Professional Documents
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(CITACION JUDICIAL)
N O T I C E T O D E F E N D A N T:
NOTICE! You have been sued. The court may decide against you without your being heard unless you respond within 30 days. Read the information
b e l o w.
You have 30 CALENDAR DAYS after this summons and legal papers are served on you to file a written response at this court and have a copy
served on the plaintiff. A letter or phone call will not protect you. Your written response must be in proper legal fonn if you want the court to hear your
case. There may be a court fonn that you can use for your response. You can find these court forms and more infonnation at the California Courts
Online Self-Help Center (wvm.courtinfo.ca.gov/selfhelp), your county law library, or the courthouse nearest you. If you cannot pay the filing fee, ask
the court dertc for a fee waiver form. If you do not file your response on time, you may lose the case by default, and your wages, money, and property
may be taken without further warning from the court.
There are other legal requirements. You may want to call an attorney right away. If you do not know an attorney, you may want to call an attorney
referral service. If you cannot afford an attomey, you may be eligible for free legal services from a nonprofit legal services program. You can locate
these nonprofit groups at the California Legal Services Web site {www.lawhelpcalifomia.org), the California Courts Online Self-Help Center
(www.courtinfo.ca.gov/selfhelp), or by contacting your local court or county bar association. NOTE: The court has a statutory lien for waived fees and
costs on any settlement or arbitration award of $10,000 or more in a civil case. The court's lien must be paid before the court will dismiss the case.
lAVISOI Lo han demandado. Si no responde dentro de 30 dfas, la corte puede decidir en su contra sin escuchar su versidn. Lea la infbnvadon a
continuation.
Tiene 30 DfAS DE CALENDARIO despu6s de que le entreguen esta citaa'dn y papeles legates para presenter una respuesta por escrito en esta
corte y hacer que se entregue una copia al dentandante. Una carta o una llamada telefdnica no to protegen. Su requests por escrito tiene que estar
en fonmato legal conrecto si desea que procesen su caso en la corte. Es posible que haya un formulario que usted pueda usar para su respuesta.
Puede encontrar estos fbnvularios de la corte y mis infbrmacidn en el Centra de Ayuda de las Cortes de California (www.sucorte.ca.govj, en la
biblioteca de leyes de su condado o en la corte que le quede mis cerca. Si no puede pagar la cuota de presentacidn, pida al secretario de la corte
que le d6 un formulario de exencidn de pago de cuotas. Si no presenta su respuesta a tiempo. puede perder el caso por incumplimiento y la corie le
podri quitarsu sueldo, dinero y bienes sin mds advertencia.
Hay otros requisites legates. Es recomendable que llame a un abogado inmediatamente. Si no conoce a un abogado, puede llamar a un servicio de
remisidn a at>ogados. Si no puede pagar a un abogado, es posible que cumpla con los requisitos para obtener servicios legates gratuitos de un
programa de servicios legates sin fines de luao. Puede encontrar estos grupos sin fines de lucro en el sitio web de California Legal Services.
^www.lawhelpcalifomia.org;, en el Centra de Ayuda de las Cortes de Califomia, fwww.sucorte.ca.gov; o poni6ndose en contacto con la corte o el
colegio de abogados locales. AVISO: Parley, la corte bene derecho a reclamarlas cuotasy los castas exentospor imponer un gravamen sabre
cualquier recuperacidn de $10,000 6 mds de valorredbida mediante un acuerdo a una concesldn de arijitraje en un caso de deracho civil. Tiene que
pagar el gravamen de la corte antes de que la corte pueda desechar el caso.
The name and address of the court is: case number
(Bnombreydireccidndelacortees): fi f nc CTL
San Diego Superior Court - Central Division
330 West Broadway, San Diego, CA 92101
The name, address, and telephone number of piaintifPs attorney, or plaintiff without an attomey, is:
(El nombre, la direccidn y el numero de telfono del abogado del demandante, o del demandante que no tiene abogado, es):
Joshua D. Gruenberg; Joshua P. Pang; 2155 First ave, San Diego, CA 92101
3. I I on behalf of (specify):
under: I I CCP 416.10 (corporation) | | CCP 416.60 (minor)
I I CCP 416.20 (defunct corporation) | | CCP 416.70 (conservatee)
I I CCP 416.40 (association or partnership) | | CCP 416.90 (authorized person)
I I other (specify):
4. I I by personal delivery on (date):
MAILING ADDRESS:
CASE NAME:
CLt-'vS:!; COURT
Spehar v. Synthetic Genomics, Inc. SAH DILGO COUNTY, CA
CASE NUMBER:
CIVIL CASE COVER SHEET Complex Case Designation
1^1 Unlimited I I Limited 37-2017-000330^^U-OE-CTL
I I Counter I I Joinder
(Amount (Amount
demanded demanded is Filed with first appearance by defendant
exceeds $25,000) $25,000 or less) (Gal. Rules of Court, rule 3.402)
Items 1-6 below must be completed (see instructions on page 2).
1. Check one box below for the case type that best describes this case:
A u t o To r t Contract Provisionally Complex Civil Litigation
Auto (22) I I Breach of contract/warranty (06) (Cal. Rules of Court, rules 3.400-3.403)
I Uninsured motorist (46) d] Rule 3.740 collections (09) I I Antitrust/Trade regulation (03)
Other PI/PD/WD (Personal Injury/Property I I Other collections (09) I I Construction defect (10)
Damage/Wrongful Death) Tort I 1 Insurance coverage (18) I I Mass tort (40)
I I Asbestos (04) I I Other contract (37) I I Securities litigation (28)
Product liability (24) Real Property I I Environmental/Toxic tort (30)
I I Medical malpractice (45) I I Eminent domain/Inverse I I Insurance coverage claims arising from the
Other PI/PD/WD (23) condemnation (14) above listed provisionally complex case
N o n - P I / P D / W D ( O t h e r ) To r t i 1 w rIoInWrongful
g f u l e v ieviction
c t i o n ((33)
^3) types (41)
D Business tort/unfair business practice (07) CD Other real property (26) Enforcement of Judgment
I I C i v i l r i g h t s ( 0 8 ) U n l a w f uUln l aD
wfe
u l tD
aeitna i e
n err I I Enforcement of judgment (20)
I I Defamation (13) j j Commercial (31) Miscellaneous Civil Complaint
Miscellaneous Civil Complaint
I I Fraud (16) I 1 Residential (32) I I RIC O ( 2(27)
RICO 7)
Intellectual property (19) CH Drugs (38) Othercomplaintrno(specedal)ore;(42)
I I Other complaint (not specified above) (42)
Professional negligence (25) Jurtclal Review Miscellaneous M i s c e l l a nCivil
e o u s CPetition
ivil Petition
l_J Other non-PlflD/WD tort (35) Asset forfeitgre (05) partnership and corporate
I I Partnership governance
and corporate governance(21)
(21)
II I I rdiuicidiKfj diiu uuipuiaic veniallue ^
I Wrongful termination (36) I I Writ of of
I I Writ mandate
mandate (02) (02)\^=4Petrti
Petoitionre:art)i
n re: arttrati
iltratotonaward(1
n award1)
(11)QQOther
otherpeti
pettiion (tfofspec/f
ot specffife(/a/,i
edaiove;
^; (43)
(43)
!! Other employment (15) I Other judicial review
I Other judicial review(39)
(39)
2. This case I I is I is not complex under rule 3.400 of the California Rules of Court, if the case is complex, mark the
factors requiring exceptional judicial management:
a. I I Large number of separately represented parties d. I I Large number of witnesses
b. I I Extensive motion practice raising difficult or novel e. I I Coordination with related actions pending in one or more courts
issues that will be time-consuming to resolve in other counties, states, or countries, or in a federal court
c. CZl Substantial amount of documentary evidence f. I I Substantial postjudgment judicial supervision
3. Remedies sought (check ail that apply): a.! ! monetary b. I I nonmonetary; declaratory or injunctive relief c. 1^1 punitive
4. Number of causes of action (specify): Five (5)
5. This case I I is is not a class action suit.
6. If there are any known related cases, file and serve a notice of related case. (You m^yh^ fomnCM-015.)
Date: September 5,2017
Joshua D. (jruenberg, Esq. ^ ^ \
(TYPE OR PRINT NAME) (SIGNATURETJlSJfi^ OR ^ORNEY FOR PARTY)
NOTICE
Plaintiff must file this cover sheet with the first paper filed in the action or proceeding (except small claims cases or cases filed
under the Probate Code, Family Code, or Welfare and Institutions Code). (Cal. Rules of Court, rule 3.220.) Failure to file may result
In sanctions.
File tills cover sheet in addition to any cover sheet required by local court rule.
If this case is complex under rule 3.400 et seq. of the California Rules of Court, you must serve a copy of this cover sheet on all
other parties to the action or proceeding.
Unless this is a collections case under rule 3.740 or a complex case, this cover sheet will be used for statistical purposes only.
P a fl o 1 o f 2
Form Adopted for Mandatory Use Cal. Rules of Court, rules 2.30. 3.220, 3.400-3.403,3.740;
Judidal Council of Cat'ifomia
CIVIL CASE COVER SHEET CaL Standards of Judicial Administration, std. 3.10
CM-010 [Rev. July 1.2007] w w w. c o u / t f / i f o . c a . g o v
Josh D. Gruenberg (163281)
Joshua P. Pang (296371)
GRUENBERG LAW
2 1 5 5 F I R S T AV E N U E
S U P E R I O R C O U R T O F T H E S TAT E O F C A L I F O R N I A
G E N E R A L A L L E G AT I O N S C O M M O N T O A L L C A U S E S O F A C T I O N
Plaintiff, TERESA SPEHAR, Ph.D, J.D. (hereinafter "Plaintiff), is a natural person who
is, and at all relevant times was, a resident of the United States and a domiciliary of the
State of California.
Plaintiff is informed and believes and thereon alleges that Defendant SYNTHETIC
State of California, County of San Diego. The causes of action for damages herein stated
2 Plaintiff as alleged herein. Plaintiff has been harmed in that she has suffered emotional
3 pain, humiliation, mental anguish, anxiety, loss of enjoyment of life, and emotional
5 12. Plaintiff seeks compensatory damages, punitive damages, costs of suit herein, and
7 13.
7 1 3Plaintiff
. filed a complaint with the Department of Fair Employment and Housing on
8 September 6,2017, and on that same day received a Right-To-Sue Letter, collectively
10 SPECIFIC FACTUAL A L L E G AT I O N S
1 1 14.
11 1 4Plaintiff
. re-alleges and incorporates by reference each and every allegation contained in
1 4 15.
14 1 5 On
. or around November 17,2008, Plaintiff began her employment with Defendant, as its
16 November 10, 2009, Plaintiff was promoted to Senior Director of Intellectual Property.
17 Then, on January 1, 2014, Plaintiff was promoted again, to Vice President of Intellectual
18 P r o p e r t y.
19 16. As VP of Intellectual Property, Plaintiff was charged with managing all aspects of
21 counseling management regarding IP issues. She also acted as liaison to the J. Craig
22 Venter Institute to protect synthetic biology advances in collaborations between the
24 17. Plaintiff is one of Defendant's most senior employees, with a tenure of over SVz years.
25 Plaintiff has established Defendant's IP portfolio from the ground up, which has been
27 portfolio is a meaningful and significant asset to the corporation due to Plaintiffs efforts.
28 As such. Plaintiffs role has grown to a trusted advisor to management and Defendant's
3
19. PlaintiflTs success is notable in an environment dominated by men in a "Boys' Club", and
authority, watching women progressively flee the organization over the years as a result
throughout the Director, Senior Director, and Executive levels. Out of the team of
Defendant's 14 executives. Plaintiff was only one of two women at this level. The other
22. Moreover, Defendant is aware of this problem, as an analysis and report was presented to
Defendant's Board of Directors. Defendant, however, has not taken any tangible steps to
remedy this situation. Moreover, the findings of this report have never been disseminated
4
23. The effect of Defendant's discriminatory practices are startling, as reflected in the
8 24. Women working for Defendant are consistently not promoted despite performance above
9 and beyond their male counterparts. The ongoing pattern of Defendant's systemic failure
0 to promote women have caused some women to "give up" and leave the company.
1 25. Then, when open positions arise, women are consistently overlooked, while males are
3 Defendant Does Not Provide Resources Equitably For Women, WhUe Simultaneously
5 26. Women working for Defendant, including Plaintiff, are consistently under-resourced and
7 their male counterparts. Women are frequently found overburdened as compared to men
8 - often working evenings and weekends - while the executive hallway is empty,
9 commonly referred to by many as a "ghost town." Simply put. Defendant's bar for
2 staffing, as it was necessary for her department to healthily function. Defendant was
3 aware of this need for additional staffing in Plaintiffs IP department. Instead, however,
4 Plaintiff was simply told she had been "too efficient," and was denied additional hires.
5 28. On the other hand, male-led departments are allowed to hire at will while
8 "needing to staff up." Those same teams, however, are privately acknowledged among by
5
1 the management team as "incompetent."
2 Plaintiff and Other Women Are Excluded From Some Meetings Altogether, And
4 29. Moreover, even for the few women that somehow manage to advance to a leadership
5 role, they are constantly reminded of their subordinate position within a male-dominated
6 company. They are isolated and excluded from meetings. Then, when they are actually
9 30. Indeed, Plaintiff was repeatedly excluded from critical executive meetings,
11 decide core Defendant matters behind closed doors. This is particularly striking since
13 critical to the function of the business, and functions as one of the most important
15 31. Multiple management members have commented to Plaintiff that it is "unbelievable" that
19 meetings, items relating to IP frequently were botched and then placed before Plaintiff to
20 fix or "review" at the last minute. As such, Plaintiff oftentimes had little contextual
22 33. When Plaintiff is actually included in meetings, there have been several instances in
23 which Plaintiff was completely ignored after voicing a particular opinion. Then, however,
24 after a meile executive would repeat the identical opinion in the very same meeting, that
26 34. On other occasions. Plaintiff was asked to prepare materials for executive meetings, and
then subsequently excluded while others present and took credit for such work.
28 ///
6
1 payments.
2 40. Indeed, Plaintiff was offered exactly such a consulting / severance payment from
3 Defendant.
4 41. In many other instances throughout her employment, Plaintiff has heard Defendant's
6 stereotypes. Specifically, Plaintiff has heard of male leadership labeling particular women
8 "confused." Other times, women are simply laughed at. In contrast, similar behavior
11 D e f e n d a n t S u d d e n l y Te r m i n a t e d P l a i n t i f f F o r B o g u s R e a s o n s
12 42. On June 20,2017, Defendant's General Counsel, Rob Cutler, informed Plaintiff she was
13 being terminated. In terminating her. Cutler told Plaintiff she was "not happy." This is
14 false, as Plaintiff enjoyed the challenge of her job, and the relationships she had built
15 with her co-workers, and otherwise took tremendous pride in her work and the progress
1 6 o f t h e c o m p a n y.
17 43. Cutler also told Plaintiff that Todd Peterson (Chief Technology Officer) "did not trust"
18 her, and the relationship was "irreparable." This was also false. Plaintiff had never
19 previously heard Peterson utter a word with regard to her performance or abilities.
20 Further, when Plaintiff mentioned to Peterson directly this "lack of trust" was apparently
22 44. Upon Plaintiff's information and belief, throughout Plaintiffs employment with
23 Defendant, Defendant paid Plaintiff less than many male employees for performing
24 substantially similar work, when viewed as a composite of skill, effort, and responsibihty.
26 ///
27 ///
28 ///
8
1 FIRST CAUSE OF ACTION
2 GENDER D I S C R I M I N AT I O N
4 45. Plaintiff re-alleges and incorporates herein by reference each and every allegation
6 46. Defendant discriminated against Plaintiff in the terms, conditions and privileges of her
7 employment.
8 47. Plaintiff believes and thereon alleges that her gender, female, was a motivating reason for
10 48. Defendant's conduct of discriminating against Plaintiff on the basis of her gender
12 49. As a direct, foreseeable, and proximate result of Defendant's conduct, Plaintiff has
0
1 14 employment opportunities, and Plaintiff has suffered other economic losses in an amount
< 15 to be determined at time of trial. Plaintiff has sought to mitigate these damages.
O
0
1 16 50. As a direct, foreseeable, and proximate result of Defendant's conduct. Plaintiff has
z
18 anxiety, and mental and physical pain and anguish, all to her damage in a sum to be
22 Defendant's wrongful acts and sufficient to punish and deter future similar reprehensible
23 conduct.
24 52. In addition to such other damages as may properly be recovered herein. Plaintiff is
26 ///
27 ///
28 ///
2 FAILURE TO PREVENT D I S C R I M I N AT I O N
4 53. Plaintiff re-alleges and incorporates by reference each and every allegation contained in
6 54. At all times mentioned herein, California Government Code section 12940 et seq. was in
7 full force and effect and was binding on Defendant. This section provide that it is
8 unlawful for Defendant, as an employer, to fail to take all reasonable steps necessary to
10 55. Plaintiff was subjected to discrimination on the basis of her sex, as set forth herein.
11 56. Defendant failed to take reasonable steps to prevent the harassment and retaliation as
12 described herein.
13 57. As a direct, foreseeable, and proximate result of Defendant's conduct. Plaintiff has
15 employment opportunities, and Plaintiff has suffered other economic losses in an amoimt
17 58. As a direct, foreseeable, and proximate resuh of Defendant's conduct. Plaintiff has
19 anxiety, and mental and physical pain and anguish, all to her damage in a sum to be
23 Defendant's wrongful acts and sufficient to punish and deter future similar reprehensible
24 conduct.
25 60. In addition to such other damages as may properly be recovered herem. Plaintiff is
26 entitled to recover prevailing party attorney fees and costs pursuant to Government Code
27 section 12965.
28 ///
10
THIRD CAUSE OF ACTION
contained in the preceding and subsequent paragraphs as though fully set forth
herein.
Plaintiff performs substantially similar work, when viewed as a composite of skill, effort,
employment opportunities, and Plaintiff has suffered other economic losses in an amount
anxiety, and mental and physical pain and anguish, all to her damage in a sum to be
entitled to recover attorney fees and costs pursuant to Labor Code sections 1197.5(g) and
218.5. Plaintiff is also entitled to recover, as liquidated damages, an amount equal to the
NEGLIGENT SUPERVISION
67. Plaintiff re-alleges and incorporates by reference each and every allegation contained in
the preceding and subsequent paragraphs as though fully set forth herein.
68. Defendant's employee took action against Plaintiff in violation of California law, as set
forth herein.
69. Defendant knew or should have known that this conduct was xinlawful and in violation of
C a l i f o r n i a l a w,
70. Defendant failed to take steps necessary to prevent unlawful conduct, as described herein.
71. As a direct, foreseeable, and proximate result of Defendant's conduct. Plaintiff has
employment opportunities, and Plaintiff has suffered other economic losses m an amount
to be determined at time of trial. Plaintiff has sought to mitigate these damages.
72. As a direct, foreseeable, and proximate result of Defendant's conduct. Plaintiff has
anxiety, and mental and physical pain and anguish, all to her damage in a sum to be
73. Plaintiff re-alleges and incorporates by reference each and every allegation contained in
74. Defendant's intentional conduct, as set forth herein, was extreme and outrageous.
75. Defendant intended to cause Plaintiff to suffer extreme emotional distress. Plaintiff
76. As a direct, foreseeable, and proximate result of Defendant's conduct. Plaintiff has
anxiety, and mental and physical pain and anguish, all to her damage in a sum to be
established according to proof
12
WHEREFORE, Plaintiff prays for the following relief:
permitted by law;
8. For such other and further relief as the Court deems proper and just under all the
circumstances.
PLAINTIFF TERESA SPEHAR demands a jury trial on all issues in this case.
JOSHD. GRUENBE;^
JOSHLI^J^P^G ^
Attorneys for Plaintiff,
TERESA SPEHAR
13
p\
v x i a i H x a
Department of Fair Employment & Housing DIRECTOR KEVIN KISH
Josh pang
2155 1st Ave.
San Diego California 92101
Attached is a copy of your complaint of discrimination filed with the Department of Fair
Employment and Housing (DFEH) pursuant to the California Fair Employment and
Housing Act, Government Code section 12900 et seq. Also attached is a copy of your
Notice of Case Closure and Right to Sue. Pursuant to Government Code section 12962,
DFEH will not serve these documents on the employer. You or your attorney must
serve the complaint. If you do not have an attorney, you must serve the complaint
yourself. Please refer to the attached Notice of Case Closure and Right to Sue for
information regarding filing a private lawsuit in the State of California.
Be advised that the DFEH does not review or edit the complaint form to ensure that it
meets procedural or statutory requirements.
Sincerely,
To All Respondent(s):
Enclosed is a copy of a complaint of discrimination that has been filed with the
Department of Fair Employment and Housing (DFEH) in accordance with Government
Code section 12960. This constitutes service of the complaint pursuant to Government
Code section 12962. The complainant has requested an authorization to file a lawsuit.
This case is not being investigated by DFEH and is being closed Immediately. A copy of
the Notice of Case Closure and Right to Sue is enclosed for your records.
Please refer to the attached complaint for a list of all respondent(s) and their contact
information.
Sincerely,
Teresa Spehar
2155 1st Ave.
San Diego, California 92101
This letter informs you that the above-referenced complaint was filed with the
Department of Fair Employment and Housing (DFEH) has been closed effective
September 06, 2017 because an immediate Right to Sue notice was requested. DFEH
will take no further action on the complaint.
This letter is also your Right to Sue notice. According to Government Code section
12965, subdivision (b), a civil action may be brought under the provisions of the Fair
Employment and Housing Act against the person, employer, labor organization or
employment agency named in the above-referenced complaint. The civil action must be
filed within one year from the date of this letter.
To obtain a federal Right to Sue notice, you must visit the U.S. Equal Employment
Opportunity Commission (EEOC) to file a complaint within 30 days of receipt of this
DFEH Notice of Case Closure or within 300 days of the alleged discriminatory act,
whichever is earlier.
Sincerely,
Enclosures
c c ;
COMPLAINT OF EMPLOYMENT DISCRIMINATION
B E F O R E T H E S TAT E O F C A L I F O R N I A
Complainant alleges:
2. On or around August 16, 2017, complainant alleges that respondent took the
following adverse actions against complainant: Discrimination Denied a work
environment free of discrimination and/or retaliation, Denied equal pay,
Terminated, . Complainant believes respondent committed these actions because
of their: Sex - Gender.
Throughout her employment, Plaintiff performed her duties in a capable and efficient
manner, as recognized by Defendant through performance evaluations.
Plaintiffs success is notable in an environment dominated by men in a Boys Club, and
an organization where women are routinely discriminated against in hiring, promotion,
retention, and inclusion all most notably at senior levels.
Plaintiff was one of a disproportionately small number of women in positions of
authority, watching women progressively flee the organization over the years as a result
of Defendants discriminatory practices.
Defendant maintains a workplace where its leadership is predominantly male-dominated
throughout the Director, Senior Director, and Executive levels. Out of the team of
Defendants 14 executives, Plaintiff was only one of two women at this level.
Women working for Defendant are consistently not promoted despite performance
above and beyond their male counterparts. The ongoing pattern of Defendants systemic
failure to promote women have caused some women to give up and leave the company.
Women working for Defendant, including Plaintiff, are consistently under-resourced and
understaffed, and subjected to discriminatory performance expectations in relation to
their male counterparts. Women are frequently found overburdened as compared to
men often working evenings and weekends.
Plaintiff was repeatedly excluded from critical executive meetings, partnership/deal
meetings, and decision-making processes leaving only the males to decide core
Defendant matters behind closed doors. This is particularly striking since Plaintiff is
Defendants only executive with extensive knowledge of IP matters, which is critical to
the function of the business, and functions as one of the most important components of
partnership agreements.
When Plaintiff is actually included in meetings, there have been several instances in
which Plaintiff was completely ignored after voicing a particular opinion. Then, however,
after a male executive would repeat the identical opinion in the very same meeting, that
male would be openly praised.
Plaintiff has heard Defendants leadership dismiss strong women in a discriminatory
manner based on gender stereotypes. Specifically, Plaintiff has heard of male
leadership labeling particular women as moody, having a bad day, fiery, typical
redhead, indecisive, flaky, or confused. Other times, women are simply laughed at. In
contrast, similar behavior exhibited by men are characterized as tough, holding their
ground, presenting difficult terms, and challenging.
On June 20, 2017, Defendants General Counsel informed Plaintiff she was being
terminated. In terminating her, Cutler told Plaintiff she was not happy. This is false, as
Plaintiff enjoyed the challenge of her job, and the relationships she had built with her co
workers, and othen/vise took tremendous pride in her work and the progress of the
c o m p a n y.
On September 06, 2017, I declare under penalty of perjury under the laws of the
State of California that the foregoing is true and correct.
San Diego, OA
Josh Pang
CASE NUMBER: 37-2017-00033056-CU-OE-CTL CASE TITLE: Teresa Spehar Phd JD vs Synthetic Genomics Inc (IMAGED]
NOTICE: All plaintlffs/cross-complainants in a general civil case are required to serve a copy of the following
three forms on each defendant/cross-defendant, together with the complaint/cross-complaint:
(1) this Alternative Dispute Resolution (ADR) Information form (SDSC form #CIV-730),
(2) the Stipulation to Use Alternative Dispute Resolution (ADR) form (SDSC form #CIV-359), and
(3) the Notice of Case Assignment form (SDSC form #CIV-721).
Most civil disputes are resolved without filing a lawsuit, and most civil lawsuits are resolved without a trial. The courts,
community organizations, and private providers offer a variety of Alternative Dispute Resolution (ADR) processes to help
people resolve disputes without a trial. The San Diego Superior Court expects that litigants will utilize some form of ADR
as a mechanism for case settlement before trial, and it may be beneficial to do this eariy in the case.
Below is some information about the potential advantages and disadvantages of ADR, the most common types of ADR,
and how to find a local ADR program or neutral. A form for agreeing to use ADR is attached (SDSC form #CIV-359).
M o s t C o m m o n Ty p e s o f A D R
You can read more information about these ADR processes and watch videos that demonstrate them on the court's ADR
webpage at httD://www.sdcourt.ca.aov/adr.
Mediation: A neutral person called a "mediator" helps the parties communicate in an effective and constructive manner
so they can try to settle their dispute. The mediator does not decide the outcome, but helps the parties to do so.
Mediation is usually confidential, and may be particulariy useful when parties want or need to have an ongoing
relationship, such as in disputes between family members, neighbors, co-workers, or business partners, or when parties
want to discuss non-legal concerns or creative resolutions that could not be ordered at a trial.
Settlement Conference: A judge or another neutral person called a "settlement officer" helps the parties to understand
the strengths and weaknesses of their case and to discuss settlement. The judge or settlement officer does not make a
decision in the case but helps the parties to negotiate a settlement. Settlement conferences may be particulariy helpful
when the parties have very different ideas about the likely outcome of a trial and would like an experienced neutral to help
guide them toward a resolution.
Arbitration: A neutral person called an "arbitrator" considers arguments and evidence presented by each side and then
decides the outcome of the dispute. Arbitration is less formal than a trial, and the rules of evidence are usually relaxed. If
the parties agree to binding arbitration, they waive their right to a trial and agree to accept the arbitrator's decision as final.
With nonbinding arbitration, any party may reject the arbitrator's decision and request a trial. Arbitration may be
appropriate when the parties want another person to decide the outcome of their dispute but would like to avoid the
formality, time, and expense of a trial.
1
other ADR Processes: There are several other types of ADR which are not offered through the court but which may be
obtained privately, including neutral evaluation, conciliation, fact finding, mini-trials, and summary jury trials. Sometimes
parties will try a combination of ADR processes. The important thing is to try to find the type or t^es of ADR that are
most likely to resolve your dispute. Be sure to learn about the rules of any ADR program and the qualifications of any
neutral you are considering, and about their fees.
Mediation: The San Diego Superior Court maintains a Civil Mediation Panel of approved mediators who have met
certain minimum qualifications and have agreed to charge $150 per hour for each of the first two (2) hours of mediation
and their regular hourly rate thereafter In court-refenred mediations.
On-line mediator search and selection: Go to the court's ADR webpage at www.sdcourt.ca.aov/adr and click on the
"Mediator Search" to review individual mediator profiles containing detailed information about each mediator including
their dispute resolution training, relevant experience, ADR specialty, education and employment history, mediation style,
and fees and to submit an on-line Mediator Selection Form (SDSC form #CIV-005). The Civil Mediation Panel List, the
Available Mediator List, individual Mediator Profiles, and Mediator Selection Fomn (CIV-005) can also be printed from the
court's ADR webpage and are available at the Mediation Program Office or Civil Business Office at each court location.
Settlement Conference: The judge may order your case to a mandatory settlement conference, or voluntary settlement
conferences may be requested from the court if the parties certify that: (1) settlement negotiations between the parties
have been pursued, demands and offers have been tendered in good faith, and resolution has failed; (2) a judicially
supervised settlement conference presents a substantial opportunity for settlement; and (3) the case has developed to a
point where all parties are legally and factually prepared to present the Issues for settlement consideration and further
discovery for settlement purposes is not required. Refer to SDSC Local Rule 2.2.1 for more information. To schedule a
settlement conference, contact the department to which your case is assigned.
Arbitration: The San Diego Superior Court maintains a panel of approved judicial arbitrators who have practiced law for
a minimum of five years and who have a certain amount of trial and/or arbitration experience. Refer to SDSC Local
Rules Division II. Chapter III and Code Civ. Proc. S 1141.10 etsea or contact the Arbitration Program Office at (619)
450-7300 for more information.
More infomfiation about court-connected ADR: Visit the court's ADR webpage at; or contact the
court's Mediation/Arbitration Office at (619) 450-7300.
Dispute Resolution Programs Act (DRPA) funded ADR Programs: The following community dispute resolution
programs are funded under DRPA (Bus. and Prof. Code 465 et seq.):
In Central, East, and South San Diego County, contact the National Conflict Resolution Center (NCRC) at
www.ncrconline.com or (619) 238-2400.
In North San Diego County, contact North County Lifeline, Inc. at www.nclifeline.ora or (760) 726-4900.
Private ADR: To find a private ADR program or neutral, search the Internet, your local telephone or business directory,
or legal newspaper for dispute resolution, mediation, settlement, or arbitration services.
To participate effectively in ADR, it is generally important to understand your legal rights and responsibilities and the
likely outcomes if you went to trial. ADR neutrals are not allowed to represent or to give legal advice to the participants in
the ADR process. If you do not already have an attomey, the Califomia State Bar or your local County Bar Association
can assist you in finding an attorney. Infonnation about obtaining free and low cost legal assistance is also available on
the California courts website at www.courtinfo.ca.aov/selfhelD/lowcost
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F O R C O U RT U S E O N LY
SUPERIOR COURT OF CAUFORNIA, COUNTY OF SAN DIEGO
STREET ADDRESS: 330 West Broadway
The parties and their attorneys stipulate that the matter is at issue and the claims in this action shall be submitted to the following
alternative dispute resolution (ADR) process. Selection of any of these options will not delay any case management timelines.
It is also stipulated that the following shall serve as arbitrator, mediator or other neutral: (Name)
Altemate neutral (for court Civil Mediation Program and arbitration only):
Signature Signature
If there are more parties and/or attorneys, please attach additional completed and fully executed sheets.
It is the duty of the parties to notify the court of any settlement pursuant to Cal. Rules of Court, rule 3.1385. Upon notification of the settlement,
the court will place this matter on a 45-day dismissal calendar.
No new parties may be added without leave of court.
IT IS SO ORDERED.
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SUPERIOR COURT OF CALIFORNIA, COUNTY OF SAN DIEGO
STREET ADDRESS; 330 W Broadway
MAILING ADDRESS: 330 W Broadway
CITY AND ZIP CODE: San Diego. CA 92101-3827
BRANCH NAME: Central
CASE ASSIGNMENT
A case management statement must be completed by counsel for all parties or self-represented litigants and timely filed with the court
at least 15 days prior to the initial case management conference. (San Diego Local Rules, Division II, CRC Rule 3.725).
All counsel of record or parties in pro per shall appear at the Case Management Conference, be familiar with the case, and be fully
prepared to participate effectively in the hearing, including discussions of ADR* options.
IT IS THE DUTY OF EACH PLAINTIFF (AND CROSS-COMPLAINANT) TO SERVE A COPY OF THIS NOTICE WITH THE
COMPLAINT (AND CROSS-COMPLAINT), THE ALTERNATIVE DISPUTE RESOLUTION (ADR) INFORMATION FORM (SDSC
FORM #CIV-730), A STIPULATION TO USE ALTERNATIVE DISPUTE RESOLUTION (ADR) (SDSC FORM #CIV-359), AND OTHER
DOCUMENTS AS SET OUT IN SDSC LOCAL RULE 2.1.5.
ALL COUNSEL WILL BE EXPECTED TO BE FAMILIAR WITH SUPERIOR COURT RULES WHICH HAVE BEEN PUBLISHED AS
DIVISION II, AND WILL BE STRICTLY ENFORCED.
TIME STANDARDS: The following timeframes apply to general civil cases and must be adhered to unless you have requested and
been granted an extension of time. General civil cases consist of all civil cases except: small claims proceedings,
civil petitions, unlawful detainer proceedings, probate, guardianship, conservatorship, juvenile, parking citation
appeals, and family law proceedings.
COMPLAINTS: Complaints and all other documents listed in SDSC Local Rule 2.1.5 must be served on all named defendants.
DEFENDANTS APPEARANCE: Defendant must generally appear within 30 days of service of the complaint. (Plaintiff may
stipulate to no more than 15 day extension which must be in writing and filed with the Court.) (SDSC Local Rule 2.1.6)
JURY FEES: In order to preserve the right to a jury trial, one party for each side demanding a jury trial shall pay an advance jury fee in
the amount of one hundred fifty dollars ($150) on or before the date scheduled for the initial case management conference in
the action.
COURT REPORTERS: Court reporters are not provided by the Court in Civil cases. See policy regarding nomial availability and
unavailability of official court reporters at www.sdcourt.ca.gov.
'ALTERNATIVE DISPUTE RESOLUTION (ADR): THE COURT ENCOURAGES YOU TO CONSIDER UTILIZING VARIOUS
ALTERNATIVES TO TRIAL, INCLUDING MEDIATION AND ARBITRATION, PRIOR TO THE CASE MANAGEMENT CONFERENCE.
PARTIES MAY FILE THE ATTACHED STIPULATION TO USE ALTERNATIVE DISPUTE RESOLUTION (SDSC FORM #CIV-359).
This case is eligible for eFiling. Should you prefer to electronically file documents, refer to
General Order in re procedures regarding electronically imaged court records, electronic filing,
and access to electronic court records in civil and probate cases for rules and procedures or
contact the Court's eFiling vendor at www.onelegal.com for information.
This case has been assigned to an Imaging Department and original documents attached to
pleadings filed with the court will be imaged and destroyed. Original documents should not be
filed with pleadings. If necessary, they should be lodged with the court under California Rules of
Court, rule 3.1302(b).
On August 1, 2011 the San Diego Superior Court began the Electronic Filing and Imaging Pilot
Program ("Program"). As of August 1, 2011 in all new cases assigned to an Imaging Department all
filings will be imaged electronically and the electronic version of the document will be the official
court file. The official court file will be electronic and accessible at one of the kiosks located in the
Civil Business Office and on the Internet through the court's website.
You should be aware that the electronic copy of the filed document(s) will be the official court
record pursuant to Government Code section 68150. The paper filing will be imaged and held for
30 days. After that time it will be destroyed and recycled. Thus, you should not attach any
original documents to pleadings filed with the San Diego Superior Court. Original documents
filed with the court will be imaged and destroyed except those documents specified in
California Rules of Court, rule 3.1806. Any original documents necessary for a motion hearing or
trial shall be lodged in advance of the hearing pursuant to California Rules of Court, rule 3.1302^).
It is the duty of each plaintiff, cross-complainant or petitioner to serve a copy of this notice with
the complaint, cross-complaint or petition on all parties in the action.
On all pleadings filed after the initial case originating filing, all parties must, to the extent it is
feasible to do so, place the words "IMAGED FILE" in all caps immediately under the title of the
pleading on all subsequent pleadings filed in the action.
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