‘TOTEM AND TABOO: AN ETHNOLOGIC
PSYCHOANALYSIS,
By A. L. KROEBER
“HE, recent translation into English of Freud's interpretation of
‘ numberof etni phenomena offers an occasion to review
the startling eres of essays which fst appeared in Zmago
a numberof years ago. ‘There isthe more reason for this Because
Tittle as this paticnlar work af Freud as been noticed by anthro-
pologats, the vogue of the psychoanalytic movement founded by
‘in is now eo strong that the book is certain to make an ipeston
in many intelligent creer.
Freud's principal thesis emerges formally only toward the end of
his book, but evidently has controlled his reasoning from the be:
inning, although perkaps unconsciously. This thesis is (p. 238)
"thatthe beginingsofrligion, ethics, soity, and art met in the
‘Oedipus complex” He commences withthe inference of Darwin,
developed farther by Atkinon, that at a very early period man
tive in small communities consisting of an adult male and a num
ter of females and immature individuals, che males among the
latter being driven off by the heal of the group as they became okt
enough to evoke his jealousy. To this Freud adds the Robertson
Smith theory that sarifce at the altar isthe exential element i
very ancient cult, an that such sacrifice goes ack to a Killing
fan cating bythe clan ofits tote animal, which was regarded a8
‘of kin with the lan and ite god, and whose ling at odinary times
wes therefore striety forbidden. ‘The Oedipus complex direct
Upon these two Bypotheses welds them into a mechani with which
ie possble to explain mot of the essentials of human civilization,
ts fllows, The expelled sons of the primal horde finally banded
"Fe md Fe: eens een Pc ee Soe nd Netssoem vores avo 74800 ”
fogether and slew their father, ate him, and appropriated the
females, In this they satisfied che same hate empl that i a
normal infantile trait and the basis of most neuroses, but which
often leads to unconsious "displacement" of fecing, especially
‘pon animals, AE this point, however, the ambivalence of emo=
tions proved decisive. The tender felinge which had always per-
Sst by the side of the brothers’ hate for thie father, gained
the upper band as soon as this hate was satisfied, and took the form
of remorse and sense of guilt. "What the father's presence had
Prevented they themelves now prohibited is the prvehic
‘tuation of “subsequent obedience" which we know ao well rom
Paychoanalysis. ‘They tnd their deed by declaring thatthe killing
‘ofthe father aubetiute, the totem, was not allowed, and renounced
the fruiteaf their dead by denying themselves the berated women
“Thus they erated the two fundamental taboos of totem” (.
238), These are the oldest and most important taboos "of man
kind: “namely not toil the totem animal and to avoid sexual
intercourse with totem companions of the other sex” (p. 53)
alonride which many if not all other taboos are secondary dis
placed and distorted." The renunciation of the women oF incest
Pribition hal alko this practieal foundation: that any attempt to
‘ivide the epi, when each member of the band really wished to
temlate the father and posses all the women, would have disrupted
theorganiation which had male the eather strong (232). The
totem sacrifice and feast reflected the kiln and cating of the
father, assuaged "the bucning sense of guilt," and brought about
"a kind of reconciliation” ur agreement by which the father-totem
ranted all wishes of his sn in turn for their pledge to honor his
Tite (n.238).” "AN later religions prove tobe »- reactions aim=
ing at the same great event with which culture logan and which
fever since has not let mankind come to rest” (p. 239)
“This mere extrication and presentation of the framework of the
Freudian hypothesis on the origin of socio-eigions civilization is
probably sacle to prevent is acceptances but a formal examina
tion is only just
First, the Darwin-Atkinson supposition is of course only hypo
formethetic, It isa mere guess that the earliest organization of man
resembled that of the gorilla rather than that of tooping monkeys.
‘Second, Robertson Smith's allegation that blood sacrifice is
ental in ancient cult holds chiefly or only for the Msiterranoid
cultures ofa certain period —aay the last two thousand years B.C.—
and cultures then or subsequently influenced by them. ¢ does not
spply to regions outside the sphere ofaletion by these cultures
‘Third, itis at best problematical whether blood sacrifice goes
wack toa totemic observance. It snot established that totems
is an original possesion of Semitic culture
Fourth, coming to the Freudian theory proper, it only con
Jecture thatthe sons would kil let alone devour, the father
Fifth, the fact that a child sometimes displaces its father-
hatred upon an animal—we are not told ia what percentage of
‘caate—is no proof thatthe ons did 30
‘Sinth, if they “spaced,” would they rettin enough of the
crginal ate imps olay the father; andi 0, would the slaying
fot resolve and evaporate the displacements? Paychoanalysts
may affirm both questions; others will require more examination
before they accept the afimaton
‘Seventh, granting the son’ remorse and resolve no longer to
il the fathertisplacementtoterm, it seems exceedingly dubious
Whether this resolve could be powerful and enduring enough to
suppres permanently the gratification of the sexual impulses which
was now posible. Again there may be psychoanalytic evidence
cient to allay the doubt; bt it wll ake a deal of evidence to
‘convince “ananalytc” paychologists, ethaologsts, and laymen,
Bight, ifthe band of brothers allowed strangers—perhape ex
pelle by thir jealous fathers to have acces othe women whom
they had renodneed, and matiinear or matriarchal iastiutions
thus came into exiatence, what would be lef fr the brothers (un-
lees they were able to be content with lifelong eelibacy or homo-
‘sevualty), other than individual attachments to other clans:
hich would mean the disintegration of the very solidarity that
they are pictured asso ansous to preserve, even by denying thelr
physiological instincts?soa ores axp ram00 st
[inti is fr from established that exogamy and totem absti-
rence are the two fundamental prohibitions of totemism Frew
refers {p. 180) to Goldenwese's study of the subject, which is
certainly both analytical and conducted frm a paychological
point of view even though not paychoanalytical; but he fails to
ther acceptor refute this author's carefully substantiated finding
that these two features cannot be designated as primary in the
totemie comptes,
‘Tenth, tha these eo totem taboos re the oldest of ll taboos
pre assertion. IF all other taboos are derived from them by
displacement oF distortion, ome presentation of the nature and
operation and sequence of these daplaccinents is in order, Aa.
astronomer who casually aid tht be believed Sirus tobe the center
‘of the stellar universe and then proceeded to weave this opinion
into the fabric of stil broader hypothesis, would get lite hearing
from other astronomers
A final ritiism—that the persistence into modern society and
religion ofthis ist “reat event with which clture began” ian une
explained process—will not be press here, because Fred hasan
ticipated it with a te quogwe (pp. 259-261): social payehologists
assume a “continuity i the paychie ile of scowling generations”
without in general concerning themacives mich with the manner
In which this continuity i established
No doubt sil other challenges af fact or interestaion wit
ecur fo every careful reader of the book ‘The above enumerae
tion has been compiled ony far enough to prove the essential metho
‘of the works which isto evade the puinfl proces of ariving at
a large certainty by the positive determination of smaller certainties
and their unwavering addition irespective of whether each au
iments or diminishes the sue total of conclision arrived at. For
{his method the author substitutes a plan of multiplying into one
another, a8 it were, fractional certainties—that is, more or fas re-
mote passibilite-without recognition that the multiplicity of
factors must swecesvely decrease the probability of thei produ,
isthe old expedient of pyramiding hypothess; which if theories
Ind toe paid for Hike stocks oF gaming cards, would be les fre2 “AMERICAS asTuKoPoToGIst bes. 2n 1988
quently iodulgel in, Lest this tii be construed as uneces
aity harsh upon a gallant and simlating adventurer into ethno
fay, lee fe be added that i applies with equal stricture ypon the
‘alortyof ethnologist from whom Freud as dean on account of|
{he renown or interet of ther books: Reinach, Wun Spencer and
Gillen, Lang, Robertson Smith, Durkheim and his school, Keane
Spencer, Avebury and his special ademeciom Prazet.
“There another etc that ean be Teveled against the plan of
Freud's books that of iteidiousness, though evidently only a6 the
cat ofthe gradual growth of his thesis ving its writing, The
fret chapter or essay, on the Savage’s Dread of Incest, merely
rakes a ease for the applicability of psychoanalysis to cert
{pecal tocial phenomens, such ax the motherin-law taboo, In
the second, the prychoanalytic doctrine of the ambivalence of
motions very neatly and i sce justly Drought to ear on the
‘dual nature of taboo ae at once holy and defling. Concurrently
1 owndation i ad, though not revealed, for the push «othe uti
trate thesia, The third chapter on Animism, Magic, and the
‘Omaipotence of Thought refrains from dretly advancing the arm
tent, but strengthens its future old onthe eer by emphesizing |
fhe paratltism between the thought systems of savages and net
otic The last chapter i not, in the main, a divession of the
Thane Recurrence af Totemism, a5 itis designated, but a analy-
rot carcot eilnotogieal theories acto the ocgin of rotemism in
Grcety and the presentation of the theory of the author. This
yptheis, toward which everything has been tending, does not
however begin to be divulged until page 233; alter which, excep for
tentative claims toa wide extensibility ofthe principle rived at and
ome distinctly fair admis of weakness, the book promptly
loses without any rebxamination oF testing of its proposition.
‘The explanation of taboo on pages 52-38 isan essential part of the
theory developed on pages 233 se without any indication being
ven tht ities. "Then, when the parallelism of savage and ne0-
Fotis thought has been deiven home by material largely ieelevant|
forthe ial al quite spi thei, this is sudenly sprung, Frew
‘cannot be charged with more than a propagandist’ eal and perhapsoer ores axp 74x00 8
haste of composition: but the comseqwence is that this book is keen
without onderliness, intricately rather than closely reasoned, and
endowed with an unsubstantiated coavincingness, ‘The critieal
reader will ascertain these qualities but dhe book wil fall into the
Jhands of many who are lacking either in care or independence of
jinlgment and who, under the inlseace of a great name and in the
presence ofa bewMerngly fertile imagination, will be cared nto
an lusory belief. Again there is pliation—but nothing moce—
inthe fact that the literature of theoetial anthropology consist
Taegelyof bad precedent
But, wih all the essential failure ofits finally avowed purpose,
the book is an important and valuable contribution. However
much cultural anthropology may come to lean more on the histo
ca instead of the peychologcal method, it can never ultimately
free itself, nor should i wish to, fom the paychology that underis
it, To this psychology the prychoanalytc movement initiated by
Freud has made an indubitably significant conteibution, which
every etfnologist must sooner oF later take into. consideration,
For instance, the correspondences Between taboo customs and
“compulkion neuroses a developed om pages 43-48 are unques-
tionabl, as ao the parallelism between the ew aspects taboo and
the ambivalence of emotions under am acepted prohibition (p12)
Again the strange combination of mourning forthe dead with the
fear of them and taboos against them ie certainly ilumined i
not explained by this theory of ambivalence (op. 87-107)
Tt is even possible to extend Freud's poine of view. Where
the taboo on the name ofthe dead i in force we find not only the
fear that wterance wil recall the soul to the hurt ofthe Tiving but
alo actual shock at the utterance aa light or manifestation of
hostlity to the dead. I is fr question whether this shock may
not be construed as a reatin from the unconscious hate carried
toward the dead! during thee We, ae i speaking of them were an
aulmisson of satisfaction at their going. ‘The shock is certainly
greatest where affection was deepest; persons who were indiferent
are mentioned without emotional reluctance Hf circumstances pe
rit, whereas enemies, that is individuals towand whom hate wasst AMEKICAY ANTHROPOLOGIST (x. 25 088
avowed instead of repreaed, may have the utterance of thei
ames gated over
‘Of very road intrest isthe problem raised by Freud's con-
Jccture that the pevchic impules of primitive people posessed
more ambivalence than our own except in the case of neurotics;
that ther mental il, tike that of neurotic, i more sxualized and
contains femer socal components than ours (pp. 111,121, 18)
euros would therefore usually eepreseat an atavistic constitu
tion. Whatever its complete sigaieance, there exists no doubt
Femarkable similarity between the phenomena of magic, taboo,
‘utimism and primitive religion in general, ard neurotic manifesta
tions, In bath a creation that has only psychic validity is given
greater orles preference over eality. As Freud says the two areof|
‘enue not the aime, and theultimate dference lesa the fact that
heuroses are asia creations duet 4 Aight fom dissatistying
fealty (p12) This i certainly not to be denied on any ethno
Togical grounds; yet the implication that savages are essentially
‘more neurotic than cvilesd men may’ wel be challenged, alehough
iH cannot be dismiwed offhand,
“The experience of irstchand observers will probably be una
mous that primitive communities, Uke peasant populations,
comtain very few individuals that can be put into a case with
the numerous neurtics of or civilization. The reason seems t0
be that primitive societies hae inttutonalized such impulses
fs with ue lead to neuroses. The individual of neurotic tendeney
finds an approved and therefore harmless outlet in taboo, magic,
myth, and the lke, whereas the nonneurotie, who at Heart re
rainy attached to reality, accepts these activities as forms which
do not seriously distur him. In accord with ths interpretation
js the fact that neurotis appear to become numerous and charace
teria in populations among whom religion has become decadent
land “enlightenment” active, asin the Hellenistic, Roman Im
eval and recent eras; whereas the Midale Ages, when "supersti-
tion” and taboo were firmly etablshed, there were social abera
tions indeed, Tike the fagellants and children's crusade, but few
hnewotics Much the satne with homoseauality, which the North
‘American and Siberian natives have socialized. Its acceptance asssoeea yore ax TaB00 ss
fan institution may be @ departure from normlity, but has ee
tainly saved countless individuals from the heavy stain which
definite homesexualists tndergo in our ciiiation. Te would be
lunfitting to go into these matters further hee: they are mentioned
as an illustration ofthe importance of the problens which Frew
raises, However precipitate his entry into anthropology an hoe
ever timsy some of hissynthese, he brings to bear keen insight, &
fecund imagination, and above alla point of view which henceforth
never be ignored without stulieation
Wile the book thus is one that no ethnologist can afford to
neglect, one remark may be estended to poyehoogists of the
imconscious who propose to follow in Fre’ footsteps: there
realy isa great dea of ethaology not at all represented by the
authors whom Freud discuses. To students of this sie of the
science the Tine of work initiated by Tylor and developed and
most notably represented among the living by Frazer, is not 0
rch ethnology a5 an attempt to paychologize with ethnological
data. ‘The cause of Freud's leaning sn heavily on Fr scar.
‘The latter knows nothing of paychoanalysis an with all acumen
his efforts are prevaiingly a diletantsh playing; but in he last
analysis they are psychology, and as history only pleaing fab
eatin. If psychoanalyste wish to establish serious contacts with
historical ethnology, they must fst learn to know that such an
ethnology exists. Te sean enough to say, as Freud does om page
179, thatthe nature of tatemiam and exogamy could be most readily
raped if we could get into ele touch with their origins, but that
as we cannot we must depend on hypotheses, Such a remark rings
4 ie naive to students who have Tong since made up thee mils
‘that ethnology, ike every other branch of scene, is work and not
1 ame in which lucky guesses sore; and who therefore hold that
since we know nothing drctly about the origin of totems or other
‘socal phenomena but have information on thew phenomena as they
‘evst at present, our busines ie frst to understand as thoroughly
as possible the nature of these existing phenomena; in the hope
‘that such understanding may gradually lead to a partial recone
struction of orgins—without undue guessing.
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