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Human rights handbooks, No. 6 0
The opinions expressed in this publication are those of the author and do not engage the responsibility
100 The human rights handbooks series of the Council of Europe. They should not be regarded as placing upon the legal instruments men-
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tioned in it any official interpretation capable of binding the governments of member states, the Coun-
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Handbook No. 1: The right to respect for pri- 95

vate and family life. A guide to the imple- cil of Europes statutory organs or any organ set up by virtue of the European Convention on Human
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mentation of Article 8 of the European Rights. 75

Convention on Human Rights. Ursula Kilkelly


(2001)

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Handbook No. 2: Freedom of expression.
5
A guide to the implementation of Article 10 of 5
the European Convention on Human Rights.
0 Monica Macovei (2001) 0

Handbook No. 3: The right to a fair trial.


A guide to the implementation of Article 6 of
the European Convention on Human Rights.
Nuala Mole and Catharina Harby (2001)
Handbook No. 4: The right to property.
A guide to the implementation of Article 1 of
Protocol No. 1 to the European Convention
100 on Human Rights. Monica Carss-Frisk (2001) 100

Handbook No. 5: The right to liberty and secu- Directorate General of Human Rights
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rity of the person. Council of Europe 95

A guide to the implementation of Article 5 of F-67075 Strasbourg Cedex


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the European Convention on Human Rights.
Monica Macovei (2002) Council of Europe, 2002
Handbook No. 6: The prohibition of torture. Cover photo: ICRC/Fred Clarke
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A guide to the implementation of Article 3 of
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the European Convention on Human Rights. First impression, July 2003 5
Aisling Reidy (2003) Printed in Germany
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100 Contents 100

95 Introduction to the Convention . . . . . 5 Deportation . . . . . . . . . . . . . . . 30 95

Disappearances . . . . . . . . . . . . . 31
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Introduction to Article 3 . . . . . . . . 7 Discrimination . . . . . . . . . . . . . . 33
75

The scope of Article 3 . . . . . . . . . . 9


Positive obligations under Article 3 . . 33
De minimis rule . . . . . . . . . . . . . . 9
25 Procedural rights under Article 3 . . . . 34 25
Definition . . . . . . . . . . . . . . . . 10
5 Torture . . . . . . . . . . . . . . . . . . 10 Drittwirkung effect . . . . . . . . . . . . 34 5

Intensity . . . . . . . . . . . . . . . . . 11
0 Responding to allegations 0
Intention . . . . . . . . . . . . . . . . . 12
of ill-treatment. . . . . . . . . . . . . 36
Purposive . . . . . . . . . . . . . . . . 13
Actus Reus . . . . . . . . . . . . . . . . 13 Investigating allegations of torture . . . 37
Inhuman or degrading . . . . . . . . . . 15 Failure to investigate . . . . . . . . . . . 39
Treatment v. punishment. . . . . . . . . 16
Other international standards . . . . . 41
Article 3 in the context
of the Convention. . . . . . . . . . . . 18 Recommendations . . . . . . . . . . . 41
100 Co-operation with the CPT and observation 100
Application of Article 3 in context. . . 20
of their recommendations . . . . . . . 41
95 Detention . . . . . . . . . . . . . . . 20 95
Forensics . . . . . . . . . . . . . . . . . 43
75 Arrest and interrogation . . . . . . . . 21 Behaviour of the law-enforcement forces 44 75

Conditions of detention . . . . . . . . 24 Situations of tension and conflict. . . . . 44


Groups at risk . . . . . . . . . . . . . . 45
Detention on medical grounds . . . . . 27
25 Investigations and prosecutions . . . . . 45 25

Other points of detention . . . . . . . 29 Redress. . . . . . . . . . . . . . . . . . 45


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Introduction to the Convention


25 The European Convention on Human Rights contracting state to secure to everyone within their 25

(hereinafter the Convention) was signed in Rome jurisdiction the rights and freedoms defined in the
5
on 4 November 1950, and came into force on 3 May Convention. The European Court of Human Rights 5

1953. Today, in 2003,1 forty-four states have rati- is there to monitor states action, exercising the
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fied the European Convention on Human Rights. power of review.
In practically all these states the Convention, This relationship between the legal systems
as well as creating legal obligations under interna- of contracting states and the Court the subsidi-
tional law, is also part of domestic law. In this way arity principle whereby the enforcement of the Con-
the European Convention on Human Rights is part vention by the national authorities goes hand in
of the legal system and it is mandatory for the hand with European supervision, has given rise to
domestic courts and all public authorities to apply the existence of a so-called margin of apprecia-
its provisions. In national proceedings individuals tion. The doctrine of the margin of appreciation
100 may directly invoke its text and case-law, which recognises that in many instances national authori- 100

must be applied by the national courts. Moreover, ties are in a better position to decide on a particu-
95 95
the national authorities, including the courts, must lar case or issue. This is particularly true where
75
give the Convention priority over any national law there is a wide range of options as to how a matter 75
conflicting with the Convention. can be resolved. However, the margin of apprecia-
This is in keeping with the overall scheme of tion is applied differently depending on the value
the Convention, which is that the initial and pri- at stake, and the existence of common standards
25 25
mary responsibility for the protection of the rights applied across many member states, and accord-
5
set forth in the Convention lies with the contract- ingly the degree of discretion allowed to the states 5
1 As at 30 June 2003. ing states. Article 1 of the Convention obliges each varies.
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5
In the context of Article 3, which prohibits tor- sets of principles and guidelines on the
100 100
ture, the article at the focus of this handbook, it is interpretation of Convention provisions. They have
95 debatable as to whether there is a margin of appre- elaborated in detail on the scope of the protection 95

ciation at all. provided by the Convention, and what States Parties


75
For national legal and political systems to ob- must do to comply with the guarantees of fundamen- 75

serve the obligations of the Convention it is appro- tal rights that are afforded by the Convention.
priate that the protections and guarantees This jurisprudence, or case-law of the Conven-
25 afforded by it are incorporated at all levels of those tion organs, is the lifeblood of the Convention, and 25

systems. In particular, those responsible for the each case sets out standards and rulings which
5
drafting, implementation and enforcement of laws apply equally to all States Parties, irrespective of 5

and regulations must be in a position to integrate which State Party was the respondent state. In this
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the provisions of the Convention in their func- respect, one must understand that nowadays even
tions. This can only be achieved through a thor- the traditionally civilian legal systems practise a
ough knowledge of the Convention. mixed civilian and common-law system where the
The European Convention on Human Rights is jurisprudence is given equal value to that of the
much more than just the text of the treaty. During the laws enacted by the Parliament.
life of the Convention, additional protocols broaden- The Convention must also be understood
ing its scope have been adopted, and hundreds of from the standpoint of its object and purpose, as
cases have been resolved before the organs of the the Court has put it, to protect individual human
100 Convention namely the former European Commis- beings within the values of a democratic society, 100

sion of Human Rights (the Commission) and the which means that its provisions must be inter-
95 95
European Court of Human Rights (the Court).2 preted and applied so as to make its safeguards
75
It is primarily through this jurisprudence of practical and effective. This principle of effectiveness 75
both the Court and the Commission that an under- has very concrete consequences for the applica- 2 Protocol No. 11, which
came into force on 1 Novem-
standing and appreciation of the scope of the Conven- tion of Article 3 of the European Convention. ber 1998, dissolved the
tion has been developed. In dealing with thousands Another central characteristic of the Conven- former European Commis-
25
of applications from individuals who alleged that tion text is that its interpretation is dynamic. That sion of Human Rights and 25

created the current perma-


5
their rights protected by the Convention had been is, it is reflective of changing social mores, stan- nent European Court of 5
violated, the Commission and the Court developed dards and expectations. It was in a case dealing Human Rights.
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6
with Article 3 of the Convention that the Court took Accordingly, the Court is (and must be) influ-
100 100
the opportunity to point out that the Convention is enced by changes and convergence of standards
95 a living instrument which must be interpreted in accepted in all member states. The purpose of this 95

the light of present-day conditions. In that case, handbook is to assist judges and prosecutors at all
75
the Court determined that judicial corporal punish- levels in ensuring that the prohibition on torture, in- 75

ment of juvenile offenders, which was acceptable human and degrading treatment and punishment
in 1956, was no longer acceptable by Convention is fully respected in conformity with the obligations
25 standards in 1978.3 imposed by Article 3 of the Convention. To do so 25

Particularly the Court noted that, in determin- one must first unravel this seemingly self-explana-
5
ing whether the behaviour offended the Conven- tory provision, and through a combination of the 5

tion, it cannot but be influenced by the case-law and the interpretative principles dis-
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development and commonly accepted standards cussed above, determine what in practical, as well
in the penal policy of the member States of the as legal terms, the implementation of the guaran-
Council of Europe in this field. 4 tee means for practitioners in the judicial system.

100 100

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25 3 Tyrer v. the United Kingdom, 25

judgment of 25 April 1978,


5 Series A no. 26. 5
4 Ibid., 31.
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Introduction to Article 3
25 In the oft-repeated words of the European from Article 5 of the 1948 Universal Declaration of 25

Court of Human Rights, Human Rights No one shall be subjected to


5
Article 3 enshrines one of the most torture or cruel, inhuman or degrading treatment 5

fundamental values of democratic society. or punishment to the 1998 Rome Statute of the In-
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Article 3 of the Convention states that ternational Criminal Court which declares torture
No one shall be subjected to torture or to committed as part of a widespread or systematic 5 Article 4 of Protocol No. 2
inhuman or degrading treatment or attack against civilians to be a crime against provides that Collective ex-
punishment. humanity. pulsion of aliens is prohib-
ited. This is the shortest
At fifteen words, Article 3 of the Convention is In addition to the Convention, most Council of article of the European
one of the shortest provisions in the Convention.5 Europe states are also parties to the following trea- Convention on Human
However, the brevity of the article should not belie ties which all prohibit torture.7 Rights and its protocols.
6 See Prosecutor v. Furundzija,
its depth. National authorities cannot afford to be the four 1949 Geneva Conventions 10 December 1998, case no.
100 complacent when understanding what it means to the 1966 UN International Covenant on Civil IT-95-17/I-T; Prosecutor v.. 100

respect and enforce this provision. and Political Rights, Article 7: No one shall be Delacic and Others, 16 No-
95 vember 1998, case no. IT-96- 95
Notwithstanding the depressing consistency subjected to torture or to cruel, inhuman or 21-T, 454; and Prosecutor
75
with which reliable reports testify that torture con- degrading treatment or punishment v. Kunarac, 22 February 75
tinues to be practised around the world, the prohi- the 1984 UN Convention against Torture and 2001, case no. IT 96-23-T
and IT-96-23/1, 466.
bition on torture is not just a prohibition contained other Cruel, Inhuman or Degrading Treatment 7 For signatures and
in the Convention, but is also part of customary in- or Punishment (CAT) ratifications of Council of
the 1987 European Convention for the Preven-
25 25
ternational law, and is considered to be jus cogens.6 Europe conventions, see
http://conventions.coe.int/.
5
A large panoply of international norms has tion of Torture and Inhuman and Degrading For United Nations treaties, 5
been adopted to combat the scourge of torture: Treatment or Punishment see http://untreaty.un.org/.
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8
The prohibition of torture is also to be found deportation would expose the deportee to inhuman
100 100
in almost all domestic legal systems. treatment in the recipient, third state, to complaints
95 The inclusion of the prohibition on torture that the courts have failed to protect victims from 95

and inhuman and degrading treatment at Constitu- the abuse of other private individuals.
75
tional level is an important element in ensuring The range of cases brings out a number of 75

that such prohibited behaviour does not occur points about the scope of Article 3, which we will
within the jurisdiction of a member state. However explore in detail later.
25 the existence of the prohibition is not, in and of First, there is a large range of types of behav- 25

itself, sufficient to meet the obligations imposed iour, as well as specific acts, which may fall
5
by the Convention, and there have been many vio- foul of Article 3. 5

lations of Article 3 notwithstanding such provi- Potential perpetrators of Article 3 violations


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sions in the legal systems of member states. are therefore similarly diverse.
It would also be misleading to suggest that en- Whether specific behaviour or acts do offend
forcing Article 3 is chiefly based on the need to com- Article 3 is to be determined on the basis of
bat only torture. Cases of actual torture are of both objective and subjective tests.
course the most grave and acute forms of the viola- Article 3 contains both substantive aspects
tion of Article 3, but the protection of Article 3 is as well as procedural aspects, such as an obli-
against many different types of assault on human gation to investigate prima facie allegations of
dignity and physical integrity. As was discussed torture and other inhuman treatment.
100 above, it is the case-law and application of the Con- Article 3 can be infringed by both deliberate 100

vention which gives it its lifeblood, and a review of infliction of ill-treatment and also by negli-
95 95
that case-law demonstrates how broad the gence or failure to take specific action, or
75
prohibition in Article 3 is, and how it should be provide adequate standards of care. 75
given practical application. Article 3 imposes both negative and positive
The factual situations which have given rise to obligations: that is an obligation to refrain
complaints of alleged violations of Article 3 range from certain action, and obligations to take
25 25
from complaints that persons in police custody positive action to secure individuals their
5
have been ill-treated or that conditions of detention rights and to protect them from prohibited 5
were inhuman or degrading, and complaints that a treatment.
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9
100 The scope of Article 3 100

95
De minimis rule ceptable ill-treatment may also vary from place to 95

place. The Commission has noted:


75 It is not all types of harsh treatment which fall 75

within the scope of Article 3. The Court, from the It appears from the testimony of a number of
beginning, has made it clear that ill-treatment witnesses that a certain roughness of treatment
must attain a minimum level of severity if it is to fall of detainees by both police and military authori-
25 25
within the scope of Article 3. However, it has also ties is tolerated by most detainees and even 8 McCallum v. the United
taken for granted. This underlines the fact that Kingdom, Report of 4 May
5 been recognised that the borderline between 5
1989, Series A no. 183,
harsh treatment on the one hand, and a violation the point up to which prisoners and the public
p. 29.
0
of Article 3 on the other, may sometimes be diffi- may accept physical violence as being neither 9 Ireland v. the United King-
0

cruel nor excessive, varies between different dom, 18 January 1978,


cult to establish.8
Series A no. 25.
In the seminal case on Article 3, Ireland v. the societies and even between different sections of
10 Ibid., 162.
United Kingdom,9 the Court made it clear that the them.13 11 See, amongst other authori-
ties, Ireland v. the United
assessment of the minimum level of severity is rela- It is the case that different societies, and in-
Kingdom, p. 65; and more re-
tive: it depends on all the circumstances of the deed individuals within a particular society, can cently Tekin v. Turkey, judg-
case, such as the duration of the treatment, its have different perceptions of what amounts to ill- ment of 9 June 1998, ECHR
1998-IV, 52; Keenan v. the
physical and mental effects and, in some cases, treatment. Specific treatment directed against
United Kingdom, judgment
100 the sex, age and state of health of the victim.10 women or children for example, taking into ac- of 3 April 2001, 20; 100

These words have been repeated again and again count religious or cultural tenets, could be viewed Valainas v. Lithuania, judg-
ment of 24 July 2001, 120;
95
in the case-law of the Court.11 In Soering, the Court as more severe by some groups than others. The
and specifically with relation
95

75
added that the severity depends on all the circum- extent of the psychological effects which particular to torture Labita v. Italy, judg- 75
stances of the case, such as the nature and context treatment has on someone can often depend on ment of 6 April 2000, ECHR
2000-IV, 120.
of the treatment or punishment, the manner and an individuals culture.
12 Soering v. the United King-
method of its execution as well as the factors However, in the area of ill-treatment and the dom, judgment of 7 July
25
above.12 protection afforded by Article 3 it is evident that 1989, Series A no. 161, 25

100.
5
It has in the past been acknowledged by the there is growing convergence of standards and 13 Greek Case, 5 November 5
Strasbourg system that what is classified as unac- practices which leads to much greater objectivity 1969, YB XII, p. 501.
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10
in assessing the minimum threshold.14 The work of that the intention of the drafters of the Convention
100 100
the European Committee for the Prevention of Tor- in using both the terms torture and inhuman or
95 ture (CPT), which we will look at in detail later, has degrading treatment was to make a clear distinc- 95

contributed significantly to this in the area of tion between them. 15


75
treatment of detainees. Specifically, the Court considered that the in-
75

tention was that a special stigma should attach to


Definition deliberate inhuman treatment causing very serious
25 The three broad areas of prohibition in Arti- and cruel suffering.16 The Court on that occasion re- 25

cle 3 have been described as being distinct but re- ferred to Article 1 of Resolution 3452 (XXX)
5
14 The emergence of common lated. According to the European Commission of adopted by the General Assembly of the United
5

acceptable standards, particu- Human Rights in the Greek Case, Nations on 9 December 1975, which declares:
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larly with respect to the treat- It is plain that there may be treatment to which
ment of detainees of all Torture constitutes an aggravated and
kinds, is best reflected in the all these descriptions apply, for all torture must
deliberate form of cruel, inhuman or degrading
reports of the European be inhuman and degrading treatment, and in-
Convention for the Preven-
treatment or punishment.
human treatment also degrading.
tion of Torture (the CPT), The European Court of Human Rights, al-
and its reports and recom- To understand what type of behaviour is for-
mendations on best prac- bidden, and how that behaviour is to be classified, though it has identified the elements which charac-
tices. For reports of the CPT, it is necessary to understand what the legal implica- terise treatment or punishment as torture, has
see its website http:// never tried to define exactly what the term means.
www.cpt.coe.int/ and in par- tions for each term set out in Article 3 are. Article 3
100 ticular its report, Substan- can be broken down into five elements: However it has endorsed in part the definition pro- 100

tive sections of the CPTs torture vided in the United Nations Convention Against
95 General Reports.
inhuman Torture, which came into force on 26 June 1987.17 95
15 Ibid. p. 186. See recent au-
thority such as Dikme v. degrading At Article 1, the Convention states that
75 75
Turkey judgment of 11 July treatment the term torture means any act by which
2000, 93.
16 Ibid., 167. punishment severe pain or suffering, whether physical or
17 See, particularly, Akko v. mental, is intentionally inflicted on a
25 Turkey, judgment of 10 Octo- Torture person for such purposes as obtaining from him
25

ber 2000, 115; Salman v.


5 Turkey, judgment of 27 June Torture as a term of art has its own discrete or a third person information or a confession, 5
2000, 114. legal implication. The Court has expressed the view punishing him for an act he or a third person
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11
has committed or is suspected of having commit- of whether acts amount to torture, must be
100 100
ted, or intimidating or coercing him or a third minimal. Acts which objectively inflict sufficient
95 person, or for any reason based on discrimina- severity of pain will be considered torture, whether 95

tion of any kind (emphasis added) or not a person is male or female, or of particularly
75
From the foregoing it is possible to extract strong constitution or not. The Court has recog- 75

three essential elements which constitute torture: nised this in Selmouni,18 where it noted that the
the infliction of severe mental or physical pain treatment inflicted in that case was not only violent
25 or suffering but would be heinous and humiliating for anyone, 25

the intentional or deliberate infliction of the irrespective of their condition. 19


5
pain The first case in which the Convention organs 5

the pursuit of a specific purpose, such as gain- had to address a complaint of torture was an inter-
0 0
ing information, punishment or intimidation state case against Greece, for practices carried out
by the military junta governing Greece at the time.
Intensity The Commission was the only body to investigate
The Court has stated that the distinction be- the claims, as the then Greek government de-
tween torture and other types of ill-treatment is to nounced the Convention soon after the investiga-
be made on the basis of a difference in the inten- tion. However the Commission found that there
sity of the suffering inflicted. The severity, or inten- were practices of inflicting falanga (beating the
sity of the suffering inflicted can be gauged by soles of the feet with a blunt instrument), severe
100 reference to the factors referred to above: beatings, electro-shock treatment, mock execu- 100

duration tions, and threats to shoot and kill the victims.20


physical and mental effects
95 95
The Commission concluded that there had been
75
the sex, age and state of health of the victim acts of both torture and ill-treatment. 75
the manner and method of its execution. In the second inter-state case, Ireland v. the
18 Selmouni v. France, judg-
The subjective elements of this criteria the United Kingdom, the Commission had unanimously ment of 28 July 1998, ECHR
sex, age and state of health of a victim are rele- found that the combined use of the so-called five 1999-V.
25 25
vant to the assessment of the intensity of particu- techniques in the case before it, so-called disori- 19 Ibid. 103.
20 Greek Case, Commission
5
lar treatment. However the mitigating weight that entation or sensory deprivation techniques con- Report of 5 November 1969, 5
such relative factors are given, in the assessment stituted a practice of inhuman treatment and of Yearbook 12.
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12
torture in breach of Article 3. The so-called five physical and mental suffering to the persons sub-
100 100
techniques were jected to them and also led to acute psychiatric
95 wall-standing: forcing the detainees to remain disturbances during interrogation. They therefore 95

for periods of some hours in a stress fell into the category of inhuman treatment within
75
position, described by those who underwent the meaning of Article 3. The techniques were also 75

it as being spreadeagled against the wall, degrading since they were such as to arouse in their
with their fingers put high above the head victims feelings of fear, anguish and inferiority
25 against the wall, the legs spread apart and the capable of humiliating and debasing them and pos- 25

feet back, causing them to stand on their toes sibly breaking their physical or moral resistance.
5
with the weight of the body mainly on the However, they did not occasion suffering of the 5

fingers; particular intensity and cruelty implied by the word


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hooding: putting a black or navy coloured bag torture.
over the detainees heads and, at least
initially, keeping it there all the time except Intention
during interrogation; It has already been noted that, in the
subjection to noise: pending their interroga- definition of torture used by the Court, torture is
tions, holding the detainees in a room where further characterised by being a deliberate form of in-
there was a continuous loud hissing noise; human treatment. In Aksoy v. Turkey, in its first
deprivation of sleep: pending their interroga- judicial determination that an individual had been
100 tions, depriving the detainees of sleep; tortured, the Court noted that this treatment 100

deprivation of food and drink: subjecting the could only have been deliberately inflicted. The
95 95
detainees to a reduced diet during their stay Court went on to say that in fact a certain amount
75
at the centre and pending interrogations. of preparation and exertion would have been re- 75
The Court, however, did not agree with the quired to carry it out. The treatment spoken of was
Commission and by a majority classified the treat- so-called Palestinian hanging where the victim is
ment as inhuman treatment rather than torture. suspended by his arms, tied behind his back. 21
25 25
The Court found that as the five techniques were More recently, in Dikme v. Turkey, the Court
21 Aksoy v. Turkey judgment of
5 18 December 1996, ECHR applied in combination, with premeditation and likewise found that the treatment inflicted on the 5
1996-VI, Vol. 26, 64. for hours at a stretch, they caused at least intense victim consisted of at the very least a large num-
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13
ber of blows and other similar forms of torture. subjected to Palestinian hanging, in other words,
100 100
The Court considered that such treatment was he was stripped naked, with his arms tied together
95 intentionally meted out to Mr Dikme by agents of behind his back, and suspended by his arms. This 95

the State in the performance of their duties. led to a paralysis of both arms which lasted for some
75
time. The seriousness and cruelty of this treatment 75

Purposive led it to be described as torture by the Court.


The word torture is often used to describe inhu- In Aydin v. Turkey the applicant alleged, inter
25 man treatment which has a purpose, such as the alia, that she was raped in police custody. The 25

obtaining of information or confessions, or the in- Court, in finding on the evidence that she had been
5
fliction of punishment. The Court has noted on a raped, stated that 5

number of occasions that the purposive element is rape of a detainee by an official of the State
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recognised in the definition of torture in the 1987 must be considered to be an especially grave
United Nations Convention, and that the defini- and abhorrent form of ill-treatment given the
tion refers to torture in terms of the intentional in- ease with which the offender can exploit the
fliction of severe pain or suffering with the aim, inter vulnerability and weakened resistance of his
alia, of obtaining information, inflicting punish- victim. Furthermore, rape leaves deep psychologi-
ment or intimidating. In Dikme the Court deter- cal scars on the victim which do not respond to
mined that the infliction of ill-treatment was the passage of time as quickly as other forms of
carried out with the aim of extracting a confession physical and mental violence. The applicant
100 or information about the offences of which also experienced the acute physical pain of 100

Mr Dikme was suspected.22 In other cases where forced penetration, which must have left her
95 95
torture has been inflicted on detainees, the Court feeling debased and violated both physically
75
has similarly found that the treatment was in the and emotionally. 75
context of interrogation with the aim of extracting The Court went on to hold that the rape
information or a confession. 23 amounted to torture in breach of Article 3 of the 22 Akko, op. cit., 64; Dikme,
Convention. op. cit., 95.
25 Actus reus In Selmouni v. France the applicant was a 23 See Aksoy v. Turkey, judg- 25

ment of 18 December 1996,


5
In the first case where the Court held that there Dutch and Moroccan national who was impris- ECHR 1996-VI; and Akko 5
was torture, Aksoy v. Turkey, the victim had been oned in France. The applicant was subjected to and Salman, op. cit.
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14
a large number of intense blows covering almost shocks, hot and cold water treatment, blows to
100 100
all of his body. He was dragged along by his hair; the head and threats concerning the ill-
95 made to run along a corridor with police officers treatment of her children. This treatment left 95

positioned on either side to trip him up; made to the applicant with long-term symptoms of
75
kneel down in front of a young woman to whom anxiety and insecurity, diagnosed as post- 75

someone said Look, youre going to hear some- traumatic stress disorder and requiring treat-
body sing; he was urinated over; and was ment by medication. Just as in Selmouni the
25 threatened with a blow lamp and then a Court considered the severity of the ill- 25

syringe.24 treatment suffered by the applicant, and the sur-


5
As noted above the Court observed that these rounding circumstances, to justify a finding of 5

acts were not only violent, but that they would be torture.
0 0
heinous and humiliating for anyone, irrespective of In Dikme v. Turkey the blows inflicted on
their condition. The element of the duration of the Mr Dikme were such as to cause both physical
treatment was also taken into consideration in this and mental pain or suffering, which could only
case, and the fact that the above events were not have been exacerbated by the fact that he was
confined to any one period of police custody, but totally isolated and that he was blindfolded. The
rather were part of a repetitive and sustained pat- Court found therefore that Mr Dikme was there-
tern of assaults over a number of days of fore treated in a way that was likely to arouse in
questioning, aggravated the situation. him feelings of fear, anxiety and vulnerability
100 The Court again found that it was satisfied likely to humiliate and debase him and break his 100

that the physical and mental violence, consid- resistance and will. The Court also took into
95 95
ered as a whole, committed against the appli- account the duration of the treatment and
75
cants person caused severe pain and noted that the treatment was meted out to him 75
suffering and was particularly serious and during lengthy interrogation sessions to which
cruel. Such conduct must be regarded as acts of he was subjected throughout his time in police
torture for the purposes of Article 3 of the custody. Coupled with the intentional infliction
25 25
Convention.25 of the treatment with a purpose of extracting in-
5 24 Op. cit., 103. In Akko v. Turkey, the victim in this case had formation, the Court held that the violence in- 5
25 Ibid. 105. amongst other things been subjected to electric flicted on the applicant, taken as a whole and
0 0

15
having regard to its purpose and duration, was par- distress. In the cases of Mr Asker, Mrs Seluk,
100 100
ticularly serious and cruel and was capable of Mrs Dulas and Mr Bilgin the applicants homes
95 causing severe pain and suffering. It therefore were destroyed by members of the security forces 95

amounted to torture within the meaning of Arti- conducting operations in the areas where the appli-
75
cle 3 of the Convention. cants lived. Both the Commission and Court found 75

that the destruction of the homes constituted an


Inhuman or degrading act of violence and deliberate destruction in utter
25 Ill-treatment that is not torture, in that it does disregard of the safety and welfare of the appli- 25

not have sufficient intensity or purpose, will be cants who were left without shelter and in circum-
5
classed as inhuman or degrading. As with all Arti- stances which caused anguish and suffering.27 This
5

cle 3 assessments, the assessment of this was inhuman treatment within the meaning of Arti-
0 0
minimum is relative. 26 cle 3 of the Convention.
In the Greek case, the Commission stated that
Degrading treatment is that which is said to
the notion of inhuman treatment covers at least
arouse in its victims feelings of fear, anguish and infe- 26 See, amongst other authori-
such treatment as deliberately causes severe suf-
riority, capable of humiliating and debasing them. ties, the Tekin v. Turkey judg-
fering, mental or physical, which in the particu- ment of 9 June 1998, ECHR
This has also been described as involving treatment
lar situation is unjustifiable. 1998-IV, 52.
such would lead to breaking down the physical or 27 Seluk and Asker v. Turkey,
Treatment has been held by the Court to be
moral resistance of the victim,28 or as driving the vic- judgment of 24 April 1998,
inhuman because, inter alia, it was premeditated, ECHR 1998-II, p. 19, 78;
tim to act against his will or conscience.29
100 was applied for hours at a stretch, and caused Dulas v. Turkey, judgment of 100

either actual bodily injury or intense physical and In considering whether a punishment or treat- 30 January 2001, 55; Bilgin
95 v. Turkey, 16 November 95
mental suffering. Many instances of inhuman treat- ment is degrading within the meaning of Arti-
2000, 103.
75
ment arise in the context of detention, where vic- cle 3, regard should be had as to whether its object is 28 Ireland v. the United King- 75
tims have been subjected to ill-treatment which to humiliate and debase the person concerned and dom, p. 66, 167.
29 Commissions opinion in the
has been severe, but not of the intensity required whether, as far as the consequences are con- Greek Case, Chapter IV,
to qualify the treatment as torture. cerned, it adversely affected his or her personality p. 186.
25 25
It can also apply to a range of behaviour in a manner incompatible with Article 3.30 However, 30 Ranninen v. Finland judg-
ment of 16 December 1997,
5
outside of detention where victims are exposed to the absence of such a purpose cannot rule out a ECHR 1997-VIII, p. 2821-22, 5
deliberate cruel acts which leave them in extreme finding of a violation of Article 3. 55.
0 0

16
Relative factors such as age and sex of the vic- publicity does not necessarily prevent a given pun-
100 100
tim can have a greater impact in assessing whether ishment from falling into that category.
95 treatment is degrading, in contrast to whether 95

treatment is inhuman or torture, as the assess- Treatment v. punishment


75
ment of whether an individual has been subjected Most of the behaviour and acts which fall foul 75

to degrading treatment is more subjective. In this of Article 3 could be classified as treatment. How-
context, the Court has also held that it may well suf- ever, in certain circumstances it is clearly a form of
25 fice that the victim is humiliated in his own eyes, punishment which is being imposed on the victim, 25

even if not in the eyes of others. and it must be determined whether that punish-
5
In one case before the Court,31 a 15-year-old ment is inhuman or degrading. 5

boy had been sentenced to corporal punishment, Whilst it can be argued that there is a naturally
0 0
namely three strokes with a birch rod. The appli- inherent humiliation in being punished per se, it is
cant was made to take down his trousers and under- recognised that it would be absurd to hold that
pants and bend over a table, where he was held by judicial punishment generally, by reason of its
two policemen whilst a third administered the pun- usual and perhaps almost inevitable element of
ishment, pieces of the birch breaking at the first humiliation, is degrading within the meaning of
stroke. The applicants father lost his self-control Article 3. The Court rightly requires that some fur-
and after the third stroke went for one of the ther criterion be read into the text. Indeed, Arti-
policemen and had to be restrained. The birching cle 3, by expressly prohibiting inhuman and
100 raised, but did not cut, the applicants skin and he degrading punishment, implies that there is a dis- 100

was sore for about a week and a half afterwards. tinction between such punishment and punish-
95 95
The Court found that this punishment incor- ment in general.
75
porated the element of humiliation and attained Therefore the prohibition on degrading treat- 75
the level inherent in the notion of degrading ment does not necessarily have any bearing on the
punishment. normal judicial sentence, even where the sentence
Whilst factors such as the publicity passed may be severe. The Court has indicated
25 25
surrounding particular treatment may be relevant that it would only be in exceptional circumstances
31 Costello-Roberts v. the
5 United Kingdom, Series A in assessing whether a punishment is degrading that a heavy sentence would raise an issue under 5
no. 247-C, p. 59, 30. within the meaning of Article 3, the absence of Article 3. It is in this instance that one could argue
0 0

17
that states enjoy a discretion or a margin of appreci- the Commission was of the opinion that the
100 100
ation in terms of what punishment they pass on punishment inflicted on the applicant caused him
95 convicts. Nevertheless, as we have seen above, in significant physical injury and humiliation, which 95

1978 the Court ruled that a system of judicial corpo- attained such a level of seriousness that it consti-
75
ral punishment for juvenile offenders in use in the tuted degrading treatment and punishment within 75

United Kingdom violated Article 3. the meaning of Article 3 of the Convention. The Com-
The Court decided that this was so because mission considered that the State was responsible
25 the very nature of judicial corporal punishment is for this ill-treatment in so far as the English legal 25

that it involves one human being inflicting physical system authorised it and provided no effective
5
violence on another human being. Furthermore, redress.32 5

the Court deemed it to be institutionalised vio- Another area of institutionalised treatment


0 0
lence, that is violence permitted by the law, which falls to be considered under the umbrella of
ordered by the judicial authorities of the State and the Article 3 protection is that of enforced medical
carried out by the police authorities of the State. It treatment. However the Court has indicated that
went on to hold that the institutionalised character the established practice of medicine will hold
of the violence was further compounded by the precedence in the assessment of whether such
whole aura of official procedure attending the pun- treatment is permissible. It held that as a general
ishment and by the fact that those inflicting it were rule, a measure which is a therapeutic necessity
total strangers to the offender. cannot be regarded as inhuman or degrading. 33
100 Thus, although the applicant did not suffer It is wholly understandable that the Court, 100

any severe or long-lasting physical effects, his pun- particularly exercising a supervisory role as it does,
95 95
ishment whereby he was treated as an object in is reluctant to intervene in an area such as that of
75
the power of the authorities constituted an as- medical expertise, where it itself has no specific 75
sault on his dignity and physical integrity. The competence. National courts too are cautious of
Court also considered significant the fact that the intervening in this field. Nevertheless, national 32 Y v. the United Kingdom,
punishment may have had adverse psychological judges and prosecutors would be advised to pay 8 October 1991, Series A
25 25
effects. attention to this area, to the development of no. 247-A; 17 EHRR 233.
33 Herczegfalvy v. Austria,
5
Similar use of corporal punishment in schools national jurisprudence in this area and any 24 September 1992, Series A 5
has also been found to be degrading. In that case emerging convergence on the standards to be no. 24, 82.
0 0

18
applied in this field. There are a growing number of treatment and euthanasia, the question will
100 100
norms being set and adopted through resolutions also arise as to whether the absolute right to
95 and recommendations of the minimum standards human dignity is infringed where an individual is 95

which apply to the treatment of patients, particu- forced to accept certain medical treatment.
75
larly psychiatric patients, and detainees who are Development of a broader consensus on these 75

patients.34 matters will also help determine whether certain


In on-going debates which may focus on enforced medical treatment would be an assault
25 such issues as religious belief about medical on human dignity. 25

5 5

0 Article 3 in the context of the Convention 0

The Court consistently and repeatedly ranks or under international law, be a justification for acts
Article 3, the prohibition on torture and inhuman which breach the article. In other words, there can
treatment, along with Article 2, the right to life, as be no factors which are treated by a domestic legal
one of the most fundamental rights protected by system as justification for resort to prohibited be-
the Convention, whose core purpose is to protect haviour not the behaviour of the victim, the pres-
a persons dignity and physical integrity. sure on the perpetrator to further an investigation
100 Unlike some of the other articles of the Con- or prevent a crime, any external circumstances or 100

vention, Article 3 is stated in absolute and un- any other factor.


95 95
qualified terms. In contrast to, for example The Court is consistently quick to remind
75
Articles 8 to 11, there is no second paragraph states that the victims conduct cannot be consid- 75
setting out the circumstances when it is permis- ered in any way as a justification for resort to pro-
sible to engage in torture, inhuman or degrading hibited behaviour. The Court has often reiterated
treatment or punishment. There is therefore no that even in the most difficult circumstances, such
25 25
34 Parliamentary Assembly Rec- room for limitations by law on the provision. as the fight against terrorism and organised crime,
ommendation 1235 (1994)
5 on psychiatry and human The unconditional terms of Article 3 also the Convention prohibits in absolute terms torture 5
rights. mean that there can never, under the Convention and inhuman or degrading treatment or punish-
0 0

19
ment. Whether or not any individual has commit- subject to strict conditions or a sentence involve
100 100
ted a terrorist or other serious criminal offence, or elements which go beyond imprisonment, those
95 is suspected of such, it is irrelevant for determining conditions will fall to be assessed for their compati- 95

whether the treatment inflicted on that person in- bility with Article 3.
75
fringes the prohibition against ill-treatment. The absolute prohibition in Article 3 also 75

The Court acknowledges that there are unde- means that it is not permitted to derogate from the
niable difficulties inherent in the fight against prohibition even in times of war. While Article 15 of
25 crime, particularly with regard to organised crime the Convention permits states, in times of war and 25

and terrorism. It also recognises the needs of the other public emergencies, to derogate, to the ex-
5
investigation into such crime. In this respect, the tent necessary, from the normal applicable stan- 5

Court accepts that in the prosecution of such dard of protection guaranteed by the majority of
0 0
crime, certain exceptions to the rules of evidence articles of the Convention and its protocols, there
and procedural rights can be permitted. However is no provision for derogation from Article 3.
these same difficulties cannot in any way result in Rather, Article 15.2 makes it clear that even in the
limits being placed on the protection to be af- event of a public emergency threatening the life of
forded in respect of the physical integrity of individ- the nation, a state which has signed up to the Con-
uals. The prohibition on resort to ill-treatment vention is not permitted to ill-treat individuals in
during interrogations and interviews, together with any way prohibited by Article 3.37 No level of con-
the prohibition on use of any evidence obtained by flict or terrorist violence diminishes the right of indi-
100 resort to such behaviour, remains absolute. 35 viduals not be ill-treated. 100

Similarly, irrespective of the crimes at stake, This unconditionality has extra-territorial ef-
95 35 Tomasi v. France, judgment 95
states are not permitted to sanction nor impose fect. It extends to protect individuals from being ex- of 27 August 1992, Series A
75
punishments on the grounds that they would have posed to ill-treatment beyond the territory of a no. 241-A 115. 75
a deterrent effect, where the punishments would member state and by individuals for whom the 36 Tyrer, op. cit., p. 15. See also
below, the discussion on pro-
be contrary to Article 3.36 In this context it should member state is not responsible. There are a hibited punishment.
be noted that the Court has been slow to intervene number of cases which deal with the application of 37 Ireland v. the United King-
25 25
simply on the grounds that a judicial sentence is Article 3 to cases of expulsion or deportation of indi- dom, judgment of 18 January
1978, Series A no. 25, 163;
5
severe with respect to the length of imprisonment viduals. In those cases, even where there may be fac- Selmouni v. France, ECHR 5
imposed. However should the imprisonment be tors such as a prior extradition treaty, the need to 1999-V, 95.
0 0

20
bring to justice suspected terrorists who have fled a while it is for the medical authorities to
100 100
jurisdiction, or indeed the national security of the decide, on the basis of the recognised rules
95 deporting state, nothing would absolve a state of its of medical science, on the therapeutic meth- 95

responsibility not to send an individual to another ods to be used, if necessary by force, to pre-
75
state where they face a real risk of ill-treatment. serve the physical and mental health of 75

patients who are entirely incapable of decid-


Finally, it should also be noted that the abso-
ing for themselves and for whom they are
lute prohibition applies equally to the case of treat-
25 therefore responsible, such patients never- 25
ment of persons detained on medical grounds and/
theless remain under the protection of
5
or subject to medical treatment. In a case where 5
Article 3, whose requirements permit
there had been a complaint of such treatment the
of no derogation38 (emphasis added).
0 Court reiterated that 0

100 100

95 95

75 75

25 25

38 Herczegfalvy v. Austria,
5 24 September 1992, Series A 5

no. 24, 82.


0 0

21
100 100

95 95

75 75

Application of Article 3 in context


25 25

Detention
5 5

The context in which most violations of Arti- to visit persons deprived of their liberty in order to
0
cle 3 occur is with respect to the treatment of de- examine their treatment, with a view to strengthen- 0

tainees. Here, the obligations of Article 3 are ing, if necessary, the protection of such persons
perhaps most plainly and explicitly relevant. There- from torture and from inhuman or degrading
fore it is the actions of members of the police, treatment or punishment. 39
armed or security forces, and members of the
In respect of persons deprived of their liberty,
prison service which are most often under scrutiny
the starting point for assessing whether any ill-
for whether or not they violate Article 3. However,
treatment has taken place is a determination of
persons involved in civil detention, such as those
whether or not physical force has been used at all
100 who deal with medical, particularly psychiatric 39 Article 1 of the European 100
against the detainee in the first instance. The rule Convention for the Preven-
patients, may also be implicated.
95 of thumb set by the Court is that recourse to tion of Torture. 95
Those who are deprived of their liberty, and 40 Ribitsch v. Austria, judgment
therefore under the full control of the authorities, physical force which has not been made strictly of 4 December 1995, Re-
75 75
who are most vulnerable to and at risk of abuse of necessary by the detainees own conduct is in prin- ports of judgments and deci-
sions 1996 p. 26, 34; Tekin,
state power against them. The exercise of this con- ciple an infringement of the right set forth in Arti-
pp. 1517-18, 52 and 53;
trol must therefore be subjected to strict scrutiny cle 3.40 This is derived from the fact that the and Assenov and others
25
for compliance with Convention standards. It is of purpose of Article 3 is to protect human dignity v. Bulgaria, judgment of 28 25

October 1998, Reports 1998-


5
little surprise that the European Committee for the and physical integrity and therefore any recourse VIII, 94 5
Prevention of Torture (CPT) is explicitly mandated to physical force diminishes human dignity.41 41 Ibid.
0 0

22
One of the most obvious indications of force by the authorities, then the detaining
100 100
recourse to physical force will be visible signs of authorities should be in a position to establish
95 physical injuries or observable psychological that it was necessitated by the detainees own 95

trauma. Where a detainee shows signs of injuries, or conduct and that only such force as was abso-
75
ill-health, either upon release or at any stage during lutely necessary was used. The burden of proof 75

their detention, the burden will be on the detaining is firmly on the detaining authorities to provide
authorities to establish that the signs or symptoms a plausible account of how the injuries
25 are unrelated to the period or fact of detention. occurred. The account must be assessed for its 25

If the injuries were related to the period or credibility and the circumstances for their com-
5
fact of detention, and a result of use of physical patibility with Article 3. 42 5

0 0

Arrest and interrogation


The potential for violations of Article 3, in the In the case of Assenov v. Bulgaria, although it
context of detention, arises at each stage of deten- was not ultimately possible to establish how the
tion from the moment a person is placed under injuries occurred, or who was responsible, the inju-
detention, usually by way of arrest or apprehen- ries sustained were also caused during his arrest. In
sion by a police or military officer, to the time when Rehbock v. Slovenia the applicant sustained facial inju-
100 42 Tomasi v. France judgment 100
a person is released from custody. ries during his arrest. The police submitted that the
of 27 August 1992, Series A
95 no. 241-A, pp. 40-41, In Ilhan v. Turkey, the applicant was severely injuries were the result of resisting arrest. The use 95
108-111; Ribitsch v. Aus-
beaten at the time of his arrest. The beatings, in- of force, however, was excessive and unjustified
75 tria judgment of 4 December 75
1995, Reports of judgments cluding to the head, were carried out, inter alia, with and the authorities could provide no basis for
and decisions 1996, p. 26, rifle butts when the security forces captured the explaining why the injuries sustained were so seri-
34; Aksoy v. Turkey judg-
ment of 18 December 1996, applicant who was in hiding. A significant period of ous: the arrest had been planned and therefore the
25 25
p. 17 61. time then lapsed before the applicant had access risks assessed, the police far outnumbered the sus-
43 Assenov v. Bulgaria judg-
5 ment of 28 October 1998,
to medical treatment. This treatment amounted, in pects, and the victim was not brandishing a 5
Reports 1998-VIII. the Courts view to torture. weapon at the police. 43
0 0

23
In cases of torture, where ill-treatment is in- in assessing breaches of the fundamental values
100 100
flicted for the purpose of obtaining information or of democratic societies.46
95 a confession, then the violation is most likely to oc- This was endorsed by the Court in Dikme.47 95

cur during the initial arrest period, when interviews Since the mid-1990s, the Court has been
75
or interrogations are taking place. This is more seized again with allegations that individuals have
75

likely to be a police station than a prison. This is been victims of torture in the detention centres of
also reflected in the cases which have come before member states. There here are a number of cases
25 the Court, and the experience of the CPT who where behaviour has been deemed to constitute 25

noted that torture under the Convention. These include:


5
The CPT wishes to stress that, in its experience, Palestinian hanging: suspension by the arms,
5

the period immediately following the depriva- tied behind the back (Aksoy v. Turkey48)
0 0
tion of liberty is when the risk of intimidation
severe forms of beating (Selmouni v. France,
and physical ill-treatment is at its greatest.44
Dikme v. Turkey)
The CPT has also noted that for both adults
severe beatings, combined with denial of med-
and juveniles, the risk of being deliberately ill-
ical treatment (Ilhan v. Turkey)
treated is higher in police establishments than in
other places of detention. 45 electric shocks (Akko v. Turkey)
The interpretation and application of Article 3 rape (Aydin v. Turkey)
in accordance with the principle that the Conven- falaka/falanga: beatings on the soles of the feet 44 6th General Report of the
CPT (1996), para. 15, and
100 tion is a living instrument which must be inter- (Salman v. Turkey, Greek case49) similar comments in 9th Gen- 100

preted in the light of present-day conditions In the cases of Tomasi, Ribitsch, and Tekin eral Report of the CPT
95 (1999), para. 23. 95
means that certain acts which had previously been amongst others, the Court found that the detain-
45 9th General Report of the
75
classified as inhuman and degrading treatment ees had been subjected to inhuman treatment in CPT, para. 23. 75
as opposed to torture might be classified differ- the form of beatings. 46 Selmouni.
47 Op. cit., 92.
ently in future. In Selmouni v. France the Court noted: All of these cases happened during periods of 48 Aksoy v. Turkey judgment of
the increasingly high standard being re- detention. This reinforces how essential it is that, 18 December 1996, Reports
25 25
quired in the area of the protection of human at this stage of detention, the legal system should 1996-VI.
49 Greek case, Commission
5
rights and fundamental liberties correspond- provide fundamental safeguards against ill-treat- Report of 5 November 1969, 5
ingly and inevitably requires greater firmness ment. The three key safeguards are Yearbook 12.
0 0

24
the right of the detainee to have the fact of his tory explanation. In this context, the author-
100 100
detention notified to a third party of his ities bear the responsibility to ensure
95 choice (family member, friend, consulate) that they keep detailed and accurate 95

the right of access to a lawyer records concerning the persons detention


75
the right to request a medical examination by and place themselves in the position that 75

a doctor of his choice. they can account convincingly for any in-
These should apply from the very outset of juries [emphasis added].51
25 deprivation of liberty. 50 25
The CPT has also previously drawn attention
During the initial period of detention particu-
to this duty. They advised that
5
larly, the detaining authorities must be able to 5

account accurately for the movements of any detain- the fundamental safeguards granted to persons
0 0
ees, for who may have had access to the detainees in police custody would be reinforced (and the
and where detainees were at any given moment. work of police officers quite possibly facilitated)
In cases where a defendant complains of ill- if a single and comprehensive custody record
treatment, judges should expect the detaining were to exist for each person detained, in which
authorities to provide rebuttal evidence that any in- would be recorded all aspects of his custody and
juries or medical conditions which the detainee action taken regarding them (when deprived of
exhibits were either not sustained in detention, or liberty and reasons for that measure; when told
were the result of legitimate action which can be of rights; signs of injury, mental illness, etc.;
100 documented. The Court has said that when next of kin/consulate and lawyer con- 100

Where death occurs in custody in connection tacted and when visited by them; when offered
95 95
with even minor injuries, there is a heightened food; when interrogated; when transferred or
75
burden on the Government to provide a satisfac- released, etc.).52 75

50 2nd General Report of the


25 CPT, (1992), para. 36. 25

51 Salman v. Turkey.
5 52 2nd General Report of the 5
CPT, para. 40.
0 0

25
100 Conditions of detention 100

95 95
Conditions of detention may sometimes during gestation, with numerous heath problems
75
amount to inhuman or degrading treatment. This is including defective kidneys, and was imprisoned 75
also an area where there is a continuous evolution for seven days for contempt of court in the course
in the basic standards that are acceptable across of civil proceedings. The sentencing judge took no
societies.53 The work of the CPT is a significant and steps, before committing the victim to immediate
25 25
crucial contribution in this area. imprisonment a sentence which the Court consid-
5
Conditions of detention refers both to the general ered to be particularly harsh to ascertain where 5
environment in which prisoners are detained and she would be detained or to ensure that it would be
0 to the prison regime and specific conditions in possible to provide facilities adequate to cope with
0

which inmates are kept. Assessing whether the sur-


her severe level of disability. The conditions in
roundings of a prisoner, or the conditions imposed
which she was then detained were wholly inade-
on him or her are in conformity with the Conven-
quate to meet her medical condition. Whilst there
tion, the circumstances of the prisoner his or her
was no evidence of any positive intention to humili-
age and sex and health, the danger posed by the
ate or debase the applicant, the Court considered
prisoner must be taken into account, as well as 53 In earlier cases the Court and
whether the prisoner is on remand or not. that to detain a severely disabled person in condi- the former Commission did
tions where she is dangerously cold, risks develop- seem reluctant to conclude
100 A person detained on remand, and whose crimi- that conditions of detention 100
ing sores because her bed is too hard or
nal responsibility has not been established by a final violated Article 3. There
95 judicial decision, enjoys a presumption of inno- unreachable, and is unable to go to the toilet or were even cases where there 95

keep clean without the greatest of difficulty, consti- had been acknowledged vio-
cence, which applies not only in respect of the crimi- lations of international stan-
75
nal procedure but also to the legal regime governing tute degrading treatment contrary to Article 3. dards on detention, but no
75

the rights of such persons in detention centres. The evolving norms of detention require that violation found. See Deci-
sion of 11 December 1976,
Likewise, some prisoners will have special practices or routine treatment common to prison Yearbook 20; Decision of 11
25 July 1977 DR 10; Krocher 25
needs, and the failure to attend to them will give systems be regularly reviewed to ensure that they
and Moller v. Switzerland,
5
rise to degrading treatment. In Price the victim was a continue to comply with the standards of Article 3, Commission report of 16 De- 5
four-limb-deficient as a result of medical problems or that specific treatment which in and of itself may cember 1982, DR 34.
0 0

26
not be degrading is not executed in a manner which has found that, whilst strip searches may be
100 100
renders it degrading. necessary on occasions to ensure prison security
95 The imposition of solitary confinement, or se- or prevent disorder or crime, they must be con- 95

clusion, has often been the basis for complaints of ducted in an appropriate manner. Obliging a male
75
inhuman or degrading conditions,54 but neither the to strip naked in the presence of a woman, and 75

Court nor the CPT has deemed solitary confine- then touching his sexual organs and food with bare
ment per se contrary to Article 3. Nevertheless, par- hands, showed a clear lack of respect for the appli-
25 ticular vigilance should be paid to persons who are cant, and diminished in effect his human dignity. 25

held, for whatever reason (for disciplinary pur- The Court found that, as it must have left him with
5
poses; as a result of their dangerousness or their feelings of anguish and inferiority capable of
5

troublesome behaviour; in the interests of a crim- humiliating and debasing him, that the search
0 0
inal investigation; at their own request), in amounted to degrading treatment within the mean-
conditions akin to solitary confinement. For ing of Article 3 of the Convention. 57
example, should the solitary confinement be pro-
Other practices and policies, such as hand-
longed, or imposed on a remand prisoner or a
cuffing prisoners or use of other modes of restraint
juvenile, the matter may be different.
or other disciplinary measures, such as deprivation
The CPT has held that solitary confinement
of outdoor exercise or visitation rights, must also
can, in certain circumstances, amount to inhuman
54 Decision of 11 December be subject to review and scrutiny to ensure that the
1976, Yearbook 20; Decision and degrading treatment.55 The severity of the
manner in which they are not imposed is not abu-
100 of 11 July 1977, DR 10; specific measure, its duration, the objective pur- 100

Krocher and Moller v. Swit- sive, nor give rise to degrading treatment.
sued by it, the cumulative effect of any further con-
95 zerland, Commission Report 95
of 16 December 1982, DR ditions imposed, as well as the effects on the In the Greek case58 the Commission concluded
75
34. individuals physical and mental well-being, will all that conditions of detention which were over- 75
55 2nd General Report of the be factors in assessing whether a specific instance crowded and had inadequate facilities for heating,
CPT, para. 56.
56 Decisions of 11 July 1973, of solitary confinement or segregation is in viola- sanitation, sleeping arrangements, food, recreation
Collection 44; 8 July 1978, tion of the article.56 and contacts with the outside world were degrading.
25 DR 14; and 9 July 1981. 25
Strip-searching is another treatment which Conditions like these, particularly overcrowding, are
57 Valainas v. Lithuania judg-
5 ment of 24 July 2001. prisoners may have to endure, but in certain cir- still problematic today and continue to violate the 5
58 Yearbook 12, 1969. cumstances it can also be degrading. The Court standards demanded by the Convention.
0 0

27
In one case, for at least two months, a period in excess of a few days, the occupancy
100 100
prisoner had to spend a considerable part of each levels being grossly excessive and the sanitary
95 24-hour period practically confined to his bed in a facilities appalling. 95

cell with no ventilation and no window, which In conclusion the Court held that the condi-
75
would at times become unbearably hot. He also tions of detention of the prisoner, in particular the
75

had to use the toilet in the presence of another in- serious overcrowding and absence of sleeping facil-
mate and be present while the toilet was being ities, combined with the inordinate length of the
25 used by his cellmate. The Court considered that period during which he was detained in such 25

the prison conditions complained of diminished conditions, amounted to degrading treatment con-
5
the prisoners human dignity and arose in him feel- trary to Article 3.60 59 Peers v. Greece judgment of
5

ings of anguish and inferiority capable of humiliat- 19 April 2001.


0 The outcome of these cases suggests that in 60 Dougoz v. Greece judgment
0
ing and debasing him and possibly breaking his
the present day, in particular since the establish- of 6 March 2001.
physical or moral resistance. Moreover, the Court 61 In a series of cases involving
ment of the CPT and the increase of NGOs monitor-
has held that failure to make efforts to improve con- the length of civil proceed-
ing prison conditions, there is little tolerance of ings the Court has repeatedly
ditions, where there had been complaints about
the standards, denoted lack of respect for the de- prison conditions which fail to meet international emphasised that there is a
duty on states to organise
tainee. In sum, the Court considered that the condi- standards. One can expect the Court to exercise in-
their judicial system in such
tions of the applicants detention in the creased levels of scrutiny and vigilance and de- a way as to comply with the
mands will be made of national authorities to do requirements of a fair trial (Ar-
segregation unit of the prison amounted to degrad- ticle 6). See, for example:
100 ing treatment within the meaning of Article 3 of the the same. Multi v. Italy, Series A no. 100

Convention.59 As Article 3 permits no qualification, explana- 281-C; Susmann v. Germany


95 judgment of 16 September 95
In another case, the prisoner was confined in tions to the effect that inadequate conditions such 1996, Reports 1996-IV. In
75
an overcrowded and dirty cell with insufficient sani- as overcrowding or lack of sleeping or sanitation the case of Article 3 the obli- 75
tary and sleeping facilities, scarce hot water, no facilities are result of economic or other inherited gation on states to organise
their system of detention to
fresh air or natural daylight and no yard in which to organisational or endemic factors will not justify ensure that individuals are
exercise. Reports from the CPT corroborated the al- failings.61 The CPT has also pointed out that ill- not kept in degrading condi-
25 tions will be even more 25
legations of the prisoner. In its report the CPT treatment can take numerous forms, many of
pressing.
5
stressed that the cell accommodation and deten- which may not be deliberate but rather the result of 62 2nd General Report of the 5
tion regime in that place were quite unsuitable for a organisational failings or inadequate resources. 62 CPT, para. 44.
0 0

28
63 7th General Report of the Specific situations and practices which may under an obligation to protect the health of per-
100 100
CPT (1997), para. 13: The be deemed to be degrading under Article 3, either sons deprived of liberty.66 The lack of appropriate
CPT has been led to con- alone or in combination, are: overcrowding,63 lack medical treatment may amount to treatment con-
95 95
clude on more than one occa-
sion that the adverse effects of outdoor exercise for all prisoners, lack of con- trary to Article 3.67
75
of overcrowding have re- tact with the outside world, inadequate standards 75

sulted in inhuman and de- of hygiene and toilet facilities,64 and lack of ade-
grading conditions of
detention. quate medical or dental care.65 Authorities are
25 64 The CPT has highlighted this 25
specifically with reference to
5
hygiene needs of women.
10th General Report of the
Detention on medical grounds 5

CPT, para. 31: The specific


0
hygiene needs of women In particular, the assessment of whether the the event and only nine days before his expected 0

should be addressed in an ad- treatment or punishment concerned is incompa- date of release may well have threatened his phys-
equate manner. Ready access
to sanitary and washing facili-
tible with the standards of Article 3 has, in the case ical and moral resistance and was not compatible
ties, safe disposal arrange- of mentally ill persons, to take into consideration with the standard of treatment required in respect
ments as well as provision their vulnerability and their inability, in some cases,
of hygiene items, such as san-
of a mentally ill person. The Court considered that
itary towels and tampons, are
to complain coherently or at all about how they are it must be regarded as constituting inhuman and
of particular importance. The being affected by any particular treatment. 68
degrading treatment and punishment within the
failure to provide such basic
In a case against the United Kingdom, the meaning of Article 3 of the Convention. 69
necessities can amount, in
100 itself, to degrading Court found that the lack of effective monitoring of 100
In the context of psychiatric detention, in a
treatment. the victims condition and the lack of informed psy-
95 65 3rd General Report of the
chiatric input into his assessment and treatment case against Austria from 1983, Mr Herczegfalvy 95
CPT (1993), para. 30: An in-
disclosed significant defects in the medical care complained that his medical treatment violated Ar-
75
adequate level of health care 75
can lead rapidly to situations provided to a mentally ill person known to be a sui- ticle 3, in that he had been forcibly administered
falling within the scope of food and medicines, isolated, and attached with
cide risk.
the term inhuman and de-
grading treatment. The belated imposition on him of a serious dis- handcuffs to a security bed. Although the Commis-
25 66 Hurtado v. Switzerland, ciplinary punishment seven days segregation in sion considered that the manner in which the treat- 25

Comm. Report of 8 July


5 1993, Series A no. 280, p. the punishment block and an additional 28 days ment was administered had not complied with the 5
16, 79. added to his sentence, imposed two weeks after requirements of Article 3, in that the measures had
0 0

29
been violent and excessively prolonged, the Court lance needs to be paid when resort to instruments
100 100
disagreed. of physical restraint such as the handcuffs men-
95 The Government had submitted, inter alia, tioned above, or straps, straight jackets, etc. is 95

that the medical treatment was urgent in view of made. This should only very rarely be justified, and
75
the deterioration in the applicants physical and a legal system which permits regular use of such 75

mental health and that it was the patients resis- techniques, or where such use is not expressly
tance to all treatment together with his extreme ag- ordered by a doctor or immediately brought to the
25 gressiveness towards the hospital staff, which attention of a doctor with a view to seeking his ap- 25

explained why the staff had employed coercive proval, is likely to have problems complying with
5
measures including the use of handcuffs and the the Convention. 5

security bed. They further submitted that the sole If, exceptionally, recourse is had to instru-
0 0
aim had always been therapeutic, and that the ments of physical restraint, they should be re-
measures had been discontinued as soon as the moved at the earliest opportunity. Prolongation
condition of the patient permitted this. will give rise to a violation of Article 3. Moreover
Although the Court noted that the position of
such instruments should never be applied, or their
inferiority and powerlessness, typical of patients
application prolonged, as a punishment. If the pur-
confined in psychiatric hospitals, called for in-
pose or object of their use is punishment, this would
creased vigilance in reviewing whether the Conven-
likely fall foul of Article 3.
tion has been complied with, it overturned the
100 Commissions assessment. The Court did express The CPT has publicly made clear that where it 67 Ilhan v. Turkey, ECHR 2000- 100

concern over the length of time during which the has encountered psychiatric patients to whom in- VII.
95 struments of physical restraint have been applied 68 Herczegfalvy v. Austria judg- 95
handcuffs and security bed were used; however, it ment of 24 September 1992,
determined that the evidence before it was not suf- for a period of days it does not consider it to have Series A no. 244, 82; Aerts
75 75
ficient to disprove the governments argument any therapeutic justification and amounts, in its v. Belgium judgment of 30
view, to ill-treatment.70 July 1998, Reports 1998-V,
that, according to the psychiatric principles p. 1966, 66.
generally accepted at the time, medical necessity The practice of seclusion (i.e. confinement 69 Keenan v. the United King-
25 dom judgment of 3 April 25
justified the treatment in issue. alone in a room) of violent or otherwise unmanage-
2001.
5
However, standards of accepted treatment of able patients is also a matter which raises 70 8th General Report of the 5
psychiatric patients are also evolving. Special vigi- concerns over compliance with Article 3. The CPT CPT, para. 48.
0 0

30
has set out that in the case of psychiatric patients, electroconvulsive therapy (ECT). Whilst it is still a
100 100
seclusion should never be used as a punishment.71 recognised form of treatment according to gener-
95 Where seclusion is used for purposes beyond ally accepted psychiatric principles, the CPT has 95

punishment, the CPT recommends that it should expressed particular concern about the administra-
75
be the subject of a detailed policy spelling out, in tion of ECT in unmodified form (i.e. without anaes-
75

particular: the types of cases in which it may be thetic and muscle relaxants). It is of the opinion
used; the objectives sought; its duration and the that this method can no longer be considered as
25 need for regular reviews; the existence of appropri- acceptable in modern psychiatric practice. 25

ate human contact; and the need for staff to be es- Specifically, it deemed the process as such to be
5
pecially attentive. In view of the clear emerging 5
degrading for both the patients and the staff
trend in modern psychiatric practice in favour of
0 concerned.72 0
avoiding seclusion of patients, and in the light of
doubts over the therapeutic effects of seclusion, As the administration of ECT could, even in its
the absence of the requisite conditions will call modified form, be considered degrading if it were
into question the compliance of the practice with to humiliate the patient in the eyes of others, the
Article 3. CPT has also concluded that ECT must be adminis-
In respect of specific treatment of psychiatric tered out of the view of other patients (preferably
patients, there are also several areas where the con- in a room which has been set aside and equipped
sensus on whether or not they constitute degrad- for this purpose), by staff who have been specifi-
100 ing treatment is also growing. One such area is cally trained to provide this treatment. 100

95 95

75 75
Other points of detention

Detention is not limited to prisons or police of Article 3. The variety of custodial settings in
25 25
cells. Wherever persons are deprived of their which immigration detainees can be held, includ-
71 8th General Report of the
5 CPT, para. 49. liberty, then the standards surrounding that deten- ing holding facilities at points of entry such as 5
72 Ibid., para. 39. tion fall to be considered under the requirements ports and airports, are typical of this.
0 0

31
The CPT has often found point-of-entry inhuman treatment. The death-row phenomenon
100 100
holding facilities to be inadequate, in particular for is a combination of conditions of detention
95 extended stays. More specifically, CPT delegations (namely a very strict and severe high-security 95

have on several occasions met persons held for prison regime, which a prisoner could endure for
75
days under makeshift conditions in airport years owing to the length of the appeals process) 75

lounges. It is axiomatic that such persons should and the mental anguish of living in the ever-present
be provided with suitable means for sleeping, shadow of death. In Soerings case his age at the
25 granted access to their luggage and to suitably time of the offence under 18 and his then 25

equipped sanitary and washing facilities, and al- mental state also contributed to the Courts deter-
5
lowed to exercise in the open air on a daily basis. mining that the conditions did amount to inhuman 5

Further, access to food and, if necessary, medical and degrading treatment. The Court then ruled
0 0
care should be guaranteed. 73 that for the United Kingdom to extradite to the
United States under those circumstances would
Deportation give rise to a violation of Article 3.
There is a significant and increasing body of The series of cases which followed on from
case-law where the Court has held that an expul- Soering cemented the principle that where substan-
sion or deportation of an individual to a country tial grounds can be shown for believing that an indi-
where they may be subjected to treatment in vidual, if expelled, faces a real risk of being
violation of Article 3 incurs the responsibility of the subjected to torture or to inhuman or degrading
100 deporting state under the Convention. treatment or punishment in the receiving country, 100

This principle was first established in the then the responsibility of the sending state will be
95 95
Soering case where the United States sought the ex- engaged on the grounds that if it were to expel the
75
tradition from the United Kingdom of a fugitive who individual, the exposure of the individual to pro- 75
faced murder charges in the state of Virginia. The scribed ill-treatment would be a direct conse-
applicant sought to have the extradition halted on quence of its action.74 73 7th General Report of the
the grounds that should he be convicted of murder It is therefore essential that a rigorous scru- CPT, para. 26.
25
in the United States, he would face the death pen- tiny be conducted of an individuals claim that his 74 Soering v. the United King- 25

dom judgment of 7 July


5
alty, and more specifically the so-called death- or her deportation to a third country will expose 1989, Series A no. 161, 5
row phenomenon, which he claimed amounted to that individual to treatment prohibited by Article 3. p. 35, 90-91.
0 0

32
The existence of automatic and mechanical appli- woman back to Iran where she would face near
100 100
cation of provisions such as a short time-limit for certain death as an alleged adulterer; and the de-
95 submitting an asylum application must be consid- portation of a political opponent, who had previ- 95

ered at variance with the protection of the funda- ously been tortured, back to Zanzibar.76
75
mental value embodied in Article 3 of the 75

Convention. Disappearances
The question of whether the decision-making The phenomenon of disappearances raise an
25 process as a whole offers suitable guarantees interesting issue with respect to potential viola- 25

against persons being sent to countries where they tions of the Article 3. Disappearances occur where a
5
run a risk of torture or ill-treatment is the focus for person is taken into unacknowledged detention by 5

the CPT too, as this best serves their preventive agents of the state or by persons acting on behalf
0 0
role. The CPT has expressed its desire to explore of or with the acquiescence of the official authori-
whether the applicable procedure offers the per- ties. Unacknowledged detentions often result in
sons concerned a real opportunity to present their the eventual confirmed death of the disappeared
cases, and whether officials entrusted with person or complete silence about the fate of the
handling such cases have been provided with ap- disappeared person, leaving relatives and
propriate training and have access to objective friends to believe that the person has died. This
and independent information about the human sort of situation raises two questions: how is the
rights situation in other countries. The CPT also rec- dignity of the person who is the subject of the unac-
100 ommends that, in view of the potential gravity of knowledged detention affected? and what is the 100

the interests at stake, a decision involving the re- impact on the family and loved ones of the disap-
95 95
moval of a person from a states territory should be peared person?
75
subject to appeal before another body of an inde- The Court chooses not to address the disap- 75
pendent nature prior to its implementation. 75 pearance of a person per se as degrading or inhu-
75 7th General Report of the Cases where the Court has determined that a man treatment, but to deal with it under Article 5
CPT, para. 34. deportation would give rise to issues under Arti- (deprivation of liberty). The Court does recognise
25 76 Jabari v. Turkey judgment of 25
cle 3 include the deportation of an Indian national that there may in some cases be evidence that an
11 July 2001.
5 77 Kurt v. Turkey and Kaya who supported a Sikh separatist movement in Pun- individual was ill-treated before they disap- 5
v. Turkey. jab back to India; the deportation of an Iranian peared.77 However, it has pointed out that the
0 0

33
treatment which a disappeared person may have In these circumstances, as well as finding that
100 100
suffered whilst disappeared can only be a matter the complainant was the mother of the victim and
95 of speculation. The Courts position is that the herself the victim of the authorities complacency 95

acute concern which must arise in relation to the in the face of her anguish and distress, the Court
75
treatment of persons apparently held without offi- found a breach of Article 3 in respect of the appli- 75

cial record and excluded from the requisite judicial cant. The Court, however, explicitly stated that the
guarantees is an added and aggravated aspect of Kurt case does not establish any general principle
25 the issues arising under Article 5 (deprivation of that a family member of a disappeared person is 25

liberty) rather than Article 3. thereby a victim of treatment contrary to Article 3.


5
Whether a family member is such a victim will 5
Nevertheless, the Court has recognised that
depend on the existence of special factors which
0 there is a duty to examine the impact of a disap- 0
give the suffering of the applicant a dimension and
pearance on the relative of the disappeared
character distinct from the emotional distress
person. In Kurt v. Turkey, where the applicant com-
which may be regarded as inevitably caused to rela-
plained about the disappearance of her son at the
tives of a victim of a serious human rights violation.
hands of the Turkish army and local village Relevant elements will include the proximity of the
guards, the applicant had approached the public family tie in that context, a certain weight will at-
prosecutor in the days following her sons disap- tach to the parent-child bond the particular cir-
pearance in the definite belief that he had been cumstances of the relationship, the extent to
100 taken into custody. She had witnessed his deten- which the family member witnessed the events in 100

tion in the village with her own eyes and his non- question, the involvement of the family member in
95
appearance since that last sighting made her fear the attempts to obtain information about the dis-
95

for his safety. However, the public prosecutor gave appeared person and the way in which the authori-
75 75
no serious consideration to her complaint. As a ties responded to those enquiries.
result, she was left with the anguish of knowing that In the case of Ta v. Turkey, the Court found
her son had been detained and that there was a that having regard to the indifference and callous-
25 25
complete absence of official information as to his ness of the authorities to the applicants concerns
5
subsequent fate. This anguish had endured over a and the acute anguish and uncertainty which he 5
prolonged period of time. suffered as a result, the applicant was a victim of
0 0

34
the authorities conduct, to an extent which sion; however, it did accept the principle that such
100 100
breached Article 3. Similarly in Timurtas and Cicek discrimination could amount to degrading treat-
95 the applicants were parents of the disappeared ment. This approach has been endorsed by the cur- 95

who had suffered from the indifference and callous- rent permanent Court. In the examination of an
75
ness of the authorities. application from a group of individuals who were 75

The Court has emphasised that the essence dismissed from the British Armed Forces for their
of such a violation does not so much lie in the fact sexual orientation, the Court said that it
25 of the disappearance of the family member but would not exclude that treatment which is 25

rather concerns the authorities reactions and atti- grounded upon a predisposed bias on the part of
5 5
tudes to the situation when it is brought to their at- a majority against a minority could, in
0
tention. It is especially in respect of the latter that a principle, fall within the scope of Article 3. 79 0
relative may claim directly to be a victim of the
However, the Court found that although the
authorities conduct.78
policy, together with the investigation and dis-
charge which ensued, were undoubtedly distress-
Discrimination ing and humiliating for each of the applicants,
In Abdulaziz, Cabales and Balkandali v. the United having regard to all the circumstances of the case,
Kingdom, the Commission had found that institu- the treatment did not reach the minimum level of
tional racism amounted to degrading treatment. severity which would bring it within the scope of Ar-
On the facts the Court disagreed with the Commis- ticle 3 of the Convention.80
100 100

95 78 Cakc v. Turkey judgment of 95


8 July 1999, Reports 1999,
75
98-99. 75
79 Abdulaziz, Cabales and
Balkandali v. the United
Kingdom judgment of 28
May 1985, Series A no. 94,
25 p. 42, 90-91. 25

80 Smith and Grady v. the


5 United Kingdom, judgment 5
of 27 September 1999.
0 0

35
100 100

95 95

75 75

Positive obligations under Article 3


25 The rights in the European Convention, if well as through the rights of victims to seek re- 25

they are to be properly enjoyed, must be given dress against those who commit assault.
5
practical and effective safeguards. In the con- These positive obligations can be divided into 5

text of ill-treatment preventive and protective two categories: the requirement that the legal sys-
0 0
safeguards against ill-treatment are essential. tem provide protection from assault from other indi-
Many of these safeguards are to be found in the viduals and not just agents of the state, the so-called
national legal system, in the protection they af- Drittwirkung effect; and the procedural obligations to
ford to individuals from all types of assault, as investigate alleged instances of ill-treatment.

Procedural rights under Article 3


100 100

Articles 1 and 3 of the Convention place a under Article 1 of the Convention to secure to every-
95 95
number of positive obligations on states designed one within their jurisdiction the rights and freedoms
75
to prevent, and provide redress for, torture and defined in [the] Convention, requires that there 75
other forms of ill-treatment. In Assenov and Others should be an effective official investigation. The
v. Bulgaria the Court held that where an individual investigation should be capable of leading to the
raises an arguable claim that he has been seriously identification and punishment of those responsible.
25 25
ill-treated by the police or other agents of the state However, in each case the states obligation applies
5
unlawfully and in breach of Article 3, that provision, only in relation to ill-treatment allegedly committed 5
read in conjunction with the states general duty within its jurisdiction.
0 0

36
In Labita v. Italy the Court confirmed this obliga- states to take measures designed to ensure that in-
100 100
tion, since otherwise the general legal prohibition dividuals within their jurisdiction are not subjected
95 of torture and inhuman and degrading treatment to torture or inhuman or degrading treatment, in- 95

and punishment would, despite its fundamental im- cluding such ill-treatment administered by private
75
portance be ineffective in practice and it would be individuals. 75

possible in some cases for agents of the state to In a groundbreaking case in the United King-
abuse the rights of those within their control with dom a young boy was beaten badly by his stepfa-
25 virtual impunity. ther. The stepfather was prosecuted in the courts 25

for assault; however, United Kingdom law permit-


5 Drittwirkung effect ted a parent to plead the defence of parental 5

In recent years a number of cases have chastisement where there was a charge of assault
0 0
come before the Court which involve infliction by a parent on a child.81 The child and his father
of degrading or inhuman treatment on individu- challenged the law before the European Court of
als, but by private individuals rather than an Human Rights, pointing out that in effect it
agent of the State. amounted to failure to have a legal system which
In addressing these cases the Court has set protected individuals from prohibited treatment.
out how far-reaching the scope of Article 3 is, and The Court agreed with the victim and noted that
also highlighted one of the areas where the posi- states are required to take certain measures to
tive obligations of Article 3 are to the forefront. ensure that individuals within their jurisdiction are
100 These types of situation highlight the responsibil- not subjected to torture or inhuman or degrading 100

ity imposed on the State to put in place preventive treatment or punishment. 82


95 95
measures and mechanisms which do protect indi- Similarly, in recent cases the Court has made it
75
viduals from inhuman treatment, whatever the clear that states are required to take measures de- 75
source of that ill-treatment. signed to ensure that individuals within their juris-
As has been pointed out above, the obliga- diction are not subjected to torture or inhuman or
81 Judgment of 23 September tion on High Contracting Parties under Article 1 of degrading treatment, including ill-treatment ad-
25 1998, 1998-VI. 25
the Convention to secure to everyone within their ministered by private individuals. Those measures
82 A v. the United Kingdom
5 judgment of 23 September jurisdiction the rights and freedoms defined in the should provide effective protection, in particular, 5
1998, 1998-VI, 22. Convention, taken together with Article 3, requires of children and other vulnerable persons and in-
0 0

37
clude reasonable steps to prevent ill-treatment of much later date. Over the intervening period of
100 100
which the authorities had or ought to have had four and a half years, they had been subject in their
95 knowledge. The same applies directly to situations own home to horrific experiences, as the child 95

where individuals are under the direct responsibil- consultant psychiatrist who examined them
75
ity or charge of local authorities, for example under stated. The United Kingdom Criminal Injuries
75

their care and supervision. Compensation Board had also found that the
Other claims of neglect by social services in children had been subject to appalling neglect
25 the United Kingdom have also been found to over an extended period and suffered physical and 25

violate Article 3. In that case, four child applicants psychological injury directly attributable to a crime
5 5
suffered abuse from private individuals which, it
of violence.
0
was not contested, reached the threshold of in- 0
human and degrading treatment. This treatment Whilst the European Court acknowledged the
was brought to the local authoritys attention. The difficult and sensitive decisions facing social ser-
local authority was under a statutory duty to vices and the important countervailing principle of
protect the children and had a range of powers respecting and preserving family life, it found that
available to them, including removal from their the present case left no doubt as to the failure of
home. The children were, however, taken into emer- the system to protect the child applicants from
gency care only at the insistence of the mother, at a serious, long-term neglect and abuse. 83

100 100

95 95

75 75

25 25

83 Z and others v. the United


5 Kingdom judgment of 5
10 May 2001.
0 0

38
100 100

95 95

75 75

Responding to allegations of ill-treatment


25 25

The prohibition on torture demands a high behaviour offends the prohibition in Article 3 and
5
standard of vigilance on the part of judicial authori- be able to grant the appropriate redress where a 5

ties, and exposes the judicial authorities to the risk violation has occurred.
0 0
of themselves compounding violations of Article 3
Failure to adequately respond to allegations
as well as giving rise to discrete violations by their
of violations may in and of itself give rise to a sepa-
own actions.
rate and discrete violation of Article 3 on the part of
In addition to the prima facie obligation on
the judicial authorities themselves not to the judicial authorities. This can arise because the
engage in any prohibited behaviour, such as in procedural aspects of Article 3 have not been ful-
the imposition of an illegal punishment, there is filled, or because the actions or failures to act on
an overriding obligation for the judicial authori- the part of the judicial authorities have themselves
100 ties to investigate allegations of violations of Ar- caused such anguish to those seeking a remedy. 100

ticle 3. As violations of this article are serious Judicial authorities must have the tools at
95 95
breaches of core and fundamental human rights their disposal to offer and give effect to effective
guarantees, the investigations into allegations
75 protection to persons from prohibitive behaviour. 75
must themselves be of a high standard they
must be thorough, effective and capable of lead- That means that the legal system needs to be
ing to the identification of any perpetrators and adequately structured, and used, to provide effec-
25
their punishment. tive protection. Gaps in the legal system will leave 25

5
To carry out this task, the judicial authorities the judicial authorities exposed to potentially vio- 5
must be able to identify and correctly analyse when lating Article 3.
0 0

39
100 Investigating allegations of torture 100

95 95
The standard which the Court adopts in were taken into custody the burden is on the detain-
75
assessing evidence of violations of Article 3 is ing authorities to provide a plausible explanation 75
beyond reasonable doubt. Such proof may as to how those injuries were sustained.
follow from the coexistence of sufficiently strong, As with an investigation under Article 2, an
clear and concordant inferences or of similar
investigation into an allegation of torture or in-
25
unrebutted presumptions of fact. 84 25
human treatment should be capable of leading to
5 When domestic authorities are charged with the identification and punishment of those 5

investigating alleged incidents of torture, or in- responsible. Otherwise, the general legal prohibi-
0 human treatment, the burden of proof will nor- tion of torture and inhuman and degrading
0

mally depend on whether the investigation is


treatment and punishment would, despite its
within the criminal sphere or in a civil context.
fundamental importance, be ineffective in practice
However, there are aspects of the burden of and it would be possible in some cases for agents
proof which domestic authorities must also apply of the State to abuse the rights of those within their
within their investigations, if they are to comply
control with virtual impunity.
with the requirements of Article 3. For example, the
Court has made it clear that where an individual is Those investigations must be sufficiently
taken into police custody in good health but is thorough and effective to satisfy the aforemen-
100 100

found to be injured at the time of release, the tioned requirements of Article 3. Judges and
95
burden is on the authorities to provide a plausible supervisors of such investigations should be 95
84 Ireland, para. 161.
explanation as to the causing of the injury.85 particularly vigilant for flaws in the investigative 85 Tomasi v. France judgment
75 75
In a domestic context, this requires that the process which the Commission and Court have of 27 August 1992, Series A
found to exist in other systems. Those reviewing no. 241-A, pp. 40-41,
investigating authorities must also commence 108-111; Ribitsch v. Aus-
their investigation and inquiries on the basis that if investigations should ensure that: tria judgment of 4 December
1995, Reports 1996, p. 26

25 25
victims provide prima facie evidence that they are Public prosecutors or investigating officers do
34; Aksoy v. Turkey judg-
5
injured at the time of release from custody not omit to, or are not inhibited from question- ment of 18 December 1996, 5
although they were healthy at the time that they ing, or taking statements from members of p. 17 61.
0 0

40
the security forces or police with regard to situations arose in the cases of Tekin and
100 100
allegations of misconduct. Akko.
95 Public prosecutors or investigating officers Public prosecutors pursue investigations 95

take the necessary steps to verify against perpetrators who are agents of the
75
documentary materials which may reveal the State, actively or vigorously. In some cases, 75

truth or otherwise of claims of ill-treatment, instead of pursuing the perpetrators of


e.g. custody records, or to pursue any torture, public prosecutors have chosen
25 contradictions, inconsistencies or gaps in the instead to prosecute the apparent victim of 25

information provided by the police or security the misconduct. For example in Ilhan v. Turkey,
5
forces. where the applicant was injured on arrest he 5

was prosecuted for failing to stop on order of


0 Prosecutors take steps to seek independent, 0
the security forces, while no action was taken
corroborative evidence, including forensic
against the security forces who mistreated
evidence with respect to the allegation of
him.
torture. In the case of Aydin v. Turkey, although
Public prosecutors do not display a
the applicant had lodged a complaint that she
deferential or blinkered attitude towards
had been raped in detention, the public
members of the law-enforcement or security
prosecutor failed to seek the appropriate
forces, with a tendency to ignore or discount
medical test, sending the victim for a virginity
allegations of wrongdoing on their part. In
test instead of a test to establish evidence of
100 particular, public prosecutors must not make 100
forced sexual intercourse.
assumptions that the agents of the State are
95 Prosecutors have not permitted delays to in the right and that any signs of ill-treatment
95

develop before seeking evidence, or are the result of lawful action, or have been
75 75
statements from applicants or witnesses. necessitated by the behaviour of the
86 Aydin v. Turkey judgment, Prosecutors react promptly to visible signs of complainant. This is often the case where
op. cit., para. 106; Aksoy ill-treatment or complaints of ill-treatment. In allegations of torture are made. 86
25 v. Turkey, Comm. Rep., op. 25
Aksoy v. Turkey, although the Public Prosecutor Another area where scrutiny of the standards
cit., para. 189; Cakc
5 v. Turkey, Comm. Rep., must have seen the extensive injuries caused applied to an investigation needs to be high is the 5
para. 284. to the applicant he failed to react. Similar area of medical and forensic examinations. As the
0 0

41
production of credible medical reports may compromising the independence of the
100 100
constitute the deciding factor between two prosecutor in his or her decision to prosecute
95 opposing stories, it is important that the evidence perpetrators of torture. 95

be not only available, but also independent and Another problematic aspect of investigations
75
thorough. The Court has previously found there to can be the lack accessibility of applicants or the 75

be problems with the inadequate nature of the relatives of alleged victims to the structures of
procedural rights of Article 3 in cases where there remedies, including a failure to give information as
25 has been to the progress of any proceedings or the results of 25

inadequate forensic medical examinations of investigations; and a lack of information, or delay


5
detainees, including lack of examination by in information, being passed on to relatives of 5

appropriately qualified medical persons involved in the incident.


0 0
professionals;87 All of the above flaws will only serve to
the use of brief, undetailed medical reports aggravate the existing violations if there are allega-
and certificates which do not include a de- tions of widespread abuse.88 The implications of
scription of the applicants allegations or any this are discussed below.
conclusions;
a practice of handing over an open report to Failure to investigate
police officers; Where allegations are not properly or
inadequate forensic examinations of consistently investigated, the law-enforcement
100 deceased persons, including reports which authorities run the risk of sowing the seeds for a 100

do not include thorough descriptions of cycle of impunity for perpetrators of inhuman


95 87 Akko v. Turkey, Comm. 95
injuries; treatment. Where such impunity exists, an Rep., op. cit.; Aydin v.
75
failure to take photographs or make analyses administrative practice or policy of toleration of Turkey judgment, op. cit., 75
of marks on the body or examinations carried violations of Article3 could be said to exist. para. 107.
88 Labita v. Italy, Appl. No.
out by doctors with insufficient expertise. In the first in a series of cases from Northern 26772/95, 121, ECHR
It is also essential that no legal impediments Ireland in the 1970s, individuals had claimed that 2000-IV; Dikme v. Turkey,
25 Appl. No. 20869/92, 11 July 25
be placed in the way of the jurisdiction of public they were not only victims of individual acts of
2000.
5
prosecutors to prosecute certain categories of torture, but that they were victims of a practice in 89 Donnelly and others v. the 5
offences committed by State officials, such as violation of the Convention.89 United Kingdom, 4 DR 4.
0 0

42
The elements that constitute a practice are repe- The liability under the Convention to ensure
100 100
tition of acts and official tolerance. Repetition of acts that the Convention is not violated by agents of the
95 means a substantial number of acts which are the State means that action taken by the authorities 95

expression of a general situation. Official tolerance short of preventing repetition of acts can not be
75
means that, though acts are clearly illegal, they are considered as a defence to the existence of official 75

tolerated in the sense that the superiors of those tolerance. To this end the governments should be
immediately responsible, though cognisant of such able not just to show examples of sporadic
25 acts, take no action to punish them or to prevent prosecutions (particularly concerning only cases 25

their repetition; or that a higher authority, in the face which have received a high level of public and
5
of numerous allegations, manifests indifference by media attention) but to demonstrate that on a
5

refusing any adequate investigation of their truth or regular basis investigations and prosecutions of
0 0
falsity; or that in judicial proceedings a fair hearing of alleged offenders are taking place.
such complaints is denied.90
It follows that compensation alone, in the
Therefore, the concept of official tolerance
absence of action being taken against perpetrators
reflects far more than official endorsement of a
of violations of the Convention, would in effect
particular practice. Rather it includes the attitude
permit a state, for example in the case of torture, to
of the authorities in reacting to the existence of a
pay for the right to torture
practice or to evidence that a practice exists. In
this regard the question of official tolerance A failure to investigate not only breaches of
100 focuses on action taken on behalf of the authori- the procedural aspects, but also the impact of a 100

ties to bring an end to the repetition of acts and the non-responsive system, can give rise to vicarious
95 95
effectiveness of those steps in achieving that aim. liability for family members: again in the Kurt case
75
The Commission has ruled that the Court found that the applicant had suffered a 75
an administrative practice may exist in the breach of Article 3 having regard to the particular
absence of, or even contrary to specific circumstances of the case. It referred particularly
legislation The question to be decided is to the fact that she was the mother of a victim of a
25 90 Greek case, Report, pp. 195- serious human rights violation and herself the
25
whether or not the higher authorities have been
196.
5 91 Decision of 6 December effective in bringing to an end the repetition of victim of the authorities complacency in the face 5
1983, 35 DR 143, 164. acts.91 of her anguish and distress.
0 0

43
100 100

95 95

75 75

Other international standards


25 Recommendations the 1979 United Nations Code of Conduct for 25

law-enforcement officials
5 In addition to the European Convention on the United Nations 1988 Body of Principles 5

Human Rights, there are a number of other for the Protection of all Persons under Any
0 0
international standards which the judicial Form of Detention or Imprisonment
authorities should consider when addressing the the United Nations 1990 Rules for the
full implementation of safeguards to combat Protection of Juveniles Deprived of their
torture. They include: Liberty
the 1957 and 1977 United Nations Standards the 1985 United Nations Standard Minimum
Minimum Rules for the Treatment of Rules for the Administration of Juvenile
Prisoners; Justice (the Beijing Rules)
Council of Europe Standard Minimum Rules Co-operation with the CPT and
100 100
for the Treatment of Prisoners, observation of their recommendations
95 Recommendation No. R (73) 5 of the Commit- 95
The Council of Europe has also adopted the
tee of Ministers of the Council of Europe
75
European Convention for the Prevention of Torture 75
European Prison Rules, Recommendation and Inhuman and Degrading Treatment or
No. R (87) 3 of the Committee of Ministers of Punishment in 1994. All member states of the 92 The sole exception, at the
the Council of Europe Council have ratified this convention. 92 time of going to press (July
2003), was Serbia and
25 25
the 1979 Declaration on the Police, Resolu- Under the convention, a committee (the
Montenegro, which had only
5
tion 690 of Parliamentary Assembly of the CPT), composed of as many independent and recently become a member 5
Council of Europe impartial experts as there are States Parties, drawn of the Council of Europe.
0 0

44
from various professions, is set up to conduct vulnerable to potential infliction of torture or
100 100
periodic and ad hoc visits in any places under the inhuman treatment. It can also be part of a general
95 jurisdiction of a contracting state where persons pattern in which conditions of detention 95

are deprived of their liberty by a public authority themselves are gravely damaging to the mental
75
(such as prisons, police and gendarmerie stations, and physical health of detainees and can amount 75

public or private hospitals admitting interned to ill-treatment or even torture.


patients, administrative detention centres for All authorities who deal with detainees should
25 foreigners and disciplinary premises in military pay specific attention to the recommendations 25

enclosures). made by the CPT as to how conditions and


5
In such places, the experts are entitled to safeguards may be improved. 5

communicate freely and without witnesses with For example, where there are problems of
0 0
persons deprived of their liberty, on the model of overcrowding, leading to appalling conditions of
visits conducted by the International Committee detention, this often stems partly from laws and
of the Red Cross (ICRC). The essential feature of the practices allowing for long pre-trial detention not
convention is the principle of co-operation justified by particular danger of flight or risk of
between the CPT and the States Parties. The collusion of the suspect. Where such laws and
corollary of the obligation of the State to co- practices still exist they should be amended to
operate is the confidentiality of the entire prevent situations of over-crowding. A particular
procedure. The report on the visit and detailed concern in this respect is the situation of children
100 recommendations sent to the Government are in pre-trial detention, as children are more 100

confidential unless the Government decides to vulnerable to ill-treatment.


95 95
publish them. The first amending protocol to the The CPT has also noted in previous reports
75
Convention opens the convention to non-member that the prevailing economic circumstances can 75
states of the Council of Europe which the render it difficult to meet all of the Committees
Committee of Ministers invite to accede to it. requirements, notwithstanding the goodwill of the
The CPT, in each of its visits, makes authorities concerned. So it has begun to reflect
25 25
recommendations on ways to improve safeguards on whether a more proactive approach might be
5
(legal or practical). As has been set out above, adopted as regards the implementation of its 5
individuals deprived of their liberty are particularly recommendations and to suggest that, in appropri-
0 0

45
ate cases, positive measures intended to assist Complementary to this is the requirement
100 100
states to implement the Committees recommen- that all judges and prosecutors must be com-
95 dations could contribute to solving this problem. pletely intolerant of any use of inhuman treatment 95

to illicit information from a detainee or a suspect.


75
Forensics Information which is obtained by resort to such 75

methods must automatically become inadmissible


The CPT has pointed out in a public statement evidence and should be disregarded. Emphasis
25
that, if the conditions of independence, should be placed on the unreliability of 25
specialised training and a wide mandate are not information obtained in circumstances where
5 met with respect to forensic doctors, then the resort to inhuman treatment or torture is made. 5

system will create the perverse effect of rendering A clear problem arises when a public
0 0
it all the more difficult to combat torture and ill- prosecutor is advised by a detainee that he or she
treatment.93 has been subject to unlawful treatment, but the
It is therefore of the utmost importance that public prosecutor displays no interest in the
each legal system provide an independent matter. Efforts must be made to stamp out any
institute, staffed with specialised forensics and a tendency to seek to defend the police rather than
wide mandate which will act as a safeguard against to view objectively the matter under
those who seek to commit torture and inhuman consideration.
treatment. Whether a family member is a victim of a
100 In addition to the need for forensics as a tool procedural breach of Article 3 as a result of the 100

to investigate allegations of torture, it is important inactivity of the judicial authorities, will depend on
95 95
that forensics be used in the combat against crime. the existence of special factors which gives the
75
All too often, inhuman treatment or torture is suffering of the applicant a dimension and 75
resorted to in order to obtain a confession or character distinct from the emotional distress
information to allegedly assist in the solving crime. which may be regarded as inevitably caused to
Where there are few forensic resources to assist in relatives of a victim of a serious human rights
25 25
the fight against crime, then the pressure to extract violation.
5
information by way of resort to inhuman treatment In this context it is of utmost importance that 93 CPTs public statement on 5
will be greater. there be a system for the independent and Turkey, 1996.
0 0

46
thorough examinations of persons on release from mented in practice. Such rights include procedural
100 100
detention. The European Committee for the rights such as proper recording and registering of
95 Prevention of Torture (CPT) has also emphasised detainees, indicating when an individual is detained, 95

that proper medical examinations are an essential by whom, where the individual is to be detained and
75
safeguard against ill-treatment of persons in any movement or transfer of the individual. 75

custody. Other safeguards include access to a lawyer


Such examinations must be carried out by a and a doctor in the early stages of detention. All
25 properly qualified doctor, without any police detentions must also be subject to the rule of law 25

officer being present and the report of the examina- and to review by an appropriate judicial officer.
5
tion must include not only the detail of any injuries All measures, legislative, administrative, 5

found, but the explanations given by the patient as judicial or other, to prevent torture and ill-treat-
0 0
to how they occurred and the opinion of the doctor ment should be taken and enforced by the judicial
as to whether the injuries are consistent with those authorities. Those measures include respect for
explanations. the right to liberty and security and the right to a
The practices of cursory and collective fair trial, review of interrogation rules, legislation
examinations illustrated by the present case that evidence obtained through the use of torture,
undermine the effectiveness and reliability of this including confessions, is excluded from judicial
safeguard. Both the former Commission and the proceedings, regular independent inspections of
Court have endorsed this position. 94 all places of detention, respect for the principle of
100 non-refoulement, organisation of information on 100

Behaviour of the law-enforcement forces preventing torture as well as training, especially for
95 95
In fact, most cases of ill-treatment happen prosecutors and judges, law-enforcement, police
75
during detention in police facilities, in the first and military forces and health personnel. 75
hours of arrest, when no access to a lawyer or a A strict regime of vigilance during this crucial
doctor and no contact with the family are allowed. period is essential, to ensure that safeguards
The aim is generally to extract a confession. against torture are as effective as possible.
25 25
To combat this, judicial authorities should Finally , there should also be discouragement
5 94 Aydin v. Turkey, judgment of make all efforts to ensure that the rights of the of reliance on confessions as a mode of evidence, 5
10 October 2000. detainees are both protected by law and imple- so that law-enforcement officers are not tempted
0 0

47
to seek to obtain confessions using inappropriate sion, association and assembly (political oppo-
100 100
force. nents, journalists, human rights defenders), as well
95 as lawyers complaining about the treatment in- 95
Situations of tension and conflict flicted on their clients. However, while members of
75
Whilst it might be accepted that the prohibi- this last group can sometimes bring their cases to 75

tion of torture is absolute, security concerns are international attention, the ordinary victims of, for
still often invoked to justify the worst practices of instance, beating which is said to be widely
25 widespread ill-treatment. practised often do not even dare to complain. 25

Any efforts to undermine the protection


5
against torture against the background of conflict 5

must be prevented. It is imperative that investigat- Investigations and prosecutions


0 0
ing and judicial bodies respect the absolute nature
Engaging in prompt and impartial
of the guarantee against torture, and ensure in
investigation, wherever there are reasonable
their work that in times of conflict, temptation to
grounds to believe that an act of torture has been
justify resort to prohibited behaviour is not
committed, prosecuting the perpetrator and, if
tolerated. The same efforts should be made to
found guilty, imposing adequate punishment are
ensure that where in times of conflict, incidents of
essential to fulfil the obligations under Articles 1, 3
torture or inhuman treatment have occurred that
and 13 and to create a preventive mechanism
those responsible are held accountable.
against those who would otherwise engage in
100 100

Groups at risk prohibited behaviour.


95 95
Judicial and investigating authorities should
75
be particularly sensitive to the fact that there are Redress 75
certain groups who are often particularly at risk of
being tortured or ill-treated. This is often the case Victims should be provided with prompt
for members of minorities as well as refugees and redress, including rehabilitation. This obligation
25 25
other foreigners. explicitly exists in the United Nations Convention
5
A second group at risk is composed of against Torture, to which most Council of Europe 5
persons making use of their freedom of expres- states have also acceded.
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95 95

75 75

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100 100

95 95

75 75

25 25

5 5

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100 100

95 95

75 75

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Directorate General of Human Rights 0

Council of Europe
F-67075 Strasbourg Cedex

http://www.coe.int/human_rights/
These human rights handbooks are intended as a very practical
100
guide to how particular articles of the European Convention on 100
Human Rights have been applied and interpreted by the European
95 Court of Human Rights in Strasbourg. They were written with legal 95

practitioners, and particularly judges, in mind, but are accessible


75 75
also to other interested readers.

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