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Pant and Super
Pant and Super
a twentieth-century policy
in a changing world
HARSH V. PANT AND JULIE M. SUPER
The release in 2012 of a report titled Non-alignment 2.0 brought back to the forefront
of Indian policy circles a seemingly antiquated debate.1 Yet, as any serious exami-
nation of Indian foreign policy over the past six decades will underscore, Indian
policy-makers fixation with non-alignment never really petered out. It has
remained a central component of Indian identity in global politics that is manifest
in continuities: since independence in 1947 India has been in pursuit of strategic
autonomy, a quest that in practice has led to semi-alliances fashioned under the
cover of non-alignment and shaped by regional dynamics. In this setting, the rise
of China now raises an interesting conundrum for Indian policy-makers as New
Delhi seeks to balance the benefits and risks of an increasingly assertive neighbour
and a network of alliances with like-minded countries.
This article approaches that conundrum by delineating continuities of
non-alignment, from the early roots of the policy through the Cold War era and
into the modern-day international system. The primary focus is restricted to the
role of external factors in shaping Indian policy, especially the ongoing challenges
posed by Pakistan and China, and the role of power politics in the global system.
Though domestic factors have had a significant influence on the trajectory of
Indian foreign policy, the continuities of non-alignment have prevailed through
changes in leadership and domestic vicissitudes. By exploring the foundation of
non-alignment and how India has operationalized the policy, this article maintains
that to some extent continuity will persist: India is likely to continue its rhetoric
in favour of strategic autonomy while in practice moving closer to the West and
allies of the West within the region. Yet in order to effectively balance Chinas
growing influence, India will need to be more assertive in building these alliances,
as the success of its modern-day pursuit of strategic autonomy may well rest on a
strong foundation of strategic partnerships. The coming to office in May 2014 of
the National Democratic Alliance government led by Narendra Modi has signalled
a move away from even the rhetoric of non-alignment, with significant implica-
tions for the future of Indian foreign policy.
1
Sunil Khilnani,Rajiv Kumar,Pratap Bhanu Mehta,Prakash Menon,Nandan Nilekani,Srinath Raghavan,
Shyam Saran and Siddharth Varadarajan, Non-alignment 2.0: a foreign and strategic policy for India in the twenty
first century (New Delhi: Centre for Policy Research, 2012), http://www.cprindia.org/sites/default/files/Non
Alignment%202.0_1.pdf, accessed 6 May 2015.
2
Lorne J. Kavic, Indias quest for security: defence policies, 19471965 (Berkeley: University of California Press, 1962),
p. 21.
3
Vallabhbhai Patel warned Nehru of a united and strong China with expansionist ambitions under a cloak
of ideology which makes it ten times more dangerous. See Ramachandra Guha, India after Gandhi: the history
of the worlds largest democracy (London: Macmillan, 2007), pp. 1689.
4
Jawaharlal Nehru, Changing India, Foreign Affairs 41: 3, April 1963, p. 457.
5
Chris Smith, Indias ad hoc arsenal: direction or drift in defence policy? (Oxford: Oxford University Press, 1994), p.
42.
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6
Rajen Harshe, Indias non-alignment: an attempt at conceptual reconstruction, Economic and Political Weekly
25: 78, 1990, pp. 399-400.
7
David M. Malone, Does the elephant dance? Contemporary Indian foreign policy (Oxford: Oxford University Press,
2011), p. 76.
8
Raju G. C. Thomas, Nonalignment and Indian security: Nehrus rationale and legacy, Journal of Strategic
Studies 2: 2, 1979, p. 158.
9
World Bank Group historical chronology, World Bank Archives, http://web.worldbank.org/WBSITE/
EXTERNAL/EXTABOUTUS/EXTARCHIVES/0,,contentMDK:20035657~menuPK:56307~pagePK:367
26~piPK:437378~theSitePK:29506,00.html, accessed 6 May 2015.
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Indias pivot
The shock of the 1962 conflict affected India deeply and called into question the
very principle of non-alignment. One of the clearest challenges was Nehrus appeal
to the United States during the conflict. At his behest, Washington provided India
with arms and ammunition, and the State Department considered imposing an
embargo on China if hostilities did not cease.17 US support to India extended
beyond the immediate conflict, moreover, with pledges of some $310 million in
grants and loans from 1962 to 1965 and another $500 million in 1964 that was to be
14
Kavic, Indias quest for security, pp. 4751.
15
Bharat Karnad, Nuclear weapons and Indian security: the realist foundations of strategy (New Delhi: Macmillan, 2002),
p. 166.
16
Smith, Indias ad hoc arsenal, p. 54.
17
Jeff M. Smith, A forgotten war in the Himalayas, Yale Global, 14 Sept. 2012.
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Taking sides
IndiaUS cooperation was short-lived, and Pakistan and China became key factors
in Indias move towards the Soviet Union. An early driver was the 1965 war, in
which Pakistan used American-supplied arms against India, leading to thousands
of casualties on each side. The conflict added to growing Indian disenchantment
with US defence cooperation. After 1962, US military aid to India had become
contingent upon its settling the Kashmir dispute with Pakistan, and American
18
K. Subrahmanyam, Indian security: the absence of conceptual evolution, India International Centre Quarterly
23: 1, 1996, p. 84.
19
Nehru, Changing India, pp. 45860.
20
Thomas, Nonalignment and Indian security, p. 162.
21
Smith, Indias ad hoc arsenal, p. 81; Soviet data based on SIPRI trade registers, http://armstrade.sipri.org/
armstrade/page/trade_register.php, accessed 6 May 2015.
22
These efforts ultimately ended with Nehrus death in 1964. See Guha, India after Gandhi, pp. 34761.
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23
Subrahmanyam, Indian security, p. 84; Thomas, Nonalignment and Indian security, p. 162.
24
Subrahmanyam, Indian security, p. 85.
25
Tellis, The transforming USIndian relationship, p. 2; Office of the Historian, USAID and PL480, 1961
1969, US Department of State, https://history.state.gov/milestones/1961-1968/pl-480, accessed 6 May 2015.
26
Sumit Ganguly, Wars without end: the Indo-Pakistani conflict, Annals of the American Academy of Political and
Social Science 541: 1, Sept. 1995, Small wars, p. 175.
27
Ashok Kapur, Indo-Soviet treaty and the emerging Asian balance, Asian Survey 12: 6, 1972, p. 464.
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38
For a discussion of the USIndia civil nuclear energy cooperation agreement, see Harsh V. Pant, The USIndia
nuclear pact: policy, process, and great power politics (Oxford: Oxford University Press, 2012).
39
US Department of Defense, Sustaining US global leadership: priorities for 21st century defense (Washington DC,
2012), http://www.defense.gov/news/defense_strategic_guidance.pdf, accessed 6 May 2015.
40
This view was expressed by several Indian policy-makers whom the authors interviewed in New Delhi (Nov.
Dec. 2014).
41
A detailed examination of how India has responded to the US pivot to the AsiaPacific region can be found
in Harsh V. Pant and Yogesh Joshi, Indian foreign policy responds to the US pivot, Asia Policy, no. 19, Jan.
2015, pp. 89114.
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42
Tanvi Madan, Indias reaction to the situation in Ukraine: looking beyond a phrase, Brookings Institution,
14 March 2014, http://www.brookings.edu/blogs/up-front/posts/2014/03/14-ukraine-india-madan, accessed
6 May 2015.
43
Based on authors discussions with members of the Indian foreign policy bureaucracy in New Delhi (Nov.
Dec. 2014).
44
Subir Bhaumik, Why India is planning a new road near the China border, BBC News, 16 Oct. 2014.
45
Faseeh Mangi and Kamran Haider, Xi postpones $34 billion Pakistan trip amid protests, Bloomberg, 6 Sept.
2014.
46
Reuters, PM approves deal to buy eight Chinese submarines, 2 April 2015.
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47
Based on World Bank GDP and military spending data, http://data.worldbank.org/indicator/MS.MIL.
XPND.GD.ZS, accessed 8 May 2015.
48
For a more detailed discussion, see Harsh V. Pant, China rises, India ponders: Indias Look East policy gathers
momentum, Fearless Nadia occasional papers vol. 1 (Melbourne: Australia India Institute, 2013), http://www.
aii.unimelb.edu.au/sites/default/files/China%20Rises,%20India%20Ponders.pdf, accessed 6 May 2015.
49
Overview of ASEANIndia dialogue relations, Jan. 2015, http://www.asean.org/asean/external-relations/
india/item/overview-of-asean-india-dialogue-relations, accessed 6 May 2015.
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58
P. S. Suryanarayana, Neighbourliness in IndiaSri Lanka tiesanalysis, Eurasia Review, 21 March 2015.
59
Nancy Gibbs, Zoher Abdoolcarim and Nikhil Kumar, Exclusive interview with Narendra Modi: We are
natural allies, Time Magazine, 7 May 2015, http://time.com/3849492/narendra-modi-interview/, accessed 9
May 2015.
60
Teresita C. Schaffer, India and its South Asian neighbours: where does the US fit in?, in The second Modi
Obama summit: building the IndiaUS partnership (Washington DC: Brookings Institution, Jan. 2015), pp. 79.
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Conclusion
Finding an effective grand strategy inevitably requires a balancing act. Non-
alignment has been Indias answer to this challenge and an influential tenet of its
foreign and security policy since it emerged from colonization. This approach has
in the past enabled India to avoid many of the limitations and entanglements of
formal alliances; but it has also left the country in a position of shaping policy in
a reactive manner, often based on Pakistan and China.
India is now at a crossroads. Chinas rise and assertiveness as a regional and
global power and the simultaneous rise of middle powers in the region mean that
61
Bruce Riedel, Strengthening counter terrorism cooperation against growing turmoil, in The second Modi
Obama summit, pp. 435.
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