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Prokofiev"s

SONATA FOR FLUTE AND P,ANO IN


D MAJOR OPUS 94:
from Manuscript to Performing Editions -
an Entangled Evolution

by Patricia Harper
The following article ls an adaptation of the presentation
made ot the Nationol Flute Association Convention on
August 15,2002, in Washington, D. C.

INTRODUCTION D uring the cou rse of char year. I arranged a wished to write music for cite flute, an
recital for their talented teenage daughter, instr ument which I felt had been unde-
Each of us has mad e a cho ice abo ut wh ich Victoria, who was preparin g for a prestigious servedly neglected. I wante d to write a
editio n of Prokofiev's Sona ta for Flute and piano compe tition in Moscow. Th e family sona ta in delica te, fluid classical style. " I
Piano in D Major Opus 94 to use for perfor- was grateful for my efforts o n their daugh- Prokofiev for mally began com posing
mance and fo r teaching. M y own library rer's behalf, and , when retu rning to Moscow, such a sonata o n Sep tembe r 8, J 942. o n a
contains seven ed itions, and the most popu - rhey expressed an interest in doin g some- co m m ission from the Co mm ieree on Artis-
larly available editions among them reflect thing for me. r asked Nina wheth er she ric Affairs of th e USSR,' altho ugh, acco rd-
the impact of the 1944 violin transcript ion might be able to obt ain a photocopy of the ing to his earliest biogr aph er, Israel
worked out by Prokofiev in collabo ratio n manuscript of Prokofiev's Ilure and piano Nesryev, "the main themes of the wo rk had
with D avid O isrrakh . N o urtext ed ition of sonara for me to stu dy. Several years went by, been sketched out before the war." 3 At th at
the original flure and piano sonata has been and I forgot abou r my requesr. In Decem ber time Pro kofiev was living in Alma -Are, the
publi shed . J think it fair to say th at few of of 1993 a plain brown envelope from Russia capital city of th e C entral Asian State of
this readership have had the chance to view appeared in my mailbox. Enclosed was the Kazakhs tan an d wo rking there with Eisen-
the Ilure manu script o r to hear the sonata as req uested photocopy! I was amazed! stein o n th e film sco re fo r Ivan th e Terri-
Proko fiev in itially conceived it for flute and ble. N esryev, whose first edition o f 1946
p ian o. was prepared with Prokofi ev's assistance ,
In the late 1980, I was fortun ate to have wro te, "T he idea of com posi ng a trans pa r-
met N ina Kogan, th e daught er of famed HISTORY O F THE SONATA ent , gra ceful piece for th e flu te had int er-
Russian violinist Leonid Kogan, who was in ested Prokofiev years befo re in France,
this coumry with her 'cellisr husband , in resi- Fo r the Soviet Bureau o f Informatio n, where (h e art of woodw ind playing is
dency for a year at Connecticut C ollege. Prokofiev wrot e in J 94 4, "I had lon g h igh ly cultivated. H e (Proko fiev) spoke
THE rurnsr QUARTERLY fZ> FALL200 3
with respect of the ' heavenly sou nd' of one co n nection is to be found in the recen tly- violin version OUt of it. T h is pro ved nor too
of the best Fren ch fluti sts, Barr ere.. . . Th e tran slated collection of selected Pro kofiev difficult , since we found mat th e part of the
character of th e sonata's princ ipal images. . letters." flute is easily adaptable to violin techn ique.
suited th e tran sparent to ne co lor o f th e H ow iro n ic th at th e musical examp le Very few changes were required. most of
flut e splend idly." One other Russian biog- cited by Prokofiev's first biograph er, them affecting bowin g. Th e piano part
rapher also specifically ment ions the Bar- Nes ryev, following h is detailed description remained unchanged." 12 (I would have to
rere inspiration. Writing in SergeiProkofiev-- of Opus 94 is taken, nor from the flute and say th at this is a bit of an und erstatement ,
A Soviet Tragedy, in 1% 8, Victo r Seroff piano or iginal, bu t from th e tran scribed especially when one examines th e changes to
wrote, " Ever sinc e his years in Paris, wh ere violin and p iano version." (Examp le 1). the fourth movemen t of the sonara.) No tice
he was fascin ated by th e art istry of th e Likewise, th e more recent Prokofiev biogra- that Prokofiev did not go on to say that the
Frenc h woodw ind players, he had want ed ph y, that by Michel D origne of 1994,' and changes made in making the violin tran-
to write som eth ing for th e flut e. He had a wo rk con sidered to be of th e highest scription would m ake a bett er flute sona ta
never forgo tten th e ' heavenly so und ' of th e scho larly quality (and onl y available in and should therefore be ado pted by flute
instrument when pl ayed by Geor ges Bar- Fren ch), also cites themes one and two of players! Later in 1954 Oi srrakh was to write,
rere, the famo us flut ist. Prok ofiev th ough t th e first movem ent from the violin version "As Sergei...suggested, 1 provided rwc or
that a sonata for flure and pian o wo uld rat her th an from the original flute on e. thr ee variants for each place in th e Sonata
offer him the oppor ru n iry to d isplay nor (Example 2a an d 2b). tha t needed editing. T he n I numb ered th em
o nly lyri cal day-dr eamin g melod ies, but T he sonata was com pleted a year later and gave them to h im to look over. W ith a
also th e light and humo ro us sides to wh ich o n Sep tember 12, 194 3, in Mo loto v. Flu tist pencil, he marked what he found suitable
thi s instru ment lends itself so well."! Since N icolai Kharkovsky and pianist Sviatoslav and made a few correctio ns. Th at is how-
Barrere was already in New York C ity Richte r prem iered the work on D ecem ber with a minimu m of discussion-the violin
when Prokofi ev spent time in Paris in the 7, 194 3, in the Beetho ven H all of th e Bol- version of th e sonata was completed. "13 O is-
late 1920 s, I asked Bar rere scho lar, N ancy sho i Th eater in Moscow. Accordi ng to trakh and pian ist Lev O berin prem iered the
Toff, whether she could verify a friend ship Rich ter, this was not a pub lic concert but violin/ piano version on Jun e 17 , 1944, in
between Barr ere and Proko fiev. She has rat her an aud itio n organ ized by the State Moscow, o nly six mo nth s after its birth as a
found a February 1922 referen ce to a co n- Prize Co mm ittee, and it failed to win an flute and piano work.
cerr at Del moni co's Restaur ant in New award.t ? Five months later, following that pre-
York given by the Mu sicians' C lub on However, when David Oi strakh heard miere in Mo scow, at Prokofiev's requ est, the
wh ich "Prokofieff played upon th e piano th e sonata men , he felt mat it wou ld "sound violin manu script was flown to Leeds M usic
in Sch ube rt ian style, (and) Barrere blew very well on th e violin."!' Proko fiev wrote and given to violin ist Joseph Szigeti.t- wh o
up on the flut e in classical vein . .. "6 It in 1944, ''As regards the sonata for flute, premiered th e sonata in Bosto n, M assach u-
wo uld seem th at , at th e least , Barrere and some of ou r violin ists have taken an interest setts, on Novem ber 26, 1944. In The Boston
Prokofi ev were aware of each ot her's tal- in it, and not long ago, together with D avid Daily Globe the following morning, this
ents . N o furt her m entio n of th e Berrere O iscrakh , o ne of OUI best violinists, 1 made a review, writ ten by Cyrus Durgin. ap peared :
I

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"Violinist Joseph Szigeti gave the first Sonatafor Flute or Violin and Piano.st T he uscripr of the Prokofiev/Oi srrakh collabo ra-
American per fo rmance of Sergei Prokofiev's violin part sta tes that it has been "ed ited tion. Perm ission has been granted.) The
new Sonata in D Major in Jordan H all yes- with special an notatio ns by Joseph thi rd stave is the 1946 Leeds Szigeti an no-
rerday afternoon. Th e conce rt was in the Szigeti."18 In a Note on the inside of the tated violin pa rt, the four th stave is the
Celebrity Series of Aaron Richmond and cover in the tiniest pri nt, the Pub lisher 1948 Carleton Sprague Smith annota ted
drew a large audie nce. states: "T he Sonata, Op us 94, was origi- flute part ; and the botto m stave is the
nally written for flute and piano and th e Int ern ation al Ramp al ed ition flute parr
The sonara, written in 1943~44 and composer himself made the violin and published in 1958," five years afrer
played from manuscript, is a solid exam- piano version so successfully performed by Prokofiev's death. In that same year, Inter-
ple of Prokofiev's latest style. The fou r D avid Oi strakh and Joseph Szigeti."!9A nat ion al simultaneo usly pu blished an O is-
movements are Moderate, Scherzo,
separate printed flute part states "Flute Part rrakh performin g ed ition for violin and
Andante, and Allegro con brio. Melodically
edi ted with special ann ota tions by Ca rleton piano.t!
they present little that is unforgettable
Sprague Smith."2 0 Smith claimed that he
save for the main theme of the last move-
has "adopted some of the changes made in
rnent, which threatens to become the
March from Peter andthe Wolf the violin version (phrasing as well as not a- SUMMARY OF TRANSCRIPTION
tion) and suggested a few of his own. Foot - FROM FLUTE TO VIOLIN VERSIONS
Yet the workmanship is clever, the struc- notes in the flute parr refer to the first
turesound, and the writing makes the
sett ing."?' T hus, it was Carleton Sprag ue H aving a prin tout of the five version s
most of piano and violin in combination.
Smith's version of Prokofiev's sonata for stacked up vertically is the ideal fo rmat for
T he sonata will probably take a fewhear-
flute and piano that first reached perform ers viewing the sonara's transfor mations.
ings beforeit becomes easily familiar and
yields up all it has to offer. Nevertheless, I and teachers in the U nited States. (Examp les 4 and 5),
suspect chat the famous Russian composer As originally enti tled, the four move-
has added another work [0 the active ments are as follows: I. Moderato; II . Scherzo
reperrcr y. APPROACH/METHOD OF MY STUDY marked Presto; 111. Andantes. and IV. Allegro
con brio. In the flute manu script only two
Thus. Prokofiev's Sonatafor Flute and Piano Finally in possession of a pho tocopy of the of the four movements. the first and the
in D Major Opus 94 had its rwo pu blic flute/p iano manuscript. I have been able to thi rd, bear metron om e markin gs. T he first
world premieres-one in Mo scow. the oth er develop my own urtext flute part on the movement bears the markin g of 80 for the
in Boston - as a so nata for violin and piano. compute r. To look at how the transform a- quarter note, and the third bears the mark-
By the time a pub lished Hute version tion s began to occur from original flute ing of 69 for the qua rter not e.
became available for pur chase, the so und of manuscript to violin transcription , and to In several im port ant ways the melody
the sonata as a violin work was well estab- pu blished flute ed itions, I set up a com- line was transformed when adapted for vio-
lished in listeners' ears. pu ter file as a five-part, melod y-line score. lin. Th ere are differences in the cho ice of
(Remem ber that Prokofiev him self stated pitches and in octave placement . For exam-
that "the piano part was un changed.") O n ple, in the th ird movement , the movement
CHRONOLOGY OF EARLIEST the top line is the urtext flute part taken with th e least amount of chang e, in both
PERFORMING EDITIONS from the manuscript ph otocopy which medsures 69 and 72 , pitch d ifferences
bears a stamp from the Glinka State Centra l app ear in the melo dy line, possib ly to make
Two years after its premieres in Moscow M useum. the conto ur mo re legato in th e str ing ver-
and in Boston , the State Music Publishers sio n. (Exam ple 6). Octave transpositio ns
in Moscow pr int ed Sonatafor Violinand are mor e frequent (and generally acknow l-
PianoNo, 2 Opus 94 bis in 1946, At the edged in the subsequent flut e ed itio ns),
bott om of the first page of that printed such as shown here in measur es 15- 19 of
piano score, the following not e ap pears: the first movement (Exam ple 7) and in
"T his sonata being originally compose d for EXAMP LE 1 measur es 7 -14 of the second movement
flute and piano, the part of violin is edi ted T he second stave is of the 1946 State Music (Example 8),
in collaboratio n with David Oi strakh. "IGA Publishers Prokofiev/Oi strakh violin part. (I Both Smith and Ramp al seemed to
separate flute part was no t published until have written to the State Ce ntral Mu seum have jum ped at every op po rtu nity to place
two years later. By that tim e it was a popu- and more recentl y [Matc h 2003J to the the flute part ever higher!
lar work in violinists' co ncert reperto ry in Serge Prokofiev Arch ive in London and the Matte rs of art iculation are subtle and
Eu rope. In New York , Leeds Music Cor po- Rossiiskii Gos uda rsrvennyi Arkh iv in generally not acknowledged in the flute ed i-
ration pub lished the sonata in 1946 as Moscow, to obtain a photoco py of the man- tion s. Th e original flute line is writte n in

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expansive and in longer, more legato phrases in the fourth movement cannot. of course, which changes the character of rhe move-
in the lyrical sections than are to be found be executed on the flute. ment ent irely. (Example 11). With the
in the O istrakh transcription. Examples In other matters of articulation , the use exception of a few figures. such as in the
from the beginning and the ending of the of double and triple StopS in the fourth first theme of the first movement (Example
third movement make this comp arison movement is beyond the realm of possibil- 12). rhyth ms remain consistent from the
obvious. (Examples 9a and 9b, 10). Exam- ity for flutists (with the possible exception flute to the violin version. On e sho uld note
ple 10 from the first movement is yet of Robert Dick). The effect of the enhanced that Prokofiev went back to the use of the
another exam ple of the longer, more expan- sound is to heighten the drama, excitement, sixteent h not e figure in the violin transcrip-
sive slurred phrases of the flute original. and inten sity of the final qu arter (52 mea- tion for the stretto texture of me
develop-
T he constant shifts from pizz: [Q area sures) of the last movement to a degree ment section.

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T he Szigeti edition differs, in general, only SUMMARY OF CARLETON SPRAGUE than to allow the player to reflect a fuller
in irs choices of fingerings and positions SMITH AND RAMPAL EDITIONS palerre of timbral cont rasts. T hese octave
suggested to the would-be violin performer. transpositions were, in general, acknowl-
Ho wever, it is more sparsely-annotated for It would appear that both Smith and Ram- edged in the flute editions. Ho wever, artic-
dynam ic changes than the O istrakh tran- pal actu ally saw the original flute version. ulation and dy namic changes weren't. T his
script ion. In the final movement Szigeti However, both were temp ted to adapt is mor e true in Ram pal's ed ition th an in
provides alternat ives co some of the more many of the violin gestu res, particularly in Smith's where, for example, in several
technical gestures indicated in the original the area of octave transpositions in a seem- places in the fou rth movement , Ram pal
violin tran scription. ing desire to bright en the sonata rath er directs the flutist co play marcato as in mea-

FAll 2003 THE fWTI ST QUARTERLY


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THE f LUTISTQUARTERLY fD FAll 2003


sures 17, 29, and 66 and to play appassion- CALL FOR URTEXT EDITION atur e. In fact, it is th e on ly sonat a for a wind
ato in measure 107. Neith er the ori ginal ONE WHICH MORE ACCURATELY or a brass instrument that he was to compose.
manuscr ipt nor th e violin tran scription REFLECTS PROKOFIEV'S ORIGINAL If any thing, this so nata was a French -
provides such di rectives. Likewise, the INTENTIONS FOR A FLUTE AND inspired work. According to his two sons,
Rampal edition includ es altered phrasing PIANO SONATA Prokofiev was known to have listened regu-
such as of the characteristic group of six larly to an old 78 recording of Debussy's Pre-
sixteent hs in to two groups of thr ee in the A number of years ago I attended a master- lude a/'apres midi d 'un ft une." Wh at could
fourth movem ent , while Prokofie v want ed class at which me sonata was performed. I have been more evocativeof distinctive
th e figur e ph rased as on e legato group of recall vividly that the eminent flutist leading French flute color and gescure than the possi-
six sixteenth s (Example 13). the class suggested that we all might benefit by bilities offered up by Debussy? Recalling the
Anomer exam ple of phrase changing listening to violin performances of the sonata. expertise of the French wind players, and, in
occur s in measures 2, 6, and 7 of the first BUT, isn't this the wrong way round?Do we particular, the "heavenly sound" of French
movement. Rampa l adopts the O istrakh need to become violin ists?T his work is first a flutist, Georges Bar rere, Prokofiev wrote a
version and does nor acknowledge what is flute and piano sonata, and one of our best. lyrical, cransparent, and classicalsonata.
original an d wh at has been tr an scribed. Prokofiev wrote it because he thought me Moreover,Richter, who premiered the
(Example 14). flute was"undeservedly-neglecred" in the liter- work in Moscow, and, who, over me course of

EXAMPLE 13

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his professional career performed the sonata We fluti sts, too , are surely being ad mon- 6. Ecmail from TofT, July 26, 2000, citing "Must-
fifteen nmeso as a wo rk for flure and piano , cal Courier,"v. 84, February 16, 1922.
ished to b rave the figur es in the low regis-
7. Setece d Lesurs of Sergri PrtJkofirv, rranslared,
wrote, "Now all violinists have it in their te rs such as th ose in the first movement edi ted and with an intr oduction by Harlow
reperrory and it has become known as his Sec- (Exam ple 15) and to play them in th e regis- Robinson, op. cit.
8. Nesryev, op.cit., p. 346.
ond Violin Sonara, even though the original ter as Proko fiev wished . After all, th ere are
9 Do rig ne, M ichel , Srrgr PrlJkojirlJ. Fayard ,
versio n for flute is inco mparably bener."26 places in our h ighest register which allow us Prance. 1994. (See pp. 590-592 for a compara-
In 194 8 Carleton Sprague Sm ith to shine and to sparkle with brilliance later uve discussion of the two sonara versions.)
10. Mcnsaingecn, Bruno, SlIiarosltJlJ Rieht" Note-
wrote, "In Prague, du ring the 1947 M usic o n (Example I 6a an d 16b)! book! and Comenations. (1998). rranslared by
Festival, 1 had an oppor run iry to d iscuss th e Stew art Spe ncer, Princeton Unive rsity Press.
twO settings with Di mi tri Shosrakovich. Princeton, 200 1. p. 83.
CONCLUSIONS
11. Oisrrakh in A ut obiography. Ar rick. Reminis-
T he latte r in slow but clear Engli sh stated emus, op.cit., p 241.
tha t he con sidered th e flute version better Man y of the currently available and pop u- 12. ibid. p. 131.
su ited to th e mu sic th an th e violin arran ge- 13. O isrrakh in Robinson, Harlow. Sngri Prokofi rv.
larly used publi shed editions of the flute
Viking, New York. 1987, p. 427.
m ent. Degustibus non est disputandum."2 7 sonata stemmed. from th e transformations of 14. Prokof ieff Serge, Opus 94, So1Ullllfor Flurr and
H ow strange to me that Sm ith would pro - the flute manu script to the Oistrakhviolin Piano or Violin and Piano, edited with special
vide us with this com me nt and yet use an notations by Joseph Sz igeci, Leeds Music
adap tation. Our collective fam iliarity and Corporation, NewYork, 1946. Preface.
so me of the changes made in the violin ver- recognition of the sonara is so bo un d up 15. Cyrus Durgi n in The Boston Daily G/obe,
sio n as well as a few of his own, in th e sec- with this blend of original and transfor ma- November 27, 1944.
ond pri nti ng of th e Leeds ed ition (I 948 )! 16. Prokofieff Serge, Suond Sonata/or F/uu and
tion mat most of us are actually unfamiliar Piano, Opu s 946is, Stare Music Publishers.
A nd, finally, in a 1954 moving trib ut e with Prokofiev's desired int entions of a flm e Moscow. 1946.
to Prokofi ev ent itled "Prokofiev as J Knew line of "delicate, classical style." T h is is most 17. Prokofieff, Sergei, Sonata fo r Huu or Violin and
Piano, Opus 94 bis, edited by Joseph Saigen,
H im," th e great Ru ssian 'cellist, Ros- unfortun ate because those violin tra nsforma- Leeds Music Corporation, New York, 1946.
tropovich . writing about Prokofi ev's o rches- tion s tend to make the sonata more brillianr 18. ibid. Violin Part.
trati on s had thi s to say: 19. ibid. Introductory Remarks.
and more virtuos ic than Proko fiev had co n-
20. ibid. Flute Part. (J948 printing)
ceived of it, in tru th , a very different sonata. 21. Prokofieff. Serge, Sonara Opus 94. edited with
He always SHove for "transparency" in his
He was a brilliant orchestrator, know ing special anno rario ns by Carleron Sprague Smith,
orchestration and employed only the Leeds Music Corporation, 1948, (originally
absolute min imum ofinsrrur uents....In
which colors and which kind s of art ic u la tio n
published in 1946), New York.
scoring he attached part icular importa nce and which registers most app ropriately suited 22. Prokofiev, Sergei, Sonata in D Major, Opus 94 for
th e expression he imagi ned for the flute. For F/uu and Piano, edited by jean-Pier re Rarnpal,
ro change in timbres depe nd ing on the reg-
International Music Company, New York, 1958.
ister. T hat explains why he often used very all of th e compelling reason s I have cited
23. Prokofieff, Sergei, Sonma in D Major Opus 94a
low or very high not es for the trum pets, abo ve, and by now kno wing what Prokofiev's fo r Violin and Piano. edited by David Ois erakh ,
oboes, and clarinets thus causing much or iginal intent ions were. we can finally begin 1neem anona l Music Com pany. New York.
1958.
gru mbling on the part of the musicians to rethin k th e overall con ception of this 24. Jaffe Da niel, Tuemietb-Cmrury Composers,
since these notes are very difficult to play. importan t work in our repertoire. Sergrv ProkOfitv. Phaidon Press Limited, lon-
But Sergei...was a severe taskmaster when it don, 1998, p. 175.
came to performance. " I daresay it is not Patricia Harper 2003 25. Monsaingeon, op. cit., p. 397.
26. ibid.. p. 83.
easy to play that note, b UI it can be played
27. Preface to Smith/Leedsedition of 1948.
if you cry hard enough," he would say.28 NOTES 28. Rcsrropc vich, "Prokofiev as I Knew Him," in
Au robiography. A rrick s. Rtminisernus, Of . cir.,
I. Prokofiev, Sergei, Auwbiography. Articles. RnniniJ- p. 247.

The W/(J, trans. Rose Prckofieva, Foreign Languages


PublishingHotJ5(', Moscow. USSR,n. d., p. 131.
2. Prok ofiev, Sergei, Sdr eltd Lenere of Srrgri
Flute Snokel Prokofirv, translated, edi ted and with an intro-
duc tion by Harlow Robinson. Northeastern
Patricia Harper is professor offlute
at Connecticut College. She was
The ..- flute cleaner University Prt:SS, Boston. 1998. p. 327. (Spe- consulting editorfor the new Poulenc
cificdare of composition raken from mi. score.)
3. Nesryev, Israel v., Prokofirv(first published in Son at a edition, co-editor ofthe
Russia in 1957), rranslared from Russian by Sidney Lani er C ollectio n, and
Florence Jonas, Stanford University Prt:SS, Stan-
aurhorlnarrarorfor the CD, The
ford, CA, 1960, p. 344. (O riginal edition of
It's fan. easy. and effcctiYC 1946 was translated by Rose Prokofieva and Remarkabl e Ca reer of Julius Baker,
published by Alfred A. Knopf in New York.) Ms. Ha,rper offirs summer master-
Do you WMt IIlONInfOl'l'Nltlon? 4. ibid., p. 345.
classes in vermont and South Car-
5. Sercff Victor , Sergei Prokofi ev; A Sovi er
Tragedy. Funk and Wagnalls, New York, 1968, olina. She is Secretary ofthe N FA .
l!Wl!.scmdpiDCNIlttrprlses.cqm p. 259.

FALL2003 b THE FLUTISTQUARTERLY

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