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ISO/DIS 45001

Understanding the new international


standard for occupational health & safety

Mapping Guide
ISO/DIS 45001 - Understanding the new international standard for occupational health & safety

The new International Occupational


Health & Safety Management System
Why its better for your organization
ISO/DIS 45001, Occupational Health & Safety (OH&S) management system will be the worlds first OH&S
international standard which will help thousands of organizations to provide a safe and healthy workplace for
their workers and other people, prevent deaths, work-related injury and ill-health and to continually improve
its OH&S performance.
The new standard, due to for final publication in late 2016, will include a number of key changes bringing the
following new benefits:

Bringing health and safety and continuous Introduction of risk and opportunity
improvement into the heart of your business management
ISO/DIS 45001 is an opportunity for organizations to align The introduction of risk and opportunity management into
their strategic direction with their OH&S management system the occupational health and safety management system
and increase focus on improving occupational health and now reinforces its use as a governance tool and will enable
safety performance. Being recognized globally, the standard the identification of opportunities that contribute to further
will ensure that your customers will understand how OH&S is improvement in OH&S performance and improved worker
managed across the business. safety. Organizations will improve their ability to identify
and manage risks more effectively across the whole system,
Leadership making it more resilient.

There is a greater focus on top management to demonstrate


leadership and commitment with respect to the management
An integrated approach
system and to ensure active participation of workers in ISO/DIS 45001 is based on Annex SL the new ISO high
the development, planning, implementation and continual level structure (HLS) that brings a common framework to all
improvement of the OH&S management system. Top management systems. This helps to keep consistency, align
management have a responsibility to ensure that the different management system standards, offer matching
importance of effective OH&S management is communicated sub-clauses against the top-level structure and apply common
and understood by all parties and ensuring that the OH&S language across all standards. With the new standard in place,
management system achieves its intended outcomes. organizations will find it easier to incorporate their OH&S
management system into the core business processes and get
more involvement from senior management.

1 worker dies 153 workers have


2.3m deaths 317m accidents
every 15 seconds* an accident every
per annum* per annum*
15 seconds*

*ILO global statistics Jan 2016

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Comparing the latest version of


ISO/DIS 45001 with OHSAS 18001

ISO/DIS 45001 is based on Annex SL the new ISO high Organization and OH&
S Ma nagement Syst
em

level structure (HLS) that brings a common framework to its context (4)
Support
all management systems. This helps to keep consistency, & Operation
(7,8)
align different management system standards, offer Plan Do
matching sub-clauses against the top level structure and
Leadership &
apply common language across all standards. With the Planning worker Performance Intended
evaluation outcomes
new standard in place, organizations will find it easier to (6) participation
(5) (9)
incorporate their OH&S management system into core
Act Check
business processes and get more involvement from senior
management. The Plan-Do-Check-Act (PDCA) cycle can
be applied to all processes and to the OH&S management Needs and expectations Improvement
of relevant interested (10)
system as a whole. The diagram here (Figure 1) illustrates parties (4) Figure One
how Clauses 4 to 10 can be grouped in relation to PDCA.

Overview of new and updated concepts in ISO/DIS 45001

New/updated concept Comment

Context of the organization Provides a greater understanding of the important issues that can affect,
positively or negatively the way it manages its OH&S responsibilities
Workers and other Interested parties Much more detail about considering their needs and expectations, then deciding
whether these need to be addressed within the system
Leadership and culture Requirements specific to top management with regards to demonstrating
leadership, commitment and promoting a positive occupational health and
safety culture
Participation and consultation Enhanced requirements with regard to worker involvement and consultation in
relation to the establishment and implementation of the OH&S management
system.
Risks and opportunities Includes risks and opportunities relating to the management system as well as
OH&S risks & OH&S opportunities
Documented information Replaces documents and records
Operational planning and control More detailed requirements in relation to multi-employer workplaces, hierarchy
of controls, management of change, outsourcing, procurement and contractors.
Performance evaluation Measurement of OH&S operations that can have an impact on legal
requirements, operational controls, OH&S risks, opportunities & performance
and progress towards objectives
Evaluation of compliance More detailed process requirements including maintaining knowledge and
understanding of its status of compliance
Management Review More detailed requirements relating to inputs and outputs of the review
Incident, non-conformity and corrective More detailed process requirements and preventive action now replaced by risk
action approach

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ISO/DIS 45001 - Understanding the new international standard for occupational health & safety

Table 1- OHSAS 18001 to


ISO/DIS 45001 Mapping Guide
OHSAS 18001:2007 ISO/DIS 45001

1 Scope 1 Scope
2 Reference publications 2 Normative references
3 Terms and definitions 3 Terms and definitions
4 Context of the organization (title only
4.1 Understanding the organization and its context
4.2 Understanding the needs and expectations of
workers and other interested parties
4 OH&S management system requirements (title 4.3 Determining the scope of the OH&S management
only) system
4.1 General requirements 4.4 OH&S management system
5 Leadership and worker participation (title only)
5.1 Leadership and commitment
4.2 OH&S policy 5.2 OH&S policy
4.3 Planning (title only) 6 Planning (title only)
6.1 Actions to address risks and opportunities
6.1.1 General
4.3.1 Hazard identification, risk assessment and 6.1.2 Hazard identification and assessment of OH&S
determining controls risks (title only)
6.1.2.1 Hazard identification
6.1.2.2 Assessment of OH&S risks and other risks to
the OH&S management system
8.1.2 Hierarchy of controls
8.2 Management of change
4.3.2 Legal and other requirements 6.1.3 Determination of applicable legal requirements
and other requirements
6.1.4 Planning to take action
4.3.3 Objectives and programme(s) 6.2.1 OH&S objectives
6.2.2 Planning to achieve OH&S objectives
4.4 Implementation and operation (title only) 8 Operation (title only)
4.4.1 Resources, roles, responsibility, 7.1 Resources
accountability and authority 5.3 Organizational roles, responsibilities,
accountabilities and authorities
4.4.2 Competence, training and awareness 7.2 Competence
7.3 Awareness

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Mapping Guide - Continued

OHSAS 18001:2007 ISO/DIS 45001

4.4.3 Communication, participation and consultation 7.4 Information and communication


(title only) 5.4 Participation and consultation
4.4.3.1 Communication
4.4.3.2 Participation and consultation
4.4.4 Documentation 7.5 Documented information (title only)
4.4.5 Control of documents 7.5.1 General
7.5.2 Creating and updating
7.5.3 Control of documented information
4.4.6 Operational control 8.1 Operational planning and control
8.1.1 General
8.2 Management of change
8.3 Outsourcing
8.4 Procurement
8.5 Contractors
4.4.7 Emergency preparedness and response 8.6 Emergency preparedness and response
4.5 Checking (title only) 9 Performance evaluation (title only)
4.5.1 Performance measurement and monitoring 9.1 Monitoring, measurement, analysis and
evaluation (title only)
9.1.1 General
4.5.2 Evaluation of compliance 9.1.2 Evaluation of compliance with legal
requirements and other requirements
4.5.3 Incident investigation, nonconformity, 10.1 Incident, nonconformity and corrective
corrective action and preventive action (title only) action
4.5.3.1 Incident investigation
4.5.3.2 Nonconformity, corrective action and
preventive action
4.5.4 Control of records 7.5.1 General
7.5.2 Creating and updating
7.5.3 Control of documented information
4.5.5 Internal audit 9.2.1 Internal audit objectives
9.2.2 Internal audit process
4.6 Management review 9.3 Management review
10 Improvement (title)
10.2 Continual improvement
10.2.1 Continual improvement objectives
10.2.2 Continual improvement process

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ISO/DIS 45001 - Understanding the new international standard for occupational health & safety

Table 2 - ISO/DIS 45001 to


OHSAS 18001 Mapping Guide
ISO/DIS 45001 OHSAS 18001:2007

1 Scope 1 Scope
2 Normative references 2 Reference publications
3 Terms and definitions 3 Terms and definitions
4 Context of the organization (title only)
4.1 Understanding the organization and its context
4.2 Understanding the needs and expectations of
workers and other interested parties
4.3 Determining the scope of the OH&S management 4 OH&S management system requirements (title
system only)
4.4 OH&S management system 4.1 General requirements
5 Leadership and worker participation (title only)
5.1 Leadership and commitment
5.2 OH&S policy 4.2 OH&S policy
5.3 Organizational roles, responsibilities, 4.4.1 Resources, roles, responsibility,
accountabilities and authorities accountability and authority
5.4 Participation and consultation 4.4.3.2 Participation and consultation
6 Planning (title only) 4.3 Planning (title only)
6.1 Actions to address risks and opportunities (title
only)
6.1.1 General
6.1.2 Hazard identification and assessment of OH&S 4.3.1 Hazard identification, risk assessment and
risks (title only) determining controls
6.1.2.1 Hazard identification
6.1.2.2 Assessment of OH&S risks and other risks to
the OH&S management system
6.1.2.3 Identification of OH&S opportunities and other
opportunities
6.1.3 Determination of applicable legal requirements 4.3.2 Legal and other requirements
and other requirements
6.1.4 Planning to take action
6.2 OH&S objectives and planning to achieve them 4.3.3 Objectives and programme(s)
(title only)
6.2.1 OH&S objectives
6.2.2 Planning to achieve OH&S objectives
7 Support (title only)
7.1 Resources 4.4.1 Resources, roles, responsibility,
accountability and authority

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Mapping Guide - Continued

ISO/DIS 45001 OHSAS 18001:2007

7.2 Competence 4.4.2 Competence, training and awareness


7.3 Awareness
7.4 Information and communication 4.4.3 Communication, participation and
consultation (title only)
4.4.3.1 Communication
7.5 Documented information (title only) 4.4.4 Documentation
7.5.1 General 4.4.5 Control of documents
7.5.2 Creating and updating 4.5.4 Control of records
7.5.3 Control of documented information
8 Operation (title only) 4.4 Implementation and operation (title only)
8.1 Operational planning and control 4.4.6 Operational control
8.1.1 General
8.1.2 Hierarchy of controls 4.3.1 Hazard identification, risk assessment and
8.2 Management of change determining control
8.3 Outsourcing 4.4.6 Operational control
8.4 Procurement
8.5 Contractors
8.6 Emergency preparedness and response 4.4.7 Emergency preparedness and response
9 Performance evaluation (title only) 4.5 Checking (title only)
9.1 Monitoring, measurement, analysis and evaluation 4.5.1 Performance measurement and monitoring
(title only)
9.1.1 General
9.1.2 Evaluation of compliance with legal requirements 4.5.2 Evaluation of compliance
and other requirements
9.2 Internal audit (title only) 4.5.5 Internal audit
9.2.1 Internal audit objectives
9.2.2 Internal audit process
9.3 Management review 4.6 Management review
10 Improvement (title only) 4.5.3 Incident investigation, nonconformity,
10.1 Incident, nonconformity and corrective action corrective action and preventive action (title only)
4.5.3.1 Incident investigation
4.5.3.2 Nonconformity, corrective action and
preventive action
10.2 Continual improvement (title only) 4.1 General requirements
10.2.1 Continual improvement objectives 4.2 OH&S policy
10.2.2 Continual improvement process 4.6 Management review

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ISO/DIS 45001 - Understanding the new international standard for occupational health & safety

Preparing for ISO 45001


The final version of ISO 45001 is expected in Q4 2016, it is envisaged that upon publication, OHSAS 18001
will be withdrawn and there will be a 3 year period of migration allowed for organizations already certified to
OHSAS 18001.

Your Journey
BSI has identified a step-by-step journey to help you understand and realize the benefits of ISO 45001. We
have mapped out a framework which guides you through the options and support available from BSI to
ensure you have the knowledge and information you require.

1. B
 uy a copy of the Draft International Standard (DIS) and/or 4. Download our Implementation Toolkit developed to help
the International Standard on publication. This will help you you understand, implement and communicate the new ISO
become familiar with the new requirements, terminology 45001 requirements throughout your organization
and layout
5. Consider further services to help implement the
2. V
 isit the BSI website to access the most up-to-date support changes. BSI will offer a full range of services including GAP
material available at bsigroup.com including whitepapers assessments and Entropy software to help you manage your
which can help you understand the changes systems

3. L ook at the range of BSI training courses available to make


sure you fully understand the changes including migration
and implementing courses.

Training from BSI


Whatever the specific requirements, BSI has designed a series of training courses that meet your needs.
All courses have been designed by experts who have been directly involved in the development of ISO/
DIS 45001. And our experienced tutors can help you get to grips with the matters that concern you. These
courses include:

ISO 45001: Understanding ISO 45001: Implementing Changes


1 day classroom based training course 1 day classroom based training course
Learn about the new ISO high level structure Learn about the new ISO high level structure and the
and the requirements of ISO 45001 requirements of ISO 45001
Essential for anyone involved with migrating Essential for anyone involved with implementing an OH&S
their OH&S management system from OHSAS 18001 management system for the first time from managers to
to ISO 45001 from managers to implementers implementers and auditors
and auditors Ideal for those who have already attended one of our new
high level structure courses including transition courses for
ISO 9001 and ISO 14001

Support on your journey


For the latest updates and news
on ISO 45001 visit bsigroup.com

PRINT CODE BSI/UK/770/SC/0216/en/BSS

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