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2013

Apoptosis
Its Significance in Cancer and Cancer Therapy
John F. R. Kerr, Ph.D.,* Clay M. Winterford, Assoc.Dipl.Appl.Biol.,*
and Brian V. Harmon, Ph.D.t

Apoptosis is a distinct mode of cell death that is re- Key words: apoptosis, programmed cell death, cell dele-
sponsible for deletion of cells in normal tissues; it also tion, DNA fragmentation, radiation, anti-cancer drugs,
occurs in specific pathologic contexts. Morphologically, hyperthermia, hormone ablation, proto-oncogene, tumor
it involves rapid condensation and budding of the cell, suppressor gene.
with the formation of membrane-enclosed apoptotic bod-
ies containing well-preserved organelles, which are Oncologists traditionally have been concerned primar-
phagocytosed and digested by nearby resident cells. ily with cell proliferation. However, apoptosis (the dis-
There is no associated inflammation. A characteristic bio-
tinctive form of cell death that complements cell prolif-
chemical feature of the process is double-strand cleavage
of nuclear DNA at the linker regions between nucleo- eration in normal tissue homeostasis)' increasingly has
somes leading to the production of oligonucleosomal been attracting their attention.'f3
fragments. In many, although not all of the circum- The realization that apoptosis occurs in tumors is
stances in which apoptosis occurs, it is suppressed by not new. More than 20 years ago it was suggested that
inhibitors of messenger RNA and protein synthesis. apoptosis may account for much of the spontaneous
Apoptosis occurs spontaneously in malignant tumors, of- cell loss known from kinetic studies to occur in many
ten markedly retarding their growth, and it is increased and it has been clear for some time that its
in tumors responding to irradiation, cytotoxic chemother- extent often is enhanced in tumors by well-established
apy, heating and hormone ablation. However, much of treatment modalities, such as cytotoxic
the current interest in the process stems from the discov- chern~therapy:-'~ heating,'0~"~'6-'8and hormone abla-
ery that it can be regulated by certain proto-oncogenes
tion.l9-'' However, during the past few years, advances
and the p53 tumor suppressor gene. Thus, c-myc expres-
sion has been shown to be involved in the initiation of in understanding of the control of apoptosis at the mo-
apoptosis in some situations, and bcl-2 has emerged as a lecular level have extended its potential oncologicsignif -
new type of proto-oncogene that inhibits apoptosis, icance far beyond the mere provision of a mechanistic
rather than stimulating mitosis. In p53-negative tumor- explanation for tumor cell deletion. In particular, the
derived cell lines transfected with wild-type p53, induc- discovery that apoptosis can be regulated by the prod-
tion of the gene has, in rare cases, been found to cause ucts of certain proto-oncogenes and the p53 tumor sup-
extensive apoptosis, instead of growth arrest. Finally, the pressor has opened up exciting avenues for
demonstration that antibodies against a cell-surface pro- future r e ~ e a r c h . ~
tein designated APO-1 or Fas can enhance apoptosis in The proposition that apoptosis is a discrete phenom-
some human lymphoid cell lines may have therapeutic enon that is fundamentally different from degenerative
implications. Cancer 1994; 73:2013-26.
cell death or necrosis is based on its morphology, bio-
chemistry, and i n c i d e n ~ e . In
~ ~this
~ ~article,
~ ~ - ~we
~ de-.
From the 'Department of Pathology, University of Queensland scribe these, placing special emphasis on cancer. We
Medical School, Herston, Queensland; and the tSchool of Life also review the results of recent work on regulation of
Science, Queensland University of Technology, Brisbane, Queens- the process and discuss the oncologic implications of
land, Australia.
Supported by the Queensland Cancer Fund and the University
this new knowledge.
of Queensland.
Address for reprints: John F. R. Kerr, Ph.D., Department of Pa- Morphology of Apoptosis
thology, University of Queensland Medical School, Herston, Bris-
bane, Queensland 4006, Australia. The description that follows is based on our studies and
Accepted for publication November 24, 1993. the published reports of others. We will not justify each
2014 CANCER April 15,1994, Volume 73,No. 8

~ 3

Figure 2. Apoptosis of murine NS-I myeloma cell occurring


spontaneously in culture. Note the sharply delineated masses of
condensed chromatin in membrane-enclosed nuclear fragments and
remnant of nucleolus (arrow). Ribosomes are well preserved
Figure 1. Diagram illustrating sequence of ultrastructural changes in (electron micrograph, original magnification X 17,500).
apoptosis (2-6) and necrosis (7 and 8). (1) Normal cell. Early
apoptosis (2) is characterized by compaction and margination of
nuclear chromatin, condensation of cytoplasm, and convolution of
nuclear and cell outlines. (3) At a later stage, the nucleus fragments, (Figs. 3 and 4) to produce membrane-bounded apopto-
and protuberances that form on the cell surface separate to produce tic bodies (Fig. 5). The size and composition of the latter
apoptotic bodies, which (4) are phagocytosed by nearby cells and vary considerably; many contain several nuclear frag-
(5 and 6) degraded within lysosomes. (7) The development of
ments (Fig. 5) whereas others lack a nuclear compo-
necrosis is associated with irregular clumping of chromatin, marked
swelling of organelles and focal disruption of membranes. (8) nent. In addition, the extent of the nuclear and cellular
Membranes subsequently disintegrate, but the cell usually retains budding vanes with cell type, often being relatively re-
its overall shape until removed by mononuclear phagocytes. stricted in small cells with a high nucleocytoplasmic

statement with lists of references but will give a compos-


ite overview; supporting bibliographies and many ad-
ditional illustrations can be found in comprehensivere-
views.41.53,54

The contrasting ultrastructural features of apopto-


sis and necrosis are shown in stylized form in Figure 1.
Apoptosis characteristically affects scattered single
cells, not groups of adjoining cells, as is the case with
necrosis. The earliest recognized morphologic changes
are compaction and segregation of the nuclear chroma-
tin,with the formation of sharply delineated, uniformly
finely granular masses that become marginated against
the nuclear envelope, and condensation of the cyto-
plasm. Progression of the condensation is accompanied
ofnthe nuclear and cell outlines, and this
by c o n v o ~ u ~ o Figure 3. Same culture as that illustrated in Figure 2. Separation of
surface protuberances is leading to apoptotic body formation. Some
is by breaking up Of the into discrete nuclear fragments show peripheral masses of condensed chromatin,
fragments that are surrounded by a double-layered en- whereas others are uniformly dense in plane of section (electron
velope (Fig. 2) and by budding of the cell as a whole micrograph, original magnification X13,900).
Apoptosis in Cancer/Kerr et al. 2015

Figure 4. Apoptosis in murine EMT6 mammary tumor growing in


muscle 2 hours after heating at 44C for 30 minutes. Note the
marked condensation of cytoplasm with preservation of integrity of
organelles, nuclear fragmentation, and budding of cell to form
apoptotic bodies (electron micrograph, original magnification Figure 6. Partly degraded apoptotic bodies containing recognizable
X 13,600). nuclear fragments within lysosomes in epithelial cell of murine small
intestinal crypt 2 hours after injection of cytosine arabinoside, 250
mg/kg (electron micrograph, original magnification X19,600).

ratio, such as lymphocytes. The cytoplasmic organelles


of newly formed apoptotic bodies remain well pre-
served (Figs. 4 and 5). plastic cells usually are involved, as are resident macro-
Apoptotic bodies arising in tissues are quickly in- phages. However, apoptotic bodies formed in cell cul-
gested by nearby cells and degraded within their lyso- tures mostly escape phagocytosis and eventually
somes (Fig. 6 ) .There is no associated inflammation with degenerate.
the outpouring of specialized phagocytes into the tis- The early cellular events in apoptosis are accom-
sue, such as occurs with necrosis, and various types of plished quickly, with only a few minutes elapsing be-
resident cells, including epithelial cells (Fig. 6 ) , partici- tween onset of the process and the formation of a clus-
pate in the mopping-up process. In tumors, viable neo- ter of apoptotic bodies. Thus, budding cells with convo-
luted outlines are rarely observed in tissue sections. The
small size of most apoptotic bodies makes them rela-
tively inconspicuous by light microscopic study (Fig. 7).
After phagocytosis, their digestion is completed within
h o ~ r s . This
~ ~ ,fact
~ ~should be borne in mind when
apoptosis is being quantified histologically.
The distinction between apoptosis and necrosis is
unequivocal at the level of electron microscopic study
(Fig. l), and with practice, the two processes can be
recognized with confidence using light microscopic
study alone. Condensation of nuclear chromatin occurs
in the early stages of necrosis, but the chromatin is not
radically redistributed, as it is in apoptosis, and the
edges of the chromatin clumps tend to be irregular and
poorly defined (Fig. 8). In addition, the nucleus of the
necrotic cell never separates into discrete, membrane-
enclosed fragments. Late in necrosis, the chromatin dis-
appears. The cytoplasm of the necrotic cell becomes
grossly swollen, and plasma and organelle membranes
Figure 5. Extensive apoptosis in human BM 13674 Burkitt's progressively disintegrate (Fig. 8). Despite this, the
lymphoma cell line 4 hours after heating to 43OC for 30 minutes overall configuration of the cell tends to be preserved
(electron micrograph, original magnification X4,600). until it is removed by mononuclear phagocytes. The
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Figure 7. Spontaneous apoptosis (arrows) occurring in poorly


differentiated human carcinoma (H & E, original magnification
X480).

Figure 9. Agarose gel electrophoresis of DNA extracted from


cultures of P-815 cells. Ethidium bromide stain photographed in
involvement of groups of contiguous cells and the pres- ultraviolet light. Lane 1: DRIgest 111molecular weight markers; lane
2: control culture; lane 3: culture showing extensive apoptosis
ence of an inflammatory exudate usually provide addi- induced by heating; lane 4: culture showing massive necrosis 72
tional confirmatory evidence of categorization of the hours after repeated freezing and thawing.
cell death present in a particular circumstance as necro-
sis, In tumors, such foci of confluent necrosis typically
tend to be located in the centers of nodules, whereas Biochemical Mechanisms Involved in Execution
individual cells undergoing apoptosis are observed
of Apoptosis
throughout the viable tumor tissue (Fig. 7).
After apoptosis was defined as a morphologically dis-
tinct entity,5 some years elapsed before significant pro-
gress was made in elucidating its biochemical mecha-
nism. In 1980, Wyllie4' showed that glucocorticoid-in-
duced death of thymocytes, which was known to
display the typical ultrastructural features of apoptosis,
is associated with a unique change in the nuclear DNA.
There is double-strand cleavage at the linker regions
between nucleosomes, leading to the formation of frag-
ments that are multiples of units comprising 180-200
base pairs. These fragments are detected readily by aga-
rose gel electrophoresis, a characteristic ladder being
evident when ethidium bromide-stained gels are
viewed in ultraviolet light. Figure 9 shows such a ladder
produced by electrophoresis of DNA extracted from
apoptotic tumor cells. However, in necrosis there
usually is random cleavage of DNA and degradation of
h i ~ t o n e , ~a ~diffuse
* * ~ smear developing on DNA electro-
phoresis (Fig. 9). Internucleosomal cleavage has been
shown to accompany apoptosis occurring in a wide vari-
ety of cell types,43,56-59 and DNA electrophoresis is used
extensively for identifying the process. The cleavage
occasionally may be delayed or absent in cell death that
Figure 8. Spontaneous necrosis occurring in center of murine P-815
mastocytoma growing in muscle. Note the irregular clumping of appears by other criteria to be apoptotic.60-62 It has been
chromatin and disintegration of organelles and plasma membrane found that internucleosomal cleavage is preceded by
(electron micrograph, original magnification X23,lOO). cleavage of DNA into 300- or 50-kilo base-pair frag-
Apoptosis in Cancer/Kerr et al. 2017

ments in cells undergoing apoptosis and that the for- The rapid phagocytosis of apoptotic bodies by
mation of these large DNA fragments occurs in at least nearby cells while their membranes are intact implies
some cases in which there is no subsequent develop- the operation of a highly specific recognition mecha-
ment of oligonucleosomes.63The identity of the enzyme nism, and there is evidence that more than one such
or enzymes responsible for the internucleosomal cleav- mechanism may exist.85Early experiments showed that
age is the subject of considerable debate.64-70Mito- the in vitro binding of apoptotic rodent thymocytes by
chondrial DNA does not appear to be cleaved.71r72 It has isologous peritoneal macrophages could be inhibited by
been proposed that the cleavage of nuclear DNA at an addition of N-acetyl glucosamine or its dimer N,N'-
early stage of the process may serve a protective func- diacetyl chitobiose,86and it was suggested that lectin-
tion in preventing the transfer of potentially active ge- like receptors on the surface of the macrophages might
netic material to nearby cells when apoptotic bodies are specifically recognize changes in the carbohydrates ex-
phagocytosed.66 posed on the surface of the apoptotic bodies. More re-
The cytoplasmic condensation, which is such a cently, macrophage vitronectin receptors have been im-
prominent ultrastructural feature of apoptosis, is accom- plicated in the recognition of neutrophil leukocytes un-
panied by an increase in cellular density." However, dergoing a p o p t o s i ~ , ~and
~ , ~ ~evidence has been
nothing is known about the mechanisms involved. The produced that the exposure of phosphatidylserine on
formation of the cell surface protuberances observed by the surface of apoptotic thymocytes and lymphocytes
electron microscopic study has been shown by phase- may lead to their specific recognition by macro-
contrast microscopic study to be associated with violent phagesE9The rapid phagocytosis of apoptotic bodies
convulsion of the cell ~ u r f a c e , and
~ ~ - this,
~ ~ taken in before they lyse is of critical importance in preventing
conjunction with the subsequent separation of portions inflammation and injury in the tissues in which they are
of the cell to form membrane-bounded apoptotic bod- formed, especially when the process is occurring under
ies, clearly suggests major participation of cytoskeletal physiologic Thus, there would have
elements. In cells destined to undergo apoptosis, p-tu- been evolutionary advantage in the development of
bulin messenger RNA increases before the develop- multiple, and perhaps overlapping, mechanisms to en-
ment of morphologic changes and the occurrence of sure their immediate recognition by adjacent cells.85
DNA cleavage.77At a later stage, increased amounts of Expression of several genes, in addition to those
0-tubulin appear in the cytoplasm. The P-tubulin genes mentioned, has been associated with the occurrence of
eventually are degraded along with the rest of the nu- apoptosis, but whether their protein products are di-
clear DNA once endonuclease becomes active.77Agents rectly involved in initiation or execution of the process
that interfere with actin polymerization, such as cyto- remains unknown. The one most extensively studied is
chalasin B, have been shown to prevent the cellular TRPM-2. Its expression has been shown to be markedly
budding that leads to the formation of apoptotic bodies increased in a number of rodent tissues in which apop-
without blocking fragmentation of the nucleus or DNA tosis is enhanced." However, the association does not
cleavage.78 appear to be invariable.84z91 Recently, additional puta-
In the phase-contrast microscopic studies, the sepa- tive apoptosis-related genes have been identified using
ration of discrete apoptotic bodies from the condensing subtractive hybridization technique^.^*-^^ Elucidation
cell was found to coincide with abrupt cessation of cell of the functions of their protein products is awaited.
surface movement. A probable explanation for this ob- The occurrence of apoptosis in a number of circum-
servation has been provided by Fesus et al.49They have stances has been shown to be suppressed by inhibitors
shown that tissue-type transglutaminase, an enzyme of messenger RNA or protein synthesis, such as actino-
involved in the cross-linking of intracellular proteins, is mycin D and cycloheximide, r e s p e c t i ~ e l y . ~HOW-
~,~~-~~
increased in cells undergoing a p o p t ~ s i s ~and
~ - ~that
' the ever, in other situations these inhibitors have no block-
highest concentrations of the enzyme are consistently ing effect; specific examples include apoptosis of target
present in discrete apoptotic bodies.83 They propose cells induced by cytotoxic T - l y m p h ~ c y t e sapoptosis
,~~
that the transglutaminase activity leads to the forma- of macrophages induced by g l i ~ t o x i and
n ~ ~apoptosis in
tion of a highly cross-linked, rigid framework within tumor cell lines induced by mild hyperthermia." In ad-
apoptotic bodies, which aids in maintaining their integ- dition, to compound the problem, actinomycin D and
rity and thus in preventing leakage of their contents cycloheximide have been shown to induce apoptosis in
into the extracellular space. In several types of cells, the some normal and neoplastic cell populations.9~'00-'02
increase in tissue transglutaminase activity associated The significance of these conflicting findings is uncer-
with apoptosis has been shown to be preceded by an tain.
increase in the level of the corresponding messenger Theoretically, newly synthesized proteins might be
RNA.4934 required for initiation of apoptosis by certain stimuli,
2018 CANCER April 25, 1994, Volume 73, No. 8

for execution of the process, or for both. In the case of and in rapidly proliferating populations, such as the
some triggering stimuli, there is evidence that cyclohex- epithelium lining intestinal crypts'l5 and differentiating
imide exerts its blocking effect at the level of initia- spermatogonia."6 Although much of the cell loss in
tion,'03 and it can be argued that, when cycloheximide populations of the latter type clearly is the result of
has no blocking effect, initiation occurs downstream in shedding of cells from the tissue, in the former, mitosis
the activation pathway, bypassing the steps with a pro- and apoptosis balance each other under steady-state
tein synthetic requirement. However, evidence has conditions. There is growing evidence that apoptosis is
been presented in the preceding paragraphs that pro- regulated in a reciprocal fashion to mitosis by growth
tein synthesis is needed for a number of the processes factors and trophic hormones,"3~"4~1'7-'zz and Raff' has
involved in the execution of apoptosis. Cohen and col- suggested that most cells in higher animals may require
l e a g u e ~have ~ ~ , suggested
~~ that, when apoptosis pro- continuous trophic stimulation to survive. Raff postu-
ceeds in the face of marked inhibition of protein synthe- lates that an increase in cell numbers in a particular
sis, the cells must possess all of the machinery necessary location might lead to greater cellular competition for
for execution of the death sentence. Cohen also sug- the trophic factors that stimulate mitosis and inhibit
gests that, in cells in which protein synthesis inhibition apoptosis and that this, in turn, might temporarily tip
activates apoptosis, the process normally is held in the balance between the two processes, leading to resto-
check by blocking proteins that have a short life span; ration of the cell population to its former level. How-
he calls activation in these circumstances "the release ever, there is evidence that substances that actively trig-
mechanism." However, the situation may be more ger apoptosis also may be involved in normal cell popu-
complex. This is suggested by the finding that, in some lation homeostasis. In primary cultures of rabbit
cell populations, cycloheximide partially inhibits apop- endometrial cells, factors that induce mitosis and apop-
tosis induced by certain stimuli, but cycloheximide in- tosis, respectively, have been found to be secreted in a
creases apoptosis above baseline levels in the same pop- cyclic but reciprocal fashion, with the result that cell
ulations when the agent is administered a l ~ n e . ' ~ ~ , ' ~numbers ~ show fluctuation on a daily basis but remain
Finally, there is a possible role for elevation of cyto- relatively constant for extended periods of time.'23
solic Ca2+in triggering apoptosis. There is good evi- A number of involutional processes occurring in
dence for such a mechanism in some cases,'06 but there normal adult mammals have been shown to be asso-
is equally compelling evidence that it is not involved in ciated with marked enhancement of apoptosis; well-
~ t h e r s . ' ' ~The
~ ' ~matter
~ clearly is complex.'09 documented examples include reversion of the lactating
breast to its resting state after weaning,lZ4ovarian follic-
Incidence of Apoptosis ular a t r e ~ i a , ' ~and
~ ~ catagen
'~~ involution of hair folli-
c l e ~ . "The
~ trigger responsible for the increased apop-
The circumstances of occurrence of apoptosis fall into tosis occurring during breast involution is likely to be
two broad categories. It accounts for the deletion of cells hormonal,'24 but in the other instances, the nature of
that occurs in normal tissues, and it is observed in cer- the initiating stimuli is uncertain.
tain specific pathologic contexts. In at least some of the In the immune system, apoptosis subserves special
latter, it can be argued teleologically that it subserves a physiologic roles that are exclusive to the functional
biologically meaningful, homeostatic function in delet- requirements of that system.48t5"For example, it is re-
ing cells whose survival might be harmful to the sponsible for the deletion of autoreactive T-cells in the
h ~ s t . ~ In
* , contrast,
~' necrosis is always pathologic, be- thymus that is responsible for self-tolerance'28 and for
ing the outcome of catastrophic injury to the cell.41No selection of B-cells in lymphoid germinal centers during
homeostatic function can be attributed to it. humoral immune response^.'^^ Another specialized
function of apoptosis in normal animals is the deletion
Occurrence of Apoptosis in Normal Tissues of effete cells, such as aging neutrophil leukocyte^'^'
and megakaryocytes that have shed much of their cyto-
Apoptosis plays an essential role in the normal develop- plasm during the formation of platelet^.'^'
ment of vertebrates. For example, it is responsible for
the regression of the tadpole tail that takes place during Spontaneous Occurrence of Apoptosis in Tumors
metamorphosis into a frog"' and for removal of inter-
digital webs during limb development in mammalian Apoptosis can be found in virtually all untreated malig-
embryos.53 nant t ~ m o r s , ' ~ and
~-'~ although
~ there have been few
In adult mammals, apoptosis occurs continually in precise quantitative studies,'35histologic assessment in-
slowly proliferating cell populations, such as the epithe- dicates that its extent in some human tumors ap-
lium of ~ adrenal ~ o r t e x , " ~ proaches that seen in rapidly involuting tissue^,^ indi-
p r ~ s t a t e , " and
Apoptosis in Cancer/Kerr et al. 2019

cating that its kinetic significance must sometimes be encounter only small doses of radiation and deletion of
considerable. isolated cells with induced DNA damage in the tissues
The factors responsible for the spontaneous occur- listed would have afforded a selective advantage dur-
rence of apoptosis in tumors undoubtedly are diverse. ing evolution. Nevertheless, the differentiated acinar
Apoptosis often is particularly prominent near foci of cells of lacrimal and salivary glands have been found to
confluent necrosis, where mild ischemia is likely to be be susceptible to the induction of apoptosis by radia-
involved in its initiation; this is a known cause of en- tion, although bigger doses are r e q ~ i r e d . ' ~ ~This
- ' ~ ' sus-
hancement of apoptosis in non-neoplastic tissues."'"36 ceptibility is not readily explicable on the basis of the
Tumor necrosis factor a has been shown to induce teleologic argument put forward.
apoptosis in tumor cell lines in ~ i t r o , ' ~so
~ ,some
' ~ ~ of There have been surprisingly few studies of apop-
the apoptosis observed in tumors in vivo may be attrib- tosis in irradiated tumors. However, it is clear that the
utable to release of this cytokine by infiltrating macro- extent of apoptosis induced by radiation varies enor-
phages. In other instances, apoptosis may be a result of mously from one tumor to a n ~ t h e r . ~ , Preliminary
~,~~',~~~
attack on the tumor by cytotoxic T- lymphocyte^.'^' data suggest that there may be a correlation between
However, increased apoptosis also is observed in pre- the magnitude of the immediate apoptotic response and
neoplastic foci and nodules developing in the liver after radiocurability,' but more studies are needed to exam-
administration of chemical carcinogen^^^"^^^^; it is un- ine this relationship.
likely that the factors mentioned would be operative in The way in which radiation triggers the apoptotic
these circumstances. It is possible that the putative cell cascade in normal and neoplastic cells has been com-
population regulatory mechanisms described earlier pletely unknown until recently. It now seems possible
come into play at an early stage of the process of carci- that the p53 tumor suppressor gene is involved (see
nogenesis, with increased apoptosis temporarily balanc- section on genetic regulation of apoptosis). It has been
ing any increased cell proliferation that occurs, and that suggested151that the product of the p53 gene acts as a
much of the apoptosis observed in established tumors is "molecular policeman," monitoring the integrity of the
a result of the operation of these mechanisms. Finally, genome. If DNA is damaged, the p53 product accumu-
increased apoptosis in tumors may result from pro- lates through a posttranslational stabilization mecha-
cesses intrinsic to the tumor cells, with differing rates of nism and arrests the cell cycle at G1 to allow extra time
apoptosis being found in otherwise similar tumors ex- for repair. If repair fails, p53 may trigger deletion of the
pressing different oncogenes." cell by apoptosis. Cogent evidence for involvement of
the p53 gene in the induction of apoptosis by radiation
Induction of Apoptosis by Radiation has been provided by the discovery that thymocytes
lacking p53 are resistant to the lethal effects of radiation
Ionizing radiation, when given in small to moderate but retain their normal propensity to undergo apoptosis
doses, greatly enhances apoptosis in certain normal tis- after treatment with glucocorticoids.152~153 However, it
sues without producing necrosis. Cells in the stem cell should be noted that the last step in the sequence pro-
region of hierarchically arranged rapidly proliferating posed, induction of apoptosis by an increase in the level
populations such as gut ~ r y p t s , ~ differentiating
,"~ sper- of the normal (wild-type) p53 gene product, appears to
matogonia,116rapidly proliferating cells in the fetus,I4' have been demonstrated only in tumor-derived cell
and lymphocyte^^^^'^^^^^^ are particularly susceptible, lines.28*36
and it has been argued teleologically that the marked
propensity for such cells to undergo self-destruction Induction of Apoptosis by Cancer Chemotherapeutic
after the induction of DNA damage might reflect the Agents
potential dangers associated with their persistence in
mutant form.51 Thus, persistence of stem cells with A variety of anti-cancer drugs have been shown to in-
unrepaired DNA damage would lead to immortaliza- duce extensive apoptosis in rapidly proliferating nor-
tion of the genetic abn~rmalities"~; one surviving mu- mal cell populations, lymphoid tissues, and tumors.'-
15,116,154
tant cell in a proliferating zone in the fetus would give Thus, enhanced apoptosis is responsible for
rise to many mutant progeny in the resulting mature many of the adverse effects of chemotherapy and for
tissue; surviving mutant spermatogonia would give rise tumor regression.
to mutant gametes; and some lymphocytes with muta- The way in which anti-cancer drugs induce apop-
tions in their receptor genes might have the capacity to tosis is unknown.155Better understanding of the pro-
produce autoimmune disease.'45Of course, the occur- cesses involved clearly might be expected to lead to im-
rence of extensive apoptosis is damaging to the function proved treatment regimen^.'^' However, there is an ad-
of a tissue. However, under natural conditions, animals ditional important consequence of the realization that
2020 CANCER April 25, 1994, Volume 73,No. 8

anti-cancer drugs mediate their therapeutic effect by sociated with resistance to induction of apoptosis by
triggering apoptosis. As has been stressed, apoptosis is glucocorticoids in several lymphoid cell lines.29r35
a regulated phenomenon capable of being inhibited
and activated. Herein may lie a novel explanation for
Induction of Apoptosis by Antibodies to the APO-1
certain instances of drug resistance. Indeed, there is evi-
or Fas Antigen
dence that stimulation of some cell lines by trophic cy-
tokines or increase in their level of expression of the The APO-1 antigen was defined during studies of
bcl-2 proto-oncogene (the bcl-2 gene product inhibits monoclonal antibodies raised against a human B-lym-
apoptosis occurring in a variety of circumstances; see phoblast cell One of the antibodies was found to
section on genetic regulation) can greatly increase their induce apoptosis of activated human B- and T-lympho-
resistance to the apoptosis-inducing effect of anti- cytes and of the cells of a variety of human lymphoid
cancer d r u g ~ . ~ ~ , ' ~ ~ - ' ~ ~ tumor-derived cell lines. The cell membrane antigen to
which this antibody attaches was designated APO-1 .164
Induction of Apoptosis by Mild Hyperthermia The Fas antigen, defined by a second monoclonal anti-
body developed by another group of workers,'65 has
In susceptible tissues, heating to 43C for 30 minutes been found to be identical to the APO-1 antigen.'66 The
induces extensive apoptosis, whereas heating to temper- molecule belongs to the human tumor necrosis factor
atures of 46OC and greater for similar periods produces receptor/nerve growth factor receptor superfamily of
necrosis.'6 The spectrum of tissue susceptibility to cell surface protein^.'^^,'^^
apoptosis induction by hyperthermia is essentially simi- Injection of anti-APO-1 monoclonal antibodies
lar to that described previously for radiation and anti- causes rapid regression of murine xenografts of APO-
cancer drugs-rapidly proliferating normal cell popula- l-expressing human lymphoid cell lines, with the re-
tions, lymphoid organs, and tumors.'0~"~'6~'8~'59~'61
As is gression being accompanied by greatly enhanced apop-
the case with the other two agents, there is considerable tosis of the grafted cell^.'^^,'^^ It is not known whether
variability in the response of tumors from one to an- the effect of anti-APO-1 antibodies on normal cells
other.17No definitive information is available on how would preclude their administration to humans. How-
hyperthermia induces apoptosis. Its full potential as a ever, additional study of this receptor and a search for
therapeutic agent for cancer probably will not be real- other similar receptors may yield results with therapeu-
ized until its mechanism of action is better understood. tic applications."j8

Induction of Apoptosis by Hormone Withdrawal or


Addition Induction of Apoptosis by Cytotoxic Lymphocytes

Apoptosis is involved in the atrophy of endocrine-de- We conclude our survey of the incidence of apoptosis
pendent organs, such as the p r ~ s t a t e ~ ~
and
, " ~adrenal with a brief reference to its involvement in cell-me-
~ortex,"~ that follows withdrawal of trophic hormonal diated immune killing.
stimulation, and as might be expected, it also is en- In vitro studies have shown that target cell death
hanced in hormone-dependent tumors after successful K-cells171and NK cells'72
induced by T-cells,43,75,76,169,170
ablation the rap^.'^-'^ In contrast, increased levels of is apoptotic in type, and enhanced apoptosis has been
glucocorticoid induce apoptosis of thym~cytes,~' and a observed in vivo in cellular immune rejection of allo-
similar effect is observed with many lymphocytic leu- g r a f t ~ and
' ~ ~in graft-versus-host disease.53Deletion of
kemias and malignant lymphomas.'02,'62 virus-infected cells by cytotoxic lymphocytes plays an
In view of the possible role of increased bcl-2 essential role in the elimination of viruses from the
proto-oncogene expression in the development of resis- body, and involvement of apoptosis in this deletion
tance of tumors to anti-cancer drugs, it is of great inter- clearly exemplifies its homeostatic function.'74 Apopto-
est that recent reports indicate that it also may be in- sis induced by cytotoxic T-cells is not blocked by inhibi-
volved in resistance to hormone therapy. Thus, al- tors of protein synthesis43or by bcl-2 e x p r e ~ s i o nDis-
.~~
though bcl-2 expression was found to be virtually tinctive activation mechanisms probably are in-
undetectable by immunohistochemistry in 13 of 19 volved. 175
cases of androgen-dependent human prostatic cancer,
all of the androgen-independent cancers studied, with Genetic Regulation of Apoptosis
the exception of tissue obtained from bone marrow me-
tastases, displayed positive staining for bcl-2 protein.'63 In this article we have referred to the regulation of
In addition, bci-2 expression has been shown to be as- apoptosis by certain proto-oncogenes and the p53 tu-
Apoptosis in Cancer/Kerr et al. 2021

mor suppressor gene. We now briefly review research myeloid and lymphoid cell lines promoted survival of
in this area in a more systemic fashion. these cells after withdrawal of interleukin-3, but did not
stimulate their pr~liferation.~ Subsequently, the gene
Znvolvement of the c-myc and c-fos Proto-oncogenes was shown to specifically inhibit apopt~sis.~ Thus, bcl-
in the Induction of Apoptosis 2 emerged as a new type of proto-oncogene, one that
suppresses cell death rather than stimulating prolifera-
In 1988, Buttyan et aLZ3recorded a marked increase in tion. However, it does not inhibit apoptosis occurring in
the amount of c-myc messenger RNA in the rat ventral all circumstances; as has been mentioned, it fails to
prostate gland after castration, with peak levels of the block apoptosis induced by cytotoxic T-lymphocyte~.~~
transcript occurring at the stage of involution when The topographic distribution of bcl-2 expression in
apoptosis is at its maximum. The c-fos gene also was normal tissues suggests that it plays vital roles in a vari-
found to be induced, but at an earlier time than was ety of physiologic processes in which differential cell
c-myc. These authors concluded that mitosis and apop- survival is imp~rtant.~ As far as oncogenesis is con-
tosis might share common signal pathways. cerned, in addition to the synergy with c-myc men-
More recently it has been shown that antisense oli- tioned, deregulation of bcl-2 expression may contribute
gonucleotides corresponding to c-myc block activa- to the accumulation of oncogenic mutations by sup-
tion-induced apoptosis in T-cell h y b r i d ~ m a sa, result
~~ pressing the apoptotic deletion of cells that normally
that suggests that c-myc expression might be required follows the induction of DNA damage by agents such
for the initiation of apoptosis. That such a requirement as r a d i a t i ~ n . ~ ~
is not universal is shown by the antisense oligonucleo-
tides having no effect on the induction of apoptosis in Enhancement of Apoptosis After Znduced Expression
the same hybridomas by glucocorticoids.37 of the p53 Tumor Suppressor Gene
The paradoxical involvement of c-myc in the regula-
tion of mitosis and apoptosis has been clarified, to some Abnormalities of the p53 tumor suppressor gene, rang-
extent, by experiments on cell lines that overexpress ing from complete deletion to point mutation, consti-
c-myc as a consequence of gene t r a n ~ f e r . ~ ~ Al- , ~ ~ , ~tute
, ~ some
~ of the most frequently encountered genetic
though the cells of such lines continue to proliferate in defects in human cancer.177This clearly suggests that
media containing high concentrations of serum, they p53 plays a central role in the regulation of cell prolifera-
exhibit extensive apoptosis when grown in low serum tion. By introducing the wild-type p53 gene into cell
, in contrast, normal cells downregulate c-
media30,32,33. lines lacking normal p53 activity, a number of p53-me-
myc under these circumstances and pass into a quies- diated functions have been identified.77These include
cent state.32In addition, the lines that overexpress c- growth arrest, which occurs primarily in the G I phase
myc exhibit accelerated apoptosis on withdrawal of of the cell cycle, and cellular differentiation. However,
growth Thus, increased c-myc expression two p53-negative cell lines, derived from a mouse with
can result in mitosis or apoptosis, depending on the myeloid leukemia and a human colon tumor, respec-
availability of other critical growth stimuli.52In the pres- tively, have been found to respond to induced expres-
ence of such stimuli, c-myc acts as a classic proto-onco- sion of wild-type p53 with the extensive occurrence of
gene, stimulating mitosis; in their absence, it initiates apoptosi~.~*~~
apoptosis. Simultaneous overexpression of the bcl-2 To what extent p53 is involved in regulating apop-
proto-oncogene abrogates the capacity of increased c- tosis under normal conditions is ~ n k n 0 w n .Itl ~is ~note-
myc expression to induce apoptosis, a fact that may be worthy that p53-deficient mice develop normally but
of importance in the synergistic involvement of these are susceptible to spontaneous turn or^.'^' As indicated,
two genes in o n c o g e n e ~ i s . ~ , ~ ~ , ~ ~ there is evidence that p53 is involved in triggering the
The possible involvement of c-fos expression in the apoptotic deletion of cells that have sustained DNA
initiation of apoptosis has been critically reviewed.76 damage. A major mechanism whereby abnormalities of
p53 contribute to the development and progression of
Inhibition of Apoptosis by the bcl-2 Proto-oncogene tumors may be abrogation of the normal pathway that
Product leads to the self-destruction of mutant cells.79

Bcl-2 originally was proposed as a candidate proto-on- Conclusion


cogene because of its location at a breakpoint in a chro-
mosome translocation that occurs in a proportion of The primary importance of the apoptosis concept for
human B-cell lymphomas.34In 1988 it was shown that oncology lies in its being a regulated phenomenon sub-
introduction of the gene into interleukin-3-dependent ject to stimulation and inhibition. Although little is
2022 CANCER April 15, 1994, Volume 73,No. 8

known about how established therapeutic agents for 15. Johnston JB, Lee K, Verburg L, Blondal J, Mowat MRA, Israels
cancer effect its initiation, it seems reasonable to sug- LG, et al. Induction of apoptosis in CD4+prolymphocytic leuke-
gest that greater understanding of the processes in- mia by deoxyadenosine and 2-deoxycoformycin. Leuk Res 1992;
16:781-8.
volved might lead to the development of improved 16. Harmon BV, Corder AM, Collins RJ, Gob6 GC, Allen J, Allan DJ,
treatment regimens. Inhibitory mechanisms such as et al. Cell death induced in a murine mastocytoma by 42-47C
bcl-2 proto-oncogene expression may be implicated in heating in vitro: evidence that the form of death changes from
the development of resistance of tumors to therapeutic apoptosis to necrosis above a critical heat load. Znt ] Radiat Bid
agents, and may contribute to tumor growth and per- 1990; 58:845-58.
17. Harmon BV, Takano YS, Winterford CM, Gob6 GC. The role of
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apoptosis in the response of cells and tumours to mild hyperther-
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nally, the discovery that monoclonal antibodies can in- hyperthermia in human and murine tumour cell lines: a study
duce apoptosis of lymphoid tumor cells via the APO-1 using electron microscopy and DNA gel electrophoresis. Pathol
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or Fas receptor may have implications for the develop-
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