You are on page 1of 43

5DGLR#$FFHVV#1HWZRUN#$UFKLWHFWXUH

:LGHEDQG#&'0$#V\VWHPV

$WWH#/lQVLVDOPL
5HVHDUFK#0DQDJHU
1RNLD#5HVHDUFK#&HQWHU

4########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
$UFKLWHFWXUH#DQG#1RGHV

5########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
875$1#DQG#6\VWHP#$UFKLWHFWXUH

8X ,X
1RGH#% ,X0&6
51& 06&2 *06& &6#H[W
9/5
86,0 1RGH#%
516 ,X036
+/5
&X ,XE ,XU 6*61

0( 1RGH#% ,X0%& **61 36#H[W


51& &%&
8( 1RGH#%
516 &1
875$1

6########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
875$1#'HILQLWLRQV#*HQHUDO
:&'0$#UDGLR#LV#WKH#PDLQ#GLIIHUHQFH#LQ#6UG#JHQHUDWLRQ#875$1
FRPSDUHG#WR#*60#%66
875$1#DUFKLWHFWXUH#GHYHORSPHQW#ZDV#PDLQO\#EDVHG#RQ
IDPLOLDU#SULQFLSOHV#DQG#FRQFHSWV#IURP#*60
1R#QHHG#IRU#FRQFHSWXDOO\#QHZ#QHWZRUN#HQWLWLHV

7KH#HQWLWLHV#LQ#875$1#DUH=#5DGLR#1HWZRUN#&RQWUROOHU#+51&,#DQG
%DVH#6WDWLRQ#+%6,
1RWH#WKDW#VWDQGDUGV#XVH#WHUPLQRORJ\#1RGH#%#IRU#%DVH#6WDWLRQ

$W#D#KLJK#OHYHO#WKHLU#IXQFWLRQDOLW\#LV#VLPLODU#WR#*60#%6&#DQG#%76
UHVSHFWLYHO\
1HZ#UHIHUHQFH#SRLQW#,XU#LV#DGGHG#EHWZHHQ#51&V#IRU#PDFUR
GLYHUVLW\#VRIW#+2
51&#KDV#%JHQHUDO#SXUSRVH%#,X#LQWHUIDFH#WR#FRQQHFW#WR#&1

7########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
875$1#%DVLF#&RQFHSWV
875$1#FRQVLVWV#RI#D#VHW#RI#5DGLR#1HWZRUN
6XEV\VWHPV#FRQQHFWHG#WR#WKH#&1#WKURXJK 1RGH#% 51&
,X1 1RGH#%
516
516#FRQVLVWV#RI#D#5DGLR#1HWZRUN
,XE ,XU
&RQWUROOHU#DQG#RQH#RU#PRUH#1RGH#%V1#$
1RGH#%#LV#FRQQHFWHG#WR#WKH#51&#WKURXJK 1RGH#%
,XE#LQWHUIDFH1 51& &1
1RGH#%
$#1RGH#%#FDQ#VXSSRUW#)''#PRGH/#7'' 516
,X
PRGH#RU#GXDO0PRGH#RSHUDWLRQ1 875$1

51&#LV#UHVSRQVLEOH#IRU#WKH#+DQGRYHU#GHFLVLRQV#WKDW#UHTXLUH#VLJQDOOLQJ#WR#WKH
8(1
51&#FRPSULVHV#D#FRPELQLQJ2VSOLWWLQJ#IXQFWLRQ#WR#VXSSRUW#PDFUR#GLYHUVLW\
EHWZHHQ#GLIIHUHQW#1RGH#%1
1RGH#%#VXSSRUWLQJ#WKH#)''#PRGH#FDQ#FRPSULVH#DQ#RSWLRQDO
FRPELQLQJ2VSOLWWLQJ#IXQFWLRQ#WR#VXSSRUW#PDFUR#GLYHUVLW\#LQVLGH#D#1RGH#%1
,QVLGH#WKH#875$1/#WKH#51&V#FDQ#EH#LQWHUFRQQHFWHG#WRJHWKHU#WKURXJK#WKH#,XU1#,X
DQG#,XU#DUH#ORJLFDO#LQWHUIDFHV1#,XU#FDQ#EH#FRQYH\HG#RYHU#SK\VLFDO#GLUHFW
FRQQHFWLRQ#EHWZHHQ#51&V#RU#YLD#DQ\#VXLWDEOH#WUDQVSRUW#QHWZRUN1
8########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
+LHUDUFKLFDO#875$1#$UFKLWHFWXUH
&1 &1

,X ,X ,X ,X
,XU
,XU ,XU ,XU
51& 51& 51& 51&
,XE ,XE ,XE ,XE

1RGH#% 1RGH#% 1RGH#% 1RGH#% 1RGH#% 1RGH#% 1RGH#% 1RGH#% 1RGH#% 1RGH#% 1RGH#% 1RGH#%

2QH#KLJKHU#OD\HU#HQWLW\#FRQWUROV#VHYHUDO#ORZHU#OD\HU#HQWLWLHV
/RZHU#OD\HU#HQWLW\#KDV#RQO\#RQH#PDVWHU/#LW#FDQ#EH#FRQQHFWHG#WR
RQO\#RQH#KLJKHU#OD\HU#HQWLW\#RI#WKH#W\SH#+51&#DQG#GLIIHUHQW#&1
GRPDLQV,
9########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
51&#5ROHV
&RQFHUQLQJ#RQH#FRQQHFWLRQ#EHWZHHQ#875$1#DQG#RQH#8(#/#WKH
IROORZLQJ#UROHV#RI#51&V#H[LVW=
6HUYLQJ#51&#WKDW#FRQWUROV#WKH#FRQQHFWLRQV#WR#D#8(
'ULIW#51&#WKDW#OHQGV#LWV#UHVRXUFHV#IRU#WKH#6HUYLQJ#51&#IRU#D
SDUWLFXODU#8(
(DFK#51&#DOVR#KDV#WKH#&RQWUROOLQJ#51&#UROH#WRZDUGV#LWV#1RGH#%V

&1 &1

6HUYLQJ 'ULIW 6HUYLQJ 'ULIW


'ULIW
51& &RQWUROOLQJ &RQWUROOLQJ &RQWUROOLQJ &RQWUROOLQJ

1RGH#%

:########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
*HQHUDO#3URWRFRO#3ULQFLSOHV#LQ#875$1

;########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
$FFHVV#6WUDWXP#DQG#1RQ0$FFHVV#6WUDWXP
&&/#60/#00/ &&/#60/#00/
*00#+F0SODQH,> 1RQ0$FFHVV#6WUDWXP *00#+F0SODQH,>
%FDOO%#+X0SODQH,1+6, %FDOO%#+X0SODQH,1+6,

5DGLR 5DGLR ,X ,X
SURWRFROV SURWRFROV SURWRFROV SURWRFROV
+4, +4, +5, +5,

$FFHVV#6WUDWXP

8( 5DGLR 875$1 ,X ###&1


+8X,

&RPPXQLFDWLRQ#EHWZHHQ#8(#DQG#&1#LV#LQ#1RQ0$FFHVV#6WUDWXP
$FFHVV#6WUDWXP#SURYLGHV#VHUYLFHV#IRU#1RQ#$FFHVV#6WUDWXP
875$1#LV#LQ#WKH#$FFHVV#6WUDWXP
,X#LV#LQ#WKH#$FFHVV#6WUDWXP
<########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
*HQHUDO#3URWRFRO#0RGHO#IRU#875$1
7HUUHVWULDO#,QWHUIDFHV
5DGLR &RQWURO#3ODQH 8VHU#3ODQH
1HWZRUN
/D\HU $SSOLFDWLRQ 'DWD
3URWRFRO 6WUHDP+V,

7UDQVSRUW 7UDQVSRUW 1HWZRUN 7UDQVSRUW#1HWZRUN 7UDQVSRUW 1HWZRUN


1HWZRUN 8VHU 3ODQH &RQWURO#3ODQH 8VHU 3ODQH
/D\HU
$/&$3+V,

6LJQDOOLQJ 6LJQDOOLQJ 'DWD


%HDUHU+V, %HDUHU+V, %HDUHU+V,

3K\VLFDO#/D\HU

7KH#OD\HUV#DQG#SODQHV#DUH#ORJLFDOO\#LQGHSHQGHQW#RI#HDFK#RWKHU
,I#QHHGHG/#7UDQVSRUW#1HWZRUN#PD\#EH#FKDQJHG#LQ#WKH#IXWXUH#E\
GHFLVLRQV#LQ#WKH#VWDQGDUGLVDWLRQ1
43########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
(OHPHQWDU\#3URFHGXUHV#+(3,
7KUHH#FODVVHV=
&ODVV#4=#UHTXHVW#DQG#UHVSRQVH#+IDLOXUH#RU#VXFFHVV,
&ODVV#5=#UHTXHVW#ZLWKRXW#UHVSRQVH
&ODVV#6=#UHTXHVW#DQG#SRVVLELOLW\#IRU#PDQ\#UHVSRQVHV

,QGHSHQGHQW#RI#HDFK#RWKHU#+LQWHUDFWLRQV#VSHFLILHG#LQ#VSHFLDO
FDVHV,
6XFFHVVIXO#DQG#8QVXFFHVVIXO#+LI#DSSOLFDEOH,#RSHUDWLRQ#DV#ZHOO#DV
$EQRUPDO#&RQGLWLRQV#+LI#DSSOLFDEOH,#VSHFLILHG#IRU#HDFK#(3
(OHPHQWDU\#3URFHGXUHV#DUH#VSHFLILHG#LQ#WKH#LQWHUIDFH
VSHFLILFDWLRQV#+VWDJH#6#VSHFLILFDWLRQV,
8VLQJ#VHYHUDO#(3V#WRJHWKHU#LV#VSHFLILHG#LQ#VWDJH#5#VLJQDOOLQJ
IORZ#VSHFLILFDWLRQV

44########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
&OLHQW#0#6HUYHU#PRGHO

%HKDYLRXU#RI#&OLHQW#XQVSHFLILHG#+RQO\#XVDJH#RI#RSWLRQDO#,(V
VSHFLILHG,
%HKDYLRXU#RI#6HUYHU#VSHFLILHG#FOHDUO\#DQG#WKRURXJKO\

5HTXHVW
&OLHQW 6HUYHU
QR#TXHVWLRQV#ZK\ GHWDLOHG#VHUYLFH

45########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
%DFNZDUGV#DQG#)RUZDUGV#&RPSDWLELOLW\
6R#FDOOHG#%&RPSUHKHQVLRQ#5HTXLUHG%#SULQFLSOH#DSSOLHG
1R#YHUVLRQ#QXPEHU#LQ#PHVVDJHV
3URFHGXUHV#DQG#PDLQ#,(V#KDYH#%H[SOLFLW#,'%#DQG#%&ULWLFDOLW\%
LQGLFDWLQJ#ZKDW#LV#UHTXHVWHG#IURP#WKH#UHFHLYHU#LI#QRW#XQGHUVWRRG
7KH#VWUXFWXUH#IRU#,'#DQG#FULWLFDOLW\#FDQ#DOZD\V#EH#GHFRGHG/#L1H1#WKDW
VWUXFWXUH#LV#QHYHU#FKDQJHG
$OORZV#,(V#IURP#GLIIHUHQW#VWDQGDUG#YHUVLRQV#LQ#RQH#PHVVDJH
5HTXLUHV#KDQGOLQJ#RI#LQIRUPDWLRQ#DERYH#WKH#$6114#HQ2GHFRGLQJ
5$1$3#3'8

W\SH#RI SURFHGXUH SURFHGXUH #,G/#FULWLFDOLW\/#YDOXH


PHVVDJH FRGH 5$1$3#PHVVDJH#YDOXH #,G/#FULWLFDOLW\/#YDOXH
FULWLFDOLW\ 1#1#1

46########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,X#,QWHUIDFH

47########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,X#,QWHUIDFH#&RQFHSW

8X ,X
1RGH#% ,X0&6 $FFHVV#1RGH
51& 06&2 IRU#&60GRPDLQ
9/5
86,0 1RGH#%
516 ,X036
$FFHVV#1RGH
&X ,XE ,XU 6*61 IRU#360GRPDLQ

0( 1RGH#% ,X0%&

51& $FFHVV#1RGH
&%&
8( IRU#%&0GRPDLQ
1RGH#%
516 &1
875$1

48########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,X#)XQFWLRQDO#6SOLW#3ULQFLSOHV
$OO#5DGLR#5HODWHG#PDWWHUV#LQ#5DGLR#1HWZRUN#DQG#DOO#6HUYLFH
5HODWHG#PDWWHUV#LQ#&1
0RVW#)XQFWLRQV#LQ#,X#LQFOXGH#ERWK#DVSHFWV
6SOLW#UHVSRQVLELOLW\
875$1#SURYLGHV#6HUYLFHV#WR#WKH#&1

8VXDO#FDVH=#&1#%FRQWUROV%#DQG#875$1#%SURYLGHV%

49########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,X#&6#3URWRFRO#6WUXFWXUH
5DGLR &RQWURO#3ODQH 8VHU#3ODQH
1HWZRUN
,X#8VHU#3ODQH
/D\HU 5$1$3 3URWRFRO

7UDQVSRUW 7UDQVSRUW 1HWZRUN 7UDQVSRUW#1HWZRUN 7UDQVSRUW 1HWZRUN


8VHU 3ODQH &RQWURO#3ODQH 8VHU 3ODQH
1HWZRUN
/D\HU 41596314

6&&3 41548314
0736E 0736E
66&)011, 66&)011,
66&23 66&23
$$/8 $$/8 $$/5

$70

3K\VLFDO#/D\HU

4:########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,X#36#3URWRFRO#6WUXFWXUH
5DGLR &RQWURO#3ODQH 8VHU#3ODQH
1HWZRUN
,X#8VHU#3ODQH
/D\HU 5$1$3 3URWRFRO

7UDQVSRUW 7UDQVSRUW 1HWZRUN 7UDQVSRUW#1HWZRUN 7UDQVSRUW 1HWZRUN


1HWZRUN 8VHU 3ODQH &RQWURO#3ODQH 8VHU 3ODQH
/D\HU

6&&3
07360% 068$ *7308
66&)011, 6&73 1RWKLQJ#$ 8'3
66&23 ,3 ,3
$$/8 $$/8

$70 $70

3K\VLFDO#/D\HU 3K\VLFDO#/D\HU

4;########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
5$1$3#)XQFWLRQV#425
5DGLR#$FFHVV#%HDUHU#+8(#0#&1#EHDUHU,#KDQGOLQJ#+FRPELQHG#SURFHGXUH,>
5$%#6HW0XS#+,QFOXGLQJ#4XHXLQJ,
5$%#0RGLILFDWLRQ
&OHDULQJ#5$%#+,QFOXGLQJ#5$1#LQLWLDWHG#FDVH,

,X#5HOHDVH>#5HOHDVHV#DOO#,X#UHVRXUFHV#+6LJQDOLQJ#OLQN#DQG#803ODQH,#UHODWHG#WR#WKH
VSHFLILHG#8(1#$OVR#LQFOXGHV#5$1#LQLWLDWHG#FDVH1
5HORFDWLRQ>#+DQGOLQJ#ERWK#6516#5HORFDWLRQ#+8(#DOUHDG\#LQ#WDUJHW#51&#ZLWK
,XU,#DQG#+DUG#+DQGRYHU#+VLPXOWDQHRXV#VZLWFK#RI#5DGLR#DQG#,X,1#,QFOXGHV#/RVV0
OHVV#UHORFDWLRQ#DQG#,QWHU#V\VWHP##+DQGRYHU
3DJLQJ=#&1#WR#SDJH#DQ#LGOH#8(#IRU#D#WHUPLQDWLQJ#FDOO2FRQQHFWLRQ
&RPPRQ#,'=#8(#1$6#,G#VHQW#WR#51&#IRU#SDJLQJ#FR0RUGLQDWLRQ
7UDFH#,QYRFDWLRQ=#&1#PD\#UHTXHVW#875$1#WR#VWDUW2VWRS#WUDFLQJ#D#VSHFLILF#8(
6HFXULW\#0RGH#&RQWURO>#&RQWUROV#&LSKHULQJ#DQG#,QWHJULW\#&KHFNLQJ1

4<########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
5$1$3#)XQFWLRQV#525
/RFDWLRQ#5HSRUWLQJ>#5HTXHVWLQJ#+&1,#DQG#UHSRUWLQJ#+51&,#8(#ORFDWLRQ
'DWD#9ROXPH#5HSRUWLQJ>##5HTXHVWLQJ#+&1,#DQG#UHSRUWLQJ#+51&,#8QVXFFHVVIXOO\
WUDQVPLWWHG#'/#GDWD
,QLWLDO#8(#0HVVDJH=#&DUULHV#WKH#ILUVW#1$6#PHVVDJH#WR#WKH#&1#DQG#VHWV#XS#WKH#,X
VLJQDOOLQJ#FRQQHFWLRQ1
'LUHFW#7UDQVIHU=#&DUULHV#1$6#VLJQDOOLQJ#LQIRUPDWLRQ#RYHU#,X1#&RQWHQW#QRW#875$1
LQWHUSUHWHG#E\#875$1
&1#,QIRUPDWLRQ#%URDGFDVW>#7KLV#SURFHGXUH#DOORZV#WKH#&1#WR#VHW#&1#+1$6,#UHODWHG
V\VWHP#LQIRUPDWLRQ#WR#EH#EURDGFDVW#WR#DOO#XVHUV1#:,//#%(#'(/(7('#IURP#5<<$
2YHUORDG>#8VHG#IRU#IORZ#FRQWURO#+WR#UHGXFH#IORZ,#RYHU#WKH#,X#LQWHUIDFH#H1J1#GXH
WR#SURFHVVRU#RYHUORDG#DW#&1#RU#875$1
5HVHW>#,W#LV#XVHG#WR#UHVHW#WKH#&1#RU#WKH#875$1#VLGH#RI#,X#LQWHUIDFH#LQ#HUURU
VLWXDWLRQV1#,QFOXGHV#DOVR#UHVHWWLQJ#6LJQDOOLQJ#&RQQHFWLRQ
(UURU#,QGLFDWLRQ>#8VHG#IRU#SURWRFRO#HUURUV#ZKHUH#QR#RWKHU#HUURU#DSSOLHV
53########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,X#,QWHUIDFH#)XQFWLRQDO#([DPSOH

54########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
&RQQHFWLRQV#LQ#6HUYLQJ#51&#5HORFDWLRQ

06&29/5
06&29/5
06& 9/ 5
06& 9/ 5

6RXUFH 7DUJHW
6HUYLQJ 'ULIW 6HUYLQJ
51& 51& 51& 51&

& &
9/ 5
9/ 5 & 9/ 5 & 9/ 5

%76 %76 %76 %76

6HUYLQJ#51&#5HORFDWLRQ#WULJJHUHG 5HVXOWLQJ#&RQQHFWLRQ

55########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
5HORFDWLRQ/#8(#1RW#,QYROYHG
8( 6RXUFH#51& &1#1RGH 7DUJHW#51&

5HORFDWLRQ#'HFLVLRQ
41#5HORFDWLRQ#5HTXLUHG
51#5HORFDWLRQ#5HTXHVW

81#6WDUW#'DWD 61#5HORFDWLRQ#5HTXHVW#$FNQRZOHGJH
)RUZDUGLQJ 71#5HORFDWLRQ#&RPPDQG

81#516$3#5HORFDWLRQ#&RPPLW

91#5HORFDWLRQ#'HWHFW
91#55&#3URFHGXUHV#+517,#5H0DOORFDWLRQ#FRPSOHWH,

:1#5HORFDWLRQ#&RPSOHWH

;1#,X#5HOHDVH#&RPPDQG

<1#,X#5HOHDVH#&RPSOHWH

56########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
5HORFDWLRQ/#8(#,QYROYHG
8( 6RXUFH#51& &1#1RGH 7DUJHW#51&

5HORFDWLRQ#'HFLVLRQ
41#5HORFDWLRQ#5HTXLUHG
81#6WDUW#'DWD 51#5HORFDWLRQ#5HTXHVW
)RUZDUGLQJ
61#5HORFDWLRQ#5HTXHVW#$FNQRZOHGJH
71#5HORFDWLRQ#&RPPDQG
81#55&=#%+DQGRYHU#&RPPDQG%
81#)RUZDUG#6516#&RQWH[W 91#)RUZDUG#6516#&RQWH[W
:1#%+DQGRYHU#$FFHVV%

;1#5HORFDWLRQ#'HWHFW
;1#55&#SURFHGXUHV

<1#5HORFDWLRQ#&RPSOHWH
431#,X#5HOHDVH#&RPPDQG

441#,X#5HOHDVH#&RPSOHWH

57########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,X#%&#3URWRFRO#6WUXFWXUH
5DGLR 6HUYLFH#$UHD
1HWZRUN %URDGFDVW#3ODQH
/D\HU
6$%3

7UDQVSRUW 7UDQVSRUW 1HWZRUN


1HWZRUN 8VHU 3ODQH
/D\HU

7&3

,3

$$/8

$70

3K\VLFDO#/D\HU

58########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
6$%3#)XQFWLRQV
0HVVDJH#+DQGOLQJ1#7KLV#IXQFWLRQ#LV#UHVSRQVLEOH#IRU#WKH#EURDGFDVW
RI#QHZ#PHVVDJHV/#UHSODFLQJ#H[LVWLQJ#EURDGFDVWHG#PHVVDJHV#DQG#WR
VWRS#WKH#EURDGFDVWLQJ#RI#VSHFLILF#PHVVDJHV1#$OVR#PHVVDJH#VWDWXV
LQTXLU\#LV#LQFOXGHG1
/RDG# +DQGOLQJ1# 7KLV# IXQFWLRQ# LV# UHVSRQVLEOH# IRU# GHWHUPLQLQJ# WKH
ORDGLQJ#RI#WKH#EURDGFDVW#FKDQQHOV#DW#DQ\#SDUWLFXODU#SRLQW#LQ#WLPH1
5HVHW1#7KLV#IXQFWLRQ#SHUPLWV#WKH#&%&#WR#HQG#EURDGFDVWLQJ#LQ#RQH
RU#PRUH#6HUYLFH#$UHDV1#$OVR#5HVWDUW#LQGLFDWLRQ#LV#LQFOXGHG1
(UURU#DQG#)DLOXUH#+DQGOLQJ1#7KLV#IXQFWLRQ#DOORZV#WKH#UHSRUWLQJ#RI
JHQHUDO#DQG#IXQFWLRQ#VSHFLILF#HUURU#VLWXDWLRQV1

59########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,X#)UDPH#+DQGOLQJ#3URWRFRO

5:########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
0RGHV#RI#2SHUDWLRQ
7UDQVSDUHQW#0RGH
)RU#5$%V#UHTXLULQJ#QR#VSHFLDO#KDQGOLQJ#IURP#,X
2QO\#WUDQVSRUW#RI#WKH#XVHU#GDWD#ZLWKRXW#IUDPLQJ

8VDJH#([DPSOH=#*73#3'8V#+36#GRPDLQ,
6XSSRUW#0RGH#IRU#SUHGHILQHG#6'8#VL]H
3URYLGHV#VSHFLDO#VHUYLFHV#IRU#KDQGOLQJ#5$%V
8VHV#IUDPLQJ#RI#XVHU#GDWD
6#3'8#7\SHV=
FRQWURO#GDWD#+3'8#7\SH#47,
XVHU#GDWD#ZLWK#HUURU#GHWHFWLRQ#VFKHPH#+3'8#7\SH#3,/
XVHU#GDWD#ZLWKRXW#HUURU#GHWHFWLRQ#VFKHPH#+3'8#7\SH#4,

8VDJH#([DPSOH=#$05#VSHHFK#3'8V#+&6#GRPDLQ,

5;########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
6XSSRUW#0RGH#&RQWURO#)XQFWLRQV
,QLWLDOLVDWLRQ
7UDQVIHU#RI#8VHU#'DWD
7UDQVIHU#RI#8VHU#'DWD#3'8#PD\#LQFOXGH#)UDPH#4XDOLW\
&ODVVLILFDWLRQ
5DWH#&RQWURO
7LPH#$OLJQPHQW
+DQGOLQJ#RI#(UURU#(YHQW

5<########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,XU#,QWHUIDFH

63########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
)XQFWLRQDO#0RGXOHV#+426,
6XSSRUW#EDVLF#LQWHU#51&#PRELOLW\
$OORZV#LQWHU#51&#85$#XSGDWH#DQG $OORZV#WKH#,QWHU#51&#FHOO#XSGDWH
SDJLQJ#LQ#PXOWLSOH#51&V#+8VHU#LQ .#651&#UHORFDWLRQ#+8VHU#LQ#55&
55&#85$B3&+#+RU#&(//B3&+, &(//B)$&+#VWDWH,1
VWDWH,1
&1 &1

651&#5HORFDWLRQ

7DUJHW#
6051& ##51& 6051& 51&

85$
%6 %6 %6 %6 %6
SDJLQJ SDJLQJ

06 06 &HOO#8SGDWH
85$#8SGDWH

2QO\#VLJQDOOLQJ/#QR#XVHU#GDWD
1RWH=#,XU#LQWHUIDFH#GRHV#QRW#QHHG#WR#EH#LQYROYHG#LQ#,QWHU#51&#KDUG
KDQGRYHU

64########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
)XQFWLRQDO#0RGXOHV#+526,
6XSSRUW#GHGLFDWHG#FKDQQHO#WUDIILF#EHWZHHQ#WZR#51&V
$OORZV#LQWHU#51&#VRIW#KDQGRYHU $OORZV#DQFKRULQJ#651&#ZKHQ#WKH
8VHU#LV#LQ#GHGLFDWHG#FKDQQHO#VWDWH
&1 &1

'051&
6051&# '051& 6051& .#0'&
.#0'&

%6 %6 %6 %6

06
06

6XSSRUW#XVHU#GDWD#WUDQVIHU#ZLWK#GHGLFDWHG#FRQQHFWLRQ
6XSSRUW#RI#GRZQOLQN#VKDUHG#WUDQVSRUW#FKDQQHO#+'6&+,

65########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
)XQFWLRQDO#0RGXOHV#+626,
6XSSRUW#FRPPRQ#FKDQQHO#WUDIILF#EHWZHHQ#WZR#51&V

$OORZV#DQFKRULQJ#RI#651&#DOVR#ZKHQ
&1
8(#LV#LQ#FRPPRQ#FKDQQHO
+5$&+2)$&+,#VWDWH
6XSSRUW#XVHU#GDWD#WUDQVIHU#ZLWK 6051&# '051&
FRPPRQ#WUDQVSRUW#FRQQHFWLRQ
%HQHILWV#XQFOHDU#IRU#EHVW#HIIRUW#WUDIILF %6
+UHGXFHG#VLJQDOOLQJ#ORDG#LQ#&1/#EXW
LQFUHDVHG#FRPSOH[LW\#LQ#875$1#DQG 06
OHVV#HIILFLHQW#XVH#RI#UDGLR#UHVRXUFH,1

$OVR#IRXUWK#PRGXOH#*OREDO/#ZLWK#(UURU#,QGLFDWLRQ#IXQFWLRQDOLW\
H[LVWV
66########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,XU#SURWRFRO#VWUXFWXUH
5DGLR &RQWURO#3ODQH 8VHU#3ODQH
1HWZRUN
/D\HU
'&+ &&+
516$3 )3 )3

7UDQVSRUW 7UDQVSRUW 1HWZRUN 7UDQVSRUW#1HWZRUN 7UDQVSRUW 1HWZRUN


1HWZRUN 8VHU 3ODQH &RQWURO#3ODQH 8VHU 3ODQH
/D\HU
41596314

6&&3 41548314

07360% 068$ 07360% 068$

66&)011, 6&73 66&)011, 6&73

66&23 ,3 66&23 ,3

$$/8 $$/8 $$/5

$70

3K\VLFDO#/D\HU

67########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
516$3#)XQFWLRQV#425
5DGLR#/LQN#0DQDJHPHQW1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR#PDQDJH#UDGLR#OLQNV
XVLQJ#GHGLFDWHG#UHVRXUFHV#LQ#D#'5161

3K\VLFDO#&KDQQHO#5HFRQILJXUDWLRQ1#7KLV#IXQFWLRQ#DOORZV#WKH#'51&#WR#UHDOORFDWH
WKH#SK\VLFDO#FKDQQHO#UHVRXUFHV#IRU#D#5DGLR#/LQN1

5DGLR#/LQN#6XSHUYLVLRQ1#7KLV#IXQFWLRQ#DOORZV#WKH#'51&#WR#UHSRUW#IDLOXUHV#DQG
UHVWRUDWLRQV#RI#D#5DGLR#/LQN1

&RPSUHVVHG#0RGH#&RQWURO#>)''@1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR#FRQWURO#WKH
XVDJH#RI#FRPSUHVVHG#PRGH#ZLWKLQ#D#'516

0HDVXUHPHQWV#RQ#'HGLFDWHG#5HVRXUFHV1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR
LQLWLDWH#PHDVXUHPHQWV#RQ#GHGLFDWHG#UHVRXUFHV#LQ#WKH#'5161#7KH#IXQFWLRQ#DOVR
DOORZV#WKH#'51&#WR#UHSRUW#WKH#UHVXOW#RI#WKH#PHDVXUHPHQWV1

'/#3RZHU#'ULIWLQJ#&RUUHFWLRQ#>)''@1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR#DGMXVW
WKH#'/#SRZHU#OHYHO#RI#RQH#RU#PRUH#5DGLR#/LQNV#LQ#RUGHU#WR#DYRLG#'/#SRZHU
GULIWLQJ#EHWZHHQ#WKH#5DGLR#/LQNV1

68########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
516$3#)XQFWLRQV#525
&&&+#6LJQDOOLQJ#7UDQVIHU1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#DQG#'51&#WR#SDVV
LQIRUPDWLRQ#EHWZHHQ#WKH#8(#DQG#WKH#651&#RQ#D#&&&+#FRQWUROOHG#E\#WKH#'5161

3DJLQJ1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR#SDJH#D#8(#LQ#D#85$#RU#D#FHOO#LQ#WKH
'5161

&RPPRQ#7UDQVSRUW#&KDQQHO#5HVRXUFHV#0DQDJHPHQW1#7KLV#IXQFWLRQ#DOORZV#WKH
651&#WR#XWLOLVH#&RPPRQ#7UDQVSRUW#&KDQQHO#5HVRXUFHV#ZLWKLQ#WKH#'516
+H[FOXGLQJ#'6&+#UHVRXUFHV#IRU#)'',1

5HORFDWLRQ#([HFXWLRQ1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR#ILQDOLVH#D#5HORFDWLRQ
SUHYLRXVO\#SUHSDUHG#YLD#RWKHU#LQWHUIDFHV1

5HSRUWLQJ#JHQHUDO#HUURU#VLWXDWLRQV1#7KLV#IXQFWLRQ#DOORZV#UHSRUWLQJ#RI#JHQHUDO
HUURU#VLWXDWLRQV/#IRU#ZKLFK#IXQFWLRQ#VSHFLILF#HUURU#PHVVDJHV#KDYH#QRW#EHHQ
GHILQHG1

69########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,XE#,QWHUIDFH

6:########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
/RJLFDO#0RGHO#RI#1RGH#%#LQ#)''
111 111

&RQWUROOLQJ#51&

,XE ,XE ,XE ,XE ,XE


1RGH#% ,XE ,XE ,XE ,XE
3&+ &RPPXQLFDWLRQ &RPPXQLFDWLRQ
&RQWURO 5$&+ )$&+ '6&+ 7''#86&+ '&+ '6&+ 7''#86&+ '&+
'DWD &RQWURO &RQWURO
3RUW 'DWD 'DWD 'DWD 'DWD 'DWD 'DWD 'DWD 'DWD
SRUW 3RUW 3RUW
SRUW SRUW SRUW SRUW SRUW SRUW SRUW SRUW

7UDIILF#WHUPLQDWLRQ#SRLQW 7UDIILF#WHUPLQDWLRQ#SRLQW

&RPPRQ#7UDQVSRUW#&KDQQHOV/ 1RGH#% 1RGH#%#&RPPXQLFDWLRQ#&RQWH[WV/


ZLWK#DWWULEXWHV ZLWK#DWWULEXWHV

111
&HOO &HOO &HOO &HOO &HOO &HOO

6;########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,XE#3URWRFRO#6WUXFWXUH
5DGLR &RQWURO#3ODQH 8VHU#3ODQH
1HWZRUN

3&+#)3
5$&+#)3
)$&+#)3

'6&+#)3
86&+#)3
'&+#)3
/D\HU
1%$3

7UDQVSRUW 7UDQVSRUW 1HWZRUN 7UDQVSRUW#1HWZRUN 7UDQVSRUW 1HWZRUN


1HWZRUN 8VHU 3ODQH &RQWURO#3ODQH 8VHU 3ODQH
/D\HU

41596314

41548315

66&)081, 66&)081,

66&23 66&23

$$/8 $$/8 $$/5

$70

3K\VLFDO#/D\HU

6<########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
1%$3#)XQFWLRQV#425
&HOO#&RQILJXUDWLRQ#0DQDJHPHQW1#7KLV#IXQFWLRQ#JLYHV#WKH#&51&#WKH#SRVVLELOLW\
WR#PDQDJH#WKH#FHOO#FRQILJXUDWLRQ#LQIRUPDWLRQ#LQ#D#1RGH#%1
&RPPRQ# 7UDQVSRUW# &KDQQHO# 0DQDJHPHQW1# 7KLV# IXQFWLRQ# JLYHV# WKH# &51&# WKH
SRVVLELOLW\#WR#PDQDJH#WKH#FRQILJXUDWLRQ#RI#&RPPRQ#7UDQVSRUW#&KDQQHOV##LQ#D
1RGH#%1
6\VWHP#,QIRUPDWLRQ#0DQDJHPHQW1#7KLV#IXQFWLRQ#JLYHV#WKH#&51&#WKH#DELOLW\#WR
PDQDJH#WKH#VFKHGXOLQJ#RI#6\VWHP#,QIRUPDWLRQ#WR#EH#EURDGFDVW#LQ#D#FHOO1
5HVRXUFH# (YHQW# 0DQDJHPHQW1# 7KLV# IXQFWLRQ# JLYHV# WKH# 1RGH# %# WKH# DELOLW\# WR
LQIRUP#WKH#&51&#DERXW#WKH#VWDWXV#RI#1RGH#%#UHVRXUFHV1
&RQILJXUDWLRQ# $OLJQPHQW1# 7KLV# IXQFWLRQ# JLYHV# WKH# &51&# DQG# WKH# 1RGH# %# WKH
SRVVLELOLW\# WR# YHULI\# WKDW# ERWK# QRGHV# KDV# WKH# VDPH# LQIRUPDWLRQ# RQ# WKH
FRQILJXUDWLRQ#RI#WKH#UDGLR#UHVRXUFHV1
0HDVXUHPHQWV# RQ# &RPPRQ# 5HVRXUFHV1# 7KLV# IXQFWLRQ# DOORZV# WKH# &51&# WR
LQLWLDWH#PHDVXUHPHQWV#LQ#WKH#1RGH#%1#7KH#IXQFWLRQ#DOVR#DOORZV#WKH#1RGH#%#WR
UHSRUW#WKH#UHVXOW#RI#WKH#PHDVXUHPHQWV1
73########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
1%$3#)XQFWLRQV#525
6\QFKURQLVDWLRQ#0DQDJHPHQW1+7'',#7KLV#IXQFWLRQ#DOORZV#WKH#&51&#WR#PDQDJH
WKH#V\QFKURQLVDWLRQ#RI#D#7''#FHOO#LQ#D#1RGH#%1
5DGLR#/LQN#0DQDJHPHQW1#7KLV#IXQFWLRQ#DOORZV#WKH#&51&#WR#PDQDJH#UDGLR#OLQNV
XVLQJ#GHGLFDWHG#UHVRXUFHV#LQ#D#1RGH%1
5DGLR# /LQN# 6XSHUYLVLRQ1# 7KLV# IXQFWLRQ# DOORZV# WKH# &51&# WR# UHSRUW# IDLOXUHV# DQG
UHVWRUDWLRQV#RI#D#5DGLR#/LQN1
0HDVXUHPHQWV# RQ# 'HGLFDWHG# 5HVRXUFHV1# 7KLV# IXQFWLRQ# DOORZV# WKH# &51&# WR
LQLWLDWH# PHDVXUHPHQWV# LQ# WKH# 1RGH%1# 7KH# IXQFWLRQ# DOVR# DOORZV# WKH# 1RGH%# WR
UHSRUW#WKH#UHVXOW#RI#WKH#PHDVXUHPHQWV1
'/# 3RZHU# 'ULIWLQJ# &RUUHFWLRQ# +)'',1# 7KLV# IXQFWLRQ# DOORZV# WKH# &51&# WR# DGMXVW
WKH# '/# SRZHU# OHYHO# RI# RQH# RU# PRUH# 5DGLR# /LQNV# LQ# RUGHU# WR# DYRLG# '/# SRZHU
GULIWLQJ#EHWZHHQ#WKH#5DGLR#/LQNV1
5HSRUWLQJ# JHQHUDO# HUURU# VLWXDWLRQV1# 7KLV# IXQFWLRQ# DOORZV# UHSRUWLQJ# RI# JHQHUDO
HUURU# VLWXDWLRQV/# IRU# ZKLFK# IXQFWLRQ# VSHFLILF# HUURU# PHVVDJHV# KDYH# QRW# EHHQ
GHILQHG1
74########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,XU#DQG#,XE#)UDPH#+DQGOLQJ#3URWRFROV

75########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL
,XU#)#,XE#)UDPH#3URWRFROV
'HGLFDWHG#&KDQQHO#)UDPH#3URWRFRO
2QH#FRPPRQ#SURWRFRO#IRU#,XU#DQG#,XE#,QWHUIDFHV

&RPPRQ#&DQQHO#)UDPH#3URWRFROV
6HSDUDWH#SURWRFROV#IRU#,XU#DQG#,XE#,QWHUIDFHV

$OO#RI#WKHP#LQFOXGH
&RQWURO#)XQFWLRQV#+0RVWO\#VLPLODU#DV#LQ#,X#)UDPH#3URWRFRO,
'DWD#)UDPH#7UDQVIHU

76########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

You might also like