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research-article2015
TAJ0010.1177/2040622315590318Therapeutic Advances in Chronic DiseaseL. Spicuzza et al.

Therapeutic Advances in Chronic Disease Review

Obstructive sleep apnoea syndrome and its


Ther Adv Chronic Dis

2015, Vol. 6(5) 273285

management DOI: 10.1177/


2040622315590318

The Author(s), 2015.


Reprints and permissions:
Lucia Spicuzza, Daniela Caruso and Giuseppe Di Maria http://www.sagepub.co.uk/
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Abstract: Obstructive sleep apnoea (OSA) is a common disorder characterized by repetitive


episodes of nocturnal breathing cessation due to upper airway collapse. OSA causes severe
symptoms, such as excessive daytime somnolence, and is associated with a significant
cardiovascular morbidity and mortality. Different treatment options are now available
for an effective management of this disease. After more than three decades from its first
use, continuous positive airway pressure (CPAP) is still recognized as the gold standard
treatment. Nasal CPAP (nCPAP) is highly effective in controlling symptoms, improving quality
of life and reducing the clinical sequelae of sleep apnoea. Other positive airway pressure
modalities are available for patients intolerant to CPAP or requiring high levels of positive
pressure. Mandibular advancement devices, particularly if custom made, are effective in mild
to moderate OSA and provide a viable alternative for patients intolerant to CPAP therapy.
The role of surgery remains controversial. Uvulopalatopharyngoplasty is a well established
procedure and can be considered when treatment with CPAP has failed, whereas maxillar-
mandibular surgery can be suggested to patients with a craniofacial malformation. A number
of minimally invasive procedures to treat snoring are currently under evaluation. Weight
loss improves symptoms and morbidity in all patients with obesity and bariatric surgery
is an option in severe obesity. A multidisciplinary approach is necessary for an accurate
management of the disease.

Keywords: continuous positive airway pressure, obstructive sleep apnoea, oral appliance,
positional therapy, uvulopalatopharyngoplasty

Introduction or nocturnal cardio-respiratory poligraphy), aimed Correspondence to:


Lucia Spicuzza, MD
Obstructive sleep apnoea (OSA) is a common to detect the obstructive events and the following UO Pneumologia, Azienda
chronic disorder affecting about 24% of the changes in blood oxygen saturation (SaO2) [Berry Policlinico, Via Santa Sofia
187, 95123 Catania, Italy
adult population, with the highest prevalence etal. 2012; American Academy of Sleep Medicine, luciaspicuzza@tiscali.it
reported among middle-aged men [Young etal. 2014]. The most commonly used index to define Daniela Caruso, MD
1993]. The condition is characterized by repeti- the severity of OSA is the apnoea/hypopnoea Giuseppe Di Maria, MD
Respiratory Unit, AOU
tive episodes of complete or partial collapse of the index (AHI), calculated as the number of obstruc- Policlinico, University of
upper airway (mainly the oropharyngeal tract) tive events per hour of sleep and obtained by noc- Catania, Catania, Italy

during sleep, with a consequent cessation/reduc- turnal cardiorespiratory monitoring [Berry etal.
tion of the airflow [Guilleminault etal. 1976; 2012] (Table 1). The aetiology of OSA is multifac-
Guilleminault and Quo, 2001]. The obstructive torial, consisting of a complex interplay between
events (apnoeas or hypopnoeas) cause a progres- anatomic, neuromuscular factors and an underly-
sive asphyxia that increasingly stimulates breath- ing genetic predisposition toward the disease
ing efforts against the collapsed airway, typically [Guilleminault and Quo, 2001; Dempsey etal.
until the person is awakened (Figure 1). 2010]. Risk factors include snoring, male gender,
middle age, menopause in women, obesity and a
The diagnosis of OSA is made through different variety of craniofacial and oropharyngeal features
levels of nocturnal monitoring of respiratory, such as a large neck circumference, retro- or
sleep and cardiac parameters (polisomnography micrognazia, nasal obstruction, enlarged tonsils/

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Therapeutic Advances in Chronic Disease 6(5)

Table 2. Most common symptoms associated with


obstructive sleep apnea.

Nocturnal Diurnal
Snoring Excessive sleepiness
Witnessed apnoeas Morning headaches
Choking at night Depression/irritability
Nicturia Memory loss
Insomnia Decreased libido

major determinant of cardiovascular morbidity


and mortality [Bradley etal. 2009; Young
etal. 2008]. The main cardiovascular disorders
described include drug-resistant systemic hyper-
tension (>50% of the patients), ischemic heart
Figure 1. Polygraphic recording of an obstructive
disease, cardiac arrhythmias and stroke [Bradley
apnoea. Interruption of nasal airflow in the presence
of thoracic and abdominal movements. Below, etal. 2008]. Recently, sleep-related hypoxia has
oscillations of oxygen saturation (SaO2). also been associated with a low-grade systemic
inflammation, which in turn may contribute to
initiate or accelerate the process of atherogenesis
Table 1. The severity of obstructive sleep apnea [Jordan etal. 2014]. In addition, an important
(OSA) based on the apnea hypopnoea index (AHI). metabolic impairment occurs in OSA indepen-
dently from the body weight. Insulin resistance,
OSA severity
type II diabetes and altered serum lipid profile,
AHI < 5 Normal or primary snoring widely described in patients with OSA, can repre-
5 < AHI < 20 Mild sent a further risk of cardiovascular morbidity
20 < AHI < 40 Moderate [Sharma etal. 2011; Jordan etal. 2014]. There is
AHI > 40 Severe now little doubt that an increased mortality occurs
in patients with untreated sleep apnoea compared
with healthy controls [Marin etal. 2005; Young
etal. 2008; Kendzerska etal. 2014] (Figure 2).
adenoids, macroglossia and low-lying soft palate
[Guilleminault and Quo, 2001; Dempsey etal. In the last two decades, advances in sleep medi-
2010]. Over the years, recurrent episodes of cine and the availability of improved diagnostic
apnoeas, intermittent hypoxia and sleep fragmen- tools have led to a better recognition and treat-
tation affect the function of different organs and ment of the disease. The management of patients
systems, mainly the brain and the cardiovascular with OSA requires a multidisciplinary approach
system, and alter the body metabolic balance and many treatment options are currently availa-
[Guilleminault and Quo, 2001; Bradley etal. ble. Positive airway pressure (PAP), available
2009]. This leads to a variety of clinical sequelae since the beginning of the 1980s, provides the
accepted as the OSA syndrome. Daytime sleepi- most effective and commonly used treatment.
ness, due to nocturnal sleep fragmentation, is a Alternative options include weight control, man-
key symptom of OSA, being present in more than dibular advancement devices and a number of
80% of the patients. As the disorder progresses, upper airway surgical approaches.
the sleepiness becomes increasingly dangerous,
causing impaired performance at work and major In this article, we will review the indication, the
work-related and road accidents [Guilleminault efficacy and the role in the clinical practice of
and Quo, 2001; Jordan etal. 2014]. Moreover, each treatment option available for the manage-
many patients can develop cognitive and neurobe- ment of OSA.
havioral dysfunction, inability to concentrate,
memory impairment and mood changes such as
irritability and depression. This further impairs Positive airway pressure treatment
performance at work with a remarkable effect on The elimination of nocturnal apnoeic events and
the quality of life [Vaessen etal. 2014] (Table 2). It intermittent hypoxia is a key goal to controlling
is now well established that, if untreated, OSA is a OSA effectively. PAP devices function as a

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L Spicuzza, D Caruso et al.

Figure 2. Survival curves (unadjusted KaplanMeier) by obstructive sleep apnoea severity as expressed by
the apnoea hypopnoea index (AHI). The numbers at risk are presented above the x axis. From the study by
Kendzerska etal. [2014].

pneumatic support that allows one to maintain specific and technical details on PAP home venti-
upper airway patency by increasing the upper air- lators, I suggest to our readers a detailed review
way pressure above a critical value (pressure from Dr Stasche (2006).
value below which the airways collapse). The
device is applied to the patient, through a nasal or
oronasal mask, overnight or during sleep hours at Continuous positive airway pressure
a set positive pressure. The pressure to apply can Continuous PAP (CPAP), generally administered
vary with the severity of OSA and higher pres- through the nose (nCPAP), is undoubtedly con-
sures are needed to abolish those apnoeas occur- sidered the gold standard treatment for OSA.
ring during rapid eye movement sleep, in the Since its invention in 1983 by Dr Sullivan, the
supine position or in the presence of severe obe- clinical application of this device has deeply mod-
sity. For each patient, the effective pressure is ified the course of the disease over the last three
obtained after one or more nights of PAP titra- decades, offering to thousands of patients the first
tion. PAP therapy is indicated in all patients with noninvasive method to control their disorder
an AHI greater than 15, independently from the [Sullivan etal. 1983]. Worldwide, nCPAP is con-
presence of comorbidities, type of work and sever- stantly recommended as the first-choice treat-
ity of symptoms; if the AHI is above 5 and below ment for patients with moderate to severe OSA
15, PAP is indicated in the presence of symptoms [Stasche, 2006; Epstein etal. 2009].
(i.e. sleepiness, impaired cognition, mood disor-
ders) or in the presence of hypertension, coronary It has been consistently shown that, compared
artery disease or previous cerebrovascular acci- with placebo, CPAP reduces the number of noc-
dents [Epstein etal. 2009] (Figure 3). As PAP turnal obstructive events (decrease in AHI to
therapy is, in most cases, a life-long treatment, in normal or nearly normal values) and the number
the last 10 years many different models of PAP of nocturnal arousals, improving sleep parame-
home ventilators have been commercialized in ters and nocturnal SaO2 from the first night of
order to guarantee efficacy and maximal comfort treatment. All daytime symptoms, particularly
for patients. In addition, different modalities of sleepiness, and nocturnal symptoms are, after a
PAP ventilation are now available to meet patients short period of constant use, reversed by CPAP
different and specific needs. If interested in more [Patel etal. 2003; Stasche, 2006]. According to

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Therapeutic Advances in Chronic Disease 6(5)

Figure 3. Indications for the management of obstructive sleep apnoea based on the apnoea hypopnoea index
(AHI). Continuous positive airway pressure (CPAP) should be considered as the first choice of treatment,
whereas positional treatment is indicated only when positional apnoeas have been documented.

some reports, treatment with CPAP can also Some studies have shown a significant independ-
help patients with neurocognitive impairment. ent association between OSA, hypertension, coro-
In fact, after 36 months of constant treatment, nary artery disease and stroke; persuasive data
patients experience an improvement in their provide evidence that treatment with CPAP has a
memory, attention and executive function [Aloia positive impact on cardiovascular outcomes
etal. 2003; Zimmerman etal. 2006]. Although [Marin etal. 2005; Bradley and Floras, 2009].
the magnitude and the precise timing of neuro-
cognitive changes induced by CPAP still remain A large meta-analysis on 32 studies, including a
controversial [Kielb etal. 2012], there is little total of 1948 patients, has shown that PAP treat-
doubt that a constant nocturnal treatment (at ment is associated with a modest but significant
least 5 h) with CPAP produces a dramatic reduction in diurnal and nocturnal systolic and
improvement in the quality of life of the patients diastolic blood pressure [Montesi etal. 2012].
and, in many cases, of their bed partners [Patel Another recent meta-analysis systematically ana-
etal. 2003; Stasche, 2006]. Untreated patients lyzed six studies addressing the effect of CPAP on
with OSA and daytime somnolence are at diurnal blood pressure in patients with OSA and
increased risk of motor vehicle accidents. drug-resistant hypertension and found a favoura-
Different studies have tried to address the issue ble reduction after treatment with CPAP [Iftikhar
of whether or not patients treated with CPAP etal. 2014]. In this study the effect sizes were
may drive safely. It has been documented that larger compared with those previously reported in
there is a significant improvement in simulated patients without resistant hypertension, suggest-
driving performance of patients within 27 days ing a direct effect of the obstructive events in the
of CPAP use [Antonopoulos etal. 2011]. This pathogenesis of hypertension. The protective
effect, documented in a virtual environment, is effect of CPAP on cardiovascular accidents has
also observable in real life, as CPAP treatment been largely documented. In the largest observa-
has a sizeable protective effect on road traffic tional study available, patients with untreated
accidents. A meta-analysis including nine obser- severe OSA had a higher incidence of fatal and
vational studies examining crash risk of drivers nonfatal cardiovascular events than patients
with OSA before and after treatment with CPAP treated with CPAP and healthy participants
found a significant risk reduction following treat- [Marin etal. 2005]. Another study has shown that
ment [Tregear etal. 2010]. The need to assess in patients with OSA and known coronary artery
the fitness to drive, particularly in patients oper- disease treatment with CPAP protected against
ating commercial vehicles, is constantly stressed new cardiovascular accidents (defined as cardio-
in guidelines to clinicians dealing with sleep dis- vascular death, acute coronary syndrome, hospi-
orders. A constant verification of adherence to talization for heart failure or need for coronary
treatment is also highly recommended when revascularization) over a 5-year observational
managing these patients. period [Milleron etal. 2004]. Insulin resistance

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L Spicuzza, D Caruso et al.

and altered serum lipid profile have been strictly patients with OSA tolerate CPAP. Some patients
associated with OSA. Although the effect of complain about discomfort when breathing
CPAP on metabolic changes has been widely through a mask with a positive pressure applied,
explored in the last 10 years, results are still incon- while other patients do not accept sleeping the
clusive. While some studies have shown that treat- whole night attached to a mechanical device.
ment with CPAP rapidly improves insulin Whatever is the reason for scarce tolerance, adher-
sensitivity [Dorkova etal. 2008; Chen etal. 2014], ence to the treatment represents a major issue as
other authors did not confirm this finding compliance with CPAP has been reported to be
[Sharma etal. 2011; Jullian-Desayes etal. 2014]. from 50% to 80% of patients [Jordan etal. 2014].
It is likely that in patients without obesity OSA is
the only cause of insulin resistance that can be
rapidly reversed by the treatment; however, in Other and newer modalities of positive airway
patients with obesity and OSA insulin resistance pressure ventilation
is more closely associated with obesity and there- Some patients have trouble in breathing during
fore more difficult to reverse simply by CPAP the application of positive pressure, particularly in
treatment. Indeed, the association of CPAP and exhaling against a high pressure. For some
weight loss provides the best approach to improve patients high levels of pressure are required to
glucose metabolism in patients with obesity and control apnoeas and it can be difficult to tolerate
OSA [Chirinos etal. 2014]. A large, authoritative such high pressures in a continuous mode.
study reported that in patients with moderate to Therefore, different modalities of PAP ventilation
severe OSA, 3 months of treatment with CPAP have been utilized to treat OSA.
compared with sham CPAP, produced a signifi-
cant decrease in serum total cholesterol (non- Bilevel PAP ventilation provides two different lev-
high-density lipoprotein cholesterol and els of pressure (higher during inhalation and lower
low-density lipoprotein cholesterol) and triglycer- during expiration) and can potentially treat OSA at
ides [Sharma etal. 2011]. The improvement in a lower mean pressure than CPAP, at the same
serum lipid profile by CPAP treatment has been time improving lung ventilation via a pressure sup-
confirmed by two recent extensive meta-analyses port. Bilevel PAP, although more expensive than
[Nadeem etal. 2014]. The OSA syndrome has CPAP, is therefore a valid alternative in patients
also been associated with a low-grade systemic intolerant to CPAP and in patients with associated
inflammation, evidenced by high serum levels of hypoventilation or chronic obstructive pulmonary
mediators of the systemic and vascular inflamma- disease [Kolla etal. 2014]. In patients with OSA,
tory response, including cell adhesion molecules, severe obesity and impaired awake blood gas val-
coagulation factors, C-reactive protein (CRP) ues are the main factors predicting CPAP failure.
and inflammatory cytokines. The ongoing inflam- In these patients, adequate control of OSA and an
matory responses give a substantial contribution improvement in awake blood gas values can be
to the atherosclerosis process, thus increasing the obtained using bilevel PAP [Schfer etal. 1998].
cardiovascular and cerebrovascular morbidity. Treatment with bilevel PAP is also preferred in
Although definitive data are still lacking, a meta- patients with severe OSA and in those requiring
analysis confirmed that treatment with CPAP high treatment pressures [Kolla etal. 2014].
reduces serum levels of some inflammatory mark-
ers such as CRP, tumour necrosis factor and Autotitrating CPAP (Auto-CPAP) is a more
interleukin 6 [Baessler etal. 2013]. sophisticated device providing an alternative to
traditional CPAP. While CPAP delivers a continu-
Taken together these data indicate that CPAP is ous fixed pressure during the entire treatment ses-
extremely effective in controlling symptoms and sion, Auto-CPAP automatically and continuously
consequences of OSA and very few side effects adjusts the delivered pressure (within a maximal
(mainly mask or pressure-related discomfort and and minimal value, set by the operator) in order to
nasal congestion) have been reported. However, it maintain upper airway patency following changes
is important to note that the efficacy of CPAP in airflow resistance [Stasche, 2006]. Such changes
strictly depends on its constant use and that a depend on factors such as the posture, the degree
recurrence of symptoms occurs after 13 days of nasal congestion or the sleep stage. Varying the
from treatment interruption. Therefore, in the delivered pressure, using specific algorithms,
absence of any other intervention, CPAP will rep- improves the breathing synchrony with the device
resent a lifetime treatment. In addition, not all and improves the patients comfort. Compliance

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Therapeutic Advances in Chronic Disease 6(5)

with Auto-CPAP is slightly higher compared with CPAP for the treatment of patients with mild to
fixed CPAP [Smith and Lasserson, 2009], whereas moderate OSA and for those patients with severe
the two modalities produce similar benefits in disease intolerant to CPAP [Ngiam etal. 2013].
terms of diurnal symptoms and sleep measures The most commonly used oral appliances are
[Stanley etal. 2012]. Therefore, the prescription mandibular advanced splints (MAS). These
of one of these devices will depend on patients devices attach to both the upper and lower dental
preference, costs, local reimbursement policy and arches in order to advance and retain the mandi-
other practical factors. ble in a forward position. This will relocate later-
ally the pharyngeal fat pads from the airway and
the tongue base will move forward. Consequently,
Alternatives to PAP the upper airway will be widened, particularly in
its lateral dimension, and the function of upper
Positional therapy airway dilator muscles, particularly the genioglos-
Due to anatomical and physiological mechanisms, sus, will improve [Chan etal. 2010]. As the phar-
the body position during sleep influences the fre- yngeal collapsibility is reduced, the risk of apnoeic
quency and the severity of the obstructive events. events will be lowered. Treatment with MAS is
The supine position, mainly due to the effect of the safe, producing common, but transitory and very
gravity on tongue and soft palate position, is gener- mild, side effects such as excessive salivation, dry
ally associated with an increased number of mouth and gingivae irritation. Side effects that
apnoeas/hypopnoeas [Bidarian-Moniri etal. 2015]. are more persistent include arthralgia, teeth pain
Postural OSA is diagnosed when the obstructive and occlusal changes [Marklund etal. 2001;
events take place exclusively or mainly in the supine Cistulli etal. 2004]. Better outcomes and a better
posture (the AHI in the supine position is at least compliance have been obtained with custom-
double with respect to the nonsupine position) and made devices [Vanderveken etal. 2008].
it occurs approximately in 30% of the patients with
OSA [Frank etal. 2015]. Retrospective studies Several randomized trials have evaluated the effi-
indicate that patients with positional OSA have a cacy of MAS versus either placebo or CPAP. In
milder AHI and are generally younger with less patients with mild to moderate sleep apnoea,
obesity [Oksenberg, 2005; Frank etal. 2015]. If compared with placebo, treatment with MAS sig-
postural OSA is diagnosed according to standard nificantly reduces the number of apnoeas/hypo-
criteria, patients can benefit from a positional ther- pnoeas (normalizing nocturnal SaO2), reduces
apy (PT), which should prevent them from sleep- daytime somnolence, and improves neurocogni-
ing in the supine posture. Many PT strategies are tive impairment and quality of life [Cistulli etal.
available. These include the simple tennis ball 2004; Health Quality Ontario, 2009]. Treatment
technique, consisting of a tennis ball strapped to with MAS has a favourable effect on blood pres-
the back to discourage supine position, supine sure control, determining a significant reduction
alarm devices and a number of positional pillows in both the nocturnal and the diurnal blood pres-
[Oksenberg, 2005; Frank etal. 2015]. All these sure values [Gotsopoulos etal. 2004; Sutherland
strategies accurately improve OSA, without any evi- etal. 2014]. However, there is general agreement
dence of one being more effective over the others. that all these effects are milder compared with
The therapy is considered successful when the treatment with CPAP. In addition, the long-term
post-treatment AHI is below 10, and this goal is effect of treatment with oral devices on cardiovas-
generally achieved when a correct selection of the cular health and all other health outcomes is still
candidates is done. Although PT is a better accepted uncertain [Sutherland etal. 2014].
therapy, it is important to outline that the clinical
benefits of this treatment remain inferior to treat- Although MAS have been proposed as a viable
ment with CPAP. In addition, studies assessing the alternative to patients with mild to moderate OSA
long-term effects of PT on important outcomes, intolerant to CPAP, data on compliance are con-
such as metabolic and neurocognitive changes, are troversial. Some reports indicate that generally
still lacking [Frank etal. 2015]. patients prefer MAS to CPAP [Ferguson etal.
2006], while other studies report a similar prefer-
ence or more preference for CPAP [Sutherland
Oral appliances etal. 2014]. The rate of suspension after 1 year
Over the last 10 years, oral appliances have gained fluctuates from 10% to 25% of the patients treated
increasing recognition as a useful alternative to with MAS and data on long-term compliance are

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L Spicuzza, D Caruso et al.

still scarce [Dieltjens etal. 2013]. Indeed, as for [Dempsey etal. 2010]. As airway obstruction can
other treatments, correct selection of patients is occur at different sites, diverse levels of surgery
also important for MAS in order to achieve suc- exist, including minimal invasive techniques
cess. Although a good success rate has been (under local anaesthesia as an outpatient proce-
reported after accurate selection of the candidates, dure) and more invasive procedures. Surgery is
it has to be mentioned that up to one-third of the currently performed at the level of the nose, oro-
patients are unresponsive to MAS. Factors pre- pharynx tract, tongue and craniofacial structures.
dicting the response to treatment are still unclear.
Generally, treatment success is achieved in Although early reports underlined the relevance of
younger, female patients without obesity and in nose obstruction as a cause of obstructive apnoeas,
nonpositional and milder OSA [Mehta etal. successively it has been clarified that the nose
2001]. In addition, some cephalometric and phys- rarely has a major impact on obstructive apnoeas
iologic upper airway variables (i.e. low nasal resist- [Michels etal. 2014]. However, if nasal obstruc-
ance at rhinometry) predict the response to MAS tion is documented, surgery (correction of the
[Liu etal. 2001; Zeng etal. 2008]. Patients requir- deviated septum, correction of the inferior turbi-
ing high CPAP pressures (>13 cm H2O) to elimi- nate and polypectomy) can be fundamental to help
nate apnoeas will not respond to MAS. It is the patient to better tolerate nCPAP. Tonsillectomy
noteworthy that one single night of titration is use- and adenoidectomy are the most commonly used
ful to predict the efficacy of MAS [Ptelle etal. surgical procedures to treat OSA in children and
2002]. Of course, MAS candidates also require are highly effective [Spicuzza etal. 2009].
sufficient healthy teeth and alveolar ridge, absence
of temporomandibular disorders and a valid man- Patients with OSA generally have excessive
dibular protrusion. Therefore, a multidisciplinary tissue in the oropharyngeal tract. Uvulo-
approach is fundamental and, after the diagnosis palatopharyngoplasty (UPPP), either conven-
of OSA is made, a collaboration between dentists tional or laser assisted (LAPP), is a widely estab-
and sleep physicians is required in order to estab- lished surgical procedure for the treatment of
lish the indication for MAS, the choice of the best OSA in selected patients. This technique consists
device and the titration procedure. of the resection of uvula, part of the soft palate
and tissue excess in the oropharynx, and is usually
Another group of oral appliances include the performed with simultaneous tonsillectomy
tongue-retaining devices. These are newer devices [Aurora etal. 2010; Holty and Guilleminault,
designed to produce a gentle suction of the tongue 2010]. UPPP significantly improves snoring,
into an anterior bulb in order to move the tongue AHI, sleep measures and symptoms [Lojander
forward and to increase the upper airway dimen- etal. 1996; Verse and Hrmann, 2011]. The suc-
sion during sleep. Overnight application of these cess rate for UPPP is highly variable, ranging
devices significantly reduces the AHI and one from 30%, if performed alone, to 60% if per-
study has shown similar efficacy compared with formed with tonsillectomy. One major problem is
MAS. Although promising, there is still insufficient that the efficacy of UPPP significantly decreases
evidence to recommend the use of these oral appli- over the years; in addition, long-term relevant
ances in clinical practice [Randerath etal. 2011]. side effects have been described in 2030% of
patients. The most common long-term complica-
tions of UPPP include velopharyngeal insuffi-
Surgical treatment ciency (up to one-third of patients), dry throat
The role of surgery in management of OSA has and swallowing difficulty [Verse and Hrmann,
been widely explored in an attempt to find a treat- 2011]. All patients undergoing UPPP should be
ment option that could be definitive. However, its warned that the occurrence of these side effects,
role remains extremely controversial. The aim of particularly velopharyngeal insufficiency, might
the surgery is to remove the cause of upper airway preclude the tolerability and the response to a
obstruction and to widen the airway, after a pre- putative future treatment with CPAP; in fact, in
cise detection of the site where the obstruction many patients treated with UPPP higher pressure
occurs. The most common sites of obstruction are will be necessary to compensate air leakage
the oropharyngeal tract (collapse of the retropala- [Bloch, 2006]. The radiofrequency ablation of the
tal and retrolingual regions due to macroglossia, palate (RFA) is a less invasive alternative to UPPP,
low-lying soft palate or enlarged tonsils) and the consisting of submucosal scarring of the soft pal-
nose (congestion, polyposis, chronic rhinitis) ate in order to produce its stiffening [Carroll etal.

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Therapeutic Advances in Chronic Disease 6(5)

2012]. This will improve snoring, but still con- therefore a main goal in the management OSA
vincing evidence for improving OSA is lacking. and all patients should be encouraged to
Stiffening of the soft palate to reduce snoring and control their weight [Tuomilehto etal. 2013].
apnoeas can also be obtained by the insertion of Unfortunately, most of the diet programs often
polyester implants in the soft palate (pillar palatal fail, also because OSA per se determines some
implants), but again good evidence for treating metabolic changes that can preclude weight loss.
patients with OSA is lacking [Gillespie etal. In patients with severe obesity (BMI > 40) bari-
2011]. The retroglossal region is another com- atric surgery, including gastric bypass and band-
mon site of obstruction. A small number of stud- age, is a modality of weight reduction when
ies have shown that procedures on the tongue conservative treatments have failed [Sarkhosh
base, such as partial resection of the tongue and etal. 2013]. Bariatric surgery can resolve or
suspension, can improve AHI, symptoms and improve OSA. A recent meta-analysis concluded
quality of life in groups of selected patients. As a that both bariatric surgery and nonsurgical weight
standalone procedure, its success rate is only loss have significant beneficial effects on OSA,
36.6% and the procedure should be included in a through a reduction in BMI and AHI; however,
multilevel surgical approach for selected patients bariatric surgery offers a significantly greater
[Handler etal. 2014]. improvement than nonsurgical alternatives
[Ashrafian etal. 2015]
Maxillomandibular advancement (MMA) is
obtained by osteotomy of the maxilla and man-
dibular. The advancement of the skeleton struc- Educational and behavioural intervention
tures passively induces an anterior displacement Educational and behavioural interventions rep-
of the soft palate and the tongue with a simulta- resent the first step in approaching patients with
neous widening of the pharyngeal space [Prinsell, OSA, independently from the treatment chosen.
2002]. MMS is indeed a highly effective treat- Patients should be instructed to avoid risk
ment. Overall, after MMS, a mean reduction in factors such as smoking, drinking alcohol (par-
AHI of 87% has been reported and there is gen- ticularly in the evening), using sedatives and
eral consensus that this represents the most hypnotics. For the physician it is a priority to
effective surgical approach after tracheotomy explain to patients the role that obesity plays in
[Prinsell, 2002; Randerath etal. 2011]. However, their disorder, and to provide advice in order to
it is noteworthy that MMS is an extremely inva- maintain an optimal weight. Intensive lifestyle
sive treatment, often associated with complica- interventions are effective in the management of
tions and aesthetic sequelae. Therefore, the OSA, resulting in significant weight loss and a
treatment should be reserved for selected reduction in sleep apnoea severity [Mitchell
patients when all other approaches and first- etal. 2014]. Another goal of the educational
level surgery have failed or patients with estab- approach is to help each patient to recognize the
lished craniofacial malformations [Epstein etal. need for regular use of nocturnal CPAP. Recent
2009]. Finally, tracheotomy is the most effective data suggest that a supportive intervention can
surgical treatment for OSA and must be reserved significantly increase compliance in patients
exclusively for patients with severe OSA whose with moderate to severe OSA [Wozniak etal.
life is at risk and for whom all other treatment 2014].
approaches have failed [Epstein etal. 2009]. It is
important to note that after all surgical treat-
ments, short- and long-term follow-up is manda- Emerging therapeutic options
tory. In fact, the efficacy of most treatments A number of novel treatment alternatives to
decreases with age and with weight gain. This nCPAP are now under evaluation for the manage-
represents a major factor determining the recur- ment of patients with OSA. Although none of
rence of OSA after surgery. these can currently be recommended for clinical
use, some appear promising.

Weight control and bariatric surgery The stimulation of upper airway muscles has
Obesity is an important risk factor for OSA and been considered over the years as a potential
over 70% of patients with OSA have obesity; a approach to prevent obstructive apnoeas [Dedhia
strict correlation has been documented between etal. 2014]. Animal and human studies have
body mass index (BMI) and AHI. Weight loss is shown that the electrical stimulation of the

280 http://taj.sagepub.com
L Spicuzza, D Caruso et al.

hypoglossal nerve, activating the genioglossus negative pressure by the vacuum pump produces
muscle, increases upper airway patency [Kezirian a displacement of the tongue and the soft palate
etal. 2010]. While this physiological concept has in a more anterior position, thus stabilizing the
been known for a long time, only in recent years upper airway. The application of this device is well
have some stimulation devices, suitable for clini- tolerated and significantly reduces the number of
cal use, been developed. The stimulator device is nocturnal apnoeas. However, a multicentre study
implanted under the chest skin with an electrode has shown that a reduction in the AHI score
placed on the hypoglossal nerve and is activated below 10 (which should be the goal of the treat-
during sleep time. The Inspire Upper Airway ment) is achieved only in one-third of patients
Stimulation (Inspire Medical Systems Inc. Maple [Freedman, 2014]. Therefore further research is
Grove, USA) is the first system recently approved necessary to assess the potential benefits of this
by the US Food and Drug Administration for a evolving technology.
subset of patients with moderate to severe OSA,
who are unable to use CPAP.In a large multicen-
tre trial conducted on 126 patients with moder- Conclusion
ate to severe OSA intolerant to CPAP, overnight The aetiology of OSA is multifactorial, consisting
treatment with the stimulator produced a 68% of a complex interplay between anatomic and
reduction in the median AHI score with a subjec- neuromuscular factors, causing upper airway col-
tive improvement in daytime sleepiness and qual- lapsibility. More recently it has been pointed out
ity of life over a period of 12 months [Strollo that there are other physiological factors (i.e. the
etal. 2014]. The treatment was well tolerated and respiratory arousal threshold, the loop gain, the
associated with few adverse events (mainly effect of aging on airway collapsibility) ultimately
tongue weakness and soreness). While this is an determining the occurrence of the disease.
extremely promising approach which combines a Therefore new subgroups of patients with differ-
surgical technique with a medical device, more ent phenotypes are now defined based on several
evidence on long-term outcomes is still required pathophysiologic traits and this may be an impor-
[Dedhia etal. 2014]. tant step in order to choose a precise manage-
ment approach.
Other emerging treatment options are intended
for patients with mild disease or as a remedy for Different treatment options are now available
simple snoring. Among these options nasal for effective management of OSA (Figure 4).
expiratory PAP (nEPAP) has recently gained CPAP is highly effective in controlling symp-
attention [Freedman, 2014]. The nEPAP is a toms, improving quality of life and reducing the
disposable adhesive device placed over each nos- clinical consequences of sleep apnoea and we
tril in order to increase the airflow resistance must consider it as a first-line option. Bilevel
during the exhalation with a consequent PAP and Auto-CPAP can be used in those
improvement in the upper airway patency. In patients intolerant to CPAP or when high treat-
patients with mild to moderate OSA, nEPAP ment pressures are necessary. Mandibular
(Provent, Theravent Inc., San Jose, USA) signifi- advancement devices can be offered as a viable
cantly reduces snoring and the AHI score and alternative to patients with mild to moderate
improves subjective daytime sleepiness with an OSA, intolerant to PAP. The role of surgery
excellent adherence after 12 months of treat- remains controversial. Tonsillectomy and ade-
ment [Kryger etal. 2011]. Although this is a very noidectomy are useful in children and in adults
well tolerated treatment, the efficacy in patients with enlarged tonsils. Uvulopalatopharyngoplasty
with moderate to severe OSA is controversial is a well established procedure to be considered
[Rossi etal. 2013], and not enough data are as a second-line option when PAP has failed.
currently available to include nEPAP among rec- Maxillar mandibular surgery is extremely effec-
ommended treatment options [Freedman, 2014]. tive and can be suggested to patients with crani-
ofacial malformations. All patients with obesity
Oral negative pressure is another novel treatment should be encouraged to lose weight and bariat-
modality alternative to positive pressure. The ric surgery can be considered in patients with
most studied negative pressure system (Winx BMI over 40. A multidisciplinary approach and
Sleep Therapy System, ApniCure, Redwood the implementation of educational programs
City, USA) consists of an oral interface, a vacuum will significantly improve the management of
pump and a connection tube. The application of a the disease.

http://taj.sagepub.com 281
Therapeutic Advances in Chronic Disease 6(5)

Figure 4. Treatment options for obstructive sleep apnoea. Reproduced with kind permission of Bloch [2006].

airway pressure (nCPAP) treatment for obstructive


Funding
sleep apnea, road traffic accidents and driving
There was no financial support to this publication. simulator performance: a meta-analysis. Sleep Med Rev
15: 301310.
Conflict of interest statement
The authors have no conflict of interest to disclose Ashrafian, H., Toma, T., Rowland, S., Harling, L.,
Tan, A., Efthimiou, E. et al. (2015) Bariatric surgery or
non-surgical weight loss for obstructive sleep apnoea?
A systematic review and comparison of meta-analyses.
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