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Health Services in The Head Start Annual Reviews
Health Services in The Head Start Annual Reviews
REVIEWS Further
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E. Zigler
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c. S. Piotrkowski
NCJW Center for the Child, National Council of Jewish Women , New York,
New York 10010
R. Collins
Collins Management Consulting, Inc . , Vienna, Virginia 22180
INTRODUCTION
0163-7525/94/0510-0511$05.00
512 ZIGLER, PIOTRKOWSKI & COLLINS
Start budget stood at $2 . 8 billion; the proposed expansion would more than
double this budget.
The prospect of dramatic increases in program funding for Head Start
triggered a sharp debate in the Congress and the media over Head Start's
effectiveness. The ensuing controversy centered on whether or not Head
Start produced tangible benefits that justified the investment of substantial
additional Federal funds. Particular attention was focused on the delivery
of health services, because of the premature release of a "working draft"
report from the Office of Inspector General (OIG) of the US Department
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of Health and Human Services (25) . The preexisting consensus around the
program's effectiveness thus was subjected to its most serious challenge in
nearly two decades.
The overarching goals of this chapter are to make more widely known
the important role Head Start has played in improving the health of our
nation's economically disadvantaged young children, to dispel some mis
conceptions about the role of health in Head Start, and to provide a
data-based portrayal of the health services Head Start provides. We rely on
published reports and unpublished data, including our own analyses of Head
Start program information.
The chapter is divided into several sections: (a) the historical context of
health services in Head Start; (b) documentation of the well-known adverse
effects of poverty on children's health and the extent to which Head Start,
in fact, serves poor children; (c) a description of the goals, objectives, and
requirements of the health services component of Head Start, including
services for children with disabilities; (d) assessments of the extent to which
Head Start enhances the delivery of health services to poor children; meets
its stated performance standards for the delivery of health services; and
improves health outcomes for poor children; and (e) policy and program
recommendations to improve the Head Start health services structure, as
Head Start prepares to expand.
Early Head Start was based on a belief that education served as the route
out of poverty. Coupled with the strong environmentalism of the social
sciences of the 1960s that emphasized the primary role of the social
environment in the formation of intelligence, this belief suggested that
environmental "enrichment" could make poor children smarter and therefore
more successful at school. Such naive environmentalism helped contribute
to the mistaken notion that Head Start primarily was a program designed
to raise children's IQ, with consequent positive effects on educational
attainment (40) . Although this mistaken emphasis on IQ has given way to
HEALTH IN HEAD START 513
bates about the efficacy of Head Start is the leadership Head Start has taken
as a provider of comprehensive health services for preschool children living
in poverty.
Because the public debate over Head Start's effectiveness arose when
this chapter was being prepared, we became concerned that consideration
of the health services component of Head Start was shaped more by myth
than fact. Therefore, we believed it important to address common miscon
ceptions about the historical role of health in Head Start.
Head Start health services. Ironically, more systematic data have been
collected concerning the delivery of health services than for any other of
Head Start's program components. There are also some data concerning
health outcomes . Although, like researchers and policy analysts everywhere,
we always would prefer more documentation to less, the fact remains that
there is ample evidence to draw responsible conclusions regarding the
delivery of health services to poor children in Head Start.
vanatIon in the quality of support (32). In 1 987 , the Head Start Health
Services Branch was abolished, thereby further weakening the administrative
infrastructure that supported health services from within Head Start.
From 1 987 until October of 1992, oversight of training and technical
assistance in the medical, nutrition, mental health, and dental services areas
was placed in the Division of Maternal , Child and Infant Health under
interagency agreements (e.g. 15). In addition, separate TITA support ar
rangements were made for Head Start American Indian grantees , generally
in collaboration with the Indian Health Service. The Maternal and Child
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3.3 million had used marijuana. The highest percentages of crack and other
hard-core drug abuse were among African Americans, the unemployed, high
school dropouts, and inner-city residents (22). Of the 3432 children under
five years of age with Acquired Immune Deficiency Syndrome , 88% of the
diagnosed exposure was traced to a mother with/at risk for HIV (human
immunodeficiency virus) infection, according to data compiled in December
1992 by the Centers for Disease Control and Prevention . The majority of
mothers who transmit HIV to their infants were infected through intravenous
drug use or heterosexual contact with injecting drug users (3).
Poor women are less likely to receive adequate prenatal care and are
more likely to have low-birthweight babies (2500 grams or less). In 1989 ,
one out of four women in the United States received no prenatal care during
their first trimester. Among African American women, over 40% received
no first trimester prenatal care (35). In addition to poverty and inadequate
prenatal care, factors related to low birthweight include low levels of
maternal education, teenage parenthood, poor nutrition , smoking, and sub
stance abuse. Most of these factors represent preventable social conditions
associated with poverty (37). These problems are compounded by alcohol
consumption. Alcohol consumption during pregnancy, especially heavy
drinking, is associated with miscarriage, mental retardation, low birthweight,
and congenital defects, including Fetal Alcohol Syndrome (FAS) and Fetal
Alcohol Effects (FAE) (35) .
The number of low-birthweight babies increased in 1989 to 7% of births ,
the highest level observed in more than a decade. Rates for African American
babies ( 1 3 .2 children per 100) were roughly double the percentage of white
babies (35). Low-birthweight children suffer two to three times as much
from such disabilities as blindness, deafness , mental retardation , learning
disorders, and hyperactivity as normal-weight children. Extremely low
birthweight children (less than 3.5 pounds) need special education at four
times the rate of children born at normal weight (19, 37).
Low birthweight is the leading cause of infant death. The infant mortality
rate in 1991 was 8.9 deaths before age 1, per 1000 births (2) . While this
represents an improvement over the rate in the previous decade, largely as
HEALTH IN HEAD START 517
the most common nutritional problems in the United States. The child with
iron-deficiency anemia may suffer from listlessness, fatigue, headaches, or
dizziness. Chronic anemia can lead to poor growth and weight gain, mental,
and physical sluggishness, heart problems, impaired immune responses, and
inadequate school performance. Infants from poor families are three times
more likely than nonpoor children to be iron-deficient ( 19) .
Poor children also are more likely to live in deteriorated housing; lead
poisoning is one of the greatest environmental health hazards facing them.
The prevalence of lea d poi soning is highest among African American
children living in poor, inner-city areas ( 12, 20) . Lead poisoning has serious
neurotoxic effects on young children. In severe cases, it can cause death
or permanent brain damage (17).
Not only does poverty place children at greater risk for health problems,
but children living in poverty also have less access to health services.
National survey data reveal major differences in the use of health services
by chil dren in poor families. More than one in five of the nation's poorest
children (famil y incomes under $ 10,000 annually) had no physician contact
in 1990 , compared with one in seven high-income children (family incomes
over $35,000) . Low-income children are more than three times as likely as
affluent children never to have received a preventive health examination
(4). During the 19805, immunization rates for young children eroded,
particularly for polio, measles, rubella, mumps, and DPT (diphtheria,
pertussis, and tetanus). In 1992, the percentage of 24-month-olds appropri
ately immunized ranged from 30% in Texas to 84% in Vermont, with the
m ajority of states reporting vaccination coverage below 60% (4).
Moreover, the changing face of poverty means that today's poor children
are faced with new challenges that may compromise their mental health.
Increased violence, homelessness, AIDS, and parental substance abuse affect
not only a child's physical health, but also his or her socioemotional
development.
Some notion of the magnitude of the problem for Head Start children is
available from an exploratory examination of the records of 290 Head Start
children from five agencies in Maine, conducted in 1991-92 (l5a). In th is
518 ZIGLER, PIOTRKOWSKI & COLLINS
in Head Start, children who had been in Head Start were: three times as
likely to live in families with incomes below the poverty level (Head Start,
40%; others, 1 2%); half as likely to live in families earning over $20,000
(Head Start, 35%; others , 7 1 %); half as likely to live in households with
both biological parents present (Head Start 34%; others, 61. 5%); twice as
likely to live in one-parent households, generally with their mother (Head
Start, 42%; others 2 1 %); more than twice as likely to have parents with
less than a high school degree (Head Start, 27%; others, 12%); half as
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likely to have parents with some college education or training beyond high
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school (Head Start, 25%; others, 5 1 %); three times more likely to live in
households where no adult was currently employed (Head Start, 29%; others,
9%); and less likely to live in families where two adults were both employed
(Head Start, 30%; others , 49%).
Both the data from Head Start programs themselves and the NHIS-CH
are consistent in indicating that the Head Start program serves the population
targeted by legislation, with virtually all families having low incomes and
substantial numbers being single parents and families on AFDC. Thus, the
families and children served by Head Start are at-risk for the health problems
associated with poverty described above.
services standards and related guidance account for over half of the content
of the 1992 Head Start Performance Standards.
Health promotion activities include health education for parents, children,
and staff. Parents are to be provided with infomlation about available health
resources and are encouraged to become involved in their children's health
care. Head Start programs encourage, and sometimes require, parents to
accompany their children to medical and dental examinations and appoint
ments.
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Head Start centers are required to serve breakfast to children who have
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not had it at home. Each child in a part-day program must receive meals
and snacks which provide at least one third of daily nutritional needs. In
a full-day program, the child must receive one half to two thirds of daily
nutritional needs. Parents are to receive nutrition education and are to be
advised about food assistance programs. Head Start nutrition services are
closely coordinated with the Food and Nutrition Service of the US Depart
ment of Agriculture (USDA). The standards also require that nutrition
services be based upon identified nutritional needs and problems of the
target population, taking into account nutrition assessment data (height,
weight, hemoglobin/hematocrit) obtained for each child; special dietary needs
and feeding problems, especially of children with disabilities; family eating
habits; and major community nutrition problems. Virtually all Head Start
programs qualify for reimbursement under USDA's child nutrition programs.
Specific provisions focusing on prevention and intervention include re
quirements to obtain a complete medical, dental, and developmental history
of the child and to obtain a thorough medical and dental screening and
examination, conducted by a physician and dentist, respectively. These
health screenings must include growth assessment (weight, height, and age);
vision testing; audiometric and other hearing testing; speech screening;
hemoglobin or hematocrit determination; tuberculin testing; assessment of
current immunization status; and, where indicated, urinalysis and assessments
for sickle cell anemia, lead poisoning, and intestinal parasites. In addition,
screenings must include a focus on the special needs of children with actual
or suspected disabilities. Children with identified medical and dental prob
lems are required to receive treatment for those problems; children with
professionally diagnosed disabilities must receive appropriate special services
(34).
Mental health standards require that a mental health professional be
available, at least on a consultation basis, to Head Start programs. Activities
of the mental health professional should include periodically observing
children; consulting with and training teachers and other staff; assisting in
developmental screening and assessment; assisting in providing special help
for children with atypical behavior or development, including speech;
HEALTH IN HEAD START 521
orienting parents and working with them to achieve mental health objectives;
and advising in the use of other community resources and referrals.
Regulations focused on children with disabilities were issued in 1 993
(lOb), although the legislative requirement that at least 10 per cent of Head
Start enrollment consist of children with professionally diagnosed disabilities
was enacted in 1972. Otherwise, the health services standards described
above have been in effect, with only minor changes, since 1975 . Prior to
that time, similar health services were called for, but did not have the force
of regulations.
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for the nonfinancial barriers can be numerous and daunting (e. g. 1 6 , 30).
The complex Medicaid system itself can pose significant barriers. Families
may be denied coverage because of failure to comply with the complex
procedural requirements , such as filling in forms properly and not missing
appointments. States have had particular problems in reaching out and
enrolling eligible children in EPSDT programs and in finding adequate
supplies of pediatricians willing to participate. There is wide variation in
enrollment among states; on average only 39% of eligible children in a state
are enrolled (14). Thus, states are still finding it difficult to fully implement
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EPSDT programs.
the evaluation. Groups of children, matched by age and sex, were randomly
assigned to a Head Start experimental or non-Head Start control group.
Although the methodology was generally sound in concept, the researchers
experienced serious operational problems, including differential attrition in
the experimental and comparison groups. There were apparent diffusion
effects, resulting in the comparison group receiving health services they
normally might not have obtained. Nonetheless, the report concluded that
non-Head Start children were less likely to receive preventive services and
treatment for diagnosed or known medical problems than children in Head
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Start.
More specifically , Head Start children were more likely to receive medical
examinations and screenings than non-Head Start children. Head Start
ch ildren also were more likely to receive treatment for pediatric health
problems, and there were likely to be fewer problems at the post-test.
Compared to children in the control group, Head Start children also were
more likely to receive dental examinations, to receive more dental services,
to visit the dentist with their families and to make such visits regularly.
The nutritional intake evaluation showed Head Start children who regularly
attended the centers consumed appreciably more calories and protein than
non Head Start children or children who were frequently absent from the
-
centers. Head Start families served meals that were richer in nutrient quality
than non-Head Start families.
The Head Start Synthesis Project, which reviewed over 1 600 published
and unpublished research documents related to Head Start, was one of the
most comprehensive assessments of Head Start's impact (7, 18). Thirty-four
research reports in the area of health care met the criteria for inclusion in
the review. The reviewers concluded that Head Start children received better
dental care and that they were, "considerably more likely than non-Head
Start children to receive medical and dental examinations; speech , language,
and developmental assessments; nutritional evaluations; and biochemical ,
vision and hearing screenings." Head Start children with disabilities also
were successfully "mainstreamed" into the programs (36) .
Almost no Head Start research was supported by the Federal government
during the 1980s. However, one small study stands out as particularly
noteworthy. Hale et al (13) examined the medical records of 40 children
enrolled in Head Start, 18 low-income children on a Head Start waiting
list, and 20 children in a nursery school serving middle-class families. These
groups of children were compared with regard to health screenings and
dental examinations. Moreover, medical records were examined for im
munizations and pediatric check-ups since birth. Although the sample was
not large, the methodology was sound and the inclusion of a middle-class
comparison group (primarily white) is noteworthy.
524 ZIGLER, PIOTRKOWSKI & COLLINS
Findings are consistent with those described above. During the time they
were in Head Start, the Head Start children were more likely than low-income
waiting-list children to receive dental examinations (95% versus 39%) and
age-appropriate health screenings. Head Start children were significantly
more likely than waiting-list children to be screened for lead, hematocrit,
tuberculin, blood pressure, hearing, and vision. Parental motivation as an
explanatory factor for these group differences was ruled out by the fact that
the children of highly involved Head Start parents did not differ from those
of parents with low involvement. Moreover, prior to Head Start, the groups
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did not differ in the number of well-child check-ups to age 3. In fact, prior
to Head Start, children of highly involved Head Start parents received fewer
immunizations than the waiting-list low-income children to 18 months of
age. Thus, it appears that, for these low-income children, the formal Head
Start health services delivery system made an important difference in their
access to preventive care.
What is even more striking about the findings is that children in Head
Start fared as well or better than the middle-class children on a number of
indicators! While in Head Start, Head Start children were significantly more
likcly than the middle-class comparison children to receive dental exami
nations (95% versus 75%). Head Start children also were more likely to
receive tuberculin, blood pressure, hearing, and vision screenings than the
middle-class children. Again, the impact of the Head Start program itself
is reflected in the fact that prior to Head Start, the middle-class children
had more well-child physicals by age 3 than the Head Start children and
more immunizations than the Head Start children of highly involved parents.
Along with earlier research, this study also clearly indicates that Head Start
effectively improves access to preventive health services for low-income
children. Although one cannot readily generalize from one study, the findings
also suggest that children in Head Start may be receiving some health
services comparable to those received by middle-class children, at least
while they are enrolled in the program.
Congress. Although PIR reports reveal dramatic improvements over the past
two decades in health indicators, the national pattern for the past five years
is remarkably stable. We therefore have focused our presentation on selected
performance indicators for operating year 1991-92, which reflect reports
from Head Start grantees and delegate agencies as of June 1992. When
data from previous years must be used, it is noted in the text.
The second source of information comes from the Self Assessment
Validation Instrument (SAVI) or, in its most recent version, the Head Start
On-Site Program Review Instrument (OSPRI).! The OSPRI is based on an
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NUTRITION Data from the 1988-89 PIR indicate that 91% of Head Start
children received complete nutrition screenings. These included growth,
hemoglobin/hematocrit, eating habit, and dietary needs assessment. About
one in six of these children had nutritional problems; two thirds of them
were referred for professional evaluations (about 5% of them were anemic);
and almost three quarters received treatment. On-site evaluations indicated
IOf the 57 pages of program checklists, 22 pages relate to the health component and 5 pages
relate to disabilities.
2Thcsc data arc rcported in an unpublished document, made available by the US Department
of Health and Human Services as an attachment to a Request for Proposal for contractor support
for Head Start training and technical assistance in March, 1993 (Major Areas of Noncompliance:
Head Start Monitoring Tracking System, National Summary).
526 ZIGLER, PIOTRKOWSKI & COLLINS
the following percentages of grantees who were out of compliance with the
nutrition guidelines in Fiscal Year 1992: 2 1 . 5 % were not supervised by a
qualified nutritionist; 16% lacked an organized nutrition education program;
23% did not adequately involve parents in nutrition services; 20% were out
of compliance in assessing nutritional needs and identifying problems using
child assessment data; and 1 7% were out of compliance with regard to
discussing the nutritional status of children with parents. (The comparable
figures for Fiscal Year 1 99 1 were: 24%; 1 3%; 1 7%; 1 3%; 1 1.5%.)
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CHILDREN WITH DISABILITIES The PIR data indicate that over one out of
eight children ( 1 3%) enrolled in Head Start had been diagnosed as having
a disability. (These include mental retardation, health impairments, visual
handicaps, hearing impairments , emotional disturbance, speech and language
impairments, orthopedic handicaps, and learning disabilities). This is over
the 1 0% required by the Performance Standards . On-site monitoring teams
found the following levels of noncompliance with Performance Standards
in Fiscal Year 1 992: 1 8% of grantees did not include at least 1 0% of
children with disabilities; in 22%, parents were not adequately involved in
the diagnostic process and in planning an individualized program to meet
the special needs of their child; 18% did not meet requirements for staff
and volunteer training; in 1 5 % , disability conditions were not confirmed by
licensed/certified professionals; and in 1 7 % , individualized services for
HEALTH IN HEAD START 527
IMMUNIZATIONS The PIR data indicate that almost nine out of ten (88%)
Head Start children were fully immunized and an additional 8% were
up-ta-date on their immunizations. Immunization was not indicated as a
major area of noncompliance cited by the on-site review teams. These data
are not seriously inconsistent with those reported recently by the Office of
Inspector General (26), whose report was based on information gathered
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and dental treatments, conclusions that are consistent with a recent report
prepared for the Administration on Children, Youth and Families (L Brush,
A Gaidurgis, & C Best, unpublished) .
As indicated by the on-site monitoring teams and the PIR data, the vast
majority of programs appear to comply with Performance Standards with
regard to required health services. The noncompliance reports are deliberately
conservative yardsticks of performance and represent worst-case scenarios .
Because the requirements generally call for 100% compliance, a finding of
noncompliance of a grantee does not mean that no children are receiving
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the mandated service. It means only that not all children are receiving the
requisite level of care. It is not uncommon for a grantee to be found out
of compliance because one of the delegate agencies to whom it subcontracts
services for some children might be operating below standard, while other
grantee activities or other delegate agencies are in full compliance.
At the same time, improvements can be made . For example , the early
Abt study ( 1 1) conducted in the 1980s found that record-keeping was a
particular problem. Similarly , the Office of Inspector General's report (25)
underscored preexisting concerns about health record-keeping in Head Start
programs and the need for corrective action. Consistent with the on-site
monitoring data reported above, a review of two studies of 15 Head Start
programs indicated that inadequate record-keeping was the major form of
noncompliance with regard to dental services (L VandeWiele, unpublished).
Problems of record-keeping have been known to those involved with
Head Start for some time. The Head Start Health Coordinators , in a Task
Force Report dated July 1 990, flagged concerns about the quality of health
record-keeping among Head Start programs and made specific recommen
dations to improve the monitoring system , including the PIR and the
SAVI/OSPRI (3 1 ) . The Task Force further recommended that a system of
computerized child health records be developed. The Head Start Bureau is
currently testing a Head Start Family Information System (HSFIS) that
would include computerized child health records, with the objective of using
the grantee's HSFIS data base, in lieu of the PIR, for reporting child health
data at the national levcl.
The Abt study ( 1 1 ) found considerable variability in the quality of
management of health services among the four Head Start sites examined.
But many problems were due, not to the Head Start programs , but rather
to the broader context in which Head Start programs are embedded . Particular
problem areas identified were shortage of follow-up treatment, the inade
quacy of community health delivery systems for low-income children and
their families, the lack of ready availability of Head Start direct funding
for services, and difficulty in obtaining Medicaid funding for services, even
whcn children were eligible. In other words, while the comprehensive health
HEALTH IN HEAD START 529
3Haie et ai (13) found that fewer than one third of the Head Start children in their small study
were screened for lead.
530 ZIGLER, PIOTRKOWSKI & COLLINS
As the program expands to serve all eligible children, with over 27 years
of experience Head Start has immense potential to provide a comprehensive,
integrated health services delivery system for young children living in
poverty . OUf analysis of available data leads to the conclusion that children
in Head Start receive more and better preventive health services and treatment
than low-income children not in Head Start. Nutrition, medical and dental
HEALTH IN HEAD START 531
prevention.
Despite these positive conclusions, the benefits of Head Start still are not
available to the maj ority of children eligible for the program, as Head Start
currently does not serve most eligible children. Moreover, the record of
Head Start's health services is not uniformly successful , as not all enrolled
cbi ldren receive tbe full complement of medical and dental services. These
difficulties have been recognized by the Head Start community for some
time (21) . Although the available data lead us to conclude that Head Start
is effective in ensurin g that most en rol led chil dren are immun ized gi ven,
the parent involvement, social services, and education components. The team
should focus services on children and families based upon assessed needs .
2. The Head Start Bureau should establish a Health Services Task Force
to develop a plan for improving the health services component. The
Task Force should concentrate on several areas:
(a) The effects of changes in national health care policy on Head Start.
Currently , Medicaid EPSDT supports an array of preventive services, including
outreach and case management. How will changes in national health care policy
affect these important services?
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