd International Endodontic Journal, 32, 343360, 1999 355
Endo-ortho relationships Hamilton & Gutmann

Becker (1980) discussed orthodontic extrusion as an procedure relies significantly on how well the tooth is
aesthetic alternative to surgical crown lengthening and ultimately restored, orthodontic tooth movement can
the lowering of the alveolar crest 23 mm. They be used to enhance embrasure spaces in teeth that are
indicated that with an extrusive force, there was endodontically treated (Casullo & Matarazzo 1980,
additional bone deposition lining the socket. Unlike Lovdahl & Wade 1997). For example, second molars
other orthodontic procedures, in extrusion, bone that have drifted into a distally decayed first molar can
resorption does not occur. Bundle bone is replaced by be uprighted. Molars that are resected (hemisected or
lamellar bone. If excessive forces are used however, root-amputated) can often benefit from enhanced
significant pulpal changes or necrosis may easily result embrasure spaces through the use of orthodontic
(Mostafa et al. 1991). They also indicated that Begg movement (Gutmann & Harrison 1994).
brackets and a multistrand wire allowed for three
times the interbracket length whilst allowing a
decrease in eruptive force of 27 times, thereby Conclusions
reducing concerns over necrosis or resorption. Rapid
Adjunctive orthodontic root extrusion and root
extrusion may produce limited amounts of resorption
separation are essential clinical procedures that will
over a short time span (Malmgren et al. 1991), but
enhance the integrated treatment planning process of
with long-term assessments are unavailable. Following
tooth retention in endodontic-orthodontic related cases.
a histological assessment, Simon et al. (1980) indicated
that extrusion of endodontically treated teeth did not
present any apparent problems. They reported that the References
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