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Novel technologies for selecting the

best sperm for in vitro fertilization


and intracytoplasmic sperm injection
Denny Sakkas, Ph.D.
Boston IVF, Waltham, Massachusetts

The increasing focus on developing new tools to more accurately diagnose and select individual sperm before intracytoplasmic sperm
injection will allow us to counsel and treat couples with greater condence and efciency. Current sperm selection techniques are based
on the premise that if an ejaculated spermatozoon has cleared spermatogenesis with the correct morphology and/or membrane prop-
erties then it is most likely normal. Techniques that are designed to prepare a clean normal sperm population or that assist in selecting
an individual normal spermatozoon are currently being investigated. The use of techniques, including density-gradient preparation,
electrophoretic separation, microuidics, high-magnication sperm morphology selection, and hyaluronic acid binding, is discussed.
The research evidence that supports the interrelated developmental and genetic integrity of the
selected sperm, particularly sperm DNA damage and clinical outcome evidence are presented. Use your smartphone
(Fertil Steril 2013;99:10239. 2013 by American Society for Reproductive Medicine.) to scan this QR code
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O
ne of the most dramatic techno- niques that we use introduce gametes The success of ICSI has surprised
logical breakthroughs in assis- into the genetic pool that would have many; however, concerns are still prev-
ted reproduction technologies a lower chance to participate in natural alent. A recent study examining more
(ART) was the introduction of intracyto- fertility. Numerous follow-up studies than 300,000 births from a South Aus-
plasmic sperm injection (ICSI) in the have failed to show any major concerns tralian registry concluded that the in-
early 1990s (1). After numerous attempts regarding ICSI offspring. In some of the creased risk of birth defects associated
to successfully treat male factor infertil- major follow-up reports conducted by with IVF was no longer signicant after
ity through epididymal aspirations (2), Belgian authors, they found that in 8- adjustment for parental factors. The
zona dissection, and injection of multi- year-old ICSI children pubertal staging risk of birth defects associated with
ple sperm into the perivitelline space was similar between ICSI and spontane- ICSI remained increased, after multi-
(3), only the use of ICSI provided preg- ously conceived (SC) children. Neuro- variate adjustment, although the possi-
nancy rates that were equivalent to those logic examination also failed to show bility of residual confounding could
in routine in vitro fertilization (IVF). important differences between ICSI and not be excluded (6).
The use of ICSI is sometimes thought SC children. ICSI children did not require Some concern over the use of
to defy the basic evolutionary paradigm more remedial therapy or surgery or hos- poorer-quality sperm are warranted,
of survival of the ttest, which was pitalization than SC children. However, but we are yet to dene adequately
coined in the late 1800s. Although its a major congenital malformation was what is present in a spermatozoon
meaning has been challenged and experienced in 15/150 compared with that may adversely impact fetal out-
changed it is evident that many of the 5/147 SC children (P< .05) (4). Further come. Conversely, numerous groups
techniques we currently use in ART do follow-up showed that ICSI and SC chil- are now working on methodologies to
not adhere to this phrase. In particular, dren show similar cognitive and motor try and select normal spermatozoa
it could be argued that many of the tech- development up to the age of 10 years (5). so as to limit the possibility of an ad-
verse outcome after ICSI.
Received October 1, 2012; revised December 11, 2012; accepted December 14, 2012; published online
January 26, 2013.
D.S. has nothing to disclose.
Reprint requests: Denny Sakkas, Ph.D., Boston IVF, 130 Second Avenue, Waltham, Massachu-
setts 02451 (E-mail: dsakkas@bostonivf.com). POORER-QUALITY SPERM
What is a poor-quality spermatozoon?
Fertility and Sterility Vol. 99, No. 4, March 15, 2013 0015-0282/$36.00
Copyright 2013 American Society for Reproductive Medicine, Published by Elsevier Inc.
In a normal human ejaculate there are
http://dx.doi.org/10.1016/j.fertnstert.2012.12.025 well over 40 million spermatozoa, but

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MALE INFERTILITY

when spermatogenesis is compromised a greater percentage fragmentation (8). These tests include TdT-mediated dUTP
of sperm in the ejaculate begin to show a range of abnormal- nick-end labeling (10), Comet (11), chromomycin A3
ities. These include membrane, mitochondrial, centriolar, (CMA3) (12), in situ nick translation (13, 14), DNA breakage
nuclear, and chromosomal anomalies. How can one select detectionuorescence in situ hybridization (15), sperm
spermatozoa to eliminate these anomalies? Given that the chromatin dispersion test (SCD) (16), and sperm chromatin
object is to isolate live spermatozoa, the approaches used structure assay (SCSA) (17, 18). A recent meta-analysis (19)
have been based on looking at morphology or a membrane concluded that sperm DNA damage is associated with a signif-
property. A major approach in the discovery of sperm bio- icantly increased risk of pregnancy loss after IVF and ICSI. The
chemical markers, independently from sperm concentration protocol of analysis may, however, prove to be more impor-
and motility in the semen, is based on the recognition that tant, because it was shown that the sperm DNA fragmentation
there are objective markers of sperm function that focus on values of the actual aliquots used for IVF insemination were
elements of spermatogenesis and spermiogenesis that are signicantly correlated with pregnancy outcome (20). This is
abnormal in the process of sperm development from sper- in sharp contrast to the results reported by Bungum et al.
matogonium to spermatozoa. The basis of this approach is (21), where no correlation was found between sperm DNA
that if an ejaculated spermatozoon has cleared spermatogen- fragmentation values in the samples used for IVF, as measured
esis with the correct morphology and/or membrane proper- by the SCSA test, and pregnancy outcome. Overall, some con-
ties, then it is most likely normal. Huszar et al. (7) have troversy still remains about the utility of these tests (22).
worked on this basis in rst identifying cytoplasmic retention It is important to note that in general, patients requiring
as an abnormal morphologic feature and nally progressing ICSI will present with higher levels of sperm DNA damage
through many years' work to develop the hyaluronic acid (Fig. 1). In techniques such as IVF or ICSI, where a lot of the
(HA)binding assay, which will be discussed subsequently. natural selection and sperm competition is bypassed, it be-
comes more important to remove or isolate DNA damaged
sperm for treatment. To date, no sperm test can directly gauge
DIFFERENT TYPES OF EJACULATED the degree of sperm DNA damage in a single sperm and isolate
SPERMATOZOA it, so we are forced to examine surrogate markers that may re-
When spermatozoa arrive in the ejaculate, they have progressed ect sperm DNA damage or other detrimental sperm qualities.
through spermatogenesis and traversed through the male
reproductive tract uids. The result can be a population of sper- SELECTING THE BEST SPERM
matozoa that is heterogeneous regarding quality. Major mech- The strategy to select the best sperm or to eliminate those that
anisms of inducing abnormalities in spermatozoa during either are abnormal from the population can be performed with the
the production and/or the transport of sperm cells can include: use of various approaches. The population of sperm as a whole
1) apoptosis or anomalies during the process of spermatogene- can be prepared or individual sperm can be isolated. The ap-
sis; 2) DNA strand breaks produced during the remodeling of proaches published to date reect the following strategies to
sperm chromatin during the process of spermiogenesis; 3) select or deselect sperm largely on the basis of morphology
post-testicular DNA fragmentation induced mainly by oxygen or membrane characteristics.
radicals during sperm transport through the seminiferous tu-
bules and the epididymis; 4) DNA fragmentation induced by
endogenous caspases and endonucleases; 5) DNA damage Morphologic Characteristics
induced by radio and chemotherapy; and 6) DNA damage in- The use of morphologic characteristics is familiar to embryol-
duced by environmental toxins (8). ogists, because they have routinely used morphology to select
Many of the diagnostic techniques available can assess embryos. Morphology has also been a key characteristic in
whether some of these abnormalities have occurred, but assessing spermatozoa during semen analysis. A recent rean-
they fail to proactively allow for the selection of spermatozoa alysis of semen parameters showed that men whose partners
before treatment. For example, one area of sperm structure had a time to pregnancy of %12 months had semen volume
that has generated increasing interest in sperm assessment 1.5 mL (range 1.41.7 mL), total sperm number 39 million
is that of the sperm nuclear DNA/chromatin structure. In per ejaculate (range 3346 million), sperm concentration 15
1980, Evenson et al. (9) published a manuscript in Science ti- million per mL (range 1216 million/mL), vitality 58% (range
tled Relation of mammalian sperm chromatin heterogeneity 55%63%), progressive motility 32% (range 31%34%); total
to fertility. Their study used ow cytometry measurements of (progressive nonprogressive) motility 40% (range 38%
heated sperm nuclei to reveal a signicant decrease in resis- 42%); morphologically normal forms 4.0% (range 3.0%
tance to in situ denaturation of spermatozoal DNA in samples 4.0%). Semen quality of the reference population was superior
from bulls, mice, and humans of low or questionable fertility to that of the men from the general population and normo-
compared with others of high fertility. They showed that there zoospermic men (23).
were changes in sperm chromatin conformation that were re- Although the World Health Organization and Kruger
lated to the diminished fertility. They then went on to suggest strict criteria have been used for many years in routine
that ow cytometry of heated sperm nuclei could provide sperm assessment, ICSI has been generally practiced by se-
a new and independent determinant of male fertility. lecting sperm at a cursory level by the technician. In 2001,
In addition to that original methodology, numerous tests Bartoov et al. (24) reported a high-magnication technique
have been developed for the analysis of sperm nuclear DNA for selecting normal spermatozoa before ICSI. The selection

1024 VOL. 99 NO. 4 / MARCH 15, 2013


Fertility and Sterility

a routine ICSI procedure at the same IVF center and ex-


FIGURE 1
hibited the same number of previous ICSI failures. The
matching study revealed that the pregnancy rate after mod-
ied ICSI was signicantly higher than that of the routine
ICSI procedure (66% vs. 30%). Antinori et al. (25) conducted
a prospective randomized study to assess the advantages of
intracytoplasmic morphologically selected sperm injection
(IMSI) over the conventional ICSI procedure in the treat-
ment of patients with severe oligoasthenoteratozoospermia.
IMSI was based on a preliminary motile sperm organellar
morphology examination under 6,600 high magnica-
tion. A total of 446 couples with at least two previous diag-
noses of severe oligoasthenoteratozoospermia, 3 years of
primary infertility, the woman aged %35 years, and an un-
detected female factor were randomized to IVF microinse-
mination treatments: ICSI (n 219; group 1) and IMSI (n
227; group 2). A comparison between the two different
techniques was made in terms of pregnancy, miscarriage,
and implantation rates. The data showed that IMSI resulted
in a higher clinical pregnancy rate (39.2% vs. 26.5%;
P .004) than ICSI when applied to severe male infertility
cases. Despite their initial poor reproductive prognosis, pa-
tients with two or more previous failed attempts beneted
the most from IMSI in terms of pregnancy (29.8% vs.
12.9%; P .017) and miscarriage (17.4% vs. 37.5%) rates.
A recent meta-analysis demonstrated no signicant
difference in fertilization rate between ICSI and IMSI groups
(26). However, signicantly improved implantation (odds
ratio [OR] 2.72, 95% condence interval [CI] 1.504.95)
and pregnancy (OR 3.12, 95% CI 1.556.26) rates were
observed in IMSI cycles. Moreover, the results showed a sig-
nicantly decreased miscarriage rate (OR 0.42, 95% CI
0.230.78) in IMSI cycles compared with ICSI cycles. The
meta-analysis concluded that IMSI not only signicantly
improves the percentage of top-quality embryos and im-
plantation and pregnancy rates, but also signicantly re-
duces miscarriage rates compared with ICSI. However,
a weakness of this meta-analysis was the variable study
characteristics (26). A recent prospective trial also con-
cluded that IMSI may improve IVF success rates in severe
male factor infertility patients (27).
The traits of the morphologically selected sperm have also
The proportion of 95 men with >20% (dark gray) and <20% (light been investigated and reviewed by Nadalini et al. (28), who
gray) of their spermatozoa being positive for sperm DNA damage concluded that morphologically selected sperm with normal
as assessed by the TdT-mediated dUTP nick-end labeling assay in nuclear shape appear to maintain sperm DNA integrity. Over-
relation to a sperm count of (A) <20 million/mL and (B) >20
million/mL. all, the use of IMSI appears to be promising (28). Some draw-
Sakkas. Selecting the best sperm for IVF and ICSI. Fertil Steril 2013. backs are present, however, particularly the belief that it is
a complicated technique that can not be routinely performed
and it can take a long time to identify the sperm under high
magnication. Finally, some recent data question the routine
of spermatozoa with normal nuclei was shown to improve use of IMSI. Montjean et al. (29) have reported that the acro-
the pregnancy rate with ICSI. They went on to verify this some reaction is correlated with a highly signicant decrease
technique by performing ICSI using morphologically in the presence of vacuoles without signicantly modifying
normal sperm, selected at >6,000 times magnication, in sperm nuclear condensation and morphology (Bartoov crite-
couples with repeated ICSI failures. Sixty-two couples, ria). Those authors concluded that sperm vacuoles are associ-
with at least two previous consecutive pregnancy failures ated with acrosomal and capacitation status and appear to be
after ICSI underwent a single ICSI trial preceded by mor- a reection of normal sperm physiology. An interesting aside
phologic selection of spermatozoa with normal nuclei. Fifty of this technique is also the possible skew in selection of X-
of these couples were matched with couples who underwent bearing sperm (30).

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Preparing a Whole Sperm Sample The origin of these sperm and why and how they either
A seemingly milder technique that prepares a sperm popula- avoid apoptosis or the reason they express apoptotic
tion has been reported by Aitken et al. (31). Briey, this sep- proteins remains to be investigated (44). Their presence has
aration system consists of a cassette where the semen is generated some interest in using the characteristic to isolate
introduced into one chamber, a current is applied, and within positive and negative expressing spermatozoa. One novel
seconds a puried suspension of spermatozoa is collected and promising technique is with the use of annexin V
from the adjacent chamber. The spermatozoa collected in conjugated microbeads. The use of magnetic-activated cell
the adjacent chamber all show good count, viability, motility, sorting has been shown to remove spermatozoa with phos-
and improvement in morphology and DNA integrity. Some phatidylserine externalization (marker of apoptosis) and to
pregnancies have been reported with the use of this system, produce a higher-quality nonapoptotic sperm fraction. A sim-
and a clinical trial showed that membrane-based electropho- ilar hypothesis could be used to remove sperm expressing
resis was as effective as density-gradient centrifugation in other apoptotic marker proteins, or sperm expressing different
preparing sperm for IVF and ICSI, although it had the added apoptotic marker proteins could be deselected sequentially.
benet of being signicantly faster (31). Optimized modica- Removal of these spermatozoa which failed to be excluded
tions have recently been described that indicated more by the apoptotic machinery or have an abnormal membrane
benets compared with conventional density-gradient centri- protein expression would theoretically benet sperm selec-
fugation technologies (32). tion. This technique is showing promise in some trials, but
Another technology that could aid in the preparation of it has yet to be tested in larger randomized trials (45, 46).
sperm populations is microuidics (33, 34). Microuidic
technology has been used in numerous biologic applications SELECTION OF SINGLE SPERMATOZOON FOR
for miniaturization and simplication of laboratory ICSI
techniques. Initial studies seeking to apply microuidic Microscope Based
technology to sperm preparation showed promising results.
They reported that the use of a microuidic device, designed Another microscope-based technology that is showing prom-
with two parallel laminar ow channels which preferentially ise is one that analyzes birefringence in the sperm head.
separate motile spermatozoa into a separate outlet, increased Gianaroli et al. (47) recently performed a prospective random-
sperm motility in a sample from 44% to 98% and morphology ization including 71 couples with severe male factor infertility
from 10% to 22% (33). This area is now progressing with and performed ICSI with the use of polarized light for sperm
numerous publications examining adaptations to microuidic selection, which permitted analysis of the pattern of birefrin-
chambers that will allow sperm selection (34). Similarly to gence in the sperm head, which putatively allows selection of
electrophoretic separation technology, the removal of acrosome-reacted spermatozoa. They found no effect on the
centrifugation has the potential to limit some of the fertilizing capacity and embryo development of selected
iatrogenic preparation problems described earlier. These sperm, but the implantation rate was higher in oocytes
technologies may also prove to be useful in isolating motile injected with reacted spermatozoa (39.0%) than in those
spermatozoa from oligozoospermic samples, even with high injected with nonreacted spermatozoa (8.6%). They concluded
amounts of nonmotile gamete and/or nongamete cell that spermatozoa that have undergone the acrosome reaction
contamination. Centrifugation and classic sperm preparation seem to be more prone to supporting the development of viable
techniques can not, however, be overlooked, because they ICSI embryos. It has also been show that a relationship exists
have been shown to limit the amount of abnormal sperm cells between DNA damage and sperm head birefringence (48).
in the nal sperm preparation (35, 36). Novel approaches that A novel methodology that could be adapted to a micro-
limit centrifugation will allow us to avoid the iatrogenic scope is based on the use of Raman spectroscopy (49, 50).
failures of IVF that could be associated with sperm This technique can noninvasively distinguish the DNA
preparation techniques (37). In addition, little effort has been packaging and protamine content between normal and
concentrated on improving sperm handling media so that abnormal cells (51). In one descriptive study, it was shown
antioxidants and other protectants could improve or maintain that the relative protein content per cell and DNA
the overall functional parameters of spermatozoa (38). packaging efciency are distributed over a relatively wide
range for sperm cells with both normal and abnormal
shapes (51). Their ndings indicate that single-cell Raman
Deselection of Apoptotic Spermatozoa spectroscopy could be a valuable tool in assessing the quality
In the early 1990s we revealed that some ejaculated sperm of sperm cells.
exhibit apoptotic marker proteins (39); the mechanisms be- Finally, a historically tried technique may also prove to be
hind this remain unknown. We are, however, well aware useful for selecting sperm under the microscope. Stanger et al.
that spermatozoa that exhibit apoptotic marker proteins on (52) recently reported that the hypo-osmotic swelling test
their membranes are most likely abnormal and more likely (HOST) can identify individual spermatozoa with minimal
to be associated with increased DNA damage, poor morphol- DNA fragmentation and concluded that its application may
ogy, cytoplasmic retention, and numerous other abnormal be a valuable tool in the routine identication and selection
traits. The presence of apoptotic proteins, such as Fas, phos- of viable DNA-intact individual spermatozoa for ICSI. Given
phatidylserine, Bcl-XL, p53, etc., in ejaculated sperm has that HOST has been used for identifying testicular- and
since been veried by many independent studies (4043). epididymal-recovered spermatozoa for many years, it may

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be a safe and easy technology that is ready to adopt. Bassiri improved in the HA-bound sperm group. The implantation
et al. (53) recently showed that HOST can be used to identify rate was increased from 10.3% in conventional ICSI to
spermatozoa with traits of apoptosis, abnormal head mor- 17.1% in the HA group. A clinical trial assessing the same
phology, nuclear immaturity, or membrane damage. technology by Worillow et al. (57) has also shown that clin-
ical pregnancy rates are improved when using HA-selected
Sperm Binding to Hyaluronic Acid sperm compared with conventional ICSI. Furthermore, HA
Another technique that uses the concept of selecting sperma- binding can be used as a diagnostic semen analysis platform
tozoa that have undergone normal spermatogenesis is the before treatment. In a recent study from a multicenter clin-
HA-binding assay. During human spermiogenesis, spermatids ical trial, Worillow et al. (57) have shown that when patients
experience alterations in the plasma membrane that involve with <65% binding efciency are prescreened and selected
the appearance of HA-binding sites. Human sperm that bind before ICSI, their success rates tend to be slightly improved
to HA exhibit attributes similar to that of zona pellucida with the use of this technology, particularly regarding preg-
bound sperm, including minimal DNA fragmentation, normal nancy loss. HA patients with a HA-binding score of %65%
shape, and low frequency of chromosomal aneuploidies (54). demonstrated an implantation rate of 37.4% compared with
In 2005, Jakab et al. (55) reported that selection of HA-bound 30.7% for control subjects [n 63 vs. 58; P>.05]. In addi-
spermatozoa signicantly decreased the percentage of sperm tion, they reported a clinical pregnancy rate in patients ran-
showing both apoptotic marker proteins and aneuploidies. It domized to the HA group of 50.8% compared with 37.9% for
was proposed that the clinical use of HA-bound sperm would those randomized to the control group (n 63 vs. 58;
improve overall ICSI results. P>.05). Most striking for the HA patients with a HA binding
A number of studies have now indicated that HA-bound score of %65%, a statistically signicant reduction in their
sperm selected for the ICSI procedure may lead to increased pregnancy loss rate to 3.3% was observed, versus 15.1% in
implantation rates. In one such study, Parmegiani et al. (56) control subjects [n 73 vs. 60; P .021]. In contrast, Tarozzi
showed that in 293 couples treated with HA-ICSI versus 86 et al. (58) reported that the application of HA was not useful
couples treated with conventional ICSI (historical control in the context of the limited use of oocytes under Italian
group), all outcome measures (fertilization, embryo quality, law, although their study has been contradicted by Parme-
and implantation and pregnancy rates) were the same or giani et al. (56). Interestingly, using two different types of

TABLE 1

Summary of techniques reported to improve selection of the various problems encountered in a sperm sample.
High DNA High
Sperm selection technique Normal Oligo Astheno Terato damage ROS Comment
Sperm population preparation
Swim-up Density-gradient preparation preferred over
Density gradient swim-up for isolating better sperm
Electrophoretic separation May not be as useful for severe oligozoospermia
Microuidics but reduces iatrogenic effects associated with
sperm centrifugation
Apoptotic deselection May not be as useful for severe oligozoospermia
Surgical sperm retrieval
Testicular/epididymal biopsy Has been shown to be effective in patients with
high DNA damage in ejaculated sperm and
previous failures
Individual sperm selection
HA binding Promising clinical results but not effective when
man has very low count and/or poor motility
Birefringence Limited clinical results
IMSI Promising clinical results and more effective for
men with very low count and/or poor motility;
can be time consuming
HOST Effective for men with very low count and/or poor
or no motility; technique successfully used
historically for testicular biopsy patients
Experimental procedures
RNA-based selection Not yet proven clinically
Membrane peptides
Proteomic analysis
Raman
Note: Spermatogenesis can lead to the production of an ejaculate with normal count, motility, and morphology or with decreased count (oligo), poor motility (astheno) and poor morphology
(terato). In addition, spermatozoa with high levels of nuclear DNA damage and damage from ROS can be present. These sperm can be eliminated from a sperm preparation with the use of tech-
niques that are designed to eliminate them from the nal preparation, or they can be individually selected before ICSI. Based on the current literature (see text), the most effective techniques for
optimizing sperm selection in patients would be to perform an electrophoretic apoptotic sperm deselection or microuidic preparation followed by individual sperm selection for ICSI with the use of
high magnication (IMSI) or by selecting sperm whose membranes possess the hyaluronan receptor (HA binding). Men with very low sperm counts and/or very poor or no motility can be treated
directly with the use of IMSI or HOST. HA hyaluronic acid; HOST hypo-osmotic swelling test; IMSI intracytoplasmic morphologically selected sperm injection; ROS reactive oxygen species;
moderately effective; most effective.
Sakkas. Selecting the best sperm for IVF and ICSI. Fertil Steril 2013.

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