Professional Documents
Culture Documents
Y A L E S T U D I E S
I N H E R M E N E U T I C S
Zygmunt Bauman
Robert Bernasconi
Gerald Bruns
Fred R. Dallmayr
Ronald Dworkin
Hans-Georg Gadamer
Clifford Geertz
Frank Kermode
Richard Rorty
Mark Taylor
RONALD BRUZINA
Edmund Husserl
& Eugen Fink
BEGINNINGS AND ENDS
I N P H E N O M E N O L O G Y,
Copyright 2004 by Yale University. All rights reserved. This book may not be
reproduced, in whole or in part, including illustrations, in any form (beyond that
copying permitted by Sections 107 and 108 of the U.S. Copyright Law and except
by reviewers for the public press), without written permission from the
publishers.
The paper in this book meets the guidelines for permanence and durability of the
Committee on Production Guidelines for Book Longevity of the Council on
Library Resources.
10 9 8 7 6 5 4 3 2 1
Contents
Preface xiii
Abbreviations xxi
v
vi Contents
Chapter 6. Fundamental Thematics III: Life and Spirit, and Entry into the
Meontic 316
6.1. Life-Philosophy, and Life as an Idea in Phenomenology 319
6.2. Life-Philosophy and Phenomenology: Outline for an Essay 323
6.2.1. The Charges against Phenomenology, 1: Consciousness an
Abstract Concept 326
6.2.2. The Charges against Phenomenology, 2: Phenomenology Has
No Topos, No Where 327
6.2.3. The Charges against Phenomenology, 3: The Hubris of
Idealism 329
6.3. Explicating Phenomenology in the Context of Criticism 330
6.3.1. The Reduction as Precondition for Thematizing Life 331
6.3.2. Phenomenology as the Metaphysics of Life as Spirit 334
6.3.3. Life in Life-Philosophy, Life in Phenomenology 338
6.3.4. Life as Pathic: Nietzsche in Phenomenology 341
6.3.5. Philosophic/Phenomenological Reection as an Act of
Life 348
6.3.6. The Aporetic of Phenomenological Reection as an Act within
Life 355
6.4. The Double Truth of Ultimate Constitutive Explication as
Meontic 360
x Contents
6.5. Life, World, and Life-World: Husserl, Fink, and the Crisis-
Texts 368
Chapter 10. Beginning Again after the End of the Freiburg Phenomenology
Workshop, 19381946 521
10.1. Return to the University in Germany 526
10.2. Continuation: Renewing the Phenomenological Tradition of Edmund
Husserl 528
10.3. Critique and Continuation, with a Shift in Dimensional
Emphasis 533
The ideas of philosophy may in some sense of the word lie on a level of
abstraction, but no philosophy actually comes about and develops in the ab-
stract; it is always a realization and an event in the life of someone doing
philosophy. This essential fact is what this book embodies, what lies at its very
origin, and what makes for the fundamental importance of the thinking that it
attempts to present.
To begin to see what this means, think about some simple cardboard boxes
full of folders of notes and odd sets of typed pages. Something like this made
up the concrete remains of the major part of Edmund Husserls lifes work
when he died in 1938: his manuscriptsthousands and thousands of pages by
a then almost outmoded philosopher whose Jewish origin made him ofcially
no better than refuse in Nazi Germany. That these manuscripts were rescued
and smuggled to Louvain in 1939 came about because of a chance visit by a
Belgian Franciscan come to Freiburg seeking materials for a doctoral disserta-
tion. As a result, for half a century now these materials have been mined for
the understanding of phenomenology, and continue to be so even now, all in
the interest of bringing the promise of fundamental insight from this remark-
able achievement to fuller realization, in an effort that has been pursued by
xiii
xiv Preface
hundreds of researchers and thinkers from all over the world. And yet, upon
how small a chance, one that might never have come, has it all depended!
Take now another set of simple cardboard boxes stored in a cellar that,
while not threatened with destruction as Husserls manuscripts had been in
1939, nonetheless had to go through invasion and the twentieth-centurys
Second World War, and survived, not by the efforts of a dedicated stranger but
by being kept by their own author as the concrete record of work that had
been vividly carried on in a time before that war and now irremediably past. In
these boxes were kept the notes and drafts that Eugen Fink had written in
the years he had spent working with Husserlmaterials somehow preserved
through that terrible period from 1938 to 1945, that no one knew about, that
none but Fink had read, but that in fact were an integral part of the nal
achievement of Husserls transcendental phenomenology. When Fink died in
1975, these cardboard boxes held the greater part of what that integral contri-
bution by someone other than Husserl had been. And they needed in turn an
accident of their own.
Guy van Kerckhoven was the rst to have looked into some of these papers,
in 1982, when he came to Freiburg in the early stage of editing the mate-
rials for the two-volume edition, VI. Cartesianische Meditation, published in
1988. I happened to be the second, come to Freiburg in 1983 to nish the
translation of that same Sixth Cartesian Meditation. I had the good fortune,
however, to be able to study all of them, one at a time, over the several
semesters of work in Freiburg in 1984 and 1985, and again in 1988. Here
were once more accidents that opened up the possibility of further study and
understanding.
But the mere fact that further work was thus made possible is not the
essential thing about the story; so far it is anecdote, however much the event
had aftereffects. Deposits of papers and letters are found all the time, of inter-
est to few or to many, as the case may be; but what if it were not a question
simply of more facts, or, in philosophy now, of more ideasof additional
interpretations, new proposals, intriguing criticisms, and so on, done by one
person in regard to what another philosopher had written? What if the mate-
rials found thus by accident made all the difference in the world for ones being
able to understand an entire research program in its essentials, here the phe-
nomenology of Edmund Husserl, one of the contributions that set twentieth-
century philosophy on a whole spectrum of new paths? That this is what the
materials in this second set of cardboard boxes contained is a realization that
came only after a long attempt to understand the thinking they embodied
when placed in their intimate linkage with Husserls work in the period in
which they were written, when taken as the concrete remainder of an intense
dialogue and cooperative thinking that had gone on for nearly ten years. And
given that these ten years were the period of the nal achievement of Husserls
phenomenology, to come to see that the materials of this dialogue and coop-
eration from that very period made the essentials of phenomenology look
quite different from what one usually learns of them could only be a startling
realization. The point of the present book, now, is to convey this realization,
in the full extent of its essential implications, via a close reading and inter-
lacing of the actual text materials rather than in some kind of representative
summary.
The heart of the realization in question is far from being simply the opinion
of one man over against that of another; it reaches instead to the heart of the
program of phenomenology as such. Concisely put, what makes it so compel-
ling is that here an understanding is offered in terms of the integrated system-
atic of phenomenological investigation and transcendental phenomenological
philosophy that shows how Husserls beginnings get profoundly redone as the
program proceeds under the power of its instituting principles. Here we can
see explicitly (a) the specic principles and elements of phenomenologys
unique systematicmore than anything else, the phenomenological reduc-
tionthat govern the dynamic of Husserls seemingly unending phenomeno-
logical analyses. These principles, however, are now recognized (b) in the
methodological demands of self-critique that stem from them, namely, that the
ndings of Husserls immense investigative laborsin particular such well-
known phenomenological features as intentionality, subjectivity, consti-
tution, language, intersubjectivityhave to be recast and transforma-
tively reinterpreted, in view of (c) the difference in stages and levels on which
those investigations were conducted. More important than anything else,
however, is the realization (d) that all that work in all those stages and levels
remains preliminary until the nal sense of the ndings of that work can be
determined out of the ultimate level of analytic effort, namely, the inquiry into
temporality and temporalization. And at this level the question of method-
ological self-critique becomes crucial. All this, too, is what governs the legit-
imacy of drawing upon philosophic thinking beyond Husserl (a virtue Husserl
himself practiced), in critique and transformative recasting, whether it be
Kant, or Heidegger, or Hegel, or, yes, Nietzsche.
3. On all this, see 2.3 and the sections from 2.6 on; 3.3.3, 3.4.2, and 3.5; 4.1; 5.1.2;
and 6.4.
4. Thus one of the aims of chapter 5, carried on through chapter 6, and into chapter 7.
xvi Preface
5. See chapter 3.
Preface xvii
grasped can the basic sense of the effort to analyze ultimate temporalization
(Urzeitigung), the living present (lebendige Gegenwart), be laid out, and
with it the determination of the genuine sense of every other thematic phe-
nomenological nding. If nothing else, the present book is meant to provide
guidance in reaching this stagenot the full achievement of this stage that
would make unnecessary ones own effort to work through the steps required
to get there, but rather the concrete display of the kinds of critical and radi-
cally reinterpretive movement that are needed to get beyond merely nave and
preliminary insights to the fuller realization of that grasp of profound realiza-
tion toward which the phenomenology that Husserl launched opened up the
way. It is in relation to this purpose, too, that the Sixth Cartesian Medi-
tation retains an unquestionable relevance to every chapter of the present
study, even if no focal treatment is given specically to it as such here. For
full treatment, both historically and in thematic exposition, Guy van Kerck-
hovens recently published Mundanisierung und Individuation bei E. Husserl
und E. Fink: Die VI. Cartesianische Meditation und ihr ,,Einsatz (Wrzburg:
Knigshausen und Neumann, 2003) is indispensable. Many elements of the
present study grew up on the groundwork of the rich assemblage of material
that twenty years ago Guy generously made available to me, and his book
shows how much that kind of material pertains to and helps to illuminate
every aspect of the lives and the thinking being presented here.
Two brief remarks will conclude this preface. One is that the treatment that
follows does not by any means cover all topics, and some quite important ones
are but briey, if at all, touched upon. There is no consideration of imagina-
tion, for example, or of neutrality-modication, despite their being the
topics of Finks rst phenomenological work, his dissertation, while both cor-
poreality and history are only sketched out in certain essential considerations
(9.2.2 through 9.2.2.3 and 7.3.3.1, respectively). Furthermore, though politi-
cal and social events played a devastating role in the work of phenomenology
in the period in questionnot to mention on the whole of Europe in all
aspectsthe political is not touched upon here, despite the increasingly more
frequent notes on society and the political that Fink made as Nazism consoli-
dated its power. The question of the political is an issue of a far-reaching
character that has to await being taken up.
Second, an expression of thanks needs to be made. The personnel of the
Husserl Archives in Louvain, beginning with the directors of the archives
there, Dr. Samuel Ijsseling earlier and now Dr. Rudolf Bernet, have been exem-
plary in their patience and helpfulness during my many short visits, always an
addition to the manifold tasks they have to accomplish. To Dr. Dieter Lohmar
of the Husserl Archives branch in Cologne I owe special gratitude for his
extensive help in coordinating references to the Bernau manuscripts and the
C-manuscripts in chapter 5. It is also with the permission of Dr. Bernet of the
Husserl Archives that portions of the C-manuscript texts are quoted there
before their actual publication in the Husserliana series. In Freiburg the Pd-
agogische Hochschule, where the Eugen-Fink-Archiv is housed, has been gen-
erous in putting its resources at my disposal for the several years of work on
Finks Nachlass. The Alexander von Humboldt Foundation and the National
Endowment for the Humanities graciously extended funding to support my
lengthier stays in Freiburg, while additional travel support came from the
Deutscher Akademischer Austauschdienst, and on numerous occasions from
the University of Kentucky and the Southern Regional Education Board. Fi-
nally, two people stand foremost in the gratitude I owe them: Ferdinand Graf,
former student of Finks and director of the Eugen-Fink-Archiv in Freiburg
now sorely missed owing to his untimely death in 2001and Mrs. Susanne
Fink, Eugen Finks widow. In addition to friendship, encouragement, and
help, each provided a unique privilege during my time in Freiburg. For while
the primary object of this book is the philosophic work that transcends indi-
viduals, there is a personal reality beneath the marks of rigorous thinking
traced on a page of paper, and this is what I was able to grasp, in different
ways, through conversation and comradeship with these two people who had
been so close to Eugen Fink himself.
Abbreviations
Note: (1) When the title of a now published work (or a shortening of it) is given in
quotation marksfor example, Cartesian Meditations, Crisis-textsthis marks its
being dealt with in the stage of its preparation or revision, rather in its published nality.
(2) In general, footnote references to original typescript or original edition pagination,
often given in marginal numeration in editions, will be placed within brackets (e.g., in
EFM; and a special case is explained in 5.1.2.3.3, footnote 205 in the appendix). (3) Se-
mester designations as practiced in the German academic system will be used in footnote
specics: SS = summer semester; WS = winter semesterfor example, for MH-G.
Works
I. EDMUND HUSSERL
xxi
xxii Abbreviations
. MARTIN HEIDEGGER
. EUGEN FINK
OTHERS
ARCHIVES
If thinking is your destiny, then revere that destiny with divine honor
and offer it what is best and dearest.
Aphorism by Nietzsche quoted by Fink
1. Bw IX, p. 104.
2. Friedrich Nietzsche, Gesammelte Werke, IX, Munich: Musarion, 1923 (Aus der
Zeit des Menschlichen, Allzumenschlichen, 1875/761879, Philosophie im Allge-
meinen), p. 366. Quoted in Eugen Fink, Nietzsches Philosophie (Stuttgart: Kohlham-
mer, 1960), p. 14.
1
2 The Freiburg Phenomenology Workshop
3. The Abitur is the examination that warrants a student is qualied to enter univer-
sity. The humanistisches Gymnasium in Konstanz was the same school that Heidegger
had attended for three years before changing to the highly respected Bertoldsgymnasium
The Freiburg Phenomenology Workshop 3
in Freiburg in 1909, to nish his program of studies there (Abitur, 1909). MH-Ott/e,
pp. 4755. Heidegger mentions that the same teachers in this Gymnasium had taught
both Fink and himself Latin and Greek (Fr Eugen Fink zum sechzigsten Geburtstag,
remarks by Heidegger to Fink dated March 30, 1966, in MH-GA 29/30, pp. 53336.)
4. The fourth son of Karl August and Hermine Fink, Eugen Fink was born on De-
cember 11, 1905, in Konstanz. (See Susanne Fink and Ferdinand Graf, Eugen Fink: Vita
und Bibliographie, Freiburg: Eugen-Fink-Archiv an der Pdagogischen Hochschule Frei-
burg, n.d., and the Lebenslauf 18. Dezember 1946, in EFM 4, Abschn. 4.)
5. Abgangszeugnis and Anmeldungsbuch, Westflsche Wilhelms-Universitt Mn-
ster, in the Fink Nachlass in Freiburg.
6. See Fink and Graf, Eugen Fink, p. 2, and EFM 4, Abschn. 4., Lebenslauf.
7. Here again, Ott narrates the salient developments, MH-Ott/e, pp. 89105, 114
18, 12229, and 17286.
4 The Freiburg Phenomenology Workshop
present day. Moreover, it was Husserls support two years earlier that had
helped Heidegger obtain the position that he held at Marburg, which the
Marburg faculty was now moving to upgrade from Extraordinarius to Or-
dinarius (with an increase in pay, sorely needed in those times of rampant
ination). The facultys decision to do so was heavily inuenced by the fulsome
praise from Husserl, in the very words that have just been quoted. Moreover,
Being and Time was about to burst on the scene, under the pressure to publish
that the move to upgrade his position at Marburg imposed on Heidegger.
Although, with the publication of Being and Time in April 1927 in Husserls
Jahrbuch fr Philosophie und phnomenologische Forschung, Heidegger -
nally received the promotion at Marburg, it ironically only came in October,
but a few weeks before Husserl began negotiations to retire from teaching with
the expectation that Heidegger would succeed him. Husserl was still convinced
that Heidegger was the only one who could take his place at Freiburg and carry
on his phenomenology, despite the fact that by now he had to wonder if
Heidegger was indeed what he had all this time thought him to be.
Husserls wishes here would be respected; Heidegger would be given the
offer to succeed him. Husserl was far too important a gure to be refused.
Proof of his philosophic eminence was shown in the summer of 1923, for
example, by his being offered the chair of philosophy at Berlin as the sole
candidate. That invitation had brought the Rektor (president) of the Univer-
sity at Freiburg, representatives of the education ministry for Baden, and a
deputation from the faculty to plead with him to stay. After several weeks of
consideration, Husserl declined the Berlin offer; but he won for himself further
advantages in Freiburg. One of these was the nancing of a research assistant-
ship, for which Husserl shortly afterward chose Ludwig Landgrebe and later
would select Eugen Fink.
In 1925, therefore, Husserl was an unquestionably powerful gure in Frei-
8. Husserls letter to the Marburg faculty, June 30, 1925, in reply to their inquiry
regarding Heidegger in connection with the promotion referred to in the next sentence.
See MH-Ott/e, p. 127 (translation modied).
9. On this whole situation see (1) MH-Ott/e, pp. 12229; (2) Theodore Kisiel, The
Missing Link in the Early Heidegger, in Hermeneutic Phenomenology: Lectures and
Essays, ed. by Joseph J. Kockelmans (Washington, D.C.; University Press of America,
1988), pp. 619; (3) Thomas Sheehan, Time and Being, 19251927, in Thinking
about Being: Aspects of Heideggers Thought, ed. by Robert W. Shahan and J. N. Mo-
hanty (Norman: University of Oklahoma Press, 1984), 18083.
10. On the doubts Husserl had, see Karl Schuhmann, Zu Heideggers Spiegel-
Gesprch ber Husserl, Zeitschrift fr Philosophische Forschung, 32 (1978), 595603.
11. HChr, p. 270.
12. HChr, pp. 271 and 273.
The Freiburg Phenomenology Workshop 5
burg, and to study with him was to hear philosophy in the living words of a
master at the height of his intellectual maturity. In the winter semester of
19251926 Husserls Basic Problems of Logic headed the list of courses that
the twenty-year-old student named Eugen Fink took in his rst year there. One
can imagine the impression Husserl would have made on someone like Fink.
The descriptions given by others suggest what it might have been: the profes-
sional gure held very erect, the compact head tilted back slightly in such a
way that one noticed less how short he was, the intense gray-blue eyes behind
small round glasses, the prominent forehead, the warm friendliness, the soft
Austrian accent. But Fink had also made an impression on Husserl, who in
fact did notice people, contrary to what one would expect of a lecturer reputed
to be oblivious to all but the course of his own train of thought. Jan Patocka
relates Husserls own account of how he rst noticed Fink in his lectures. Fink
sat there listening without taking any notes, and Husserl thought to himself,
Thats going to produce great results when he comes up for exams. But
when Fink appeared for his exams, he recited everything as if reading from a
book. Patocka goes on to comment: One instinctively thinks of how Plato
refers to a perfect memory as the rst condition for philosophical genius.
This phenomenal memory would later serve Fink well when working with
Husserl in the vast forest of Husserls endless packets of Forschungsmanu-
skripte that are the gloryand the baneof research in phenomenology; but
in this rst course in phenomenology Fink was already beneting from his
astonishing memory. If the story Patocka tells is true, then, while Fink may not
have taken notes during the lecture, he nonetheless wrote down what he heard
afterward. In 1932 he gave to Dorion Cairns, then coming to the end of study
in Freiburg, his own copy of his typed summary (Nachschrift) of that same
lecture course, his rst at Freiburg. It is in this typescript summary that one
can discern something of the rst impression Fink had of Husserl, not of the
person of the philosopher but of his thought. And that rst hearing of phe-
nomenology set into the philosophic matrix of the young mans mind a pattern
of themes and ideas composing, as it were, a visage that would take on a life
and expressiveness of its own in the years to come.
Here, for example, Fink rst heard discussion of the role of language in
13. See Helmut Plessner, Bei Husserl in Gttingen, and Herbert Spiegelberg, Per-
spektivenwandel: Konstitution eines Husserlbildes, in Edmund Husserl, 18591959,
ed. by H. L. Van Breda and J. Taminiaux (La Haye: Martinus Nijhoff, 1959), pp. 29 and
5758.
14. Jan Patocka, Erinnerungen an Edmund Husserl, in Die Welt des MenschenDie
Welt der Philosophie, ed. by Walter Biemel, Phaenomenologica 72 (The Hague: Martinus
Nijhoff, 1976), p. xi.
15. See appendix.
6 The Freiburg Phenomenology Workshop
tion. Deference is paid exclusively to those issues and to the thinking needed in
resolving them.
As with the rst lecture course Fink heard, the ones he followed as he was
preparing the competition essay covered a vast amount of ground in phenome-
nology, but detailed material on specic points relevant to his work was not
generally available. Finks notes on his essay give sparse indication of his
having referred to manuscripts on the themes pertinent to it that Husserl might
have let him study, although this was something Husserl often did for his
students, and would do for Fink too as he prepared his dissertation. Finks
work here, however, has elements of phenomenological analysis that he really
did in great part himself, although on the substantial basis of initial Husserlian
conceptions. Indeed, Husserl found the analysis Fink worked out to be thor-
oughly sound, and in its revision and expansion as a dissertation Husserl
would recommend it to others. At the same time Fink saw clearly that the
treatment he was making here could only be provisional; for inasmuch as it led
inexorably and directly to the ultimate level of problems, that of original time-
consciousness, it was only with the clarication of that level of constitution
that the real explication of imaginative presentation could be achieved. He
had projected three sections for his study, of which the third was to devote
itself to the question of temporality. But he was able to nish only the rst
section for the competition, writing it out in February of 1928.
There were two such competition essays submitted to the faculty, Finks and
one by another student of Husserls, Heinz Ropohl. In evaluating the essays
the faculty could not decide for one over the other. Both were incomplete, for
the two students had planned larger works and only written part of them
Ropohl half of his, Fink one-third. Ropohls was clear and smooth in style,
free of difcult terminology and readily intelligible, but a journeyman report
rather than a genuine, compelling investigation. Finks was not nearly as read-
able as Ropohls, used a demanding terminology, and was poor in use of
examples; but it was a stimulating and worthy example of true investigation in
remarkably difcult matters. In the end the competition prize was divided
evenly between the two, for neither ideally fullled the task set, as the ofcial
select one had been set up. In letters dated January 21 and 30, 1928, Husserl
writes to Heidegger that the committee decided to propose him as his suc-
cessor unico loco, exactly as Husserl had wished, and that the request would
be ofcially made to the faculty on February 7. On that day the faculty in fact
accepted the proposal unanimously: Heidegger was coming back to Freiburg,
and Husserl, emeritus, would yield his teachers post to his younger friend and
trusted colleague.
Of the discussions and arrangements that went on to bring the author of
Being and Time to Freiburg, Eugen Fink could not have known the details; but
he certainly did know that book. His personal notes clearly indicate his
having read Being and Time in 1927, while he was working on the competi-
tion essay; but they indicate as well that it was only after he had nished that
essay and was revising it as a dissertation that he really gained a philosophi-
cally appreciative and critical mastery of the book. It is clear that Fink
thought Heidegger tted into the philosophic world of phenomenology within
which he himself had begun to work, and which it was expected Heidegger
would expand and enrich precisely as the successor of Husserl.
35. See HChr, p. 326, and Husserls letter to Heidegger, December 8, 1927, Bw IV,
p. 148.
36. Postcard and letter, Bw IV, p. 151.
37. Husserls letter to Heidegger, February 7, 1928, Bw IV, p. 152.
38. Finks personal copy of the book is dated SS 1927.
39. V-I in EFM (Bd. 1) is a small bound notebook containing notes on part of Being and
Time (1518), followed by drafts and outlines for parts of the Preisschrift. Notes in Z-I
on Heidegger appear to have been written mainly during the stage of revision of the
Preisschrift, while those in Z-II certainly were (both in EFM 1).
40. See appendix.
41. HChr, p. 361, entry for Ende Mrz, 1930.
The Freiburg Phenomenology Workshop 11
take effect at the end of the winter semester, 19271928, but Heidegger was
not able to begin at Freiburg until October. Husserl therefore agreed to keep
his position until then and to give a course in the summer semester of 1928.
In the midst of this Fink began reworking his competition essay to turn it into a
doctoral dissertation, a task in which Husserl became far more involved as
adviser and director.
It would be easy to cover this period of Finks rst two years of work as
assistant to Husserl with a few sketchy words and dates; but this would belie
the philosophical whirlwind in which Fink was caught up from the middle of
1928 to the middle of 1930, the excitement and force of which unmistakably
lay behind the vivid and creative notes he would write as he worked out the
framework of his own understanding of phenomenology. Here was Husserl
reaching the point of being free from university affairs and enjoying the high-
est honors both inside and outside Germany. For example, he had given a set
of lectures in Amsterdam in April 1928, and in July he had received an invita-
tion to deliver a similar series at the Sorbonne in Paris. Clearly it was not
reduced activity he was looking forward to in retirement but renewed dedica-
tion to his philosophical objectives in the remaining years of his life. And his
hand-picked successor was beginning his lectures in the rst chair of phi-
losophy at Freiburg. Here, then, was Heidegger, he of whom rumor had
spread throughout Germany about the startling energy and originality of his
thought, displayed now for all to see in the text of Being and Time published
a year earlier, which everyone seems to have understood as a radical shift in
the concept of how to do philosophy under the rubric phenomenology
everyone, that is, save Husserl himself. And around these philosophers and
their students was a land and nation struggling to reestablish itself in the
decade after its disastrous defeat in the Great War. Weimar Germany was
poised on the brink of 1929 and already in a maelstrom of social and eco-
nomic instability and uncertainty that would lead to twelve years of Nazi
dictatorship and a second world war vastly more destructive and disastrous
than the rst. Philosophy and philosophers, in particular, Husserl, Heidegger,
and Fink, would not be untouched by these events.
But in Freiburg, in the university, other things then held the mind. Take
Husserl, to begin with. In the summer and autumn of 1928 William Ralph
Boyce Gibson of Melbourne, Australia, on a six-month visit to Freiburg to
45. For details see Karl Schuhmann, Die Dialektik der Phnomenologie II: Reine
Phnomenologie und phnomenologische Philosophie, Historisch-analytische Mono-
graphie ber Husserls Ideen I, Phaenomenologica 57 (The Hague: Martinus Nijhoff,
1973), pp. 16368.
46. Authors Preface, Ideas I (B-G), pp. 1130. Nachwort zu meinen Ideen zu
einer reinen Phnomenologie und phnomenologischen Philosophie, JPpF XI (1930),
pp. 54970 (Hua V, pp. 13862; Ideas II, pp. 40530).
47. From the opening page of Finks notes in summary of Heideggers course, EFA
U-MH-I, pp. 12 (not in EFM). Comparing them with MH-GA 27, 13, we see the way
The Freiburg Phenomenology Workshop 13
set in motion the freeing of our existence, in the particular factic situation
of having citizenship in the university with the obligation of leadership
[Fhrerschaft] that it entails, the duty to an existence that understands
human possibilities more originally than others can, and therefore the care
for them that would set these others free and lead them as their model.
The voice, the style, the thought were decidedly different; but more than
that, as quickly became apparent as Heidegger continued his lectures, it was
also a critique of certain basic orientations in Husserls understanding of phe-
nomenology. The crisis in the sciences that questioned the whole idea of
science in postWorld War I disillusionment had to be understood in terms of
the way science was a possibility in our existence, and, far from being
accidentally conditioned by the times, belonged to the essence of science.
The problem of truth could not be resolved by theory of knowledge, i.e., by
starting with the subject-object relational schema; the problem of knowledge
can only be claried if it is rst decided what truth is. Constitution, rather
than being the basis of the account of primary establishings via intentional
analysis, is grounded in something more basic, in the basic openness of Da-
sein, whereby it is antecedently (and nonintentionally) being-with [Sein-
bei] and being-with-one-another [Miteinandersein]. A heady further
component of engagement, then, for someone like Fink pursuing philosophy
in Freiburg in 1928, was the problem of coming to terms with two powerful
philosophies for which coming to terms with each other was emerging as a
grave and sensitive matter. And Finks personal notes show this three-way
dialectic as a constant feature of his own thinking.
For Husserl, however, as the winter semester of 1928 began, this was not
really noticed as a problem; his own work was demanding all his attention. He
Heideggers line of thought struck at least this one hearer: the pivotal ideas are caught and
stated with force and clarity. This economy in expressing ideas is typical of Finks notes.
48. See the description of Heidegger lecturing in From Husserl to Heidegger: Excerpts
from a 1928 Freiburg Diary by W. R. Boyce Gibson, ed. by Herbert Spiegelberg, Journal
of the British Society for Phenomenology, 2 (1971), 7374.
49. In a letter to Alexander Pfnder, January 6, 1931, Husserl speaks of raising this
very issue with Heidegger in all friendliness. Heidegger simply laughed and said,
Nonsense! and there was no engagement on the level of philosophical critique. (Bw II,
p. 182.)
50. EFA U-MH-I, pp. 67; MH-GA 27, 8.
51. EFA U-MH-I, p. 15; MH-GA 27, p. 63 (11).
52. EFA U-MH-I, pp. 3032; MH-GA 27, p. 140 (18).
53. See the notes from 1928 and 1929 (mainly Z-IV and Z-V in EFM. Bd. 1) in
their many entries on Heidegger and Husserl in contrast, conict, and mutually critical
complementarity.
14 The Freiburg Phenomenology Workshop
54. HChr, p. 338. Finks notes on Heideggers lectures for this same semester, Intro-
duction to Philosophy, show, barely one-quarter of the way through, criticism by Hei-
degger of the way empathy [Einfhlung] is approached by Husserlwithout naming
him. (EFA U-MH-132, corresponding to MH-GA 27, pp. 14042.) See Finks own long
note (Z-IV 87a88b) on both Heideggers and his own critique of Husserls analysis of
empathy. Elements of Finks ideas here anticipate the treatment sketched out for revising
Husserls Fifth Meditation (see VI.CM/2, Texts Nos. 1417).
55. See Editors Foreword to the 1948 Edition, EJ, pp. 38.
56. HChr, p. 341, entries for January 23 and 25, 1929.
57. See Husserls letter of July 13, 1928, to Ingarden (Bw III, 241).
58. See Ingardens account in BIng, Erluterungen zu den Briefen, pp. 15255, and
The Freiburg Phenomenology Workshop 15
how important it was that these be publishedas they would be within the
yearHusserl, to his great surprise, simply said: I have something else far
more important. Come back tomorrow. And on the next day Husserl laid
before the astonished Ingarden ve hundred to six hundred pages of short-
hand manuscript, saying: That is my magnum opus. You shall get it ready for
publication for me. These were in fact the Bernau manuscripts on time-
constituting consciousness and the problem of individuationthe most dif-
cult problems in all of phenomenology, as Ingarden put it.
Deeply touched but distressed, Ingarden had to decline; it was an impossible
task unless he were to devote one or two years entirely to it in Freiburg, where
constant discussion with Husserl would be necessary. And Ingarden knew
from his correspondence with Edith Stein the difcult task it was to rethink
and revise into coherent form Husserls research manuscripts. No, it would
have to be someone else, someone able to work there with Husserl in closest
and continual contact. And it would have to be someone whom Husserl felt
sure had the abilities needed to do the job.
In mid-1928 the 1905 lectures on time-consciousness were in fact pub-
lished; but Heidegger at this point in his career, though the named editor for
that publication, had no interest in getting involved in real editing on fur-
ther time-manuscripts of Husserls. That, however, was exactly what an assis-
tant was for, and an assistant was on handEugen Fink, for whom time-
consciousness was the theme for the proposed third part of a competition
essay of his. By the beginning of the winter semester of 19281929 Husserl
had decided to turn over to Fink the task of reworking his Bernau manuscripts
to produce a coherent text for publication, and all signs indicate Fink must
have begun then. As the months progressed and Fink also worked on re-
working his competition essay into his dissertation, Husserl made other un-
published materials available to him; still, it is not surprising that the only such
materials to which Finks notes from this time refer are in fact Husserls trea-
sured Bernau manuscripts.
So far as manuscript editing was concerned, Fink could not have worked
terribly fast in his very rst months with Husserl, and the reason is simple. He
rst had to learn Gabelsberg shorthandand Husserls own adaptation of
it!before he could do serious work with those texts. There was not avail-
able then, as there is now at the Husserl Archives, an extensive glossary of
Husserls own gures in Gabelsberg for phenomenological terms. All Fink had
was a manual for self-teaching and whatever help he could get from Land-
grebe, or from Husserl himself, which Fink indicates he did receive. Even
so, it seems that Fink began fairly early in his assistant position with Hus-
serl to study the latters manuscripts and transcribe them. He may well
have impressed Husserl with his industry, for he early on received from him a
copy of the newly published Vorlesungen zur Phnomenologie des inneren
Zeitbewutseins.
When all the indications from Finks own notes are taken into consideration
here, together with Finks several autobiographical statements, it seems
likely that only by about mid-1929 had Finks study of Husserls Bernau
manuscripts given him a rm grasp of what they were as a whole and what it
would take to produce a coherent edition of them. Yet there are clear indica-
tions that he had sketched out a plan for them earlier. Already sometime
during or soon after January 1929 he had jotted down a tentative outline for
the basic organization of these texts, together with a few lines for the opening
of an introduction to an edition of the texts thus being worked on. In any
case, by the end of 1929, and certainly by the spring of 1930, Fink had a rmly
established plan for the revision and had full charge of the task of rework-
64. Z-I 95a, Z-II 45a, Z-IV 54a and 76a, Z-V V/2ab; V-I3840. The one exception is
reference to ZB (Hua X), in Z-I61a (EFM 1).
65. See appendix.
66. See Bericht ber die Transkription der Nachlassmanuskritpe Husserls, from
December 2, 1939, in EFM 4, Abschn. 4.
67. Several notes (Z-II 42a, Z-IV 35a, 36a, and 86a) from these early monthslate
1928 to mid- or late 1929are written on sheets that carry parts of typed lines that to all
appearances are portions of transcription.
68. In its separate publication (Halle: Max Niemeyer, 1928), rather than that in JPpF;
in the Fink Nachlass.
69. See the explanation on these statements given with Finks Politische Geschichte,
in EFM 4, Abschn.4.
70. See appendix.
71. See appendix.
The Freiburg Phenomenology Workshop 17
ing the Bernau manuscripts for publication; for that was when Husserl ap-
proached the Wissenschaftliche Gesellschaft Freiburg for nancial support for
precisely this work.
In the meantime, in 1929 two engagements dominated the attentions of
Husserl and Fink. For Husserl, nearing seventy years of age, a triumph seem-
ingly immune to diminishment awaited him in Paris, where on February 23
and 25 he was to deliver four lectures on his phenomenology in the Amphi-
thtre Descartes in the seat of French philosophy, the Sorbonne. It was time
to prepare what he would say. Fink, on the other hand, freshly turned twenty-
three in December 1928, and at the very beginning of his career, had to nish
his dissertation. Let us take Fink rst.
The parameters of his dissertation task were clear, and a good part of the
work had been done in the writing of the competition essay. Three features,
however, distinguished the dissertation task from that essay. The rst was that
the dissertation was given a full-edged Introduction, in which, in effect,
Fink gave expression to a theory of phenomenology that was much more
extensive and sharply focused than in the earlier essay. The signicance of this
will be dealt with in the next chapter, but here one striking feature at least
should be mentioned: it is clearly the product of Finks thinking of phenome-
nology as having to embrace fundamental elements from both Husserl and
Heidegger. In fact, quite apart from the clear implication of this double inu-
ence in Finks thematic scheme in this Introduction, he is quite explicit about
it in the brief autobiographical notice appended in the dissertation as pub-
lished separately. He writes:
It was clear to Heidegger that Fink was a student of Husserls, but it was also
clear to him that Fink was listening with great interest to his, Heideggers,
72. For this Lebenslauf see note 63 above. See also Z-I 143b and Z-VI 13a (EFM 1).
Cf. also the expression of gratitude to Husserl in the Vorbemerkung to the dissertation
(VB/I, p. 1).
18 The Freiburg Phenomenology Workshop
thinking. Thus it was that for the defense of Finks dissertation on Decem-
ber 13, 1929, Husserl stood as Referent and Heidegger as Korreferent, the
only time these two together sponsored a doctoral candidate, and perhaps the
last time they would meet publicly in these years of Husserls retirement; for in
the course of that same year, 1929, and prior to this occasion, Husserl had
come to the conclusion that there was little in common between his philoso-
phy and that of the man who now stood in his place in Freiburg, Martin
Heidegger.
The second feature that marked the advance of the dissertation over the
competition essay was that now Fink had worked out what had been pro-
jected as section II of that essay but had not been actually written. This new
material, now entitled Preliminary Analysis of Image-Consciousness, was
added to section I as revised from the essay (under the title Preliminary
Analysis of Presentications) to constitute with the new Introduction what
was presented as the dissertation and published as Presentication and Image
(Part I). The still unnished part II, now given the title The Constitutive
Temporal Interpretation of Presentication and Image was to contain the last
and most important section of what had originally been planned as three
sections. This part II, though not nished and not submitted, was the third
feature in terms of which Finks work on the dissertation was a step of impor-
tant progress; for Fink now grasped far more fully the depth and complexity of
the question of temporality in its implications for adequate treatment of the
way the mind is a life of experience and awareness able to range over all facets
of itself in imagination, memory, and reective re-presentation. Thus in two
key paragraphs of programmatic centrality Fink briey announced that the
treatments in the whole of part I were simply preliminary and characterized by
a navet. The analysis conducted there of the experiences and mental phe-
nomena in question was necessarily done in terms of act-centered intention-
ality. But these same things had to be more radically considered, namely, by a
more original regress into the temporal constitution of acts themselves.
This, too, is how the work of Finks dissertation in fact intertwined directly
with the task that Husserl set him of revising his Bernau studies on temporality
73. See the remarks of Heideggers in the text from MH-GA 29/30, pp. 53334,
mentioned in footnote 3 above.
74. Again, this is the title in its publication in JPpF XI.
75. Titles all in VB/I, pp. ixx and 19.
76. VB/I, 27, p. 66.
77. VB/I, 7, p. 19.
The Freiburg Phenomenology Workshop 19
dedicated to him. Visibly moved, Husserl spoke briey and in deep earnest-
ness. One thing I cannot accept, and that is talk about what I deserve. There is
no deserving on my part. Philosophy was the mission of my life. I had to
philosophize, or else I could not live in this world. And, of course, Husserl
was soon back at work, drafting his revision of the Paris lectures.
Fink had surely been present at some of these festivities, the university
assembly above all; but at this point, and on this occasion, he does not seem to
have been part of the special circle that would be expected to share in the
private midday dinner. In fact, soon after Husserls return from France, and
at the end of the 19281929 winter semester, Fink went off to Davos in
Switzerland, where from March 17 to April 6, 1929, was held for the second
time a course of lectures designed to bring together in discussion on neutral
Swiss soil thinkers from France and Germany. (Recall that this was but a
decade after the First World War.) But while this cross-national encounter was
the aim, on this occasion the highlight of the program was in fact the debate
between two Germans, Martin Heidegger and Ernst Cassirer. It is not clear
whether Fink attended the entire program at Davos, for his notes cover only
Heideggers lectures on Kants Critique of Pure Reason in the task of laying
the foundations for metaphysics, dated March 1727. In any case, Fink
was not in Freiburg for Husserls rst weeks of revision work on his Medita-
tions, but that soon changed. As Husserl neared completion of his revisions
Fink was brought in to help; and hereperhaps for the rst timeFink had
occasion to witness how the old master worked when philosophy was upon
Confrontation with Heidegger (19271931), ed. and trans. by Thomas Sheehan and
Richard E. Palmer, Collected Works VI (Dordrecht: Kluwer, 1997), pp. 47577.
85. Festschrift, Edmund Husserl zum 70: Geburtstag gewidmet, Ergnzungsband zum
Jahrbuch fr Philosophie und phnomenologische Forschung (Halle: Max Niemeyer,
1929). Included here, among essays by Husserls son, Gerhart, Roman Ingarden, Alex-
andre Koyr, Edith Stein, and others, is Heideggers contribution, Vom Wesen des
Grundes (pp. 71100).
86. Quoted in BIng, p. 161.
87. Ingarden recounts that those attending were Husserls family and mostly former
students from pre-Freiburg days (ibid.).
88. For an account of this meeting, see Pierre Aubenque, Prsentation, in Ernst
Cassirer, Martin Heidegger: Dbat sur le Kantisme et la Philosophie et autres Textes de
19291931, ed. by Pierre Aubenque, trans. by P. Aubenque, J.-M. Fataud, P. Quillet
(Paris: Beauchesne, 1972), pp. 716. The German text of the Davos debate is given in
MH-G 3, pp. 27496. Other materials supplementing the debate itself are given both in
Aubenques collection (material by both Heidegger and Cassirer) and in MH-GA 3 (ma-
terial by Heidegger).
89. EFA U-MH-I, pp. 15364 (not in EFM).
The Freiburg Phenomenology Workshop 21
him. In a letter to Stephan Strasser shortly after the end of the war, in answer to
some questions Strasser had in connection with his editorial work on the
critical edition of Cartesian Meditations, Fink described Husserls method
of composing conference papers and texts for publication. Husserl wrote the
text in a continuous stretch, without outlining it beforehand and without
keeping an outline in front of him. This was a most astonishing phenomenon
and never ceased to amaze me: he wrote as if in a trance. Fink explains that
Husserls articulation of ideas was so well ordered that the later division into
sections was not all that difcult. This task is what Landgrebe did for Formal
and Transcendental Logic, giving it its sections and their titles, while Fink
provided the same for Cartesian Meditations, as just then revised by Hus-
serl, and later for the Crisis-texts. Of course Husserl always had to give his
approval, Fink adds.
Fink in fact did a little more than just work out a breakdown into sections
and give them titles; Strasser in his editorial explanations alludes to the many
improvements Fink made on the actual text itself. And then the revision was
done! . . . for the moment. Worn out from the work, Husserl left for a holiday
in Italy, instructing Fink, who remained in Freiburg, to send the typescript to
the translators in Strasbourg, which he did on May 17, 1929. Husserl was
content; the Meditations could count as his masterpiece, and he intended to
publish it now, as he wrote to Ingarden from Tremezzo a few days later.
Husserls next letter to Ingarden six months later would say something quite
different.
Husserl may have been on holiday in Tremezzo, and Tremezzo on Lake
Como was a long way from Freiburg; but there was still work to do. The proofs
for Formal and Transcendental Logic needed checking240 pagesand it
took much of Husserls time, not only in Tremezzo but also after his return to
Freiburg (on June 10). But in the midst of it he was able to take a few days to
read something that had been sent him back in May in honor, once again, of his
seventieth birthday: the rst part of a long study being published serially
entitled Life-Philosophy and Phenomenology: A Treatment of Diltheys Ori-
entation via Debate with Heidegger and Husserl, by Georg Misch. Misch had
90. Finks letter to Strasser, November 1, 1946, as the latter was preparing Hua I. See
EFM 4, Abschn. 3. Husserl himself, in a letter to Arnold Metzger (September 4, 1919, Bw
IV, p. 413), mentions writing Ideas I in six weeks, without outline or source material, as
if in a trance.
91. Einleitung, Hua I, p. xxvi, and Anmerkungen, p. 239 (to line 57/3).
92. HChr, p. 347.
93. May 26, 1929, Bw III, 24849.
94. HChr, p. 347f.
22 The Freiburg Phenomenology Workshop
been invited to contribute an essay to the festschrift that had been presented to
Husserl at his birthday celebration. Misch very much wanted to do so, in
order to demonstrate from my side too the awareness of community with the
Dilthey circle that the invitation [from phenomenologists] expressed. And the
topic for my contribution was set of its own accord: Remarks on Heideggers
Being and Time, through which this community had become manifest. But
the material Misch was preparing grew far beyond the bounds of the originally
intended essay to become something quite different. What Husserl nally read,
then, in mid-June showed him something he had hitherto not realized: the way
his own position must look in the context of the scintillating philosophical
ascendancy of his successor, Martin Heidegger. The rst part of Mischs book
that Husserl had before him dealt only with Heidegger and Dilthey in conjunc-
tion; the next part to come would continue this treatment, and only in the last
part, yet a year away, would Husserls own position be fully discussed. Only
then would Husserl see in more detail how he himself was being looked upon
by an important part of the philosophical public.
At this point, however, the Heidegger that he saw represented in Mischs
treatment was not the Heidegger that Husserl had thought him to beor,
more accurately, had earnestly wanted him to be. It is no wonder Husserl wrote
to Misch on June 27 that he had read that rst part completely wrapped up in
it and concentrated on it, and todayagain taking a break [from proof-
reading]I have it in front of me. And Ive hardly yet even opened the Fest-
schrift, I dont even know the topics of the essays dedicated to me! A month
later, on July 24, Husserl heard Heidegger deliver the lecture What Is Meta-
physics? that ofcially inaugurated Heideggers position at Freiburg. The
issue could no longer be put off: he simply had to take the time now to study
Heideggers works closely, as he could no longer assume he knew what Hei-
deggers thinking really was. With Formal and Transcendental Logic nally
published at the end of July, Husserl returned to Tremezzo in August for three
weeks, and there, nally, he read Being and Time, carefully, intently, and then,
it appears, Kant and the Problem of Metaphysics, which had just been pub-
lished, and a copy of which Heidegger had sent him with kind regards.
(Fink had acquired his copy too during the summer.) The state of Husserls
mind when he nished reading them is best seen from his letter later in the year
to Ingarden. Writing him on December 2still in 1929, and but a week before
Finks dissertation defense, with Husserl and Heidegger togetherHusserl
explains, I came to the conclusion that I cannot count the work [Being and
Time] within the framework of my phenomenology, but also that to my regret I
must reject it entirely as to its method and in the essentials of its content. All the
more do I place importance on the full elaboration of the German version of
the Cartesian Meditations into my systematic magnum opus. Hopefully it
will be done by the end of 1930. . . . Here, then, we see not only Husserl
expressing the harsh shock of realization regarding Heidegger but also his
determination to provide a counterweight in something of his own that he
must put before the German public.
Husserl nally realized that instead of a follower, the Heidegger he had set
in place as his successor was an opponent! And an extraordinarily gifted one at
that, whose presence in the philosophic world was overshadowing his own in
the real sense of that word: Heideggers brilliance made Husserls own work
seem somber and dull. Husserl felt that, in a way, he had himself been his own
worst expositor. What he had published so far had not succeeded in represent-
ing the vivid insights that actually drove the phenomenology of his passion-
ately sustained reections. He had to if possible seize the opportunity offered
by the several publication projects then under way to achieve an effective
statement of his real thinking, or his lifes work would slip into disregard and
irrelevancy.
Landgrebe was working on his edition of Husserls studies on logic, for ex-
ample; but this would hardly provide the dramatic, comprehensive statement
98. On this study see HChr, p. 349. Husserls copies of SZ and KB, both in the
Husserl Archives, complimentary copies from Heidegger, carry remarks and markings by
Husserl from his reading. These are included in Psychological and Transcendental Phe-
nomenology and the Confrontation with Heidegger (19271931), trans. and ed. by
Thomas Sheehan and Richard E. Palmer (Dordrecht: Kluwer, 1997).
99. Dated SS 1929, in the Fink Nachlass.
100. Bw III, p. 254. See also the extraordinarily frank expression of profound dis-
appointment in Husserls letter to Alexander Pfnder a year later, January 6, 1931 (Bw II,
p. 184).
101. That this was indeed a sudden shock of realization is indicated in the fact that,
immediately before this study of Heidegger, Husserl had left intact in the proofs for his
FTL reference to the coming publication (in autumn, he even says!) of the Cartesian
Meditations in their then existing form. Hua XVII, p. 11, note 1. (FTLe, p. 7, note 1.)
24 The Freiburg Phenomenology Workshop
that was needed. Ideas I was being translated into English, and perhaps he
could revise that sufciently to overcome some of its limitations. After a try at
it, it became obvious it would take too much work to be done right; he
would have to content himself with an explanatory preface. Yet this at least
gave him a device for making an interim statement about his position to the
German public, the public in whose eyes he had just discovered the waning
appreciation of his phenomenology. So, while he sent his Preface to Boyce
Gibson with a letter to him dated October 23, 1929, he added several para-
graphs to its text for its publication in the next volume of his Jahrbuch. Here
we read the poignant admission by Husserl, in his seventieth year, that in
phenomenology, this science of beginnings, he must count himself nally a
real beginner.
Reading these materials in full we see clearly intermingled in Husserls out-
look a condence in the success of his endeavor and its discoveries, and a sense
of failure in its presentation to othersa conviction regarding unshakable
basic insights, and an uncompromising admission of incompleteness and in-
adequacy in communication. Here, nearing the end of his life and in what
ought to have been the fullness of his career, he must once morestillstand
at a beginning to make the beginnings of his science of origins clear to the
beginners that his audience will still be, and which they must in fact strive to
be. And so he turns to the last remaining project that he has been working
on, the newest one, his meditations after Descartes, and seizes upon it to
make it his chef doeuvre, the statement of statements about what his phenom-
enology is.
This, then, was the juncture at which Husserl began to draw Fink closer into
his own work. Here is where that development and deepening began for what
102. See HChr, p. 350, excerpt from a letter to Boyce Gibson, October 23, 1929 (Bw
VI, p. 135). In more detail, see Karl Schuhmann, III: Der Umarbeitungsversuch von
1929, in Die Dialektik der Phnomenologie II, pp. 16368.
103. Nachwort zu meinem Ideen zu einer reinen Phnomenologie und phnomeno-
logischen Philosophie, JPpF XI (1930), pp. 54970 (Hua V, pp. 13865; Ideas II,
pp. 40530).
104. Epilogue, Ideas II, p. 429.
105. Husserls nal words are an admonishment for his reader not to be someone who
is already certain of his philosophy and his philosophical methodsuch as those who
appeal to the fertile bathos of experience in the usual sense, or to the sure results of the
exact sciences, or to experimental or physiological psychology, or to a constantly improv-
ing logic and mathematics. Rather, only someone who is struggling with the beginning
of a philosophy can bring to this book the interest and the effort it would need to be
understood. Epilogue, Ideas II, p. 162 (translation slightly modied).
106. See Husserl to Ingarden, December 2, 1929 (Bw III, p. 254).
The Freiburg Phenomenology Workshop 25
Fink, in retrospect after the immensity of a decade of Nazism and war, would
call the most important thing that happened to me intellectually, namely,
the meeting and joining with Edmund Husserl, which, while being the
stroke of good fortune for my inner life, was at the same time political
doom and a menace for outward existence. From October 1929 Husserl
began having Fink more regularly in his home, for work or dinner. By early
January 1930, Fink was coming daily or nearly so. Yet for all the closeness
to Husserl that he was beginning to have, Finks interest in philosophyand
the circumstances of the academic settingrequired him to maintain contact
with Heidegger. Recall, for example, that the defense of Finks dissertation
took place right during this period, on December 13, 1929, in the presence of
Husserl and Heidegger together! Recall, too, that Fink had already nished
two semesters of Heideggers lectures and was in the middle of a third, one that
he deemed particularly signicant. He would in fact continue to follow
Heideggers lectures for at least another three semesters. His work, however,
was with Husserl, and the task at hand was Husserls pressing need to prepare
a comprehensive statement of phenomenology that would dramatically and
clearly present it to the German philosophical and intellectual world. As we
have seen, Husserl was hoping to revise his already once revised Cartesian
Meditations to serve this purpose, and for this task he was now going to
recruit Finks assistance.
At rst Husserl thought that, in order to explain the character of his phe-
nomenology in the context of the ascendant Heideggerian enterprise, he might
add a lengthy introduction to the Cartesian Meditations in their already
revised state, virtually ready for publication. But in the course of working
out topics and points that would be needed for the explanation he envisioned
he was soon led to believe that more than a mere Introduction was needed;
the Meditations themselves had to be extensively revised. This was behind
the remark to Ingarden, quoted a little earlier, that a wholesale reworking of
his Cartesian Meditations was under way, which he hoped would be ready
by the end of the next year.
Work on a large-scale reworking of the Meditations, however, had to face
interruption by other tasks and obligations. For example, Husserl had to go
over the texts that Ludwig Landgrebe was preparing for what would become
Experience and Judgment. On March 19, 1930, Husserl wrote to Ingarden
explaining that he was hard pressed right then to give the time needed to redo
the Meditations. I saw that I would still need 46 months of work for
what he considered to be the main work of my life, an outline of the philoso-
phy that has come to fruition for me, a fundamental work on methods and on
the problematic of philosophy. In contrast to the little French text, what
was needed for the German public was a more extensive exposition and fur-
ther elaboration right up to the highest metaphysical problematic. And he
added, Im working with full vigor and extreme concentration, [but] I wont
be nished with the book before autumn.
Finally, in this same spring or at the latest in the early summer of 1930
Husserl turned to the further reading of Mischs treatment of life-philosophy
and phenomenology in the conjunction of Dilthey, Heidegger, and himself. As
I mentioned earlier, Husserl had already in May 1929 received the rst part of
Mischs serially appearing work, and he now had the second part as well.
These two parts carried the subtitle A Debate with Heidegger; and what
Husserl now read may well have caused him to change his plans more radi-
cally. For Mischs treatment, even though it did not yet address Husserls
position focally, showed that the misunderstanding and critique of Husserls
phenomenology went farther than Heideggers criticisms and success. Misch
already represented Diltheys philosophy of life as standing in stark contrast to
Husserls philosophy as Misch understood it, not realizing how deeply this
theme of life touched upon matters at the core of Husserls thinking. Misch
emphasized in Diltheys program the theme of living historical movement in
human existence and thought, as against the absence of anything equivalent to
it in what he took to be the strongly logic-centered intellectualism of Husserls
Finks work with Husserl would continue for two years thereafter, all thanks
to the help of a former student of Husserls, Adolf Grimme, who in February
1930 had just been appointed to head the Prussian Ministry of Education.
Sometime in the months between mid-1929 and mid-1930, while Husserl
was trying to overcome interruptions to work on the second stage of revision
for his Cartesian Meditations, Fink had sketched out some ideas on the
development needed in that revision. Of particular interest in these texts is
the way Fink projects two additional Meditations to the work as Husserl
had written it, beyond simply expanding the existing ve. Fink was thinking of
the Meditations in terms of the more comprehensive conception that Hus-
serl himself indicates in the concluding paragraphs (63 and 64) of the same
work, rather than in terms of further investigation into particular items need-
ing to be claried or included in the framework of the existing ve Medita-
tions. (Recall that Fink had introduced the divisions and sections into Hus-
serls rst revision, the revision nished in May 1929, and had given them their
titles.) This would certainly t with the decision Husserl had taken in the
second half of 1929 to expand the Cartesian Meditations into a more com-
prehensive work, and indeed Finks sketches correspond to the description
Husserl gave to Ingarden in March 1930. But not long after, as we have
seen, instead of trying to t a comprehensive plan into the format of his
Sorbonne lectures, Husserl conceived the idea of designing an entirely new
systematic presentation of his phenomenology on the basis of its intrinsic
principle and central dynamic. It must have been in the late spring, then, that
Husserl drew up a brief sketch for what such a new systematic presentation
might be: a study in ve books beginning with egological reection and ending
with the problem of God. And then it was for Fink to esh out this idea.
What Fink produced has been available now since the publication of the
most extensive drafts from his work for Husserl in the 1930s. The rst of
these drafts, written during the early summer on the basis of his now com-
119. See Husserls letters to Grimme from February 1, 1930, January 1931, March 5,
1931, February 3, 1932, and February 4, 1933 (Bw III, pp. 88, 8990, 9293, and 96);
also Malvines letter to E. Rosenberg from May 31, 1930 (Bw IX, pp. 37576).
120. See Z-X 16a18b, 20a, and Z-VI LVI/1a6b, all in EFM 1; also in N-EF, pp. 99
105.
121. See Husserls letter to Ingarden from December 2, 1929 (Bw III, 254), referred to
earlier.
122. See the letter of March 19, 1930 (Bw III, p. 262), referred to earlier.
123. The text of this outline is published in Kern, Einleitung, Hua XV, p. xxxvi,
together with an explanation of its origin and dating (p. xxxv, notes 2 and 3).
124. I.e., VI.CM/12.
The Freiburg Phenomenology Workshop 29
125. VI.CM/2, pp. 39. See Malvine Husserls letter to her son-in-law, Jakob Rosen-
berg, July 28, 1930, describing Husserls work aim for the trip, and Finks role in it (Bw
IX, p. 382).
126. Husserl writes to Cairns from Chiavari, September 23, 1930: Im working with
my rst-rate assistant, Dr. Fink, on a new systematic outline of transcendental phenome-
nology (the problematic reaching all the way to ethico-religious, to the metaphysical
problems). Hopefully it will appear in 1931. (Bw IV, p. 25.) (Husserls more recently
found postcard addressed to Fink in Konstanz and dated September 2, Bw IV, p. 90,
corrects the entry in HChr, p. 367, stating that Husserl and Fink had traveled together to
Chiavari.)
127. VI.CM/2, pp. 10105. Entitled On the Beginning of Philosophy, the draft is of
section I of the projected book I: The Stages of Pure Phenomenology. Husserls annota-
tions are included in full.
128. One packet of Finks notes in Chiavari, Z-VII XVII/132 (EFM 1), is especially
rich. There are notes on the proposed large systematic work (Z-VII XVII/10a11b, 26a,
32b), on the continuation of Finks dissertation (Z-VII XVII/1a2b, 5a, 7a, 24ab), and,
correspondingly, on the phenomenological analysis of temporality (Z-VII XVII/4ab, 8a,
12a, 14a, 15ab, 18a, 29a, 30ab).
30 The Freiburg Phenomenology Workshop
indications are that he had pretty well adopted the overall plan of Finks
Layout. In the middle of the weeks of Finks work on his typescript (his
Draft for the opening section, December 1930 and January 1931) Husserl
revealed his positive disposition toward Finks plan in a letter to Ingarden
written on December 21. A brief description of the systematic work on fun-
damentals in phenomenology shows him following the conception that Fink
provided him; and he adds, My most talented Fink is the vigilant helper in
this, without him I would be lost. What we see here, in addition to in-
dication of the programs and products of intellectual labors, is testimony to
the central role Fink was lling in the dynamics of Husserls nal work in
phenomenology. It is testimony that appears throughout Husserls correspon-
dence from now on, and we shall be following it as we give an account of
the concrete situation it relates to. In subsequent chapters we shall begin to
see more fully the substantive reason for this extraordinary trust, namely,
that Fink was attempting to elaborate within Husserls phenomenology the
special system-conscious self-critique and reinterpretation that Husserls own
work continually called for but had not yet explicitly and comprehensively
carried out.
Over the months from the spring of 1930 to the spring of 1931 Husserl pro-
duced a rich variety of Forschungsmanuskripten on such topics as the world of
human life and history, the owing live present as having ultimate consti-
tutive function, and nally the problem of intersubjectivity, which, in con-
trast to the treatment in his Cartesian Meditations, was analyzed here as
having a primordiality with the reecting monadic I. One context for
these studies was, as we have seen, the philosophic situation that turned Hus-
serl to the idea of the new comprehensive systematic presentation of phenome-
nology; but this was not the only task that he and Fink were laboring over. An-
other important undertaking was the still continuing rst assignment Fink had
received from Husserl, to bring the 19171918 Bernau time-consciousness
studies to coherent and intelligible form. Here we have to make clear one
feature of the context of work during this period that had a tremendous effect
on Husserls own productivity but has never been fully appreciated. Husserl
may have been a philosopher whose native thinking moved as the unfolding of
129. Bw III, pp. 269 and 270. The description in question is on pp. 6364. Kern draws
particular attention to the signicance of this description (Einleitung, Hua XV, p. xli).
130. Cf. Kern Einleitung, Hua XV, pp. xlivxlv, and especially the long listing of
MSS titles in note 1 on p. xlv.
131. Hua XV, p. xlvi and note 2.
132. Hua XV, p. xlviii, and especially the long text quoted on pp. xlviiil. See also
Husserls remark to Metzger quoted at the head of chapter 2 here.
The Freiburg Phenomenology Workshop 31
some idea or insight held powerfully before his mind rather than in the active
exchange of dialogue with someone else, but nevertheless his reections were
also always sensitive to other philosophical currents, and he regularly derived
important stimulus from the thoughts of others. Discussions with colleagues,
for example, were a regular part of Husserls regimen, despite the reputed
monologue character of his dialogue. As Fink now began to do more for
Husserl, he also began to do more with Husserl, not in the sense of becoming a
second pole in a single thinking but rather as a second thinking in a single
program. Husserl discovered that Fink was a genuinely distinct other who
could focus on the same topic that he, Husserl, was investigating but could
see it differently and in this way offer an alternative, a complementarity, and
a critique that Husserl would have to take into account and think about.
The work of 1930 and after was marked by daily discussions between Husserl
and Fink, often on the regular walks in the Lorettoberg parkland near Hus-
serls home, and offhand remarking on it was a frequent feature in the family
correspondence.
Thus, for example, regarding again the matter of Husserls analyses of time-
consciousness, Finks working on the Bernau manuscripts was not something
done in isolation from Husserl. In a note from quite a bit later in his life Fink
refers to the many daily conversations with Husserland disputes tooin
which he presented the difculties he was having. What Husserl wanted
Fink to do was to produce not simply an edition of the work that lay histor-
ically now a dozen years in the past but rather a systematic investigation that
would begin on the basis of the Bernau MSS. And Husserl, closely following
the development of this investigation as it proceeded over the years, also
contributed key ideas. Here we have the ongoing motivation for Husserls
taking up again the question of time and producing a new set of manuscripts,
called the C group, which constitute a more radical stage of inquiry into the
whole issue.
138. Bw III, p. 273. Ingardens discussion of the situation regarding the Bernau time-
MSS in his note 52 to this letter (BIng, pp. 16773, in particular pp. 17173) are helpful
to the reader, who otherwise has little information available.
The Freiburg Phenomenology Workshop 33
investigations really led to, was something broader in conception than the
Meditations; but to bring this projectembodied in the systematic plan
Fink had worked out for him in 1930to satisfactory completion was an
enormous task. There were serious grounds for doubt that it could actually be
done, given the demands it would place upon Husserl, especially in view of his
agehe was now in his seventy-second yearand the illnesses to which he
seemed too often to fall prey. On the other hand, the Cartesian Meditations
was a work that was basically nished and thus far closer to readiness for
publication. But if that book was to be brought up to the systematic level and
comprehensiveness of Husserls new realizations, it would need extensive re-
working; and the effort at reworking in turn would reveal the basic limitations
under which the overall conception of the Meditations suffered.
For the next three years Husserl tried to nd a way through this dilemma by
in effect choosing both horns, with now one, now the other more prominent in
his concerns; and the way to choose both was to have Fink do the major
part of revision for one of them. So it was that in early 1931, as indicated in the
passage from the letter to Ingarden just quoted, Fink was to work on revising
the Cartesian Meditations, with Husserl himself joining in directly at dif-
ferent times, and with the two of them talking everything over as the work
advanced. Yet before 1931 was out, Husserl would change his mind twice
over, taking on the Meditations himself and then returning them again to
Fink. The problem, of course, lay not in a lack of constancy of objective but
rather in achieving the best means to realize it. Again, it is in his letters that
Husserls awareness of his situation comes out most clearly, such as in one to
his oldest and closest friend, Gustav Albrecht, on December 29, 1930:
So this entire year Ive thought and thought, written and written, keeping
always before my eyes these times inimical to me, the younger generation
deluded by the collapse, how by what I would say I might make them gain the
ears that hear and the eyes that see. What is tragic in the situation is that,
while Im absolutely certain that in the last decade Ive brought my phenome-
nological philosophy to a maturity, to clarity and purity, to a breadth of
problems and methods encompassed that traces out the genuine meaning and
necessary path for philosophy for all the future, a new generation has come on
the scene that misinterprets the deepest sense in the fragments Ive published
and the incomplete beginnings Ive made, that propagates a supposedly im-
proved phenomenology and reveres me as the old dad who has now been left
behind. So I am once again alone philosophically, the way I was when I began;
and yet how fullled, how sure the future is! In the last year, in minute
139. For an account of the back-and-forth movement on Husserls part, see Kern,
Einleitung, Hua XV, pp. llxv. See also Translators Introduction, CM6, pp. xvff.
34 The Freiburg Phenomenology Workshop
reections, in the most careful nal fashioning and lling out, everything has
been shiningly conrmed, but I am still not nished with the preparations, I
still have some difculties facing me, and especially what is now the hardest of
all, systematic presentation.
In this last remark we see one of the cardinal difculties for Husserl, namely,
the consolidation and integration of his mature phenomenology into a system-
atic presentationand one of the things that pertained directly to Finks role
in this period. Husserls manner of working was to pursue his detailed inves-
tigations in preparation for the blaze of synthesizing creativity by which in one
sustained drive he composed all his full-length writings. It was needed now,
given the complexity and scope it would have to have in the present instance,
but it was not coming.
The picture of Husserls working situation during these years comes to vivid
expression in another letter to Albrecht, from December 22, 1931. The issue, he
writes, is how to manage the immense labor of the consolidation of his pro-
lic manuscript studies. And he goes on to characterize the kind of achievement
that was just then in the making: There is really a whole philosophical system
that has emerged, but one of a wholly new meaning and style, precisely the sys-
tem of the method and problematic of an absolute science, one that is abso-
lutely grounded and directed to the Absolute, not the speculative construction
of a mystical Absolute but rather of that which from out of ourselves in the phe-
nomenological reduction is to be known as absolute and as primordial ground
of all that for us is existent. Isolated Husserl may feel himself to be, he writes,
and wholly severed from my students; but he is not working alone. The
greatest debt of gratitude I owe to my young collaborator, Fink. An incredibly
gifted man: without the daily discussions with him I could not carry out what I
want to do. When my memory wanes, his youth helps me, he has a command of
every turn taken by the many branches of my phenomenological expositions
(an untold number, so to speak, of microscopic cross- and longitudinal sections
and slides), and in conversation with him I often get the best ideas, suddenly I
see the long-sought connections, the intrinsic order in which everything ts
together beautifully. The systematic work on basics on which Im working will
be ready, if all goes well, by the end of 1932. Husserl hopes that with the
ordering of all the material in his mind the needed rush of inspiration like that
which produced Formal and Transcendental Logic and Ideas I will come of its
own. And so he has given the Cartesian Meditations over to Fink entirely, to
expand into the version that is needed for the German public.
This is not just the picture of a man working, it is also the picture of the
theoretical task he is straining to accomplish, in which someone elses help has
been indispensable. It turns out, too, that the description Husserl gives of this
task in the rst lines quoted here is virtually the formula for the ideas that Fink
was working out in his personal notes (as we shall see); and, again, the system-
conscious character by virtue of which everything takes on new and different
meaning is in the forefront. Finks central, even irreplaceable role in the project
at hand is unmistakable.
This same picture of joint work in the program of Husserls nal years
shows as well in a letter Husserl had written earlier, on March 5, 1931, to
Adolf Grimme in the Prussian Ministry of Education, expressing his deep
gratitude for Grimmes help in assuring another year of support for Finks
work with him. Husserl explains that without that help he would have no
hope of bringing the main results of his life-long philosophic effort to achieve-
ment in literary expression, for the largest and I believe the most important
part of my lifes work still lies in my manuscripts, hardly manageable because
of their quantity. It is Fink now who has a command of the whole breadth
and depth of phenomenological philosophy in all its complex difculties; for
he has studied all my sketches and drafts and now works under my direc-
tion. This crucial reliance upon Fink is in evidence as well in the writings
Fink was just then producing: the revisions of Husserls Meditations that
Fink wrote in the summer of 1931, and the fuller set done in the summer of
1932, all included in the two volumes of VI. Cartesianische Meditation.
The latter set in particular is an impressive achievement, more than three
hundred pages of text as printed in the two-volume edition, done in the six
months ending on October 21. The end result was to have been a joint publica-
tion: Husserls original Meditations together with Finks revisions, includ-
ing the new Sixth Meditation. (What is not clear is whether Finks revisions
would actually have replaced the affected portions of Husserls text, or would
be added as supplementary alternatives.)
These were the years, too, when Dorion Cairns spent the many months in
143. Bw III, p. 90. That Husserls real philosophic work lay in his manuscripts is
expressed already in 1922 to Paul Natorp. Husserl adds even then the idea that perhaps
he was working only for my Nachlass (letter of February 1, 1922, Bw V, pp. 15152).
144. On the elaboration of these two sets of revision texts, see Translators Introduc-
tion, CM6, pp. xv, xviixxi, and xxxvlix.
145. Both possibilities are allowed by indications in the texts themselves. For example,
they are termed both drafts for refashioning E. Husserls Mditations Cartsiennes,
and supplements to Edmund Husserls Mditations Cartsiennes. (Cf. VI.CM/2,
Textkritische Anmerkungen, p. 305.) One may suppose that a denitive formula was
never settled upon, since Husserl never nally brought them to actual publication.
36 The Freiburg Phenomenology Workshop
Freiburg that are chronicled in his Conversations with Husserl and Fink (C-
HF), and which are so rich in representation of the workaday world of Hus-
serls and Finks philosophizing. Cairnss last entry is from November 15,
1932, in what would soon prove to have been near the last days of a philo-
sophic idyll. As the end of the year approached and passed, and 1933 began,
Husserl was deep in his reading of Finks Cartesian Meditation revisions.
This reading was serving very much as a philosophic tonic against the depres-
sion that had been induced earlier in 1932 by the long months of effort with-
out visible resolution in the form of publication-ready composition so ear-
nestly desired. It was particularly Finks Sixth Meditation that Husserl
returned to again and again. In fact, on Finks account the Sixth Medi-
tation was originally conceived to serve as well as a Habilitationschrift, pre-
sumably not in its garb as the sixth part of Husserls Cartesian Meditations
but as an independent piece under its substantive title, The Idea of a Tran-
scendental Theory of Method. Apparently early in 1933 Fink made at least
the informal approaches at the university to prepare the way for his Habilita-
tion, with not only Husserls approval but also his recommendation that he do
so. Larger events, however, were taking place just at that point, the effect of
which put Finks whole future in jeopardy. The Habilitationsschrift, essen-
tially ready by the end of 1932this was none other than the Sixth
Meditation became absolutely unacceptable, as Fink explains in one of his
later autobiographical statements. With the National Socialist upheaval of
1933 all hope was quickly brought to an end for me. A Habilitation was out of
the question so long as work with the philosopher proscribed because of his
Jewish origin, and therefore work that was deemed a political scandal, was not
broken off. This he would not do, though the offer was repeatedly made. I
always felt it a mark of distinction that I was given to know the fatherly
friendship of the aged philosopher and by remaining faithful to him to miti-
gate the bitterness of an old age lived in ostracism.
146. Cf. Kern, Einleitung, Hua XV, pp. lxlxii. Again, it is in letters to Albrecht from
the period that are so revealing.
147. See Translators Introduction, CM6, pp. xviixx.
148. The principle document for establishing this is Finks letter to Husserls son,
Gerhart, written on October 25, 1946 (in the Fink Nachlass), after the war, when Fink
nally succeeded in taking the Habilitation. See 10.2.
149. From Finks Lebenslauf from August 2, 1945, given in EFM 4, Abschn. 4,
appended to the Lebenslauf from December 18, 1945. No concurring documents
pertaining to Finks attempt to take the Habilitation are to be found in UAFbg. Either his
effort was only informal before being rejected, or whatever documentation may have
resulted is elsewhere.
The Freiburg Phenomenology Workshop 37
German Reich or its allies, or whose fathers or sons fell in the War (art. 3,
2). As a result, the action affecting Husserl was rescinded on July 20, 1933,
on the grounds of the rst condition specied, Husserls having been in un-
broken service since August 1, 1914. Coldly, no mention was made of the fact
that Husserls eldest son, Wolfgang, had been killed in battle at Verdun in
March 1916. (Ironically, in the middle of all this, beginning already in late
February and nally reaching Husserl in early April, the long bureaucratic
process was under way to convey to him, via the German consulate in Paris,
the Ministry for Foreign Affairs in Berlin, and the Rektorat at the university in
Freiburg, a commemorative medal from the Acadmie des Sciences Morales et
Politiques in Paris, of which Husserl had been named a corresponding member
only the year beforethe rst German to be so honored since the war.)
Although the effect of the national Law for the Restoration of the Civil
Service did not apply to Husserl, it certainly did affect him, not to mention the
fact that it applied fully to his son, Gerhart, who had held a teaching position
in Kiel. Despite its exemptions, the decree meant indeed that those who were
not Aryan were no longer to be considered German; and the exemptions
would last but two years, until the Nuremburg Laws of September 15 and
November 14, 1935. No one could mistake the intent of Nazi governmental
policy. As he said to his friend, Albrecht, writing him at the beginning of July,
Husserl felt the temporarily suspended dismissal as the greatest insult of his
life, one he could scarcely get over. His whole household had been engaged in
the First World War in the cause of the German nation: two sons in the army
and his daughter serving as a nurse. And now he was to be denied his German
identity because of the policy of setting in opposition Germany and non-
Aryans. Yet that had not been all. On April 22 Heidegger had been chosen
Rektor of the university and had begun his public involvement in Nazi poli-
cies, as was signaled by his highly publicized entry into the party on May 1, the
Day of National Labor. Then on May 10 came the evening of the burning of
154. Ibid.
155. Notication to the Senate of the University of Freiburg from the Ministry of
Education in Karlsruhe (Nr. A.18814), copy in the Personalakten: E. Husserl, UAFbg.
156. HChr, pp. 413 and 428, and copies of the relevant documents from February 24
and April 3, 1933, in the Personalakten for Husserl in UAFbg. The letter to Husserl from
the Rektor of the University of Freiburg, April 3, 1933, conveying the award is given in
Bw VIII, p. 197. On the impact of Husserls election to the Acadmie des Sciences Mo-
rales et Politiques, as a sign that the French Academy nally wants to make peace with
the Germans, see the joint letter to Albrecht from Edmund and Malvine Husserl,
July 31, 1932, Bw IX, p. 87.
157. Letter to Albrecht, July 1, 1933, Bw IX, p. 92.
The Freiburg Phenomenology Workshop 39
And in the course of talking about the way his students and followers simply
do not reach an understanding of what he himself is doing, and therefore only
158. Cf. MH-Ott/e, p. 189. Ott briey discusses the contradictions in the evidence for a
book burning in Freiburg. Another account of the incident atly states that it was an-
nounced but did not take place on May 10. It was then planned for June but was pre-
vented by rain. See Ernst Otto Brunsche, Werner Khler, Hans-Peter Lux, Thomas
Schnabel, 1933, Machtergreifung in Freiburg und Sdbaden, Stadt und Geschichte, Neue
Reihe des Stadtarchivs Freiburg i. Br., Heft 4 (Freiburg: Karl Schillinger, 1983), p. 49.
159. Cf. MH-Ott/e, pp. 19499. The old German university exists no more, from
now on it has a political meaning, writes Husserl to Ingarden, October 11, 1933 (Bw
III, p. 291).
40 The Freiburg Phenomenology Workshop
partially offset his growing isolation, Husserl speaks of the effect Heideggers
role in all this was having upon him as the last and the worst in this whole
situation of the bleakest kind of personal experience, the worst because I had
put my trust not only on his ability but on his characterwhich I still just
cannot understand. Husserl describes the spiraling vortex of his disappoint-
ment with Heidegger, his breaking-off relationship with me soon after tak-
ing up the chair of philosophy as Husserls successor, his anti-Semitism
even toward those among Jewish students and in the faculty who were so
enraptured by himthe distortion of the radical fundamental scientic
meaning of my lifes work into its opposite, devaluing it as something com-
pletely pass which it was superuous to study any more, and lastly the
grand nale ending this would-be friendship, Heideggers demonstrative
entrance into the National Socialist Party on May 1. What these last months
and weeks brought struck the deepest roots of my being.
The only hope for relief at this point was for Husserl to get away, which he
did, spending most of the summer on the Schluchsee up in the Black Forest, for
rest and recovery. On July 1 he wrote to Albrecht that perhaps the high air,
the country solitude will help, away from other people who would only talk
again and again about the same things, which is totally pointless. As it
turned out, the weeks in the mountains were the most fruitful period of work
for Husserl that whole year.
It was Finks fate that the event of greatest good fortune in his young philo-
sophic life, his coming into association with Husserl, would be as well his
greatest misfortune, as he himself had put it. Yet his fate depended upon a
choice that he himself had to make: to stay with Husserl and forego the
possibility of a university careeror even of having a source of incomeor to
break with Husserl and leave what he saw as the only certain possibility of
doing genuine philosophic thinking. The events of the early months of 1933
were proof of the consequences of staying with Husserl. Just at the point
where Hitler was coming into power, Husserl had received assurance that the
160. Bw III, pp. 49193, any emphasis Husserls. To this extraordinarily revealing
letter of Husserls, Mahnkes reply itself is also extremely interesting in the optimism he
expressed that the racist policies coming into effect would not last, even on Hitlers part
(letter to Husserl from September 4, 1933, Bw III, p. 506). On Husserls sense of himself
as quintessentially German and as bringing historical German intellectual achievement to
a culmination, see Schuhmanns Einfhrung, Bw X, pp. 923.
161. Bw IX, p. 94.
162. Husserls letter to Albrecht, December 30, 1933, Bw IX, p. 97.
163. See above, p. 25, reference to the opening of his Politische Geschichte (EFM 4,
Absch. 4).
The Freiburg Phenomenology Workshop 41
annual support for the assistantship Fink held was being renewed; but
within a short time that action was nullied. On May 20 Husserl wrote to
Cairns that support had been withdrawn and he could keep Fink only a few
months more. The anxiety this caused, together with the frustrations of the
difcult work in Husserls manuscripts, is reected in a letter Husserl wrote to
Finkone of only two extanton March 6, trying in the most solicitous and
kindly terms to encourage the young man to persevere and to be more open
with him, Husserl, about the difculties he was having. As a result, in July
Fink submitted a request to the Notgemeinschaft der Deutschen Wissenschaft,
the same organization that had earlier supported Landgrebe, for a research
fellowship to work on the time-manuscript project. At this point Fink con-
ceived of the work as comprising two parts: part I the Bernau texts of 1917
1918 themselves, and part II the new material Husserl had produced on tem-
porality since his retirement (i.e., the C-group manuscripts). It was the second
set of materials that determined the direction the work must take now, for in
going beyond what the Bernau texts had done these later materials required an
understanding that explicitly pertained to and encompassed the whole of phe-
nomenology. Once again we nd the leitmotiv of the Husserl-Fink collabora-
tive effort sounded, the need for systematic and methodological consider-
ations, as Fink explains to the Notgemeinschaft what has to be done. What is
needed, writes Fink, is major comprehensive labor on the one hand to bring
the substantive content of published materials [i.e., as represented in the time-
consciousness lectures published in 1928] up to the level of Husserls present
philosophy . . . and then to work the phenomenology of time . . . into the whole
of the system of phenomenological philosophy and thus to give it the method-
ological transparency it needs. Two months later Fink learned that the
fellowship would be granted, but it had to be regarded as far from guaranteed.
Funds for it might not be available, and it was conditional upon there being no
other help received!
Husserl and Fink had no doubt that other options were going to be needed.
The Rockefeller Foundation, for example, had been approached for possible
assistance, and that would become more necessary in another years time; and
there was discussion about help from England. At the same time, while the
immediate concern was for nancial means to keep Fink going, a much more
radical solution to the intensifying difculties of the situation presented itself.
Husserl had received the offer of a position in the United States, at the Univer-
sity of California at Los Angeles! He would think long and hard about this,
and he would want to take Fink with him; but in the end he decided against it.
How could he, Edmund Husserl, after seven and a half decades of life in
German-speaking lands, in German thought and letters, in German ways and
expectations, how could he possibly live in any meaningful way in southern
California what would certainly be the last few years of his life, especially as he
could not speak English? And Fink was not especially inclined to go. Yet
would not America be better? What was left for them here in the rapidly ever
more Nazied life of Freiburg? In the end it was in great part for want of
fullling one of Husserls conditions, namely, that Dorion Cairns be given an
appointment as well so as to be able to work with him, that the negotiations
came to nothing.
What, indeed, could Fink expect now? Landgrebe, then working on his own
Habilitation, was less tied to Husserl in his daily work, having taken options
available in the German-speaking academic setting in Central Europe. He
moved to Prague in 1933 to nish his Habilitation under the Brentano scholar
Oskar Kraus at the German-language university there. Might Fink do the
same? On the other hand, what if he stayed in Freiburg? Fink himself was not
Jewish. His family was of Alemannic stock there in southern Germany and
169. See the letter from Malvine Husserl to Felix Kaufmann, October 21, 1933 (Bw IV,
p. 200), and Husserls letter to Albrecht, December 30, 1933 (Bw IX, p. 98). The Rocke-
feller Foundation would reject the request (see Husserls letter to Rudolf Pannwitz,
November 28/29, 1934, Bw VII, p. 222).
170. See Husserls letters to Cairns, November 15, 1933 (Bw IV, p. 33), and Albrecht,
December 9, 1933 (Bw IX, p. 96). See also the correspondence with UCLA in Bw VIII,
pp. 23132.
171. See appendix.
172. See Husserls letter to Cairns, May 18, 1934, Bw IV, p. 43.
173. See H. L. Van Breda, Laudatio fr Ludwig Landgrebe und Eugen Fink, in
Phnomenologie Heute: Festschrift fr Ludwig Landgrebe, ed. Walter Biemel, Phaenom-
enologica 51 (The Hague: Martinus Nijhoff, 1972), p. 2. Also Henri Declve, Patocka et
les signes du temps, tudes phnomnologiques, 1 (1985), 19. Already two years earlier
Husserl remarked that there were difculties at Freiburg for Landgrebe to get support for
his Habilitation work, one reason being that Heidegger favored the circle of his own
people, not wanting to be hemmed in by Husserl students (letter to Mahnke, January 8,
1931, Bw III, p. 475).
The Freiburg Phenomenology Workshop 43
corresponded to what for the Nazis was pure. He could have left Husserl,
he might have pursued the normal steps of a career by proposing to take the
Habilitation, say, with Heidegger. There are no reections of Finks that speak
directly of this situation in his research notes from the period. Astonishingly,
the working writings of both Husserl and FinkHusserls research manu-
scripts and Finks folders of notes, in both cases written on whatever kind of
paper would come to hand say virtually nothing directly about the dif-
culties and problems of their practical lives. Yet one can detect the mark of
those difculties and problems in the lines of their philosophic thinking once
one knows what those difculties were. In the present context, for example,
one can see from the notes that Fink had indeed contemplated an alternative
Habilitationsschrift, presumably given the impossibility of using the Idea of
a Transcendental Theory of Method, the Sixth Meditation. There are
sketches and notes for a more independent study of his own on the concept of
the world, specically, the world as a totality and the consciousness of the
world, a study meant to be precisely the kind of composition required for the
Habilitation. Perhaps he hoped the political situation would be ameliorated
and he was anticipating alternate actions that might be possible should the
Nazis fall, although, far from giving signs of anything like that, the situation
was getting worse. On the other hand, the concept of the world was certainly
one that might be acceptable to Heidegger. Apart from Finks commitment to
Husserl, therefore, was there any reason to think he might contemplate work-
ing for the Habilitation under Heidegger?
Given the situation in 1933 and 1934, everything points to the conclusion
that the idea of taking the Habilitation with Heidegger at that time would not
have been feasible for Fink, despite the fact that for him, contrary to Husserls
view, Heideggers work, philosophically considered, was of fundamental im-
portance. There is, rst of all, the deep wound Fink saw Husserl receive
from his total disappointment with Heidegger. All Finks actions during and
174. Finks mothers family even came from the same village from which Heideggers
mother came, as Heidegger himself points out in the remarks honoring Fink published in
MH-GA 29/30, p. 533.
175. There is, for example, the slip of paper illustrating the results of a dental examina-
tion on Malvines teeth (F II 7/163), which Husserl used in writing down ideas for his
19221923 Kaizo article (Hua XXVII, pp. 5994); or the coffee-house receipt and table
napkin Fink used for Z-II 28 and Z-XI 64 (EFM 1 and Bd. 2, respectively). (I am indebted
to Hans Rainer Sepp for showing me the example of Husserls economizing.)
176. See EFM 2, Z-XIV II/1b and Z-XV 105a, and EFM 3, Z-XX 1a and 3b, and OH-
II 48.
177. See appendix.
44 The Freiburg Phenomenology Workshop
after his years with Husserl indicate that personal devotion was an extraor-
dinarily strong factor, an absolute even, despite whatever philosophical differ-
ences between Husserl and himself would, and did, emerge. Secondly, Finks
notes for treating the concept of world indicate an independent framework,
one that rests upon a phenomenological problematic but follows neither Hus-
serls nor Heideggers way of raising the question. Both are unambiguously
drawn upon, but it is Kant who is most pronounced in Finks framing of his
study. (See 4.4.4.) Finally, there is the concretely played-out scene orchestrated
by Heidegger in 1933 and 1934 that stood in direct conict with Finks idea
and practice of philosophy. To begin with, the conception of intellectual regi-
mentation that Heideggers rst months as Rektor attempted to promote
could only have been repugnant to Fink. Then the experiment of the science
camp at Todtnauberg that Heidegger in the fall of 1933 organized in para-
military style after the Fhrerprinzip, clearly on National Socialist lines,
stood in appalling contrast to the intense, autonomous passionateness of the
pursuit of philosophy that was daily life with Husserl, however much there
were strains in it. Added to this was the effect upon life in Freiburg that
months of brownshirt agitation and bullying were producing, which Heideg-
ger, following his conception of how the intellectual pursuit of a university
should be concretely reoriented, seemed only to support by the numerous
declarations and addresses he gave as Rektor. There is little doubt that Fink
saw the only place in which it would be possible to do philosophy was with
Husserl. And with Husserl he stayed, to the end.
To return to the matter of Finks rst effort at the Habilitation, we have seen
how the Sixth Meditation was intended to serve as the required major
research composition. Whether it could do this in the form in which it was
written in 1932, namely, as the sixth of a series of Meditations mainly by
Husserl but revised by Fink with no further components, is not certain. What
is clear is that in the course of 1933 Fink composed an alternate form of
presentation for most of the ideas that had been laid out in the Sixth Medita-
tion, namely, the long article that carried the title The Phenomenological
Philosophy of Edmund Husserl and Contemporary Criticism (EH-Ke) and
was published in Kant-Studien around the end of 1933. There are clear indica-
tions that neither this essay nor the Sixth Meditation was in the form in
which Fink rst sketched out main ideas to be incorporated into each; these we
nd in sketches for a treatment of The Phenomenological Philosophy of
Edmund Husserl in the fall of 1931, that is, after his rst try at revisions for
Husserls Cartesian Meditations. In any case, the recomposition that re-
sulted in this Kant-Studien article seems to have been part of another plan in
the ever-evolving situation, and something no one noticed before Finks re-
search notes came to light to show what had been intended.
The article as published carries a Roman numeral I just before the text
begins, indicating that what was appearing was only the rst part; but there is
no II, and hence no second part, further in the article. The second part was
obviously to come next. This is the way it was understood by Husserls former
student and colleague, Dietrich Mahnke, professor of philosophy at Marburg;
for he asked Fink precisely about this point in a letter to him on January 13,
1934. Beyond this, however, there are explicit indications in Finks notes
from 1933 regarding a sequel, which was to bear the specic title Life-
Philosophy and Phenomenology: The Phenomenological Philosophy of Ed-
mund Husserl and Contemporary Criticism II. It seems, then, that as part
of the recomposition that resulted in the Kant-Studien essay of 1933 and in
place of pursuing the Habilitation with the Sixth Meditation, Fink had
conceived a plan for confronting a range of interpretations criticizing Hus-
serls work beyond those addressed in the rst part; and, indeed, Husserls
distress at the treatment of his thought in relation to life-philosophy a little
earlier makes this perfectly intelligible. While unfortunately no such essay was
in fact completed, Finks notes give many sketches of ideas for treating the
themes of this sequel; and these will be taken up in chapter 6.
In any case, in the spring of 1933 Husserl read through the essay Fink had
recomposed as part I and wrote a brief foreword to it for its publication in
Kant-Studien, the closing lines of which are an extraordinary public subscrip-
tion to Finks treatment: At the request of the distinguished editorship of
Kant-Studien I have carefully gone through this essay, and I am happy to be
180. This may in fact be the original essay form of material that was rewritten at
Husserls request to serve as part of the German edition of the Cartesian Meditations,
as Fink speaks of it in the Prefatory Note to the Sixth Meditation (CM6e, p. 2;
VI.CM/1, p. 184). For a fuller discussion of the textual situation, see the detailed footnote
to Z-IX VII/1a in EFM 2.
181. VI.CM/2, Texts Nos. 12.
182. Letter in the Fink Nachlass.
183. Z-XI 25b (EFM 2).
46 The Freiburg Phenomenology Workshop
able to say that there is no statement in it that I do not make fully my own, that
I could not explicitly acknowledge as my own conviction. In the context of
the events of 1933, this has to be seen as a remarkable statement on Husserls
part. A member of a class of persons that had now been declared undesirable
in, or, more accurately, inimical to, the kind of life that Germany was being
driven to adopt with astonishing efciency and relentlessness, Husserl clearly
wanted to authenticate Fink (and by implication, as everyone well knew, not
Heidegger) as a spokesmanif not the spokesmanfor phenomenology, and
he was doing so out of thorough familiarity with the thinking of Finks that
went into the article in question. He wanted to support Finks voice as equiv-
alent to his own, an action certain to reinforce the ofcial disrepute in which
Fink already stood because of his close association with Husserl. Fink in fact
knew well what Husserl was doing in writing the foreword; among his notes
from the period there is a scrap of paper with two brief paragraphs that are
obviously a draft for this very thing; but Finks brief statement is far less
assertive and unconditional than the one Husserl himself provided, and
Fink himself later recounted his surprise at Husserls forceful endorsement.
Finks decision to stay with Husserl, knowing the consequences, and Husserls
profound appreciation of it, are well indicated by this incident. This is any-
thing but doing philosophy in a vacuum.
The article for Kant-Studien was supposed to appear in 1933, but there was
a problem. For one of the major philosophical journals in Germany to publish
an article on non-Aryan thinking was a scandal. Kant-Studien was under-
going Gleichschaltung, the coordination that was turning all intellectual
institutions into entities in harmony with Nazi policies; and the appearance of
Finks article was being delayed. Indeed, though the article nally appeared
at the end of 1933, there seemed no possibility for getting the sequel to it
accepted by Kant-Studien, and it was never written. Moreover, on Finks ac-
count that one article created further difculty for him, as we shall shortly see.
But Fink did not stop identifying himself with Husserl. In 1934 he published
184. Vorwort von Edmund Husserl, dated June, 1933, Kantstudien, 38 (1933), 320
(Studien, p. viii). In a letter to Ingarden on December 13, 1933, Husserl says the same
thing much more succinctly: Watch for the new issue of Kantstudien with Dr. Finks
articleeverything just as if I had said it. (Bw III, p. 294.)
185. Z-XI 48a, dated May 27, 1933 (EFM 2).
186. According to Herbert Spiegelberg, Fink later spoke of his amazement at Husserls
acceptance of the article, seeming to miss the critical intent it carried. The remark from
Spiegelbergs Scrapbook is to be added in a revised edition of HChr (to p. 430, for June
1933, 1st edition).
187. See Finks Politische Geschichte, p. [3] (EFM 4, Abschn. 4).
188. See Husserls letter to Cairns, November 15, 1933 (Bw IV, pp. 3334).
The Freiburg Phenomenology Workshop 47
195. Thus Husserls letter to Albrecht, October 7, 1934, Bw IX, p. 105. Husserl men-
tions this also in his letter to Fink from July 21, 1934 (Bw IV, p. 94), again in an effort to
overcome Finks discouragement and anxieties (see immediately below). (In this letter,
too, Husserl recommends that Fink apply to the Notgemeinschaft, the date of this letter
being one day prior to the date on Finks 1934 application letter to the Notgemeinschaft.)
Otakas monetary gifts are also mentioned in Husserls letter to Ingarden, July 10, 1935
(Bw III, p. 303).
196. Letter of Husserls to Albrecht, December 30, 1933, Bw IX, p. 98.
197. Malvine Husserl to Elisabeth Husserl Rosenberg, March 24, 1935, Bw IX, p. 452.
198. See appendix.
199. See Z-XXII (EFM 3). Not included in EFM is the copy, kept with it, of the
preliminary draft of Dorothy Otts dissertation under the title Das Problem der Evidenz
in der phnomenologischen Philosophie Edmund Husserls. Earlier that fall Fink had led
study sessions on Aristotles Metaphysics for Ott and one of Finks own close friends,
Alfred Riemensperger. The notes are in Z-XXI, in EFM 3.
The Freiburg Phenomenology Workshop 49
public mind wanted to remove or suppress, and uncertainty and anxiety were
the emotions of the hour when these philosophers would return from the grip
of a thought or a discovery to the question of how they as human beings could
keep preoccupations alive. It is no wonder, too, that in this context the human
limitations specic to each would show, marring their work to a greater extent
perhaps than might otherwise have happened.
Husserl saw in Fink the fulllment of his own hopes and ambitions that
phenomenology could and would be completed just as he, Husserl, under-
stood it and fostered it. Fink found in Husserl the model of the philosopher,
but not someone who had the answer to all philosophic questions. Husserl
was a man near the end of his days, convinced of his program and habituated
to his pioneering. Fink was someone whose philosophizing awaited its fulll-
ing project, one that would have to be his own and not committed to a xed,
inherited task. So it was, for example, that, just as in 1933, in mid-1934
Husserl would again have to urge Fink to relax his anxieties and perseverein
this case, to push through to completion at least one task to which he had
committed himself and which had been under way for some time now, namely,
the analysis of time in phenomenology.
In the second of the two extant letters by Husserl to Fink, written on July 21,
1934, Husserl argues that the fact Fink has still not nished is not a tragedy,
and that he should feel freer to represent his difculties to Husserl. He urges
Fink to join him in Kappel, in the Black Forest, where he is spending the
summer, to relax and reinvigorate himself, and to hold again with Husserl the
philosophic conversations that by now have become a need for me in order to
keep regularly going. And Husserl goes on to say: You have been for years
now no longer my assistant, you are not my secretary, not my intellectual
servant. You are my collaborator, and, in addition, my seminar, my teacher-
ship [Lehrttigkeit]. It was Fink himself that Husserl wanted to see, not the
work Fink was doing on the manuscripts. I would not even have been in a
position to read it. In the meantime I have become convinced that work on my
old manuscripts to improve them is very important, but that I must totally
relinquish systematic elaborations. It will therefore be the difcult and, hope-
fully, fruitful work that prepares things for you (if youre still going to be
taking over my Nachlass). Husserl had research tasks on specic issues to do,
rather than take on integration and synthesis; and even if he did produce some
further material on time, it was not as a part of the book Fink was working on
but as material for Fink to treat as he saw t. That Husserl did further work on
time, of course, only complicated Finks task; Fink had to take such further
200. This and subsequent lines in this paragraph are from Bw IV, pp. 9394.
50 The Freiburg Phenomenology Workshop
work into account, for reasons that we shall see later, namely, that the reso-
lution of ultimate issues involved in time was radically problematic. Still,
Husserl tried to assure Fink that putting it all together, synthetically, inter-
pretivelyeven critically, we may presumewas Finks work, and Husserl
would stay away from it; he would only read it through after the nished
product was in print.
There are many remarkable things about this letter of Husserls to Fink, but
in particular there is Husserls clear awareness of the character of his manu-
scripts and what was lacking in them even when individually worked over and
improved, namely, integrating elaboration in systematic form. This task is
what those who come after him must do; and it is what he explicitly envisages
for Fink. The distinction between the manuscripts and the philosophic treat-
ment to be made out of them is a crucial for reading and interpreting these vast
materials of Husserls, in which, as he would say, the largest and, as I also
believe, the most important part of my lifes work still lies. Husserls limit-
ing of his energies represents an important shift in his thinking; he seems to be
giving up on producing a comprehensive systematic statement of his phenom-
enology himself. Yet within a months time the impulse will be set in motion
for Husserl to do precisely what he thought he was no longer capable of: pro-
duce one more, nal, systematic presentation of phenomenology. But before
we see that, one further point in this letter must be commented on: the repre-
sentation it gives about Finks place in Husserls regimen of philosophizing.
In the rst place, Husserls extraordinary testimony to Fink himself about
Finks position with himcollaborator, not secretaryhas to be under-
stood in its full context. It represents both a specic description and praise.
For example, in one of Finks biographical notices, from August 2, 1945, he
writes: Already in 1932 Husserl had converted the assistant relationship to
one of collaborator, in recognition of the independent and productive work I
was doing in the elaboration and in part redoing of his manuscripts. The
terms assistant (Assistent) and coworker or collaborator (Mitarbeiter) are
technical terms for a position in the academic hierarchy of assignments and
work. Although they are sometimes used more or less interchangeably, they
201. Again from Husserls letter to Fink, July 21, 1934 (Bw IV, pp. 9394). A year later
(July 10, 1935) Husserl would remark to Ingarden that unfortunately I cannot join him
in fashioning the literary presentation of the study on time, which in Finks plan in-
cluded historical-critical treatments. (Bw III, p. 303; BIng, p. 94.)
202. Husserls letter to Grimme from March 5, 1931, Bw III, p. 90.
203. EFM 4, Abschn. 4, supplement from this Lebenslauf given with the Lebens-
lauf of December 18, 1945.
The Freiburg Phenomenology Workshop 51
role: that Fink was the resonance Husserl needed in order to continue his
work, that, far from being a mere mouthpiece, he was an incompara-
bly intense cothinker.
Fink, in turn, describes his philosophical relationship with Husserl in con-
cordant terms. From an initial stage of subordinate assistant activity, it
had become one of independent productive cooperation, and then nally a
unique intellectual symbiosis. But, once again, it was not that Fink had
acquired the role of a co-originator of phenomenology but was rather a
cothinker of it in this advanced stage of critical reconsideration, reformula-
tion, and deepening. Fink writes: Husserl, far from training me to be for him
a march-in-step disciple, valued my work with him above all for its strongly
critical tendency. During the years together Husserl acknowledged my intel-
lectual independence precisely by always seeking my productive contradiction
and my criticism, which he needed as a stimulus to bring his creative thinking
to objective realization. During this period of some of the most extraordinary
of Husserls manuscript studies, when Husserl sought to bring in the harvest
of his long life of investigation, I acted, as it were, as an intellectual catalyst for
him.
There was, however, a negative side to this, a serious limitation inversely
related, as it were, to the impressive talent for which Husserl valued Fink so
highly. Fink displayed what Husserl took to be an unsteadiness and difdence
in working at his tasks, reected not only in the two letters from him to Fink
that have already been cited but also in the following remark to Albrecht, from
a letter written on October 7, 1934: Fink is extraordinary as a collaborator,
useless as an assistant, and labile in his psychological structure. This is where
there is deep and serious worry. On him depends the future of phenome-
nologynamely, he is the only one who has an exhaustive knowledge of my
manuscripts, who can really understand and work them out, and doing that
means having not just a schoolboys mind but one that productively thinks
with you, that lls in gaps and understands how a development is going,
etc. Malvine Husserl too found Fink to be at times unreliable and listless,
especially in the immediate aftermath of Husserls death, and much can be
206. See Husserls letter to Felix Kaufmann, September 11, 1933, Bw IV, p. 197.
Husserl recommends to Kaufmann Finks Kantstudien article and the then still antici-
pated book about time.
207. See appendix.
208. Letter to Felix Kaufmann, October 29, 1931 (Bw IV, p. 184).
209. Finks expressions in his Politische Geschichte, p. [1] (EFM 4, Abschn. 4).
210. Politische Geschichte, p. [2].
211. Bw IX, p. 105.
The Freiburg Phenomenology Workshop 53
212. Malvines letter to her daughter, Elisabeth, March 24, 1935, comparing Fink to
Landgrebe (Bw IX, p. 453). Her letter to Gerhart, June 3, 1938 (in the Husserl Archives,
but not in Bw), is quite severethough, once again, the effect of Husserls death on
everyone certainly must be a mitigating element in assessing the way both Fink and
Malvine Husserl acted then.
213. Letters to Heidegger from January 30 and March 28, 1918, Bw IV, pp. 129 and
130. See MH-Ott/e, pp. 1025. See also Husserls usage of the termfrom Aristotles
Nichomachean Ethics (IX, 12 1172a5)with Felix Kaufmann, Alfred Schutz, and Hel-
mut Khn (Bw IV, pp. 187, 483, and 239).
214. Husserls letter to Pfnder, January 6, 1931, Bw II, p. 181.
54 The Freiburg Phenomenology Workshop
regarding Fink seems to be indicated in his two letters to Fink (from mid-1933
and mid-1934), already mentioned. In Finks case, however, this was not a
general silence on Finks part about his own ideas but rather a reticence to
admit to Husserl the difculties that were preventing the work under way
from being nished (although it must be pointed out that Fink was having
fundamental theoretical problems here, as we shall see in chapter 5). Pruden-
tial reticence there may have been on Finks part, but the predominantly one-
way communication that Husserl felt in the case of Heidegger was not at all
typical of Finks place with Husserl, as one can see in Cairnss Conversations
as well as in Husserls many remarks in his correspondence, not to mention the
telling collection of materials Fink laid before Husserl from 1930 to 1932 (i.e.,
VI.CM/12).
Husserl knew well a vast amount of what Fink was himself thinking and
doing, and the overlapping of Finks work with his own formed the very
ground on which their collaboration was carried out. Yet perhaps Fink did not
tell Husserl absolutely everything, and how much of his own mind lay beyond
the areas in which his thinking and Husserls overlapped will be seen as the
present study develops. In the end, too, Husserls desire led him to believe that
more identity in form and denition obtained between his own thinking and
that of his assistants than was ever actually realized, in Heideggers case with-
out an adequate basis in reality, in Finks case with considerable justication,
but not perhaps in regard to the full extent of Finks challenging radicality. The
question, however, remains this: Did Finks differences with Husserl stand in
relation to particularities in the thinking of Husserl the individual human, or
in relation to the phenomenology that Husserls individual human thinking
had launched, that is, more precisely, this phenomenologys constitutive dy-
namic? And could following that constitutive dynamic mean the necessity of
recognizing some limitations in a particular humans achievements in phe-
nomenological thinking, even if that individual was Husserl himself, the
founder of phenomenology? Surely in the end this is a possibility allowed by
the radicality to which the human individuals Husserl and Fink were dedi-
cated, surely this possibility lay at the heart of their work together during these
years. This in fact is what we shall nd to have been working itself out, as
manifested in the conjunction of written materials that these two, Husserl and
Fink, left behind from their work together.
felt was needed in that time of continual disappointment and upheaval. All he
had to offer concretely was the most recent nished statement of his thought,
the 1929 revision of his Cartesian Meditations, supplemented by a set of im-
provements and additions by Fink (complete except for those for the Fifth
Meditation), plus Finks fully new Sixth Meditation. Even so, this at least
was something Husserl could share with the circle of philosophical colleagues
with whom he kept in extensive contact through correspondence. So, for
example, in Vienna Alfred Schtz and Felix Kaufmann, both dedicated fol-
lowers of his work, read the 1929 revision and Finks Sixth Meditation,
while Ingarden in Lwow (Lvov), then part of Poland, studied the French trans-
lation together with Finks Kant-Studien article; Husserl even offered Ingarden
a copy of the German version if he needed it. In Prague Landgrebe kept in
continual contact with Husserl, and Patocka came when he could to keep up
on Husserls and Finks work, as, for example, during the Christmas holidays
of 1934. Students who camefrom beyond Germanys borders, of course
to study with Husserl were set to reading these Cartesian Meditations,
which Husserl now viewed more as a learners textbook than as a denitive
statement of his phenomenology. Finally, the arrival of Gaston Berger in
Freiburg to visit Husserl in mid-August 1934 also brought the Meditations
texts to the fore. This was the rst time Berger and Husserl (and Fink) had
met, and Husserl was quite impressed. Berger also struck a sympathetic
note with Fink, because he returned to Marseille with Finks own carbon copy
of the Sixth Meditationfor some reason with the exception of the last
section, 12. (It was subsequently via Bergers possession of this copy that var-
ious French philosophers were able to read Finks text, in particular Maurice
Merleau-Ponty and Tran-Duc-Thao. One of the aims of this book is to
provide the basis for the so far untold account of the character and extent of
215. Letter of October 11, 1933, Bw III, p. 291. The complex story of the movement of
these texts to Vienna and of the copies made there of the 1929 revision is detailed by Guy
van Kerckhoven in two notes in his unpublished Vorwort to VI.CM/12 (note 3 to
p. viii, and note 31 to p. xiv). See also van Kerckhovens Mundanisierung und Individua-
tion, pp. 2013.
216. See his letters to Ingarden, November 2 and 20, 1933, Bw III, p. 292.
217. Berger had written to Fink in connection with an offprint of an article that Fink
had sent him, Was Will die Phnomenologie Edmund Husserls? Berger wanted to
discuss with Fink positions and solutions taken by phenomenology on certain problems
in the theory of knowledge. At the same time, he asked if it were possible to meet with
Husserl. (Letter from June 25, 1934, in the Fink Nachlass). Soon after Berger wrote a
brief review of Finks article in Les tudes philosophiques, 8 (1934), 4445.
218. See his letter to Albrecht, October 7, 1934 (Bw IX, pp. 1056).
219. See appendix.
56 The Freiburg Phenomenology Workshop
225. See Patocka, Erinnerungen an Husserl, in Die Welt des Menschen, p. xiii, and
his brief account of what the meeting was like, especially on the interweaving of philo-
sophical battles with the defense of free expression.
226. See the account in Hua XXVII, pp. xxvxxix, together with Husserls letter to the
congress and the paper he sent. Fink drew up a proposal for Husserls address, Z-XIX
IV/12ab (EFM 3).
227. See Declve, Patocka et les signes du temps, tudes phnomnologiques, 1
(1985), 20; and Patocka, Erinnerungen, pp. xiiixiv.
228. See Husserls letter to Albrecht, December 29, 1934, Bw IX, p. 113.
229. See HChr, p. 458, for a rsum of the documentary indications of Landgrebes
visit and purpose. It was during the three weeks of their work on Husserls MSS that
Finks notes on conversations with Landgrebe in Z-XIX (EFM 3) were made. To be kept
in mind is that almost twenty years earlier Edith Stein had already put a large portion of
Husserls MSS into an organized system, during her year and a half of work for him as his
assistant. See Marbachs brief discussion in Hua XXIII, p. 601.
58 The Freiburg Phenomenology Workshop
to return for a few weeks in January and February 1936 for the completion of
the task, and their organization of the collection is the one still followed at
Louvain. In addition, it was decided to take a whole set of manuscripts to
Prague for the purpose of transcribing and publishing them there, under the
direction of Landgrebe.
In the meantime, Husserl was working over the paper he had meant for the
International Congress, slowly turning it into a new approach to his phenome-
nology. And the occasions for presenting the realizations he was reaching were
about to materialize. In that same March of 1935 Husserl received an invita-
tion from the Wiener Kulturband to present a paper, and on May 7 he would
do so. In May, too, Husserl was elected to honorary membership in the Cercle
Philosophique de Prague, but the Prague visit, rst expected in May as well,
had to be postponed because of the conict with the Vienna trip. In early July
the visit to Prague was set for November, with the result that what had orig-
inally been intended for Prague was given in Vienna as Philosophy and the
Crisis of European Humanity. Husserl had to work out something new for
Prague. That visit, which nally took place on November 14 and 15, saw
Husserl giving an entire set of lectures under the title The Crisis of European
Sciences and Psychology. These two appearances, in Vienna and in Prague,
were a tremendous success for Husserl, especially in Prague, where he spoke to
several groups and held numerous informal discussions over a weeks time.
The contrast of all this to his position in Germany could only have been
intensely felt. On March 13, 1935, Husserl had to sign an acknowledgment of
his having been informed of a statute requiring that for all state employees on
all occasions, ofcial and nonofcial, the form of greeting had to be the Ger-
man hail: Heil Hitler! said with the right arm held outexcept in cases of
disability, when the left arm was to be used! It is hard to imagine a more
230. See the letter from Malvine Husserl to Patocka, March 8, 1936 (Bw IV, p. 432);
other indications from family letters not included in Bw IX are indicated in HChr, p. 473.
From this visit also Fink has notes of his discussions with Landgrebe, Z-XX XX/12, and
21 (EFM 3). Unfortunately, Professor Landgrebe was not able from his own recollections
to ll out Finks outlines of these discussions, or those from March 1935. (Authors
conversations with Landgrebe, May 12, 1986.)
231. Letter to Ingarden, July 10, 1935, Bw III, p. 302. Husserl gives a glowing descrip-
tion of his lectures in Vienna in this letter.
232. For the heavy speaking schedule Husserl had in Prague, see HChr, pp. 46970,
and Malvine Husserls letter to Ingarden, January 14, 1936, Bw III, p. 305. On Husserls
sixteen days in Vienna and the rousing success he met with there, see his letter to Land-
grebe, Bw IV, p. 331.
233. Copy in the Personalakten: E. Husserl, UAFbg.
The Freiburg Phenomenology Workshop 59
shaming picture than that of Husserl being compelled thus to hail Hitler, but
there seems to be no record that he was ever seen to do it. On September 15,
1935, the Nuremberg Laws on Citizenship were decreed. Article 2 (1) stated:
A citizen of the Reich may be only one who is of German or kindred blood,
and who, through his behavior, shows that he is both desirous and personally
t to serve loyally the German people and the Reich. This was followed on
November 14 by the Supplementary Decree on Race, article 4 (1): A Jew
cannot be a citizen of the Reich. The 1933 exclusions were now to be
applied without exception. Under this new exhibition of facist racism, Husserl
contemplated abandoning Freiburg and Germany, perhaps even returning to
the land of his birth, no longer part of the Austro-Hungarian Empire as it was
when he was born seventy-six years earlier but now simply Czechoslovakia;
Prague, indeed, had much to offer. Yet he stayed, perhaps because he was in
the middle of a fever of productivity and could not afford the total disruption
that uprooting himself from Freiburg would cause. As of January 15, 1936,
Husserls right as emeritus to teach at the University of Freiburg was ofcially
annulled, and as of the summer semester of that same year his name was
stricken from the roll of faculty members. By the end of 1936 Husserls son,
Gerhart, and his son-in-law, Jacob Rosenberg, Elisabeths husband, had gone
to the United States, soon to be followed by their families. We old ones
remain behind alone, Husserl remarked to Ingarden; how we envy the chil-
dren, even though they have to start in humble state all over again.
These were the circumstances in which Husserl wrote what are now known
as the Crisis-texts. They took shape in the spring of 1935 as, starting from
the 1934 writings for Prague, he worked eight to nine hours a day, in a
veritable paroxysm of work, as he himself put it in a letter to Albrecht. But he
had no choice. I cannot simply repeat old ideas and just put them together in a
higher-level textbook-like treatise; . . . I am drafting a substantially deeper train
of historical-philosophical thinking, but I dont want to stop with that. . . . I
want to work out a fundamental text on the phenomenological reduction
based on my many investigations of it, and thus prove to myself and to the
world that I do not by far belong to the past. At this time, too, in the few
weeks before the Vienna trip, Husserl reread Finks Kant-Studien article, nd-
ing it still of value to him. And Fink helped more directly as well. For
example, for the Vienna lecture Fink apparently expanded Husserls original
shorthand manuscript text by about a third, while Husserl in turn introduced
further changes into Finks revisional typescript. Then just before Husserl
left for Vienna, Fink sent him a one-page proposal for the closing of the lecture,
which Husserl in fact included in the actual lecture, although he spoke in part
extemporaneously, not feeling that the text he had brought with him dealt
adequately with the main points. Subsequently, on July 13, 1935, as Husserl
was preparing the Prague lectures, Fink gave him a six-page typed draft of a se-
quence of ideas entitled History as a Philosophical Problem. On Au-
gust 14, Fink brought yet another short proposal for the Prague lectures,
conceived as a set of three lectures under the general title The Problem of
Humanity.
What Husserl was doing, however, was more than just preparing a couple of
lectures for one city; he was following the unfolding dynamic of the philosoph-
ical consolidation he had been hoping for. On June 19 he wrote to Cairns that
he was working passionately now on the lecturethe one I gave in Vienna,
really a full double lecture . . . [and] the manuscript gets bigger and bigger! . . .
My old head is all taken up now in historical-philosophical meditations, really
a further level in concretizing the whole of phenomenology, whereby ultimate
matters, the anticipated teleology and the marginal problems, only now being
touched upon, are coming into grasp. I really would like to make the phenom-
enological reduction the main presentation, and proceed from there to work
out the true system of meditations (instead of the Paris lectures). Were think-
ing of having the Vienna lecture lead the way as the introduction.
The Prague lectures in mid-Novembera portion of this ferment of think-
ingwere a triumph; and after recuperating from a totally exhausting frenzy
of activity during the days there, Husserl took up again the task of putting this
material in a form suitable for publication. Before the end of January 1936
Husserl sent off the rst half (parts I and II as now published) to the editor of
Philosophia, Arthur Liebert, and then began work on the second half (which
would eventually turn into parts IIIA and B in the Husserliana text). Liebert,
however, had to wait impatiently while Husserl developed his ideas ever fur-
ther, and the remaining half swelled to ever increasing size. In late February
Husserl wrote to his son, It has become a major work, and I am not yet quite
nished. . . . I almost think that it is the most important writing of my life, one
that reaches the greatest depth. But there were interruptions. Landgrebe
came in late January to work further with Fink on ordering Husserls manu-
scripts. Then, far more seriously, Husserl contracted pleurisy in March, and he
could not work for almost two months. In mid-April Husserl went to
Rapallo on the Italian Riviera east of Genoa to convalesce, from where he
wrote to Fink: I cannot recall on my annual holiday trips having ever had so
absolutely thinking-free an eight days as these last have been. Yet he did not
like being idle; and he wondered how after his complete exhaustion he could
concentrate his energies again for the work that awaited completion. Hus-
serl returned to Freiburg apparently well again; but he had little more than a
year before the same serious illness would recur, from which, that next time,
he would not recover.
The composition process for the Crisis-texts is not easy to establish
denitively, although much about it has now been painstakingly pieced
together. The proof sheets for parts I and II reached Husserl in early Sep-
tember 1936; but rather than simply checking them for accuracy he made
signicant changes and additions, most importantly the entirely new ten-part
section on Galileo (Hua 9). The whole thing was then typeset again and sent
back by the end of September. Then even though the second proof sheets
were in turn signicantly modied when Husserl went through them in mid-
December, this rst installment (parts I and II) was nally done and run off by
early January 1937. In the meantime, Husserls work on the second install-
ment (part III) had produced a full-scale typescript that he sent as well to the
editor of Philosophia, only to request immediately afterward that it be re-
turned. It was not quite ready to be published, it needed a Conclusion and
drastic modications. The sketch of it that he gave to Ingarden in a letter
of December 31, 1936, shows that he meant to keep to the plan of the type-
script (followed in the Husserlian edition), but it was by no means ready.
Another years worth of work! he exclaimed.
The second half of 1936 and the rst half of 1937 thus saw Husserl nishing
parts I and II, and working steadily on part III against both disruptions
and disappointments. In the late months of 1936, for example, an invitation
by mile Brhier, president of the International Philosophical Congress sched-
uled for Paris from August 1 to 6, 1937, had pressed Husserl to participate in a
place of honor; for the congress was to be devoted to Descartes. But it was
only many months later, on June 8, 1937, after repeated requests on Husserls
part, that the Imperial and Prussian Ministry for Science, Education, and the
Formation of the People sent notice that permission to participate was de-
nied. Once again, the contrast between oppression in Germany and the
honors Husserl received from beyond his own country stood out starkly.
Another example: In February 1936 Husserl had received an invitation to
become a member of the governing committee of the Institut de Coopration
Philosophique Internationale at Pontigny, also in France, and he wished to be
able to attend the meeting of the committee scheduled for the summer of 1937.
This request never was acted on; it was left to languish. Finally, at the end of
June 1937, for racial reasons, Husserl had to move from his apartment on
Lorettostrae 40, on the south side of the city, where he had lived ever since
arriving in Freiburg twenty years earlier, to Schneckstrae 6, on the east side
of the city. He went up into the Black Forest for two weeks, to Breitnau,
while Malvine took care of the move. Unfortunately, owing to bad weather
Husserl caught a severe cold. Then, not long after returning from Breitnau
into his new residence, he had a severe fall and had to take to his bed. That,
however, soon led to a recurrence of the pleurisy he had contracted the year
before, so that it was only intermittently that he could do much. For all
practical purposes work on the Crisis-texts was at an end; it would remain a
work one could only read unnished.
What Fink contributed to the writing of the Crisis-texts, now, can only be
determined within certain limits. To begin with, there is the question of sub-
stantive conceptual contribution. This is a matter needing considerable com-
parison of Husserls work before his retirement with that done after, together
with a study of Finks own notes as well as the drafts of ideas he prepared for
Husserl. The interpretation that would result could be denite in some re-
spects, tentative in others, and a matter of argument throughout. In fact, one
260. On July 15, 1936, Husserl had been named a Corresponding Fellow of the British
Academy. See the letters from the British Academy to Husserl (Bw VIII, p. 9) and Hus-
serls letter informing the Rektor at Freiburg of the honor (Bw VIII, p. 199).
261. A statement from the Rektors ofce at Freiburg dated May 14, 1937, reminding
the national ministry of Husserls requests for Paris and Pontigny, observes that a deci-
sion on these applications has not yet come in. (Document in the Personalakten: E. Hus-
serl, UAFbg.) Three weeks later the ministry acted on the Paris request, negatively, while
ignoring the matter of Pontigny. See Husserls ofcial letter of request for the Pontigny
conference in Bw VIII, p. 200.
262. Sister Adelgundis Jaegerschmidt, O.S.B., a close family friend, mentions racial
reasons as necessitating the move, but does not specify what they were, in her memoir
Conversations with Edmund Husserl, 19301938, translated by Marcus Brainard, in
The New Yearbook for Phenomenology and Phenomenological Philosophy, 1, edited by
Burt Hopkins and Steven Crowell (Seattle: Noesis Press, 2001), p. 343.
263. See HChr, pp. 48687.
264. HChr, p. 487.
64 The Freiburg Phenomenology Workshop
of the aims of the present work as a whole is to offer some basis for this needed
interpretation, although more is needed than can be given here. Neverthe-
less, some proposals will be made specically with respect to the Crisis-texts
in chapters 4, 6, and 7 below. Apart from that, from the standpoint of the
documents themselves, Finks most visible contribution was his typing out of
the text from Husserls original shorthand working manuscripts. This, how-
ever, introduces its own uncertainty, namely, the extent to which Fink revised
and amplied Husserls originals in the course of his typing, a responsibility
with which in fact he was charged precisely as Husserls collaborator. Only
some of the originals for parts I and II have been found in the Husserl Ar-
chives, used as notepaper for further reection writing on Husserls part. The
originals for part III have not been found at all. The fact that Fink had
expanded the Vienna lecture when typing it suggests, however, that he would
have done the sameand would have been expected to do sofor these
Crisis-texts; but whereas in the former case this can be determined precisely
by comparing the typescript with Husserls stenographic originals, in the pres-
ent instance it cannot be determined from the documentation in any substan-
tive measure. This makes it particularly important, therefore, on the one hand,
to learn as much as possible of the thinking that Fink brought to, and pursued
during, his work with Husserl and, on the other, to realize just what the work
of an assistant and, more, a genuine collaborator really was. Something fur-
ther must be said about this now.
We have seen Husserl in his 1934 letter to Fink making explicit reference to
the distinction between individual research manuscript studies and their fur-
ther elaboration in such a way as to form a systematic, integrated whole. We
have also seen how the latter work was very much an important part of Finks
task with Husserl, although it was not his only charge; and Husserl himself
accomplished some of the same task when in the grip of consolidating inspira-
tion, as, for example, in the writing of the Crisis-texts. It is also eminently
clear that many of the things Fink produced for Husserl, both the typed drafts
of ideas as well as the proposals represented in his personal notes, were pre-
cisely sketches for systematic, integrative conceptions. Thus we have, earlier,
both Finks dramatic 1930 comprehensive Layout (see section 1.3 above)
and his plan for the revision of the Cartesian Meditations as a series of
seven Meditations. For the Crisis project he had drafted proposals for
the overall plan as well as for its continuation beyond the stage reached by
mid-1937 (i.e., part III), and the proposals for the Prague and Vienna lec-
tures were mentioned a little earlier. None of this was unusual practice on
Husserls part, to permit, and expect, his assistants to work up his manuscripts
into more coherent and systematic statements. Edith Stein did just this when
she was Husserls assistant nearly twenty years earlier, as did Landgrebe,
although Heidegger apparently did not. Fink, however, worked in this capac-
ity more continuously and more comprehensively than Husserls previous
assistantsespecially in having a clear systematic grasp even if no n-
ished product fully displaying that collaboration with Husserl ever reached
publication.
All in all, the circumstances leading up to and the situation of the produc-
tion of the Crisis-texts necessitate our taking these texts as representing this
very collaboration, even if, unlike the aborted revision of the Cartesian Medi-
tations (now available in VI.CM/12), this collaboration is not visible in
such direct documentation. The problem is, therefore, to understand how that
collaboration is substantively there, despite the less direct documentation.
The discussion to come here will point to the elements of that substantive
collaboration.
At the same time, despite the fact that working for and with Husserl took a
great amount of time, especially in view of the signicant dependency on Fink
that Husserl had developed, Fink had other things he wished to do and was in
fact doing right in these years of Husserls nal effort on the Crisis-texts.
Fink, for example, had written and delivered his lecture on Husserls phenom-
enology and Kant in Dessau and Bernburg in early December 1935, a paper
that very much represents his orientation in phenomenologyin terms of an
ontological interpretation, and even an ontogonic metaphysics, one of the
features of the dimension of the speculative in phenomenology. Husserl
had read and annotated this paper, though minimally and without taking
exception to it, which, as we saw earlier regarding Finks work on the time-
project, was something Husserl was now exceedingly loath to do. What be-
comes clear when Finks notes are taken into account along with the typescript
materials he produced for Husserl is that, while faithful to Husserl to the end
both personally and in continuing the dynamic thrust of Husserls philosophy,
Fink did not see himself to be a Husserlian, i.e., a disciple who did philosophy
by rigorously applying some set of formulaic principles, by, as it were, adopt-
ing and following a compendium of positive doctrines.
This will become clear in later chapters, yet some concrete indication of this
independence has to be at least mentioned here; it was an integral part of
Finks work with Husserl. For example, in his personal notes Fink lists from
time to time what he had to work on for a particular year. Thus in 1934 the
sequel to his dissertation, Presentication and Image II, stands at the head
of the list; but then he sketches out some other things to work on at the
same time:
276. ND, p. 43. Later chapters will treat the nature of this speculative dimension.
277. Z-XIV II/1ab, EFM 2.
The Freiburg Phenomenology Workshop 67
ber 5 Fink gives a provocative adaptation of the title of Hegels famous early
work on Fichte and Schelling. (Each of these will gure importantly in subse-
quent chapters here.) For 1935 Fink lists no less than fourteen items on a list of
plans, including all those in the 1934 list, but now putting in the rst place the
time-project in its two parts. Finally, and more self-revealing, in a note from
early 1936 Fink, rather than speaking of projects and planned studies, writes
as follows:
What has become manifest in my 30th year as to the philosophy that may
perhaps lie in my life is
1. the metaphysics of play;
2. the idea of transcendental philosophy as questioning beyond being
into the space in which transcendental relations are at play;
3. ontology and philosophy of reection in exposure to critical light
(distance from Husserl and Heidegger);
4. the concept of the nature of philosophy as taking possession of oneself
(seeking ones home, and experimental existence).
These are only hints, and what is hinted at is not what one would think of
as orthodox Husserlian themes. Moreover, as the earlier portions of the
booklet from which this list is taken show, one important philosopher with
whom Fink here is rethinking his critical understanding of phenomenology is
that early companion of Finks philosophical education, Nietzsche; and when
Nietzsches thinking is appreciated for suggesting issues that need to be
raised in assessing and reconceiving what phenomenology may fundamentally
be, then one knows the philosophic power at work is not to be identied
exclusively with Husserl the individual. There are clear antecedents here to
what will become Finks thinking in the decades after the war, especially as
seen in the books by which he would then be best known, the book on Nietz-
sche and that on play. Nevertheless, while any discussion of Finks devel-
opment after 1945 is not the aim of this book, treatment of the antecedents
of that development is indeed necessary here precisely because they would
organically emerge within the work he was doing with Husserl. That, how-
ever, is to come in the chapters to follow. Here we must conclude the narrative
of the years of Husserls life when Fink was working with him, now coming to
an end.
present place. Ive made many mistakes, but it can still all turn out well (Feb-
ruary 12). Philosophy has to be built up all over again from the beginning
(February 13). Im swimming in the River of Lethe and have no thoughts
(February 12). Once or twice in February he even talked of Americato the
doctor, In America they dont yet see the bigger problems, and to his
daughter, Elli, about perhaps going there if he recovered.
Landgrebe managed to come from Prague once to see him, and Husserl was
able to talk well with him, but some of Husserls clearest and longest
stretches of mental vigor were his conversations with Fink. On February 3
Fink came to see him: I only want to see you briey. And Husserl replied: It
means a lot for me just to see you. The conversation lasted ten minutes, lucid
and forceful, as if a bequest, and Fink was totally shaken. Earlier that same
day, at different moments, Husserl had said of him: The greatest phenome-
non of phenomenology for me is Fink. And: In twenty years Fink will be a
great man; My life is unintelligible. Perhaps you can explain it with Fink.
In the very last weeks Finks presence was still a stimulus to Husserl to try
doing philosophy, even when he would pass most of the day in a confused
state; and it would be lucid and proper philosophizing, not just feeling-laden
ruminations. I am very grateful to you, I shall never leave you, he said to
Fink once, in earnest friendliness, a scant month before he died. It is no
wonder that Fink hoped against reality that Husserl would recover. After one
of these last lucid philosophical conversations with Husserl, Fink revealed to
Elli on a walk on the castle hill overlooking Freiburg behind Husserls apart-
mentas once he would have so regularly gone with her fatherthat, given
that Husserl showed not the slightest lessening of mental clarity, Fink still
believed that Husserl could recover, despite the startling frailty that now held
286. From Elisabeth Husserl Rosenberg, Aufzeichnungen aus Gesprchen mit Ed-
mund Husserl whrend seiner letzten Krankheit im Jahre 1938, in the Husserl Archives,
copy in the Fink Nachlass.
287. Aufzeichnungen, entry for February 8.
288. Aufzeichnungen, entry for February 15. Elli, who had left her family in the
United States to come to Freiburg, had to leave before her fathers death.
289. Aufzeichnungen, entry for February 13.
290. Aufzeichnungen, entry for February 3.
291. Letters of Elisabeth to her husband, March 13, 1938; also to Elsbeth Jensen,
March 10, 1938. Elsbeth Jensen and her family were close friends of the Husserl family;
she was the sister of the well-known classical philologist Karl Reinhardt, who had studied
with Husserl in Gttingen. (Letters in the Husserl Archives.)
292. Aufzeichnungen, entry for March 16.
70 The Freiburg Phenomenology Workshop
the old philosopher. It was clear to Elli that Fink had a hard time indeed facing
up to the loss that from all signs was inevitable. And when that death came,
Fink earned scornful remarks from Malvine because of the seeming break-
down of his interior stamina and dependability.
Yet Fink was not so undone as Malvine may have thought. His eulogy at
Husserls cremation is a moving testimony to the man who had stirred him so
deeply philosophically, and events were coming that would demonstrate
resources of energy and determination enough on his part. His loyalty to
Husserl would hold, and his endeavor to ensure the philosophical relevance
of Husserls work would hold, even if that endeavor would have an unor-
thodox character. Details of that, however, lie in the chapters ahead.
Husserl died as he lived, peaceful and clear, without bitter thoughts. I think
he considered his mission completed. So recounts one of Husserls faithful
Freiburg friends, Martina Stieler. Even his funeral I felt to be harmonious,
since the only participants present were those who had known him not only
for his philosophy, but as a man. Those present that April 29, besides Mal-
vine and Fink, and the minister who held the service, were few indeed: Pro-
fessor of Economics Walter Eucken and his wife, Edith, Professor of History
Gerhart Ritter, Professor of Philosophy and Pedagogy Georg Stieler and
his wife, Martina (just cited), and the two nuns who had cared for Husserl in
his illness, Sister Klara Immisch and Sister Adelgundis Jaegerschmidt. None
293. Letter from Elisabeth Husserl Rosenberg to her husband, March 13, 1938 (in
the Husserl Archives.). She also mentions Finks disinclination to accept Husserls com-
ing death owing to the fact that the second part of the treatise would still have to
be written, would really have to be. This must refer to the Crisis writings, but it is
not named.
294. Lackadaisical, she says to Elli in a letter of June 2, 1938, slovenly and unreli-
able, October 23, 1938, and an unreliable sheep, May 19, 1939. Not long after she
would again have complimentary things to say, but the fact remains that Fink was not in
her eyes as stalwart during those difcult months as she thought he should have been.
(Letters in the Husserl Archives, not in BW.)
295. Totenrede auf Edmund Husserl, in M-III, No. 1, EFM 3, Abschn. 2.
296. Erinnerungen an Geheimrat Husserl (c. 1959), mimeograph narrative in the
possession of the family of Professor Ferdinand Graf, p. 12. The next few items of infor-
mation here come from this document as well. See also the memoir by Sister Adelgundis
Jaegerschmidt, Conversations with Edmund Husserl, pp. 34550.
297. Eucken and Ritter, both prominent members of the Freiburger Kreis of re-
sistance to National Socialist policies in Freiburg, would play important parts also in
postwar restoration, especially in the University of Freiburg. Both were also staunch
opponents of Heidegger. See MH-Ott/e, passim.
The Freiburg Phenomenology Workshop 71
other; and no spy showed up, Martina Stieler adds, only familiar faces. But
war was near.
Six weeks earlier, on March 12, 1938, Austria had been annexed by Hitler:
Austria is a state of the German Reich, the ofcial proclamation read,
even if the plebiscite conrming the move would not come until April 10. On
September 29 the Munich agreement was signed, and parts of Czechoslovakia
passed into that same new German empire. In March 1939 German troops
marched into Prague, and, after its brief twenty years of life, Czechoslovakia
in effect disappeared. On November 9 and 10, 1938, had come the Night of
Crystal, as it was euphemistically termed, the pillaging of Jewish establish-
ments and the brutalizing of Jewish residents throughout Germany. Finally, on
September 1, 1939, Hitler invaded Poland, and World War II began. Husserl
himself was spared all this, but those who survived him and held his legacy
were not. What recourse was there for them now?
Only outside Germany could there be any hope, even if that would prove
short-lived. The general lines of the story are well known, how the Belgian
Franciscan, Father Herman Leo Van Breda came to Freiburg in late August
1938, to inquire into materials for his doctoral work, and ended up negotiat-
ing for the transfer of the entire Husserlian Nachlass to Louvain and the rescue
of Malvine Husserl; how Fink emigrated from Freiburg and Landgrebe
from Prague to join together in Louvain in hopes of pursuing there a career in
philosophy and to work on Husserls manuscriptshopes cut short by the
German invasion of Belgium on May 10, 1940. The continuum of thinking in
the phenomenology that Husserl had begun decades earlier had already been
cut clean through in Germany; now it was entirely gone there. In its new home
of exile in Louvain it was now taken underground. It would not be totally
suppressed, but it would be strained and diminished, and it would be changed.
That, however, is a story to be taken up briey in chapter 10. It is time to end
our effort here to reconstitute some of the features and esh of the human sub-
stance that was the life of phenomenology in the last years of Husserls doing
of philosophy with Fink at his side. This phenomenology, though an enterprise
that marked so strongly the rst half of the twentieth century, became in the
298. Article 1 of the Law for the Promulgation of Anschluss, in Snyder, Hitlers Third
Reich, p. 280.
299. See Van Breda, Le sauvetage de lhritage husserlien et la fondation des Archives-
Husserl, in Husserl et la pense moderne, Actes du deuxime Colloque International de
Phnomnologie, Krefeld, 13 Novembre 1956, ed. H. L. van Breda and J. Taminiaux,
Phaenomenologica 2 (The Hague: Martinus Nijhoff, 1959), pp. 142.
72 The Freiburg Phenomenology Workshop
second half rather uncharacteristic; it had tried too purely, and too paradoxi-
cally, to move in the human beyond the human, whereas today the human that
remains all-too-human (and sometimes remains less) perhaps has the greater
draw. Reactions like this, however, had already been felt in the very years that
we have just been reviewing.
In 1934, as the circle of oppression was closing tighter around Husserl and
Fink even while recognition of them owered beyond Germany, one of those
who had heard Husserl in Strasbourg in that distant 1929 day of triumph,
Abb mile Baudin, had written to Fink in response to Finks having sent him
a copy of his article What Does Husserls Phenomenology Want to Do?
Baudin had found Finks essay very helpful, but he had also found it difcult.
Despite his admiration for phenomenology as he saw Fink expound it, he had
to confess that he felt himself to be still too much someone captivated by the
world [Weitbefangener], someone who recoiled from the expedition into
the Sahara of phenomenology, into the light and the emptiness in which one
discovers so naked a self [Selbst]. Such indeed had seemed the challenge of
Husserls Denkweg, and such is what we must now try to understand better as
Fink, his closest companion in search of human tracks through the forbidding,
seeming emptiness of the absolute, took up that quest with him.
300. Letter from May 20, 1934, in the Fink Nachlass. Baudin uses the two German
words given here in his otherwise all-French letter. In his remarks he mingles Finks use of
the image of Platos cave with this metaphor of the Sahara, the land of the absolute of
light and exposedness. See Husserls remarks on these metaphors in his letter to Baudin,
May 26/June 8, 1934, in Bw VII, pp. 1617. See also Husserls part in Finks composition
of the essay as revealed by the manuscripts published in EFM 2, Beil. I to Z-XIII.
2
Orientation I:
Phenomenology Beyond the Preliminary
Naturally you can absorb only what you have worked out for your-
self, what you have most deeply made your own; and a living soul can
rethink the thoughts of others only by thinking for itself and thus carry-
ing thought further.
Husserl to Metzger, September 4, 1919
There are errors into which the author himself lapses much more easily
than the younger people who follow him. Manners of thinking whose
irrationality he has exposed no longer do not come to be for them habits
of thought, while in him, by contrast, they are still operative as incul-
cated dispositionsdispositions to relapses.
Husserl, Draft of a Preface to Logical Investigations, 1913
73
74 Phenomenology Beyond the Preliminary
only now had he nally reached the state of being a true beginner. But Hus-
serls beginning in this late and nal period of his life was nevertheless not
that of the rank beginner; it was rather a beginning radically renewed, a
beginning undertaken again out of a profound and critical realization of what
the beginning as it had been announced programmatically in his earlier pub-
lications actually demanded. In the living teaching of Husserl the philosopher,
this is what Fink caught in the words of the lectures and seminars, and what he
began practicing as he came into direct contact with Husserl the thinker him-
self. In his Political History of My Scientic Career Fink makes a point of
mentioning, as a characteristic of Husserls philosophical integrity, the tena-
cious and steadfast persistence of questioning and searching, the uncondi-
tioned disregard for any of the positions that one might oneself have already
reached. This may not be so manifest in the texts of Husserls lectures as we
are able to read them now, and certainly not in any one of his writings or
manuscripts taken on its own; but when any such material is seen as being one
of many attempts to rework and rethink some same issue, i.e., when it is
placed back in the context of Husserls everyday manner of workingthe
seemingly endless writing and rewriting of his research thinking-textsthen it
is not the ascertainable idea-content of the text(s) as such that takes on fore-
most importance but rather that which drives this continual rethinking, this
repeatedly, radically renewed beginning.
This, now, is the force that one can see operating in Finks own notes even
from his earliest contact with Husserl, that is, both in his notes from Husserls
courses and seminars and, with more pronounced effect, in the notes in which
he sketches out his own reections. By conjoining these notes with the nished
(or seminished) pieces he producedfor example, his dissertation of 1929,
Presentication and Imageone comes to see that Finks beginning in phe-
nomenology took place within a dynamic of thinking well past adherence to the
preliminary stage that most of us, with considerable navet, tend to take to be
fundamental and virtually nal. Fink began phenomenology at the level of the re-
alization of how relentlessly, transformatively radical in principle the ideas were
with which Husserl began his program, in particular, the idea of the reduction.
October Husserl, though now retired and with his successor, Heidegger, giv-
ing his own rst lectures as holder of the chair that Husserl had passed on to
him, began a course on the phenomenology of empathy [Einfhlung]. As
usual Husserl also conducted seminar discussions on the topic at the same
time. In one of the early sessions of this seminar (which, together with the
course, Husserl soon discontinued) Fink noted down the following point:
Phenomenological method as a circle, as the constant overhauling of itself,
this ontic bearing back upon itself is based in the antecedency of the ontic over
the action of knowing, in the historicity of the phenomenological situation.
There is no assurance that these are exactly Husserls words rather than a
rephrasing according to Finks own understanding. Indeed, the way the term
situation is used corresponds to that in 5 of Finks dissertation, The Situa-
tion of the Reduction. The whole context, however, indicates that Fink took
the point just cited to be Husserls point, not simply his own; and it is this
point that in fact becomes one of the key ideas of the Introduction with
which Fink opens his 1929 dissertation.
The idea of phenomenological method as the constant return upon both
initiating and ongoing operations to clear away the presuppositions and na-
vet that must unavoidably accompany ones initiating endeavors in a new
enterprise is an old idea in Husserls thinking; it is the famous zigzag spoken
of in the Introduction to volume 2 of his Logical Investigations (6), and a
point Husserl would regularly mention both in published works (e.g., Ideas I,
65) and in his lectures. At the same time, however, this general principle of
self-correction takes on a more specic form when Husserl repeats the point in
his lectures on the theory of the phenomenological reduction in the winter
semester 19231924. As we enter phenomenology via the reduction, Husserl
explains, we may well in principle aim to set aside the viewpoint of children
of the world, no longer simply following natural knowledge in all its dog-
matic and natural forms; but there can also be a transcendental navet
parallel to natural navetwhich, however, now receives a special mean-
ing. . . . What is naive in this second sense is . . . the cognition carried out on the
basis of transcendental subjectivity, so long as this cognition too is not submit-
10. Hua VIII, pp. 16971, emphasis Husserls. This course (19231924) was taught
before Fink came to Freiburg, but Landgrebe had made a transcription of it by the
summer of 1924. (See Textkritische Anmerkungen, Hua VIII, p. 511.) Eventually Fink
read this text (along with all of Husserls manuscript writings), but perhaps not this early.
Boehm reports that Husserl did not make it available to anyone (Einleitung, p. xii).
Nevertheless, by the time Fink wrote his dissertation he had very likely read this text, and
others. The point is, however, that the principle of critical return was already well in place
in Husserls program.
11. Hua VIII, pp. 47778, emphasis all Husserls.
78 Phenomenology Beyond the Preliminary
13. VB/I, p. 10, note 1. Fink does not specify which manuscripts, but we may presume
they are at least some of those in Hua VIII.
14. VB/I, p. 16. See also pp. 1314.
80 Phenomenology Beyond the Preliminary
its classic presentation in Ideas I takes its clues, its starting points for investiga-
tion, from objects, that is, from already nished and given unities of inten-
tional focus. Husserls initial ndings, then, are formulated in terms precisely
of the distinction basic to the presentation of an object, the noetic-noematic
distinction. This is also the approach that would govern the way one starts to
inquire into presentication and image, namely, by specifying the noet-
ically determined noematic character that objects respectively have when
presentied or when imagic. But Fink then asks: With the transforma-
tion of the world into noematic phenomenon is the guarantee already secured
that the noematic objective senses to which all constitutive clarication is
oriented are already suitably determined? And he answers, Clearly not.
The orientation to objects that typies phenomenologys beginning has been
drawn from the base in naive, pre-reduction experience as that base is repre-
sented in the tradition-given epistemological schema of subject-object. But
making use of the concept of noema because ones study begins by focusing on
objects, and thereby laying out the eld of phenomenological description in
terms of objects as noematic, do not ipso facto already make clear what the
condition of being noematic really means. A further stage of one kind or
another is needed to investigate the constitutive sense of the noematic as such.
Until then, the noetic-noematic study of presentication and image will
remain preliminary. (Thus, part of Finks treatment of image was eventually
to take up, at least in some measure, this question of noematic sense, but this
had not yet been done.)
Temporality gures into the study of any phenomena of conscious life, such
as presentication and image, by virtue of the fact that all such phenomena
transpire in time. But presentication in particular involves temporality more
deeply as well; it is temporal as trading in temporality, so to speak. It makes
present what no longer really is; it presents what once was, what is yet to be, or
what only may be. Unless temporality, then, is itself claried, the dissertation
study of presentication must remain preliminary. And, indeed, in a com-
prehensive analysis of constitution, the status of presentication turns out to be
simply that of a starting point for the investigation that would go beyond it. So
it is that Finks dissertation was originally to include a second part that would
deal specically with temporality, that would provide a constitutive-temporal
interpretation of presentication and image. But, again, this part had not
been worked out by the time the dissertation was submitted for the degree.
15. VB/I, pp. 1718. See also Finks remarks on noematization on pp. 1213.
16. See VB/I, p. 18.
17. VB/I, p. 19.
Phenomenology Beyond the Preliminary 81
23. Z-I 64ab, EFM 1. See also Z-I 123a (also CM6, pp. 6162) and Z-VI 30ab (also
in EFM 1). Finks considerations here are direct background to the approach he takes in
his revision of Husserls Fifth Cartesian Meditation, in CM.VI/2, pp. 23975. On the
mortality of the empirical, the mundane I in contrast to the irrelevance of death for the
transcendental I, see one example of Husserls treatment in Hua XI, Beil. VIII, section 10,
pp. 37781.
84 Phenomenology Beyond the Preliminary
only one who, learning phenomenology from Husserl, recognized the essential
place of self-critique within it. Heidegger too grasped the import of this meth-
odological issue, and he brought it explicitly into the foreground in the book
that helped place him in the very chair that Husserl had made famous in
phenomenology. Being and Time was published in early 1927, and Fink read it
in the summer of that same year. There can be no doubt that in this seminal
work, which Fink at this point had every reason to consider a contribution to
phenomenologys program, he grasped the signicance of Heideggers meth-
odological discussions in 2, 7, 32, 45, and especially 61 and 63. Set in
the midst of what was itself a manifest reorienting of phenomenology, these
paragraphs indicated the way of doing phenomenology was a redoing of it,
that is, that it progressed by reworking fundamental ndings in view of the
openings to more radical meaning that critical notice of presuppositional con-
ceptuality could disclose against the latters occlusion.
Normally these paragraphs in Being and Time are read as initiating some-
thing quite new, a hermeneutic phenomenology in contradistinction to the
directly intuitive Husserlian kind. But the matter is not so simple as that. The
distinctive focus that Being and Time takes for its phenomenology puts a
special stamp on its method, or, one could also say, on its adaptation of
Husserlian method. To begin with, the character of the method as Heidegger
presents its structure is directly dependent upon the unique status of the mean-
ing of being, as the opening paragraph, 1, forcefully announces. Being as
such cannot in principle be set within the parameters of entitative determina-
tion, so that determination by genus and denition cannot characterize the
conceptuality for being as such. The strategy of Being and Time, then, is to
approach the meaning of being as such by way of an explication of the struc-
ture of one particular kind of being, namely, that being named Dasein, but it
must be the explication of the structure of precisely this beings being, not of
the specics of its entitative property determinations. But to explicate the
being [das Sein] of Dasein means to explicate its ways of being rather than
its constituent whats, that is, its So-sein rather than its entitative property
determinations. The essence of this being, its Was-sein, must be conceived
of precisely in terms primarily of its Seinand, Heidegger remarks in cau-
tion, insofar as one can speak of it at all. What is unusual, then, is that the
ways of being of Dasein will have to be positive determinations, yet not
categories of property content; they must remainas much as possible
structural particularities of this beings being and therefore, since this be-
ings being receives the technical designation existence [Existenz], they are
termed existentials. The existential articulation of the So- of this beings
being accordingly displaces any Was- that might pertain to it, even if the
positive structural determinations of So-sein mimic the way Was-sein is
conceptually articulated (e.g., analogously to a pattern of the more general
genus: existentialand the more specicspecies: being-in). The effect
of all this is, now, that these existential conceptual determinations remain
strictly formal, i.e., determinations of form-ways of being, not of property
whats. Later (in chapter 7, in particular 7.2.1) we shall see more specically
what requires them to remain formal.
This gives a special relevance to Heideggers characterization of the method
followed in Being and Time as determined by Daseins hermeneutical situa-
tion. Lodged within this situation itself, an investigation of the sort that
Being and Time isthat is, inasmuch as it is phenomenologicalcan only
begin if it can set some determination of what is to be investigated, with some
anticipation of the special way the investigandum will be inquired into. But
this means that the conceptualization of that which is to be investigated can-
not be considered already to settle denitively what the investigation is sup-
posed to yield as results. That investigation-guiding conceptualization can
instead only indicate the investigandum in a formal way. Normally this
feature of anticipatory specication that the investigation itself, as it proceeds,
explicates by and in its ndings is what expositors focus on, although it
tends to be put as the way the ndings give further interpretation to what is
already rmly in hand. But this way of understanding it fails to take seriously
the import of designating the anticipatory conceptualization as formal and
as an indication, as if, rather than suggesting the minimum of material
determination needed for the guidance of the investigation, formal indica-
tion has already done the job of providing the perhaps sketchy but nonethe-
less true determination in its essentialsin seeming disregard of the way the
explication will certainly not have been accomplished in a single trajectory
of inquiry moving directly and with little complication from anticipation to
nal investigational results.
To understand formal indication as in fact a feature of genuine inves-
tigation, by which investigation the thing itself [die Sache selbst] under
26. Heideggers inquiry into the ontological structure of Dasein certainly did not get
done in one go, as the lecture courses preceding the publication of Being and Time
demonstrate. See Theodore Kisiel, The Genesis of Heideggers Being and Time (Berkeley:
University of California Press, 1993). His method is that of continual overhauling,
writes Fink of Heidegger in late 1928 or early 1929 (U-IV 49; EFM 1).
86 Phenomenology Beyond the Preliminary
investigation comes to its explication, to its Auslegung, has two effects. On the
one hand it brings Heideggers conception of formal indication into meth-
odological parallel to Husserls self-critical return of investigation upon the
matters already designated for looking into or already inquired into to some
extent; that is, it is parallel in form and function to Husserls zigzag move,
especially when this zigzag is revalued in its pattern by Husserls realization of
the manifold levels on which specic matters can be investigated. On the
other handand quite other than in Husserls handlingthe above under-
standing of formal indication allows compatibility with the unusual charac-
ter of conceptualization when it is being that is to be articulated in differentiat-
ing determinacy or, more specically, when it is existence, in Heideggers
sense, that is to be articulated. That is, the formal character of the designa-
tions for the structures of the being of Dasein is and must remain formal
precisely because of the very character of that kind of being; and if the den-
ing of the existentials is carried on perhaps too much in the manner of the
differentiation of property content, the formal character of the conceptualiza-
tion will guard against the conversion of existentials into essentials of a
materially entitative sort.
More will have to be said about the character and function of formal
indication in phenomenology, since it becomes a term that Fink admits freely
into his work as designating homologously the demand for moving from a
preliminary to a radically self-critical understanding in the program of phe-
nomenological investigation. More will also have to be seen of the problem-
atic status of inquiry into being in phenomenology and the way this changes
everything. For all this see chapter 7 (7.17.2.1, and 7.2.1.1). The point now is
to recognize that Fink saw Heideggers work as opening dimensions of self-
critique that methodologically were solidly legitimate for phenomenology
even if, and even precisely in that, they moved beyond the measure of self-
critique that Husserl deemed sufcient. In a word, Finks learning of phenome-
nologys program found self-questioning and self-critique as integral to the
work of investigation, and his own early practice in phenomenology was a
persistent questioning and critique.
Thus it was that everything led to Finks having to see that at the very core of
phenomenology was its operating in this circle of anticipatory conceptual
guidance, material inquiry, and self-critical return upon the whole enterprise,
upon initiating conceptual guides and anticipations as well as upon actual
investigations and their many-leveled results. This return and critique is also
what we see already in his notebooks from the time of the prize essay and the
dissertation; yet it was in the course of working on the Bernau editing that he
came to formulate the conception of that practice as key to the kind of system
Husserls phenomenology was.
Phenomenology Beyond the Preliminary 87
Fink understood that he could not simply attend to the analyzed particulars
of these Husserl manuscripts; they could only be explicated within the meth-
odology of progression intrinsic to phenomenology, namely, within the dy-
namic of theme-particularity and totality-structures, the dynamic of prelimi-
nariness and second-level interpretive critique. It was this that governed any
proper conception of how what phenomenology was achieving had a system-
atic structure. Husserl frequently spoke of the systematic character of phe-
nomenological work (as, for example, in the long passage from the 1923
1924 lectures quoted earlier), but the sense of this for him remained fairly
general in meaning more or less orderly completeness without any connota-
tion of rigid determinacy among components. Fink discerned, however, the
more specic, distinctive functional sense in which phenomenology was sys-
tematic, and he sketched out ways of expressing this as essential to introduc-
ing the edition in which Husserls most radical and fundamental investigations
were to be presented, those on time-consciousness and temporality.
The two note-texts that express this merit citation in full: With Husserl, his
system grows out of the individual analyses. The paradoxical situation, that
the concreteness of phenomenological philosophy lies in the manuscripts,
which, however, rst make possible the general systematic projections. On the
other hand, it is only in the light of these projections that the more comprehen-
sive relevance of the analyses can be seen. These systematic anticipatory per-
spectives guided things for Husserl. Work done following them sees itself
referred to presentations of universal scope. From the same set of notes,
here is the same thing said again in a slightly different way: The peculiarity of
Edmund Husserls way of working is that all systematic projections are not
constructions that precede concrete investigations, rather they develop in the
analyses. But that lled-out analyses are made possible also results in the
systematic projected design being broken open again, to gain thereby the char-
acteristic of mobility. This is a fundamental characteristic of phenomenol-
ogydespite all its rigor [it is an] open system. There are many ways in
see also CM6, pp. 78. See the statement of the zigzag principle in Crisis, 9 l, p. 58
(Hua VI, p. 59), there regarding the relation of origin to sense-tradition but striking in its
analogy to the present point.
31. Hua VIII, p. 478. See 2.1.
Phenomenology Beyond the Preliminary 89
views that come from the outside but contributions organically developed in
principle within the methodological systematics of phenomenology itself.
The character of our study is also therefore set. It is not a matter of compar-
ing and synthesizing, of cutting and pasting elements from the opinions held
by different individuals in order to produce some kind of comprehensive phe-
nomenological doctrine. Neither will some individualHusserl or Fink, or
Heideggerbe sanctioned as privileged in access to the truth. What we
shall be doing is instead to follow the way in which the dynamic process of the
system of phenomenology was working in and as the collaboration that
Fink was doing with Husserl, precisely as the endeavor to aim at die Sachen
selbst so as to bring them to fullest explication, beyond the limitations of
any pregiven or adopted framing, whether of tradition-given conceptuality or
of an individuals capacities and mental schemata and perspective. In other
words, we shall be following the working of the system itself in the main
writings at hand (Husserls and Finks); here we shall nd the individual phi-
losopher de-absolutized as a font of truth, even while we attend to the living
action of philosophizing and phenomenologizing, which, paradoxically, will
be actual only and always in and as a particular philosophers thinking. It is in
this sense that, before this study is over, we may nd that phenomenology may
systematically have to go farther than Husserl, or even develop differences
from Husserls assertions, and yet still belong to the phenomenology that
Husserl founded.
The integrated activation of the critique dimension necessary to phenome-
nologys working within Finks early study and writing has already been intro-
duced in the context of discussion with Husserl (2.2 above). It is time to return
to this and to take up the matter of the other question Fink posed to Husserl,
namely, regarding the methodological status of the noema-noesis correlation.
goes under the title temporality did not get considered. Nevertheless, de-
spite the fact that, when one would consider it, the noetic-noematic situation
would have to be somewhat qualied for that level, which Husserl went on to
explain, there is still an issue here regarding accession to the deeper lying
level that was not addressed in Husserls reply. At that level, in our attempt
to explicate ultimate temporality, necessarily conducted on the basis of our
experience of the time of our own human consciousness, the elements of time
are represented to us not in their actual ow but through retention, through
objectication; and reection upon thus retained/objectied elements of
temporal ow is carried on in noetic-noematic form. What we thematically
know and analyze may necessarily be set into this schema by our reection
upon it; but the question is whether the elements as themselves, in their inte-
gral native ow as ultimate temporality, function and relate structurally ac-
cording to that schema. The question is whether the way temporal structures
appear in reection, and the way the coinciding identity of reecting con-
sciousness and lived temporal ow reected upon is conceived and asserted,
namely, in terms of noetic-noematic distinction, is ultimate. Husserl asserts
that the thoroughgoing relativism of noesis and noema cancels itself out at
the ultimate level; but the question is, is it the relativism of the schemai.e.,
the subordination involved in the distinction of the two poles, one determin-
ing, the other determinedthat is canceled out, or the schema of distinction
itself that must be annulled?
This question Fink did not pose to Husserl in his discussion with him, but
Finks work shows that he took it with full seriousness as something that needed
to be pursued; it did not stand as something already settled. We have seen this
indicated in the Introduction to the dissertation, but in his notes Fink
makes the point far more explicitly: What are the intentions of the disserta-
tion? (1) Loosening up the rigid concept of the noetic-noematic correlation.
(2) Determining the kind of being transcendental consciousness has. (3) Strug-
gle against rationalism. Not reason, but time is the essence of human being [des
menschlichen Daseins]. Further, the struggle against the presentialism of Hus-
serls analytic of time. Each point is the requestioning of an element that
possesses a paradigm constancy in Husserls work but which now, in the anal-
ysis of temporality, needs to be reconsidered in its validity as perhaps not quite
32. Z-I 23a24a, EFM 1. See Z-I 16a, a brief reection of Finks on this same topic.
33. See the reference near the end of 2.1 to VB/I, pp. 1718.
34. Z-I 92ab, EFM 1. See also Z-I 155a and Z-VI 40a on the the pure stream of lived
experience as that in terms of which to understand both consciousness and the
essence of human being.
Phenomenology Beyond the Preliminary 91
ultimate. And the issue that presses this reconsideration is this: Is the manner in
which reecting consciousness casts temporalityconstitutes itin its thema-
tization of it, namely, in the noesis-noema schema, in principle valid as neces-
sarily adequate to the status of temporality as ultimate constitutive process? In
his notes Fink calls this thematizing cast proto-noematization [Urnoemati-
sierung], the way consciousness in its own special way comes about as tem-
poral process [die eigentmliche Zeitigungsweise des Bewutseins], whereby it
constitutes its own being [Sein] for the rst time and construes its own constitu-
tion as itself something existent [eine seiende]. Is there not reason, however, to
realize that in principle antecedent to every ontic mode of consciousness lies a
non-ontic mode? Is not proto-noematization a kind of construal of ultimate
temporal coming-about in the form of something ontic in character, a deep-
lying constitutive self-conception that can be called ontication? Might it
not be more correct to acknowledge that the anonymous I is never thematized,
but disclosed in a proto-noematization?
Here we see the import of taking the methodological lifeblood of Husserls
phenomenology to be the push of counter-presuppositional radicality in the
self-understanding of human consciousness in the world. Under the rubric of
the reduction temporality itself has to be approached with a realization of the
critical limits of the noesis-noema schema, so that the seeming heuristic pri-
macy of a subject-object correlation becomes itself questioned both method-
ologically and theoretically. And this is done explicitly under the rubric of the
reduction, as the Introduction to Finks dissertation already asserts: With
this transformation of the world as sum of ontic objects into noemawhat we
term noematizationthe phenomenological reduction is not yet exhausted,
especially since the meaning of transcendental subjectivity remains completely
in the dark. The work of analysis enjoined by the reduction, then, re-
quires specically oriented effort against prematurely closing the question.
Fink writes: The reduction is not only noematization, but just as much the
undoing of self-construals; and while these self-construals will be rst em-
pirical, transcendental self-conceptions as well retain a navet. Simply work-
ing reective regress to transcendental life is not enough; it also has to be
regress behind specic self-construals of transcendental life.
45. Z-V VII/7a, emphasis all Finks, phrase in brackets mine (EFM 1).
94 Phenomenology Beyond the Preliminary
46. Hua VIII, pp. 43233. The manuscript text here in Beilage XX was apparently
written in 1924 as Husserl was working over his lecture text for possible publication.
47. Hua VIII, p. 433. The words in angle brackets are insertions by the editor of the
text, Rudolf Boehm, in the interest of smoother intelligibility.
Phenomenology Beyond the Preliminary 95
48. Hua VIII, p. 432. In the main text of the lectures as well Husserl argues this same
point about bracketing (Hua VIII, pp. 11011). Even before Ideas I, Husserl was
aware of how easily one could confuse phenomenological and psychological immanence,
assuming the latter to be the very same as the former without more ado. See Hua XIII,
p. 154.
49. Hua VIII, p. 432.
50. Hua VIII, pp. 436ff. The parallel here to Ideas I 29 is obvious.
51. The massive collection of texts in Hua XIII, XIV, and XV attests to this.
52. Hua VIII, p. 121.
53. Ideas I (Hua 3/1), 31, p. 59.
96 Phenomenology Beyond the Preliminary
project, of the re-ductionone also now has the aim of accounting for that
phenomenality in its coherence and continuity by investigating the processes
of intentional constitution that produce it; and these processes will be matters
quite different from anything hitherto encountered in ordinary experience.
The unnaturalness, therefore, is both in the stance taken and in the positive
discoveries made within that stance.
In one way, however, the positive discoveries made are not entirely un-
natural. In contrast to the kinds of things one encounters as objects in the
surrounding world of physical nature, the phenomena of ones psychic life are
themselves already recognized to be different; they are nonphysical imma-
nent phenomena, namely, movements of mind and will and feeling, and
especially of self-awareness. We know ourselves in terms of a rich set of names
for such immanent phenomena; and when phenomenological investigation
wishes to analyze the processes of intentional constitution, in order ultimately
to disclose transcendental originative processes, naturally it is with this whole
rich set of names for these familiar psychic experiences that it begins, else it
could not begin at all. It is here, now, that the next stage of critical reinvestiga-
tion is under way, that is, where the phenomenology of the 1920s was redoing
beginnings beyond the preliminariness of rst treatment and formulation. And
this is where Fink enters the work of phenomenological requestioning.
54. That the matters to be found are themselves different Husserl makes clear in the
pages that follow the quote just given, viz., Hua VIII, pp. 12124. He says, for example,
that the phenomenological analysis towards which one sets out is not in any way at all
an analogue to an objective thing-oriented analysis, and that the subjectivity to be found
is something absolutely unique, which can in no way have its like in the world of non-
egoic objects, and we rise to the realization that in fact a phenomenological analysis has,
both in method and in content, a totally different sense from natural-objective analyses of
natural matters (p. 124).
55. In Hua VIII, therefore, Husserl shifts from a conception of the reduction as a move
of disengagement from the study of objects to a conception of the reduction as a move
that transforms psychological self-study (pp. 126ff.)
Phenomenology Beyond the Preliminary 97
62. VI.CM/2, p. 164. The phrases in angle brackets are Husserls insertions (annota-
tions 151 and 152).
63. VI.CM/2, p. 164.
64. VI.CM/2, p. 170. Finks image for explicating the transcendental while in fact
retaining worldly self-conceptions is that it would be like trying to jump over ones own
shadow; Draft for an Opening Section, VI.CM/2, pp. 6061.
65. Letter of December 17, 1932, EFM 2, Abschn. 4.
66. See CM6, pp. 3942, especially pp. 4041 (VI.CM/1, pp. 4345, especially 44).
100 Phenomenology Beyond the Preliminary
67. From Finks revision for the First Meditation, VI.CM/2, p. 170. The expressions
in angle brackets are Husserls insertions (annotation 187). For their point see the inser-
tion (annotation 188) Husserl makes in the very next sentence.
68. CM6, p. 41 (VI.CM/1, p. 44).
69. Once again, Hua VIII, p. 433 (see 2.5.1 above).
70. See CM6, pp. 3940 (VI.CM/1, pp. 4344), emphasis all Finks.
Phenomenology Beyond the Preliminary 101
here. While conrming and nuancing Finks statement of the situation, Hus-
serl (1) gives a personalized orientation to the action of un-humanization,
namely, as taking place in myself as actual, living reecting agent, and (2) un-
derscores the suspension of acceptance of the being of the human entity that I
normally am. But while Husserl here supports Finks terming the reduction an
un-humanizing, Fink nds his subscribing to it has a certain ambiguity, in
that more than anything else it is the countering of a naturalistic conception of
the human, a conception that takes the human as an object in nature alongside
and equivalent to all others in being adequately dealt with in natural science.
This is what he remarks on two years after the Sixth Meditation, writing in
his notes that for Husserl the reduction is basically only an un-naturalizing of
spirit. And the reason Husserl maintained that limitation is that, on the one
hand, he worked his analysis of the world in too restricted a concentration on
the world as the universe of objective things [das All des objektiven Dingen],
and on the other he did not recognize the way the ontological nature of
knowing had to be exploredand this precisely because phenomenologi-
cally the action of knowing had to be explicitly seen in its fundamental deter-
mination in terms of world-inherence. In other words, the cognitive act
remained dened exclusively in terms of the correlation of subject and object
in an equivocation that collapsed together the ordo essendi and the ordo
cognoscendi.
The rst of these two critical points regarding the limited scope of Husserls
counternaturalist un-humanizing, viz., regarding how the world is analyzed
under the governance of the reduction, will be taken up in chapter 4. We shall
turn now to the remaining point of the criticism.
71. CM6, notation 112 on pp. 3940 (VI.CM/1, notation 112, p. 43). See also CM6,
pp. 4647 (VI.CM/1 pp. 5153), and CM6, p. 120, notation 416 (VI.CM/1, p. 132).
Husserl reects this un-humanizing in Crisis, p. 183 (54a).
72. OH-I 89 (EFM 3), emphasis Finks. Fink remarks that this amounts to an on-
tological method that misunderstands itself as absolute idealism. The notes from this
booklet are from after November 1934.
102 Phenomenology Beyond the Preliminary
scendental Philosophy in Kant and in Phenomenology (that is, after the proj-
ect of revising the Cartesian Meditations was effectively set aside). Here
once again the distinction between a rst and second stage of phenomenology
is stated rather more explicitly than Husserl had stated it in the 1920s. Fink
explains the character of the rst level of phenomenology as the laying bare of
latent subjectivity in the method of intentional interrogation. This is where
all questions of being are questions of correlation. At the second level,
however, one has to take the correlation itself as the problem. Correlational
treatment is of immense value in that it rst discloses the phenomenological
character of any existent by nullifying the xation on things, showing them
to be identities consisting really of latent subjective manifoldness. But this
is only the preparation for allowing the properly transcendental problem to
come forward. This latter task is what Fink is primarily working on.
We cannot fail to see the effect of the inuence of Heidegger here in Finks
critical limiting of the subject-object correlation to a role primarily in rst-
level realization. Not only was this theme one of the prime points of Being and
Timewhich Fink realized already in reading this book in 1927but the
lecture courses Heidegger subsequently gave in Marburg and then in Freiburg
repeated and reinforced the idea of the nonultimacy of the subject-object
relation, that it is a derivative structure rather than the one in terms of which
to account ultimately for origination. Nevertheless, as we shall see in the
next chapter, the thrust of this critical point in Finks theoretical handling of it
becomes quite different from what it is for Heidegger. The fact remains, how-
ever, that there is a formal similarity to Heideggers phrasing in the way Fink
problematizes the subject-object intentional relation as such. (We shall fre-
quently have to point out critical points that Fink drew from Heidegger in his
understanding of how Husserls transcendental phenomenology must develop
to attain philosophical completion.)
The basic problem of the subject-object correlation is the equivocation lying
in the presentation of this correlation in Ideas I that was neither recognized
77. See chapter 1, 1.3, pp. 4647, and 1.4, pp. 6566.
78. Z-XVI VIII/3b, emphasis in quoted material Finks; cf. also OH-V 3847. (Both
folders in EFM 3.)
79. See Heideggers Einleitung in die Philosophie (WS 19281929), MH-GA 27,
referred to in chapter 1, 1.2. It should not be overlooked that Finks intense reading of
Kant and Nietzsche before coming to Freiburg must have introduced him to the tension
between a subject-object reection-centered philosophy and its radical critique. The
philosophic conjunction of these two kinds of thinking is a part of phenomenologys
historical situation that Husserl was not so well acquainted with.
80. See appendix.
104 Phenomenology Beyond the Preliminary
81. See Z-XIV II/4a (EFM 2) for Finks characterization of the philosophy of reec-
tion. This will be treated in more detail in chapter 6.
82. These phrases and those that follow in the present paragraph are drawn from OH-
VII 78 (EFM 3), emphasis all Finks. See also the pages preceding and following (i.e.,
OH-VII 17 and 911). See also OH-I 2829, OH-IV 2031, and OH-V 3847 (EFM 2)
and Z-XVII 2a, 5b, 13a14, and Z-XX 19ab, 10ab (EFM 3).
Phenomenology Beyond the Preliminary 105
applied in his revision work for Husserl on the Cartesian Meditations; for
Husserls aim in his second revision for his Meditations, that is, subse-
quent to his rst 1929 version, was to try to make them a more comprehen-
sive, a more fully systematic statement of his phenomenology. The self-critical,
deeper-explicating analysis for that purpose is precisely what Fink undertook.
And it is exemplied in perhaps the pivotal point of critique worked into his
revisions.
In Finks revisions for the First Meditation, at the point where the apodic-
ticity of the I am in the Cartesian cogito is questioned as the appropriate
starting point for phenomenology, the concept of gnoseological antecedency is
explicitly decoupled from that of ontological necessity, i.e., from the concept
of necessary being. Here the being of the self-certain reecting subject is un-
qualiedly asserted to be contingent, despite its undeniable cognitive antece-
dency. Moreover, the whole possibility of this self-certainty on the part of a
reective I is conditioned upon the structure of the world as already holding; it
is possible only within-the-world. Finks argument, then, is that, rather than
beginning with egoic self-certainty, phenomenology in its mature restatement
must take, as the phenomenon with which to begin, the pregivenness of the
world.
Now, Husserls own notations on this passage, far from disputing this direc-
tion in Finks treatment, register the shock of realizing its implication, namely,
that the Cartesian path is simply confused! About the way of restoring the
idea of science as the grounding of knowledge of the world in regress to the
apodicticity of the I am that Husserls approach had taken in the Medita-
tions, Fink writes, this whole path now seems to have been the wrong way
to go.* As a result, the rst serious effort upon this path has raised some
fundamental doubts, which set the whole aim of the Meditations totter-
ing. What Husserl writes in comment at the point indicated by the asterisk
is: So it was! A sheer muddle, and wrong-headed as a course of reection.
Nevertheless, we must not take this to mean that Husserl therefore fully
agreed with the direction Fink himself took to resolve the muddle. Indeed,
Fink attests to quite the opposite. In the retrospective statement from 1945,
when he nally was able to submit his Sixth Meditation for his Habilitation
(see chapter 10), Fink makes explicit the issue that was at stake in the critique
that guided his revisions, namely, the new navet which consists in uncriti-
cally transferring the mode of cognition that relates to something existent
[Seiendes] into the phenomenological cognition of the forming (constitution)
of the existent. To put it another way, the issue was the uncritical trans-
ference of the mundane schema of cognition to the transcendental level as
proper both to the structure of constitution and to the nature of transcenden-
tal phenomenological reection. And on this issue, Fink unambiguously ac-
knowledges a basic difference between Husserl and himself. In the preface he
drafted at the very time the Sixth Meditation was composed Fink writes:
Husserl nds the antithesis between the constituting and the phenomenol-
ogizing I to be too strongly emphasized, that is, the antithesis that prevented
the structure of the actually acting agent of reection from being taken as
essentially transcendental in its character. Instead Husserl defends the con-
cept of the philosophizing subject as individual against its reduction from the
philosophizing subject that begins as individual spirit, to the deeper life of
absolute spirit that lies prior to all individuation. . . .
For Fink it was one of the ironies of Husserls position that Husserl could
not see how uncompromisingly radical the implications of his phenomenolog-
ical reduction were, while for Husserl Finks push beyond beingwhat we
shall see as Finks meontic, though never named as such in the revision texts
laid before Husserlseemed excessive. And yet Husserl not only listened to
Finks critical recasting and reinterpretation of transcendental phenomenol-
ogy, he announced publicly that a detailed statement of Finks interpretation
of phenomenology was one to which he, Husserl, himself fully subscribed!
Even if it is a small divergence from the course of our treatment here, we must
consider this for a moment.
We quoted earlier Husserls statement of approval written as a foreword to
Finks Kant-Studien article of 1934. In the context of the declarations of
Finks that we have just seen, when we read the many statements in this same
vein in his article The Phenomenological Philosophy of Edmund Husserl and
Contemporary Criticism, we have to wonder just how fully Husserl really
understood what Finks position was, or whether it was for strategic reasons,
in the context of the events of 1933, that he was investing Finks article with
an authority that went beyond what he in actuality took as his very own
thinking. Or was it a situation that embraced both these possibilities? As
argued elsewhere, the most satisfactory explanation seems to be this third
way. Although a conclusion regarding this cannot be persuasively argued
before the present study is concluded, nevertheless the following can provi-
sionally be said.
Inasmuch as the differences from Husserls thinking that emerge in Finks
work result precisely from this effort of comprehensive self-interpretation and
reconception under the impact of critical reection on principles, these differ-
ences are far more differences between levels or phases of phenomenologys
self-development than differences between rival positions championed by dif-
ferent proponents. And this kind of, as it were, organic difference is not only
endemic to philosophy as such, it is both eminently typical and an intrinsic rule
of Husserls own philosophical growth. In other words, the differences be-
tween Husserl and Fink represent genuine issues within transcendental phe-
nomenology, issues arising from the demands of the critical integration of phe-
nomenologys manifold levels and stages, rather than objections and charges
that antagonistically confront or undercut it from the outside. That such prob-
lems and critiques are raised as those Fink formulates is, therefore, as things
should be for true Husserlian phenomenology.
Paradoxically, then, Husserl could, as he did, subscribe in principle to what
Fink was writing, even though he might not fully gasp the depth of implication
it had, or the radicality with which, within phenomenology itself and out of
its own intrinsic dynamic, fundamentals were being challenged and needed
critical reconceiving; or, more strongly, even though he might dispute to Fink
himselfand didsome of the content of Finks assertions. Husserl could
state that Fink understood phenomenology as no other did, and he could
accept the plausibility of Finks points, yet miss the wider implications or even
argue with him to reject them. Husserl had been doing something like this for
himself with himself for his entire career. Now, however, the himself with
whom Husserl was in debate was a very decidedly other himselfthe young
philosopher Eugen Fink.
There is a third point, now, that has to be brought out, namely, that beyond
conceiving intentionality principally as act-intentionality, it must be looked
into further as an intentionality of process, and this precisely in a radical
investigation of constitution as such in the most proper terms possible.
We have already seen how Finks early realization of the critique dimension
of transcendental phenomenology turned on the pivot of temporality. This
issue now gets sharply formulated: How will temporality gure into the phe-
nomenological systematic precisely as a topic to be ultimately explicated oth-
erwise than in terms of act-intentionality focused on objects? At the same time,
and, more importantly, temporality is also the topic whose analysis will show
the reason for the preliminary status that the explication of act-intentionality
or object-constitution comes to have. This is already clear in the period of
work for the dissertation (i.e., before November 1929). For example, Fink
takes seriously the objection raised against the reduction, understood in its
cast as noematization, that the correlation of object and experiencing
consciousness is, to begin with, an ontic correlation, that the certainty of the
life of the I for itself is precisely the ontic self-certainty of that existent some-
thing which I myself precisely am, and that this is in no way sufcient for the
idealistic thesis of the precedence of the I to that which is other than the I;
for this objection forces one no longer to conceive the reduction as primarily
noematization but rather as a regressive move behind subjectivitys own self-
98. In keeping with explanations in note 83 above (in the appendix), one could more
strictly say here gnoseological correlation.
99. As represented earlier (2.4.1 above), noematization means the reective transfor-
mation of anything to be considered into a noema, into pure phenomenon in the form of
noematically determinate objectness, that is, after the paradigm of something taken to be
objectively there in the objectively given world.
110 Phenomenology Beyond the Preliminary
these conditions are already at play in awareness that the reduction is precisely
to lead, and one stops short when one does not make that move of further
explication.
This radical shift in the analytic program that is required when one moves
beyond act-intentionality within a subject-object schema to the conditioning
horizons and ultimate constituting process that underlie and sustain that act-
intentionality was one of the main considerations that had to be worked into
the revision of Husserls Cartesian Meditations. The new Sixth Medita-
tion as well made explicit that the transcendental theory of elements, as
regressive phenomenology, was an inquiry back from the living unities of
the transcendental experience of the world, from acts, into the deeper con-
stituting strata of transcendental life. And in the Kant-Studien article the
statements of the fundamental necessity of this shift are even more pointed.
For instance, the multileveled character of phenomenology is underscored,
i.e., that the problem of constitution does not lie on only one methodological
level, and certainly not on the rst, that of egological actsa point not made
in Ideas I or in almost all of Husserls published writings. Thus the act-
intentional analysis of transcendental life [is] a necessary intermediate stage
which, however, must be surmounted; for the coherent whole that is an
act of intending is constituted within the depths of the intentional self-
constitution of phenomenological time, a constitution which, however, does
not proceed by means of acts. These explicit statements are, however, only
the summary tip of a massive return again and again to the issue in his notes.
One theme recurs: one cannot take the ontic structure of human action in the
world as providing the transcendental schema of constitution.
The point bears repeating (as Fink does in his notes). Easily misinterpreted
phenomenological expressions only acquire their genuine intelligibility when
analysis penetrates to the ultimate stratum of the phenomenological problem-
atic, time. The apparent ontic activity of phenomenological terms (which
suggest to the supercial reader the view of subjective idealism) has to be
transformatively perceived in relation to true transcendental activity, which
means in the unique fundamental function of temporality, the fundament-
level movement of temporalization as such. If this is recognized, and the
tation, a section that explicitly speaks of the provisional yet necessarily initial
focus of phenomenological investigation on act-intentionality, which in turn
will yield to a more original move back into the temporal constitution of acts
themselves. In another note from his dissertation work Fink gives a long
list of items and issues integrated into his study for which acknowledgment
of Heidegger should be made, concluding again with the question of self-
conceptions and existential analytic; but here he immediatelyand most
importantlyadds, Defense of the Husserlian position: self-conceptions as a
constitutive problem. This is a hint of the critical stance Fink will take
toward Heidegger, again matter for the next chapter.
Here, however, we should make clear the exact way in which what Fink
learned from Heidegger in regard to the question of being focused the ques-
tion of self-conceptions. As Fink thinks phenomenology with Heidegger, fun-
damental ontology as a form of explicating human being has one overriding
effect: it reinforces the push past the supposedly privileged interior forum of
Cartesian self-reection as standing autonomous with respect to the world
external to it, in order to recast the meaning of the psychical more funda-
mentally as the place of the understanding of being (i.e., as transcen-
dence out to and within the world); it is to shift the privilege accorded human
being from dichotomy-inspired immanent self-certainty to human beings un-
derstanding of being in the economy of being-in-the-world.
The question of being, then, is raised as the question of how the human kind
of being, always as a being that is in-the-world, is precisely the projective
understanding of being, again always as an understanding-in-the-world. But if
ontology is the interpretation of the kind of being a being-in-the-world has,
whereby being as such is shown to count for that being in that beings way of
being precisely as being-in-the-world, then ontological investigation as such is
bound to the in-the-world condition of this being that is only as in-the-world.
Fink must therefore ask, Is ontological interpretation philosophically ade-
quate, or does a discussion remain already held up to a question that sets aside
ontology as such? In other words, does ontology, specically as recast (or
renewed) by Heidegger, remain in principle subject to the phenomenological
118. Z-XV 19a, EFM 2. The phrase in quotation marks is not a direct quote from
Being and Time, though it conforms to the ideas of 27; the bracketed semicolon is my
insertion.
Phenomenology Beyond the Preliminary 115
years before the Sixth Meditation, both as a context for the dissertation, and
as a matter to be treated in its second part. In the sequel to the dissertation,
Presentication and Image II, this matter of un-humanization was to be
addressed more directly and explicitly. For, when the provisionalness of the
rst part would be lifted in the reinterpretation made possible by the analysis
of temporality, then the whole issue of how human being in its total constitu-
tion must be situated within the situation of the natural attitude could be
explicitly raised. Only then could it become clear that the reduction must in
principle be the radical thrust beyond human being. Finks notes from the
dissertation period (1929) are explicit about this. Again, the transcendental
theory of method was not a task that he took up simply because Husserl
assigned it to him; it already formed the core of his own reections.
Specically, the radicalizing of the reduction as un-humanization was a
constant in the years of Finks work with Husserl. This is dramatically shown
in notes from the pivotal year, 1930, when Fink prepared the plan for the new
comprehensive systematic presentation of phenomenology that Husserl had
contemplated as a replacement for the Cartesian Meditations. It shows
again in the 1932 revision work on those same Meditations, and then as
1932 turned into 1933 and Hitler came to power in Germany. For example, in
a brief sketch of a treatment of the phenomenological reduction from 1933
Fink writes of the phenomenological reduction as taking the human right
down to the ground. But is this kind of radical countering of all conception
of the human possible, does it not demand something a human thinker cannot
really do? Is it not simply the catastrophe of human existence? Fink re-
marks: Therein lies the basis for the impossibility of a demonstrative presen-
tation. The summons character of talk about reduction.
This is nothing less than the whole problem of what exactly is possible as a
reduction to the radically transcendental in phenomenology, a matter that will
be pursued continually throughout this book in the measure of clarity that
Fink was able to achieve for it. It has at least now been introduced; but there
are a few other specic themes corollary to the critique of the subject-object
schema that need to be introduced now that will also be taken up as the study
progresses.
127. Ibid.
128. The explication of the being that devolves from the reduction places us before
difculties that must be taken seriously and have not been. All concepts in which we make
assertions and explications originally have a natural-worldly meaning, the meaning of
their original coining in the worldly life-situation of human being exercising its under-
standing. VI.CM/2, p. 216.
129. The following phrases are taken from Z-IV 24ab (EFM 1).
118 Phenomenology Beyond the Preliminary
130. Z-XV 117a, EFM 2. This note could be from as late as 1934, although the
placement of the note in the entire set permits dating it as from 1931.
131. OH-I 6, EFM 2. This booklet opens with the date November 14, 1934.
132. OH-I 6, EFM 3.
133. OH-I 36, EFM 3.
134. Ibid.
135. The phrase rst occurs in Z-V VII/10a (EFM 1), and is repeated later in Z-XIV
IX/1b /2a; Z-XV 31b, 100b, and 109a (EFM 2). See also VB/1, p. 9.
Phenomenology Beyond the Preliminary 119
sents. He has to consider seriously that the only solution that can make any
sense is one that maintains precisely the paradox just spoken of, namely, that
of an ultimate of origins lying somehow prior to temporality and world, and
therefore prior to being, yet taking on the form of an agency functioning
within both temporality and world and projected as a being, the I of the
reecting philosopher. The ontological opacity is not an underdeterminacy,
but rather a necessity in principle. In the framework of the question of being
the substantial subject is man attainable [therein] (even if not ultimately com-
prehensible), but never the transcendental subject, i.e., the subject that tran-
scends being: the Absolute epkeina thw ousaw. It is too early yet in our
study to explain the meontic perspective that is broached here; too many
pivotal matters have yet to be dealt withspecically, the question of the
world (chapter 4), of temporality (chapter 5), and of life (chapter 6)before
this can be the focus of direct treatment (chapter 7). However, that critically
reassessing the status of the I in transcendental phenomenology is an issue of
astonishing radical openness rather than a closed question is at least now
indicated.
150. U-IV 15. EFM 1. Fink goes on to mention a second doubling that is an early ref-
erence to the issue of transcendental phenomenologizing subjectivity, in its psychological-
transcendental station, the overall theme of the Sixth Meditation.
151. VB/1, p. 13. See also Finks remark on Husserls notion of the parallelism as
difcult to see through in its deepest meaning (VB/1, pp. 910), referring to the treat-
ment of it in FTLe, 99, pp. 25455 (Hua XVII, p. 262). See also Z-I 121c (EFM 1),
indicating that the discussion in 5 of his Introduction was in effect a discussion of
transcendental semblance.
152. See Z-XV, 56ab (EFM 2), and Z-V VI/24b (EFM 1).
153. As we shall see later, to argue for greater appropriateness is not to relegate the
less appropriate to the status of entirely inappropriate; for even the more appropri-
124 Phenomenology Beyond the Preliminary
ate is still in principle not-proper and not-adequate. See 7.3.3.2, the treatment of ideas in
the correspondence with the Rev. E. W. Edwards.
154. Z-XV 67a (EFM 2), all quoted phrases Finks with his emphasis, from 1930 or
1931.
155. Z-V X/1ab (EFM 1), from 1929, emphasis Finks, additions in brackets mine.
(See also VB/1, p. 5.) The qualicationa certain de-interiorizationin this earlier
note of Finks is strengthened in those coming soon after, e.g., Z-VII XVIII/1a (EFM 2),
where Fink states quite unequivocally reection is never a thematizing (object-ifying) of
so-called immanent life, but is a particular mode of the intensication of performance
experience [Vollzugserfahrung].
156. Z-VII XXII/7a, EFM 2.
Phenomenology Beyond the Preliminary 125
160. ND, p. 13, emphasis Finks. See also Z-XVI III/1a, EFM 3.
Phenomenology Beyond the Preliminary 127
128
Who Is Phenomenology? 129
was a man other than he had thought him to be and a gure whose philosophi-
cal development was a profound challenge to all that Husserl had thought was
the secure foundation of his lifes work. And there stood Eugen Fink, fresh
with his doctorate gained while listening to both men, compelled to do his
thinking in the maelstrom of their differences.
On the one side were Heideggers lectures, from which Fink took detailed
notes for six semesters from 1928 to 1931and of course there was Being
and Time and Kant and the Problem of Metaphysics. On the other side lay
Finks four years of following Husserls courses, two years of working with
him in increasing closeness, the reading of mounds of manuscripts of both
lectures and research writingsand the now daily conversation with the in-
tense seventy-year-old thinker. In November 1930 Fink was about to work out
a 120-page draft for the rst part of Husserls monumental project for a new
comprehensive statement of his phenomenology (see 1.3), at the same time
that he was beginning another semester of following Heideggers lectures,
Hegels Phenomenology of Spirit. Simultaneously with this, Fink gave pri-
vate tutorials to some scholars from Japan who had come to study under
Husserl; the main tutorial was nothing other than a seminar on Hegels Phe-
nomenology of Spirit ! It is in this context, in this heady mixture of Husserl,
Heidegger, and Hegel, that a most revealing note of Finks gives his thinking
on how to understand the now ssioning phenomenology of his training, how
to take together those two so different thinkings in phenomenology that had
so deeply inuenced his own.
Phenomenology is not a trend [Richtung] but a substantive form of
philosophy itself. It is not, however, a mere science of consciousness, that is,
eidetic investigation of the structurings that constitute consciousness; in its
innermost thrust it is a new transformation of the concept of philosophy
insofar as the latter is dened as ontology, as the question of being. And this
transformation is: that philosophy is the un-nihilating of the Absolute, the
free production of it, true theogony. With Husserl phenomenology is indeed
unspeculative, i.e., in it what gets developed is rst and foremost the serious-
ness needed for the nal struggle, the most difcult of all to begin. Husserl
gave phenomenology the dignity and rank of the rigorous striving of the
concept; Heidegger gave it critical-speculative lan. In Heidegger phenome-
nology comes to its rst truth.
3. Finks notes from this course are in EFA U-MH-VI (not in EFM), corresponding to
MH-GA 32.
4. See Z-VIII (EFM 2) Notes for another tutorial on Husserls phenomenology are in
Z-VII XVI/15, December 3, 1930 (EFM 2), also in N-EF, pp. 10610.
5. Z-VII XIV/4a, EFM 2.
130 Who Is Phenomenology?
The thinking throughout the subset of notes from which this one is taken is in
keeping with the tenor of these lines. Fink grapples with the question of how
phenomenology is a movement that binds seeming opposites together in a
single enterprise that would take philosophy to its uttermost limits. Thinking
in phenomenology could not be a matter of school adherence to a specic
gure, be it Husserl or Heidegger. The philosophy at work in phenomen-
ology must embrace both these menand others, as here Hegeland move
through and beyond them, being furthered by them in different ways. Beyond
reaching rst truth, phenomenologys full truth, then, is not to be identied
with either Edmund Husserl or Martin Heideggeror Eugen Fink.
What Fink was working to achieve was a way in which the basic difference
dividing Husserl and Heidegger in their own eyes could be linked in one
dramatically convergent way, right in the contrast indicated in the lines above,
viz., the contrast between Husserls analytic rigor of substantive eidetic artic-
ulation focused on die Sachen selbst and Heideggers powerful speculative
probing and redening of fundamental meaning focused on the question of
being. The relentlessly self-critical moment of Husserls investigations was
the methodological exigency driving Finks work for him; but needed in that
drive was something Husserl did not provide, the critical-speculative lan in
which Heidegger excelled, not just in abstract general terms but in the way this
question of being could be articulated from within the concrete investiga-
tion of human being. It was by some integration of these two moments that
Husserls system could become genuinely philosophic, could reach its rst
truth; only if the critical-speculative moment worked as strongly as analytic
rigor in concrete attention to die Sache selbst could the loosening of the bond
of starting-point conceptualities be achieved and the full sense of phenom-
enological ndings be articulated. But following this critical-speculative
thrust might mean as well the exigency to move beyond even ontology as
Heidegger refashioned it, toward handling the question of the absolute that
gured as centrally for Husserl . . . and for the Hegel of the engagements that
held much of Finks attention as the 19301931 winter semester began.
This is the rst thing to take note of in Finks confronting of Husserls work
with that of Heidegger: just as the Husserl to take into account is the Husserl
of the whole program of his phenomenology in those Freiburg years, so also
Heidegger is the Heidegger not just of Being and Time but of his now ongoing
lecturing as well. For example, as Heidegger came to the close of Introduc-
tion to Philosophy, his rst course as new holder of the First Chair of Philoso-
phy in Freiburg, he made clear that rethinking past philosophiesor, indeed,
following Heideggers own rethinking of themwas far from simply repeat-
ing those earlier ideasor hisin slavish devotion. For Heidegger to assert as
Who Is Phenomenology? 131
he did now unambiguously, as Fink noted down, that the unitary problematic
of philosophy is the problem of transcendence meant, in Heideggers explicit
words, that doing philosophy was simply itself a transcending. To do philos-
ophy was at one and the same time (a) to take up the problem of being and the
problem of the world and in them to bring transcendence . . . to conceptual
explicitnessi.e., to take the stance that held transcendence up from its
ground, to be ground-bearing purely and simplyand (b) to break open
the freedom of play that would allow Dasein to gain stance. In a word,
philosophizing is the freeing of Dasein for itself . . . i.e., for intimacy with
beings and with its own being. . . . Fidelity to oneself is the essential, and is not
just making ones own caprices the important thing. To do philosophy in
Freiburg in 1930 was, then, not to be simply a disciple either of Husserl or of
Heidegger in dutiful following of some orthodox doctrine; it could only mean
to think with them and to question, to engage in the questions that drove
philosophy to take the form it had in phenomenology as a living movement
that embraced both Husserl and Heidegger.
What Fink came to see as characterizing living phenomenology was not that
it substituted a new set of doctrinal theses for old onese.g., that conscious-
ness is essentially intentionality, or that subjectivity constituted objectivity as
its telos; or that the essence of Dasein is existence, or care, or transcendence
but rather that it was a movement of continual requestioning and ever-renewed
consideration of the very elements that comprise life and thought in the midst
of reality. This was the point of the epoch, a move of suspension that opened a
questioning that has to be repeated for those very conceptions and descriptions
that the epoch itself allows to take on new meaning in the eld of pure
phenomena, such conceptions as immanence, intentional, subject, and
consciousness itself. If phenomenology meant going back along the line of
the presuppositions that cover human life in the world in order to disclose the
roots of that life and the hidden meaning of the presupposed, then radical ques-
tioning and freedom are of the methodological essence of phenomenology.
We come thus to the remark quoted as an epigraph at the beginning of the
chapter. More interesting than the image it givesof two men who each
accuse the other of bridling a horse on the wrong endis the fact that this note
6. EFA U-MH-I 150152 (corresponding to MH-GA 27, pp. 395, 397, 398, and
401), all emphasis that of Finks text itself.
7. See Z-IV 27a (EFM 1), a note paralleling Heideggers emphasis on freedom and
entitled Situation of the Phenomenological Reduction, which is virtually the same
name given 5 in the Introduction to the dissertation (Studien, pp. 1416). The idea of
freedom, however, is not taken up in this Introduction.
132 Who Is Phenomenology?
carries the designation Thesis for Difference. This title, in fact the name for
a writing project that, among many others, never emerged from Finks notes to
see the light of day, is a fascinating miming of the famous Hegelian antecedent
of 1801 on Fichte and Schelling: the full title Fink gave it is Difference be-
tween Husserls and Heideggers System of Philosophy. As we shall see, Fink,
in a remarkable parallel to Hegels double critique, works the post-preliminary
reinterpretation of twentieth-century phenomenology by rethinking the work
of the two philosophers he is following. And this he does, like Hegel, by
addressing the very issue that lies at the heart of the differences between
Husserl and Heidegger, to nd therein the resources for moving beyond the
achievements of both.
The clue to that central issue, that is, to those elements in phenomenological
description that need to be critically rethought, is already pointed to in the ex-
ergue: Husserl is blind to transcendence, Heidegger is blind to constitution.
This, however, is too general to capture the specic point at issue between
Husserl and Heidegger, and Finks numerous and extensive reections sharpen
the focus considerably. But we should see the whole context of the lines quoted
above in order to follow it out to the consequence Fink draws there.
8. In the abbreviated title, Z-X 13ab, 15a, and 24a (EFM 2), and in the full title,
Z-XIV II/1b, from 1934 (EFM 2); see also Z-IV 120b (probably late 1928 to mid-1929;
EFM 1).
9. OH-I 3637; EFM 2. Strictly speaking, the contrast should be between an on-
tological and a gnoseological entry; see 2.6.2.1, note 83 (in the appendix).
Who Is Phenomenology? 133
The note-text just quoted actually offers a proposal by Fink for explicating
the crucial issue of how to determine the being of the transcendental I, a
central point of contention between Heidegger and Husserl and the ex-
emplum crucis of ontological philosophy. For what it does is to force consid-
eration of the ontological unattainability of the I. If we look back on
philosophic history, Fink explains, we nd a philosophy of identity as the
way of resolving these two possible ways for philosophy to begin, namely, in
taking being and thinking to be onethus philosophy from Parmenides
and Plato to Hegel. But more recently the solution has been sought by the
endeavor of an ontology of knowing. In this the antinomy seems to dis-
appear, when the organ of the cognition of that which is [das Organ des
Erkenntnis vom Seienden] is interpretively seen through to its constitutive
state of being [Seinsverfassung]. Fink, however, nds himself compelled to
consider a new third solution, namely, the conception of the freedom from
being on the part of spirit, that is, the meontic conception of cognition,
which would include within itself the two other attempts at a solution as
subordinated problems.
The whole schema of Finks ideas for the Difference between Husserls and
Heideggers System of Philosophy, and for his thrust beyond that difference, is
virtually contained in this passage. We have to go slowly, however; to unpack
the implications given in this schema will take the whole course of the present
study, beginning here with the specics of the difference between Heideggers
ontological transcendence and Husserls epistemological constitution.
13. MH-GA 26, under the fuller title, The Metaphysical Foundations of Logic.
14. If then primordial transcendence (being-in-the-world) makes possible the inten-
tional relation and if the latter is, however, an ontic relation, and the relation to the ontic
is grounded in the understanding-of-being, then there must be an intrinsic kinship be-
tween primordial transcendence and the understanding-of-being. They must in the end be
one and the same. MFL, pp. 13536 (MH-GA 26, 9, p. 170).
15. See 1.2, p. 20.
16. Finks notes on the lecture are in Z-IV 99ab; EFM 1. Husserls hearing it contrib-
uted to the general assessment of Heideggers work that he was then undertaking (see 1.2
in chapter 1). See Husserls letter to Alexander Pfnder on January 6, 1930, with the
distressing conclusion that Heideggers philosophy was of the kind that I have always
counted it was my lifes task to make forevermore impossible (Bw II, p. 184).
17. Finks notes are in U-MH-V 12537 (not in EFM). Fink also read On the Essence
of Ground, Heideggers contribution to the festschrift honoring Husserl on his seven-
tieth birthday; cf. Z-IV 94a, EFM 1. One should add that Fink heard Heideggers Origin
Who Is Phenomenology? 135
assertion, a certain insight is given into the turn by which the whole
framework of Being and Time is reversed.
Heideggers rst Freiburg lecture course in the 19281929 winter semester,
however, was not just a repetition of rmly held themes. He was constantly
developing and nuancing his thinking; and in this case he drew out the concept
of transcendence somewhat further. After recapitulating his now regularly
stated general conception of it as the Ninth Thesis and Tenth Thesis of
this course of lectures, he introduces a new note (again in Finks representation
of it): Eleventh Thesis: The transcendence of Dasein is the condition for the
possibility of the ontological difference, and therefore in order for the distinc-
tion between being and beings [der Unterschied von Sein und Seiendem] to
enter the scene in the rst place.
This new note of assertion is directly pertinent to the critique of Heidegger
by Fink that we shall be getting to shortly. It is also interesting to note in the
Twelfth Thesis that Heidegger expresses a conception of philosophy that
surely is one of the inuences conrming Fink in how he understands the
central systematic move of phenomenology, namely, as an ever-repeated re-
turn of questioning: The fundamental question of philosophy must therefore
become over and over again simply a question. Philosophizing as human tran-
scending, as the working out of the question of being, has the form of the
question that disquiets, in other words, it is a matter of understanding ontol-
ogy as a problem.
But to continue the main issue train of thought: There is also a second new
note that comes three-quarters of the way through the course, as Heidegger
elaborates on the conception of Daseins being-in-the-world as transcen-
dence, as constitutively the move wherein it rises beyond what-is as a whole
[das Seiende im Ganzen] in order precisely thereby to relate to that-which-
is as what-is as beingas Seiendesas well as to itself, Dasein, as a being.
That this transcending is also that wherein Dasein holds itself in relation to
the world is already familiar from Being and Time, whereby also the world
of the Work of Art, delivered in Freiburg on November 13, 1935, his brief notes from
which are in Z-XVII 1a and 19a; EFM 3.
18. Brief ber den Humanismus, Wgm, p. 159.
19. U-MH-I 6466 (quotation marks Finks, emphasis mine), corresponding to MH-
GA 27, p. 210.
20. U-MH-I 6870 (emphasis and quotation marks Finks), MH-GA 27, p. 214. Hei-
degger includes here the idea about doing philosophy that was represented earlier, viz.,
Philosophy as transcending is the self-sufcient freeing of Dasein into its essence.
21. U-MH-I 110; MH-GA 306.
22. U-MH-I 111; MH-GA 27, p. 307. One should note as well the ambiguityor
paradoxof this rising above [berstieg] inasmuch as the Whereunto of transcen-
136 Who Is Phenomenology?
is not reducible simply to things assembled in a sum total. But at this point
Heidegger begins to portray the concrete dynamic of this reaching out to the
world, of this transcendence, on the basis of a characterization by Kant of the
world as the play of life, so that the world is now looked at as having
the character of play. Heidegger explains: World is the title for the play
[das Spiel ] that the transcendence of Dasein as such plays. . . . Being-in-the-
world is the original playing of the play which every factic Dasein must get
into in order to be able to play itself out in such a way that all through its
existence this or that is the game played on factic Dasein.
It cannot be doubted that here is a strong inuence upon what will become
one of the most prominent topics of Finks thinking in later years, long after
his work with Husserl, but it will also appear much sooner than that, as
chapter 1 has already indicated (see the last page or two of 1.4). As we shall see
in chapter 5, play will become for Fink a way of trying to move beyond
accepted terminological schemata for approaching the ultimate and deeply
problematic level of the analysis of constitutive process, of the event of tem-
poralization (Zeitigung); but there is much to understand before that.
Through both a close study of Being and Timecloser by far than Husserl
himself had initially doneand through the attentive following of Heideggers
lectures, Fink had become quite familiar with the core of Heideggers sys-
tematic thinking, such as represented in Heideggers elaborations on transcen-
dence. Heideggers fundamental ontology formed the basis for a serious crit-
icism of Husserls transcendental phenomenology; Fink had to take it into
account both to assess the limitations that it disclosed in Husserls position and
to work out the deciencies that fundamental ontology itself might possess
while offering valid contributions to Husserls phenomenological program.
dence, and the Whence [Woher] and Wherefrom [Wovon-aus] by which Dasein
comes to relate to any being as being, including to itself (U-MH-I 110; MH-GA 27,
p. 307)all of which make up the worldis both a relatum (the Woraufhin) and the
conditioning horizon-frame for relating (the Woher and Wovonaus), i.e., for Dasein to
relate as a being to anything whatever (including to beings).
23. Anthropologievorlesung, ed. by Arnold Kowalewski (Munich and Leipzig, 1924),
p. 71, cited in MH-GA, p. 300 (vgl. U-MH-I 107).
24. U-MH-I 112; MH-GA 27, p. 310.
25. U-MH-I 114; MH-GA 27, p. 312. Fink underlined every sentence in this passage,
though this is not done here in the quotation.
26. Thus Finks Spiel als Weltsymbol (Stuttgart: Kohlhammer, 1960), translated into
half a dozen languages, but not yet into English. Such anticipations are not matters that
we shall be able to develop here, but the suggestion of organic development from Finks
rst years through to his independent endeavors after the Second World War is indeed a
corollary of the present study.
Who Is Phenomenology? 137
27. These quoted phrasings are all from Z-IX XVII/4a, EFM 2. This subset of notes is
undated, but the dates in Z-IX are all in the fall of 1931. The expression leveled out
understanding of being corresponds to Heideggers own way of putting things in his
lectures for SS 1930, as in EFA U-MH-IV 103; MH-GA 31, p. 238.
138 Who Is Phenomenology?
neither a science nor progress in positive acquisitions but life and existence.
The rst of these elements of difference, however, will be our focus at present,
the difference in the way the basic operation and yield of the phenomenological
reduction is characterized. Chapters 6 and 7 will take up the second difference.
28. This is one of the themes of Heideggers rst Freiburg lecture course. See EFA
U-MH-I 7071; MH-GA 27, 31, especially p. 225.
29. See MH-GA 24, pp. 2829, from SS 1927.
30. Z-IX 25a, emphasis Finks; EFM 2. This note is undated, but the dates in this
collection are all from autumn 1931.
Who Is Phenomenology? 139
34. See the integration of these points in Z-IV 120ab (EFM 1), a note designated
Sketch of the Idea for an Essay: On the Difference between Husserls and Heideggers
Philosophy.
35. SZ, pp. 41, 53, and 110. Even more explicitly, Heidegger offers his work in the
book as following Husserls determination of phenomenology as empirical precisely in
searching out the a priori properly understood (SZ, p. 50, note 1).
36. SZ, p. 44. This is one of the constitutive features of a transcendental inquiry. See
Heideggers letter to Husserl on the Encyclopaedia Britannica article, characterizing the
fundamental tendency of Being and Time within the transcendental problem (Hua IX,
p. 600; Bw IV, p. 145). See also Carl Friedrich Gethmann, Verstehen und Auslegung: Das
methodenproblem in der Philosophie Martin Heideggers (Bonn: Bouvier, 1974), for ex-
ample, pp. 1213 and 3245.
Who Is Phenomenology? 141
ger elaborates from the naively accepted self-conceptions that give humans an
intelligibility to themselves in naively assumed validity are taken up without
acknowledgment of the need for their transcendental clarication in transcen-
dental constitution. But this insistence on Finks part can only hold (1) if
Heideggers critique of transcendental subjectivityof the subjectivity by
which constitution is supposed to be effecteddoes not hold (because it is
aimed at subjectivity only on a preliminary level); and (2) if Heideggers own
account of the deeper something, i.e., of the a priori in terms of which his
interpretation in fundamental ontology is made, is not itself genuinely funda-
mental. These two points are inseparable in Finks criticism, but we have to
return to the rst in order to see the second implicated in it.
Let us rst determine (a) just what kind of constitution Heidegger is aiming
at in his critique, transformation, and displacement of Husserls notion of
constitution, and then we shall see (b) exactly what kind of constitution is
overlooked by Heidegger and thus not accounted for by his position as Fink
understands it. Fink notes that Heideggers concept of transcendence is pre-
cisely that which (a priori) makes possible the setting of subject and object
over against each other. There are, accordingly, two dimensions to the
framework wherein a human individual and thingstaken to begin with in
the mode of objectare distinguished: (1) the correlation that is actual in a
here-and-now experience (ontical correlation), and (2) the correlation
that, prior to any individual action of experiencing, is the already given dyna-
mism of transcendence (ontological correlation). Both these dimensions
are in principle contained within the unique overarching embrace of transcen-
dental constitution, in the following way. Since any being is in principle a
constitutive result, any correlation, whether (1) that of some factual experien-
tial moment exercised on the part of an individual human existent, or (2) that
of transcendence itself, as the projective understanding of being that is con-
stitutive of that being which is Dasein, any such correlation (in the wide sense
used in the present context) is a constituted correlation. Rather than reaching
down to ultimate origination, therefore, explication of the rst in terms of the
second remains on the transcendental surface. The relation of constitution
thus cannot be considered a gross distortion of the ontological correlation,
i.e., of transcendence, nor is Husserls phenomenological reduction a miscar-
37. See Z-IV 71ab (EFM 1), and also Z-XV 103ab (EFM 2).
38. See Z-IX XVII/1a (EFM 2), from autumn 1931.
39. This distinction and the next three sentences are drawn from Z-IX VII/6ab
(EFM 2).
142 Who Is Phenomenology?
40. This point is from Z-XI 27a, dated September 10, 1933, on Finks conversation
with Hans Reiner, who as a student of Husserls had defended his doctoral dissertation,
Freiheit, Wollen und Aktivitt: Phnomenologische Untersuchungen in Richtung auf das
Problem der Willensfreiheit (Halle and Saale: Niemeyer, 1927), in July 1926. He went on
to produce numerous writings in ethical theory.
41. This point and the rest of the paragraph are drawn from Z-IX XVII/5a (EFM 2),
except as otherwise indicated. The notes in this folder are from autumn 1931.
42. This sentence comes from Z-IX XVII/5a, emphasis mine (EFM 2); but see Heideg-
gers own words to this effect in his rst Freiburg lecture course (in Finks notes, U-MH-I,
110111, and MH-GA 27, p. 306, as indicated in 3.2 above).
43. See appendix.
44. Z-XV 103b, EFM 2.
45. Z-IX 31a, EFM 2. See appendix.
Who Is Phenomenology? 143
46. Z-IV 108a, EFM 1. The phrasing ending this sentence runs: . . . der strkste Beleg
fr die ontologische Problematik.
47. The phrasings are from a note of Finks dated November 22, 1934, in Z-XII 38cd
(EFM 2). The phrases and lines that follow in the present paragraph also come from this
note, with some clarifying expressions from the context included in brackets.
144 Who Is Phenomenology?
approach is more radical, Fink writes, in that a move of retreat back to the
facticity of the situation, far from being a narrowing down to the sphere of
intuitive presence, is instead the investigation of the world precisely as the
phenomenon of the world. And the principle being followed is that what
phenomenon always means is the demonstrable, in each case in accord
with its own proper sense of demonstrability [Ausweisbarkeit].
The claim of greater radicality, then, for Husserls approach is that it
proposes to examine the constitutive origin of the already given self-
conceptualizing schemata that ontological analysis accepts as the matters to
interpret existentially. But at the same time Fink also nds that the way Hus-
serl normally formulates his program and its ndings is inadequate to the
inquiry at issue.
To put this all another way: Husserls position is distinguished from Heideg-
gers fundamentally in its conception of the a priori. For Husserl the a priori
under investigation is usually conceived as something to be made experience-
able in the act of giving that takes place in essence-intuition. For Heideg-
ger, on the other hand, the a priori in questioni.e., those structural elements
revealed by the analyses of fundamental ontologyare already intrinsic pos-
sessions of the being doing the inquiring, and analysis is an act of appropria-
tion that is a counter-move to constant forgetting, i.e., it is a kind of
anamnesis. Having laid out this contrast, however, the decisive issue is not
the fact of these two contrasting positions but the more radical system-
methodological question of whether the antecedence of the a priori to factic
experience can be exhibited and what kind of exhibiting this is, what the sense
of its possible verication is. For phenomenology to answer this question
means to Fink precisely to take a step beyond initial formulations, that is,
precisely not simply to adopt an explication in terms of the noematically
focused act-intentionality with which Husserl normally explains his tran-
scendental phenomenology, and in terms of which this last contrast between
Husserl and Heidegger in their conceptions of the a priori is put. The real
fundamental question, then, has to be this: What is the nature of ultimate
constitutive origination in a more radical reduction-governed characteriza-
tion, and what is the manner and method by which it is to be conceptually
48. Z-IV 108b, EFM 1. See the series of notes, Z-IV 10920 for detail on how Husserls
move is more radical, when properly interpreted and radicalized.
49. The argument in this paragraph, and the quoted lines and phrases, are drawn from
Z-I 150ab (EFM 1), reections pertaining to a discussion Fink had with Husserl on
July 10, 1929, precisely on the problem of the a priori: the intra-temporal determination
of the essence (Z-I 149a).
50. Z-I 150b (EFM 1) emphases mine, not Finks.
Who Is Phenomenology? 145
expressed and shown at that nal radical level? This is the issue that governed
the work Fink did for Husserl during the entire period, as illustrated, for
example, in the Sixth Meditation; it was, therefore, an issue that Husserl
had repeatedly to come to terms with in the ten-year running dialogue between
himself and Fink. Out of phenomenologys own radical thrust Husserl was
being pushed by Fink to go further than his normal plan of exposition seemed
to allow. And Fink himself was not only quite willing to go further than
Husserl in trying to answer this kind of question, he was equally willing to go
beyond Heidegger.
51. See SZ, division II, chapter 3 (6166). It is more succinctly stated in Heideggers
lecture course on German Idealism in SS 1929, as for example in the following lines (in
Finks summary): Time as the horizon of the understanding of being is the essence of the
nitude of human Dasein. Therefore the question of being must turn into the interpreta-
tion of human Dasein in regard to its temporality. Being is only intelligible in terms of
time: being and time. (EFA U-MH-III 30, corresponding to MH-GA 28, p. 46.)
52. See appendix.
146 Who Is Phenomenology?
There is one point, now, that has to be made clear in connection with the last
sentence quoted. Several times in the past few paragraphs we have seen indica-
tion that in this phenomenological confrontation with Husserl and Heidegger
Finks rethinking of temporality as ultimate constitutive conditioning casts it
as time-horizonality. The fuller sense and implications of this will be taken
up in chapters 4 and 5, but one signicant element of its import has now been
introduced. The expression what you get when you cash it in is a rendering
of Finks Einlsung, a term he uses frequently to emphasize the qualitative
difference between a horizon and that which is in a horizon. A horizon is
denable as a condition for, is fundamentally different from, and is in no way
reducible to, that which occurs within it.
This is a point approached from another angle in Finks coming to terms
with Heidegger at this same point in the Freiburg years, out of one of Heideg-
gers most famous interpretive moves, namely, the explication of the imagina-
tion of Kants analysis of schematization as original temporality. Fink had
to take Heideggers interpretation of Kant very seriously, for the whole ques-
58. EFA U-MH-I 92. The published text, MH-GA 27, p. 272, is consistent with but
does not show exactly these words.
59. EFA U-MH-III 143 and 145, the rst of these texts entirely underlined by Fink
(though not carried over here). Again, the corresponding passages in MH-GA 28,
pp. 2001 and 33637, are consistent with what Fink has Heidegger saying, but do not
say the same thing explicitly.
60. Z-VII XIV/14a (EFM 2), from late 1930.
61. See Z-IX 61a and Z-XI 48b, both in EFM 2.
Who Is Phenomenology? 149
62. This is Finks noting down of Heideggers point in EFA U-MH-III 140, correspond-
ing in essentials but not in the same wording to MH-GA 28, 19b. Or U-MH-III 148:
Kantian and Fichtean philosophy is for Hegel philosophy of reection ; and Heideg-
ger immediately adds parenthetically, in the broadest sense in which one can character-
ize Husserls phenomenology of pure consciousness as a philosophy of reection. This
corresponds, again, essentially but not in exact wording to MH-GA 28, Ergnzung 35,
but adds a remark on Husserls phenomenology.
63. See EFA U-MH-III 151153; MH-GA 28, p. 310.
64. See EFA U-MH-III 108110; MH-GA 27A, pp. 3013.
150 Who Is Phenomenology?
tial, nonetheless the world itself could not be. One can easily grant that the
world is not a being and that it in no way has presence out there [Vorhan-
denheit]; but this does not at all mean that it is a Dasein-existential. Fink
continues: Heideggers doctrine of the world is signicant only in the nega-
tive, in a way analogous to Kants, in the thesis about that which the world
is not. In Heideggers and Kants doctrine of being [there are] reection-
philosophy motives: namely, insofar as the behavior of relating to the world
[das Verhalten zur Welt], as bearing-oneself-not-in-relation-to-a-being [als das
Sich-nicht-zu-einem-Seienden-Verhalten], is itself taken for the phenomenon
of the world. Ontological idealism, i.e., the doctrine of the a priori spon-
taneity of the projection of being, . . . to a certain extent makes the world into
the glow of Dasein, i.e., it makes the bearing of oneself in relation to the world
equate with the world.
As will be shown in the next chapter, reconsidering the world will mean that
the world, precisely as horizonal, cannot be categorized in terms of the struc-
tured involvements that obtain within it; the world is better construed as the
pure containment [der reine Enthalt]. Even if not a being, not an aggregate
or an innitely large thing, still [the world is] independent from the intra-
worldly facticity of the subject, and is not to be dissolved in a mode of
Dasein-like existence, which is what happens when it is conceptualized as
one of the existentials of the ontological structure of Dasein.
Heideggers thinking, then, is not superior to Husserls even if Husserls
(really only initial-stage) formulations are taken in an idealistic interpretation.
Husserls position may thus convert the cognitive antecedence of a human
being into ontologically productive antecedence (see 2.6.2.1), but Heideggers
ontological transformation of phenomenologys transcendental subjectivity
is an erroneous interpretative conversion of antecedency of accession into an
antecedency in the order of being. Fink, however, goes beyond this still too
simple form of criticism. To interpret Husserls position idealistically as Hei-
degger does is a misinterpretation, especially in failing to acknowledge the
preliminary character of Husserls classic texts. This shows in the way Heideg-
ger consistently equates Husserls conception of being with presence out
there [Vorhandenheit]. Heidegger is, of course, correct in an important re-
spect. Presence out there is not to be attributed to the subject; for the
68. See Z-XV 67b (EFM 2), clearly reecting Being and Time, 13.
69. Z-IV 101c, emphasis Finks, expression in brackets mine (EFM 1).
70. See Z-XV 67a68a, probably from 1931; EFM 2.
71. Z-XV 125a; EFM 2.
72. Z-XI 7a, Finks emphasis (EFM 2), datable only as in the period from 1931 to
1934. See also CM6, pp. 15859; VI.CM/1, p. 178.
73. See the discussion on the reduction of the idea of being in CM6, pp. 7175
(VI.CM/1, pp. 7984).
152 Who Is Phenomenology?
misunderstand the reduction and its aim. Fink continues: Absolute con-
sciousness can as extra-mundane have no being at all, if the question of being
can only be meaningfully posed in the framework of the world. The absolute-
ness of transcendental consciousness is absolutum ab esse [absolved from
being]. Absolutum esse = solutum ab esse [released from being].
The kind of being had by factical human subjectivity is indeed an ontologi-
cal problem, but at the same time a constitutive-meontic problem.
Fink took himself to be unfolding implications in phenomenology without
necessarily being restricted to what Husserl might explicitly adopt (see 2.6.2.1
and 2.6.2.2). We see how this was intrinsic to his also going beyond Heidegger,
in tandem with the critique of Heideggers criticism of Husserl. The paradox
that Fink found in Heideggers fundamental ontology (3.3.1) lay within Hei-
deggers attempt to move past any residual philosophy of reection in Hus-
serls phenomenologyand Fink had to and did take it seriously. But coming
to terms with all this led inexorably to a constitutive-meontic problematic,
the most radical and elusive issue Fink found confronting him. It will take the
next several chapters to prepare for a direct treatment of the meontic, but
we shall continually approach it in the way it will enter into every interpretive
reinvestigation of transcendental subjectivity and constitution at a truly
radical post-preliminary level.
74. Z-V VII/12ab (EFM 1), from the period of Finks dissertation.
75. The argument and quoted phrasings in this paragraph are taken from Z-XIV
IX/1a2b; EFM 2.
Who Is Phenomenology? 153
being. For example, freedom is both (a) the action of the projection of tran-
scendence within beingfor it is something operative in the being of Dasein,
which is itself unquestionably a beingand (b) that which makes that projec-
tion of world possible and therefore conditions being as such, especially if
freedom is explicated as temporality. But the recurrence of the paradox in
this most fundamental of philosophical matters, namely, in a phenomenology
where the question of being demands being posed precisely in terms of the
framing that being must have in the world if one kind of actual being is also to
be capable of understanding being, suggests that, rather than a simple over-
sight or error that can be corrected, a structural inevitability here presents
inquiry with an aporetic of a radically new kind. Fink formulates it as the
ontological unattainability of the subject.
With Husserl unattainability is demonstrated in the context of a philoso-
phy of reection, in the form of the doctrine of the anonymity of perform-
ance life. But this does not mean that the philosophy of reection is what
really powers phenomenology; for reection-philosophical ideas, as always
with Husserl, are only means for exploding the natural attitude. What really
shows in this anonymity in Husserls phenomenology, or in the paradox of
transcendence that typies Heideggers work (or indeed in life-philosophy,
where ever-coursing life precludes being xed in set, invariant forms), is the
subterranean stirring of a fundamental problem, namely, the incompleteness
[Unvollendetheit] of spirit in the world. To confront this incompleteness
[Unvollendetheit] of spirit in the world, its fragmentary being [ fragmentar-
isches Dasein], the actuality of its being-outside-itself, Fink writes, is to be
forced to face not ontologically and cosmologically demonstrable facts but
rather something that can only be conceptualized as the speculative fact
itself ; and this in turn can only be understood in relation to the opening
beyond being that now seems to be called for, what Fink simply terms a
meontic truth.
Mentioned earlier (see the nal paragraph of 2.6.2.7 and the closing consid-
eration of 3.3.2), the meontic dimension of the ontological unattainability and
opacity of the subject becomes more explicit here and is named as pertaining
to one of the two basic moments of the systematic of transcendental phenome-
nology. In the previous chapter we saw that Husserls system involves the
dimension of systematic projections, as Fink puts it, or higher descrip-
tions, as Husserl has it (see 2.1, pp. 8687 and 2.3, pp. 99100); here we see
one of the ways in which Fink nds that dimension to be specically devel-
oped, namely, in a speculative order of interpretive determination in which
to disclose and articulate the meaning of the concrete matters concretely ana-
lyzed. And the speculative fact beyond all others comes to the fore in phe-
nomenology when the most concrete of matters, being, is taken up as the
ultimate explicandum, as the meaning that is of greatest import for that most
peculiar particular being, the living human agent, the philosophic questioner
trying to think through what thinking itself discloses of ones own being in the
midst of being. Here Fink is led to the realization that the ultimate import of
differences between Husserl and Heidegger lies not in some doctrinal position
that divides them but rather in the opening to a radicality beyond either that is
methodologically imposed when phenomenology confronts its own work in
full self-critical interpretation.
Thus a year after hearing Heideggers rst two semesters of lectures in Frei-
burg Fink writes in 1930: Heideggers ght against German Idealism shows
clearly the motives that condition his misunderstanding of Husserl. For Hei-
degger, Husserlmuch like Fichte and Hegeloverlooked the nitude of the
subject, the kind of being the subject has, in effect taking ight from nitude
into deication. For Heidegger, Husserls I is virtually the same as the I of
German Idealism, the I-ness that is precisely the problem. Heidegger, in
contrast, insists on interpreting the I-ness of the I in terms of the human I, so
that the absolute subject becomes for him a harmless idea. Thus it is that
the deepest opposition between Husserls and Heideggers philosophy lies in
the way one formulates the basic question: either (1) the question of the
Absolute or (2) the question of the being of beings.
Fink acknowledges: Heideggers restriction of the idea of being to the
region of nitude is an incontestable service to philosophy. But philosophy
must not stop with that; for the authentic theme of philosophy is the
Absolute, which, when posited as a being, is a contradiction in terms. So
it is thatfor reasons that still need to become clearbecause Husserls phe-
nomenology presents itself as a philosophy of the Absolute, while Heideggers
fundamental ontology explicitly does not, Husserls position holds the greater
philosophical radicality. The conception of philosophy as the explication of
the Absolute and the way in which spirit can be thought within phenome-
nology, in appreciation of both the question of being and the special system-
atic character of Husserls enterprise, can only be worked out in view of the
speculative dimension wherein the meontic character of nal inquiry has
to be admitted; and this can only be worked out within and not independent of
the actual reinvestigation of basic phenomenological structures and factors.
That is what we shall be doing in the next three chapters; but clarications
about how reinvestigation will operate methodologically still need to be made,
precisely because it is in Finks coming to terms with Husserl and Heidegger
together that he was able to achieve the full measure of methodological preci-
sion and subtlety that the matters at issue required.
So we must dwell a little longer on the incontestable service Heidegger
performed for philosophy, and on the reasons for which Fink spoke of him as
having brought phenomenology to its rst truth in critical-speculative
lan.
82. See the text from Z-VII XIV/4a, quoted near the beginning of the chapter.
83. The argument is taken from the recapitulative statement in Z-VII XIV/7a (EFM 2).
84. This formulation by Fink of Heideggers point (EFA U-MH-III 31) is entirely
underlined in red. It corresponds to, but is not in the exact wording of, the texts in MH-
GA 28, pp. 47 and 23637.
156 Who Is Phenomenology?
tic clearly in hand before February 1928, when the prize essay was written,
but the achieved sense of the rapidly evolving idea shows next in notes written
during his revision of that essay into the dissertation. In late 1928, for exam-
ple, he has a note on Hermann Cohens Logik der reinen Erkenntnis in its
treatment of Aristotles formula t t hn einai. He quotes Cohens lines ex-
plaining the meaning of t hn,
namely, that the ground of being must be
placed beyond its present and that it does not sufce to determine being [das
Sein] by the truly existent [das wahrhaft Seiende ]. Instead, Cohen continues,
a pre-being [Vor-Sein] is sought, and in this is being [das Sein] grounded and
secured. What Fink nds so signicant, then, is the nal point Cohen makes
here, now given in Finks slight rewording of it: It is not what-is [was ist], but
what-was [was war] that makes up being [das Sein]. Being is not thereby
displaced back, more or less, into the past; rather it is to be referred to its own
origin.
Fink comments on Cohens looking for this origin in thought, consistent
with the transcendental idealism of the Marburg Neo-Kantian school that
Cohen had founded. It is not necessary, Fink remarks, straight off to take the
turn into the subjective; for, with respect to being, to ask about origin is, as
phenomenology shows, more properly to ask about the horizon of time.
Fink nds this anticipated in Nicholas Cusanus and negative theology, in
which obscure concepts of the innite (en ka pn, non aliud, mh-on) are
really ways of asking about this central problem of the origin of being. In
contrast, when the origin of being, the whence [das Woher] of being, instead
of being taken precisely as the question of the horizon of time is itself cast in
temporal terms, then the originative, construed as the past that precedes pres-
ent actual being, is itself ipso facto converted into something within the hori-
zon for being; for that is precisely what time is. In a word, inquiry into origin,
taken as inquiry into the temporally prior, ends up as the ontication of time
itself. Here is a rst look at the nature of the problem of thematizing what is
essentially a meontic origin.
Linking the Kantian/Neo-Kantian problem of the noumenal dimension of
origin with the Neoplatonic tradition of negative theology to yield a method-
ologically robust conceptuality for speaking of what has to be beyond being
89. See M-I (dated aus der Zeit von 192728) p. [7], as well as Z-I 19a, 25a, 28b,
32b, 44a, 45b, and 53b, all materials preparatory for the Preisschrift, and all in EFM 1.
90. 3d ed. (Berlin: Bruno Cassirer, 1922). (First edition 1902, revised 1914.)
91. See appendix.
92. Z-IV 66a, emphasis in quoted phrasings Finks. Meontic obviously comes from
the Greek mh-onnon ens: that which is not-being.
158 Who Is Phenomenology?
is a proposal in play in other notes as well. This linkage is made, thus, not for
syncretistic purposes but rather to pose in its sharpest form the issue that lies in
phenomenological probing at its deepest; and even though Fink knew that his
dissertation was going to be incomplete in deferring that issue to its as yet
uncompleted second part, he wanted to make clear that he was aware of it and
that he was not going to produce a study that would naively blur it. For
example, in a note from 19281929, he reminds himself that in his Introduc-
tion he must stress that the region of pure consciousness is not an ontologi-
cal region. To make the move to pure consciousness is not a matter of
overcoming the character that pure consciousness may have as presence out
there [Vorhandenheit]. Rather, it means something quite a bit more radi-
cal, namely, that every ontological question remains within the world. For
this Kants work, especially as Heidegger explicated in his lectures, is decisive:
Kants philosophy is the rst exhibiting of the cosmological horizon of the
idea of being. Kant thus rst made possible a meontic metaphysics of the
Absolute, as Fink put it in a later note. Being could be dealt with neither
in itself nor in pure thought; the realm of being-as-experienceable simply is
the world. Again in Finks words: The cardinal failing of all transcendental
philosophy is this, that it does not see being and world as an indissoluble
unity. If, therefore, phenomenological inquiry was to push into the origina-
tive realm wherein this world of experience, this world of being, is con-
stituted, then this was to try to push into what was before beingVor-Sein,
to adopt Cohens phrasing.
What Fink heard regarding the mh-on in Heideggers lectures was much
less than this, namely, variant senses taken on in the context of specic dif-
ferent philosophers. Thus the mh-on in Plato was that which stood in con-
trast to the ontvw on (the beingly being, i.e., the really being), the Ideas;
here that which was individual was mh-on. In Aristotle, Heidegger ex-
plains, the on kat sumbebhkwwhat classically is termed accidental
93. For example, Z-IV 49ab (EFM 1) relates the discussion of the term transnite in
mathematical theory to the whole question of how barriers of niteness are transgressed
in phenomenological inquiry. Here, too, we nd the linkage of Plotinus (en ka pn),
Cusanus (non aliud), and Kant (noumena in the negative sense). See also Z-I 67ab and
Z-IV 49ab. VB/I speaks of the transnite in 61, referring to Oscar Beckers Mathe-
matische Existenz in JPpF VIII (1927), pp. 441809. This volume of JPpF also con-
tained Heideggers SZ. See also EFM 1, Einleitung des Herausgebers I, pp. xxxixxliii.
94. Z-IV 97a; EFM 1. Emphasis Finks in quoted wording.
95. Z-XX 7a from late 1935 or early 1936, emphasis Finks; EFM 3.
96. Z-IV 94b; EFM 1.
97. EFA U-MH-I 118; MH-GA 27, p. 321.
Who Is Phenomenology? 159
103. EFA U-MH-III 7677, emphasis Finks; MH-GA 28, pp. 1067.
104. EFA U-MH-III 80; MH-GA 28, p. 113.
105. The being-what [Wassein] of the I is not a genus-concept in relation to individual
concrete Is. The concept of essence as eidos fails here. In phenomenology the insight is
not yet reached that the whole determination of the essence of the I is a problem of
existence and refers to an existential metaphysics of Dasein. EFA U-MH-III 81, to which
MH-GA 28, pp. 11314, has no corresponding assertion.
Who Is Phenomenology? 161
106. EFA U-MH-I 27, emphasis Finks. The corresponding text in MH-GA 27,
pp. 1045, does not contain statements like these. See, however, 14c (pp. 11317).
107. EFA U-MH-I 28; MH-GA 28, 14a.
108. EFA U-MH-I 27, not represented in MH-GA 28, pp. 1045.
109. EFA U-MH-I 121. See MH-GA 27, pp. 32628.
162 Who Is Phenomenology?
113. The line of thought and the quotes here are from EFA U-MH-I 151; MH-GA 27,
pp. 39596.
114. The authenticity of the potentiality-of-being-a-self guarantees the fore-sight of
primordial existentiality, and this assures us of coining the appropriate existential con-
cepts. BTst, pp. 29192 (SZ, p. 316).
115. Heideggers blanket assertion here is analogous to the one Husserl offers when he
argues to Fink that a specic reduction of the idea of being is not needed. The new sense
words must take on occurs, Husserl assures us, of itself in the properly performed
reduction: VI.CM/1, p. 83, notation 241.
164 Who Is Phenomenology?
116. The ideas and the quoted material are from EFA U-MH-III 3738, emphasis all
Finks; MH-GA 28, pp. 5455 and 28283.
117. See LU, II-2 (6), 1415.
118. See 3.4.1 above. Cf. U-MH-III 37; MH-GA 28, p. 54.
Who Is Phenomenology? 165
Such is the critical insight that Fink came to be exercised in quite early in his
philosophic study, and we shall see in subsequent chapters how this problem-
atic dominates his entire post-preliminary reinquiry precisely into the themes
of world and temporality. Now, however, a few further points need to be made
about construction-projection.
What construction will work out to be for transcendental phenomenol-
ogy is not dened in terms of a single sphere of matters to be analyzed. This
is made explicit in Finks explicit treatment in the transcendental theory of
method laid out in the Sixth Meditation, specically in 7; but we shall
return to that in chapter 7 (7.2.3). More instructive for the present context is a
long note drafting points relating to 2 of the Introduction to Finks disser-
tation, where Fink not only is more explicit than in the dissertation about
Heideggers contribution but also discusses limitations in Heideggers posi-
tion. What is particularly signicant here is Finks comment about construc-
tion, particularly in giving the paradigmatic context in which construction
is to have a role in transcendental methodology, namely, the problematic of
temporality. The analysis of temporality faces two conceptual alternatives for
determining exactly what it is that will be reached and disclosed therein.
Drawing from his exposure to Cohens work (see 3.4), Fink distinguishes
between an inquiry into ground and an inquiry into origin, explaining
that, because phenomenology at its ultimate level of analysis is an inquiry into
origin rather than into ground, it is obliged to operate by construction.
Echoing Heidegger in insisting that construction must not mean the ar-
bitrariness of unclear ideas and feeling-laden or prophetic speculation, Fink
takes it to be bound to demonstrative exhibiting [Ausweisung], wherein lies
its sole right and the possibility of rigor and inexorability in philosophical
reection. What makes it effective in that, however, is a strength of inter-
pretation and intrinsic exceeding. Every such interpretation is a self-
impelling to a higher level [ein Sichhherwerfen]. All philosophizing is thus
the surmounting of the world.
This is more than simply a restating of the nature of the Husserlian sys-
tem, namely, as a dynamic mutual interweaving of (a) concrete analyses of
detail and (b) general systematic projections, anticipatory perspectives, or
presentations of universal scope in which the comprehensive relevance of
the analyses can be seen. Here, where the question is that of origin, and
119. Z-VI 15ab and ZIV 94ab (EFM 1), two sheets that Fink separated and placed
in two different folders.
120. Z-IV 94ab.
121. See B-I 40a and 22a, quoted in 2.3.
166 Who Is Phenomenology?
That Heideggers inquiry into the a priori is an inquiry into ground, not
origin, is a case that could be made in detail but must simply be summa-
rized here. For example, ground and ground-words are some of the most
frequent expressions in Heideggers writing. However much in his later
thinking the breadth of meaning in these words becomes a eld for wordplay
exploitation, in his systematic explication of fundamental ontology a more
rigorous conception is adhered to. In this Heideggers sense of the a priori,
despite its existential matrix, is closest to that of Kant, namely, that the a priori
is a condition of possibility. This shows unmistakably in the lectures that Fink
heard, as reected in his notebook summaries of them. And Fink was not
alone in wondering what exactly Heideggers grounding meant. In Husserls
nally serious reading of Being and Time he found problematic precisely what
Heidegger meant by grounding. For example, in 69, where Heidegger in a
footnote on Husserls linking all cognition to intuition speaks of the ground-
ing of intentionality in the ecstatical temporality of Dasein, Husserl asks:
What does grounding mean?
Now, one of the prime issues about the a priori in this context is the charac-
ter of the dependency relationship between (a) the grounding ground and (b)
that which is grounded upon it. The canonic framing of this question is that set
by Kant: [I]f the conditioned is given, the entire sum of conditions, and
consequently the absolutely unconditioned (through which alone the condi-
tioned has been possible) is also given. This is a point, and a text, that
Heidegger took up in his lectures in the summer semester of 1930, in another
Introduction to Philosophy: On the Essence of Human Freedom. As Hei-
degger interprets it, this principle means that the relationship of the grounded
to the grounding can have positive content only in that the grounded is given
experientially in the world.
Heidegger returns here to the theme of freedom, the analysis of which, as
the ground of possibility for Dasein, has to be oriented ultimately by the
unique kind of being that Dasein possesses. In accord with Kant, the problem
128. In German, of course, Grund has many meanings, the most signicant for
Heidegger being ground and reason. Then there are grnden, begrnden, auf-
grund, and so on, plus compounds with Grund-.
129. See (1) U-MH-I 6466; MH-GA 27, pp. 20910; these are Heideggers Tenth
and Eleventh Theses, the latter of which is quoted in 3.2; and (2) EFA U-MH-V 5051;
MH-GA 31, pp. 13435.
130. See appendix.
131. KrV A409/B436, emphasis Kants own; trans. by Smith, CPR, p. 386.
132. Kants text is cited by Heidegger in EFA U-MH-V 9293; MH-GA 31, p. 212.
133. EFA U-MH-V 50; MH-GA 31, p. 134.
Who Is Phenomenology? 169
137. Z-IV 10a; EFM 1. See also Z-I 149150b. Phrase in brackets mine.
138. See EFA U-MH-V 93; MH-GA 31, p. 31, where Kants point in KrV A409/B436 is
quoted, viz., that to conceptualize the conditioning factor as the transcendental Ideas
are by Kant is, as Kant explains, to deal with regressive conditions, that is, to go in
andecedentia, not in consequentia. (A411/B438.)
139. See Z-XI 62a; EFM 2.
140. Z-XV 56b; EFM 2.
141. Z-V IV/4a; EFM 1. See also Z-V III/9b and III/14a; EFM 1 (with regard to
spatiality). Heidegger is not unaware of the basic operation of retro-application, as one
can see in his lectures in SS 1930: The question of being must take on the same form as
the question of that which is in being [nach dem Seienden]: as what this and that are. The
question of being thus always stands in a clothing that ordinary understanding never sees
through. EFA U-MH-V 23; MH-GA 31, p. 50.
142. Z-XVI XXIV/5b; EFM 3, sketching revisions for Cartesian Meditations.
Who Is Phenomenology? 171
146. ND, p. 43, emphasis Finks. Husserl wrote several marginal comments on this
paper but none on this passage. See Finks notes for this paper in Z-XVII (EFM 3). See 1.3.
147. Buch I, Abschn. 3 in VI.CM/2, pp. 78. Note the nal subsection on a critique of
transcendental experience, which within two years of this outline was to be undertaken
in Finks Sixth Meditation.
148. See VI.CM/2, pp. 78, and Finks postwar essay Intentionale Analyse und das
Problem des spekulativen Denkens, ND, 13957.
149. See B-I 40a and 22a, quoted in 2.3.
Who Is Phenomenology? 173
will escape relevance to, and the implications of, the element of speculative
exceeding. This element is what will give disclosive power to the constructed
projection beyond both the ordinary and naively mundane and the investiga-
tionally evidenced, precisely because it has the perspective of general com-
prehensiveness. We shall see over the course of the next chapters how this
works out, beginning with the theme of world, now brought to the fore as
guring centrally in the phenomenology that, in the Freiburg and Germany of
the 1930s, is showing itself to be in actual fact considerably more than the one
man Edmund Husserl.
4
Reason itself and its [object], that which is, become more and more
enigmatic . . . until nally the problem of the world, come consciously to
light, the problem of the deepest essential bondedness of reason and that
which is, the enigma of all enigmas, had to become the proper theme.
Husserl, Crisis
That the theme of the world had to dominate the framing of the central
matters to be investigated in phenomenology was not Heideggers discovery,
and it was not in Heideggers lectures that Fink rst saw this principle mani-
fest. Transcendental phenomenology began in the recognition that the world
had to be taken explicitly precisely as an overwhelmingly comprehensive
structure that remained yet to be thematized properly in philosophy. The most
famous methodological devices in Husserls phenomenology, the epoch
174
The World 175
2. Hua III, Beilage XIII, p. 399. The phrases quoted here are from this appendix, and
the remaining points of the paragraph form a gloss on it.
176 The World
myself in the middle-point: the world is; the world has to be experienced in
actual experience in order to be givenin whatever sense given here
hasin order to be there. If I had no experience of the world as continuing
to be there for me, the world would be a mere word, not the actual phenome-
non in question. The only way, then, for any reecting human to have the
world, i.e., to experience the world, and then to attend to its structures, is in
the experience of it, i.e., in a continued living in the natural attitude.
This realization does not come in a vacuum. As we saw in chapter 1 (1.2),
mid- and late 1929 was the period in which Husserl was forced to take stock of
his whole achievement precisely in the face of Heideggers success, just as he
was also beginning to bring Fink into working more closely with him. This is
also the time in which Finks notebooks are full of entries on the question of
the way the world gures in both experience and phenomenological reection,
in part under the impact of the thinking he was following in Heideggers
lectures.
When Fink listening to Heidegger credits him with the incontestable ser-
vice of showing how the idea of being has to be restricted to the region of
nitude (3.3.3), and then couples this with two other realizations: (a) his own
understanding, against Heidegger, of Husserls real thesis on being, viz., the
essential constitutedness of that which is in being (das Seiende) (3.3.2), and
(b) the principle discovered by Kant that the idea of being is set within the
conditions for the experience of actually given things (3.4), then he, Fink,
realizes the profound import of the very lesson Husserl was expressing to
himself in his comment on his own Ideas I. This retrospective critical judgment
brings to the fore the need to recognize the central problem of the way the
phenomenologically reecting agent remains an agent engaged in the world,
carrying out an activity essentially structured as in the world. The fact that all
of Husserls published writings up till then had a propaedeutic form may have
been a necessary feature for a readership that was learning what it was to enter
phenomenologys program, but it carried a dangerous limitation. These writ-
ings were ways of explaining the instituting move of the epoch and reduction
from within the pre-phenomenological context, i.e., from within the natural
attitude. As such they presented the topic of the world as an issue to help
people to be led into phenomenology. The world had been posed in terms that
3. That the analyses of Ideas I, above all, of intentionality, are in great part devel-
oped within the natural attitude was pointed out by Paul Ricoeur in his notes to his
translation of the work, Ides directrices pour une phnomnologie (Paris: Gallimard,
1950), p. 88, note 3 to p. [87]), where he draws upon none other than Finks 1934 Kant-
Studien article for this point (EH-Ke, pp. 1046; Studien, pp. 11012).
The World 177
had their home where people were on this side of the epoch, rather than past
it. The theme of the world, therefore, had yet to be investigated in terms
proper to the standpoint that resulted from the rigorously applied epoch and
reduction. In other words, the propaedeutic and preliminary cast of the pre-
sentation of the problem of the world meant that the phenomenology of the
world was yet to be really carried out. At the same time, the work of phenome-
nologically reective investigation was itself a work done not by some kind of
super-worldly power but by an agency that in principle had to remain an
experiencing of the world from within it. This clearly corresponded toeven
if in Finks hands it would not be the very same thing asHeideggers insis-
tence that the actuality and concreteness of the being of a subject, reective,
cognitiveof an I amhad to be that of a being nitely existent in the
world (3.4.1).
Such, then, was the specic way in which the regimen of critical consider-
ation that came to dene Finks work with Husserl was turning to the theme of
the world in transcendental phenomenology. This was as well the concrete
way in which the two dimensions of the distinctive system of Husserls
phenomenology were in play, namely, (a) as holding in thematic focus the
matter at hand, die Sache selbst, to scrutinize it in the measure of intuitive
givenness proportionate to it, and (b) as assessing the character and adequacy
of the conceptual articulation of what shows in that matter at hand. What
Fink found is that there are complexities to each order of this integrated bi-
dimensional systematic that need to be explicitly considered and claried.
Intuitive givenness is not so direct and simple and has limits, while the very
operation of critical assessment involves a variety of reective methods that
Husserl in his almost single-minded focus on the intuitively given leaves un-
considered and undifferentiated. In short, the specic methodology of post-
preliminary critique was just as undeveloped as was its actual rigorously and
comprehensively sustained performance.
Accordingly, Finks notes of his work with Husserl show a sustained elabora-
tion of theoretical and methodological points regarding the practice and results
of methodological self-critique and reinvestigation, especially in work to be
done in the dimension of descriptions of a higher kind (Husserl) and system-
atic projections (Fink). For example, one has to recognize the difference in
level on which the phenomena designated by any such higher description or
systematic projection are being considered. In particular, descriptive analy-
ses of a particular phenomenon done on different levels of constitutive regress
6. See 7.3.3.2.
7. See 2.2; see also 7.2.3, 7.3.3.3, and 7.3.3.4.
8. See 3.4.2 and 7.2.3.
9. See the opening pages of chapter 3, 3.3.3, 3.4.2, and 3.5.
The World 179
construal may have still been operative in that framing, and therefore may
have adversely limited the understanding demanded for properly describing
either the phenomenal structure constitutively examined or the processes and
factors disclosed as constitutively operating to form those structures. Several
achievements of this critical reorientation relevant to the way the world must
be approached were laid out in the previous chapter.
1. The world encompasses both the human subject and all those things to
which that subject is psychically related in consciousness. It embraces in
unity both immanence and transcendence. (2.6.1.)
2. The epoch must apply with full rigor to both elements of the phenomenon
of the world, immanence and transcendence. (2.6.2.)
3. The linkage of immanence and transcendence, i.e., of the experiencing
human entity and that which it experiences, is not necessarily to be con-
ceived ultimately in terms of the subject-object epistemological relation-
ship. (2.6.1 and 2.6.2.)
4. It is furthermore too restrictive a schema to conceive intentionality in terms
of the subject-object relationship if this is taken primarily as the perfor-
mance of specic acts directed thematically to a focal object. (2.6.2.3.)
5. Insisting upon an egoic character for transcendental consciousness re-
inforces the schema of the subject-object relationship as primarily act-
intentional. (2.6.2.6.)
6. The non-thematic, performance dimension of consciousness must be ex-
amined in its priority to act-thematic intentionality in order to approach
more appropriately transcendental subjectivity. (2.6.2.8.)
Now these are demonstrably shifts that address preconceptions coming from a
specic philosophic tradition, namely, that heritage from Descartes to German
Idealism within which Husserls phenomenology took its origins. But this
concrete siting in Husserls case indicates a universally holding condition,
namely, that philosophical reection upon the nature and capabilities of hu-
man being in its station in reality inevitably begins from within the situation of
existence in the world in the concreteness of a tradition, of a locale, and of an
individual human life and personality. Fink therefore takes a lesson from Hus-
serl on countering ungrounded presuppositions when he nds Heideggers
charge cogent that Husserl seems attached to the epistemological schema of
the philosophy of reection. This is the insight that necessitates the shifts just
summarized. Accordingly, the character of the world has to shift as well, from
(a) being posed as something that a self-sufcient subject turns to by a specic
act, to (b) being recognized as what an already existent subject, when it begins
to reect on its situation, nds already there for itself. Instead of following
Husserl in taking the idea of rigorous science, i.e., the idea of the structure of
180 The World
10. See Husserls letter to Grimme, March 5, 1931 (Bw III, p. 90), and Finks explana-
tions in (1) Bericht ber Edmund Husserls unverffentlichte Manuskripte, from 1933
(M-III, #2, [7]; EFM 3, Abschn. 2); (2) Edmund Husserls Manuskripte, from January,
1935 (also in M-III, #4); and (3) Bericht ber die Transkription der Nachlassmanu-
skripte Husserls, December 2, 1939 (EFM 4, Abschn. 4).
11. VI.CM/2, pp. 39. See 1.3.
12. Again, see the rst pages of 1.3.
The World 181
movement and given it a vast development, but what was still lacking was the
achievement of its systematic self-comprehended fullness. Fink was working
to provide just that, something Husserls own work repeatedly announced but
continued to leave undone. What Fink proposed for this purpose, now, was to
set the theme of the world squarely in the position of dominant topic in the
new presentation of phenomenology. The theme of the world was to be the
Ariadne thread that could take the reader through the vast maze of Husserls
analyses of detail in critical reconsideration, systematic coherence, and inte-
grating reinterpretation.
terms with Husserls choice of entry and to show how his own orientation not
only is not diverted in any way by Husserls but also now gains the opportunity
for putting the guiding idea of science in its proper place in the scheme of
phenomenology. The idea of science cannot be the really basic guiding idea
because the broader aim, the guiding idea of our plan, is that of philosophy
as the all-inclusive intention of humanity toward a nal and radical under-
standing of itself and of the world. Science, in either a broad or a narrow
sense, is an effort to understand precisely that which is met with as reality in
the world, but it does so without recognizing the nature of its grounding in the
soil of its in-the-world experiencing of reality. The philosophic effort under
way in phenomenology has to keep open the possibility that it might push
beyond the way reality in the world is conceived, in order to inquire beyond
the world. Phenomenologys inquiry is the radical, relentless attack upon
the whole of active and ever self-proving essential prejudices attributions of
holding in being [Seinsgeltungen] that comprise carry our natural living
insertion into the world. Phenomenology is itself an effort to reach knowl-
edge (scientia, knowledge, from scire, to know), but the character of knowing
for phenomenology is not ultimately to be categorized and conceived on the
basis of the knowing exercised in any science that remains naive about the way
it is world-bound.
Notwithstanding the presence of the rubric of Philosophy as Universal
Science, then, it is not so much the idea of science with all the methodological
equipment which its historic realization implies that governs the way phenom-
enology begins and proceeds, but rather the idea of a more unspecied kind of
knowledge-seeking, namely, self-reectionand specically the self-reection
that will determine its character by reinvestigating its inevitable situatedness in
the world, counter to any hitherto presuppositional beliefs about that condi-
tion. Such, too, are the opening considerations Fink sketches in the Layout,
quickly reaching the core point, that the situation of self-reection is the
pregiven world. All the remaining points of this opening subsection for the
whole outline are about the world in its pregivenness.
Finks proposed alternative is far from an arbitrary preference; it is grounded
strictly in principle. But the principle of the pregivenness of the world will gain
its force and full signicance if the central theme here, the world, is presented in
the meaning it gains from phenomenological investigations done after and
within the reduction, not from the way the world is considered in the stage
of introduction and initial entry (e.g., as in Ideas I). At the introductory stage
the world is represented more as an obstacle to be overcomeand seemingly
one fairly easily overcome!rather than as an all-encompassing structure
that remains the most pervasive of themes and problems precisely as all-
encompassing. The character of the world as a continuing all-pervasive prob-
lem, and therefore the enhanced place and meaning that the world must be
shown to have even in the movement of entry into phenomenology, are pre-
cisely what the Layout means to provide in the way it opens. As Finks
Draft puts it, This self-reection has a character unique to itself, it is
reection upon a situation that is always and already presupposed before-
hand in any self-reection whatever, namely, the situation of the world [die
Weltsituation], or the world itself as the true situation of someone who
submits to the most radical kind of self-reection.
This difference in approach between Husserl and Fink as the 1930s began is
the same difference that marks the work Fink did in revising the Cartesian
Meditations. Here in fact the difference is even stronger; for the Medita-
tions of Husserls writing are an extremely forceful assertion of the autono-
mous idea of science as the starting point of preference for entering phenome-
nology. For Fink to recast the Meditations along the lines of the thinking in
his Layout and Draft he had to recast the way the Meditations begin, in
order for the secondariness of the idea of science as the starting point to
become manifest. That is exactly what he does in the texts written to replace
entirely Husserls own First Meditation. This is also the topic of a discus-
sion with Husserl that Dorion Cairns reports from June 2, 1932, on the occa-
sion of Cairnss reading nothing other than Finks revisions for the First
Meditation, probably the rst try at it in 1931. Here it is clear that, while
Husserl is willing to entertain an entry into phenomenology from the ideal of
philosophy as radical knowledge, he explicitly prefers an approach via the
ideal of science. What is striking about the conversation that Cairns reports is
that there is no mention in it at all of the whole point of Finks choice, namely,
28. There is no question that Fink drew this term, and much, though not all, of its con-
ceptual content, from Heidegger, as he makes clear in Z-IV 27ab, a note drafted in direct
reference to 5 of VB/I just referred to. Many other notes also deal with situation.
29. Hua III/1, 31 and 50.
30. See Finks letter to Felix Kaufmann, December 17, 1932 (in EFM 2, Abschn. 4),
mentioned earlier, in 2.6.2.
186 The World
of mundanized subjectivity: the natural being of man in and to the world in all
his modes. Fink is doing a double recasting here. On the one hand he is
moving past a merely psychological construal of the concept in order on the
other hand to make explicit its phenomenological-structuraleven ontologi-
calessentials. Husserls adaptation of familiar psychological notions had a
pedagogic utility in a work of rst introduction, but that approach has not
been recognized as preliminary, as superseded by all that phenomenology has
been doing since. Instead that initial, introductory representation has become
frozen in as the authentic representation of the insight being introduced,
namely, the recognition of the all-embracing and ineluctable pregiven place-
ment of ones whole being within the world as reected in unwittingly presup-
positional beliefs about it.
It was imperative, therefore, to move from the introductory Husserlian term
for this initiating move in phenomenology and to nd a conception more
adequate to the insight at its heart. This Fink proposed to do through deploy-
ment of a new concept, captivation in the world, Weltbefangenheit. Taking
over the role that the natural attitude plays in Husserls phenomenology,
captivation in the world is not some kind of prejudice taken up or adopted
by the human individual; it is human being itself. The pregivenness of the
world now placed at the head of phenomenological exposition is to be char-
acterized at a deeper level as captivation in the world. While the term is
progressively adopted in Finks writings for Husserl so that it becomes reg-
ularly used in the Sixth Meditation, Fink really does not offer an explicit
rationale for it in his typescript drafts for Husserl or his published papers.
But in his own notes, Fink works out a very clear idea of the conception behind
the term.
The captivation in question here is not that of some subjective feeling,
like the shyness that is one of the ordinary senses of the word Befangenheit,
along with prejudice or bias. Rather, it is like being utterly dazed by
something so as to have eyes only for it, and to be at the same time oblivious to
the state of captivation within which one is held. From this reection on the
31. VB/I, 4, p. 11. The expression natrlich eingestellt is Husserls in Ideas I (Hua
III/1, p. 67, 33). See also Z-VII XVIII/4a, from 1930 (EFM 2).
32. Fink writes: The danger of philosophyremaining caught up in the reection
with which one starts off. Z-VII XVII/26a, from Chiavari in 1930 (EFM 2).
33. Z-XI XCIII/2a, from 1932 or 1933; EFM 2.
34. Z-XV 33a, from 1930 or 1931; EFM 2.
35. Even Cairns does not report much detail in Finks reasoning: C-HF, p. 95, entry for
September 23, 1932.
36. See Z-XIII XVIII/2ab (EFM 2), from late 1933 or early 1934. The subset here is
The World 187
ordinary meaning of terms Finks point then emerges for the expression cap-
tivation to/in the world: To be captivated-in as only-being-open-for a par-
ticular domain of things is a thematic attitude [Einstellung] not toward that
domain as such, but toward that which stands in the domain. Captivation is
captivation in a horizon as only-being-open-for and being lost in that which
stands in this horizon. The captivation itself is not something one is conscious
of. It is rather the limit of the knowable as such. Only in breaking out of the
captivation can we know of it. I.e., it can only be known when it is annulled
[aufgehoben].
Finks explanations are clear enough, but this reconception, needed as it
may be, only leads to further questions. If the sense of the concept goes beyond
the idea of a mental orientation, beyond notions and expectations stemming
from human intellectual and emotional responses, if captivation in the world
is human being itself, then a human being does not cancel it out simply by
deciding to do soand then going on to act as human while holding to that
decision. We have to ask if it is even possible for a human to annul it. Fink
argues that, just as someone caught up in a prejudice can have a certain vague
inkling of being thus imprisoned and can entertain the wish to be free of it, so
the philosophic reection that poses the idea of captivation in the world can
only be an anticipation (Vormeinung) of liberation from it; it is certainly not
the scrutiny of its actual achievement. In short, the analysis one makes of it can
only be at best formal. More precisely, Fink observes, the idea of captivation in
the world is ultimately a speculative concept; it is a matter the annulling
of which can never be ontically realized but only meontically interpreted.
This returns us to the paradoxical topic of chapter 2, the move of the reduction
interpreted as a move of un-humanizing (see 2.6.2.42.6.2.7), the full treat-
ment of which must wait until chapter 7.
Another kind of question to raise about Finks new term, captivation in/by
the world, concerns the way he makes reference in his notes on the matter to
two earlier philosophers. If the world is the universe of that which is [des
Seienden], then anything posed as outside the world would be nothing.
part of Finks notes for preparing the 1934 article, Was Will die Phnomenologie Ed-
mund Husserls? (Studien, pp. 15778). See EFM 2, Z-XIII, Beil. I.
37. Z-XIII XVIII/3a, emphasis Finks.
38. Again, Z-XI XCIII/2a. See appendix.
39. Z-XIII XVIII/4a; EFM 2.
40. Z-XIII XVIII/5a. The difference between the ways Fink and Heidegger speak of the
formality of concepts for all-embracing fundamental conditions will be taken up in
7.2.1 and 7.2.1.1.
188 The World
41. Z-XIII XVIII/4b, again in the subset of notes devoted to Weltbefangenheit; in EFM
2. The sentence is from Hegels Faith and Knowledge, trans. by Walter Cerf and H. S.
Harris (Albany: State University of New York Press, 1977), p. 169, slightly modied. The
echoes of Heideggers lectures on German Idealism are clear. See 3.3.2 and 3.4.1.
42. See EH-Ke, p. 106; Studien, pp. 11112. Finks point there is succinctly put in B-I
24a (EFM 2, Abschn. 2): Not as if the Ideas were false, but they are overtaken in the later
writings.
43. Z-IV 98a, my emphasis; EFM 1. Heidegger is not named in this note, in all likeli-
hood from 1928, but Finks reading of Being and Time is surely in evidence in it if one
compares it to BTst, p. 8081 (SZ, p. 86): As that for which one lets beings be encoun-
tered in the kind of being of relevance, the wherein [das Worin] of self-referential under-
The World 189
cannot rest with the formulations Ideas I gives, inasmuch as the intrinsic
methodological sense of the phenomenological manner of investigation re-
quires gradual and ever increasing radicalization and elaboration of its self-
understanding. The reduction is not something done and nished once and for
all. Yet, on the positive side, Husserls persistence in taking the object-
centered view exhausted the possibilities of thought done as philosophy of
reection (i.e., done in such a way as to make being equivalent to object-
being), in the course of which what came clear is the deep-rooted structural
feature of bedazzlement by things.
For the phenomenology of the world, then, the problem is that features of
things in the world have set the terms for representing the structural nature of
the world itself. Now, at this stage of self-critique and reinterpretation, one has
to ask what clues there are in experience that would indicate structural prop-
erties of the world that would not be like those of objects and would not
be determined by object-centered thematization, clues, in other words, that
would counter the concealing or distorting of features of the world itself that is
part of ones bedazzlement with object-mode being.
standing is the phenomenon of world. (Italics in the translated text.) See also Z-MH-I
27a (EFM 4), a brief note from mid-1939 of a discussion with Landgrebe about the
limitations of Husserls position in comparison with Heideggers.
44. Z-IV 64a; EFM 1.
45. Z-XX 19a, from 1935 and 1936; EFM 3.
46. Cf. Z-XI III/6a, from late 1931; EFM 2.
47. Z-VII XVIII/6a, from 1930; EFM 2.
48. Z-VII XXII/5a (bracketed insertion mine), in all likelihood from 1930; EFM 2.
190 The World
concerning it, namely, that the world is the indenite and all-embracing hori-
zon that one nds in an analysis of object-thematic perception. Here the
difculty is more subtle; what is needed is to look at the same element that
others examine here, horizonality, and understand it more radically. Hori-
zonality is certainly found structurally in perception, but the character of that
horizonality must be determined otherwise than under the presupposition that
horizonality be fundamentally explicated in terms of the analysis of percep-
tion geared paradigmatically to the object-centered act-intentionality operat-
ing in it.
This is one of the points Fink wanted to develop in the sequel to his disserta-
tion; that is where he planned to take up the function constitutive of the
horizons as horizons. To speak of the constitution of the world has to mean
primarily the way horizons as such come about, and one need consider only a
small core of actual, i.e., present-making constitution that would go on in
them. Horizon-constitution itself is not an intentional modication of the
kind of consciousness that is object-aimed, as Husserl regularly has it by
explaining the horizon on the basis of the repeated shifting of thematic intend-
ing action. We know of horizons in that consciousness occurs as access to
things, but the horizons are the withdrawing of phenomena from focal
aiming. One cannot render the horizon accessible by taking it in its constitu-
tive withdrawing function in the manner of a determinate phenomenon
within horizontal presentation. Yet, Fink nds, Husserl regularly approaches
the question of the constitution of horizons as if trying to lay hold of the
containing withdrawals [die Enthalte] by way of the contained [die In-
halte], the horizons by the intra-horizonal.
We may recall that the usual conception of the horizon is that it is the range
of a potential, that is, of objects that can be thematically intended. To conceive
the world as the whole range of such ranges of the potentialin terming it the
horizon of all horizonsis to conceive of it as the whole indenitely ex-
tended surrounding set of objects in potentiality. Against this, Fink nds that
consciousness of the world as a whole [Weltganzheitsbewutsein] is never a
consciousness of the and so forth. This would be to conceive the world as a
schema of intra-horizonal lling in; but this does not get to the containing
factor [den Enthalt] as such. The horizonality in terms of which the world
gures into experience is not merely a fringe of potentiality, a constitutively
53. Z-VII XXII/6a; EFM 2. Both sentences are entirely underlined by Fink.
54. See Z-XV 50a and Z-VII XXII/6a, both in EFM 2. There is a certain parallel
between Finks reections on the world as der Enthalt and Heideggers treatment of the
accessibility or inaccessibility of the world in his WS 19291930 lectures (see U-MH-IV
98ff; MH-GA 29/30 70a). This, however, needs to be linked with the whole nature of
the difference between formal indication in Heideggers thinking and in Finks. See
7.2.1 and 7.2.1.1.
55. Z-VII X/1ab, emphasis Finks (EFM 2).
56. Cf. Z-VII 2a; EFM 2.
192 The World
Containment of all beings. At the same time, Fink explains that the German
Enthalten, containing, also carries in the Ent- the connotation holding
back, detaining. That is, what is contained is also held back, i.e., out
of actual access; and this is an essential feature of horizonality of all sorts:
what is horizonal is held out away from the focal center, whether spatially or
temporallyi.e., is contained-and-detained. This is the way, now, in which
the world is pregiven, namely, as the structural featuring by which what is held
in appearing, in experiencing, is also as much held back as held forward.
This is the featuring that accrues to what is held or contained in the
world, which, as the very essence of horizonality, resists the attempt that
would grasp it in terms of the things thus featured out within it.
Our considerations so far, however, have been one-sided; they have pro-
ceeded as if horizons and the world were things deployed as phenomena before
the gaze of a detached subject, that is, as the panoply of the transcendent before
uninvolved, self-contained, act-intentional immanence. But the world includes
within it the human subject, the human experiencing entity and its imma-
nence. The world as horizonal is not spread out in front of perceptual acts of
intending, it structures them within its embrace of them. The world in its full
sense is not the counter-poise to ones own experiential life, the mere correla-
tional member of a dualistic relationshipas it very much appears to be
forcefully represented in places in Ideas Ibut is rather the concept summa-
tive of the correlation between the ultimately experiencing I in its life of realiza-
tion in self-apperception and the world as experienced in that life, or, more
simply, the unity of this correlation itself, that includes us as a moment in it.
57. Z-V VI/9a, from the dissertation period; EFM 1. The interpretive application that
follows here corrects the construal given in my article, a longer, earlier version of the
present exposition, Redoing the Phenomenology of the World in the Freiburg Work-
shop, 19301934, Alter, 6 (1998), 67. It also corrects the same interpretation in my
article La structure phenomenologique du monde, une rvision, Les cahiers de philoso-
phie, 15/16 (1992), 98.
58. In 5.1.2.3.2 this understanding of the spatial horizon will get deepened in reinter-
pretive reconsideration in terms of the depresencing function of horizons in general.
Correspondingly, the awareness mode, the topic of the next section here, gets radical-
ized to one of gradation in openness to the given within the Containment of world-
horizonalities. Yet it is openness that originatively is constitutively correlated not to
content as contained but rather to maximal, central presencing, or to diminished pres-
encingdepresencingin distance out from the maximal center. Cf. also 5.1.1.4 and
5.1.2.3.3.
59. From Finks 1930 Draft, VI.CM/2, p. 62. See also Husserls marginal note on this
The World 193
text (VI.CM/2, p. 62, note 234). See further Finks brief reection in Z-XII 11c, probably
from 1934 (EFM 2), as well as its fuller development in VI.CM/2, pp. 16086, The
Performance Structure of the Phenomenological Epoch, especially pp. 168ff. (part of
Finks 1932 revision for Husserls Meditation I), and pp. 20212, The Phenomenon
of the World: The Pregivenness of the World (part of his 1932 revision for Meditation
II).
60. Z-XIII 7a, from 1933 or 1934; EFM 2.
61. Z-VII III/2a; EFM 2.
62. See appendix.
194 The World
enter in some way into the awareness humans have in their focus on things and
events (and on other humans)?
The world as horizonality could not be something given as present (in the
sense of being both presented and at present); for present is a value in
world-horizonality, not of the world itself. But with this matter of the pres-
ent and of presence one immediately gets into the question of temporality,
initially the temporality that is a dimension of the world and of human experi-
ence within it, and then the temporality of ultimate constitution, of which the
world would in some way be a product (as a horizonal dimension). That will
be dealt with in the next chapter; but for now this much can be said. Given that
human experiencing takes place precisely within the world as its conditioning
horizon, the more specic features of the discriminating grasp of a constant
entity in its perceptual givenness, in its presence, in its actuality, are structured
by the horizonalities of the horizon of all horizons, the world. Thus, neither
space, nor time, nor actuality [is] a moment in things (objects), they are
world-concepts. Things are spatial or temporal or actual not as some kind
of property internal to them but only on the basis of space, time, actuality.
Evidential demonstration, evidential showingHusserls Ausweisungis ac-
cordingly a performance possible only within the world.
The consciousness of the world, then, the awareness of all-embracing hori-
zonality, or of any horizon at all, has to be non-thematic consciousness, not
the consciousness aimed at an entity or object framed in presence and actuality
so as to determine what it is. To put it another way, if consciousness is intrin-
sically intentionality, then the intentionality in question here is not that of act-
consciousness, nor any modication of act-consciousness. It is in some way
coincident with consciousness in the course of its very living and being. Fink is
insistent on this point: The equating of intention and act-consciousness is a
narrowing down of the original meaning of intention; intention is basically
wider than act-consciousness, is the mode of subjective life as such. Further-
more, he continues, horizon-consciousness is not a modication of the cogi-
tatio, just as time-intentionalities and eld-intentionality are not. We have a
hint here about how to determine that in consciousness wherein the horizon-
ality of the world is recognizedsensed or felt perhaps, i.e., coincident
with its very happeningrather than aimed at and caught thematically. One
has to consider how consciousness is or goes on rather than focus on the
individualized acts that it performs, and this necessarily requires an examina-
tion of the temporality of consciousness. Yet, even as we defer until chapter 5
treatment of the temporal structure of the coursing of consciousness, some-
thing positive can be ascertained about the way the world is manifest in our
awareness.
If the world is the all-comprehensive horizonality of the life of conscious-
ness, then the modality of awareness regarding that horizonality would also
have to be something all-comprehensive in the life of consciousness. And there
is a familiar mode of awareness precisely of this sort, namely, wakefulness.
Wakefulness is simply the way of being open-to-the-world [weltoffen], Fink
writes. Only as long as a subjective life nds itself awake is it open-to-the-
world, and sleep, therefore, is closure to the world. This allows one neatly
to situate the two tricky phenomena immanence and transcendence pre-
cisely in terms of the world: There only is immanent and transcendent on
the ground of openness-to-the-world, of wakefulness.
It is far too limited, then, to think of wakefulness (or sleep) as the state of
an inner entitative region called the psyche. Wakefulness is rather the condi-
tion of the possibility for the kind of being that existence is, and existence is
being awake, i.e., being perceptually open for beings as such. Being awake is
not just physiologically opening ones eyes and seeing. Much more originally
the whole breadth of existence has to be traced back to being awake as the
ground of its possibility. Wakefulness is something more even than an exis-
tential in Heideggers sense; it is the totality-concept of existentiality; all
existential interpretations move within wakefulness.
Yet while Fink continuesfor example, in 1935to entertain the thesis
that we are not open-to-the-world because we have consciousness of worldly
objects, but rather we have consciousness of objects because we are open-to-
the-world, he has to keep asking just how this awareness of wakefulness
is of such things as being and actuality in the openness that wakeful-
ness is said to be. If it is not through noematizationi.e., in accord with the
What will follow now, and then in subsequent chapters, will be treatment of
how such themes as these are pursued and how certain hitherto somewhat
subordinate conceptions take on a greater role in reproblematized phenome-
nological inquiry.
72. Z-XVI 15b, emphasis Finks; EFM 3. See also Z-VI 57a, from the dissertation
period (EFM 2), and OH-VI 57, from 1936 (EFM 3).
73. The four points here, and quoted material in them, are drawn from Z-XVI 16a,
emphasis Finks, bracketed insertion mine; EFM 3.
The World 197
74. Phnomnologie de la perception (Paris: Gallimard, 1945), pp. xiii and 478 (trans.
by Colin Smith, Phenomenology of Perception [London: Routledge and Kegan Paul,
1962], pp. xviii and 418).
75. Eugen Fink, Das Problem der Phnomenologie Edmund Husserls, Revue inter-
nationale de philosophie, I (1939), 22670 (reprinted in Studien, pp. 177223; see
pp. 21819). One could suppose it highly likely that Merleau-Ponty was inuenced on
this point as well by the discussions he held with Fink at Louvain during his week there in
April 1940; see note 219 in 1.4 (in the appendix).
76. Eugen Fink, Die intentionale Analyse und das Problem des spekulativen Den-
kens, ND, pp. 13957.
198 The World
77. See OH-V 4042 for a compact statement from 1935 of a somewhat longer treat-
ment in Das Problem der Phnomenologie Edmund Husserls, Studien, pp. 21819. See
also Finks 1951 paper, Die intentionale Analyse und das Problem des spekulativen
Denkens, ND, pp. 15152.
78. See 2.6.2.8.
79. See Z-I 51ab (EFM 1) and Z-VII XVII/31ab (EFM 2), texts which show how
progression down through levels of analysis requires refashioning the interpretive inten-
tional cast guiding the analysis.
The World 199
For example, one can develop further the contrast between an object
[Gegenstand] and its circumstance [Umstand], its surround (or the
around-dimension), that is, the range of play in which things can come
thematically to the fore. The world, the totality of the surround/circum-
stance [Umstandsganzheit] for beings, is characterizable more accurately
otherwise than simply as a range of indenitely projected potential objects.
Spatiality is a prime instance of a surround, as are distance and closeness,
silence and sound, night (or darkness) and day (or light). Under the title
surround/around/circumstance [Umstand], Fink writes, we understand
all the modes of givenness of objects that belong not to any individual thing,
but to the concreteness of the surrounding world [Umwelt].
An idea to be explored in these surround phenomena is eld-
intentionality. Fink leads into this from the experience of listening, in which
one can distinguish hearing something specic and listening to it (Hren) from
listening for something but not hearing anything at all (Horchen), that is,
anything specic. In the latter, when no noise at all is heard, one hears just
plain silence. Here that of which one is aware in just listening for is not an
object, not a being, but the eld: pure llability, llable, that is, with beings.
But eld-intentionality is only llable in the ongoing coursing of temporal-
ity, in the way the not-yet-lling relates to the not-yet-lled in the now. Field-
intentionality, therefore, can only be explicated through the analysis of time.
Finally, there is one further characterization that, in those politically charged
years 1933 to 1935, Fink continued to think about regarding the way there is
awareness of the world as such in human experience, the way there is the
experience of sheer wakefulness. Since such awareness will not be object-
directed or thematic, and thus will not be by way of a specic act of intending,
it has to be conceived of more as the way one senses or feels the trajectory of
ones being structured in the world, an awareness intrinsic to all the ways in
which one conducts oneself simply in wakefully living and being in the world, a
world-feeling [Weltgefhl ].
Here is a good example of a term that Fink nds in philosophic thinking
ouside Husserls phenomenology and then introduces into the phenomenologi-
cal double-register systematic in order, by the interplay of the intuitively given
and the conceptually projective and articulative, to test the already disclosed
results of phenomenological investigation for yet inadequately disclosed and
expressed facets. Fink is appreciative of Nietzsche, life-philosophy, and the phi-
losophy of existence for the way in which the world is treated by each as an all-
encompassing whole felt in the core of ones being, yet he nds each critically
inadequate to the full radicality with which the cosmological grounding of
being and experiencing has to be explicated. Positively, Nietzsches world-
feeling is the pathos of cosmology, and life-philosophy reacts vigorously
against the naturalistic conception of life, as does the philosophy of existence;
but, negatively, they all do not give the world sufcient antecedency in the order
of constitutive origination, an antecedency, that is, of the worlds originative-
ness in relation to what is in the world. There is in them all an immobility of
spirit that does not recast the conception of spirit and life profoundly
enough to integrate the two. Transcendental phenomenology, in its capacity
for radicalultimately meonticreinterpretation, sets spirit moving as a
living process; phenomenology is the rendering of life as spirit [Vergeisterung
des Lebens] and of spirit as life [Verlebendigung des Geistes]. And the
Hegelian harmonies here are deliberate on Finks part.
Yet even here what is offered is not nely specic positive conceptual deni-
tion but rather cautions about how not to give conceptual schematizing to
horizon-awareness. The caution is meant to promote recognizing the non-
focused way in which awareness is actual in the experiencing of such things as
(a) the spatiality as such of some thing or some place or some movement, in
distinction from, for example, the measure of it, whereby spatiality becomes a
property ( partes extra partes, extension) of a thing or place or event, or of an
arrangement of things or places or events; or, in further examplesmutatis
mutandis(b) silence, or (c) daylight and night. The point is to try to grasp
the way in which one lives in a sense of spatiality or temporality or silence or
86. See Z-XII 4cd and Z-XIV II/2ab, VIII/1a2a, 10ab, and XIV/2aball in
EFM 2. M-II, Text No. 2 (EFM 2, Abschn. 2), is a typescript draft from 1931 on this
whole issue in relation to Husserl.
87. Whether and in what measure any such denitional clarity can be given is some-
thing to deal with later in connection with the nature of formal indication in Finks
understanding of it, in connection with the interpretive force of the meontic. See 7.2.1
and 7.2.1.1.
The World 201
the eld of the visible. Rather than taking ones awareness of them as a reec-
tively noted feeling about it felt in here within oneself, in distinction from
it out there, the aim is to nd these eld-features as structurings intrin-
sic to the very coursing of ones living action in and through and around the
whole here-there of the realm of the experience-of-the-phenomenal, so that
thereby that very eld, precisely as a distinctively horizonal whole, is what
one is pathic of.
In this sense feeling is a profound life-force and not some kind of
psychological vibrancy in self-enclosed human psychic substance. World-
feeling is not a relating-to [Verhalten-zu] in the mode of distantiality, not a
relating to something over-against, but rather a holding-out beyond all beings
into the limitless expanse of the world, a relating to the indeterminate, a
diverging intentionality, an oceanic feeling. World-feeling as constant
even if inexplicitground-level human bearing [Grundverhalten]. Finally,
feeling is not to be set in opposition to intellect. Like wakefulness, feeling is
taken as the roots of spirit; it is the basic lived orientation of human being
to, in being affected by, the whole of being, the world.
We shall return to the matter of life, spirit, and feeling in chapter 6, which
will concentrate on the fundamental coursing of consciousness and subjec-
tivity as living. But here we have to take up more frontally the way Fink takes
Kant to be the great gure whose work set the critical principle for inquiry into
the problem of the world.
work of his own, not one carried out as a project of Husserls intentionhis
rst philosophical work, Fink terms it in his rst mention of it as treating
World-Consciousness and World.
The broadening of the conception beyond mere phenomenological analysis
is reected in the alternate titles it receives in his notes: in 1934, The History of
the Concept of World; and in 1935, Historical-Systematic Studies on the
Theory of the Concept of World. As the idea progressed it became quite
comprehensive: historical, critical, investigative. This is manifest in the long-
est and most detailed outline he produced, fteen pages of handwritten text
probably from 1936. Here more space is devoted to Kant than to Husserl,
and even Heidegger gets more mention than Husserl, although all three
are critically treated. Now entitled World and World-Concept: A Problem-
Theoretical Investigation, the projected work seems to be intended as a full
delineation of the lines needed to raise the issue of the world properly, in all the
dimensions that philosophic labors have so far discovered for it, rather than to
work out and demonstrate a nal positive doctrinal solution.
In this outline (EFA V-II), and in Finks whole thinking on the problem of the
world throughout his notes, the single most important insight is a principle
drawn from his study of Kant, even if in a perspective guided by the phenome-
nological epoch and reduction. Early in V-II this statement succinctly makes
the point: Kant is to be interpreted as the discoverer of the cosmological
horizon of the being of beings [das Sein des Seienden]. Being [das Sein] = in
principle worldly; beings [das Seiende] = in principle intra-worldly!
This dominant interpretive point clearly echoes Heideggers lecturing in
1929, but Heidegger was not the sole source for Finks grasp of the idea.
Apart from his own early reading of Kant before coming to the university, Fink
in his rst semester at Freiburg (WS 19251926) heard Julius Ebbinghaus, a
former student of Husserls, lecture on Critique of Pure Reason. Against the
93. Z-XIV II/1b; EFM 2. All indications in the folder place this note in 1934. A later
note, Z-XX 3b, from 1936 (EFM 3), terms it one of his self-assigned tasks.
94. Z-XIV VI/5b; EFM 2.
95. OH-II 48; EFM 3.
96. See appendix.
97. V-II 1; EFM 3. The rst course of lectures Fink offered in SS 1946 is in great part an
exposition of the problem of the world, also highlighting Husserl, Heidegger, and Kant:
Eugen Fink, Einleitung in die Philosophie, ed. by Franz-A. Schwarz (Wrzburg: Knigs-
hausen und Neumann, 1985). See also Finks 1949 lecture course, Welt und Endlichkeit,
ed. by Franz-A. Schwarz (Wrzburg: Knigshausen und Neumann, 1990).
98. V-II 4 (section 3).
99. See 3.4. SZ does not yet credit Kant in this way.
The World 203
dened for what in principle can be cognitively taken to be. Awareness of the
world thus does not pass by way of the consciousness or cognition effective for
objects in the world. Kant demonstrates how surreptitiously and mistakenly
ideas about encompassing wholes and dimensionswhat phenomenology
will call horizonscome to be asserted as full and positive concepts, whose
essential restrictedness exclusively to phenomena within those horizons goes
unrecognized. This shows in Kants treatment of the antinomies. The positive
signicance of the Kantian doctrine of ideas consists in having shown that the
relationships of the intra-worldly are not applicable to the totality of the
world, even if human reason has to represent the totality of the world for
itself according to schematization proper to an intra-worldly wholeand this
cannot but produce a decided antagonism. In this Fink returns to one of the
issues that he raised with Husserl in the rst discussion he recorded as having
had with him, and the connection with Kants antinomies there too was recog-
nized by Fink.
The lesson Fink derives from all this, however, has two sides. On the
one hand, the distinction between consciousness of objects and conscious-
ness of the world (as the containing totality), between categories that
are ontological-transcendental determinations and the Ideas that are
cosmological-transcendental, underscores the radical distinction in respec-
tive kinds of consciousness and raises the problem of integrating the two in
one living experiential agency. On the other hand, if the experiencing sub-
ject ultimately relates to the world as world, and does so as an agent whose
cognitive capacity is essentially bound within it, then the aim to gain knowl-
edge of that binding relationship does not seem to be possible as a matter of
thematically evidencing cognition at all. It is something that cannot be known
but nonetheless holds there where the real roots of a cognizing being lie, viz.,
beyond being. And if the nal meaning of the world has to do with the explica-
tion of its origin, the origin of the whole structured realm of experience,
compromising both experiencing and the experienced, then the ultimate move
to origins is the move beyond the realm of beings (which was set out by
theoretical philosophy as a unitary complex of appearances, i.e., as world) out
towards such as cannot be named nothing but also cannot be called some-
thing in being [Seiendes]. This is the very point that Fink led up to in
his paper to the Kant-Gesellschaft in December 1935: With Kant the tran-
scendental problem leads to a new grounding of ontology, in phenomenology
this problem is transformed into the derivation of that which is in being [des
Seienden], i.e., to an ontogonic metaphysics.
The problem of the world is not resolvable simply by straightforwardly
trying to discover positively the structure of the world, and, correlatively, the
kind of consciousness that awareness of the world might be, but by an explica-
tion of the nature of the problem of ultimate origins on a level of thinking that
is not just regressive analysis or evidentness-aimed phenomenological descrip-
tion. What is also needed is conceptual elucidation bound to these investiga-
tive procedures but concentrating on the dimension of higher description, in
Husserls phrasing, or systematic projections, as Fink puts it (see 2.3); it is in
this elucidation that certain treatments in phenomenology become specula-
tive, as Fink characterizes it methodologically. In this the realization to which
phenomenology must in the end come, i.e., its fundamental idea, is that it is
not ultimately a philosophy of consciousness but rather, if one will, meta-
physics, but not metaphysics in the old style. A caesura [has been] made
across the history of metaphysics by the reduction. The problem of the world
[is] annulled/raised [aufgehoben] into the problem of the Absolute. Kant is
thus the critical trail-blazer of a metaphysics of spirit, that is, he explodes
lifes infatuation with the idea of being to introduce a meontic distance
from being, conceiving being in terms of a regressive relation to the dimen-
sion of origins. Kants philosophy is the rst to exhibit the cosmological
horizon of the idea of being and thus rst makes possible a meontic meta-
physics of the Absolute.
This idea of a meontic philosophy of absolute spirit was explicitly stated
by Fink to be one of the things on which he differed from Husserl. It is one
of the main ideas that differentiates his thinking from Heideggers as well. In
the end, it is only this meontic of the Absolute that will make Finks cen-
121. Respectively, Z-V III/13a (EFM 1) and Z-VII XVIII/5b (EFM 2).
122. Space as the swinging of time! This the most revolutionary thesis on space.
Z-VII XVIII/6a (EFM 2); see also Z-VII XVIII/10a.
123. Z-VII XVIII/10a.
The World 209
124. VI.CM/2, pp. 21112. The expressions in angle brackets in the quoted formula-
tions in this paragraph are insertions by Husserl (notations 343 and 344).
125. In the next chapter we shall see the vefold horizonality Fink proposes for time, a
richer productivity in the swinging of world-time than just the normal three temporal
dimensions. See 5.1.2.3.2.
126. VI.CM/2, p. 212, emphasis Finks.
127. VI.CM/2, p. 154; the phrase in angle brackets is an insertion by Husserl, notation
106.
128. See VI.CM/2, p. 157.
210 The World
concern as he works over the ve Meditations that precede it. But what
we are interested in at the moment is how all this underscores the seating of
the whole human enterprise of inquiry and reection (whether in science or
in philosophy) within the world. Even when phenomenology undertakes to
pursue inquiry transcendentallyspecically to transform it beyond world-
inherenceit remains in structure and actual performance an effort of cogni-
tion grounded as an in-the-world phenomenon.
Thus the paradigm of philosophical and phenomenological investigation,
especially as reective, namely, thematization in subject-object intentional
correlation, is a world-inherent structure. And the corollary to this is that
this subject-object correlative stance and action is not something understand-
able or explicable simply as immanent, as an interior occurrence, as if the
epoch were to be represented as the retreat to some such immanent sphere. In
sum, the subject-object correlation, precisely as a cognitive correlation, how-
ever much there be an immanence to it, possesses a world-character. It be-
longs right to the sense of inner experience to know itself as incorporated
into the world, Fink writes, again for Husserl. The interior of inner experi-
ence in no way transcends the world, but is a world-immanent interior in
contrast to the entirety of all similarly world-immanent objects that are tran-
scendent to each human I.
So the stance of cognition is ipso facto a relationship not to the world but
rather in it. This means that the condition for the very presentationthe
givennessof an object, or for the subjects retention of an object in constancy
and identity in thematic focus, is precisely the horizonality structure of the
world-time into which the life of the subject is integrated. For something to be
present is for it to possess a temporal character in a world-temporal process.
The present [Gegenwart] as presence [Prsenz] and the present as right-
now-actuality [Aktualitt] are modes of world-time.
The total effect of this whole network of considerations, then, is to make the
world anything but an Over-against with respect to the inevitably human
reecting subject. Moreover, the world is not the sum total of those things and
events that might be taken as over against the subject. Rather, the world is
the totality of conditions and structurings that give the very being of that
subject, and all its genera of activity, its general lines of structuring. As it was
formulated in a text cited earlier, the world is the all-embracing pure Con-
tainment, that is, the total hold of our situation.
136. See 1.3, especially Husserls letters to Albrecht from December 29, 1930, and
December 22, 1931.
137. See 4.2, which includes reference to Cairnss recording a conversation with Hus-
serl on June 2, 1932.
The World 213
argued in 4.4.1 and 4.5, the crucial thing about pregivenness is that it encom-
passes not only the object side of that which is experienced by human being in
the world but also the subject side of the experiencing itself.
This orientation, eventually adopted fully by Husserl in the Crisis-texts, is
already implied in Husserls letter to Ingarden from June 11, 1932, just at the
point when Finks second set of revisions on the Meditations were under way.
I have come to the conclusion, Husserl writes, that only a really concrete
explication that ascends from the natural possession of the world and of being
to the transcendental-phenomenological stance . . . can serve. Yet, as Hus-
serl knew full well, it was one thing to have in mind a general idea of this con-
crete explication that ascends to the transcendental-phenomenological
stance (which is to say, the realization of the system of phenomenology in its
full philosophical and methodological amplitude), but it was another thing to
work it out in specics; for working it out in specics introduces the possibility
that the way basic ndings had been initially represented, and perhaps reg-
ularly thereafter, might have to be radically revised. More than that, it turns
out that in the work of this revision differences open up between Husserl and
Fink.
142. BIng, p. 78 (Bw III, p. 285). Husserls remarks here diminish the already men-
tioned contrast Cairns reports from a conversation just a week before this letter;
see 4.6.1.
143. See Hua VI, Zur Textgestaltung, p. 519.
The World 215
144. VI.CM/12 make up the most accomplished example of this, but so also are
portions of M-II and M-III, in EFM 1 (Abschn. 2) and EFM 3 (Abschn. 2), respectively,
among other pieces.
145. Crisis, p. 142 (Hua VI, p. 145).
146. Ibid.
147. Ibid., p. 143 (Hua VI, p. 146).
148. Ibid.
149. Hua VI, p. 147; see p. 527; my translation.
150. Crisis, p. 143 (Hua VI, p. 146), emphasis mine.
216 The World
that we are conscious of the horizon itself only as a horizon for existing
objects, without particular objects of consciousness it cannot be actual.
This is the kind of description that 38 takes up, explaining that the com-
pletely different sort of waking life involved in the conscious having of the
world is the consciousness that follows the how of the manners of given-
ness of objects, of their manner of achieving substantive constancy through
the coherence of appearings in spatiality and temporality.
However the text reached its typed formulationthat is, in whatever mea-
sure it represents a combination of Husserls own descriptive preferences and
Finks reorientation and recasting of Husserls investigational ndingsthe
treatment of wakefulness and of the world as horizonal seems to be pulling in
two opposing directions. There is phrasing that seems to give a primordiality
and antecedency to wakefulness as a kind of consciousness of the world that
stands qualitatively distinct from conscious focus on objectscorresponding
to what Fink wants to work into the treatmentand then there is descrip-
tion of the world that retains the primacy of the schema of thematic object-
centered intentionalityHusserls habitual approach. In the text we virtually
see Fink trying to counteract, in Husserls characterization of the world and of
our consciousness of the world, the subject-object intentional framing that
does not give full distinctiveness to structural matters that do not accord with
that framing, namely, the Containment character of the world as horizonal
and the non-thematizing, lived performance kind of consciousness in which
one is aware of (in this case) the spatiality of that world-horizonality. It is a
critical point that Fink unambiguously expressed in a discussion with Land-
grebe during the weeks in early 1935 when the two were organizing Husserls
manuscripts (here noted in telegraphic style): Husserls attempt to lay hold of
the phenomenon of world with object-theoretical methods. Husserls intu-
itionism. World = cashability into givenness.
Fink nds that Husserls analysis of the world persists in applying a thematic-
object-aimed cognitive schematizing rather than allowing a genuine intention-
ality quite different from that kind of consciousness and meriting a different
schema of explication. Already in his work on his dissertation Fink saw that
Husserl tended to close off options through his primarily object-oriented
schema; yet Fink saw there was a critique-based alternative that displaced the
161. See the various essays in Elisabeth Strker, ed., Lebenswelt und Wissenschaft in
der Philosophie Edmund Husserls (Frankfurt: Klostermann, 1979).
The World 219
mundane objects and among them the mundane subject for the world, there-
fore as the eld of play for the intra-mundane correlation of experience. This
means that when the reduction is fully applied to both objects and subjects
i.e., applied throughout the entire embrace of the worldthen it is that one
comes to recognize the opening of a new universe of being, the opening of
the dimension of transcendental subjectivity as the locus of origin for con-
stitutive sense-giving for the all-inclusive meaning world.
What this text exemplies is this: the issue of the interrelationship and
distinction between mundane and transcendental subjectivity, though unmis-
takably present in Husserls earlier writings, is being formulated nowin the
period leading to the Crisis-writingswith a radical problematicity that it
did not show before. The post-preliminary self-critique and reinterpretation
that Fink is pursuing draws attention to the nature and force of the principle of
the distinction between the human order and the transcendental, in both
originative-constitutive power and reective action, and the issue of this
distinction emerges most dramatically where it is some manifestly human
thinker, the phenomenologist Husserl (or Fink or you or me), who is doing the
transcendental reection on actions and processes disclosed within the experi-
ential course of ones own living consciousness. Both 53 and 54 of Crisis
explicitly focus on this issue of the simultaneous identity of and radical differ-
ence between transcendental and human subjectivity, that is, on the problem
of how transcendental subjectivity has to be un-worldly, while also only
known by way of and as the activity of a worldly, human subject. When we
then take into consideration Finks testimony on the interpretive difference
between himself and Husserl on the matter, namely, that Husserl seems to
insist on egoic individuation on the transcendental level while Fink argues
against its appropriateness in more radically applied reduction-driven cri-
tique, then Husserls continuing his stand even in these Crisis passages can be
taken to indicate the point at which Husserl halts the critique and reinterpre-
tive process.
Given this difference, it is no surprise that the issue, though formulated in
the Crisis-writings with explicitness, is not given clear resolution there. Yet
1. An English translation (while not quite as apt for the present study) in Rilke,
Sonnets to Orpheus, trans. by C. F. MacIntyre (Berkeley: University of California Press,
1964), p. 45, offers this: We are the drivers./But take times stride/as trivial beside/what
lasts forever. The transient hastens/and soon will be over;/only what lingers/hallows and
chastens.
2. Fnf Lose Bltter 4a; EFM 2, Abschn. 2.
224
Time 225
3. B-VII XV/3b (EFM 2, Abschn. 2), bracketed inserts mine, following the original
key-thought style of the note.
4. B-VII XV/3c.
5. B-VII 3b.
226 Time
(1) the stage of the 1905 lectures, which, however, are conducted on a level
that does not clearly demarcate the difference between the psychological
and the transcendental, that is, with only implicit recognition of the con-
stitutive level of analysis;
(2) the stage of the Bernau research, where transcendental temporalization
comes squarely into view;
(3) the stage just beginning in 1930, where concentration will be put on the
primordial presentwhich, as Husserl works on the matter in new
manuscripts, will be soon regularly designated the living present.
As narrated in 1.2, Fink begins work on Husserls project almost ten years
after Husserls work in stage 2. When Fink nished his dissertation and was
able to work more fully on the issues in the Bernau materials, that is, to go
beyond mainly transcribing and ordering the manuscripts, he began to enter
more into Husserls daily regime; but this also suggests that Husserls return to
manuscript writing on the time-problematic (his stage 3) was at least in part
motivated by ideas Fink was generating out of his labors on the manuscript
material. At the same time, Fink had a trajectory of thinking of his own, as the
ensemble of his notes shows; and this is what will set the framework for the
present chapter, as follows:
(1) Finks ideas for radicalizing the analysis of time in the context of the
dissertation work, 1928 to 1930, and the rst Bernau edition plan of 1930
to 1933;
(2) the new conception of a work on time, Time and Temporalization,
comprising the Bernau manuscripts (part I) and Husserls new studies on
time (part II), 1933 to 1934; then the further revision of this plan into a
comprehensive integrated treatment of time, again in the same two parts,
plus a detailed introduction, 1934 to 1935; Fink is now given entire re-
sponsibility for the phenomenology of time;
6. Not a quotation (except for expressions in quotation marks) but directly based
upon B-I 17a18a (EFM 2, Abschn. 2), and not earlier than 19291930. In a directly
paralleled outline of the same stages in Z-XI 46a, probably from 1933, Fink names the
living present [lebendige Gegenwart], rather than, as here, the primordial present
[urtmliche Gegenwart]. See also Finks 1959 essay, Die Sptphilosophie Husserls in
der Freiburger Zeit, ND, pp. 22025.
7. Not at all unusual, this is precisely what we see in Husserls writing of For-
mal and Transcendental Logic, occasioned by his review of Landgrebes editing work;
see 1.2.
Time 227
(3) Finks reorientation of the whole approach and his writing of a work on
time of his own, 1935 to 1936, leading to his displacement of the entire
problematic in favor of a radically new option, from 1936 on.
to the newer Bernau studies Husserl had already come to see that the inten-
tionality of temporal ow was not at all a process of endowing some neutral
sensuous content with the temporality of an act of consciousness to give it the
phenomenal character of experiential temporality. Retention and protection,
intentional as they may be termed, were thus not instances of the imposition
of sense upon some kind of preset given material. They were rather the very
structuring that enabled all identiable feature-constancies to hold, however
briey, within the ow of consciousness, even the most primitive, such as the
sheer sense-quality (or material), say, of a sounding note, Husserls favorite
example.
Yet Husserl had advanced still further in this same period. In working
through this divestiture of the intentional-sense plus neutral-content schema
via the analysis of the consciousness of the temporal continuity of an appear-
ing object, he also came to see not only that the temporality of consciousness
itself was a process whose analysis above all resisted the application of the
schema but also that that ultimate process could not in general be spoken of
straightforwardly in terms appropriate to the temporality structure of (a) the
objects that came to appearance in it, (b) their appearances thus immanent to
consciousness, or (c) the acts of consciousness intending them. Consciousness
was a time-consciousness not simply because it was awareness of the tem-
porality of objects, or of the temporality of the appearances of those objects to
or in itself, or because its acts directed to objects arose and perdured as them-
selves discriminable unities in time, but rather because it had a more funda-
mentally structured subsistence of its own distinctive kind, because it was
itself, as ow, structured in a unique way that was ipso facto temporal aware-
ness. This consciousness with its own character was absolute consciousness,
the absolute time-constituting ow of consciousness that preceded and con-
ditioned the unity of continuous appearance for all objects in consciousness
(and for all acts of intending turned to those objects via their appearances).
Accordingly, the descriptive terms that originally designate time-features of
objects, or that are used to speak of their constituted appearances in con-
sciousness (or to speak of the acts of intending directed toward those objects in
their constituted appearances), can only have an improper, a metaphorical,
11. Bernet, Einleitung, Texte, pp. xxxvilviii. See also John Brough, The Emergence
of an Absolute Consciousness in Husserls Early Writings on Time-Consciousness, Man
and World, 5 (1972), 298326, reprinted in Frederick Elliston and Peter McCormick,
eds., Husserl, Expositions and Appraisals (Notre Dame: University of Notre Dame Press,
1977), pp. 83100.
12. Hua X, p. 73 (34). See appendix.
Time 229
time is rst world-time, space world-space, not object-space, then the way
consciousness is temporal in its intending of a phenomenon needs to be rein-
terpreted. One can indeed distinguish matters that are constituents of the
stream of consciousness (immanent objects) from matters to which one
gains access intentionally (transcendent objects) by way of these, but this is
only a start. The fact that the object-sense of phenomenal-stream-held compo-
nents forms up within the stream of consciousness, and that the stream of this
experiencing consciousness is essentially temporal, does not mean that this
experiential consciousness is itself the source and basis of the temporality of
those objects, is the temporal action or power originative of the tem-
porality of all that takes shape and determinacy as appearing in it. For con-
sciousness is itself held and embraced by the temporality that conditions its
streaming. Temporality embraces both transcendence and immanence
because both are embraced by the world, of which temporality is a primary
structuring process. But if time is essentially a structure of the world and for
that reason essentially a feature of this being in the world that has conscious-
ness of it, then the ultimate constituting process of temporality cannot be a
process that is an essential feature of this world-and-temporality-embraced
stream of experience (of lived processErlebnis) constitutive of the en-
tity dened by it, i.e., the consciousness that Husserl speaks of (or, for that
matter, Heideggers Dasein) unless, of course, experience and con-
sciousness are not themselves to be understood as essentially conditioned by
world-horizons and thus not a human endowment.
What is needed here is a resolving of the ambiguous unit, human-conscious-
ness/transcendental-consciousness into its component strata, in order
to distinguish (1) temporality as experienced time (i.e., as internal time-
consciousness), and (2) temporality as primordial constituting action.
Consciousness, in apprehending itself as an entity displaying a dynamism of
two sortsone intentionally engaged with objects in the continuous manifold
of their appearing, the other structuring the continuity itself as a continuity (a
continuity both of that object-manifold appearing in it and of its own perdur-
ance)comes to construe ultimate process in terms of the form that it itself
has come to possess constitutively in that all-structuring process, most notably
in the form of noetic-noematic intentional acts. If, therefore, there is reason in
principle precisely not to assume that ultimate processtermed temporal-
ity in the radicalized transcendental understanding of that term that remains
15. Z-I 155a, datable on the basis of adjacent notes as written soon after Finks discus-
sion with Husserl on July 10, 1929 (Z-I 149); EFM 1.
16. See Z-I 44a, EFM 1.
Time 231
24. Husserl himself calls retention the living horizon of the now in the 1928 publica-
tion, but his analysis never carries this possibility further. See ZB (Hua X), p. 43 (ZBe,
p. 45).
25. Vergegenwrtigung und Bild, Studien, p. 24. Preisschrift, pp. 1415. On render-
ing Entgegenwrtigung as either depresenting or depresencing, see the discussion in
footnote 41 below.
26. VB/I, p. 23, emphasis Finks; Preisschrift, p. [13] (EFM I, Beil. I). See appendix.
27. VB/I, p. 25; Preisschrift, p. [15] (EFM 1, Beil. I).
234 Time
thrust, springs from depresencing. Fink writes: The ow of time is just pres-
encing [Gegenwrtigen], it takes place in time. Depresencing temporalizes
time [zeitigt die Zeitbrings it about as temporal], depresencings are not in
time.
If it seems strange to hear of presencing spoken of as the ow of time, it
becomes less so in view of the way Husserl himself considers the living pres-
ent of time in the manuscript studies he began to produce not long after this,
in the C-group written largely in 1930 and after. Moreover, Husserls early
studies had already made it clear that time is not a kind of divided reality,
divided, namely, between the central phase, the now, as one kind of reality,
and the non-now phases of past and future as another kind of reality ex-
tending out, as it were, on either side of now-reality. Rather, the now-
phase is precisely a phase, i.e., something only intelligible in terms of its
structuring in a dynamic of passage, the other phases of which are intrinsic to
that dynamic as such, even if it is in the central holding of the now-phase that
the other phases function dynamically. Such is how Husserl refers to it in a few
places in Ideas I, despite the emphasis he gives in one of them to the point-
like character of the the actual-moment now.
That the structural whole of time is the structuring of the present as a
living passage is precisely what Fink makes clear in the brief explication of
time in his dissertation, where he uses the expression living present in the
section of text originally written for the competition essay. Curiously, none of
Finks notes on Husserls courses gives a phrasing like living present, al-
though his typed rsum of Husserls Basic Problems of Logic (SS 1925)
mentions it. An expression of that kind also appears in the manuscript text
of the course Husserl taught just before Fink arrived in Freiburg, and we
must certainly assume that Fink considered the expression to be Husserls
32. Z-I 133a, phrase in brackets my paraphrastic alternate of the German phrasing.
33. See Klaus Held, Lebendige Gegenwart: Die Frage nach der Seinsweise des Trans-
zendentalen Ich bei Edmund Husserl, Entwickelt am Leitfaden der Zeitproblematik,
Phaenomenologica 23 (The Hague: Martinus Nijhoff, 1966), pp. 1738. See too Finks
1939 Louvain report, Berichte ber die Transkription der Nachlamanuskripte Hus-
serls, EFM 4, Abschn. 4, pp. [34].
34. See, for example, ZB (Hua X), 38.
35. See Ideas I, pp. 179 and 180 (78, Hua III/1, pp. 167 and 168), and, in a second
text, Ideas I, pp. 19495 (Hua III/1, p. 183).
36. Nachschrift, p. 66, and in Hua XI, 28, 34, 35, and 36. See 1.1, including footnotes
15 and 16 (both in the appendix).
37. Hua VIII, pp. 14950. Held has drawn attention to this text in Lebendige Gegen-
wart, p. 22.
236 Time
own. Nevertheless, when Fink was writing these pages the conception of the
living present did not yet possess the dominant importance in Husserls expli-
cations that it was to acquire from 1930 on.
Furthermore, in determining that, while the present may be the centerweight
of temporal process, the present results from rather than generates its specic
processive character as timethereupon asserting that depresencing tem-
poralizes time, while not itself being in timeFink is taking a point that
Husserl himself had already broached in the studies published in 1928 and
giving it a different specic assignment. Husserl had already asserted that
fundamental time-constituting structures are un-temporal, that is, not them-
selves held within time since they were the elements constitutive of it; but
Fink asserts that it is depresencing that, not itself in time, makes temporal
process both temporal and a process and, accordingly, gives to the living
present its temporal character as living. And Fink knows that he is taking a step
beyond Husserl; his own time-analysis, he writes sometime in early 1929, is
distinguished from Husserls by the demonstration that the intentionality of
the constitution of the complex of time is of another kind. Time is the condi-
tion of possibility of everything objective, but is not itself objective. Time is the
unity of the present and horizons (depresencings). Depresencings are antece-
dent to protentions and retentions. Past and future are not stretches to be
cashed in [i.e., cashed in in terms of determinate content or objects]. If for
Husserl protention and retention have to do with the transformation of con-
tents as seen in their passage from the present, for Fink depresencings as
horizonal are the condition of possibility for presenting itself, for presenc-
ing, for bringing something to presence [Gegenwrtigung].
What is decisive in this analysis of time in terms of depresencings, as that
which constitutes the difference by which retention and protention are dif-
38. One of Husserls Bernau texts of 1917 already analyzes temporality as the living
present (HA L I 20, EFA, Hua XXXIII, No. 14; on this manuscript, see below, p. 263),
but Fink could not have read it before he wrote his competition essay, that is, in the year
before he became Husserls assistant and rst learned to read Gabelsberg shorthand in
order to transcribe Husserls Bernau manuscripts. Expressions like this, however, are also
to be found in other manuscripts of Husserls as well, and in his lectures, e.g., in Hua VIII,
p. 149, which Landgrebe had nished transcribing in the summer of 1924.
39. ZB (Hua X), 36, p. 75 (ZBe, p. 79).
40. Z-IV 23a, explanatory phrase in brackets mine; EFM 1. See also B-III 1516 (EFM
2, Abschn. 2), which mentions Heideggers concept of time as the unity of ecstases as
phenomenologically apt, i.e., in conceiving the future and past specically as horizon-
alities in their integral unity with the now-present.
41. Z-I 143 ab, from the rst half of 1929 (EFM 1). See appendix.
Time 237
45. The phrase is from Finks report on activity (Ttigkeitsbericht) of August 26,
1934, EFM 2, Abschn. 3.
46. One of the C-series, C 8 I, dates from October 1929 (cf. HChr, pp. 35152), but the
rest range from 1930 to 1934.
47. Z-IV 1a (EFM 1), rst of a series of notes on analyzing subjectivity and temporality
in this folder. Dates in the folder range from late 1928 to mid-1929.
Time 239
Here one has to resolve an unrecognized ambiguity in the terms past and
future. We have to distinguish between the past and future that are the
horizons of depresencing from the lling [Fllung] of those horizons in the
form of actual experiences, each of which takes place in the present of actu-
ality. In this sense, the horizon of the past, for example, is a pre-past [Vor-
vergangenheit] that cannot be reduced tosimply cashed in in terms of
the specic experiences one can bring back in recollection. The horizon of the
past is not experiential lling that stretches back indenitely but is rather
that depresencing which gives the temporal character of no-longer, to such a
thing, for example, as ones earliest memory. In other words, one has to
distinguish those temporal features found in subjectivity that compose the
intentionalities of human agent consciousnessexperiential lling gained
(and anticipated) in the now of actualityand those temporal features that
make human agent consciousness possible in the rst place, i.e., the time-hori-
zons, and that therefore cannot be considered either a product or a constituent
of that agent consciousness.
At this juncture of reaching a certain measure of distinction and clari-
cation, however, a serious difculty arises. When I as phenomenologist
necessarily in the action of a particular human personreect upon the struc-
ture of my immanent life and try to analyze time on the basis of the temporal
proceeding of that same immanent life, I try to grasp this immanent temporal
process cognitively. I cast it into a cognitive frame, into thematic objectness,
into the form of a discriminable item with the structuring coherence and
identity of an actual experiential lling, which in principle means in the
form of something in the world-frame, in this case, something within the
sphere of the reective interiority of a being in the world. This means that
the structuring work of the proto-constitution of ultimately conditioning
temporality is being brought to thematic identity, to evidenced eidetic deter-
minacy, in the form of something which is essentially conditioned by tem-
porality, rather than as temporality itself. But if this is so, then this truly
ultimate transcendental factortemporality itselfcannot come to the fore
in its true native transcendent ultimacy beyond/prior-to/not-in time. What,
then, does this analyzing of dynamic transience as the conditioning by which
52. Z-IV 9ab. This way of describing presencing as lling is not entirely of Finks
manufacture; it is implied in the distinction of empty and lled intentionality already
in LU II/2, Investigation 6. Moreover, Husserl comes close to an idea much like the
present one in Grundprobleme der Logik, Nachschrift, p. 49 and passim, Hua XI 30,
p. 143 (see also p. 303). See 1.1.
53. See 2.6.22.6.2.1, 4.3, and 4.4.2 for the interpretive rethinking that leads to this
point of principle.
Time 241
54. Z-IV 10a, phrase in brackets in quoted material mine. See appendix.
55. ZB (Hua X), pp. 33334 (ZBe, pp. 34546), referred to in 5.1.1.
242 Time
focus for the identication of the temporality of timethat is, its dynamic ow
characteraway from I-conscious thematic intentionality, is a step of counter-
ing the construing of subjectivity in too restrictively human a fashion. By
shifting the question of the kind of being this subjectivity has to the framework
of horizonality one is able to recast the question more properly by just that
measure. Fink writes: Transcendental subjectivity is determined in its kind of
being wholly and entirely by depresencings. These latter are the constitutive
intentionalities through which something like a world is rst possible, but they
are also the constitutive conditions for the possibility of intra-worldly subjec-
tivity. In unity with presencing [Gegenwrtigung] they comprise the transcen-
dental phenomenon of time. . . . It is precisely in the unity [a.] of times carrying
off and [b.] of the present that [the transcendental phenomenon of time] is
phenomenologically demonstrable and has to be interpreted.
To put it another way: If the determinateness in intentional experience
accrues to the concrete sense of an appearing from the intentionality of the act
of presenting, then retention and protention cannot themselves be the simple
retaining of no-longer acts of presenting and the anticipation of not-yet
acts of presenting. For if the fundamental structure originative of the tem-
poralness of temporality is taken as analogous to or explicable in terms of the
temporally proceeding intending act in which determinate object-like content
is apprehendedrather than as sheer depresencing horizonalitythen the
temporalness of this level will be grounded in and originate from a second,
deeper-owing temporalityand Fink sees this very tendency in Husserls
manuscripts, despite Husserls own awareness of the difculty.
Since, therefore, we can never nd temporality otherwise than as tempo-
rality experienced, that is, as occurring within the parameters that structure
human consciousness and human life, i.e., since the analysis of temporality
must always be conceptually articulate as a retro-application of in-time
conditioned elements and structures, it is imperative to follow the movement
of originative unfolding that underlies the manifest in-time, in-the-world phe-
56. Z-IV 11a, emphasis Finks, the bracketed insertions mine (EFM 1); see also Z-XV
LXXII/2d (EFM 2). In this note Fink is equally critical of Husserl and Heidegger, in that
each in effect cashes in the depresencing horizons in terms, respectively, of presenc-
ing and ecstases. Fink thus qualies the approval of Heidegger he expresses in B-III 16;
see 5.1.1, note 40.
57. Thus to make retention analogous to presentication (Vergegenwrtigung), as
Bernet shows Husserl to do in the 1928 publication (ZB, Hua X), is precisely to make it a
kind of act of presenting (Einleitung, Texte, pp. xlixl; see note 10 above).
58. See Z-IV 3a, EFM 1. Husserls awareness of this difculty shows especially in the
Bernau manuscripts; see 5.1.2.2.
Time 243
61. See Z-IV 11a (EFM 1), quoted in the previous section.
62. Cf. Hua VI, 54b.
Time 245
Finks rethinking the natural attitude, not in terms of implicit beliefs about
the nature of objects or the metaphysically absolute being possessed by the
universe but as the essential situatedness of human being in the world (see
4.3), the natural attitude comes to have the positive status of the sum of self-
apperceptions of transcendental objectivity and belongs to the very meaning
of constituting life. The transcendental subject necessarily nitized itself into
man. . . . The natural attitude, as the being of man in the world in all its modes,
is a constitutive result and as such an integral moment of transcendental
life itself. This same interpretive principlean example, one must add, of
the speculative articulation of a feature intrinsic to phenomenological in-
quiryis reformulated by Fink in the present context by his asserting that
the self-objectivation of the transcendental subject for itself is not just a
matter of making it into an object [Ver-gegenstndlichung], but rather the
envelopment in In-Stances. Transcendental structures do not just come to
appearance as elements to be observed in objectivation, i.e., as objects over
against a scrutinizing subject. Their functioning as constituting power and
process takes manifestable form, in actuality and being, precisely as and in
the experiential life of human being-in-the-world, which is the basis for reec-
tive investigation. What is reected upon in phenomenological inquiry, viz.,
the life of human experiencing in the world, must, therefore, bear a relation-
ship in principle to transcendental subjectivity in the structural and func-
tional ways in which consciousness subsists constitutively in the setting of
being-in-the-world and fundamentally via modalities that are simply not
objectlike.
The delineation and analysis of In-Stances, therefore, done in full counter-
ing of both naturalistic-order (scientic) as well as philosophical presupposi-
tions, will show two features. It will be (a) as comprehensive in its disclosure as
is the nature of situatedness in the world, and (b) it will emphasize the non-
objectlike character of In-Stancial structureswhich includes as well moving
beyond an intention-relationship schema limited to thematizing action aiming
at the phenomenologically objective. Thus on the rst point Fink writes, The
world is the sum total [Inbegriff ] of the In-Stances in which transcendental life
stands; and on the second: The self-constitution of subjectivityi.e., as
In-Stancescan be explained neither in terms of object-constitution nor
without the idea of a constitution that is a-presential.
67. Z-IV 8a, EFM 1. This note also points out the nature of genetic clarication as
not about a still-to-be-discovered rst action, in a sequence of events in a stretch of past
time. It is rather, for example, a matter of analyzing what it means that there is no
beginning, that to begin in the world is simply what In-Stance names, with no
allusion to a pointin any sense, temporal or spatialof beginning. See 2.2 and 3.5.
68. Z-IV 44b, emphasis Finks; EFM 1.
69. See the full train of thought in Z-IV 44ab, EFM 1.
70. Z-IV 54b, emphasis Finks. For more on this see 5.2.2.2.
Time 247
terms in Finks use cannot be taken up in detail here, although the essential difference will
be explained in 7.2.1 and 7.2.1.1. See also Z-IV 8a9b.
74. See Z-VI 9b and, in a further point that directly involves intersubjectivity, Z-VI 30a.
75. Z-IV 11b, EFM 1.
76. Z-IV 130a.
Time 249
as the power that constituted the world, it had no intrinsic need for it. In
post-preliminary phenomenology, and in keeping with Husserls later recon-
sideration of his initial presentation, Fink has to reconceive the status of the
transcendental constituting absolute in relation to the world quite differ-
ently. The worldlessness of the transcendental subject, he writes in his
notes, is not some kind of being-outside-the-world on the part of that subject,
but is rather its being-prior-to-the-world. And he continues: The transcen-
dental subjects anteriority to the world is not an intra-temporal antecedency,
not a genetic antecedency in an intra-temporal sense. The antecedency of
transcendental life over world-apperception (In-Stanciality) is an antecedency
that is regressively given. It is only from the world-bound situational subject
that the reduction regresses to the worldless subject.
Regressively given antecedency is not to be confused with the antecedency
of apriority.
Here the principle of reduction-governed regression in phenomenological
investigation is made methodologically precise. For phenomenology the dis-
closure of transcendental constitutive origins is exclusively a one-way route of
access: they can only show from within already familiar matters within ones
own experiencing that are what they are precisely as the result of transcenden-
tal constitutive origination. We have seen how this governing methodological
principle of regression allows the phenomenological critique of Heideggers
fundamental ontology (3.3.1), but Heideggers work is not subjected to crit-
icism and then simply rejected. Rather, it receives a fundamental legitimation
in its offering rich material for integration into the Husserlian transcendental
problematic, precisely as descriptive work countering the natural attitude con-
ceptuality that may remain still unexamined within phenomenological regres-
sive explication. Nevertheless, where the concrete parameters of human being
and experience are examinedthe structures that Fink calls In-Stances in
manifest analogy to Heideggers inquiry into existentials what is essen-
tial for transcendental inquiry is that these structures be explicitly understood
in terms of the problem that is intrinsic to them, namely, how in them proto-
ground for possible questioning falls away, the point where one faces a
nothing! In the disturbing question of origin one comes up against the limits
in the depths of human being itself, leading to the shaking of all solidity of
ground. In principle, to reach for the ultimate coming-about of temporality,
the temporalization of temporalness itself, would amount to going back be-
hind the In-Stances, to loose oneself from them in an ab-solution. This
loosing could no longer be an existential bearing [Verhalten]; it is a leap
behind oneself taken by reection, in which one faces the falling away of
ground [Abgrund], the non-ground of the nothing [Abgrund des Nichts].
It is the task of phenomenology, writes Fink, to venture the leap into
the depth of the non-ground, the abyss, that opens up beyond all being and
beings and to wrench the non-ground/abyss of this nothing out of the
emptiness of its subsistence in dialectical conceptuality into being experienced
in the philosophical question.
Eventually we shall have to zero in on precisely what this move in the non-
ground can mean for the phenomenological program; it is the meontic once
more announced, but not yet brought to focal center. Before it can be taken
upin chapter 7there are a host of other matters to pursue, and in particu-
lar, here in this chapter, the way the constitution of the world gures into the
inquiry into proto-temporal origination.
85. Z-V VI/9ab, EFM 1. The words in brackets are proposed translations as close to
suitability as one might get. See the correlative treatment in 4.4.1.
86. Z-V III/4a and /5a, EFM 1.
87. Z-V III/2ab. Emphasis all Finks.
Time 253
88. Z-V III/5a. The rst phrasing is: Welt ist ein bergangs-(Schwingungs-)phnomen.
89. Z-V III/13a.
90. Z-V III/12a.
91. Z-V III/12b.
92. Z-V III/10a.
93. Z-V III/14a. See the text from VB/I, p. 11, on Einstellung in 4.3, p. 185. There is
a contrast between Finks idea here and Husserls in Grundprobleme der Logik, Nach-
schrift, p. 54, Hua XI, 30.
94. Z-V III/3a and /14a, and Z-I 153a, both in EFM 1. The idea of seeing space as
integral to time is by far not alien to Husserl, who frequently speaks of the two as a
couple. What Fink does, however, is to give this integrality an originative conception. It
should be realized that Finks proposals on lling also answer to Husserls aim in his
Bernau manuscripts to achieve a phenomenology of individuation within the analysis of
temporality. See 1.2, p. 15, and the letters mentioned in footnote 60.
95. Z-V III/3a. On lling, see 5.1.2.3.1 and footnote 292 in 5.2.3.2; and on this idea
of das Seiende als Bruch der Zeitschwingung, see the analogous idea in MH-GA 29/30,
p. 252; individuation is one of the themes of Heideggers course and pertains to this idea
of a break. This passage, however, was in one of the four sessions that Fink missed (U-
MH-IV 53; not in EFM), though this does not exclude the possibility of his having heard
of the points given in them in another way.
254 Time
on in several ways. The rst, most obvious one, given the treatment so far, is to
develop a way of characterizing transcendental constitution otherwise than in
terms of the psychological or epistemological components in which subjec-
tivity is traditionally conceptualized in the modern period. Reection on im-
manent experience, in other words, opens out far beyond the merely Carte-
sian internal realm; it discloses of its own structure all that embraces it to give
it its hold upon and place within the region of being as appearing. Secondly,
Finks exploration of alternative conceptions for the character, structure, and
functional play of temporality offers options for rethinking originatively
i.e., in terms of the originative play of proto-temporalization as suchnot
only past, present, and future, the standard triplet of time, but spatiality,
actuality, and possibility. We have seen something of this for the time-triplet
and for spatiality, but actuality and possibility remain to be reconsidered
against the seemingly indelible Leibnizian imprint with which the modern
tradition has accepted these concepts (even in Husserls work). Is there not,
Fink therefore asks, in the streaming of temporalized experience a horizon of
the temporal always (timelessness), which is depresencing in pure fantasy,
the constitutive condition of possibility for ideal objects, etc.? In contrast,
when analyzing the structure of temporality for presencing one is examining
how actuality is constituted. But actuality [Wirklichkeit] is not something
that ows from the character of the object itself; it is rather that which accrues
to it from the condition that make its presencing-presentation possible. Actu-
ality is not primarily a mode of objectiveness, but rather a mode of temporal-
izationas is then, too, possibility. The classic triplet of past, present, and
future may pertain to actuality, may designate the mode of temporalization for
the actual, but can there not also be a proper temporalizing mode for the
essentially non-actual, namely, possibility? This mere mention of possibility as
another dimension (or horizon) of temporality will have to sufce here. It will
be dealt with further in chapter 8 when the ideal, the eidetic, is considered in
the phenomenology of language (8.3).
Lastly, in the recasting under way, one has to notice the distinction between,
and the intertwining of, the two levels of origination. To the rst pertains the
96. Z-I 127a, EFM 1. The two terms here are Immerzeitigkeitthe temporal
alwaysand Zeitlosigkeittimelessness. Their meanings are determined in op-
posite ways, one by totalizing, the other by negating, to characterize the same phenome-
non, namely, the temporal character of a thematic object that is not determined in terms
of the temporal triplet for the experience of the actually existent. See also Z-I 129ab and
the notes that follow it.
97. Z-V III/9a, EFM 1. In Z-V VI/39a possibility is alternately named de-
actualization [Entwirklichung].
Time 255
98. See the remark on genetic in 5.1.1.1, footnote 54, in the appendix.
99. See the rst two paragraphs of 5.1.1.1, with the reference to Z-IV 1a.
100. See the text from Z-IV 112b, cited in 3.5.
256 Time
through all of these ideas Fink remained keenly aware of the methodological
problem that both determined and critically tested them all, namely, the prob-
lem of describing the originative out of the features of the originated. In
the further progress of his work with Husserlpresented in the rest of this
chapterwe shall be seeing more on all these matters. Yet it also must at least
be mentioned that there are other themes that Fink realized needed to be
brought into the present problematic. Of these the main one is the role of the
dimension of intersubjectivity as an In-Stancial factor. Chapter 9 will
take this up specically later, but here at least one should note that there was a
conjunction of concern about this in the pivotal winter semester of 1928
1929, when Heidegger gave his rst lectures as successor to Husserl and Hus-
serl offered his last course, terminated early. The place of the Other gured in
both these courses, in Heideggers as one of a number of themes, and in
Husserls as part of the principal topic, empathy [Einfhlung]. What Fink
himself works out, in the three-way encounter that was his study of phenome-
nology, is in keeping with the directions of rethinking being followed here. The
question of intersubjectivity requires moving past initial phenomenology as
required by methodologically conscious critique and the radical inquiry into
time. Rather than seeing intersubjectivity in terms of a transfer of signi-
cance (say, onto a second someone rst perceived as a bodily object) at the
level of self-conscious recognition of ones own supposedly complete human-
ness, i.e., at the level of the transcendentally reduced primordial sphere
construed in terms of act-intentionality), the transfer-factor that is the com-
munalness of basic human structures has to be seen as already in effect antece-
dently, namely, at the level of the horizonal In-Stancial determinations in
which alone the continuum of specic acts performed for oneself or for an-
other can proceed.
There is another point, however, that comes to the fore in Finks remarks on
the In-Stance of intersubjectivity, namely, that his position is also a critique
of the presentialism dominant in Husserls analysis of time. Fink is quite
clear about the central point of this criticism: Husserls starting approach into
the problem of constitution is presentialist insofar as the present is alone the
temporal mode of originarity. In fact the displacement of presentialism is
103. Cf. Z-V V/2b, Z-IV 87ab, and U-IV 4445, all in EFM 1.
104. Cf. MH-GA 27, 1820, and see 1.2, pp. 1314.
105. Z-IV 88a, EFM 1.
106. See Z-IV 87a88b, EFM 1. See 5.2.3.1.
107. Z-IV 90a. This is one of the main points in Finks resituating of the treatment of
intersubjectivity in his revision texts for the Fifth Meditation. See 9.1.1, as a start.
258 Time
already being pursued in the radicalized time-analysis that we have been fol-
lowing, and it was one of the tasks Fink saw to be necessary as he began work
in the Bernau materials.
108. An earlier, fuller treatment of the matters in 5.25.2.2 appeared as The Revision
of the Bernau Time-Consciousness Manuscripts: Status QuaestionisFreiburg, 1928
1930, Alter, revue de phnomnologie, 1 (1993), 35783. Some points in that article are
corrected in the present sections.
109. See EJ, pp. 37 (EU, pp. VXI), and Ingarden, ed., Edith Stein on Her Activity as
an Assistant of Edmund Husserl, Philosophy and Phenomenological Research, 22
(1962), 15659.
110. See Finks report on activity (Ttigkeitsbericht) of August 26, 1934, EFM 2,
Abschn. 3.
111. BIng, p. 154.
112. See Ingarden, Edith Stein on Her Activity, pp. 15659.
Time 259
113. See again Finks Ttigkeitsbericht of August 26, 1934, EFM 2, Abschn. 3.
114. A unique intellectual relationship, as Fink characterized it, which grew into a
collaborative arrangement (Fink, Lebenslauf of December 18, 1945, in EFM 4,
Abschn. 4). On Husserls use of cophilosophizing see pp. 5354 in 1.3; cf. also the
letters to Heidegger and Schutz referred to in footnote 213 there.
115. Again from Finks Ttigkeitsbericht of August 26, 1934, EFM 2, Abschn. 3,
p. 455, emphasis his.
116. Ibid.
117. See Finks 1959 paper, Die Sptphilosophie Husserls in der Freibruger Zeit,
ND, p. 220.
260 Time
118. See Boehms Einleitung, Hua X, together with Bernets Einleitung, in Husserl,
Texte (18931917), pp. xilxvii.
119. See appendix.
Time 261
120. Z-IV 76a, EFM 1. Fink also mentions the question of the beginning and end of
the stream of consciousness (see 2.2, the last paragraphs of 5.1.1.2, and 5.1.1.3) as a
matter of something merely thinkable (see VB/I, 25).
121. E.g., on individuation, see 5.2; on the temporality of the ideal, see 8.3. On
Brentano-Aristotelian doctrine, see the last point in 5.1.2.3.3.
122. See also 4.5.
262 Time
123. See the three-stage schema drawn from B-I 17a18a (EFM 2, Abschn. 2), given in
5.1.
124. B-I 3a4a, 16a, and 35a; and Ideas I (Hua III), 8182.
125. B-I 36a (emphasis Finks), EFM 2, Abschn. 2.
126. B-I 31a, emphasis Finks.
127. See, for example, Z-I 89ab.
Time 263
Husserl had given him: Being and time is the basic formula for transcendental
philosophy. Being and beings are always only understandable in terms of the
horizon of time. And in continuing this note Fink raises the problem that lies
at the center of both Heideggers fundamental ontology and Husserls tran-
scendental phenomenology. If time is the condition for the possibility of
experience, then one has to ask: But does not time itself also exist? Heideg-
gers basic problem. And Husserls too! And a central issue for a theory of self-
conceptions for, after all, developing an adequate self-conception is
what both fundamental ontology and transcendental phenomenology basi-
cally consist in.
This question of the kind of being transcendental subjectivity will have in
consideration of the horizon of time as the horizon of ultimate genesis is what
we see behind the order in which Fink arranged Husserls Bernau manu-
scripts. While we cannot detail and interpret every manuscript, several need
to be singled out, the rst of which is the one that Fink chose to stand at the
very end, in the place of culmination for the whole set; for it is the one that
Fink nds offering not a conclusion to the analysis but rather the maximum
opening to its more radical recommencement.
In the manuscripts opening consideration of my stream of experience and
the I, Husserl speaks of the continuity of living presents that makes up
any particular stretch of immanent time and is the horizon surrounding
the point of full presence. This point of primordial presence [Urprs-
enzpunkt] is not something independent but is only the focal point of a
horizon that is inseparable from it and a point of the full present [Gegen-
wart]. In moving more deeply into time to see how this integrality comes
about, Husserl wants to home in on utterly egoless tendings wherein the
formation of horizons lies, the level of original time-consciousness in abso-
lutely passive intentionality. Here any idea of a pole of reference, not for
any particular individual moment of interest in the stream of time but for all of
128. Z-IV 58a, emphasis Finks. See also the 1939 Louvain report, Berichte ber die
Transkription der Nachlamanuskripte Husserls, EFM 4, Abschn. 4, p. [5].
129. Given in B-I, Beil. I, p. [2], EFM 2, Abschn. 2.
130. EFA B-II 24450 (EFM 2, Abschn. 2), Hua XXXIII, pp. 27480 (Text No. 14). In
his arrangement of the manuscripts Fink uses this theme as its title. The typed transcrip-
tion shows many modications of Husserls original wording.
131. EFA B-II 24445, Hua XXXIII, pp. 27475. For the nal expression in this
quotation Husserls manuscript text has a point in the full time of presences [Prsenzen-
zeit]. In the larger passage here Finks modications reduce the presential punctualism
of Husserls phrasing. See 5.2.3.1.
132. EFA B-II 246, Hua XXXIII, p. 276. Husserl writes simply passive intentionality
as an independent phrase, without qualifying it as absolutely passive.
264 Time
the stream, for the whole of experiencing, which therefore would be above
time and itself not temporal, is the idea of that for which words like I no
longer can be used. It cannot be called a being, for it is the antithesis to all-
that-is [allem Seienden], not an object [Gegenstandcounter-standing some-
thing] but the proto-standing something [Urstand] for all objectness [Gegen-
stndlichkeitcounter-standness]. The I here ought not mean I, ought
not mean at all, for then it has already become an object. It is rather the
Nameless, something simply functioning. This needs to be thought about
more, Husserl cautions; it lies almost at the limit of possible description.
How, then, can reection apply to this all-integrating non-object X
still called problematically I? It is supposed to be non-temporal, and
yet can only be reectively found as actually functioning in time (as en-
temporalized, as Husserl would say in certain C-texts, but not here), in the
form of active notice directed to the constituted and busy with it. Then there
accrues to it a temporal obtaining [Bestand], and this is what shows to
reection the direction to the functioning I which now, in reection, becomes
an object as an identical center of function. It is as concretely intending a
specic constituted something that there is a basis for reectively positioning
this X-I thematically as an object of eidetic, cognitive grasp.
Yet Husserl asks, How can what is not an object become objective, how can
that become apprehensible which is not temporal but supra-temporal, and
which can only become temporal in being apprehended? And he answers:
Because it belongs essentially to the structure of the experiential stream that
in the experiential stream precisely this sort of thing comes on the scene and
can always do so. Yetand this is crucialfor the non-temporal to
become temporally active and concretely manifest to reection is a becoming
[Werden] of a totally different order from that of everything that has to do with
experience; it is not a mere happening like any other in the stream of time but
an I am doing, I am performing on the part of the pole in question. And
this polenumerically identical, for all times temporal points . . . and
experiencingshas the absolutely identical meaning I, an identity of form,
133. EFA B-II 247248, Hua XXXIII, pp. 27778 and note 2 on p. 278, emphasis in
the text itself. Next to this passage Husserl writes a most interesting remark that Fink did
not include in his transcription (Hua XXXIII, p. 78, note 1): Being [Seiendes] as
individual being, bound to a locus in time and individualized by it. The I is thus not in
being [Das Ich so nicht seiend].
134. B-II 248, Hua XXXIII, p. 278.
135. Ibid. The angled brackets mark a phrase of Husserls that is dropped by Fink in his
transcription.
136. Ibid.
Time 265
as it were an ideal identity that is again and again localized temporally, in its
acts and its states, and yet is not actually temporal.
This (rather Kantian) transcendental I at the deepest level of the analysis of
temporality is something Husserl will hold to throughout his subsequent
work, and it is one of the points both strongly criticized by Fink and rein-
terpreted in a quite different fashion. In this regard the question has to be,
Does Fink nd anything in the Bernau manuscripts that reveals more about the
problematic character of this nameless all-unifying agency than Husserl
notices and asserts in the Bernau texts, so that an opening is made here that
calls for further critically reasoned interpretation of the matter?
142. EFA B-II 11530, Hua XXXIII, pp. 181203 (text Nr. 10), and pp. 203207
(Beilage V, from the middle of the manuscript). Finks transcription lacks Hua XXXIII,
pp. 194/3197/15.
143. EFA B-II 118b19a, Hua XXXIII, p. 188.
144. EFA B-II 120b21a, Hua XXXIII, p. 191. This passage is also quoted, and under-
lined, by Fink in B-III 12 (EFM 2, Abschn. 2).
145. EFA B-II 264, Hua XXXIII, p. 210. See also B-II 305, Hua XXXIII, p. 36.
146. EFA B-II 129b, Hua XXXIII, p. 202.
147. From another manuscript in the second division in Finks arrangement, On the
Theory of Time-Modalities, EFA B-II 110a, Hua XXXIII, Text No. 7, p. 136.
148. EFA B-II 115b, Hua XXXIII, p. 182 (Text No. 10 again). See also B-II 304, Hua
XXXIII, pp. 3536.
149. EFA B-II 110b, Hua XXXIII, p. 136. All the lines from which the quoted material
Time 267
is taken in the present paragraph up to this point are underlined in red by Fink in his
transcription.
150. EFA B-II 281ff., Hua XXXIII, Text No. 11, beginning with 8.
151. EFA B-II 285287, Hua XXXIII, Beil. VI, pp. 23235; cf. footnote 139 above.
152. EFA B-II 283, Hua XXXIII, p. 228, my emphasis. Actually, Fink had heard
Husserl making much the same point already in his WS 19251926 course, Basic Prob-
lems of Logic, p. 45 (in Finks Nachschrift, to which the closest equivalent in Hua XI is
Beil. X, pp. 38485). See 1.1, p. 5, and footnotes 15 and 16.
153. Right here, Husserl does not make clear that horizonality is beyond the minimum;
this only becomes clear through Finks efforts to clarify the nature of horizonality.
However, Husserl does clearly exclude characterizing maximal emptiness as a point.
He writes (EFA B-II 300, Hua XXXIII, p. 30): The limit of nullity for intuitability is not
distinguished from the eld of obscurity.
268 Time
154. EFA B-II 282, Hua XXXIII, pp. 22627. See also in this connection B-II 300, Hua
XXXIII, p. 30.
155. EFA B-II 292, Hua XXXIII, p. 22 (cf. footnote 139 above).
156. EFA B-II 31011, Hua XXXIII, pp. 4143 (7 in Text No. 2). This doubles the
lines that model the intending to show both a forward and a backward change
from presence to not-yet-presence and no-longer-presence. See the additional diagram-
ming in Hua XXXIII, pp. 3233 and 4849 (EFA B-II 3012; the last diagram not given
in Finks transcription), and Finks own versions (Z-I 93a; Z-IV 2b, 60ab, 79ab, 84a
b, and 134aall EFM 1).
157. EFA B-II 309, Hua XXXIII, p. 41.
158. EFA B-II 308, Hua XXXIII, pp. 3940.
159. EFA B-II 310, phrase in brackets my supplement from the context, phrase in
braces Finks modication in the transcription; Hua XXXIII, p. 42.
160. EFA B-II 307, Hua XXXIII, p. 38.
161. Hua XXXIII, p. 38, note 1, a marginal remark that Fink did not include in his
transcription.
Time 269
162. This term occurs regularly in the manuscript, notably at the end (in Finks tran-
scription; cf. footnote 139 above), EFA B-II 315, Hua XXXIII, p. 47.
163. EFA B-II 314, Hua XXXIII, p. 47.
164. EFA B-II 315, words in angle brackets Finks editorial additions; Hua XXXIII,
p. 48.
270 Time
process derive from the constant form of owing process as now analyzed
(a) in the present paragraphor from the active I of reective thematizing
action(b) here?
One great difculty lying in the essential structural difference between,
again, (a) the consciousness of internal timeor perhaps better: the con-
sciousness of time internal to timeand (b) the consciousness of reective
thematization aiming to present to itselfwith eidetic insightthe structure
of time-ow and of the consciousness internal to that ow, is that this ego-
enacted reective presentation of time-structure is itself conditioned in both
possibility and validity by temporality; it is done in time. But since the time in
which it is done cannot be a second time, one is then faced with the question of
how the time as reected uponand thus taken as (presented) in timeis or
is not the time of ultimate constitutive processabsolute consciousness.
Answering this would decide if the unifying center for the whole stream of
temporalization, i.e., the form of the owing temporal as such, can be, as
Husserl insists, a genuine I that is itself not essentially in time.
We thus return again to these questions: (1) How can the in-time-structured,
reectively thematizing explication of temporality and of its internal con-
sciousness (which is actually the analysis of how what is in-time is temporal)
be in fact effectively of what ultimate, originative time itself really is, and (2)
how can the in-time-structured explication of the perduring form of tem-
porality be characterized as essentially I, a something that itself in princi-
ple is not in time or temporal? It is still too soon to take up the proposals that
answer these questions, although we already anticipate that Fink considers the
possibility that, beyond straightforwardly trying to make positive explicative
assertions about the structure of transcendental time-consciousness (as ulti-
mate constituting ow and as consciousness of itself), one may have to take
the paradox in any such positive explicative assertions to be ineluctably intrin-
sic to their whole meaning. It may well be that it is not recourse to a trans-
temporal I that ultimately anchors the sense and validity of the analysis of
transcendental constitution, but rather a methodological statagem, namely,
the paradoxically integrating of the properly sayable with the not-properly
sayable, a permanent confrontation of the ontic and the meontic.
165. I.e., in the two manuscripts that end the arrangement Fink puts them in, viz., The
Stream of Experience and the I (see 5.1.2.1, pp. 26365), and The Eidetic Form of
Psychic Internality (see the following footnote).
166. On this see The Stream of Experience and the I, B-II 24450 (especially 247),
Hua XXXIII, pp. 27480 (especially p. 277), and The Eidetic Form of Psychic Inter-
nality, EFA B-II 22330 (especially 22527), Hua XXXIII, Text No. 15 (especially
pp. 28385), this latter being the manuscript placed second last in Finks arrangement.
Time 271
his notes from a year earlier, as much in the previous sections shows. For
example, Fink writes: Husserls time-analyis suffers under the defect that the
division in principle between transverse and longitudinal intentionality, al-
ready found in the 1905 Time-Consciousness, was not carried through radi-
cally and consistently. At issue is the way in which transverse and longi-
tudinal intentionality are not two more or less presenting intentionalities
that, like linear rays of directional intending, intersect in the now, but ra-
ther they constitute the play of plus and minus progression, of lling and
emptying in regard to presence and presentness, of coming-to-be-present,
being-present, and no-longer-being-present. One aw in particular in speak-
ing of longitudinal and transverse intentionalities is that this spatializes
the forms of the temporal dynamic, of the integral interplay of presence and
non-presence. Fink seeks to analyze the interplay in another way, which we
shall take up shortly.
At the same time, and directly tying in with 5.1.2.1, Fink will explore fur-
ther how to interpret the problematic situation that he nds Husserl so clearly
raising in the manuscript he placed at the very end of his editorial arrangement
of the Bernau materials. That is, on a matter that seems in principle to defy
analysis in straightforward disclosure in reective thematization done upon
ones own experiential streamingnamely, the nameless, un-temporal
proto-I, itself not in beingclarication can only be done in another mode
of thought, which Fink calls generically speculative. For example, the rela-
tionship (as Husserl sketched it out) of the proto-I to the determinate tem-
poralized act-manifestations in terms of which it is knowable as active might
translate neatly into Finks phrasing in 5 of the Introduction to his disserta-
tion, where he speaks of the necessary self-nitization of the transcendental
subject and it is quite conceivable that this manuscript of Husserls con-
tributed to that idea. That is, the phenomenological character of an analysis
aiming to explicate transcendental origins, and thereby requiring it to move
regressively back along the line of relationships lying constitutively within the
phenomenon that is ones starting point, sets the conditions for subsequently
These initial determinations are made under the guidance of the idea of inten-
tionality as primarily thematizing in its action; but Fink has to transform these
by a new triad, forming the second set of themes in the general plan:
II. Depresenting Field-intentionality and Depresenting
space
The fourth item is the overarching issue that Fink found in Husserls Bernau
work as opening up investigation to more radical reinquiry, namely, the ques-
tion of
IV. Absolute subject and time, i.e., how the temporalization of the Abso-
lute is its move out of itself (emanation).
178. The elements in outline that follow are all taken, rst in their outline form (parts I
and II), then in a combination of explanatory paraphrase and quoted expressions (parts
III, IV, and V) from Z-VII X/3a, EFM 2.
179. It should be noted that Fink ends his outline with the remark that one theme did
Time 275
not get represented in the way this outline was conceived, namely, possibility, which
other schemata of his assertively name as a distinct dimension of temporality. See
above, 5.1.1.4, p. 254.
180. Z-VII XVII/5a, EFM 2.
181. EFA B-II 263315; see footnote 139 above for the texts of this manuscript-sheaf
in Hua XXXIII.
276 Time
182. Expressions all from Z-VII XVII/5a. On Die Brchbarkeit der Zeitschwingung,
see Heideggers analogous mode of expression in MH-GA 29/30, p. 252. Heideggers
exposition here was in one of the four sessions that Fink missed (cf. U-MH-IV 53).
183. Z-VII 15a, emphasis all Finks; EFM 2.
Time 277
with time means that the ultimate time-ow is itself also the action of the
constitutive deployment of the world.
190. Z-VII XVIII/5b, EFM 2. See a few paragraphs further here, and 4.5.
191. See Finks discussion in VB/I, 1819, and Husserls in ZB (Hua X), 29.
Time 279
192. Z-VII XVII/15b (EFM 2), emphasis Finks. The text ends with two sentences
given maximum emphasis by double and triple vertical emphasis lines next to them: (a)
There shows here in the egological sphere itself, in a certain way, a mediateness for
experience. (b) All essential constitution lies in the horizons which are themselves in
turn structural moments of In-Stantiality. The emphasis of the underlining of the rst
sentence is also Finks own.
193. See Z-VI 26ab, EFM 1.
194. Z-VII X/1ab, EFM 2.
195. Z-VII XVIII/5b. See in EFM 2 the comment on the loose similarity of this expres-
sion in this text with Heideggers phrasing in MH-GA 31, p. 239 (U-MH-V 117).
280 Time
196. Z-VII XVII/24ab, emphasis, and double emphasis, Finks. See the analogous
text from Z-VII XVII/30a quoted in 2.6.2.8. Much of Finks explication of the horizons
of time, space, and actuality return in his later work, in simpler terminology, for example,
in Alles und Nichts (The Hague: Martinus Nijhoff, 1959), pp. 24647.
197. See Z-XV 66a, EFM 2.
Time 281
by some kind of thematic act. The question, then, is, What does reection do?
Does the efcacy of reection lie specically in the thematization of antecedent
a-thematic performance? In a self-objectication? If the efcacy of the self-
awareness in the temporality of consciousness really lies right in performance
consciousness, i.e., the awareness constituted right in and as the very enact-
ment of temporality that is antecedent and still continuing, then it makes sense
to say of the self-reection of consciousness that its efcacy relates to, draws
from, and is sustained by performance consciousness in a way that is not
simply self-detachment in thematic objectication. This is the point of
Finks speaking of reection as the shift to an expression-mode of perfor-
mance consciousness.
Unfortunately Fink does not say more about this reformulation; one nds
only brief mentions of performance consciousness and performance experi-
ence, rather than more detailed explicative statements. What he does give
attention to, however, is the way the performance level in question stands as the
gure of absolute consciousness. For example, he writes: Functioning sub-
jectivity in its most proper sense is transcendentally constituting (me-ontic)
subjectivity, its functioning (constituting) has world-objectivating power.
This returns us to the point that Husserl makes in the nal Bernau manuscript in
Finks arrangement, namely, that the nameless, functioning proto-stand
comes on the scene in the form and guise of temporally proceeding process.
In itself, as the absolute beyond temporality, it is no process at all. That is,
the functioning process that reection nds thematic in its consideration may
well be, as thematized, its own experiential stream in the full breadth of consti-
tuted horizonal background dynamism, but as thus manifest reectively it
is also the best and only clue to the truly originative temporal coming-about of
the structuring horizonalities of the world. This of course poses once more
the question of the relationship between absolute transcendental subjectiv-
ity working antecedent to and within human consciousness in the very process
of temporalization, on the one hand, and that same human consciousness
within time, on the other. Thus while reective awareness of antecedent non-
thematic performance consciousness may not fundamentally relate to the latter
202. Again, Z-XV 67a. Fink revisits these issues and considerations, actually radicaliz-
ing the problem one stage further, in one of his postwar university lecture courses now
published as Natur, Freiheit, Welt, ed. by Franz-A. Schwarz (Wrzburg: Knigshausen
and Neumann, 1992), 1416, pp. 12835. Cf. also Finks 1939 essay, Das Problem der
Phnomenologie Edmund Husserls, Studien, pp. 20510 and 6.
203. Z-VII XVII/31a, again from Chiavari in 1930.
204. See the last four paragraphs of 5.1.2.1, on the manuscript entitled The Stream of
Experience and the I.
284 Time
as its objectifying (in Finks explication of it), yet for the sake of themati-
cally explicit conceptualization reective consciousness presents its antecedent
performance-awareness to itself in the guise of a present-able object as if for
its own detached scrutinizing gazewhich in the end means in the guise basi-
cally of a human cognitive agent. The problem, then, is a double one. One has to
clarify how these two knowings relate together, across the difference be-
tween performance consciousness and thematizing reective consciousness,
and one has to clarify how the two knowns relate together, across the differ-
ence between the entemporalization of absolute originative process as humanly
experienced living temporal process and the originative absolute itself.
On the rst matter, Finks work essentially nds that the intentionality of
thematizing has to be characterized otherwise than in relation to the seemingly
self-sufcient status that objectication comes to possess; acknowledging this
is one of the most important results of Husserls ongoing time-analyses. An
alternate line of investigation converging with this is to recognize that, for
example, there is far more to the paradigm of thematic act-intentionally, per-
ceptual consciousness, than the ray of objectication. Thematic directedness
(objective situation), writes Fink, is only the most conspicuous structure in
the phenomenon of perception; and he goes on to exploit the etymology of
the older German word for perception, Gewahrnehmung instead of Wahr-
nehmung, in order to link perceptual experience to the ground phenomenon of
wakefulness.
The second problem links to the rst in many ways, but in particular in
connection with the characterization of basic consciousness as wakefulness. If
a mode of consciousness structured essentially as an I is primarily, and para-
digmatically, relevant to temporality in its transverse intentionality, while lon-
gitudinal intentionality, properly considered, functions horizonally in its ow
and coherence structure, then the conception of the I must give full and
proper status to both kinds of structure, namely, to both focal act-thematic
determination and horizonal gradation in terms of depresencing and with-
drawal. And full and proper status may not mean equal status. What will
decide the matter is the answer to the question of which of these functions in
temporality constitutes the process-performance wherein the presentness and
205. Z-VII XXII/1a, from 1930, and Z-XIII LX/2a, from 1933 or 1934 (both in EFM
2); Fink makes reference here to the eighteenth-century philosopher Johann Nicolaus
Tetens; cf. Tetenss work Sprachphilosophische Versuche (Hamburg: Felix Meiner, 1971),
p. 107. See appendix.
206. See Z-IV 24ab, quoted in 5.1.1.1, p. 239.
Time 285
207. EFA B-II 244, Hua XXXIII, p. 274. Cf. 5.1.2.1, p. 263, and 5.1.2.2, p. 266.
208. EFA B-II 246, Hua XXXIII, p. 276.
209. Z-VII XXII/7a, EFM 2.
210. Z-VII XXII/2a.
211. EFA B-II, Hua XXXIII, p. 278. See above, 5.1.2.1.
286 Time
swingings of time, is not an activity of the I (as of the act-pole). Rather, since
I-wakefulness is performed in virtue of the world-horizonal structuring of
appearance and experience, it is a unity that is prior to any I-polarization.
Here is the problematic to follow in the next stage of the investigation of
time that Husserl and Fink are now engaged in; but before moving to that next
stage, two last points must be added. The rst is a principle that ows on the
one hand from Finks reinvestigation of the place of the world in the regime of
phenomenological investigation and on the other hand from his reorientation
of Husserls time-analyses. If the world is the framing for being as experience-
able, and if temporality is the process of the origination of the horizonality of
the world, then Husserls modest acknowledgment in the last of the Bernau
manuscripts, in Finks ordering, that the absolute constant for which time is
there is not a being, but is rather the antithesis to all-that-is, takes on
massive fundamental signicance. It becomes Finks categorical assertion,
The region of absolute being is in no way an ontological region. All
questions of ontology are found to be questions of that which comes into
determination in temporality, which is the very working of absolute con-
sciousness, the fundament-level movingness of temporalization as such.
The second point returns to the text of Finks referred to near the beginning
of 5.1.2.3, only part of which was represented there. Finks critique of Hus-
serls analysis of time in this note goes on to speak of a further implication of
the defect spoken of earlier that he nds in that analysis, namely, not carry-
ing far enough the distinction between transverse and longitudinal inten-
tionality. Depresencings, says Fink of Husserls construal of protention and
retention, are thematized in such a way that they take on the apparent char-
acter of intentional experiences. This is ultimately the deepest reason for the
aporia that runs through Husserls time analysis, which is called in its latest
form restitution of the Brentano-Aristotelian doctrine, namely, that every
time-ow is itself known in a deeper time-ow. Husserl had quite naturally
expressed his wishes for how he thought the Bernau manuscripts should be
worked up into a viable text, and restitution of the Brentano-Aristotelian
doctrine was one of his desiderata; but in his reinquiry and reinterpreta-
tion Fink shows how any such restitution that requires recourse to another
his time-analyses that lie behind Finks charge of presentialism (and punc-
tualism: see 5.2.3.1), even in Husserls nal manuscripts on time in the
C-group. In coming to terms with these last investigations of Husserls Fink
moves into the second stage of his own inquiry into time.
his own notes and other documents show. We are faced with the situation
where Finks engagements and Husserls are intimately intertwining, however
much there are differences to be seen.
The contours of Finks work as limited to preparing an edition of Husserls
Bernau texts had to be modied as Husserl produced new manuscript mate-
rial, especially since this material took into account the issues that the Bernau
texts led up to as Fink understood them. By 1933, when the bulk of Husserls
new manuscripts on time, the C-group, had been written, the editing project
now had to be recongured into two parts. Part I was to contain the Bernau
texts virtually as they had been left in 1930, and part II would consist of the
new manuscripts centered on the living present. Thus the second and third
stages of Husserls work on time were to be presented together in a single
publication.
Here, too, we see again the way philosophic work, personal relationships,
and the sociopolitical situation in Germany all intertwined. (See 1.3.) The
political and social changes of 1933 led to grave uncertainty over the funding
needed for Fink to continue his work with Husserl. The formal application for
nancial support that Fink made in both 1933 and 1934 to the government
agency Notgemeinschaft der Deutschen Wissenschaft gives us a clear view of
the work on the time-studies that was going on; for there Fink explains in
some detail the components and tasks encompassed by the project. In addi-
tion, Husserls two letters to Fink from around the time of these two applica-
tions, respectively, allow us to see something of the two men themselves in
their relationship, while Husserls more voluminous correspondence to others
often speaks of the two-part work with the title Time and Temporalization
that was now being envisioned.
225. See the partial listing in Klaus Held, Lebendige Gegenwart, Phaenomenologica 23
(The Hague: Martinus Nijhoff, 1966), pp. 18687.
226. See the explanations just before 5.1.
227. See the documents in EFM 2, Abschn. 3. It is worth noting in these documents the
way in which Fink, despite the ofcial anti-Semitic program of Nazi coordination, not
only makes no apology for working with Husserl but even underscores the importance
of Husserls manuscripts and of his own, as he continues the task of editing Husserls
materials.
228. Husserl to Fink, March 6, 1933, and July 21, 1934 (Bw IV, pp. 9094); to
Ingarden, October 11, 1933 (BIng, p. 84; Bw III, p. 291); to Felix Kaufmann, October 15,
1933; and to Cairns, November 15, 1933 (Bw IV, pp. 198 and 33). See also the letter of
Dietrich Mahnke to Fink, January 13, 1934 (in the Fink Nachlass). Husserl generally
writes the title as Temporalization and Time, in inversion of the way Finks notes
give it.
290 Time
At the same time, this two-part set of time-studies also tted into the larger
regimen of Husserls continuing manuscript writing. For if time is the form of
all worldly being, and if this nexus of being and time is absolutely fundamen-
tal, then with the explication of time-constitution the very next thing to work
out would be the constitution of the rst content that emerges within time,
namely, nature, the solidity of things we see and touch in sensuous imme-
diacy. In archival designation, Husserls C-manuscripts lead naturally to
the D series, in which, Fink writes, the real main problem is the problem of
individuation. In other words, while the Bernau studiesat least at the
time when Husserl was writing themwere viewed as all-inclusively a work
on time and individuation wherein rational metaphysics was being re-
newed, further work showed individuation to involve more than just the
question of proto-temporalization as a formal condition. Individuation in-
volved spatial and temporal determination within the world, not just in terms
of the ow-structure of temporalization. That is, the whole matter of time
as the process wherein individuation comes about, in essential form and in full
concreteness, raised the question of how ultimate temporality itself could be
designated by any conception that implied individuality.
These are profound issues, and their resolution would touch upon the whole
character of Husserls phenomenology. To be faced with the prospect of chal-
lenging Husserl on his own phenomenology in its fundament was surely a
matter of worrisome concern for Fink. Nor could the disturbing issue of the
social and political transformation under way in Germany, coupled with -
nancial uncertainty, not add to this concern. Husserl was aware that Fink was
under strain. He speaks of it in his letter to Fink of July 21, 1934 (see 1.3),
encouraging Fink to talk over the problems he was having, but he makes no
explicit mention of philosophical differences. Yet Husserl well knew there
were differences between his own view and Finks on the analysis of proto-
temporalization. And he well knew the basic dilemma inherent in any such
analysis, namely, that any operation of thematizing, together with its thematic
object, was itself structured by a temporalization, and therefore either began
an endless regress of temporalities or had to renounce the efcacy and ade-
quacy of its thematic grasp. Furthermore, Husserl must have been aware at
229. Fink, 1939 Louvain Report, EFM 4, Abschn. 4. See also Z-XI 46a (very likely
1933), EFM 2.
230. Fink, 1939 Louvain Report, EFM 4, Abschn. 4.
231. See Husserls letter to Heidegger from March 28, 1918 (Bw IV, p. 130). Cf. 1.2.
See also Husserls letters to Ingarden from April 5, 1918 (BIng, p. 10) and Adolf Grimme
from June 8, 1918 (Bw III, pp. 8384).
232. Fink, 1939 Louvain Report, EFM 4, Abschn. 4.
Time 291
least in general that while he analyzed ever further the living present as the
originative factor for temporality, Fink saw the genuine originative structure
to be horizonal depresencing. Husserls insistence that Fink feel totally
free to work out the treatment of time in question as he, Fink, sees it necessary
to do possibly implies recognition of Finks sensitivity on the difculties in
question, yet it leaves the exact reason unspecied.
One other fact about this difference may have made for some of the strain
Fink felt. The difference just spoken of, between the living present and hori-
zonal depresencing, meant that Fink in his solution was accepting as the utter-
most fundamental feature to be found in the phenomenological analysis of
time a structural element that corresponded to one of the principal themes of
Heideggers analysis of time, notwithstanding Finks explicitly critical stance
on Heideggers work. And in the circumstances of 1934, with Nazism in full
implementation in Husserls own university in Freiburg under the guidance
of Heidegger himself, Fink, aware of Husserls feeling of being betrayed by
his former protg, would have found this philosophical point of difference
awkward.
It was a difference that nevertheless was becoming more necessary to ex-
press unambiguously; for the task of the two-part time-work was itself rapidly
evolving. As Fink worked on it from 1933 to 1934, the idea of a double edition
setting the Bernau set side by side with the living present manuscript ma-
terialsthe initial idea of the two-part setbecame unsatisfactory. This is
the development Fink took pains to explain fully in his application to the
Notgemeinschaft der Deutschen Wissenschaft in July 1934. The gist of the
matter was that, given Husserls advances since 1930and, one must add,
Finks own critical rethinking the Bernau materials had to be extensively
233. See Finks remark on his laying out for Husserl the difculties he found in the
whole undertaking: Fnf Lose Bltter 2ab and 5a (EFM 2, Abschn. 2).
234. See Husserls July 21, 1934 (Bw IV, pp. 9394). See 1.3. Husserl was devoting
some of his summer to working on new manuscripts on time (several were written in the
course of 1934), as a letter of Finks to Alfred Schutz, June 1, 1934, indicates (in the Fink
Nachlass). See HChr, p. 447.
235. See the last paragraphs of 5.1.1. Fink also criticized Heidegger for his failure to
understand the nature of Husserls phenomenology in its transcendental character, e.g., in
B-I 23b (EFM 2, Abschn. 2): The historical line of phenomenology today (Kaufmann,
Becker, and in part Heidegger) completely misunderstands the task of transcendental
phenomenology. See 3.3.1.
236. In his 1934 Report to the Notgemeinschaft (EFM 2, Abschn. 3) Fink explicitly
mentions the work of my own inquiry supplementing and extending Husserls manu-
scripts (EFM 2, p. 457). This statement of activity is dated August 24, 1934, but the
292 Time
letter requesting funds was written earlier. It is interesting that its date, July 22, 1934, is
one day after the date on Husserls second letter to Fink, that of July 21, 1934. In his letter
Husserl speaks of Finks distress at having to modify further the rst part of the time book
just when he thought he might be done with it.
237. Or perhaps: lledness of time. Ibid., p. 458. Husserl has the term Zeitflle
meaning das Rumliche in Hua XI, p. 303 (cf. also p. 143). Cf. Finks 19251926
Nachschrift, Grundprobleme der Logik, pp. 49ff.
238. Report to the Notgemeinschaft (EFM2, pp. 45859).
239. Letter of November 26, 1934, Bw III, p. 298 (BIng, pp. 8990).
240. Bw III, p. 303 (BIng, p. 94).
241. Bw III, p. 308 (BIng, p. 99). It is perhaps surprising that temporality gures into
the Crisis-texts in so modest a fashion (see Crisis, 49). Perhaps the fact that Crisis
was still an introduction made for the brevity of mention, but a better reason could be
Husserls having relegated the treatment of temporality entirely to Fink.
Time 293
242. See B-IV, B-V, B-VI, and B-VII in EFM 2, Abschn. 2. The title also seems to be
shifting, sometimes Temporalization and Time (usual in Husserls mention, but not
always), sometimes Time and Temporalization (Finks customary formula).
294 Time
247. An earlier treatment of the matters in 5.2.2 to 5.3.2 appeared as The Aporia of
Time-AnalysisReection Across the Transcendental Divide, in Burt C. Hopkins, ed.,
Phenomenology: Japanese and American Perspectives (Dordrecht: Kluwer Academic
Publishers, 1999), pp. 10532. Certain points in that article are corrected in the present
sections.
248. Lebendige Gegenwart: Die Frage nach der Seinsweise des Transzendentalen Ich
bei Edmund Husserl, Entwickelt am Leitfaden der Zeitproblematik, Phaenomenologica
23 (The Hague: Martinus Nijhoff, 1966).
249. HA C 3 III, p. 10 [32a; see footnote 205 above] (dated March 1931; pagination
that of the typed transcription), emphases all Husserls, bracketed expression my supple-
296 Time
This is basically the same point Husserl made in the nal manuscript of
Finks Bernau arrangement (see 5.1.2.1). Here, however, Husserl goes into far
more detail in his description of this concrete I-being (of the wakeful I), i.e.,
living temporalization with its I-pole, emphasizing the absolute origination-
function of this proto-livingness as continual constitution, continual tem-
poralization, namely, that by which all and everything that is for me this-
moment present [das aktuelle Gegenwrtige] is. Husserl species a whole
range of structures constituted in basic constitutive processes, for example, the
bodiliness in which the reective I nds its humanness concretized, as well as,
and equally important, other humans, all of which are structures contained in
the pregivenness of the world as living present pregivenness, i.e., precisely as
it is given in this livingness. There is, thus, the primordially live streaming
temporalization itself, and then, dynamically structured within it, the im-
manent coexistence and succession of temporalized appearances, or, more
globally put, the experiential stream of the collective appearances of the
world as a whole.
ment from the context. Most of the text as cited here is given in Held, Lebendige Gegen-
wart, p. 67.
250. HA C 3 III, p. 22 [38a].
251. HA C 3 III, pp. 2223 [39a].
252. See HA C 3 III, pp. 2324 [39a], cited in Held, p. 114.
253. HA C 3 III, p. 33 [44b].
Time 297
254. HA C 3 III, p. 28 [41b], where Husserl asks, But how is the I-pole a part of this
concrete temporalization? His answer basically is that, once again, it must not be the
abstract I that one considers but the I that is concrete only by way of the content of the
streaming present.
255. On this anonymity, see Held, Lebendige Gegenwart, pp. 11822.
256. HA C 3 III, p. 34 [45a].
257. Ibid.
258. HA C 3 III, p. 35 [45b]; words in angled brackets are editorial insertions by Fink,
who had rst transcribed the C-manuscripts.
259. Ibid. And, Husserl remarks, this ambiguity will require a suitable terminology.
260. HA C 10, p. 21 [14a] (dated 1931), emphasis Husserls, cited in Held, Lebendige
Gegenwart, p. 117.
261. See the treatment of the manuscript, The Stream of Experience and the I (EFA
B-II 250, Hua XXXIII, p. 280), in 5.1.2.1. It is also in the time-analysis writings repre-
sented in the 1929 publication, if only in nuce; see the reference to ZB (Hua X), pp. 333
34 (ZBe, pp. 34546), in 5.1.1.
298 Time
270. See CM6, Prefatory Note, p. 2 (VI.CM/1, p. 184), and 7 (especially pp. 56ff.;
VI.CM/1, pp. 63ff.), 8 (especially pp. 75f.; VI.CM/1, p. 85), 9 (especially pp. 83f.;
VI.CM/1, pp. 9293), 11b and 11c.
271. HA C 13 II, pp. 89 [24a] (1934), my emphasis; cited in part also in Held,
Lebendige Gegenwart, p. 103.
Time 301
Let us look rst at a few general critical points Fink makes with respect
to Husserls orientation and then examine more closely the differences, not
only in terms of the problem of transcendental conceptual adequacy but also
in terms of the analytic theme presently at issue, the temporal life of the
wakeful I.
275. Of the many places the texts make this point, see the compact, comprehensive
statement in Z-XI 60a, EFM 2.
276. See Z-IV 91a, EFM 1.
277. See appendix.
278. See Z-VII X/7a, EFM 2.
304 Time
279. See Z-XV 91a, 111a, and 117a; EFM 2. Again, it is not the presentness of pres-
encing that is the dynamic factor in the coming-about of temporality but rather de-
presencing.
280. Finks Louvain Report of 1939, EFM 4, Abschn. 4. See also Z-XXVII XIX/2a
(#5), EFM 3, from a conversation with Landgrebe, January 14, 1940. See also Finks late
general statement of the limitations of the schemata that Husserls analyses followed in
his classic description of phenomena, ND, pp. 32022.
281. Z-II 35b, EFM 1.
Time 305
the specically horizonal character of both the present and that out of which
the present dynamically emerges, viz., depresenting in the time-swinging
that both temporalizes and spatializes being. Husserl, of course, knew per-
fectly well that the horizonal was an inseparable aspect of object-focused
intentionalityhe had discovered this structural principle and given it the
philosophical currency it now enjoys; but for him it seemed to be something
with a derivative and dependent role rather than as having a primary constitu-
tive function. The horizonal for Husserl was always treated as that which in
principle gets cashed in in terms of objects, and its specic depresencing
character never comes to the fore for him. It seems astonishing that Husserl
never seems to have confronted the challenge posed by the horizonal as recast
by Fink in terms of depresencing, given the constant conversations between the
two men. Yet Husserl did, in fact, from time to time raise the question that
perhaps horizon-consciousness might be of a distinct kind; yet he never saw it
as weakening in any way the centrality of the I. For, since the fundamental form
of all temporalization is the living present, which simply is the I, even eld-
structures in consciousness are carried by this ultimately egoic living pres-
ent. Feeling (das Gefhl ) too, which one might suppose Husserl would
allow some ultimate non-I primordiality, is already egoic; the I is a feeling
I, and feeling something is the Is way of being in a state [Zustndlichkeit]
before all activity and, when it is active, in activity. For Fink, however, this
was a fundamental place where critical reconsideration offered an insight-
promising opening that Husserls own seemingly unquestioned analytic frame-
work prevented him from developing. (See 5.3.2.)
There was, however, a second limitation, of quite a different kind, namely,
that the methodological restrictions upon the analysis of ultimate temporali-
zation had to become integrated into the way one critically interpreted the
results of the analysis itself. Recall that, since methodologically ones access to
constitutive origins had to be by regressive movement from, and an abiding
291. Held mentions Finks conception of depresencing in Lebendige Gegenwart (p. 40),
but he does not discern its fundamentally challenging implications.
292. See Husserls discussion in HA C 3 III, pp. 3035 [43a54b]. Recall that the
living present retains an important place in Finks refocusing of the analytic of tem-
porality. And not only does it have the function of thematic specicationthe lling of
empty time-swings by the ontical, for examplethere is as well a specic horizonality
to the present, that of the eld of spatiality (see 5.1.2.3.1).
293. HA C 16 V, p. 18 [68a]; but the whole context should be read, where what Husserl
is talking about is the idea of feeling as pre-egoic hyletic awareness. Cf. the studies in
Alter, 2, 1994, Temporalit et affection; also Anne Montavont, De la passivit dans la
phnomnologie du Husserl (Paris: Presses Universitaires de France, 1999).
308 Time
294. See 5.2.2.2, where typescript pp. 89 [24a] from HA C 13 II is cited (footnote
271).
295. See the treatment of HA C 3 III, pp. 3637, in the last two paragraphs of 5.2.2.2,
just before 5.2.3. See also 5.1.1.3 and 5.1.1.1.
Time 309
in his letter of July 1934. And what at rst might seem a mere alterna-
tive formula (Time and Time-Constitution instead of Time and Temporal-
ization) for the same ongoing work turns out to be the title for an entirely
new work.
296. To Ingarden, Bw III, p. 298, BIng, p. 94; to Fink, Bw IV, pp. 9394; on the promise
to Fink see 1.3.
297. Description on the envelope (Umschlag) in Beil. I to B-I, EFM 2, Abschn. 2. What
Fink here designates as (1) the rst period of revision and (2) before the wholesale
reworking seems to correspond, respectively, to the two stages that preceded the new
book manuscript, Time and Time-Constitution.
298. Fnf Lose Bltter EFM 2, Abschn. 2.
299. Fnf Lose Bltter 4a, emphasis Finks. See appendix.
310 Time
presentialism of the living present, while the only proper way Fink could see
now was to begin with world-time as the encompassing supra-objective and
supra-subjective primordial process. And to take this approach, Fink ac-
knowledges, amounted to breaking away from Husserls whole conception of
transcendental conditioning foundations, Husserls transcendentalism.
In a word, when Husserl handed over to Fink the task of taking the investiga-
tion of time to the culmination that the problematic of temporality itself
seemed to lead to, he in effect gave Fink the freedom to follow the demands of
that problematic beyond Husserls own treatment.
The second feature these notes disclose is Finks realization that not only
does the effort to explicate time based on Husserls approach (such as in either
the Bernau or the C-group manuscripts) founder but even his own rever-
sal approach itself was abortive. And thusthe third pointhe had
kept it under lock and key and would continue to do so. However, Finks
book, Time and Time-Constitution, not only remained under lock and key
(so that no one besides him seems ever to have read it); apparently, it is no
longer even in existence. He seems to have destroyed it.
Whatever the personal motivations that led Fink to keep to himself this
material on the ultimate issues in phenomenology and therefore on its ultimate
philosophic possibility and validity, we can at least make clear some of the
philosophical reasons for the deeply problematic, aporetic, or at least para-
doxical character of both Husserls and Finks attempts at explicating the
nature of time, and therefore the problematic character of any nal systematic
treatment of phenomenology. In the absence of Finks nal treatment of the
issue of time itself, we have had to reassemble its main investigative threads
and knottings from his notes. The present treatment has done little more than
lead up to the reversal that the investigation of time provoked. Yet this does
not mean that there is no more that can be said about what the reversal
accomplishes. In fact what we nd is that phenomenology in this reversal is
charged with new possibility. To this we now turn.
306. Z-XX 19a, probably from late 1935 and early 1936; EFM 3.
307. See Z-XII 39a, probably the latter half of 1934.
312 Time
form of a brief suggestion of points for Husserl to consider for his address to
the Congress.
Here Fink hints that self-reection might disclose things other than the
epistemological action and relationship of the subject with respect to the ob-
ject as that within which there is an originative power to spirit. In the notes
that lead up to this proposal Fink speaks of spirit as not a faculty belonging
to humans but a power of existence [Daseinsmacht], a passion. Greek
life, he continus, stood under the supreme sway of the will to know. And
then he adds: Passion as the substance of life. And a little before this he
comments on his taking a fork in the road different from Husserl. Unlike
Husserl, Fink does not believe in the ethical mission of philosophy to improve
mankind, as the formal logos of the world that makes genuine human life
possible. Instead, he writes, philosophy is a passion. Only the inner compul-
sion to have to live thinking makes up the fate of the philosopher.
This openness on Finks part to possible ultimates that critical consider-
ations might recommend in phenomenologys push to origins was with him
from the beginning; it was something needed in and part of his early apprecia-
tion of the critique dimension of Husserls phenomenology. And it was in the
analysis of time that the most necessary place in principle was to be found for
considering other possible ways of conceptualizing phenomenologys ndings.
Thus the whole thrust of Finks critique of Husserls presentialism was to
displace the originative centrality of the perceptual present, even if explicated
as the living present, in favor of an a-thematic consciousness of operative
openness to the eld- and horizon-dimensionalities of the temporal order of
depresencing, and of these as concrete moments of the swinging of time.
Wakefulness and the horizonality of the world comprised the rst alternative
that Fink saw Husserls analysis to open out to, in reduction-driven post-
preliminary critique. But even wakefulness and world-horizonality themselves
could be legitimate options to Husserls presentialist egoic living present for
providing the appropriate structural schema for interpreting the ultimate tran-
scendental Absolute of origins only in a deeply qualied way, namely, as the
ontied guise of the ultimate in question. Still, wakefulness and world-
horizonality were less non-appropriate to it in the way they were systemati-
cally, constitutively self-effacing; they were determinative precisely in that
what they made possible as prominent in full determinate manifoldness oc-
cludes them. It was, then, the force of the critique of the subject-object and
egoic schematic frames of the manifest that gave preferability to Finks option;
its appropriateness was one of relative not absolute principle.
Yet wakefulness and world-horizonality are not the only constituted fea-
tures of temporality that show at this level in this perspective (again, always as
ontication of the ultimate). Further alternative expressions for the ultimate
begin to take center stage in Finks reections, in focus on elements that have
been intrinsic to Husserls program from the beginning though not thematized
by him for direct consideration. Against the hitherto canonic factors of cogni-
tional access as clues, or at least as starting points, for explicating constitutive
origins, Fink now tries out features specically of intrinsic dynamism. We nd,
therefore, in Finks notes the gradual prominence of the themes of life and play
as beginning to bear the weight of ultimate explicative potential. And this
should not be surprising. There is a naturalness to it in phenomenology itself.
One way to put it is to say that Fink comes to realize that the pairing of time
and spirit can just as much be the pairing of time and life, or of time and play
or of all of these together at once. In his last folder of notes for work on the
Bernau revision he writes: The system of phenomenology is the system of
life. Life here not the denitive concept for protecting the mode of being of
the subject against naturalizing reication, but rather life as concretely playing
intentionality. . . . Philosophy as living spirituality, functioning, operating.
Even earlier, in the Chiavari notes of 1930, in the midst of ideas about the
structural features of time that must be given ultimacy, Fink writes down as the
last of several points on the analysis of time this idea: Interpretation of tem-
porality as longing, that is, as an irrepressible compulsion onward, a kind
of intentionality with non-specic teleology. Temporality as longing has a
philosophical ancestry of importance for Fink that is rather un-Husserlian,
namely, from one of the rst philosophic authors he had read as a youth in a
Germany quite different from what it was becoming in the mid-1930s, espe-
cially in the tenor being attributed to that same writer, Friedrich Nietzsche.
311. Cf. CM6, pp. 94 and 98 (VI.CM/1 pp. 103 and 107). Along with reading Hus-
serls notations to these passages, it is well to take keep in mind that Husserl was capable
of expressing the principle of this relativity himself, as in HA C 2 I, p. 14 (1931): Thus
what we presume as the last being, as the proto-being, under the title proto-phenomenal
present, is not the ultimate Something precisely because it is a phenomenon for us. On
this entire issue see 5.1.1.1, p. 241, 5.1.1.2, pp. 24446, and, in particular, 5.1.1.4.
312. B-VII 10c, all emphasis Finks; EFM 2, Abschn. 2.
313. Z-VII XVII/29a, dated September 19, 1930. See also Z-XV 64a, which, along
with other Nietzschean tropes, Fink goes on to interpret in terms of his analysis of time.
Temporality is characterized as longing in the section On the Great Longing in part 3
of Nietzsches Thus Spoke Zarathustra.
314 Time
January 1936: In a year and a half Husserl will be stricken with his nal
illness, and in a little more than two years his life will come to an end. With-
out knowing it, he has only eighteen months left of productive capability; but
1. See appendix.
2. Z-XX 11b, emphasis Finks (EFM 3).
316
Life and Spirit 317
3. OH-VI 1517 and OH-VIII 3637 (both EFM 3). The rst text raises a point about
life, self, and freedomespecially life as self-masterywhile the second notes a deep
difference in the way Husserl and Fink, respectively, approach the problem of God and
religion in phenomenology.
318 Life and Spirit
despite their intense and intimate work together. These discussions link up
with the contrast in orientation already sketched out in the nal section of the
preceding chapter; and the notes Fink wrote throughout 1935 and 1936 high-
light how differently he and Husserl dealt with the crucial theme. Both saw life
to be the central topic for philosophical examination; but while Husserl took
up life obliquely, as the dimension of dynamism for the life-world toward
which the investigation of living experience was preparing the way, Fink saw
that more direct questioning was needed even in this preparatory stage, in
view of the corrective this would impose.
There are three aspects to this corrective. The rst is, once again, that Hus-
serls way of addressing the theme of life as fundamental in a phenomenology
of the world, however forcefully put in his Prague lectures, The Crisis of the
European Sciences and Psychology, nonetheless followed the classical rea-
soning of the philosophy of reection. This was inadequate because it based
the analysis of fundamental originative process upon structures that arise
within that process rather than opening up lines of investigation that move
beyond those originated structures to the originative power itself. If phi-
losophizing is the movement of a fundamental living force producing its own
self-explication and thereby taking possession of itselfand this is the second
aspectthen it must approach that fundamental life at a radical level in both
theoretical schemata and practical engagement. Philosophizing, writes Fink,
is rst of all lifes taking possession of itself, the return to being not dis-
abled, and therefore is a countering of all xing of life within absolutized
forms that cramp and stie its forceone of the very points of Finks conver-
sation with Husserl on that January 21, 1936. Philosophic thinking is in prin-
ciple an action that continues the the play of being, which is the essence of
life. Thus at the head of the list of themes that Fink envisions for outlining
his own philosophical direction, drawn up in the weeks after his thirtieth
birthdayDecember 11, 1935, right in this crucial period of workstands
the metaphysics of play. Finally, the third aspect, again seen in the conclud-
ing remarks of the previous chapter and explicit in these same notes of Finks
from 1935 and 1936, is that the thinker provoking this new thematic develop-
ment is neither Husserl nor Heidegger (nor Kant), but Nietzsche.
10. Bw III, p. 460, from December 26, 1927. See Guy van Kerckhoven, Die Grundan-
stze von Husserls Konfrontation mit Dilthey im Lichte der geschichlichen Selbstzeug-
nisse, in Dilthey und der Wandel des Philosophiebegriffs seit dem 19. Jahrhundert, ed.
by Ernst Wolfgang Orth, Phnomenologische Forschungen 16 (Freiburg: Karl Alber,
1984), pp. 13460.
11. Bw VI, p. 277, August 3, 1929. See van Kerckhoven, Husserls Konfrontation mit
Dilthey, pp. 15456. See also Diltheys letters to Husserl, June 29 and July 10, 1911,
320 Life and Spirit
disclosed the universal life in which all science . . . was constituted, the
universal form, the universal typology of concrete universal subjectivity that
operates in this life and in so doing takes shape in personal form, out of
sources of specic activity and on the basis of an intentional passivity that is
also to be disclosed. One can easily see in Husserls remarks here to Mahnke
and Misch an earlier formulation of the theme of the life-world.
The widely enthusiastic interest in Husserls idea of the life-world, it should
be noted, is almost entirely focused on the way in which the life-world repre-
sents the structural ground for a non-Cartesian concept of human being and
for an analysis of the frame of experience that is prior to and more fundamen-
tal than the objectivistic, naturalistic universe postulated by the account of
reality embodied in the physical sciences. The press of scientic methodology
and the positive, objective explanatory treatments of natural phenomena leads
phenomenology to offer a counteracting approach in the form of the concep-
tion of human nature as being-in-the-world, so that all human endeavors, such
as the natural sciences, among many other things, are taken as rooted in the
ontological situatedness of experiential being-in-the-world. The life-world
is, accordingly, adopted and adapted as a heuristic and analytic concept for
explicating this fundamental being-in-the-world. (Actually, this focus is analo-
gous to the motivation of much of Diltheys work, namely, to establish the
distinction between the sciences of nature and the sciences of spirit, as
well as one of the important points on which Husserl and Dilthey in fact
converged.)
Valid and important as it is to treat the life-world this way, namely, with the
focus on world-element, nevertheless it leaves the other essential component
of the concept, namely, life, in a penumbra where its signicance and relevance
are merely implicit and presupposed. The analysis of the world is one of
phenomenologys main contributions to philosophy; but it is no less true that
life, living being, is not only central to the realities that phenomenology insists
upon as the phenomena of record for philosophic study but in addition is what
phenomenology itself is in its acts of reection and analysis. For phenomenol-
ogy philosophic reecting and analyzing are themselves acts of a living being,
acts that methodologically, in Husserls classic formulation of the Principle of
Principles, come to consummation in the evidentness of an object given in its
fore, also to the term life. But Husserl in Crisis does not in fact go on to ex-
plain specically the transformation of sense that one must make regarding
the term life.
There are, then, two issues in the matter of explicating what life must
mean in transcendental phenomenology. The rst is to determine the positive
characterization of life so as to cover the two senses of it: (a) as life in
the world on the part of human subjectivity, and (b) as the life both of abso-
lute, constituting subjectivity and of subjectivity as transcendentally reecting
upon the whole scene of world and world-constitution. But this rst issue,
how to produce an appropriately comprehensive characterization for life, can
only be taken up in a way that remains preliminary until a second, more basic
issue is nally resolved, namely, the determination of what exactly the differ-
ence, the similarity, and the relationship are between these two strata of life,
the mundane and the transcendental, and what exactly the methodological
principle of validity is for the terminology and conceptuality needed to express
and articulate all these relationships. It is no surprise to nd this complex of
issues, central throughout Finks work for Husserl, dominant also in Husserls
own thinking about the question of life.
22. Life, then, should be the kind of concept that Fink, in his 1957 Royaumont
paper, Operative Begriffe in Husserls Phnomenologie (ND, pp. 180204), called op-
erative rather than thematic. In addition, again in Finks methodological framing,
the concept of life in Husserlian phenomenology is not explicated speculatively (Die
intentionale Analyse und das Problem des spekulativen Denkens, ND, p. 152).
23. See appendix.
24. Epilogue, translation in Ideas II, p. 405 (Hua V, p. 138).
324 Life and Spirit
are very closely connected with my specic concept of philosophy. But the
nature of the way his phenomenology works, Husserl eventually points out, is
not the miring of my methodic procedure in abstract one-sidedness, nor is it a
failure . . . to touch upon original-concrete, practical-active subjectivity,
skirting the so-called problems of Existence as well as the metaphysical
problems. To object to phenomenology in these terms is for Husserl sheer
misunderstanding, for it interpretively returns phenomenology back to a level
the overcoming of which is precisely its whole sense. It amounts to a failure to
understand the whole point of the phenomenological reduction.
The way Husserl limits himself merely to indicating his position, basically in
reaction to Mischs study (again, see 1.2) does not go nearly far enough to be
effective, nor was it meant to, since this text was a mere Preface primarily
meant for English readers. In the end his real response will be the Crisis-
texts, but that was not the only way in which counteracting the wide public
perception of the deciency of Husserls phenomenology was to be achieved.
In point of fact a powerful defense was meant to be mounted in the project
that began as Finks essay in Kant-Studien, The Phenomenological Philoso-
phy of Edmund Husserl and Contemporary Critique.
What has apparently hardly been noticed about this universally read essay is
that, preceding the text there is the Roman numeral I, indicating that what
follows is a rst part; and yet no second part appears in the article. Nor has the
discrepancy been noticed between the object of Finks countercriticism in his
essay, the Neo-Kantian interpretation of Husserls phenomenology, and the
locus of the critique that Husserl in fact found so distressing, namely, life-
philosophy and the philosophy of existence. The situation becomes intelligi-
ble, however, when we realize what the envisioned part II of the whole
project was supposed to be, now that Finks extensive notes pertaining to it are
available. Sometimes in mid-1933 Fink noted down a list of projects under
way or planned, of which the last one is entitled Life-Philosophy and Phe-
nomenology, with the subtitle Edmund Husserls Phenomenological Philos-
ophy in Contemporary Criticism II.
Why Fink began his treatment of phenomenology vis--vis contemporary
criticism by addressing Neo-Kantianism can only be surmisede.g., that the
28. Z-XIV II/1b, EFM 2 (emphasis Finks). Especially interesting are two of the other
items on the list: the third, world-consciousness and world: rst philosophical work
(Finks emphasis), and fth, Difference between the Husserlian and Heideggerian Sys-
tems of Philosophy, discussed, respectively, in chapters 4 and 3.
326 Life and Spirit
29. Lebensphilosophie und Phnomenologie, pp. 193216, and for the cited phrase
p. 211.
30. VI.CM/2, pp. 2728. See Z-VII VIII/16 (EFM 2), a subset of notes from 1930
that sketch ideas for this Draft. Cf. 3.3.3.
31. See appendix.
Life and Spirit 327
32. See Otto Pggeler, Heideggers Topology of Being, in On Heidegger and Lan-
guage, ed. by Joseph J. Kockelmans (Evanston: Northwestern University Press, 1972),
pp. 10746.
33. Z-XIII 12a, EFM 2. The notes in this folder are generally from 1934.
34. See Z-IV 111b (EFM 1). Z-IV 110112 is a sequence on the meaning of Absolutes
Sein in Husserls work.
328 Life and Spirit
One can see here that Fink does not see Husserl as a unique instance of the
assertion of a primacy of the subject (in some interpretation) over the object,
and it is easy enough to nd names for other philosophers who t some of the
designations given herefor example, Dilthey for (c) and Heidegger for (e). In
fact, Fink sees Kants work to have prepared the ground for these very off-
shoots of the philosophy of reection, inasmuch as in the theory of time as
the form of inner sense Kants a priori subjectivism was the root for histor-
35. On the question of nitude in Heidegger, see chapter 3 (e.g., 3.3.3), and on Kant,
see 3.3.2.
36. Z-XIII 12a, EFM 2.
37. See Z-XV 76a (EFM 2), probably from 1930 and typical of this understanding of
Hegel.
38. Z-XIV II/4a, from the same subset containing the master sketch for treating phe-
nomenology and life-philosophy.
Life and Spirit 329
wrote for publication, even if, once Finks notes are better known, those pub-
lished articles do indeed show indications of these deeper, more explicit differ-
ences. Since there is no nished article, not even a draft, treating the con-
frontation of phenomenology with life-philosophy, we have to draw points for
such a treatment from Finks notes. These will naturally display more ex-
plicitly the way Fink would see phenomenology to have to move beyond
Husserl, while precisely remaining faithful to the essence of phenomenol-
ogy through critically ascertaining and reinterpreting its core legitimacy and
meaning. At the same time we shall nd that the one essay Fink was able to
publish in Germany after the Kant-Studien article does elaborate one element
at least of that treatment.
structure, it has to be conceived more broadly than in terms of the schema that
internally sustains epistemology and that functions for Husserl as the point of
departure for his phenomenology, namely the subject-object relationship, the
schema that makes an object-intentional act the primary accomplishment of
conscious life. This radicalization is what emerges from the analysis of time-
consciousness and proto-temporality. Intentionality at this level cannot, Fink
nds, be conceived as a subject-object action, but rather as performance-
intentionality, as performance consciousness. Fink nds it necessary, thus,
to conceive intentionality as not primarily the structure of the experiencing by
individual subjects of specic objects in perceptual grasp (despite the fact that
Husserl invariably presents it that way in his published introductions to phe-
nomenology), with the result that Fink can begin to reinterpret the analyses of
intentionality as analyses primarily of the structure of life rather than mainly of
cognition. To conceive spirit in terms of the distinction between the rational
and the irrational, for example, and to construe it as a partial function within
the more comprehensive life-whole that embraces both the rational and the
irrational, it is to conceive spirit in terms of the pregiven conceptual schema
that denes human self-understanding in the natural attitude, the mundane
situation. This is what is to be countered and interpretively transcended by the
radicalized conception of intentionality, and this is what is expressed when
Fink writes in 1933: The essence of life is creation: creation is at bottom
world-creation, is constitutive being-forming with being understood phe-
nomenologically as being-as-appearing-and-experienced.
If, then, spirit, analyzed in terms of radicalized intentionality, is rethought
so as to be the fundamental dynamism itself, it can no longer be viewed either
as primarily like the abstract consciousness of mathematical reason or as the
rational in opposition to the nonrational, that is, as some form of capabil-
ity whose exercise is denable within an already established basic order of
dimensions, capacities, and processes in the world. It has to be instead primor-
dial, origin-level constituting, the encompassing essence of life in its manifold
capacity. This is what Fink mulls over on the occasion of a conversation with
Husserl in the spring of 1933, when, after speaking of life-philosophy and
Nietzsche, he considers phenomenology as that which rst puts spirit in
movement and thereby gets life, i.e., the creative essence of spirit, into its grip.
Phenomenology, then, is the enspiriting of life and the enlivening of spirit.
Life = spirit and being = the expression of life. But to take spirit as the
50. Z-XII 4cd. See also V-IV 45 (EFM 2) and OH-I 3236 (EFM 3).
51. See Finks discussion with Karl Alphus from December 11, 1933, in Z-XIII 36a
(EFM 2). Alphus was a student of Husserls who received the doctorate with a dissertion
on ethics through a study of Kant and Scheler.
Life and Spirit 335
spirit. This is the direction that Fink at this point1933 and 1934tries
taking for phenomenology. In contrast to options others took for developing
philosophical possibilities coming from phenomenology, Fink will try work-
ing it out as a metaphysics of spirit.
Once again, however, this must not be a matter of taking spirit in the
ordinary sense of intellect or reason, as Finks sketch for ideas for Hus-
serls planned 1934 address to the Prague Philosophic Congress make clear
(see 5.3.2.). Here, as is his regular practice, Fink does anything but simply
repeat Husserl in what he sees to be too narrow an initial conception of spirit
as centered in cognition, in subject-object thematic act consciousness. In
this whole problem-context two theses stand as prominent possibilities in the
work of reinterpretating spirit and nature and have to be critically considered.
The rst would propose that the I, as agent, as identity, and as unity of
self-consciousness, be taken as the prototype of substance. This would
mean the anthropomorphizing of the world, and ontology would be an-
thropologized ontology. The second thesis takes the I as the being of
subjectivity, as action, freedom, and existence, and hence would reject
any subsuming of it under the ontological schema of a thing (ousa). Fink
reads Nietzsche and Kant as offering the rst thesis. Nietzsche, for example,
reverses the traditional conception of being as the true world with change only
apparent, so that change becomes the only reality, while any kind of eternal
being is a ction. Kant, altogether differently from Nietzsche, gives an episte-
mological basis to the prototype character of the I in the B-Deduction of his
Critique of Pure Reason. As for the second thesis, Fink nds this put forward
in life-philosophy (in particular, by Dilthey and Misch) and, very differently
from life-philosophy, by Heidegger in his existential-ontological explication of
the subject. At the same time, Kant in the Paralogisms suggests this thesis as
well, as does Fichte in the idea of the subject as activity [Tathandlung].
As a way of explaining how these antithetic alternatives arise, Fink suggests
taking account of life as primordially transitive, i.e., as centrifugally in-
volved with things; indeed, this orientation functions in the way the under-
standing of being is instituted. When the subject reects upon itself, it adopts a
conception of itself in terms of the non-reective substance to which it is
52. Z-XIII 40a. Fink ends this one-line note with the familiar Parmenidean rubric,
taut noein ka einai (Fragment 3).
53. Z-XII 39a, EFM 2. See 5.3.2.
54. OH-I 33 (EFM 3), from 1934.
55. OH-I 35.
336 Life and Spirit
intrinsically oriented, a prejudice not removed even when the subject later
reects upon itself as itself substance that is antecedent to the things to
which it is oriented. The question of the I thus becomes the exemplum
crucis for ontological philosophy, particularly in view of the paradox of the
double starting-point for philosophy. That is, one can make thematic and
explicit the ontology of human placement in being, while unthematically fol-
lowing the pattern of the cognitive relationship in ones explication of that
placement in being; or, alternatively, one can make this subject-object correla-
tion the master schema for ones explications, but doing so would leave the
ontological situation presupposed and unthematized. This doubleness of
starting points was treated earlier, in chapter 3 (3.1), but the orientation of the
present context is different. Here it is a matter of determining what is connoted
by speaking of the ultimate originating Something as spiritone initial alter-
nativeinstead of more broadly as lifethe Otherwhile at the same time
going behind and beyond the epistemological conception of consciousness and
subjectivity. It is to ask in what way prioritizing the dynamism of life needs to
be integrated with a conception of spirit as integral to life in the way life is
manifest as essentially movemental. But does not phenomenologys own anal-
ysis of time-consciousness, as Husserl conducts it, achieve that aim?
Answering this question takes us back to the characterization of temporal-
ization as intentional in its radically new sense. The sense of intentionality now
does not get divided between consciousness and the unconscious; the inten-
tionality that is intrinsic to spiritand to life as spiritis not to be identied
with consciousness as contrasted to the unconscious. More exactly, intention-
ality in this sense is neither consciousness nor the unconscious because it is not
something that takes place in terms of features that occur in the horizon of
experiential or entitative intratemporal and intraworld differentiation. Inten-
tionality is instead the structural-dynamic core of originative temporalization;
it is life-that-is-not-in-time, in contrast to anything that is in time, to any
entitative something that always in some sense must hold for a time in con-
stancy and identity. Intentionality as temporalization is thus essentially perfor-
mance, performance of nothing other than itself, self-performance.
Performance taken as the essence of life, writes Fink, stands in contrast
to everything object-like; objects abide [Whren], and to abide = to be
in time = to be (existere, esse). But this introduces a serious problem, the
very one we have already seen with respect to originative temporality. For are
we not giving a characterization to the pretemporal and extratemporal that in
fact only has sense when applied to the intratemporal? Is not any naming of
originative temporalization as performance a naming of it by something
that occurs within and from that temporalization? Fink continues: As self-
performing, life doesnt abide, rather in its performance what befalls it is the
abiding of things and of itself. It is in this result of performance that perfor-
mance is disgured/displaced [entstellt] in the form of an ontological cate-
gory. Performance itself, creation, making, positing, [is] the meon-
tically fundamental denition of life. Finally, to follow this thought through
is to realize that life in the end cannot be conceptually settled in ontological
terms, and one has to face the situation of the ontological unattainability of
life.
In effect, then, inquiry into the nature of life ends up at the same method-
ological difculty as does inquiry into the nature of subjectivity, since in phe-
nomenology both are inquired into by constitutive regression from the phe-
nomenon of living process manifest in ones own being as consciousness. The
inquiry into the nature of life as spirit and into the nature of the subject as
living streamso that in the stream of ones own experiencing what somehow
gets disclosed is ultimate constitutive agencylead equally to this ontologi-
cal unattainability.
It is in this connection that Fink gives the most sustained attention to just
what performing might mean here, a concept we have already seen in its
fundamental importance. To perform [Vollziehen], writes Fink, is to
carry out, to carry through. Performance = execution. Play is pure perfor-
mance of life, is self-performance. Life does not primarily perform actions, but
itself. Life is self-realization [Selbstverwirklichung], but self-performance
[Selbstvollzug] is a better term than self-realization. Life is not a happen-
ing [that befalls someone or something] [Geschehen] but a coming-itself-to-
happen [Sich-geschehen]. Thus a radical autonomy seems to be the feature
that allows proto-life to be spoken of as spirit, an autonomy that is radical
because it is only in the living exercise of carrying out nothing but itself that
60. OH-II 13, emphasis Finks. The nal phrase here occurs also on a calendar sheet
from January 16, 1935 (Z-XI I/1a, emphasis all Finks): The distance to being = the
meontic distance of life. Life is more than it is. The ontological unattainability of life.
(Not of subjectivity!!!) Emphasis Finks.
61. See 3.3.3. See also Z-XI I/1a (EFM 2), from January 1935.
62. See 2.6.2.8, 4.4.3, and 5.1.2.3.3.
63. OH-II 14, emphasis Finks, bracketed connotative phrase mine.
338 Life and Spirit
65. OH-IV 39 (Finks emphasis), EFM 3, from 1935. See also VI.CM/2, 5, pp. 3536.
66. Z-XIV IX/2a (EFM 2), in a set of critical notes on both Heideggers position and
life-philosophy. (See 3.3.3.)
67. MH-GA 28, 12 and pp. 30811, summarized in Finks handwritten Nachschrift,
EFA U-MH-III 9396. On Mischs Lebensphilosophie und Phnomenologie see the be-
ginning of 6.2 above, and 1.2.
68. MH-GA 28, pp. 13435.
69. MH-GA 28, p. 136.
70. MH-GA 28, pp. 137 and 136, Heideggers hyphenation.
340 Life and Spirit
the human being that thus takes up life, and its own life, in study and self-
reection.
Nevertheless, Heideggers work displays the fundamental paradox of plac-
ing the disclosure of the elements and structures for dealing with the question
of being and time squarely within the track of existence that constitutes the
being of one unique kind of being, namely, human beingDasein. Thus, while
Heidegger does indeed explicate the world as all-encompassing horizonal
structure for beings of every kind, including human being, he nevertheless
nds that this world-structure is generated by the projecting action intrin-
sically constitutive of this same unique kind of being, human being. In other
words, world-structure originates out of the fundamental life-action of this
one particular being, out of its constitutive existential dynamic.
The paradox in Heideggers position, however, is equally an ambiguity. On
the one hand Heidegger shows that one has to approach the explication of
world and of being in the world in terms of something fundamental in that
being that, although persistently hitherto characterized philosophically as
spirit, now has to be taken more radically than consciousness understood
as the sheerly mental. Thus he pursues the analysis of Dasein in terms of
existentials; and thus the transcendence and freedom of Daseins exis-
tential structure are explicated as forming the world. Yet, despite this,
world-forming is also couched in terms that seem to displace the agency from
Dasein to become an event that arches over ontological differentiation: The
world worlds, Heidegger will say. The net result of such ambiguity is that
world-originating power escapes effective grasp while Daseins constitutive
structure itself also remains unsettled.
There continues to be a deep-rooted paradox in Finks position as well, and
it is reinforced in his coming to terms with the criticisms that life-philosophy
and Heidegger present to Husserls project. On the one hand, it has been clear
to Fink from early on that life-philosophy, ever so concreteness-craving as it
is, is more abstract and one-sided than phenomenology, for which the true
concreteness is transcendental life, in which all strata of concreteness are con-
tained. On the other hand, the actual showing and adequate designation of
this ultimate concreteness, transcendental life, are irreducibly problematic,
in that to move in regression, from the living stream of consciousness down
or back to the originative proto-life within which consciousness thus lives
and ows, will come up against the limits of both access and descriptive
adequacy; and Fink nds himself obliged to place this paradox at the center of
his theoretical concerns. Both the philosophy of reection and the philosophy
of lifeand Heideggers fundamental ontologyall display a basic in-
completeness and incompletability, an only fragmentary being for spirit,
which in turn is thus far short of expressing the intrinsic nature of the sub-
ject. The subject as essentially incompletable is thus a metaphysical gap in
the cosmos. But in order for the problem thus emerging, the ultimate spec-
ulative fact that ultimate truth is meontic truth, to be seen in its full ampli-
tude, one more element in Finks reections needs to be made explicit about
the way spirit isfragmentarilya living phenomenon in the world.
79. Was Will die Phnomenologie Edmund Husserls? Studien, pp. 15778. English
translation by Arthur Grugan, What Does the Phenomenology of Edmund Husserl
Want to Accomplish? Research in Phenomenology, 2 (1972), 527; but not used here.
As with the Kant-Studien article, Husserl was involved with this essay as well; see Z-XIII
with its Beilage I (EFM 2). See chapter 1, 1.3, footnote 190 (in the appendix), for Hus-
serls full approval of this essay of Finks.
Life and Spirit 343
80. Studien, p. 166, emphasis Finks. This point was introduced in 6.3.1.
81. Studien, p. 169, adapted loosely from Finks phrase das Sichselbstnden des
Geistes in der Welt. See the whole passage in Studien, pp. 16971.
82. Studien, p. 162, emphasis Finks. Finks word in German is Pathos, which, unlike
the English pathos, does not have the connotation of a pity-engendering expressiveness
but means instead deep or ardent feeling more generically taken. This corresponds some-
what more to the sense of the Greek pyow, (strong) feeling, than the English word does.
Accordingly, the device of capitalization is used here to remind the reader that this more
generic sense is meant.
83. Studien, p. 163, emphasis Finks.
344 Life and Spirit
Husserl lives in the Pathos [deep feeling] of the self-realization of spirit taking
place in self-reection. In the next section we shall take up further the
question of the role reective thought holds in the economy of the play of
originative life, i.e., the place of philosophy and phenomenology in the self-
performing of life. At the moment the issue is what identifying the thrust of
thought as pathic contributes to explicating the nature of world-originative
life. There are conceptions available that might offer a ready possibility, Hei-
deggers care being one, as might also Nietzsches will to power; but in
either these or other options the crucial question is deciding just how to take
such terms. For phenomenology that matter is formally, methodologically
settled by the fact of the reduction: any such designations are to be understood
as radically as is possible for a factor that is originally mundane, that is, that is
found as set and determined within the horizon of the world taken as an
unquestionable given. Finks adapting of Nietzschean expressions concen-
trates on the way these might allow interpreting life and spirit in terms of the
basic phenomenological problematic of the constitution of the world, namely,
as the intrinsic effect of the coming-about of the temporal as such in proto-
process. This is no mere exercise in syncretism but draws from philosophic
resources in philosophers other than Husserl for critically explicating, against
deep-seated presuppositions, issues and ndings at the heart of the phenome-
nological enterprise.
The question, therefore, is exactly how conceptualizing the pathic, the
passion-element, in regard to the life of spirit in the world would contribute to
determining the character of the originative life that encompasses the world as
such in its dynamic. To begin with, as already argued, any setting of spirit and
life in mutual opposition has to be itself opposed; this in fact was very much
part of the crisis raging in Germany in the mid-1930s. In a series of brief notes
from the autumn of 1934 citing issues in the question of temporality Fink
writes: The real antinomy of life and spirit [is] Europes fateful problem.
The emptying of spirit into a derivative rationality. Solution: the pathic world-
view as the courageousness of reason. Rather than emptying life by dening
rationality in a way that accepts naturalism and denes it paradigmatically,
say, as the mathematical and the purely logical, Fink will allow that [l]ife is
neither rational nor irrational, but pathic. Thus if [t]he performance of the
tellekt], will [Wille] and feeling [Gemt] in Z-V VIII/1a4b (EFM 1), in that these
concepts in effect construe consciousness as an abstract stratum in the concretum
man, making subjectivity but one moment in human being (Z-V VIII/3a).
92. See Z-XIV VIII/1a, EFM 2.
93. Z-XII XV/3c, EFM 2.
94. Z-XIII XV/2a.
Life and Spirit 347
own structural articulation, the feel of the ow and accretion that governs all
consolidations in identity and constancy taking place within it. At the same
time, as chapter 4 laid out (4.5; also 5.1.1.4), primary dimensions are gener-
atedswung out, to use the metaphoric term for their genesisin that
same move of temporalization; and of these too there is awareness pathically,
globally, horizonally rather than in cognitive object-thematization. Fink iden-
tied this awareness as sheer wakefulness, the openness to the world as the
realm of being that undergirds all specic cognitions and actions; but in the
present context it is characterized as well as feeling the world, world-
feeling; so that, correlative to the pathic awareness by living conscious-
ness of its own performance as temporalized, as continuously structured inter-
nally by temporalization, there is pathic awareness of the whole frame of fun-
damental dimensions that that same primordial temporalization generates,
namely, the horizons that comprise the world in its primordial sense.
The world-feeling aspect of wakefulness, mentioned in chapter 4 (4.4.3),
returns here, where we could do considerable eshing out of the idea from
Finks extensive phenomenologically transformative reading of Nietzsche; but
a little of this must sufce. For Fink philosophic reection can do no better
than begin from wonder at the overwhelming fact of ones simply being there
in the cosmos (see 4.1 and 4.2). In a passage of some metaphoric exuber-
anceclearly the result of reading NietzscheFink speaks of this as wake-
fulness to actuality on the part of the man of the earth, as Pathos. It is
life open and turned to the cosmic powers, and overpowered and shaken by
them. It is a renunciation of all salvations, but at the same time meta-
physical feeling as a profound power of life acknowledging death, fate,
sexuality, age, and madness, among other things. It is devotion to the world,
innite feeling, longing, the world-feeling that reaches out, out into the
whole of being and beyond everything individual; and Fink quotes a line
from Zarathustra: The boundless roars around me, far out glisten space and
time. Of this rich network of gurative expression for the feeling for the
world, one term is of especial interest to Fink, namely, Nietzsches Great
Longing. We were introduced to this in the nal paragraphs of chapter 5, in
the context of Finks attempt to think beyond the aporias intrinsic to Husserls
101. Z-XII 20d (EFM 2), a set of seven theses (20ad) on the meaning of the phenome-
nological reduction.
102. Z-XII 23ab; Finks phrase here is einem neuen Selbstbegriff des Lebens.
103. Points all from Z-XVI 1ab, EFM 2.
104. Z-XVI III/4a, bracketed insertion mine. The expression translated take down to
350 Life and Spirit
These notes were written by Fink in preparation for the Dessau lecture he
gave to the Kantgesellschaft on December 4, 1935, The Idea of Transcenden-
tal Philosophy in Kant and in Phenomenology, and the same ideas were
woven into the lecture itself, especially in its concluding paragraphs. Husserl,
now fully at work on the train of thought leading to the Crisis-project, had
himself read through the text beforehand and made a few marginal notes.
Indeed, Finks proposals to Husserl for the Prague lectures of July 1935 ex-
press in detail these same ideas, so that we can be sure Husserl knew quite well
how Fink was thinking out phenomenology in an alternate orientation. But
this alternative has implications that are rather far-reaching.
The simplest way to indicate these implications is to say that lifes taking
possession of itself meant rejecting the grounding of values, institutions, or
roles in some ultimate determinant, even while recognizing that an actual
setting in institutions and roles was an intrinsic condition of human being and
living. In January 1936, the season with which this chapter opened, Fink, in
thinking about topics for a discussion with Landgrebe, noted down ideas
about the way philosophy as lifes taking possession of itself meant that not
specic roles but play, which gives itself over and over again to roles, is the
essence of undisabled life, even while never being free of the guise of specic
roles. That life is essentially the dynamis of play, however, is anything but
a denitive xing in a nal essence, nor is it a description for human life. Roles
are the order of the human, as in the whole phenomenon of culture in the
instituting of self-interpretive forms, for example, in the form of the overarch-
ing institution of a state. In contrast to the state as the stabilized power of an
order of life that, representing security, nal validity, the univocality of the
actual, is necessarily dogmatic, philosophy is always skeptical, always
keeps a watchful eye out, is experimental, takes risks, is a view opening out
into the unknown, in mans distant future. In this respect philosophy al-
ways represents a noncompliance with the established order as set and given.
the ground, Zugrunderichten, normally means simply to wreck or destroy. Here Fink
reads the term in a more literal sense. The same sense of the term is also found in Finks
Sixth Meditation, CM6, p. 32 (VI.CM/1, p. 36). Here is the context for the striking
difference one can see between Husserls orientation in his 1935 Prague lectures and
Finks in his proposals for Husserl for these lectures. See 1.4, where these proposals
M-III, No. 8 (EFM 2) and Z-XVIII V/1a4b (EFM 3are mentioned.
105. The opening essay in ND, pp. 744. See 1.3, p. 47.
106. See appendix.
107. Z-XX 4a (EFM 3), emphasis Finks, in a set of notes on The Denition of Man
from 1936, again in the midst of Husserls work on the Crisis-writings.
Life and Spirit 351
And Fink broached these ideas in discussions with Husserl, in that same Janu-
ary of 1936.
In this discussion Fink expressed with force and explicitness both (a) his
nding teleology in phenomenology to mean simply the onward thrust [Ten-
denz] of life, with absolutely no predetermination of its content, and (b) his
resistance view of philosophy, if we can take the telegraphic summary in the
notes as representing the actual discussion. The very fact that he was having
this conversation with Husserl as a matter of course in the daily regimen of the
life that he had chosen is itself an instance of Finks resistance to the institu-
tions of that painful period of Germany history. His doing of philosophy
and Husserlswas the very assertion of the freedom of life coming to its own
self-possession; and there was another side to this view of philosophy in its
practice, Finks getting away entirely by himself on occasional retreats into
solitude in a cabin far from Freiburg in the Oytal east of Lake Constance. This
is something we shall return to in chapter 9. More important now is to draw
attention to two other aspects of his thinking, especially in relationship to
Husserls at this point in time.
Husserl did not quite share this perspective of Finks on freedom and life,
and he did not adapt it into his own writing. In other notes, Fink writes for
himself quite frankly that, despite all the emphasis on beginning radically,
Husserl starts out with a rm and xed idea of philosophy: to him it is sci-
ence. Of course Fink recognizes that Husserls idea of science is to be
distinguished from that of the natural sciences, especially in Husserls linking
of his science of phenomenology with inquiry into the life-world antecedent to
natural sciences determination of its objects of study, and then to the source of
life-world structuring in the performance of subjectivity. Yet in other re-
spects Husserls conception of philosophy as science shares features with the
pursuit of natural science. Husserls philosophic life is the scientic knowing
of beings, even if as an innite task for generations of researchers in an
innite progress, a supra-individual collective enterprise of human cultural
advance, . . . sanctied by the aim of a practical universal rational culture,
for which philosophy undertakes the function of self-reection. From this
there results the idea of the philosopher as assigned a particular role, namely,
that of servant to unending advancing science. For Fink the problem with
this is that it is a philosophy that does not sufciently bring its own stance into
question. It is not that philosophy has no contributions to make in cognitive
content but rather that it is also an instance of a living movement. As that, it is
not denable in true fundamentality as science but rather as lifes taking
possession of itself, the play that is about freedom.
Correlative to this is Finks refusal to accept the idea of philosophy as
fundamentally a career or a profession, as something dened in terms of some
intracultural role. Against Husserls conception of philosophy as a profes-
sional attitude with professional hours, for him philosophy is a revolution
on the part of life. Here surely is a difference between Husserl and Fink
that lies in more than number of years, a distance in experience and back-
ground that was itself revolutionary. The German cultural scene after 1900,
and after the Great War of 1914, was vastly different from that which Husserl
knew as he was maturing, in still imperial Vienna and Bismarckian Leipzig
and Halle. One item alone is a sign of this: Finks avid reading of Nietzsche, in
contrast to Husserls scant consideration of his work. It is no wonder that
there would be some tension between them in the practice of their thought, or
that Fink would vigorously reject the role he saw Husserl give him: The
caricature of the philosopher: the good disciple, who lives in the illusion of a
notion of service, and passes over his life. (Example: Husserls conception of a
good successor, a role that is intended for me!)
There is an even more radical consequence that Fink draws from the rule of
the reduction, again precisely via his reading of Nietzsche, wherein the pri-
macy of life emerges as the metaphysics of play. With equal vigor, Fink
rejects both the idea of vitality as resentment against morality and this
ideas complementary opposite, a moralistic interpretation of life. The philo-
sophic position to take with respect to life beyond good and evil is only
possible by an epoch, by going behind the contrast between the moral and
the anti-moral. Values, including moral values, are always products of
life, not properties of it as of originative power itself. Yet, once created in
the particular tradition to which they are relative, value conceptions come to
be taken to constitute the very carrying of life itself, what Fink in one place
well the reection that turns to thematize the constituting process itself of the
play of life.
For the philosopher, then, questioning the role or roles into which a person
happens to be cast and is expected to play is one practice imposed by radical
phenomenological inquiry, but another is holding out for the dimension of fun-
damental nonnecessityfreedomin ultimate philosophic achievement it-
self. Philosophizing = living experimentally, Fink writes, in direct borrow-
ing from Nietzsche. Again, this does not mean arrogating to oneself the liberty
of adopting some arbitrary nonconformist stance or lifestyle simply for the sake
of asserting independence and individuality. Beyond the practice of noncom-
pliancefor example, in regard to rigidly authoritarian role-assignments
and in search of its grounding, Fink has something in mind lying deep in radi-
cal phenomenology. Philosophizing is returning home, better, seeking home
[Heimsuchen], writes Fink, taking home not in the sense of a place of
shelter or homeland but rather the search for the untouched (integral) life,
lifes taking possession of itself. As a move beyond all traveled paths, an
experimenting [Versuchen], a being-experimental, the great experiment/temp-
tation [Versuchung], this is at once risk and danger. Phenomenology
means seeing life as the originative, the constituting process for all phenome-
nality. To philosophize phenomenologically, i.e., to direct ones reections by
the requirements of the phenomenological reduction, is to tear oneself away
from being set among beingsi.e., set in the natural attitudein order to
become the self-mastering experimenter of being, in order to try to nd out
how this whole setup of world and phenomena in it comes about. It is to try to
adopt the position upon this process that implies being outside it, to become in
this way the player of the world [Weltspieler]. In this way, writes Fink of
one who philosophizes, he is like the gods, as Heraclitus says of Zeus: He
plays with worlds.
125. Z-XVII 9a, and see also Z-XVIII 4a (both in EFM 3). Following this latter note is a
sketch of ideas (Z-XVIII V/13) for the lectures Husserl was to give in Prague in Novem-
ber 1935.
126. OH-VII 4849, EFM 3. Versuchung normally simply means temptation, even
though Versuch means trial, attempt, experiment. In the present context of wordplay
upon the root -such-, Versuchung has to carry the sense experiment and attempt as
well. This note is one of the many late notes of Finks designated Re: The Cabin in the
Oytal, meaning the kind of thinking that is carried on in solitude away from normal
involvements.
127. OH-V 23, in notes pertaining to Finks Dessau lecture of December 1935 on Kant
and Husserls phenomenology. It must not be left unmentioned that, while Fink was an
avid reader of Nietzsche long before he met Heidegger, nevertheless Heideggers lectures
Life and Spirit 355
Yet it is questionable that a human being can in fact ever actually stand in
the position of someone who plays the world from beyond it. However
much Fink, or Husserl, or we ourselves, can formulate and assert this idea, it is
quite another thing actually to carry it off. If primordial life is precisely the
performing of the world, can the reversal of that performance be achieved in
reection, can that action be followed back in its operation to its source by the
thought-activities of a human philosopherand what other kind is there? Is
not reection, whatever its transcendental aims, always placed within the life
of temporalization, and therefore never able to gain transcendent access to its
actual generative performance? Is not philosophical reection, therefore, al-
ways topical, i.e., framed within a topos, and not so absolutely autonomous
as Husserls transcendental program would seem to claim?
With the return of these questions the sense of the experimenting in ques-
tion that has to be held to begins to emerge, namely, that what is mobilized
may be the mode of trying as such rather than an actual action in presumed
fully achieved efcacity in reaching its objective. Supporting this interpreta-
tion is, on the one hand, the play on words in the German as Fink uses it,
centering on suchen, seeking, and versuchen, trying, and on the other the
main point of Finks conception of the meontic, namely, that the ineffectuality
of the conceptions in terms of which one tries to explicate ultimate origins
does not dissolve the necessity of these conceptions but precisely imposes it; so
that ones efforts, ones trying, cannot subsist without them, even if no instance
of trying can be adequate, even if the effort is an experiment that cannot
succeed. To put it another way, at the ultimate level of philosophical inquiry
perhaps it is the problem, the question, that is important, rather than any
answer to it; the question must continue to plague any answer. Perhaps the
question is even such that it cannot be answered, that it has to be sustained
precisely as a question.
must have given Fink decided encouragement and direction in his own thinking regarding
the sense of play in the processes that phenomenology was attempting to explicate. See
3.2.
128. See footnote 126, just above.
356 Life and Spirit
in that it necessarily cast temporalization into the form of what it itself could
not be, namely, something whose character was the constitutive result of the
antecedent origination of the temporal as such (see 5.2.2.2). Now, however,
when temporalization is taken as ultimate living process, temporalization-as-
life is not only the root and sustaining power for any thematically focused turn
of consciousness, especially for reection on ones own being as temporally
structured process, it is also itself determined to be the very life and living
character of self-reection. That is, in terms of the very formulations that
reection leads to in this matter, self-reection can never really be the seizing,
in oneself, of life by life itself in intuitional thematic givenness-in-presence, i.e.,
in evidentially presence-prescribing thematiziation. Its action as self-reection
has to be recognized as a radically unusual kind in both its operation and the
manner of the manifestation it entertains.
This is the import of a number of texts referred to in chapter 2, now able
to be read radically, i.e., in terms of the kind of reach exercised by the humanly
immanent toward ultimate life itself, as ipso facto already operative within
itself. One of the texts indicated there in particular neatly expresses the point:
Inner experience, in contrast to outer experience, is not a thematic experience
(object-experience), but is unthematic, precisely performance experience. Re-
ection is never a thematizing (object-ifying) of so-called immanent life, but
is rather a special way of intensifying performance experience. In keeping
with this, Fink makes a move in regard to the reective action of phenome-
nologizing that may seem at rst sight to be in conict with one of the ideas
with which he is frequently identied, namely, the distinction of three levels of
egoity disclosed in phenomenological analysis and culminating in the action of
the transcendental theoretical onlooker. In Finks notes from a conver-
sation with Landgrebe in March 1935, among other topics that he felt to be
most problematic (e.g., transcendental theory of method, phenomenological
cognition, and the concept of life as the creation of being) the nal point is a
terminological proposal: Instead of transcendental onlooker, with its con-
notation of a pure thinking entity [Denkwesen] that volatilizes the gravity of
existence [Daseinsschwere], the concept of the transcendental witness, which
breathes more the atmosphere of life. Here phenomenological reection is
characterized not as something done by an external observer, in the manner of
the spectator at a spectacle, but rather as done by someone, as we might say,
133. Z-XV 67a (EFM 2) and Z-V X/1ab (EFM 1), cited in 2.6.2.8.
134. See appendix.
135. See the Kant-Studien essay, EH-Ke, pp. 11516 (Studien, p. 122).
136. Z-XIX II/3b (EFM 3), dated March 20, 1935.
Life and Spirit 359
137. See OH-IV 6 (EFM 3), a notebook from the very same period. Husserls own use
of the term onlooker is found regularly, for example, in his First Philosophy lectures (cf.
Hua VIII 40 and 41, as well as pp. 168 and 177), and occurs again in Crisis (e.g.,
pp. 23940, 69).
138. See appendix.
360 Life and Spirit
other terms, the effectiveness of the conceptual lies in its making clear and
denite what we are investigating and what we nd out must be said about
itthat is, what ultimately is to be found in and of our experiencing as its
originative and sustaining ground. After all, the purpose of the conceptually
explicit is the specication of the intentionally aimed at (which, ultimately,
will be rooted in the horizonal eld of being-as-appearing); but what is being
proposed in the line Fink is following here is that we have to try to explicate
thematic explication otherwise than in terms of the oppositional schema of
subject-and-object. The implications of this for general phenomenological
methodology will be drawn in the next chapter.
When all these considerations are put together, we see that Fink distin-
guishes phenomenologys inquiry and explication from that of life-philosophy
not by the straightforward assertion of a competing position but rather by
showing that phenomenologys work has to be a combination of two ele-
ments: (a) theoretical assertion that positively characterizes reective aware-
ness as intrinsically performance, thereby unmasking the autonomous pre-
tentions of pure theoretical onlooker reection, and (b) methodological
critique that reveals the limitation of that same theoretical assertion for dis-
closing ultimate origins. It is the further treatment of this second element that
we must now take up in phenomenologys confrontation with life-philosophy.
144. See 3.3.2, p. 151, Husserls real thesis on being and the reference to Z-XI 7a,
and 4.4.4, p. 202, including the reference to V-II 4. See also VI.CM/2, 199: The idea of
being coincides with and collapses into the idea of worldly being [welthaften Sein].
145. See VI.CM/2, p. 200, in Finks revision proposal for Husserls Second Meditation.
146. See appendix.
Life and Spirit 363
the conceptual guise of the mundane and ontological, i.e., of nite human
subjectivity, of nite human life. They draw it out of its radical not-status
into the status of seeming-to-be something ontologically positive, they give it a
constituted character and ontify it.
For Fink, therefore, while the phenomenological reduction leads to seeming
ontologically valued analysis and description, in the end it must ultimately
recognize that this radical sign of the meontic not limits and transforms the
seemingly positive analysis and conceptualization thus produced. Philosophy
as the self-consciousness of the Absolute is the un-nihilating of the Absolute, is
thus the admissibility into being of such as is not. In other words, philosophy
un-nihilates the Absolute in converting it into its opposite. It is the reciproca-
tion that onties (constitutes) the Absolute. . . . Philosophizing as catastrophic
thinking, thinking the origin, the excess of man, the thinking of man to mans
end, un-humanizing, in that it is the un-nihilating of the Absolute, is the an-
nihilating of man. This situation, however, is not simply one of sheer
negativity, because there is a structural necessity in principle that the Absolute
of constituting agencyarticulated conceptually in the present topical context
as life/spirittake on the appearance it does both ontologically in the mun-
dane form of the living human subject and reectively and conceptually in
terms of the analytic and descriptive characterizations drawn from the phe-
nomena of that living human subject; for ontological, mundane human life and
subjectivity are the very self-realization of the Absolute of origins. These are its
simultaneously proper and not-proper appearance in the realm of being and
knowability. But this means that, once taken up in self-critical transcendental-
phenomenological methodology, this disclosure of the Absolute in the form
of higher or more comprehensive being in philosophical explication has to
be seen as having the status of an illusion [Schein] that is intrinsic to meontic
explication. To succumb to this illusion, to take it as true, positive disclosure,
is the constant danger for every absolute philosophy. A philosophy that
tries to reach the ultimate cannot escape this illusion; it can only nullify
[aufheben] it. It has to founder as reective seeming [Widerschein].
An appearance that has to be taken as nonproper semblance, a purportedly
actual being that, transcendentally considered, is the illusory reection [Wid-
erschein] of some higher kind of being that can genuinely be no being at all,
such is the meontic character of what one reaches via the reduction in the push
147. Z-VII XIV/1ab (EFM 2), from November 1930, emphasis Finks.
148. Z-IX 12a (EFM 2), from 1931, emphasis Finks. The rendering here makes ex-
plicit the worldplay on Schein in this context. Normally Widerschein simply means
reection.
364 Life and Spirit
mate, most radical level, i.e., phenomenology, to thematize and think this very
situation of ontological-meontological doubleness and integration, and to in-
terpret questions of life and spirit, of reason and being, precisely in terms of
that doubleness, in terms of the dialectic of the ontological (i.e., that which is
in/of the worldthe cosmological) and the meontological. All this we shall
have to take up again in chapter 7.
With this realization of transcendental phenomenology as ultimately meon-
tic, all the difculties charged against phenomenology by life-philosophies fall
away. Ultimate concreteness is attained, because the concreteness of living
being in the world and in time is retained, though identied in meontic para-
doxicality with an Absolute of origins antecedent to the cosmological and the
temporal. Anthropologismthe rooting of the fundamental determinations
of being, the horizon of being, and being itself, in a contingent being, namely,
human beingis avoided because, while human being is always the self-
appearance of the Absolute of origins, it is not as human being that that
Absolute exercises originative agency. To think of the Absolute in whatever
essential form, whether as spirit, or as life-force, or as Dasein, is to think
of originative agency in a fundamental distortion. Fink writes: Human sub-
jectivity is the nite reection of transcendental subjectivity. What makes the
danger of anthropologism so great is that man always insinuates himself into
the transcendental subject, that on the other hand man even bears the features
of the transcendental subject. Man is the disgurement of the absolute sub-
ject. That one cannot in principle take human subjectivity in any form (i.e.,
a subjectivity whose originative home is in the world and in being) as con-
stitutively active at the level of ultimate origins, and that therefore there is a
radical questionability about just what a transcendentally constituting sub-
jectivity could be, are precisely the features that both necessitate the move to
the meontic and thereby preserve the status of human subjectivity in a none-
theless transcendental economy. The ontological opacity of the subjectivity
of the transcendental subject rst bespeaks only negatively its incomprehen-
sibility in the framework of the question of being: i.e., its me-ontic nature.
Yet that same surdlike opacity receives positive signicance in being inter-
preted within a meontic dialectic. There will be more said on this in chapter 7.
At this point, however, we can see in Finks opening to the meontic the basis
as well of the way Fink turns back the basic Heideggerian objection to Husserls
152. Z-VII XVII/31b (EFM 2). This entire text, from Chiavari in 1930, is underlined
by Fink.
153. Z-XV 100b, emphasis Finks (EFM 2). Z-XV 100ab is a very helpful text,
probably from 1931, on interpreting idealism meontically.
366 Life and Spirit
suppose that he did not voice it at all to Husserl, even if he would not have
spoken of it contentiously or provocatively.
Despite the sketchiness in Finks treatment, the meontic is one of the most
continuous themes in Finks notes throughout his assistantship years with
Husserl. Of equal importance is the fact that the meontic emerges as a theme
of interest for Fink even before he actually began that association, and even
before Heideggers return to Freiburg in 1928 as successor to Husserl. In
other words, the meontic shows as an important element of independence
from Husserl as well as Heidegger that Fink himself brought to phenomenol-
ogy, and that then took on systematic denition and signicance within phe-
nomenology, even while it gave Fink a framework for addressing a fundamen-
tal problem in phenomenology that Husserls conceptual equipment could not
dene and articulate. All told, the move to the meontic represents a move
beyond Husserls own explicit thinking, offering a development of transcen-
dental phenomenology that took its force from the very elements that made up
phenomenology itself, namely, the epoch and reduction and the exigency
thereby imposed of radicalizing self-critique and the need for integrative rein-
terpretation. This is what enabled the objections and criticisms from rival
philosophical positions that Fink addressed to be relevant to phenomenology,
including those that Husserl himself might not have seriously considered, all
of this being fed back into his thinking via Finks contributions. This makes
one wonder if the projected sequel to the Kant-Studien article, had it ever been
written, would have received as unequivocal a ratication by Husserl as the
rst part did. Yet Husserl, for all the rigor of his dedication to phenomenology
as he himself practiced it, had regularly integrated ideas from others into his
investigations, but only when they had become, as it were, his own thinking on
the matters under scrutiny. He might have surprised us in the present matter.
The force of habit was strong in Husserl, but the force of argument and
evidence was stronger.
There are serious implications yet to be drawn from this ultimately meontic
character in phenomenology regarding the very nature of philosophy, regard-
ing the governing aim and the intellectual means for pursuing nal under-
standing. For what the meontic directly asserts is that the level of ultimate
understanding is the level at which the normal fundamental frameworks of
conceptualization become ineffectual. Everything touching upon nal ori-
gins and ultimate grounds has to be marked with a negative sign as the very
index of validity, even if that negative sign is to be interpreted in terms not of
impose, and therefore the extent to which not only advancing discoveries but
also contingent circumstancese.g., personal background, history, and men-
tal habits, the context of both philosophical debates and movements and
social and political eventswill affect the actual framing of issues and the
choices of approaches, orientations, and conceptualities in the actual work of
investigation and thinking.
In terms of the results of the treatment so far in the present study, two
passages in the Crisis-writings can be taken as determining the answer to the
overall immediate question in the present section, how to understand these
writings as collaborative despite sharp divergence by their collaborative au-
thors. The rst passage is Husserls emphatic statement in the introductory
section, part I, giving the overall theme of phenomenological inquiry in gen-
eral, namely, to bring to clear recognition and explicitly take up the problem
of the world, that is, the deepest, essential bond between reason and being
[Seiendem] in general, the enigma of enigmas. The other passage is by
Fink, in his proposal for how the Crisis-project would continue to its com-
pletion, sketched in the early months of 1936. In contrasting psychology
the topic in the last completed part of Crisis, part III Bwith the aims of
phenomenology Fink makes clear not only that phenomenology analyzes the
intentionalities operative within the worldact-intentionalities and the eas-
ily demonstrable horizon-intentionalitiesbut that the consciousness-of-
the-world itself, the opaque ground presuppositionally unquestioned as
that upon and within which one works, is now taken up explicitly and seen
through to the origins that give it its sense and meaning. In this step psy-
chology transforms into transcendental phenomenology.
The fact, now, that Husserl only speaks in general terms of the problem of
identity-in-difference between transcendental and mundane subjectivity in
the I, and this only near the very end of part III B (as, in parallel fashion, only
near the end of part III A), shows that what precedes that mention has to be
taken as having a still introductory and preliminary character. Rather than
being the nal word on the phenomenological elements spoken of in them, the
entirety of the work done before the mention of this overarching and funda-
mental issueand an element intrinsic to the central problem of Finks sketch
of a transcendental theory of method in the Sixth Meditationis pre-
paratory; those same elements have to be all revisited in the next stage of
inquiry and thinking that phenomenology requires. Crisis, as everyone knows,
is unnished; but the demands of nishing it are not the demands for more
detail at the same level. Instead, Fink indicates in his Outline for the Con-
tinuation of Crisis that a whole new level of explication is to be realized
wherein a genuine transcendental explication and understanding be rigor-
ously worked out in the truly absolute horizon, that is, in the examina-
tion of truly ultimate constitutive origins, those of the world and world-
consciousness as such. It is, then, in the terrain of progression at this advanced
stage and on this advanced level that the paths of difference emerge between
Husserl and Fink, and it is on this level that Finks critique of Husserls xity
on the various conceptual schemata liesprincipally the schema of subject-
object epistemological correlation, the schema of act-intentionality in consti-
tution, the schema of egoity in the analysis of the living temporal present, and
the schema of personal identity for transcendental subjectivity.
Moreover, in this way the recognized ambiguity in Husserls use of the term
life-world in Crisis becomes contextualized as an introductory and prelimi-
nary treatment. And even when, despite the regrettable ambiguity, it is recog-
nized that Husserl in Crisis means the life-world to be taken in the sense of a
nonrelative general structure that was not culturally contingent and particular
but formed the basis and sustaining core for any culturally contingent and
particular conceptions of the world, this nevertheless remains at the level of
a structural constant for life thematized as experience in the world. In this
sense the life-world in turn grounds as reality any particular ensemble of
objects and events that transpire before and around us as a kind of panoramic
objective scene, i.e., what human sciences such as anthropology mean by the
worldthe set of myths, beliefs, products, techniques and practices and
environing areas and assets that make up the cultural goods of a people,
especially in prescientic fashion. Thus, too, even in a scientic age every-
day life is lived in a concrete surrounding of familiar things and people, and
this world of everyday familiarities is always as well a life-world.
In his treatment Fink makes clear, in a way that Husserl does not, that the
world as such cannot be confused with the objects and sequences of events in
it; the collection of contained things has to be clearly distinguished from the
horizonal structure that contains and conditions them in their phenome-
nal objectness and their phenomenological coming-about as appearing. The
world itself is not to be taken in terms of objects at all, however its horizon-
alities are intrinsic to the appearing of objects, nor is it to be understood as
displayed like them panoramically for a subject standing over against and
distinct from it and them. Instead, the world is the phenomenon of situa-
tion, the universal totality encompassing that-which-is for-us, the all-
encompassing matrix-condition that comprises structurally within itself the
correlation as such between the life of the ultimately experiencing I as perme-
ated with self-apperceptions and the world [of entities] experienced in it.
This correlation, Fink continues, is our ultimate situation and rst denes
the full concept of the world, in a preliminary sense. An inquiry into the
life-world, in the sense of this matrix-situation, must, therefore, move be-
hind the self-apperceptions, the conceptualizations that arise within the
correlation-situation, in order to gain thematic recognition of that situation
itself.
Even if Husserls showing that the world as concretely lived by concrete
human subjects has structural elements prior to and not reducible to the spe-
cic conceptualizations worked out by modern natural science, and even if,
therefore, these prescientic, world structurings can and should be examined
in its own terms, there are structural elements of a kind other than science-
antecedent, perception-intrinsic features of the individual composition of ob-
jects (i.e., their material qualities, such as shape and surface, weight, warmth,
168. Compare Husserls treatment of the life-world with the way Fink explicates the
world and the life-world in his Draft for the Opening Section of an Introduction to
Phenomenology, VI.CM/2, 5. In Finks notes the term life-world appears infrequently,
e.g., in Z-VII VI/2a (with the sense of the historical cultural ensemble) (EFM 2), Z-XX
11a and XXIX/2b (EFM 3), and OH-VII A/1b and A/7a (also EFM 3). These latter three
instances reect Husserls conception of Crisis.
169. VI.CM/2, p. 36 (5). Finks formulation is Die Welt als Situationsphnomen ist
der universale Inbegriff alles Fr-uns-Seienden.
170. VI.CM/2, p. 62 (5), bracketed insertion mine. Husserls remark on this point in
notation 254, in effect ratifying it, is worth noting.
171. Ibid.
372 Life and Spirit
hardness, and so on). Fink, while he will mention these things in his writings
for Husserl, in his own work lays the emphasis upon eld-features, such as
the differentiations of day and night and of nearness and distance both visual
and auditory. This amounts, again, to requiring the approach to the life-
world specically as world, taking it unambiguously as horizonal, indeed, as
the horizon of horizons, and not as a thing or collection of things (see 4.4,
4.4.2, 4.5, and 4.6.3). This is what Husserls phenomenology discovers. In this
Fink, while still operating on a preliminary level, prepares more effectively for
moving to the advanced stage still to come beyond the Crisis-texts as we
have them, the analysis of how the world-structure itself, precisely as the
horizon of horizons of appearing-and-experiencing, arises constitutively in
primordial, originating life.
The fact remains, nevertheless, that Fink found critical limitations in Hus-
serls habitual approach to the whole concept of the world on the one hand
and to the phenomenon of time on the other, pointing out that Husserl begins
and ends by equating being with object-being and by orienting his analysis
of intentionality predominantly along the axis of act-performing object-
thematization. But this criticism did not prevent Fink from working closely
with him to develop Husserls new approach to phenomenology, even if Fink
would work wordings into their common text that would in some measure
modify Husserls descriptions so as to diminish the dominance of the schemata
that Fink could only nd to be severely limiting, in regard to the very purposes
of Husserls program in general. (See 4.6.3.) Yet even if one goes beyond
Husserl to take such familiar eld-phenomena as light and darkness, place
and orientation, sight and sound to approach the horizonal structure of the
world, these remain factors guring into experiential life in-the-world, and
therefore do not as such display elements of the life to which to attribute
constitutive fundamentality and origination, however much such phenomena
stand in contrast to and subtend the conceptions of natural science. It is rather
the intentional life of temporalizationcharacterized as the swinging-
action by which the horizonal dimensions of the world form upthat is the
ultimate conditioning and originating process, the life in which world truly
comes about, the life in terms of which to understand the world in inversion of
the meaning life has in the concept life-world.
172. See VI.CM/2, pp. 32 and 40 (5). See also 7, with the distinction between the
belief held in regard to determinate objects as against that held in regard to the whole
range of play [Spielraum] for things, i.e., the horizon of the alternatives of being and
seeming (pp. 8991).
173. See Finks note from 1939, Z-XXVII 29ab, EFM 4.
Life and Spirit 373
In his notes from the brief period of two or three years in which Husserls
life-world idea blossomed into elaboration, Fink never explicitly states conclu-
sions of the sort just expressed concerning the life-world. The life-world as it
gured in Husserls new writings seemed to remain for him something that
was not truly fundamentalquite in contrast to the way postwar decades of
phenomenology would view this last work of Husserls. Later, however, after
Husserls death and after emigrating to Louvain, in the context of dialogue
now no longer with Husserl but with followers of phenomenologywith Van
Breda and Alphonse de Waelhens, for example, and, of course, with Land-
grebeFink does turn from time to time to applying earlier points of his
critique to the topic of the life-world. For example, in considering the classic
characterization of phenomenology as a philosophy whose method of inquiry
is to discover hidden origins by following the clues of the history of sense
in being-intending intentionalities, Fink sketches a progression that begins
from the scientic world determined by the idealizations and the substruc-
tion of exact identities back to the fundament of sense, the life-world.
Here the intentional structure of life-world experience is treated. But the
second step of regressive tracing moves from the life-world to the radically
subjective origins of that-which-is [des Seienden] in the intentionality that
effects the meaning: being [Seinssinn]. This is a radicalization that changes
the way one grasps intentional life. Here the push of regressive inquiry
takes up where Husserls introductory presentation stops in Crisis. The world
correlative to actual experiential life in human being, namely, the world taken
as the life-world plenum of concrete meanings and values whether viewed as
an ensemble of objects or as the basic variously dimensional eld, is itself
embraced by and brought about in the total encompassing dynamic of the
swinging course of proto-temporality, the ultimate life-power.
Yet it is easier to name this absolute kind of life and world than to expli-
cate methodologically the positive sense such naming can have. Since every
characterization of the transcendental ultimate remains fundamentally prob-
lematic, any nal explication of the world, including therefore explication of
the life-world, remains as well fundamentally problematic. It is a problemat-
icity that encompasses more than the question of the world, however; indeed,
it applies to what traditionally has been called metaphysics. Before drawing
the implications of this radical problematicity, then, in this wider embrace, the
next chapter will have to explicate further features and interpretive conse-
quences of this whole meontic opening.
Keep up the momentum now, and give it your whole effort, the soberest
impartiality, driving without letup into the depths of phenomenology.
Dont get stuck in formulations of any kind; with the move beyond hu-
mankind and the natural world, which is a human world, the phenom-
enological reduction discloses endless depths, depths beyond depths, an
endlessness of problems, problems that demand work.
Husserl in a letter to Landgrebe, May 28, 1932
1. See appendix.
2. Bw IV, p. 289.
3. Z-VII 11b (EFM 2). The point of the note, a meditative and critical, i.e., meontic,
adaptation of Hegel, is also taken up in Z-VII XIV/3ab, dated November 1930. While it
375
376 Critical-Systematic Core
is clear that Finks endlich here means primarily nitely, the ordinary sense nally,
at last, is connoted as well.
4. Beethoven, The String Quartets, Juillard Quartet, CBS Masterworks GM 101, CBS
Records 1978, liner notes, p. 1.
Critical-Systematic Core 377
tting out of all parts within it, but rather in the sense, specic to phenomenol-
ogy, of the necessary interrelationship between primary investigations of phe-
nomenological detail on the one hand and integrative theoretical reinterpreta-
tion on the other, a relationship that requires the recognition of the difference
of levels on which investigations are conducted and integrative theoretical
interpretation is worked out. But when the ultimate level of this interpreta-
tion is meontic, the effect is to cancel utterly the possibility of nal positive
interpretive sense; the heart of phenomenology is the opening in which the
ultimate source of the very movement of constitution in temporalization turns
out to be an Absolute structured by radical methodological negation.
The systematic import of the meontic is perhaps nowhere more dramati-
cally displayed than in a conversation Fink held with Landgrebe on March 20,
1935, when the two of them were reorganizing Husserls manuscripts pre-
cisely with a view to the interrelations between the areas of Husserls re-
searches, and right at the time when Husserl was composing the Crisis-
texts. Here are the rst ve of the eight points of explanation from that
March 20 discussion that Fink laid out for Landgrebe and that we can take as
a guide:
5. On the idea of Husserls system, see 2.3. On levels of the horizon of relevance,
see below, 7.3.3.2, p. 440.
6. Finks notes from this and other important conversations are in Z-XIX II/1a8a
(March 1935), and Z-XX XX/1a2b and 21a (the end of January and beginning of
February 1936). Additionally, OH-IV 43 repeats Z-XIX II/3a, while OH-VII 44ff. gives a
fuller statement of certain points in Z-XX XX/1a2b. All are materials in EFM 3. Unfor-
tunately, Professor Landgrebe was not able to recall these conversations in his later years,
specically when I showed him Finks notes from them and talked with him about the
matter in May 1986.
7. Z-XIX II/3ab (EFM 3), emphasis all Finks. The remaining three points(6) the
problem of self-constitution; (7) yevrein as passion; and (8) the term transcendental
378 Critical-Systematic Core
witnesshave been or will be explained in other sections: (6) in 7.3.3.2 below, (7) and (8)
in 6.3.4 and 6.3.6, pp. 35859, respectively.
8. OH-III 16 (EFM 3), glossing Hegel via Kant.
9. Hua VI, p. 156, my emphasis (42). See appendix.
10. Z-XV 26ab (EFM 2), the full text of which is a helpful explanation of the term
meontic.
11. Z-IV 112b, EFM 1.
Critical-Systematic Core 379
point of departure. It is, in a certain way, the ontical itself, but inquired into so
radically that it is the ontical, as it were, before its einai [being].
The relationship of constitutive origination is, therefore, not between one
being and another, for the priority that lies in the pre- of pre-being [Vor-
seiendes] cannot be anteriority in time. The origination in question is pre-
cisely the coming about of the temporal as such, as the dimension of being-as-
appearing, wherein dependency in before-and-after sequencing can take place.
The origin-question here is, then, not properly an inquiry into a ground or
into some condition of possibility; for both conceptions pertain to the do-
main of the ontological, though differently. In the economy of phenomenolog-
ical inquiry in the context of the present study, ground could be considered
the factor of dependency that forms the internal limit of the ontological,
while a condition of possibility is a ground the positive conceptualization of
which is drawn from that which is grounded by it i.e., by proper retro-
application, by characterization of the grounding condition in terms of that
which is conditioned by it.
Still, although origin in phenomenology is not to mean a priority in time,
time is still at the heart of the question of origination. Originative process in
phenomenology, transcendental constitution, is ultimately identied as proto-
temporalization, the coming about of temporality as such, the emergence of
the structure of happening as such; and what the inquiry into temporalization
shows is that to follow happening to this ultimate temporalizing origination
is to approach the brink of the falling away of ground, the brink of the non-
ground/abyssAbgrundwhere one confronts the Nothing. But,
again, this Nothing does not stand in itself as sheer negativity, as sheer
emptiness; it is the Not in and a plenum of the positive. Continuing his
thought in the text just referred to, and in complement to the quotation from
Z-IV 112b given two paragraphs ago, Fink adds: It is the task of philosophy
to venture the leap into the depth of the non-ground/abyss, that opens up
beyond all being and beings, to wrench this Nothing out of the emptiness
of its subsistence in dialectical conceptuality into being experienced in the
12. Z-IV 112b (EFM 1), emphasis mine. This text was presented as well in 3.5, p. 171.
13. See 3.4 (esp. p. 157). See also CM6, pp. 7475 (8). Again, see the compact
explanation in Z-XV 26b.
14. See Z-VI 15b and Z-IV 94a (EFM 1), quoted in 3.5.
15. Again, see 3.5.
16. See 3.3.2, pp. 14748, 3.5, 5.1.1.1, pp. 24143, and 5.1.1.2, p. 244.
17. Z-IV 57b, quoted near the end of 5.1.1.3.
380 Critical-Systematic Core
18. Z-IV 57b (EFM 1). Note the original German in the closing phrases of this text:
aus der Leere seines dialektischen begrifichen Bestehens zu reien in die Erlebtheit der
philosophischen Frage.
19. Z-VII 5a (EFM 2), quoted in 5.1.2.3.
20. See Z-XVII 17ab (EFM 3); see 6.3.6.
21. Again, Z-XVII 17ab.
Critical-Systematic Core 381
the un-nihilating of itself that is the production of the world; but this
means also that actual, phenomenologically reective human being is the
agent that in its questioning mimics this production in drawing the process
of ultimate constitution (ultimately, Urzeitigung) out of its native pre-being
into conceptually characterizing determinacy in its linkage to the human expe-
rience of time-consciousness, and then designates that determinacy as meon-
tic, i.e., as non-/pre-Determinacy and non-/pre-being. In casting constitutive
process into the form of subjectivity-in-action (transcendental productivity)
phenomenological reection un-nihilates the Absolute-Nothing, and, all
the same move, reciprocally an-nihilates that determination (which basi-
cally is mundane in its whole structure) as not the Absolute-Nothing itself.
To think the meontic Absolute in connection with human being is to think
human being catastrophically. Or, to put it another way, ontication is
at once reversed in meontication.
With this the basic logic of origin is laid out, that is, the basic structure
of the intelligibility of phenomenology as ultimately meontic. What we must
do now is draw out the more specic features and consequences of this distinc-
tive meontic methodology.
22. Z-XV 55ab (EFM 2). The wording here un-nihilating translates Finks expres-
sion entnichten. Compare this to its opposite spoken of in the footnote following.
23. Z-V VI/19ab. Here, in order to avoid the usual sense of total destruction in the
usual rendering of the German word, annihilation, one could write en-nihilation (as
will be done hereafter). Finks way of suggesting this sense is to write Ver-nichtung.
24. See the text from Z-VII XIV/1ab quoted in 6.4.
25. Again, Z-V VI/19ab. The paradoxical details of the reciprocalness comprising (a)
the Absolute-Nothing and (b) what originates from it in proto-constitutionthe world
as the horizonality of being-as-appearingare carefully articulated in CM6, 11C.
26. The term is taken up by Fink from his reading of Hermann Cohens Logik der
reinen Erkenntnis, one of the sections of which, of high interest for Fink, is entitled Die
Logik des Ursprungs. (See 3.4.) Cairns reports Finks explaining the idea of a meontic
logic in discussions with him on January 20, 1932 (Conversations, p. 67; see also p. 57).
Interestingly, in a letter to Fritz Kaufmann from February 6, 1949, Cairns discusses the
ultimate sense of being in a way that coincides with Finks idea of the meontic, though
without expressly terming it that (letter in the Husserl Archives).
382 Critical-Systematic Core
30. See #3 in Z-XIX II/3ab, the text from Finks conversation with Landgrebe quoted
in 7.1. This is a point emphasized as well in the Sixth Meditation (CM6, p. 143;
VI.CM/1, p. 157) in an alternate formulation: The Absolute is . . . the comprehensive
unity of the existent as such and the pre-existent (of mundane and transcendental
being), of world and world-origin.
31. Z-IX V/3a (EFM 2), emphasis Finks, in a subset of notes dated fall 1931. On the
via negativa, see 7.3.3.5.
32. OH-II 23 (EFM 3), in a note entitled Vital Concept of Reason. The remark
closes with this dictum of resistance: The nationalization of life is what today the ght
for the spiritual must direct itself against. This booklet is from 1935.
384 Critical-Systematic Core
40. Z-XV 80a (EFM 2), by all indications from 1930, emphasis Finks. The Latin word
caesura is Finks.
41. CM6, pp. 7172 (VI.CM/1, pp. 8081), emphasis Finks. Husserl makes no com-
ment on this passage, but in the pages that follow his annotations show him not to disagree
with the radical change that the concept of being must undergo in phenomenology.
Nevertheless, he insists that methodologically a specic reduction of it is not necessary.
42. See the rst paragraph of 3.4.
386 Critical-Systematic Core
stages toward the nal self-apperception, man), and freeing it from self-
apperceptual disgurement. Or, more briey, the explicit reversal of dis-
gurement (integration) must be performed in order for the sense of the con-
situtive problem as such to enter into view. Meontic integration, then, the
understanding of origination, is done by reinterpretively integrating preceding
levels of phenomenological investigation, especially those of the most ad-
vanced ascertainment, with ultimate meontic paradoxicality. One is simply
not permitted to assume that reaching some nal level of positively, con-
statively described processes will ipso facto be the form of nal intelligibility;
integration with the failure of the positively constative is intrinsic to whatever
validity the constative will ultimately possess. Just as the Absolute as such is
not nothing, but consists rather of the constitutive reciprocalness of nothing
and being, so the ladder, as it were, of ascent to the Absolute cannot be
abandoned and tossed aside; one does not step free onto a supposed self-
sufcient transcendently transcendental vantage point. Transcendence to the
ultimate of origin is not absolute. It is achieved only by still standing on the
ladder of approach; ones feet never pass the last rung to become actually,
purely transcendental in ones own being and thinking.
There is one more consideration to take up before turning to specic meth-
odological features of the logic of origin, the logos hamartikos of meontic
understanding. We have to return for a moment to the other key remark of
Finks about the meontic, namely, that its task is that of wrenching this Noth-
ing [of meontic interpretative integration] out of the emptiness of its subsis-
tence in mere dialectical conceptuality in such a way that it can be experi-
enced in the philosophical question.
54. See 6.3.6, especially pp. 35759; note also the references in footnote 137.
Critical-Systematic Core 389
surprising that Fink would pay some attention to formal indication early in
his studies at Freiburg. Barely two years into his program, he read Being and
Time as soon as it appeared, but this was not the only source for learning of
Heideggers term for a unique kind of conceptuality named formal indica-
tion. Published alongside Being and Time in the same volume of Husserls
Jahrbuch there was Oskar Beckers book-length study, Mathematical Exis-
tence, which Fink read as well. In addition to making use of the term in this
book, Becker discussed it in his courses, which Fink had also followed.
Rather than a treatment of this entire development and adaptation process,
the focus here will be placed on the essential point of the concept formal
indication, namely, that the character of its distinctiveness as formal and as
indicative derives directly from the character and status of that which is to
be thus indicated; and in the present connection this is going to be the matter
on which all individual concretely investigated structures ultimately depend,
namely, the transcendental absolute of living origin as it gets approached in the
collaborative efforts of Fink and Husserl.
In particular, approaching the analysis of temporality requires having a
concept of at least some formal suitability in the sense that it has to be determi-
nate of something essential regarding time in order to be relevant to the phe-
nomenon in the rst place, even if the structures to be grasped remain to be
explicated more carefully or more radically. Thus while the role of the pres-
ent as a starting point in the analysis remains necessary, what is decisive is
that, as the investigation proceeds, the initial determination gets modied
amplied, shifted, radicalized, transformedunder the force of the matter
itself [Sache selbst] as scrutinized in reduction-sensitive self-critical exibility
in regard to the determined sense of the conception that is thus acting to orient
and guide the investigations. (See 2.3.) So in the case of time-analysis, the
structural factor that comes to be seen as constitutively fundamental becomes
depresenting, even if in tandem with the force of the present. In instances
such as this, then, formal carries the force of being still sketchy, not
concretely lled out in essential adequacy, not yet genuine; but this is only
the initial and provisional sense of the formal. In the present case the analy-
sis has further to go, namely, it has to try to explicate not only the role of
59. See Z-V I/1aII/2b (EFM 1); but as an item on a list in Z-VII XVII/11b, cor-
responding roughly to the section on the phenomenological reduction in Finks 1930
Layout for Husserl, VI.CM/2, pp. 56. Similarly, phenomenological idealism is also
characterizable as an abbreviation in formal indication (Z-V VI/6a).
60. See Z-V II/1a. Cf. a later analogous mention in Z-XXI 1314 (EFM 3).
Critical-Systematic Core 391
determination that would achieve the disclosure, even while these processes
are the source of the living dynamic of the agencyhuman reectionthat is
attempting that disclosive framing and articulation. This disclosure can only
remain thus empty of cognitive informativenessin this sense unrestrictedly
formal. (2) At the same time, at this depth of radicality, in this total foundering
of content-positivity, the conceptuality does not remain utterly empty. Origi-
native constitution needs the gure of positive determinationwhich will
inevitably be in the form of constitution-resultantsnot only in order to be
thought and spoken of but also in order to be differentiated in its modalities
wherein to grasp the distinctive status of human being in constitutive actual-
ization, namely, in terms of the In-Stances, especially in the interplay of the
horizonalities of depresencing and the present. (Again, see 5.1.1.2.) As Fink,
once again turning to the question of explicating temporality in terms of
depresencing writes: in order for insight to be gained into the way world
and depresencings are interlinkedi.e., in the way originative life gains self-
mastery of itselfdepresencings cannot remain so formal in the constitution
of the self-apperceptions of transcendental subjectivity. They will become in-
stead the sum-total of In-Stanciality.
Another way of putting this follows upon considering what manner of
indicativeness might lie in formal indication. One way an indicator can
function as emptily formal is as an indexical, i.e., as pointing out the situa-
tionally determined individual; but whether indexical or not, indication can
only function by remaining in the framework for signifying, namely, situa-
tionality within the world. Only to the extent, then, that a sign functions within
the world is it possible to speak methodologically of indication. Hence for-
mal indication, whether in the sense of the provisional and sketchy or as
situationally indexical, has to function within the realm of constitutive resul-
tants; it can have no purchase with respect to what transcends the realm of the
constituted as originative of it. Methodologically, then, the In-Stancial is
what would allow something like formal indication in the modality with which
meontic paradoxicality so radically qualies any positivity; and Fink thus must
characterize the conceptuality in play at this level precisely in terms of the
valence imposed upon it by the meontic.
Accordingly, Fink offers a schema that suggests the various differentiations
that need to be drawn here. On the one hand one might speak of philosoph-
ical concepts, in which case Heidegger designates the concepts proper to the
analysis he is making as existentials [Existentialien], in fundamental dif-
ferentiation from mere categories [Kategorien]. Fink, however, would term
the concepts absolutive in view of their requiring the absolving [or: release]
from esse. In consequence, when the character of these radical concepts is
given its methodologically proper designation in nal-stage phenomenologi-
cal self-interpretation, they should be named meontic concepts. In a table of
concepts for a logos hamartikosthe logic of founderingone might
include as perhaps incipiently meontic those conceptualities that such philoso-
phers as Heidegger and Kant employ to speak of the ultimately originative.
Thus Heideggers existential-ontological conceptuality works, in his designa-
tion, as formal indication, but this in the end amounts to disguising the
absolutive in world-inherent guise, in ontication, a guise that for Hei-
degger is not disguise but the necessary niteness that must constitutively
characterize any genuine being. Kant, for his part, recognizing the method-
ologically problematic nature of conceptuality for the ultimate of origination,
characterizes it as transcendental seeming (or: illusion), while from Kants
occasional use of as-if in speaking of such ultimates Hans Vaihinger built
up a whole philosophy along Kantian lines. Finally, only when the paradox
of meontic intelligibility gures explicitly in the characterization of the con-
ceptuality in which transcendental origination is designated can suitable de-
scriptors be given in terms of which to form the concepts in question.
Finks schema therefore concludes with several terms for the way concepts
for the Absolute have to be at the same time used and rejected, that is, have
to be explicitly recognized as in irreducible self-conict; and these are terms
that we can see recurring in his discussions of meontic paradox both in his
notes and in the Sixth Meditation. Thus meontic concepts are protesting
69. The explanation that follows is a gloss on the schema in Z-V VI/34a. See also Z-IV
104a. (Both in EFM 1.)
70. See the text from Z-V VII/12ab, cited near the end of 3.3.2.
71. See 6.4, pp. 36264 and the texts from Z-VII XIV/1ab and Z-VII XVII/31b on
p. 365.
72. Hans Vaihinger, Die Philosophie des Als Ob. System der theoretischen, praktischen
und religisen Fiktionen der Menschheit auf Grund eines idealistichen Positivismus
(Leipzig: Felix Meiner, 1920); cf. in particular part III A, on Kants use of as if method.
394 Critical-Systematic Core
conceptsthat is, they are ontication with a bad conscience and in con-
stant protest they are ironicimplying the opposite of what seems to
be expressed and they are masked termingsthat is, they present the
meontic in the guise of world-inherent subjectivity. Lastly, one name for
meontic concepts designates them in terms of the reversal-of-nothingness
function that ontication works: they are concepts that in their content
unnihilate what it is they are meant to speak of, meontic origination itself.
7.2.1.1. Heidegger
The development and function of formal indication in Heideggers
work, the methodological element of that we have just seen guring in the
discussion of the kind of conceptuality at play in phenomenological investiga-
tion and thought about the originative ultimate, has been taken up for close
study in recent years. It also seems in this to have become the core method-
ological feature of his thinking, at least in the period leading up to and con-
tinuing the project of Being and Time. Rather than follow that treatment,
what has to be done here is to show the way Finks intense inquiry into the
methodological demands and limits of transcendental phenomenological re-
ection critically situates Heideggers formal indication in, or in regard to, this
enterprise. Points for this have been given from chapter 2 on, but here these
will be pulled together and integrated with the present fuller treatment of the
meontic.
There are several points about Heideggers formal indication that can emerge
clearly from the study done on it, and that show as well in the material of
Heideggers with which Fink was familiar in the period of his work with
Husserl. (1) The overall aim of Heideggers philosophic inquiry was to try to
bring to disclosure (a) the all-comprehensive structure of the world as the
73. Z-V VI/19b and /23a, EFM 1 (cf. the last paragraphs of 7.1); and see CM6, p. 89
(VI.CM/1, pp. 9798).
74. Cf. Z-V VI/8a.
75. See again the text from Z-VII XVII/31b cited on p. 365 in 6.4; cf. also Z-IX 40a,
and Z-XI 72a and XCII/3ab.
76. See the cited texts and treatment in the later pages of 7.1.
77. See appendix.
78. In addition to BT itself, one can clearly see the elements given here as four points in
the rst lecture courses Heidegger gave on his return to Freiburge.g., MH-GA 27, 46,
and MH-GA 28, 3d, in conjunction with pp. 12223 in 11bbut also, and quite
extensively, in Heideggers last lecture course in Marburg before his return, MH-GA 26,
1113.
Critical-Systematic Core 395
82. Z-V VI/24a; note the sequence here with Z-V VI/23a, cited a moment earlier.
83. One could here mention the way Anzeige in German can mean just this, explicit
announcement or notice, such as publicly posted information or want ads, and not just
content-bare indicative pointing. Again, see the discussion in 7.2.1.
84. Again, see, e.g., 3.33.3.3, 5.1.1.25.1.1.3, and 6.3.3.
85. SZ, 9.
86. Cf. MH-GA 29/30, 73d76; or, alternatively, MH-GA 26, 11.
Critical-Systematic Core 397
claried both as it proceeds and as it reaches its term. And it is as well the title
for one of Finks most continuous contributions in his work with and for
Husserl.
The consummate example of the speculative is, then, meontic interpretive
integration, exercised in two ways: (1) in methodological-critical explication
of the results of ultimate level analysis, that of proto-temporalization, of the
coming-about of the temporalness for all-that-is to appear experientially in
world-horizonality, and (2) in retroactive reinterpretation needed for all phe-
nomenological matters previously analyzed in view of the standing provision-
ality that awaited the nal determination of their meaning out of the analysis
of ultimate constitutive processeven if that nal determination would sim-
ply transform the provisionality into the necessity of ever-renewable question-
ing. But what Finks work shows is that in phenomenology it is not so much
this general and abstract form of the meontic that is legitimated; rather, the
concrete way the results of exacting concrete phenomenological investigative
analysis get redetermined. Some of these interpretive redeterminations of key
phenomenological investigative themes will have to be briey exemplied.
Before that, however, we have to give more detail to the speculative in its
distinctive phenomenological character.
One of the prime features of the speculative in phenomenology, exemplied
again and again in Finks notes, has already shown itself in the way the meon-
tic has been mentioned here in every context from chapter 2 on. Explicating
the sense of the results of concrete investigations in view of the structures and
workings of transcendental constitution may be the ultimate task of phenome-
nological inquiry; but if achieving those results, requiring as it does disclosure
in intuitional demonstration, amounts to ontifying the transcendental
that is, nding it given, against its status as originative, in the form of a
horizonally engaged and temporalized subjectivitythen making the sense of
this disclosive result intelligible means taking it beyond the bounds of intu-
itional demonstration. This is the prime speculative moment in transcenden-
tal phenomenology. It is the recognition that all questions of constitution are
matters of the critique of self-apperception wherein what becomes clear is
89. Finks Brussels paper from 1951 is well known: Die intentionale Analyse und das
Problem des spekulativen Denkens, ND, pp. 13957 (rst appearing in both German
and French in Problmes actuels de la phnomnologie, ed. by H. L. Van Breda (Paris:
Descle de Brouwer, 1952), pp. 5388. It reads like a summary of what is to be found in
his thinking in the Husserl years, and is well worth studying.
90. Cf. CM6, 8, a point clearly analogous to, but by far not the same as, Kants (e.g.,
KrV, A63435/B66263); more correctly put, the analogy is to the whole operation of
Kants Transcendental Dialectic. See CM6, p. 64 (VI.CM/1, p. 71).
Critical-Systematic Core 399
91. Z-XV 22ab; see also Z-XV 38a and Z-XI 87aball in EFM 2; also see note 115
below (in the appendix). Again, one can see this issue in play in the Crisis, p. 262 (72);
see also pp. 113 (29), 175 (52), and 186 (54b).
92. See Z-IX 10ab, Z-XIII XVIII/4a, and Z-XV 12ab; all in EFM 2.
93. Z-XI XCII/3ab and Z-XV 91a (both in EFM 2); see 6.4.
94. Z-V 13a and 102ab.
400 Critical-Systematic Core
and one that is thus characterized by a certain mediacy and distance from
phenomena. This suggests that the intentional modication of intuition,
the thinking that phenomenology puts into operation, rather than simply dis-
placing intuition by a purely conceptual analytic exercise, retains the intu-
itional link that thinking must have to the experiential material of phenome-
nological analysis but turns to explicating the sense of that material in view of
integrative and critical principles operating over the whole range of phenome-
nological investigation. Thinking is never to be cut loose in favor of recourse
to pure conceptual or inferential analysis.
In this anchoring to the intuitionally exhibited, in this integration of spec-
ulative explication to the very situation wherein sense is grounded experien-
tially, i.e., in the horizonally structured realm of being as experienced, the
intelligibility to be articulated speculatively is essentially structured in terms of
this grounding, in terms of constitutively effected access to the experientially
actual in being; and this shows in the very character of the meontic, in its
irreducible dialectic of being and nothing, of ontication and meontication.
(See 7.1 and 7.1.1.) In this, phenomenology is a movement of continuous
transformation. First there is the analysis of a phenomenon named as inves-
tigandum and oriented by already anticipatory conceptual formulation. Then
this analysis is reconsidered as seated in the comprehensive horizon of the
phenomenologically interpreted world, which, in the end, makes it regressive
inquiry into the originative; and in this phenomenology achieves evidential
showing of the philosophical dimension, this dimension being the phenom-
enologically speculative, distinct from the way historically prior speculation
was donewhich in one form at least is a thesis-like deduction of the world
from a philosophical dimension got in some kind of speculative presenti-
ment. Phenomenology is thus not deduction of the world from the philo-
sophical dimension, be it being or the Absolute, but a reduction of the
world; not a derivation from [Ableitung] a ground for the world that is antece-
dently held secure, but a reverse move leading back to it [Rckleitung], a
method of evidentially demonstrative regressive movement. Phenomenology
starts from the prephilosophic sphere and climbs up and over the world
rather than soaring beyond it . . . on wings of speculative fantasy.
All this is the equivalent in methodology to the very principle by which
95. Z-XXVII 59a, emphasis Finks; EFM 4. This folder in general contains notes from
1939, pertaining largely to Finks writing of Das Problem der Phnomenologie Edmund
Husserls, the rst portion of which appeared in Revue internationale de philosophie, I
(1939), 22670 (Studien, pp. 179223).
96. B-VII 23ab, EFM 2). See also 2.3 here.
97. B-VII Ib /3a3b, emphasis Finks. The difference here is expressed by the contrast
verbs bersteigen and beriegen.
Critical-Systematic Core 401
to be capable of putting things quite the same way, nevertheless saw the force
and logic of Finks position in the Dessau paper. And this, we recall, comes
at the very time when he was working out the rst elaborations of his Crisis-
project, where among other things he very much attempts to come to terms
with this same body of issues.
The second aspect of this situation, however, lies right at the heart of phe-
nomenology, namely, that the meaning of the demonstrational intentional
evidencing in terms of which phenomenologys work is legitimated and to-
ward which it aims in its analyses, is itself a speculative principle, and explicat-
ing that meaning is a speculative interpreting. Husserls rejection of the tradi-
tional practice in philosophy of explicating universal concepts by the sheer
power of reasonspecically those overarching concepts that cover all that
holds as being, the traditional transcendentals of medieval School philoso-
phy: ens, unum, verum, bonum; or the all-governing ideas of subjectivity, the
world, and God in the modern period focus on reective cognitiontrans-
forms the problem of being into the problem of truth, but in the very specic
form of consciousnesss constitutive access to being in the intentionally real-
ized self-giving of being. In a word, being is appearance [Erscheinung],
phenomenon, in constitutive relation to the intentional subject, especially if
this is interpreted in such a way that being-as-appearing is construed as a
constitutive result. Thus the central axis of Husserls phenomenology is the
speculative integration of the construal of being with a conception of truth,
even if Husserl does not himself turn to rigorous consideration of this specula-
tive determination itself. Rather than working abstractly on a theory of being,
he is concerned with investigating being itself.
Here one has to contrast two conceptions of the speculative. The rst would
take a speculative thinking to devote itself to explicating all-encompassing
unconditional determinants that as such are fully manifest and accessible to
such thinking which in its realization would follow different conceptions of
what was absolute: (a) such transcendental generalities as the idea of being,
104. Only one of Husserls brief notations to Finks typescript of this lecture is given in
ND, on p. 33. The last notation Husserl made is to the sentence in the last four lines of
ND, p. 35. See appendix.
105. Drawn from Z-XXV 190b; see also 4ab, 66cd, 117a, and 174aEFM 3and
Z-XXX 38ab and 54a55a, EFM 4. The notes in Z-XXV are generally from mid-1937,
while those from Z-XXX are from 1939 and 1940. Cf. also Z-XV 6a and 57ab (EFM 2),
from during or somewhat before 1935.
106. See Z-XX 19ab (EFM 2); and see 3.3.1 and 3.3.2, pp. 15152.
107. Z-XXV 4ab. Cf. also Z-MH-I 33a, a folder of notes largely on Heidegger, from
June and July 1939 (in EFM 4).
Critical-Systematic Core 403
recast. For example: Hegels insight is that the absolute is not as the Absolute;
it is itself only as being-other. Indeed, the being of the Absolute is its giving-
itself-up, a situation which Fink, in his specically meontic-phenomenological
interpretation, names nitization: ontication. The proto-relationship
is to be understood not in terms of a relationship between two entitative terms
but as a wholly different way in which a constellation of factors already known
entitatively is understood at another level. With Hegel it is fundamentally not
a matter of being but of absolute knowing. What we get is not metaphysics as
ontology but rather the metaphysics of absolute knowing, a knowing of which
one moment is being. It is as a system of knowing that truth is achieved
and not as a new entitative process; the knowing is a rethinking of what already
is, i.e., what is inescapably pregiven. This rethinking of the given that already is,
however, is radically transformed in Husserls phenomenology by the reduc-
tion. Fink writes: Captivity in the world cannot be ontically overcome by any
philosophy, it cannot be ontically annulled. The phenomenological reduction is
not an ontic but a meontic annulling of world-captivity. The annulling in
question, therefore, takes place precisely as a projection, an interpretation, a
formal question-marking, wherein intelligibility is composed by the double
sign of the meontic, which Fink takes to be anticipated in Hegels speculative
system.
In this way subjectivity as such, meontically seen, has no power of domi-
nance over being; for subjectivity it is intrinsically structured as in the world.
World-inherent subject-being is powerless before the constitutively indepen-
dent counterholding of object-being. This is the reverse of classic subjective
idealism. That idealism, Fink explains, works an ontic inversion, whereas
phenomenology makes a meontic inversion, or works an integration. Put
more fully, and in meontic adaptation of the speculative idealism that is
Hegels, viz., absolute idealism, this means overcoming the dualism of subject
and object, and the alternate choices it poses of realism or idealism, not by
following the subject-object schema that governs it (i.e., not by following the
philosophy of reection), or by seeking the answer in some superbeing, but by
reaching back behind all being into the en of the Nothing of the meon-
112. Z-VIII 8b, EFM 2. In this note temporality is given its Hegel-instigated speculative
sense; it is the Absolute itself in the stage of its own alienation, in its simply being-other.
113. From EFA Z-VIII 11cd, emphasis Finks.
114. Z-XIII XVIII/5a (EFM 2), emphasis Finks; from late 1933 or early 1934, ex-
plicitly presenting world-captivation in its speculative import.
115. Z-XV 113a (EFM 2), with explicit reference to Hegel. See 6.4, p. 365, and
appendix.
116. Z-IX 10b (EFM 2), emphasis Finks; from the latter months of 1931.
Critical-Systematic Core 405
tic Absolute that is an origin where all ground falls away [des urgrndigen
ursprnglichen Nichts]. But this has to be put another way, not in terms of
one something coming from another Something, but rather as the very becom-
ing of the something that, in the phenomenological starting point situation of
the pregivenness of the world, is already in being. Being is the unnihilating of
the Nothing [Entnichtung des Nichts], and Nothing is only as unnihilating
itself. This is what Hegel, meontically reinterpreted, means by becoming
[Werden]. Fink writes in summary: Becoming is ontication, the emana-
tion of Nothing into being i.e., origination.
The Absolute, then, is only in the ontication of the world, and conse-
quently does not exclude but rather includes nitude. Finitude, then, is not
a proto-phenomenon but is rather en-nitization [Ver-endlichung]. Fini-
tude is a constitutive result.
It is on this point that, in developing speculation beyond Hegel and through
Husserl, Fink takes issue with Heidegger. Fink sees Heidegger ultimately pro-
posing that the only absolute subject is one that really is, i.e., exists; and this
is Dasein. But there is a double character in this existing Absolute, Dasein,
a twofoldness that, unlike the ontic division between subject and object, is
insteadbut in analogy to itthe articulation of and articulation within the
horizon of transcendence. Against this Fink contends that, regarding Da-
sein as both itself a being and the transcendence that projects the horizons
for other beings to stand forth in their being, speculative thinking in its ulti-
mate tenor must articulate the twofoldness of this absolute subject not in
terms of anything corresponding to subject-object-being but rather in terms
of what grounds that twofoldness structure originatively, namely, the di-
viding of Meon and world. Fink agrees with Heidegger that the Absolute
does not exist as absolute, i.e., does not exist actually in pure absoluteness, but
what each of them makes of that is totally different. In Heideggers interpreta-
tion of Hegel in his summer-semester lectures for 1929and in parallel to his
position regarding the transcendental subject in correspondence to Husserl
on the Encyclopaedia Britannica article for the Absolute to be actual
[wirklich] means for it to be there in the comportment of nite man. And
Heidegger continues: Insofar as nite man knows of his nitude he is already
123. This is how Fink notes down Heideggers interpretation in the lectures, EFA
U-MH-III 152, to which the corresponding passage in MH-GA 28 is on pp. 33940 (cf.
also pp. 20910).
124. Z-VIII 10a (EFM 2).
125. Z-VIII 11a.
126. MH-GA 32, pp. 7172. In Finks summary notes, EFA U-MH-VI 27.
127. EFA U-MH-VI 28, MH-GA 32, pp. 7475, where the text has Heidegger writing
with the eyes of absolute knowing.
128. See MH-GA 32, pp. 7172. Finks notes in EFA U-MH-VI 27 do not convey this
point in any but an implicit way.
129. See Z-V VII/12b and Z-XI I/1b, both EFM 2; see toward the end of 7.1. See
Appendix.
130. Z-VII XIV/7a, from late 1930.
Critical-Systematic Core 407
131. See Z-V VI/35a (EFM 1), in all probability from 1929.
132. See Z-XV 47ab (EFM 2). Hegels statement is found in Wissenschaft der Logik I,
Abschn. 1, Kap. 1, C. Werden, 1, the rst sentence.
133. Z-XVI XXIV/6b (EFM 3), generally 1935.
134. See Z-IX 45ab; also Z-XI 87ab (both EFM 2).
135. One of the points in the conversations with Landgrebe on March 28, 1935,
Z-XIX II/7b (#3) (EFM 3).
136. Z-XV 92b (EFM 2).
137. OH-III 28, from no later than 1935 (EFM 3).
408 Critical-Systematic Core
of the reduction, but inferior in the development of the essence of absolute life
from consciousness to spirit. This whole interpretive possibility for
transcendental phenomenology was simply unsuspected by Heidegger, as well
as by others. And the nal dramatic effect it imposed cannot go unreit-
erated. To interpret reason in human being as absolute spirit does not effect
systematic completeness and closure; Husserls system is a system that frac-
tures and breaks open in a radical and irrevocable rupture. In distinction from
both Husserl and Heidegger, integrating the question of being into transcen-
dental phenomenology is not a solution but the consecration of the ever-
renewing of inquiry. The meontic demanded that philosophy never end its
questioning. It was a system of knowing that could only be sustained as
foundering.
138. OH-III 2829, emphasis Finks. Fink also points out (OH-III 27, emphasis Finks)
that phenomenology (in Husserls accomplishing of it) is speculative as theory of
the reduction, which has its central signicance beyond the limited region of object-
constitutive phenomenology.
139. See Z-XIII 14a, EFM 2.
140. See Z-XXV 135ab, probably 1937 (EFM 3); also XXIV II/6b, from 1938
(EFM 3).
141. PP/e, p. VII; PP/f, p. 1. See also my Construction in Phenomenology, in The
Reach of Reection: Issues for Phenomenologys Second Century, ed. by Steven Crowell,
Lester Embree, and Samuel J. Julian (Boca Raton, Fla.: CARP and the Electron Press,
2001), pp. 4671, for a treatment that, covering and developing some of the points given
here, goes on to show the place of construction in Merleau-Pontys later work.
142. See pp. 37576 in 72, with Heideggers note referring to 63 and thus indicating
the equivalence. The version of SZ in MH-GA 2 makes the equivalence explicit in an
annotation by Heidegger on p. 375, but without indication of when it was made.
Critical-Systematic Core 409
tive is left unmentioned, even while the aim of formal indication itself
namely, to bring about the disclosure and grasp of the metaphysical Pro-
tofact (the proto-singularity, we might say) that determines Dasein in its
being as concretely niteis clearly explained. In the meantime, in Heideg-
gers rst two lecture courses after his return to Freiburg in 1928 construction
was explicated as the central methodological feature of projection in the exis-
tential analytic of Dasein, and there can be little doubt that the idea of the
positive utility, not to speak of the necessity, for an element of construction in
transcendental phenomenology came to Fink via Heideggers expositions. Yet
there is a profound difference between construction as Heidegger conceives
of it and the construction that Fink determines for the full methodological
efcacy of transcendental phenomenological philosophy; and the basis for the
difference emerges quite clearly in both the Sixth Meditation, 7, on
constructive phenomenology, and in the manuscript notes in which it is
spoken of.
Heideggers construal of construction is determined by the fundamental
centrality of Dasein. But, as chapter 3 explained in detail, for Fink the
intrinsic ambiguity of the status of Dasein cannot be left in play without
methodological critique; and when that ambiguity is addressed, it leads ul-
timately to the meontic problematic. In the Sixth Meditation, accordingly,
Fink focuses precisely on this problematic, pointing out again and again the
situation that has to ground the sense of an operation to be termed con-
struction. At issue in the question of phenomenological accession to tran-
scendentally constituting subjectivityand what determines that accession
whollyis the very possibility of the presentational givenness of that sub-
jectivity precisely as displaying it in its function of constituting the world; for
to display transcendental subjectivity would mean for it, in its very constitu-
tive thrust, to be taken up into the constitutive production that it itself
works and to be itself constituted in the horizons of presentation, i.e., in the
world. For transcendental agency as engaged in . . . world-constitution is the
very thing that makes for whatever givenness is phenomenologically possible,
namely, reductive givenness. Thus, as was made clear in 3.4.2 and 3.5, the
143. KB, 42. The Basic Problems of Phenomenology, Heideggers lectures in the
summer of 1927, that is, in the semester after SZ was published, shows this same identi-
cation, but this could only be generally known with the publication of MH-GA 24 in
1975 (see 5).
144. See 3.4.2.
145. See appendix.
146. CM6, pp. 5758 (VI.CM/1, p. 64).
410 Critical-Systematic Core
problem here is that what one is expecting in a genuine sense to gain access to
is precisely the sort of thing to which no access is in principle possible; the
constitutive coming-about that is the whole action in question is precisely not
a process subsumable into the conditions that make for standing as an efcacy
on a rst level of distinct functioning or as a rst action in a sequence, so as to
count as either a ground or a beginning. It stands outside any such series in
that it is the constituting of the very horizonal conditions in which any some-
thing can happen in function-dependency or in sequence. Here genesis is the
coming-about of temporal horizonality as such, by virtue of which all being is
manifest temporally, i.e., appears. In other words, it is the moment of the
genesis of the whole horizonal world-frame for the coming of being to ap-
pearance and experientiality, i.e., cosmogony, a becoming that can be ex-
pressed equally, and was so publicly three years later, as ontogony. The
question must therefore be, How can that which antecedes the framework of
horizonalities for discrimination in intuitionally thematizing presentation be
itself thematically presented?
This, however, returns us to the treatment detailed in the present chapter
(7.1 and 7.1.1) and in chapter 6 (6.4). What remains is simply to close the
circle, so to speak, by noting that construction is therefore equivalent to
ontication, that is, the procedure by which, in reduction-governed reec-
tion on transcendental constitution, the ultimate originative source is given
intuitionally presentational determinacy in the form of an agency active within
the horizons of constitution for being. But what has to be remembered is
that this very ontication is methodological unavoidable not simply because of
some deciency that lies in human cognitive capability but because the ulti-
mate originative source has no role apart from the ultimate originative process
itself; it itself, taken alone and conceived of as some ultimate source/agency
147. Cf. CM6, pp. 6063 (VI.CM/1, pp. 6770). Cf. 3.4.2 and 3.5.
148. See the detailed treatment in OH-I 16 (EFM 3), dated November 14, 1934.
149. See CM6, pp. 10, 12, and 142 (VI.CM/1, pp. 11, 15, and 157). Cf. also Z-XIV
V/3a (EFM 2) and OH-II 56 (EFM 3).
150. See the text from Finks 1935 Dessau lecture in 3.5. In point of fact, the very next
section in CM6, 7, makes clear the meontological import of the issue in construction
(see p. 76; VI.CM/1, p. 85).
151. See the compact note Z-XI 52a (EFM 2), corresponding to the explanation of
productive ontication in CM6, pp. 76 and 8384 (VI.CM/1, pp. 8586 and 92
93). Z-X 25a (EFM 2) concisely states the point that CM6, 9, develops at greater length,
viz., determining the character and role of the eidetic in transcendental productivity
(constructivity). On both points cf. also the early note in Z-I 148a (EFM 1).
Critical-Systematic Core 411
152. Z-XIX II/3ab, point no. 3, quoted in 7.1. In CM6, 11 C is dedicated to explain-
ing this very point.
153. See 7.2.2, and such texts as Z-IV 94ab (EFM 1), B-VII Ia /5b (EFM 2), and Z-XX
XXXIX/3b (EFM 3), contrasting the rejected kind of construction with its phenome-
nologically methodological meaning.
154. CM6, p. 57 (VI.CM/1, p. 64). In this way, too, there occurs as well the further,
speculative reinterpretationand correctionof Husserls thesis on being, viz., that
being is a constitutive result (see 3.4). Being comes to be seen rather as an integral
moment of the economy of origination itself, not as a mere objectlike product. See Z-XV
29ab (EFM 2).
155. See 5.1.1.2 and 5.1.1.3.
156. Z-XV 55ab, EFM 2.
157. Ibid. Cf. also Z-XV 49ab.
412 Critical-Systematic Core
acts (of intending being) within that setting, that is, for the determinacy of
actual individual appearances. In other words, constitution is concretely car-
ried outand in principle only able to be carried outin the form of ac-
tual individual human being precisely now meontically understood in terms of
the self-realization/self-ontication of originative agency. This is the In-
Stancial lling that can only take place in concrete experiential making-
present.
At this point, then, the difference between construction in Heideggers han-
dling and in Finks construal of its meaning can be specied. As a methodologi-
cal device for articulating the speculative, construction in Finks proposal in
general contrasts with Heideggers in accord with the explanation given earlier
regarding Heideggerian projection in formal indication (see 7.2.1). Con-
structive content-determinacy in the methodology of phenomenologizing, ac-
cording to Finks transcendental theory of method for Husserls program, does
not serve as it does for Heidegger simply to aim sheer indexical pointing
namely, to the ever mine-own-ly [ je-meinig] singular existential totality of
Daseinso that therefore the construction must remain irremediably for-
mal. The content-determinacy of the construction meant to articulate con-
ceptually the structure of the meontic originative Absolute has another kind of
limitation, because what transcendental phenomenological reection (phe-
nomenologizing) is meant to disclose ultimately lies beyond the frame of com-
petence not only for content-determinacy but also for indicatable individuality
of any kind, including especially a perduring this. That is, because transcen-
dental origination lies beyond (antecedent to) the temporally structuring con-
stitution of actual being (des Seienden) as appearing, especially in individu-
ality, transcendental origination must be constructed in content-positive
determinacy, in the determinacy of the constitutively resultant (i.e., onti-
cation), else its articulation would be totally empty, articulating precisely
nothing. Nevertheless, this constructive content-positive determinacy re-
mains marked as of the meontic, as what in itself as originative force can-
not have in any such constitution-resultant determinacy. In these two ways,
then, as content-positive and as explicitly marked meontically, construction in
Finks methodological handling is essentially different from construction in
Heideggers. In a word, Heideggers formal indicandum is ultimately an abso-
lute singularity that is only able to be pointed to; however nitely factic it must
be in order to be existent, it transcends descriptive adequacy. But Finks In-
Stances are positively and appropriately eidetic, even if at the same time in
158. See 5.1.1.1 (especially p. 240), 5.1.1.2 (especially p. 247), and 5.1.1.4 (especially
pp. 25253).
Critical-Systematic Core 413
159. Again, see the references in the previous note, and also 7.2.1, p. 391. For a point of
further discussion, see appendix.
414 Critical-Systematic Core
162. Z-XI 73a, dated February 9, 1932 (EFM 2). On regression see 2.6.2.3, pp. 109
11, 3.3.2, p. 146, 3.5, 5.1.1.2, and 5.1.1.3. See also CM6, 6.
163. VI.CM/2, pp. 68. On the need for this distinction, see Finks brief remark to
Cairns on December 14, 1931, in C-HF, p. 57. See also Z-XXV 125ab, EFM 3.
164. VI.CM/2, pp. 78. See appendix.
416 Critical-Systematic Core
165. Again, VI.CM/2, pp. 78. An example of progressive analysis can be seen in
Finks recasting of the dimensions of temporalization as vefold, and of the swing-
character of temporalization itself: see 5.1.2.3.2 and 5.1.1.4, respectively. See also the
further brief point on progressive phenomenology at the very end of 9.3.3.
166. See appendix.
167. See CM6, 9.
168. VI.CM/2, p. 8 (on ideal-genetic and temporality see also Z-V V/2b, EFM 1, and
Z-X 26ab, EFM 2), and Text No. 12 to Meditation IV, pp. 23942. Cf. also Z-IX 22a
and 44a, #1, EFM 2.
Critical-Systematic Core 417
169. VI.CM/2, p. 7.
170. Cf. the last several paragraphs of 4.6.3; see further Z-VII III/2a and XXII/6ab;
EFM 2.
171. Cf. OH-II 53 and, in more subtlety and detail, OH-I 3845both in EFM 3.
418 Critical-Systematic Core
172. See, for example, B-VII 23ab (EFM 2), one of many similar formulations.
173. For one example of the many trial texts in B-VII making this point, see B-VII Ib /
1a3b, EFM 2.
174. E.g., Z-XXII 2425, EFM 3. This distinction governs the entirety of the treatment
of language in this folder, a private tutorial on Husserls Formal and Transcendental
Logic done over several months in late 1936 and early 1937. The distinction is also
explained in OH-IV 2029, and mentioned in the other OH folders, e.g., OH-II 3537
(all in EFM 3).
175. See the rst third of the account in 1.3.
Critical-Systematic Core 419
of the times, and of how his phenomenology could meet the needs he saw to be
so pressing by pursuing careful, laborious inquiry that would begin with basic
questions and then, once these had been thoroughly explicated, would address
the questions that lie at the highest reaches. These matters, the kind that
everyone could grasp in their urgent signicance, were the ones termed meta-
physical. They concern, he wrote, birth and death, the ultimate being of the
I and of the we made objective reality as humankind, the teleology that
ultimately leads back to transcendental subjectivity and transcendental histor-
icity, and naturally as highest of all: the being of God as the principle of this
teleology, and the meaning of this being in contrast to the being of the rst
Absolute, [which is] the being of my transcendental I and the universal subjec-
tivity that discloses itself in methe true locus of divine working, to which
belongs as well the constitution of the world as oursspeaking from Gods
viewpoint, the constant creation of the world in us, in our transcendental
ultimately true being.
These lines to Albrecht were no mere occasional remark. In Husserls pro-
gram rst philosophy was the explication of the transcendental origin of
conscious life and experience within the horizons of the phenomenologically
reconceived world, and only in terms of the parameters that this explication
set could questions of the highest and last things be addressed. These
matters, to be couched in terms of phenomenologys framework (as Husserl
does in his letter), accordingly stand second in order of treatment, indeed last
of all. And, more than that, it seemed as if they were even now being put off
to the very last. But even if Husserls treatment of these questions in a phenom-
enological metaphysics had to be withheld until phenomenology itself was
sufciently complete to provide the proper basis for it, this did not mean that
the issues were out of mind. Particularly in the last period of his life Husserl
was profoundly aware that these nal questions were even more pressing and
could not continue to be simply put off. They were in fact to be treated in the
publication projects he was then planning with Finks help.
The urgency in addressing metaphysical issues came from several circum-
stances. There was the growing eclipse of his own philosophical work by that
of Heidegger in the eyes of the intellectual public, and there was the bafing
character of Heideggers approach to metaphysics, such as Husserl himself
heard it in Heideggers inaugural lecture in July 1929, What Is Metaphysics?
and saw laid out in Heideggers Kant and the Problem of Metaphysics (ap-
pearing also in 1929). At rst Husserl thought his Cartesian Meditations
would show the way in which transcendental phenomenology led up to the
highest metaphysical problematic, as he wrote to Ingarden in March 1930
something that the then soon-to-be-published French translation, Mditations
cartsiennes, did not quite do. Husserl had to address metaphysical issues in
a way that distinguished itself from Heideggers approach, where metaphysics,
interpreted in terms of the basic movement of Dasein out beyond beings into
the Nothing, escaped the procedures operating in rigorous science. For
Husserl, as he explained to Albrecht in his June 3, 1932, letter, metaphysics
had to be basically nothing other than the science that produces the nal
clarication of the world and of man, that thus has their nal absolute meaning
as its theme, whereas, in the tenor of the times as he understood it, meta-
physics was being taken as a eld of vague speculation or a realm of entranced
mysticism, predicated upon the nonsense of an idea of being that could be
separated from the possibility of knowledge. And now he had an actual
plan that gave a specic place and determination to the metaphysical within a
systematically laid out phenomenology.
This plan was Finks Layout for Edmund Husserls System of Phenomeno-
logical Philosophy, which, as we saw in chapter 1, evolved from the task
of going beyond the framework of the ve Cartesian Meditations of Hus-
serls rst, 1929, revision. So Husserl had written to Cairns on September 23,
1930, of how with my excellent assistant, Dr. Fink, I am working on a new
systematic outline of transcendental phenomenology (the problematic reach-
ing up to ethical-religious and to metaphysical issues). But Husserls
hopes that this new work would be nished and published in 1931 were not
realized, and in 1932 it was once again a full revision of the Cartesian Medi-
tations that was being produced. This revision, nevertheless, was an alternate
conception for the treatment of phenomenology that would cover its entire
eld, including metaphysics (although the analysis of temporality would be
left for a separate publication, Finks work on Husserls time manuscripts).
The result is that we are presented with two sketches for the way metaphysics
would be recast in transcendental phenomenology, one as part of a wholly
new presentation of phenomenology, the other the nal component of an
extensively revised Cartesian Meditations, as we shall see shortly. Neverthe-
less, it was the Layout plan on which Husserl was focused at this point, one
that left the burden of the overall organization, and no doubt too the expected
refashioning of Husserls manuscript writing, in Finks hands.
Before taking up Finks two ways of situating metaphysics within phenome-
nology, however, we should not overlook the two sketches of Husserls own
showing where metaphysical issues t into phenomenology, both relevant to
the project Husserl had set himself in 1930. Besides the sketch of metaphysical
themes for phenomenology based on traditional metaphysical issues that we
nd in his June 3, 1932, letter to Albrecht, Husserl had earlier composed his
own outline for a comprehensive treatment of phenomenology wherein meta-
physics would presumably in some way t. But what we nd in that outline is
that the place for metaphysics is only implied, being represented in the form of
the mention at the very end of the problem of teleology and God, two of the
themes spoken of to Albrecht but here not even designated as metaphysical.
In contrast, Finks plan details the methodological and thematic organization
of phenomenological investigation in terms of which the principles for inter-
pretively recasting metaphysical issues are determined. The articulative com-
pleteness and explicitness in Finks Layout is no doubt what led to Husserls
following it himself as a general orientation for his own thinking in regard to a
full systematic statement of phenomenology, as reected in his comments to
Ingarden and Cairns just referred to. The exact implications of this outline
for phenomenologically treating metaphysics is what we shall be taking up in a
moment.
We should, however, rst gain a better grasp of Finks overall conception of
the new System of Phenomenological Philosophy just mentioned, the Lay-
out that Fink had given to Husserl on August 13, 1930. This outline proposed
an Introduction in which the specic system-character of phenomenology
would be explained, and then gave two major divisions: book I, The Stages of
Pure Phenomenology, and book II, Ontology and Phenomenology. It is
clear what book I was to be, namely, a treatment of phenomenology in all its
main components and stages of investigative unfolding, because the general
outline is followed by a more detailed sketch of it. In addition, Fink proceeded
soon after (December 1930 to January 1931) to write out a full draft of section
1 of this book I. There is, however, no corresponding detailing of the con-
tents of book II; but, given the context of Husserls having to come to terms
with the enthusiastic reception of Heideggers fundamental ontology as super-
seding transcendental constitutive analysis in the lineage of phenomenolgy (see
the last pages of 1.2), together with Finks own appreciation of the question of
being in transcendental phenomenology, we may suppose that in the actual
treatment of the three topics nameda transcendental aesthetic, nature
and spirit, and the move from pure internal psychology to transcendental
phenomenology it would have been a detailed interpretive explication of
the meaning of being in the investigative disclosures of a concrete phenomenol-
ogy of experience as transcendental constitutive teleological result. These
three topics, accordingly, indicate three ways of approaching the question of
being in regard to both transcendental originative subjectivity and transcen-
dentally constituted results, each topic undergoing a radicalizing reinter-
pretation in nal-stage reconsideration.
Before the topic in book II could be addressed, then, the treatment of phe-
nomenological investigation itself had to be laid out in its ordered detail, as
Finks outline for book I shows. It is of course no accident that, in drawing
from Finks own notes in the enterprise he was pursuing with Husserl, the
present study has represented many elements and stages of phenomenology as
sketched out for book I, for example, the central standing of the world in its
pregivenness, book I, section 1, A, and the character and methodology of the
reduction, book I, section 1, B (for both these topics, see chapters 2, 3, and 4
here), the nature of, and certain primary topics of, regressive phenomenology,
book I, section 2 (see chapters 4 and 5 here), as well as of progressive phenom-
enology, book I, section 3 (see chapters 6 and 7 here). With that all in place, we
[B]
Meditation VII: will give an outlook upon the future metaphysics of phenom-
enologyor: upon the phenomenological transformation of the traditional
idea of metaphysics (by which metaphysics is to mean more than ontology
precisely the whole of the last and highest questions of justication)namely
following the lead of one metaphysical problem: the question of the possible
conceivability of a plurality of worlds, or transcendental deduction of the
singularity of the world. The question of the contingency of the world as
factic with respect to the constitutive possibility of transcendental life. The
contingency of transcendental life itself. It [i.e., transcendental life] is not
contingent, but rather the condition of possibility for contingent and neces-
sary being. The necessity of transcendental existence is the ground for the
necessity of the singularity of the existing world.
In these sketches what we see is the way the framework of Husserls Carte-
sian Meditations has set the need for a counterweight to the monadic ego-
centering that characterizes them. Unlike the Layout for the once planned
wholly new work, where the ego-prominence that habitually schematizes what
Husserl wrote for publication is situated within a much larger and more diverse
193. The folder into which these versions were put holds notes largely from 1929 (see
the Beschreibung to Z-VI, EFM 1). The subset (Z-VI X/16) in which they are found
a subset devoted entirely to the revision of Cartesian Meditationshas one note sheet
with a crossed-out theme and date, natrlichen Weltbegriff 1930, that coincides with
both a topic in book I, section 1, A, of the Layout, and with the period of its composi-
tion, viz., before August 13, 1930.
194. The versions here designated A and B are from Z-VI LVI/3a and LVI/6b,
respectively, emphasis Finks, bracketed insertion mine (EFM 1, but also given in N-EF,
pp. 1025, as are other texts mentioned here).
Critical-Systematic Core 425
grounded new meaning, with the same methodological and interpretive intel-
ligibility that was held, in the end, within meontic constraints.
In keeping with the overall critical self-interpretation that is thus under way
in all of Finks work for Husserl, then, the line of coherent approach to the
recasting of metaphysics will follow the line of progression in reradicalizing
phenomenology. This is what we nd not only in the orientation of Finks
Layout but also in the full subset of notes in which this pair of alternate
sketches for a phenomenological metaphysics occurs. In addition, even more
condensed indication for a phenomenological metaphysics is given in Z-VI
LVI/5a, where the transcendental problem of world-singularity is the only
topic given for the Seventh Meditation, while Z-VI LVI/4a offers the per-
spective of a fundamental complementarity that must not be overlooked. In
this latter note the Cartesian Meditations are implicitly paired with Finks
work in the Bernau texts on time-analysis, with their relationship indicated in
a single phrase characterizing the place of time-analysis as preparing the way
for the work of Sixth and Seventh Meditations, namely, by effecting the
reduction of pregiven world time to constituting proto-temporalization. Ac-
cordingly, the line of progression, holding at the same time for transcendental
self-critical reinterpretation and for phenomenological metaphysics can be
posed in the following thematic sequence:
(1) Meontic phenomenological radicalization makes metaphysics mean more
than ontology.
(2) Guiding theme: that the world as the horizon of all horizonality, with all
the contingency and factuality of events and entities within it, is itself
necessarily singular.
(3) World-singularity is grounded in the originative absoluteness of the life of
transcendental constituting subjectivity.
(4) The living process of transcendental constitution can only be approached
in the form of experienced temporality, which is itself the actualization of
true ultimate originative temporalization.
(5) This proto-temporalization is antecedent to, and lies beyond, necessity
and contingency inasmuch as it is the unconditioned ground of necessity
and contingency in the realm of being. Yet originative process and the
originated comprise together the order of the meontic Absolute: origina-
tion + being in end-constitution, in primary enworlding.
196. See 7.1, and cf. CM6, pp. 99 and 150 (VI.CM/1, pp. 108 and 167).
Critical-Systematic Core 427
itself; it is rather the understanding of the true universe of being [des Sei-
enden], in which the naive universe, the world, is only a moment. What char-
acterizes the phenomenological conception of metaphysics is the inquiry into
the unity, totality, and being-structure of this true universe of being
even if it must ultimately be interpreted in meontic terms. With this overall
conception in place, we may now turn to specic points in a phenomenological
metaphysics.
197. Z-XX XXIX/3b (emphasis Finks), from late 1935 or early 1936, EFM 3.
198. Hua III/1, 9.
199. OH-IV 2021, emphasis Finks. It is clear from other indications in this booklet of
notes that this note dates from 1935, prior to March 20 (date of the discussion with
Landgrebe recorded in OH-IV 43). See also OH-VI 11 and 43. (All in EFM 3.)
200. See 3.3.2, p. 151 which cites this same text from Z-XI 7a (EFM 2), here with my
modication of Finks emphasis.
428 Critical-Systematic Core
and beyond as well all ontological modes of arising and passing away. The
limit of ontological philosophy, therefore, the limit of the effort to understand
being, lies in the impossibility of leaping over the situation of being-in-the-
midst-of-being. Lacking any distance from it, ontology asks about being so to
speak from within. But what is needed is a way of gaining some distance
from being, an action of holding oneself apart, the meontic epoch, writes
Fink. Achieving this is not a matter of achieving, or pretending to achieve,
true exit from existence in the world but of recognizing, in the meontic specula-
tive turn, the foundering of any attempt to conceive man as a being, i.e., the
ontological unattainability of human being. Positively put, this is no less
than the integration, into a single, paradoxical unity, of ontology and meon-
tic, which together make up phenomenology in its consummate philosophical
self-interpretation.
201. Z-XVII 17ab (emphasis all Finks), designated For the Dessau lecture and
written after November 15, 1935, the date at the beginning of this tablet of pages when
Fink wrote down his thoughts on Heideggers lecture, The Origin of the Work of Art,
delivered two days earlier (EFM 3).
202. OH-IV 30, emphasis Finks (EFM 3), from the rst two or three months of 1935,
i.e., before the text referred to in the previous and following footnotes.
203. Again, Z-XVII 17ab.
204. Ibid.
205. Z-V III/6b (EFM 1); cf. 7.1, p. 377, citing Z-XIX II/3ab, #3; 7.2.2, and 7.2.3
(pp. 40911). See appendix.
Critical-Systematic Core 429
horizonal condition for any such mutually related features. Its factuality
and singularity embrace all possible coming-to-be and continuing-to-be,
and nothing can be conceived beyond it.
7.3.3.1. History
Husserls explicit treatment in his Crisis-project of the historical di-
mension of the progress of philosophical development toward and within
phenomenology, as well as the accomplishments of the transcendental con-
stitution that phenomenology is meant to disclose, has been a topic of study
and interpretation in much of the period after 1945, with the return of aca-
demic normalcy and the increasing access to Husserls manuscript for that
220. The character of the text in relation to the body of manuscripts pertaining to it
cannot be taken up here. The materials for this are, of course, Hua VI and Hua XXIX.
221. See appendix.
222. Z-IV 117a; also cf. 19ab and 101c (EFM 1). Here genesis is used to mean what
Fink will term origin or origination. See 3.5.
Critical-Systematic Core 433
would have to be taken up, a task that unfortunately cannot be pursued within
the connes of the present study.
226. Crisis, pp. 13 and 11, translation modied, emphasis Husserls (5, Hua VI,
pp. 12 and 9).
Critical-Systematic Core 435
227. VI.CM/2, pp. 15253, emphasis mine in this passage. The point of the question
was explicated earlier, in 2.6.2 and 2.6.2.1.
228. Z-XX 9a, emphasis Finks (EFM 3), by all indications from 1936, that is, during
the work on the Crisis-writings.
229. Z-XX 10a.
230. Phrasing drawn from Husserls annotation 93, VI.CM/2, p. 153: Was dieses
apodiktische Ich eigentlich fr einen Seinssinn hatall underscored by Husserl.
231. VI.CM/2, p. 155.
232. VI.CM/2, p. 196, from one of the revision passages for the Second Meditation.
233. See by way of example the conjunctions and differences between (a) Husserl in
Crisis 72, p. 257 (Hua VI, p. 261), annotation 384 to VI.CM/1, p. 120, p. 262 (Hua,
p. 266), and p. 264 (Hua VI, pp. 26768); and (b) Fink in his sketch for the continuation
of the Crisis-project, Crisis, p. 399400, #4 (Hua, pp. 51516), and the parallel text in
Z-XX XXIX/1a4a (EFM 3).
436 Critical-Systematic Core
234. Z-XV 71a, probably from 1931 (EFM 2). The awkward hyphenated paraphrases
represent Finks succinct phrasing here, die ontizierte Subjektivitt and die onti-
zieriende Subjektivitt. Fink no doubt writes these terms in echoing Aristotles t on
rather than Heideggers distinction between the ontic and the ontological; for the
meaning Fink intends overarches this distinction. Here is the ultimate import of the move
treated in 4.44.4.3, by which the schema for conceptualizing constitution is displaced
from that of subject-object intentionality to that of horizonal intentionality.
235. Z-VII XVII/17b, dated September 21, 1930, emphasis Finks (EFM 2). The note
also gives brief insight into the status of nature in this connection.
236. Z-IX 49b, from the latter months of 1931, all emphasis Finks; EFM 2.
237. Z-IX 50a, emphasis all Finks.
238. See appendix.
239. Both phrases in Z-XII 24a (EFM 2), with the rst also in Z-V VI/1ab and /26a
(EFM 1); Z-IX 49a, Z-XI 62b and 67a, Z-XIV IX/2b, Z-XV 62a and 67a (all three in
Critical-Systematic Core 437
EFM 2); Z-XVI 1a, Z-XVII/31b, and OH-I 10 (these in EFM 3); the second phrase, far
less frequent, is also in Z-XII 20d. See also 6.3.5, p. 349, and 6.3.6, p. 359.
240. Z-IX 11ab, EFM 2.
241. Ibid.
242. Z-V VI/21ab, EFM 1.
243. See, for example, CM6, p. 76 (VI.CM/1, pp. 8586).
244. Z-V VI/19ab, emphasis all Finks (EFM 1). Regarding both this transcendental
reective productivity and points relative to it, see also, for example, CM6, the Note on
p. 76 (VI.CM/1, p. 86), and, further, Z-VII XVII/17b, /23a, and /32a; Z-VII XXI/4a,
Z-VIII 3da, Z-IX VII/3athese in EFM 2; Z-XI III/9ab, 72a, and 78a; and Z-XV
70athese in EFM 2; and Z-XVI XXIV/5b, and Z-XIX II/3ain EFM 3.
438 Critical-Systematic Core
245. See also the subset of notes in Finks Z-XX XXIX/14 (EFM 3), from the period
of Husserls and Finks work on the Crisis-writings.
246. See Husserls letter to Albrecht from June 3, 1932, quoted at the beginning of 7.3
above.
247. Z-XV 117a (EFM 2); see 2.6.2.6 and 5.2.3.2, note 282.
Critical-Systematic Core 439
248. HChr, p. 441, giving the dates January 1218, 1934. Edwards had also come for a
week in May 1931 (HChr, p. 379).
249. Edwardss letter to Husserl is apparently lost, but cf. Bw VII, pp. 7273. One has
to glean information about it from Finks letter to Edwards, January 24, 1934 (EFM 2)
as here. Fink refers to the circumstance of Edwardss visit and mentions Edwardss last
letter to Professor Husserl, adding that he, Fink, is writing a reply at Husserls request.
Z-XIII 61ab (EFM 2) is a tentative draft for portions of Finks letter.
250. Besides the letter itself, see also OH-I 36, from November 14, 1934.
251. See appendix.
252. Letter to Edwards, pp. [12].
440 Critical-Systematic Core
257. OH-1 2829, emphasis Finks. On the issue of birth and death it would be worth
reading here Z-IV 40ab (EFM 1), entitled On the Meontic of Death, where birth and
death are interpreted as In-Stances.
258. Especially Crisis, 54 b. It is of some signicance that in Crisis Husserl, in explicit
reference to the problem of the identity and difference between human and transcenden-
tal subjectivity, does not name intersubjectivity as monadic but names it rather in terms of
a polar character (cf. 50, p. 172Hua VI, p. 175; 53, p. 179, Hua VI, p. 183; and
54a, p. 183Hua VI, p. 187). See Finks critical discussion of monadic plurality in OH-
I 4044 (EFM 3).
259. Crisis, p. 104 (28; Hua VI, p. 106).
442 Critical-Systematic Core
components of the cultural surround of human life. But if what is meant is the
world in the sense of the truly pregiven and constitutively basic structure,
namely, (1) fundamental horizonality, and (2) the dimensions fundamentally
constitutive of human experience (i.e., the In-Stances), then to say that this
world is an always further developing meaning-conguration is to suggest
that the course of experience as human existent in the world introduces further
determination into the truly fundamental conditions that govern the constitut-
ing of the human precisely as concretely in-the-world. We have to see how
Finks critical perspective helps further to specify and resolve this feature of the
life-world problematic posed by Husserls Crisis-writings.
To begin with, Finks understanding of Husserls position casts the world as
an absolute phenomenon, not in the sense that it itself stands free of ultimate
originative contingency (see 7.3.2) but in the sense that its transcendental
constitutive origin puts it prior to, and indeed as the framework for, the differ-
ence between the necessary and the contingent, and the true and the illusory or
false. He is quite aware, however, that Husserl seems to take the transcen-
dental constitution of the world not as something done once and for all but
rather as always in progress. For Husserl, writes Fink, the world is an
incomplete world, there is indeterminacy to it, as an absolute phenome-
non the world is transcendentally unnished; and this indeterminacy is the
index of the life-process of transcendental intersubjectivity, so that for Hus-
serl all being is on the march, and the marching in question is ultimately
the life of the universe of monads. Now the problem with this lies in the
general orientation Husserl takes in disclosing the world, namely, making the
intersubjective cooperation of many I-poles necessary to the work of deter-
mining the world as world; for that orientation makes problematic precisely
how horizonality is analyzed. It is, of course, fundamental for Husserl to
conceive of the world as horizonal, but the conception of the horizon is thus
left in suspense between two possibilities. The horizon can be taken on the
one hand as (1) the subjective how of the givenness of beings and on the
other (2) as the objective comprehensive totality [objektiver Inbegriff ]. In
this, Fink points out, Husserl himself refers to it above all as the open and-so-
forth that is given totality by apperceptive transfer. The world is thus not a
pregiven nished universe of entities but rather, phenomenologically, a world
260. See Z-XV 127a and 55ab (EFM 2); cf. 7.2.3, pp. 40910.
261. See Z-VII III/1a3b (from 1930; EFM 2), comparing it to Crisis, p. 104 (28; Hua
VI, p. 106), as well as p. 177 (52; Hua VI, p. 180).
262. Z-VII III/2a, emphasis Finks. Cf. also Z-VII VI/3 and XXII/6b.
263. See 4.44.4.2.
Critical-Systematic Core 443
the thesis [of ] the world on the march. That is, it is only when the world
is conceived as horizon in the proper sense of horizonality that one could
speak of a life-world antecedently grounding the world of idealizing sci-
ence. The phenomenological constitution of objects in their appearing may
be always on the march, but the world as the frame of their appearing
cannot be. Its origination is antecedently beyond temporal event of change.
7.3.3.4. God
It is a short step from the question of the origin of being as nite in
actuality, the question of the coming-about of the entire horizon of being as
appearing and passing away, to the question of that being whose nature has
traditionally (in philosophy in the Christian West) been thought to have just
the kind of being and life that is beyond the limits of time and location and
that is ultimately originative for all the world, namely, God. In the Crisis-
writings, however, the topic of God arises within the opening problematic of
the project, namely, the question of the nature and validity of reason in human
life, both for the achievement of knowledge that can hold true and for the
grounding of ethical action. In this, reason is central for human being precisely
in consideration of human being as historical in the life lived in the world. If
man becomes a metaphysical, a specically philosophical, question, then he
is in question as a rational being; if his history is in question, it is a matter of
the meaning in history, a matter of reason in history. The problem of God
clearly contains the problem of absolute reason as the teleological source of
all reason in the world, of the meaning of the world. Once again, the
reason to be explicated is that in terms of which to account for the enigma
of all enigmas, the world-problem, the deepest essential interrelation be-
tween reason and that-which-is in general. The convergence here with
Husserls remarks on metaphysics in his letter to Albrecht, which open this
chapter, is manifest.
Husserl places the question of God squarely within phenomenology both in
general terms and in relation to certain phenomenological specics. In general
266. Z-XXVIII 29b, emphasis Finks, bracketed insertion mine, to bring out the gram-
matical sense of what is actually a phrase in parentheses in the original.
267. XXVIII 29ab, emphasis Finks. To put it another way, the world as horizonal is
always in present-perfectness, is always already been; see the last two paragraphs in
7.2.4.
268. See appendix.
269. Crisis, p. 9 (3; Hua VI, p. 7), slightly modied.
270. Crisis, p. 13 (5; Hua, p. 12), slightly modied.
Critical-Systematic Core 445
terms, for example, Husserl in a letter to the Benedictine priest Father Daniel
Feuling, dated March 30, 1933, writes that the problem of God is the ques-
tion that is in fact the highest and last in the systematic of the phenomenolog-
ical method. As the problem of the possibility of transcendental totality in
the form of teleology and its principle, this is the question of the over-
being [das berseiende], which prescribes sense and possibility to every being
(with the sense of being that is rst for us) on all levels of meaning. Thus,
in Husserls view, phenomenological philosophy, as an idea lying in innity, is
naturally theology. For me, he adds parenthetically, genuine philosophy
is eo ipso theology. Specic terms for working this out, however, are rare
in the Crisis-texts, but they conform to this general approach, namely,
in seeing Gods action as holding transcendentally constituted being-as-
appearing in a coherence of meaning for that being through all living experi-
ence in the world.
In contrast, for Fink the question of God has to be set quite differently. The
phenomenological reduction imposes an approach through the cosmological
problem, the problem of the constitution of the world, wherein the question of
actually reaching the register of origination, of creative power, beyond the
world-frame ends up being radically answerable only in meontic paradox,
that is, it remains irremediably an irresolvable question. To proceed otherwise
would be to fail to clear the human naively takeni.e., as still unambiguously
mundanefrom the philosophical interpretation of the Absolute; it would be
to remain still naively captivated in world-bound conceptuality and not yet to
see the meontically transcendental character that any human clue to the
Absolute must possess. If the question of God belonged to phenomenological
thematic concerns, then it had to be pursued with proper phenomenological
radicality.
However, in this kind of treatment of God one could not maintain an action
of evidential showingi.e., phenomenological evidencingbut would rather
have to do speculative thinking, a mode of practice that Husserl was not
inclined to take up. Husserl could not quite see how to conceptualize and
271. Bw VII, pp. 8788. See pp. 5051 in 1.3 for the circumstances of this letter.
272. Bw VII, p. 88, emphasis Husserls. See the treatment in R. A. Mall, The God of
Phenomenology in Comparative Contrast to That of Philosophy and Theology, Husserl
Studies, 8 (1991), 115, as well as Held, Lebendige Gegenwart, 17384, and S. Strasser,
Das Gottesproblem in der Sptphilosophie E. Husserls, Philosophisches Jahrbuch, 67
(1959), 13042. These studies were, however, all written with no knowledge of Finks
work with Husserl on the question.
273. See Crisis, pp. 18081 (53; Hua VI, p. 184), p. 208 (the Vienna lecture; Hua VI,
p. 334), and p. 389 (appendix IX; Hua VI, Beil. XXVIII, p. 508).
446 Critical-Systematic Core
think the subject for whom the world was there, as what it was, without
thinking unabashedly of that subject as existing absolutely, even if this would
not make sense on rigorous methodological grounds, as the Sixth Medita-
tion made clear. Rather than construing that subject in another kind of
schema for the Absolute, namely, as the self-actualization of the absolute
divine Nothing that actualizes itself in self-actualization, Husserl seemed to
hold onto the positive idea of the self-sufcient, world-independent abso-
lute Subject through whom the world is constructed as intentional meaning-
giving. As a result, the proper, speculative conception, wherein all being,
including any actually existent subjectivity, is the result of a becoming that
itself is not a process in being but the process that leads to being, escaped
Husserl, while Fink grew ever more clear in seeing that to understand the
becoming of being thus in its meontic nature was the only strictly philo-
sophic way phenomenology could frame the attempt to represent God him-
self. If breaking through the prison of the world meant to come out
beyond being, then the gure of an existent deity could only be considered a
basically mundane representation by which one attempted naively to capture
conceptually the true radically phenomenological Absolute, the meontic Ab-
solute. One need only add that this meontic Absolute is precisely the Abso-
lute that the analysis of proto-temporalization opens onto, however paradoxi-
cally and aporetically.
There are radical consequences of the meontic metaphysics of God, now,
that cannot be left unmentioned. One such consequence is the conclusion that,
oriented by the cosmological-cosmogonic framing of the methodological cri-
tique of meaningfulness, the personalistic, monotheistic conguration of the
divine and of human relations to the divine is essentially dictated by human
concerns. That is, this conguration derives from elements of the human phe-
nomenon of religious belief rather than offering a strictly philosophical sche-
matic for explicating God itself. Especially in the context of Judaic and
Christian dispensations, of religion as revelation, to address the question of
God in terms of an evidentness that is specically religious is to cast the issue
278. OH-VII 3637 (EFM 3), notes from a conversation with Husserl, February 18,
1936, one of the very few Fink characterizes as one of contention, as Streitgesprch.
279. OH-VII 4445, notes from a conversation with Landgrebe, January 29, 1936. See
6.3.5.
280. OH-VII 45. On the question of teleology in Husserls phenomenology see Paul
Jenssen, Geschichte und Lebenswelt, Phaenomenologica 35 (The Hague: Martinus Nij-
hoff, 1970), pp. 51135.
281. For more on this issue, in connection with the Kantian critique of practical reason,
see V-II 1015, EFM 3. Cf. also Bruzina, Jan Patocka und Eugen Fink: Gesprchs-
partner im Denken ber den Schein hinaus, Internationale Zeitschrift fr Philosophie, 1
(1998), 11024.
448 Critical-Systematic Core
282. See Z-IV 19a, 54a, and 59a; Z-V VI/20a, VI/32a, and VI/35a; Z-VI 47ab, 55a
all three folders in EFM 1; and Z-XIV 4ab, EFM 2.
283. Interesting also is Finks late essay on Giordano Bruno, where not this point but
rather Brunos raising the problem of the understanding of the world is taken up: Die
Exposition des Weltproblems bei Giordano Bruno, in Der Idealismus und seine Gegen-
wart: Festschrift fr Werner Marx zum 65. Geburtstag, ed. by Ute Guzzoni, Berhard
Rang, and Ludwig Siep (Hamburg: Felix Meiner, 1976), pp. 12732.
284. See appendix.
285. See the treatments by Hans Jonas, The Gnostic Religion (Boston: Beacon Press,
1963), and Frances A. Yates, Giordano Bruno and the Hermetic Tradition (New York:
Vintage, 1969). Actually, Brunos ber die Ursache, das Prinzip und das Eine, in the
translation by Paul Seliger (Leipzig: Reclam, n.d.), is one of the rst philosophic books
Fink had read (see 1.1, p. 3), and it is still in his library in Freiburg.
286. See appendix.
287. See 7.2.3, pp. 40910, and 7.3.2.
Critical-Systematic Core 449
subsisting totally beyond this world, or alternatively as the All of this sum total
world itself; but it is only to the rst of these alternatives that any comparison
with Finks Meon could be drawn.
Once again, it is the conception of the world that will be determinative, and
again there are alternatives. The present surrounding world could be taken as
a mere means or pretext for some leap out of it to the radically Other where
true being is reached; or the world could be integral to the economy of this
Other in its own proper station and operations. Here is where a division sets
in, for example, between Gnosticism and Plotinuss own position; for with
Plotinus the world is not, as in Gnosticism, the dualistic antipode of unmiti-
gated evil and matter is not the incompatible negativity of utter contrariety to
the divine. For Plotinus, too, a process of betterment was not a leap of clean
exit from a supposed frame of oppression but a movement of ascent in a
continuous and harmonious order. With Girodano Bruno, whom Fink had
read as a youth, the situation is more complicated, combining gnostic as well
as Plotinian elements. His world (in the sense of the sum total of beings) does
not seem to be evil in dualistic antithesis to the Good, and the divine permeates
it as the One. Yet the world is ruled not by the intelligible order but by
hermetic demonic forces that cannot be understood or explained rationally;
and they can only be reached or inuenced by acts mimicking them, that is, by
magical practices.
For phenomenology as Fink worked out this issue while engaged with Hus-
serl, the world is the realm of the positivity of both being and intelligibility, but
it is also a world in which the radically other lodges internally precisely as
the factor of origination. In other words, as with Plotinus and the Greek
feeling for the cosmos, the world is the realm of ens and verum. On the other
hand, as with Bruno and Gnosticism, the otherness of the origination that
constitutively marks being is radically other, and its uncompromised alienness
determines the manner of its being dealt with, namely, without the possibility
of positive knowledge. In contrast, the otherness that Fink sees in phenome-
nology is an otherness that stands in generative and methodological integrality
with that to which it is so unremittingly other, so that this Other is as much the
other to itself as it is itself, yet without either fusion of the two or diminution
of the otherness that distinguishes them.
What needs to be nally added to this summary comparison is the equally
necessary point that it is the function of phenomenological philosophy pre-
cisely to understand the phenomenologically speculative metaphysics of this
situation. To begin with, there is the coherence between the generative and the
cognitive relationships, which is what Finks use of the terms katabasis and
ekbasis serves to express. These terms refer to the reciprocal movements in the
orders of origination on the one handkatabasisand, on the other, of cog-
nitive following and explication of that originationekbasis. Thus Hegel,
for example, is spoken of as making a move of ekbasis in tracing the way to the
absolute in the Phenomenology, while his Logic follows the route of katabasis
in demonstrating the derivation of all determinate forms of being from abso-
lute beginnings; or, in other words, the rst moves from nitude to innitude,
the second from innitude to nitude. At the same time, Fink sees Hegel as
having exaggerated the katabantic; that is, in dening the Absolute as sub-
ject, Hegel modeled it too closely upon that into which it nitizes itself,
namely, human spirit. The result is a conception of the Absolute that
identies too unequivocally with the human subject, i.e., without the dis-
equilibrating tension required in the meontic. In contrast, the ekbantic can
be exaggerated as well, resulting either in the idea of release from worldly
existence and dissolving into the Absolute in mystical union or in the utter
indifference to nite being on the part of the Absolute.
Fink distances phenomenologys meontic from both of these exaggerations.
For phenomenological speculation the relation to the Absolute can be neither
fusion nor absolute scission, and this determines the difference as well between
the meontic and the via negativa. The meontic emphatically asserts a negation
for the effort to characterize the Absolute of originationthus the founder-
ing; but it is a negating that requires the ontological positivity of what is thus
negated as the only ontological status the Absolute can bear. There is no leap
to another order via the negation, for there is no other order. Yet this does not
make the Absolute an actual being; for no actual being can stand as origin. To
search for the ultimate origin is to come upon the radical negation of being, so
that the rizvmata pntvn consist precisely of this Not. Hence, where Neo-
platonism (or other doctrines) might speak of emanation, this can only be
interpreted in phenomenological speculative metaphysics as another meta-
phor for the meontic relationship of origination; it is not a real process
at all.
In sum, Finks meontic for phenomenology advocates neither an ontological
295. Z-XIII 63a64a, from around the beginning of 1934 (EFM 2).
8
The import of the meontic in determining the function and import of the
speculative dimension did not have to wait until the very last to have an effect
upon the reconsideration that the phenomenological ndings in Husserls vast
analytic investigations had to undergo. It was already in play from the earliest
work that Fink did with and for Husserl, as the long trajectory of the present
1. A literal rendering, not trying for poetic form, would run: Words give out gently at
the Unsayable . . . and music, ever anew, out of stones most tremulant builds in unusable
space its divinized house.
452
Language 453
study has been showing. However, in our following this effort of reconsidera-
tion, this reorienting and recasting of descriptive features already disclosed in
the investigative analytic that allowed new aspects to come to the fore (e.g.,
taking depresencing [Entgegenwrtigung] as the constitutive action of tem-
porality, or nding the world as properly horizonal to correlate a-themat-
ically to nonthematizing awareness, i.e., to wakefulness), what has so far been
only implicit is the role language has played in reaching this understanding.
That is, we have not considered how the paradoxical problematic of ultimate
explicability in phenomenology as meontically transcendental has to mark
language as well; and more than that, it also raises the question of the very
special position of language in the whole program of phenomenological in-
quiry. Language was and is coterminous and coincident with the work of
phenomenology, i.e., with the very process (1) of raising its dening questions
in the rst place, and (2) of the methodology of its investigative effort, in terms
of both the structure of its positive meaningfulness and validity and the limits
of its reach and adequacy. In a word, it was and is in language that the ques-
tions and the insights addressing those questions arise and develop, and it was
and is in language that the nonclosure of phenomenological inquiry and the
incompletability of transcendental reduction are paradigmatically and con-
situtively in full force and in full display.
2. Three late texts in particular are relevant here: (1) The Origin of Geometry,
Crisis, appendix VI, pp. 35378 (Hua VI, Beil. III, pp. 36586); (2) K III 22, from
November 1936, part of which is included in Hua VI as Beil. II, pp. 35764; and (3) the
one-page text B I 5 1, from 1930 or 1931 (on this latter cf. my article Dependence on
Language and the Autonomy of Reason: An Husserlian Perspective, Man and World, 14
(1981), 35568.
454 Language
and Meaning, in his Logical Investigations. One serious drawback with this
was that this schema followed a perspective that focused on and captured only
certain aspects of the whole phenomenon of language, namely, those features
that conformed to the way language could be represented as giving expression,
in an external medium, to meaning that achieved determinacy in an autono-
mous internal operation of thought. It was a conception easy to be taken as
satisfactory when meaning was taken as an ideal abstract determinacy, such as
in logic or mathematics; and this was Husserls point of departure in Logical
Investigations and Formal and Transcendental Logic. Yet while Husserl also
clearly recognized and asserted, right in the latter work, the need to trace even
this kind of meaning back to an originative ground in concrete living experi-
ence, he did not signicantly modify his schema for examining language in
the analysis of origination, even in his Crisis-work. It was Finks realization
that more radical reconsideration was needed here, and this is what he was
setting in motion.
Examining the full progression in which this reorientation was achieved is
beyond the scope of the present study, including adequately covering the cen-
tral document for seeing this reorientation, the extensive set of Finks notes in
Z-XXII, a packet of more than one hundred sheets of material for the tutorial
sessions that he gave twice a week from November 14, 1936, to February 5,
1937, for an American student, Dorothy Ott, in Freiburg to study with Hus-
serl. However the basis of the reorientation in question can be stated sim-
ply enough. The Crisis-project itself aims to bring about the same reorien-
tation in general that is needed more specically also for language, namely, the
move of regression back to the prelogical and premathematical situation of
experientially-wakefully living out in the world. This is completely in ac-
cord with Husserls own aims as given at the end of Formal and Transcenden-
tal Logic, but only sketched in principle there rather than carried out in any
detail. Fink accordingly develops the critical refashioning needed by doing a
close explication of Formal and Transcendental Logic, taking up many of the
8. This is Finks formula for speechRedein Z-XXII II/8a: Reden = ber etwas
etwas sagen zu jemand (emphasis Finks own), in a clear antecedent to the formula that
Paul Ricoeur has made so central in his analysis. See Ricoeur, Interpretation Theory:
Discourse and the Surplus of Meaning (Ft. Worth: Texas Christian University Press,
1976), ch. 1, and his Structure, Word, Event, in The Conict of Interpretations, ed. by
Don Ihde (Evanston: Northwestern University Press, 1974), especially pp. 8788.
9. See Z-XXII B/4a, II/10a, 1415, and 19ff (EFM 3).
10. Z-XXII B/4a, emphasis Finks.
11. Z-XXII B/46, emphasis Finks, insertion in brackets mine.
12. The quoted phrases and points subsequent to the previous reference are all from
Z-XXII 1415 (EFM 3). Bereitstand is here rendered in a form closer to the way the
expressions components combine their meanings: bereitready, Standa stand-
ing. One could translate it in one ordinary way as availability or readiness. The
subsequent way Fink explicates Bereitstand recommends instead the rendering given
here. One could even render it as the standing-already, or standing-(al)ready.
456 Language
word, is that the sense of words only makes sense in worded experience not
because words are simply discriminable elementary components of semiotic
structure and function but rather because sense is the concreteness of the
differentiated appearing to us of things in their being-there for us. Fink
writes: The standing-ready of language is not primarily a store of words
along with the forms of possible combination [i.e., syntax] all lying at ones
disposal; it is rather a standing-ready in things. This does not mean that
language simply of itself determines things but rather that things, in the
way they show and disclose their in-itself for us, are co-determined by latent
language-characters. Languages standing ready as a standing-ready in things
is a latent mode of the being-for-us of that which is, which for the most part we
cannot separate off and know as that [being-for-us]. In other words, what is
global about language is that its thrust and validity are constitutively set by the
very situatedness of human being as originatively structured in its being by
enworlded engagement with being in all the dimensions of experiential pro-
cess. If this is so, then explicating the function of language is made problematic
by the very same difculties that determine and limit the phenomenological
inquiry into the constitutive origination of the world in living temporality,
which is the problematic that unfolds through chapters 4, 5, and 6namely,
that of delineating the conditioning in terms of the conditioned, or, more
technically put, the import of the methodological-ontological principle of the
antecedency that can only be regressively given (see 5.1.1.3; also 6.4). This is a
matter we shall return to toward the end of the present chapter (8.4).
13. Z-XXII 1516, emphasis Finks; from the tutorial session of November 20, 1936.
14. Ibid., emphasis all Finks. See appendix.
Language 457
Speculative problems in philosophy are problems that run right through the
whole course of philosophizing and guide its inquiry, in such a way that their
questionableness constantly grows. They are not at all solvable by the
means used in analytic investigation. For their part, they precisely rst give all
analytic investigation the sense it in principle has. Philosophy is neither ana-
lytic nor speculative. As exclusively analysis it ceases to be philosophy, as
exclusively speculation it ceases to be knowing [Wissen]. Philosophizing is
that thinking that, in the deep-felt grip of a basic question and in constant
17. Z-XXII 2324, emphasis Finks, expression in brackets mine. Right after these
lines Fink gives t t on? and What is truth? as examples of speculative problems.
18. Points and quoted material all drawn from Z-XXII 26, parenthetic comment Finks
own.
Language 459
tion. Indeed, questions really become speculative in the proper way only
when the speculative projection itself develops while guiding analytic work.
What counts, therefore, is the basicand unrelentinggrip upon our won-
der by which the question remains as a question, the grip, that is, of the
inescapable and insistent experiential engagement with that-which-is. Such
is the force of the questions Where am I? and How did I get into the
world?
These questions highlight the contrast between internal treatment in rela-
tion to external inquiry. Epistemology, the analysis of knowledge, for exam-
ple, works internally in the discussion of agreement between a proposition
and knowledge and between knowledge and reality, or in the discussion of
validity, proof, and verication, or, more generally, in any discussion of the
way a subject meets reality as an object. Treating all these matters presup-
poses the topos of the disclosure of being, and lodges within it. All these
investigations are thus internal, i.e., to the global situation they presuppose.
That topos itself, however, cannot be inquired into by the practices that de-
pend upon it. What is being posed as a question, then, is the consideration of
that topos as pursued not in the terms conditioned within the topos itself but
rather externally!
It is not possible, of course, to exit from this topos, this place wherein we are
there in being with beings. The idea of an actual stance taken upon the place of
all stances is utopic, and not actually attainable. What it is possible to do,
however, is to indicate that topos. Disclosure, then, is not at all some kind of
denitive name for this topos, it is in fact nothing but a metaphor; yet it is a
metaphor in which we must recognize a special and fundamental point. It is
offered as grounded in the basic experience of our being in the world among
beings and in some way knowing them, but it works by way of integrally
interlocking the question What is truth? with the question What is being?;
it is not the disclosure, before ones evidentiary eyes, of a fully manifest ob-
jective domain but rather the notication of a problem ensemble, yet a
problem ensemble of a kind that cannot be dealt with within the framework
of adequacy-seeking intuitional investigative evidencing.
With speculative matters such as the one broached in this chapter, the ques-
tion is not the delineation of a gap that can be lled in by the answer as a
manifest recognitional giving in presentness; the answer rather is seen as
maintaining the gap. That is, the question is a continual questioning. The
question is not replaced by a fully positive knowing but rather continues as a
knowing that one doesnt know. This not knowing of ones knowing only
mounts higher with answers, i.e., with scientic determinationsi.e., with
continuing internal work, continuing analyses, such as were Husserls ex-
traordinary accomplishment. Fink continues: The knowing [Wissen] that
philosophy has is not emptied of value by the thesis of the unresting question,
but rather dened by it: it is not a knowing about something that is missing,
that is still outstanding, but is instead a knowing about the known, only in
such a way that the knowing of the known is driven into deeper knowing.
Now one will expect that what lies just beyond range here, in the deeper
knowing, is the whole idea of the meontic as dealt with in the previous
chapter. But the way Fink rounds off the tutorial session from which this
point is taken indicates how this move in a further dimension is carried out,
namely, in a mode that, while subject to radical methodological (meontic)
constraint, nevertheless also draws out and articulates in a positive way the
meaning of analytic results in their overarching unifying signicance.
As a projection of the philosophic effort needed here in Husserls phenome-
nological program where the extraordinary wealth of analytical details has to
be integrated in terms of comprehensive, coherence-effecting conceptions,
Fink mentions the ideas to which self-critical reection on the aporetic re-
calcitrance lying in the analysis of temporality and life had led him, as has been
laid out here in earlier chapters. If phenomenological-philosophic reection
is a movement of living spirit, then it has the same absence of a denable,
directly accessible whither as does ultimate life itself. Radical reection
is not drawn onward by a goal but urged forward by a living dynamic that
is manifest and actual in many dimensions: as drive and need, as historical
development, and as enthusiasm. But enthusiasm here, rather than
meaning the familiar ardent interest one feels in some exciting prospect or
engagement, with the consequent heightening of energy and dedication in the
midst of everyday affairs, takes on a more radical sense. The essence of the
32. Z-XXII 45, Finks emphasis. The notes in Finks folders from 1937 on through the
last year of Husserls life, 1938, to 1940 increasingly pursue this theme of enthusiasm.
Most such notes, all pertaining to the lecture On the Essence of Enthusiasm, are found
in Z-XXX.
33. Z-XXII 1 from September 14, 1936.
34. Z-XXII 45.
35. After being presented a second time in 1946 at Salem Abbey just north of Lake
Constance, the lecture was published as Vom Wesen des Enthusiasmus (Essen: Verlag Dr.
Hans V. Chamier, 1947). The quotations here are from pp. 25 and 26, respectively.
36. Z-XXV 113a, EFM 4. On ekbasiw, see 7.3.3.5, footnote 284.
Language 463
the essence of play, writes Fink in telegraphic style. And in thus conceiving
the mode of existence of philosophy to be enthusiasm, Fink points out a
difference from Heidegger, despite the clear similarities on this matter of the
fundamental constitutive cast of human being in the midst of beings. What is
curious about Heideggers now classic assertion of anxiety as the philosoph-
ically fundamental experience is that anxiety is contactless. In striking con-
trast Fink nds that enthusiasm, like play very different from anxiety, is a way
of being right there with maximal being. This brings us to the term that
comes to be for Fink the quintessential formula for the meaning of enthusiasm
in philosophic thinking, naming what is involved in interpreting the internal
analysis of language in integrative external treatment: the ontological
experience.
analytic works one has to examine the presuppositional schemas in which the
relationship of ens and verum is already set in the analyses of language pur-
sued in various alternative philosophies. As speculative projections guiding
analyses, such schemas orient the analysis into quite different descriptive re-
sults. Specically, Fink names two positions to begin with: (a) idealistic theo-
ries of knowledge, especially that of Neo-Kantianism, and (b) the ontologists,
Nicolai Hartmann for one, and, rather differently, the followers of Heideg-
ger. The lesson Fink draws from the treatment of these tendencies is that the
conict between them indicates the nature of the problem. And the problem is
this: how to determine the status and kind of being to ascribe both to the
process of knowing and to the knowing subject as such, without either (a)
equating being with the being-character of things, or (b) determining the char-
acter of being from the status being has in being known. At the same time, a
third option is offered from another direction that Fink has to consider, the
viewpoint that one can tie in with the work of Charles Morris, not so much
Morriss own view but rather one that he was familiar with through his rela-
tions with the Vienna Circle and that he tried to modify in a pragmatistic
fashion. Fink terms it correlativism, citing positivism in its many forms
as an example of it. Correlativism here consists in the attempt to avoid any
explicit thesis on the ontological status of knowledge, and to restrict itself
specically to the internal analysis of cognition. But, all the same, any such
analytic cannot be free of a concept of being. Even if it rejects both the active
idealistic conception of knowing and the receptive ontological version,
still, Fink argues, it fails to recognize that the question of being is a problem,
even while implicitly lodging the act and process of knowing squarely within
being.
What Fink gains from all this, now, is conrmation of the necessity of
making the distinction between the internal/analytic and the external/specu-
lative dimensions in the problem of knowledge, sharpening the fundamental
difference between the two. From epistemological idealism one sees that the
being of knowledge cannot be conceptually grasped using as a clue that which
is given in being through knowledge. From critical study of the ontologists,
on the other hand, one realizes that being a thing does not simply reduce
to being an object, and that the bond between knowledge and being cannot
49. Z-XXII 5557. A contrasting of positions analogous to this is the treatment in 3.1.
See also 6.2.26.2.3.
50. See Z-XXII 5758, for the full detailing.
51. See appendix.
52. Z-XXII 5961.
466 Language
53. The points in this paragraph are all from Z-XXII 6162.
54. Z-XXVII 63b (EFM 4). The term abbreviations [Abbreviaturen], i.e., of the
ndings of analysis, as here, though rst occurring in Z-V VI/6a, is repeated in reections
on speculative conceptuality in Finks later notebooks; cf. Z-XXIX 308b, and Z-XXX
54b (both EFM 4), as well as Z-XXII II/11b (EFM 3). Fink also uses the term for
conceptions that are taken in forgetfulness of their groundedness in analytic ndings, in a
counter-phenomenological sense; cf. Z-XXVII A/9a, Z-XXX 55a, and Husserl-Kritik,
#16 and #42 (all three EFM 4).
55. Z-XXVII A/II/14 and Z-XXIX 198b (both EFM 4). See appendix.
56. The session for January 26, 1937 (Z-XXII 5664), is the last one for which full
notes are worked out. From then on (January 30 through March 5) there are only brief
topical listings given on a few sheets slipped in at the end of the main booklet of notes.
57. Z-XXII D/1a and /2b. See appendix.
Language 467
the nal ten sessions of the tutorial. What this suggests is that the renewal of the
analysis of language has to do more than simply repeat Husserls standard
phenomenology of intentional life; it must thoroughly rework it. Thus, in
particular, internal analysis has to be reworked as essentially open to what
cannot be encompassed or dealt with in terms of constative, descriptive ana-
lytic procedures, oriented as they are toward evident intuitional presentation.
Conversely, speculative explication of the results of analytic procedures must
draw its explicative sense from their evident intuitional presentation. Thus,
just as the question of language requires the regressive move from the analytic
of the sign, internal analysis, to the dimension of disclosure, viz., the dimension
of the originative co-implication of ens and verum, i.e., speculative thinking,
so the analysis of object-perception opens up regressively to the dimension of
wakefulness to the world and to the horizonality of the world as not reducible
to potential object-presentation. So, too, the analysis of temporality leads
regressively past tripartitely structured presentness to de-presencing.
More generally put, then, intentionality as such has to be taken beyond the
partitioning into an immanent knowing and a transcendent known, to
draw a point from a folder earlier than the Ott tutorial. Constitutively antece-
dent to that partitioning is the unity of the recognitional relatedness of the
subject to the object, i.e., of the recognition of something-that-is [eines
Seienden], namely, recognition constitutively grounded in ontological ex-
perience. When, then, a few years earlier and in keeping with the program-
matic declarations that end Husserls Formal and Transcendental Logic, Fink
writes, A new grounding of logic has to begin with a highly rened analysis of
the relation of subject and object, we can see in the Ott tutorial what this
entails for recasting the whole treatment of logic and language. The scale is
enormous, reaching from the most comprehensive dimensions of awareness,
world-openness, to the most specic concretization of meaning in the spo-
ken word, and necessitating an integration where hitherto there has been
dichotomy, e.g., between corporeality and mentality and between transcen-
dence and immanence. In the tutorial Fink is far from actually achieving all
this, but he reworks and prepares the ground for approaching it. He identies
the specic openings to it, the specic directions of requestioning that call for
it in the interplay of analytic scrutiny in positive phenomenology coupled with
58. Z-XI 43a, emphasis Finks (from 1932 or 1933; EFM 2). See also Z-XI 45ab,
EFM 2.
59. This is the way point 5 in the list of Theses on the Problem of Logic in Z-XI 44a
begins. The rest of point 5 is represented in what follows here.
468 Language
8.3. Ideality
The detailing of further points in the methodological and speculation-
and-critique driven reexamination of logic and language, much of which,
though not all, is brought together in the Ott tutorial, can be found inter-
spersed throughout the notes both before and after Z-XXII. But while this
task is being indicated here only in general terms, one issue in particular merits
specic mention, namely, the question of the nature and status of ideality.
Husserls rm insistence on the pivotal importance of ideality, one of the
true constants in his phenomenology, is as regular as is the deferring of serious
investigative reconsideration of it on the level of his more mature phenomeno-
logical achievements. Moreover, it marks the habitual tendency on Husserls
part to hold too long and fast to the philosophy of reection schema that both
formalizes being and levels it down to object-being. As a consequence, when
sense is looked at in linguistic expression, it tends to be considered primarily as
transposed to this logical register, namely, as having transindividual autonomy
and xed givennessideality and identityas well as objectness; but featur-
ing linguistic sense this way, appropriate as it may be to taking language as an
eidetically coherent region, obscures the fact that sense is an order of quite
heterogeneous phenomena.
When, then, sense gets reconsidered in its many kinds, this being one of the
main points Fink prepares for his discussions with Charles Morris, it is by
interlocking internal analysis focused on sense with external (speculative) rec-
ognition of the inadequacy of the concept of logic-regulated identity for guid-
ing the investigation of linguistic sense that the full richness of sense has to be
approached. Yet, one must not think that, beyond simply occasioning repe-
tition of the considerations given in the previous section, this would leave
nothing new to be said specically about ideality.
The two key concepts that gure in Husserls analysis of expression and
meaning in the Logical Investigations, ideality and identity, are not without
60. See, e.g., FTL, 2, where ideality is both afrmed as central and left out of further
investigation.
61. OH-VIII 9 (EFM 3).
62. See OH-VIII 911. The brief notes in booklet OH-VIII all refer to the meeting Fink
had with Morris in autumn 1934 (see footnote 6 above in the appendix).
63. OH-VIII 12.
Language 469
their validity by far, in keeping with Husserls aim to provide a defense and
explication of the structure and conditions of rational science, while asserting
the latters intrinsic relationship to subjectivity. But it is no surprise that this
validity and relevance is tied to the way one has to recognize the correlativistic
character of that framing. Finks telegraphic note style makes the point: Self-
sufciency of the ideal = property of being-an-object. The exhibition of a
special intention directed to generality serves as counter-argument against
psychologism. Of course this is, once again, a feature appropriate for phe-
nomenologys starting point, but that only means that as the program ad-
vances critical reconsideration of it has to be given to it.
When, therefore, language in its full variety of kinds and functions is looked
into, sense as linguistic meaning (expression) is seen to be understandable
only if one goes back to the essence of language which means to refer
back to the question of the involvement of experience in being, the question of
lgow and onand the nal issue raised in a list of matters Fink had sketched
out to take up with Morris.
In keeping, then, with this recasting of the guiding orientation for explicat-
ing language, Fink has to conclude: Husserls theory of the transport beyond
time of ideal sense and his method of exhibiting identical sense in multiple
realizations is misleading: it is not identity in repetitions that is the essential
thing about sense. Sense is not like universal and instance. That is, while the
identity of sense so intrinsically typical of the ideal is an abstract identity,
one has to keep in mind how it differs from ontic identity. Moreover, while
interlinked, ideality and identity must not be confused.
Take ideality: If the ideal is pure formi.e., the meantness [Gemeint-
heit] that can itself become an object it must also be understood that
this ideality is empty. It has to do only with the empty forms for signica-
tions, with empty formal signication-structures and not with what is the
vital soul of a word or a proposition, even if one would characterize this latter
as identical-ideal signication. If, then, the ideality that natural-language
meaning has is to be distinguished from the ideality of logical objectness, then
the action to which the ideality of this linguistic meaning corresponds may
well not be quite that which is said to function for logical objectness. Thus
Fink nds that the identical-ideal status of signication, standardly repre-
sented in Husserls treatment of language as resulting from the operation
of repetition, has to be seen as not actually formed by repetition; rather, it
only becomes accessible by repetition. Repetition thus only has pedagogic
value. The identity of the signication does not in itself relate to these
repetitions but is itself the condition for the possibility of repetition.
What is behind these assertions is Finks shift of the higher-level guiding
conceptual schema for fundamental transcendental constitution from object-
intentional acts to the process of temporalization. It is the latter that in the end
has to be credited with constitutively giving a thematic something its structure
and identity, which act-intentional efforta subjects object-aiming intentive
glance or regardonly serves to set the specic focus and x the mode of
orientatione.g., doubt, belief, and so on. (See 5.2.2.1.) A subjects repeti-
tious I can indeed corresponds to the identity in question, but the actual
efcacity for this identity lies not in the subjects performing of an I can in its
aiming glance but in the power of continuous temporalizing within which the
I can itself operates.
Ideality, however, does not amount merely to identity, though identity is
indeed a principle feature of the ideal; and for Husserl the same action that
constitutes identity constitutes ideality as well. While we shall return to ide-
ality, at the moment the issue is that the identity of empty logical objectness
just does not dene what the identity of sense-content might mean, once it is
realized that the constancy that some material content is supposed to possess
has to be accounted for materially in the structuring action of temporalization.
And taking up this point leads, in turn, to guring out in what way meaning is
or is not ideal. Unfortunately, Finks research on this whole matter is nowhere
brought together in a comprehensive statement, either in his notes or in his
nished written essays. Yet even when pieced together out of his many scat-
tered notes, it is a far larger topic than can be fully explored here, including
among other things the whole matter of the distinction between sensuous and
categorial intuition. Some summary indication, however, is needed and worth
attempting.
To begin with, Fink emphasizes that identity does not ipso facto indicate
ideality; identity has a different character depending upon the region of being
in which something displays unity and sameness. Kant, for example, showed
71. Z-XV 17ab. This is a point that Fink returns to repeatedly over the years, for
example, in a conversation with Landgrebe in 1935, Z-XIX II/2a, dated March 19, 1935,
point #2 (EFM 3).
Language 471
the specic identity and unity of real natural being as identity in change, its
identity lying precisely within alteration, a structural condition taken to fur-
ther detail in Husserls analyses. In contrast to this real identity of natural
beings there is the identity of an ideal sense-construct, a judgment, for
instance. There can be several utterings of the same judgment, but that does
not multiply the sense-construct itself; it only multiplies the statings of that
sense-construct, the judgment. In other words, one has to distinguish be-
tween the identity of a substance that holds through ontic alteration and the
identity of sense that stands constant in repetitions.
The reason for this difference is that what is identical in repetitions is not a
being. What the repetition repeats is the same relational determinacy, the same
intentional relating to the something in question, determining its individual
concrete occurrence in appearing at a specic point in time and place. Ac-
cordingly, the two cases of identity, that of the ideal and that of the real, both
gure into the temporal processes as constitutive result, but they do so dif-
ferently. The sameness that holds through multiple repetitions of the ideal is
not subject to the change or phasing variation that intratemporal occurrence
structures into all real, sensuously perceived phenomena. That time-less-ness
of the ideal is an ever-time-ness might seem to suggest extratemporality, but
it actually is omnitemporality. Having no phase-variant structuring, the
ideal is not individualized by time, Fink writes. But, again, while this may
seem to make the kind of temporality possessed by the ideal object describable
as omnitemporality (or even timelessness), what this indicates is the need
to shift the problem of the ideal out of the kind of intratemporal setting in
which ideal objects are usually considered because of the supposed perfect
analogy to perceptually experienced objects. That is, what if idealities are
no longer considered in the manner of intratemporal objects but rather, in
analogy to Kants taking the schematization of objects of experience as their
synthetic determination in time, by seeing the omnitemporality of ideality
as indicating its place among conditions for the possibility of experience,
namely, as one of the constitutive moments of time itself. Accordingly, the
77. Z-IV 114b, my emphasis. Fink does not give a specic reference, but see KrV
A144/B184A145/B185.
78. See Z-IV 53b54a, notes on the Connection between the Eidetic and Transcen-
dental Reductions. Cf. also treatment of the special temporal character of ideality in 64
of EJ (EU), which Landgrebe was still working on at the time these notes of Finks were
written. Cf. also CMe, p. 127 (Hua I, pp. 15556).
79. Z-I 127a (EFM 1). The series of notes following this one continues the inquiry,
considering the de-presencing involved in possibility that would be different from that
which yields the triple dimensionality of the actual, viz., present, future, past.
Language 473
fundament-level possibility underlying the usual genera that offer the terms
with which it is designated. The analytic of imagination and neutrality is a
more specic one in the general analytic of possibility, Fink writes. The
phenomenology of possibility is the more universal title. The analytic study
of this larger genus would take up not possibility as the modality of proto-
doxic positing (such as gures so prominently in Husserls treatment of fan-
tasy and imagination) as, e.g., when an evening stroller would say, Well, it
might be a robber and not just a tree!but rather the kind of possibility that,
not oriented within the standard trinity (often to the future), is completely free
temporally, the possibility of fantasy that has the temporal horizon of om-
nitemporality. Rather than being some particular item actually occurring
within the temporal conditions of appearing, that is, in the normal temporal
action in which de-presencing functions to constitute selfsameness for the
temporally ever-changing in the now of intentional aim, the purely pos-
sible of fantasy is not related to a true de-presencing, that is, to the de-
presencing structuring temporal appearance in actuality. Possibility thus
stands in distinction from actuality, but is not its opposite. That is, Finks
inquiry into possibility as a dimension of its own means that one must keep
distinct two senses of opposition in the contrasting of the real with the
ideal. The real and ideal are opposed not because they are contradictory in a
common frame of determination but because the frame of constitution for the
one is not that of the other; they are thus simply contraries. In a way reminis-
cent of Leibniz (to whom, however, Fink does not make allusion in this regard)
the possibility of pure fantasy is conceived here as a sum-total of possibili-
ties as itself only a possible ensemble, and the correlate of transcendental
subjectivity in its totality.
The possible is to relate the actual, then, not as a function of the actual but
as another dimension concurrent with the actual in the working of the one all-
embracing system of temporalizing proto-process. Yet these two dimen-
sions are not separate, they interlace in many ways. One can therefore say that
there exists only one world actually, but that this one world is structured also
by sheer possibility, i.e., that some actions in this one actual world function
precisely in terms of the dimension specically of pure possibility, and some in
terms of both, but Fink does not show exactly how this is to be explicated.
One problem in this regard is that of piecing out how constitution and
human being both coincide and get distinguished, i.e., the problem of fantasy
(or imagination) in human experience, and the fantasy of possibility as such.
What is at issue here is not fantasy-objects in all their kinds or human acts
of fantasizing but rather the fundamental constitutive temporalizing that
grounds the fantasy element for any such objects and acts, and that therefore
converges with the grounding of the ideality element for objects that are ideal
and for the acts that intend them.
The linkage to the ideal and the eidetic is not accidental, for it helps to
indicate for fantasy the temporal uniqueness of the special all-encompassing
dimension of possibility that Fink has named and is trying to clarify. The
essence of fantasy simply cannot be claried without going into the problem of
the a priori; of decisive importance is the temporality of fantasy: the basic
character of fantasized time is already-come-to-be-ness [Gewesenheit]. Omni-
temporality is only comprehensible as a constitutive moment of temporality,
constitutive moments always already are. (Already-come-to-be-ness is not
pastness [Vergangenheit]). Fink is trying out already-come-to-be-ness as
a way of indicating the distinctness of the temporality of fantasy in contrast to
that of the normal three dimensions of actuality. Already-come-to-be-ness
means, in other words, that the dimension of temporality proper to fantasy is
already there as a dimension of the world in equal primordiality with, and
distinct from, the dimensions of temporality proper to actuality, in particular
the dimension of pastness with which fantasy-temporality might be con-
fused if it is asserted to be already in place. In other words, the already-come-
to-be-ness of the temporality of fantasy means that possibility is constitutively
a priori.
The main issues of the problem of possibility, fantasy, and ideality are thus
laid out: (1) the specic, distinctive temporal structure of possibility and fan-
tasy; (2) the way the ideal, and especially the eidos, is constituted (by tem-
poralization), and then intuited (in intentional acts involving some kind of
sensuous presentation either perceptual or imaginative); and (3) the way
possibility and fantasy concretely gure into the actions and experiences of
human being in the world all of which leads inevitably to the question of
how transcendental constituting subjectivity ultimately has to be explicated. It
must be admitted that the investigative solution to this problem complex is
not fully clear, at least not in the notes and writings of Finks that we have.
Whether more was given in his lost book on time will never be known. Yet
what emerges from what we have seen is that Fink envisaged the basic con-
stitutive factor grounding the moment of alteration-free selfsameness in the
intending of both fantasy and eidos to be possibility as a dimensioning
moment of the swing of time, of temporality in its deploying of the dimen-
sions that structure the world as the theater of being. And with this we return
to the overall theme of this chapter; for the line of explication for the moment
of alteration-free selfsameness in ideality that we have just been following is
the approach that in critically renewed reconsideration can be taken as well
with regard to question of the sense and signication of language.
In this we recognize another case of the way phenomenologically specic
speculation reorients the analytic so as to allow the sense of the details of
concrete investigation to be drawn out in such a way as to integrate these
details in the full complex and capacity of phenomenologys program. Out of
the self-critique-driven shift in the higher schematic matrixe.g., from the
philosophy of reection subject-object schema to that of operative temporal-
ization as the constitutive dynamic of horizonal originationthe ideality that,
while at rst the province of logical validity, now becomes the core of linguistic
meaning gets interpreted quite differently. Accordingly, the true meaningful-
ness of language is not ultimately cast in terms of consummately effective
intentional aim reaching thematic object-being. Any truth and validity that
92. See Elisabeth Strker, Husserls Evidenzprinzip: Sinn und Grenzen einer meth-
odischen Norm der Phnomenologie als Wissenschaft, Zeitschrift fr philosophische
Forschung, 32 (1978), 330. English translation by Robert Pettit, Husserls Principle of
Evidenz: The Signicance and Limitations of a Methodological Norm of Phenomenol-
ogy as a Science, in Contemporary German Philosophy, ed. by Darrel E. Christensen
and others (University Park and London: Pennsylvania University Press, 1982), vol. 1,
pp. 111138.
93. See Z-I 13031, entitled The Problem of Fantasy.
94. See reference to Finks lost Time-Book in 5.3.1.
95. See Z-XV 79a (EFM 2). See also 5.1.1.4 and 5.1.2.3.2.
476 Language
96. The fuller conception of in-the-world-situatedness comprises what Fink calls the
In-Stances. See 5.1.1.2 and in 7.2.1 and 7.2.3. For wakefulness, see 4.4.2 and 5.1.2.3.3.
97. E.g., Z-IV 76a, Z-VI XVI/3b, Z-IX IX/2ab, OH I 28, and OH-VII 36.
Language 477
scendental reection. The approach Fink adopts for that purpose is to take up
the classic idea of an analogia entis and apply it to the distinction between
mundane and transcendental being, so that the way phenomenological reec-
tion would relate to transcendental processes is analogous to the way other
reection would be related to existent processes in the world. But, Fink
points out, all natural language originates and is structured to apply within the
natural attitude, i.e., to be an expressive capacity for conceptualizing things in
being in the realm of the constituted, whereas the processes of constituting
action that phenomenological reection is trying to reach are not processes in
being but precisely have the character of pre-being. If, then, language is
used to express pre-being, that is, to deal with that which is not-existent in
the sense of worldly existence, it is being used beyond what it is equipped
to express and refer to. More precisely, in this peculiar transcendental analo-
gization language functions in a way likened to its natural language uses
because it really is applying to and serving the ontication that transcen-
dental reection imposes upon pre-being in order to deal with it as a theme of
explication.
Husserl is well aware of the problem Fink raises here, as his comments to
Finks text show regarding an essence-imposed doubleness of meaning.
Indeed, in Husserls own published writings he repeatedly makes the point
about the doubleness of the sense of phenomenological descriptions as
psychological and as transcendental; but while it is a doubleness of mean-
ing for Husserl, Fink nds it has to be recognized rather as a transformation
of natural meaning into its transcendental sense. This is no mere preferen-
tial nicety in mere terminology; it bespeaks the problem of the specic method-
ological character of the transcendental-mundane duality of semantic value.
Husserl is inclined to think of the transcendental as retaining the positive
content of intentional psychology, but now given new status as transcenden-
tal, e.g., as noetic constitutive agency. Finks opting for transformation,
however, cuts more deeply. His choice of wording has two aspects to it: it
emphasizes the starkness of the opposition that the dimension of proposed
new meaning raises against the meanings native to the expressions that have to
be used, and it raises the issue of the unsettling kind of positive intelligibility
that meaning possesses in this context. It is not a simple correction of content
in ones understanding that allows the shift to the transcendental; instead, the
intended transcendental meaning registers a protest, a constant rebel-
lion, against the natural sense in the very expressions that articulate the
transcendental meaning. Husserl would like to allow a genuine doubleness
of meaning, and the genuine evidential intuiting that for Husserl would
allow genuine positive grasp of the transcendental structure in question. But
Fink offers no attenuation of the constant rebellion of the effort to express
the transcendental in natural words and sentences. Thus all transcen-
dental explications have a special inadequacy, he writes, all concepts and
sentences in one way or another fall short and in a particular sense fail before
the demand that is, it seems, placed upon every predication (but especially the
scientic). Moreover, despite the effort to remove natural associations
as much as possible, still one can never succeed in abolishing the divergence
of signifying that is present in every transcendental sentence between the natu-
ral sense of words and the transcendental sense that is indicated in them.
Against Husserls effort to allow and fortify positivity, Fink sees the need to
acknowledge a deep radicality in the problem, but one that in the Sixth
Meditation is not given full expression. Fink explains he just is not able in this
draft essay to carry out the extensive preparation needed to clarify the
issue.
But his notes do not have to be so cautious, not being intended for anyone
but himself, and certainly not for readers without familiarity with the full
panoply of relevant distinctions and considerations. That panoply is what we
have in the note folders he has left behind. Much of what they offer relating to
the present point has been covered in chapters 5 through 7, leading up to the
way the transcendental concepts in question have to be protesting concepts
because in the meontic logic of failure (see 7.1.1) they are un-nihilation
concepts (this latter a point to be picked up in a moment). One cannot simply
and straightforwardly speak of transcendental subjectivity as something de-
nite and determinate as either pregiven before the reduction or produced
after it, simply because transcendental subjectivity in its proper role simply
is not, in any genuine sense of the word is. The result is that any attempt to
speak of it is like trying to talk about nothing as if it were something. The
whole phenomenological discussion of the transcendental, therefore, is an
ontication with a bad conscience; it can only talk about the transcendental if
it rst onties it into thematizable determinacy, and then, in reective crit-
ical realization of that very fact, only in constant protest against its own
procedure. And this whole critique-discussion of analogy reveals that, in
the absence of any possibility of an analogia entis, one should speak instead
of a analogia meontica.
If it is true that the disclosure of ultimate transcendental constituting power
and process cannot lie in phenomenological evidencing, then, while signitively
meaning words may indeed be intentionally fullled by intuitionally given
determinateness in being, this determinateness can, in rigorous methodologi-
cal critique, only be the seeming of the transcendental ultimate (see 6.4 and
7.2.1). There is an inner change that structures construed in their positive
transcendental sensee.g., the experience thinking, and every activity that
phenomenological reection sees to be transcendentally operativetake on
of themselves through the reduction, as Husserl explains it, whereas Fink
proposes a specic reduction of language, which, in carrying the reduction
of the Idea of being one step further, would show that the push to ultimate
origination places the action of scrutiny of the transcendental before noth-
ingness. For if the constitutive origination of the transcendentally con-
One must clearly not take all this as the license to unbridled ights of fancy;
it is a restrained Pathos that, given the framework of the analogia meon-
tica, restores speculation to a meaningful role within the economy of phe-
nomenological methodology, namely, as the method of the un-nihilating [or:
un-nothing-ing], the meontic productivity, of the Absolute; for here the
speculative statement deals with the Absolute precisely as meontic.
In this connection one cannot leave unmentioned Finks clear grasp of how
this task reassumes the step taken by German Idealism, but without becoming
thereby, like it, essentially speculative philosophy; for Fink practices spec-
ulation within phenomenological integration, as explained and as spoken of in
the previous chapter (see 7.1.1). More and more, then, as Fink moves into his
own thinking, developing speculation within the bounds of phenomenological
method becomes a prime task. For example, within what he would sketch out
as his own System of Philosophy the third and nal part names meontic
cosmogony as methodologically speculation. As we shall see, one can
with justice regard Finks later work, in the books that begin appearing after
1950, as carrying out this task. But that lies beyond the present work, and
here is where this chapter can be brought to a close.
One more topic, now, remains to be treated in order to complete the study
of the collaborative labors in phenomenology that preceded Husserls death in
1938, and that is the issue of the community within which language is spoken
and written, i.e., the question of intersubjectivity and the aspect this takes on
in fully bidimensional phenomenology, namely, as analytic and speculative
within meontic integration. We turn, then, to the nal expository chapter.
125. Z-XI 90a (EFM 2). On un-nihilating [Entnichtung] see 6.4 and the last portion
of 7.1.
126. Z-XI 39a.
127. Z-XIV V/3a (EFM 2). Parts 1 and 2 of this System would be cosmology as
demonstration and phenomenology of spirit as reduction. Cf. also Z-XI 10a (EFM
2). The conceptions involved here gure also into the treatment of construction in
7.2.3. The folders Z-XXV to Z-XXX (EFM 4) show this speculative focus in Finks
thinking.
128. See 10.3, and the titles given in the nal pages.
9
Philosophy is not a private matter, and its proper meaning, the meaning
by which true method is acquired, is that it can only be realized in the
partnership that joins philosophers in their work in a progress that is
endless. So also it is part of the duty of every philosopher to make this
partnership possible, and to be thus able in clear understanding to take
up the method therein acquired.
Husserl, manuscript Foreword to the Continuation of the Crisis,
spring 1937
1. BIng, p. 73 (Bw, p. 280). Husserl continues by pointing out that even in this a
really systematic presentation and the sketch of the wider problematicthe system of a
phenomenological metaphysics, is not thereby carried out.
2. HA K III 16, from February 1937, Hua VI, Beil. XIII, p. 439, drafted as a Fore-
word to the Continuation of the Crisis (p. 435).
482
Solitude and Community 483
The signal successes that Husserl experienced in the late winter and
spring of 1929 marked a high point in his life, the irony of which began to
show already in the summer that followed, to become soon afterwardas
chapter 1 recountedmore painful yet as the years proceeded, until his life
came to a close in 1938. Nevertheless, what began to unfold in February 1929
was a remarkable renewal and a consummate achievement for phenomenol-
ogy. In that month Husserl had given his Introduction to Phenomenological
Philosophy at the Sorbonne in the Amphithtre Descartes, the very hall
named after the father of French philosophy. The two-part address and the
reception his thinking received in Strasbourg during a stopover visit on his
way back to Freiburg led to his revising his Paris lectures into what we have
now as his Cartesian Meditations. But as chapter 1 indicated (1.2), no sooner
was that revision nished than Husserl was forced to recognize that his hand-
picked successor in the rst chair of philosophy in Freiburg, Martin Heideg-
ger, was not at all what he had expected. He now saw that there was little in
common between himself and the person with whom he once saw himself to
be cophilosophizing in close concord; and the newly nished work, his
Cartesian Meditations, now showed as the reections of a philosophic en-
terprise in which he was standing alone.
Yet not quite alone; for Husserl had come to recognize the force of the
young assistant at his side, Eugen Fink, and Fink was now entering more
and more into his philosophic regimen. The community of research Husserl
had thought he would realize with Heidegger was in fact forming with Fink.
Husserl would not after all have to try his ndings on the sole touchstone
of his own thought; and his Cartesian Meditations, most notorious for
its theoretical stance of solipsism, was now to be taken up into a communal,
collaborative effort that not only belied the apparent methodological isola-
tion enjoined in this text but also had as an aim the countering of that very
restriction.
Yet these meditations in the manner of Descartes, precisely by reective
withdrawal into monadic egoic solitude heightened and embraced, are meant
to lead to the mitigation and, indeed, the overcoming of that very isolation by
the discovery of the multiple of ones own monadic egoity in perfectly equiv-
alent Others. However, in the present-day understanding of human existence
as essentially milieu-bound in human association, especially in the develop-
ment years, we tend to disbelieve that the immanence of the absolute transcen-
dental ego, the solus ipse that the ego nds itself to be in its own reections, is
precisely the path to the transcendence of the Other. We tend to share
entirely the sentiment Husserl himself expresses in a marginal note here that
4. CM, p. 90 (42), translation made here more literal than Cairns does; see Hua I,
p. 243. Cf. Finks remark on the danger of the I in regard to a meontic philosophy
in Z-IX 39a, late 1930 (EFM 2).
5. See also BIng, p. 78 (Bw III, p. 285), in Husserls letter from June 11, 1932which
is just before Finks undertaking his second set of revision texts. Husserl mentions the
revisions in his letters to Ingarden from December 2, 1929 (two on this date), March 19,
1930, February 16 and April 4, 1931 (and Malvines letter of May 14, 1931), and from
February 10, 1932 (all in BIng as well as Bw III). On this whole revision process see CM6,
pp. xxxii.
6. See Kerns sketching of some of the manuscripts Husserl produced from 1930 on,
Hua XV, pp. xlivlxx. Other manuscripts from the same period currently being edited at
Louvain are, e.g., late manuscripts on the reduction, and those from the C-group on
temporality.
Solitude and Community 485
be able to appreciate the thematic and methodological contours of the full phe-
nomenological system as Husserl and Fink had once hoped to present it.
It has to be remembered that the revision of the Cartesian Meditations came
to yield to Husserls alternative idea of composing an entirely new systematic
work, and that, in the end, both projects were displaced by his turning to the
Crisis-writings (see 1.4). But this does not diminish in the least what the
attempt to revise the Cartesian Meditations accomplished. The texts in the two
volumes of VI. Cartesianische Meditation show what beginning again would
be like when done in full recognition of the transformation that self-critical
recasting and systematic integration required. That is, following the explicit
determination of systematic demands, which is what the Layout of 1930
summarizes, Fink sought to show how in anticipation of the inclusion of a
specic Transcendental Theory of Method (as a Sixth Meditation) and via
the reorientations that rigorously applied reduction-led requestioning im-
posed, the ve already written Meditations of Husserls had to be in no small
part rewritten. Thus what Finks revision texts (in VI.CM/2) offer is a whole
set of ways by which the approaches to introducing phenomenology that
Husserl standardly followed have to be modied or replaced in order to enable
readers to comprehend the total revolution their reading was meant to convey.
Some of this we have already seen; but inasmuch as the direction of the
modications needed is, in Husserls sense of the way the Meditations pro-
gress, set by the outcome of the investigation of the issues in the Fifth Medita-
tion, it is by looking thereagain under the impact of principles gained by
self-critique, especially in a transcendental theory of methodthat we can
nd some rst determinative points for redoing the whole set. Moreover, hav-
ing come through the lessons of chapters 7 and 8, we can now see more clearly
how internal analysis and external speculation interplay integrally.
7. Again, see the project of the new systematic work described in 1.3. In the present
study, for the features of phenomenologys methodological system see in particular 2.3,
3.3.3, 3.4.2, 3.5, 4.1, 6.4, and chapter 7 throughout. Finks manuscript notes are given in
the four volumes of EFM.
8. See the end of 1.2 and the treatment in 1.3.
9. See 1.3, 2.3, 4.2, and 7.1.1.
10. See Husserls own anticipation of these exigencies in CMe (Hua I), 63 and 64.
11. See 2.6.2, 4.1, and 4.2.
486 Solitude and Community
carried through to the end; the drafts for it break off before carrying out a
transformed transcendental analysis of intersubjectivity. Husserl, on the
other hand, has a huge number of manuscripts that relate to the themes of this
Fifth Meditation, as exemplied by Husserliana XV. Lastly, Finks own re-
search notes offer points and ideas pertinent to the themes of the Fifth Medita-
tion, but in scattered and sketchy fashion rather than in integrated treatment.
For purposes of the present study we have to limit ourselves to those points
that dene the critique-directed interpretive perspective that was operative in
this revision. Now the fact that this perspective was formulated by Fink rather
than Husserl underscores its methodological thrust. Having worked so cen-
trally on critique-interpretive elements, Fink was obliged in principle to work
them into the Cartesian Meditations revisions; but doing this meant han-
dling them integratively as the speculative moment bound in mutual intrinsic
effect with analytic specics. Moreover, while, as one might expect, this will be
visible in Finks revision drafts, it can also be discerned in Husserls manuscript
studies; for if one studies the texts selected for Husserliana XV it is striking to
see orientations and conceptions typical of Finks own work in notes coming to
the fore in Husserls thinking precisely as elements now of his descriptive
reinvestigation of long-standing thematic phenomena, here intersubjectivity.
We have to take up, then, some of the transformative, reorienting elements that
emerge from a critical look at the results of the Fifth Meditation in the form it
had been given by Husserl in 1929 (which, again, is the text in Husserliana I).
12. According to Guy van Kerckhoven (unpublished Vorwort for VI.CM/1 and/2,
pp. xxiii and xxiv, note 3 to p. viii), Husserls wish to send his original 1929 version of
Cartesian Meditations to Alfred Schtz in Vienna for the purpose of producing several
copies is what occasioned Finks having to cut short his revision of the Fifth Medita-
tion. Fink then turned to producing the Sixth Meditation. See HChr, p. 413, entry for
July 7, 1932, and Bw IV, p. 485, in Husserls letter to Schtz, July 25, 1932. See also Guy
van Kerckhoven, Mundanisierung und Individuation bei E. Husserl und E. Fink: Die VI.
Cartesianische Meditation und ihr Einsatz (Wrzburg: Knigshausen and Neumann,
2003), pp. 2001.
13. See VI.CM/2, pp. 31821, for sketches for the portions remaining to be done.
14. The exception, however, is Z-XVI XXIII/1a23a, notes directly for Finks revi-
sions, which, while brief, are trenchant. For details see this subset in EFM 3.
15. By way of example see Hua XV, No. 23 (November 1931).
Solitude and Community 487
one, Text No. 13, thus providing the transition to the Fifth Meditation as
it would be itself modied. The Meditations that precede Meditation V,
Fink explains in Text No. 12, have conducted an analysis of egoic structures
that in principle form up (are constituted) within temporality. In particular,
the Fourth Meditation has been dealing with the passive genesis that gives
rise to habitualities, which are the concrete content of an egoic identity.
Temporality itself, however, the constituting factor antecedent to the struc-
tures that are being analyzed, is not taken up for analysis at all. It is only
indicated as the process-frame within which the forming up takes place that
results in what is the main focus in the Meditations, namely, structures of
subjective experience in the now, in the present. The analysis in the Medita-
tions, then, in its regression to a transcendental ego, has a limited compass; it
is but the rst stage of regressive inquiry which, eventually but not in these
Meditations, has to be followed by the explication of the constitutive gen-
esis of immanent time itself, of the form of its life.
It is the now-phase of the life of the transcendental ego, therefore, that is
being analyzed in the Cartesian Meditations, and this life in a now-phase is
regressively reached from a starting point, a lead, a clue, in the phenome-
non of human experience. Each of these, the terminus a quothe now-phase
of human experiential lifeand the terminus ad quemthe transcendental
egoic present-phasehas a pregiven context, a pregiven horizon, and there
is a strict parallel between the two horizons; for the whole validity of the
regressive move is grounded in the legitimacy of a constitutive structural
linkwhat Husserl represents as a parallelbetween these two pregiven con-
texts. In each case this pregiven and presupposed context/horizon is that of
temporality, human immanently experienced, temporally streaming conscious
life in the one case, transcendental originative temporalization in the other.
But in virtue of this absolutely fundamental feature the linkage, the parallel,
has limitations.
On the side of human immanent life the now-phase is not only set within the
pregiven horizon of temporality, it is also determined by pregiven conditions
of the reach or range of human immanent life, the limits within which its
totality is determined. Human immanent life is delimited by the coliving of
other humans and by a beginning and an end, by birth and death, that are
16. 40 and 41 are to be dropped, Fink explains (VI.CM/2, p. 242, note 381),
because their theme, the question of transcendental idealism, is to be taken up in the
Sixth Meditation.
17. VI.CM/2, pp. 23940.
18. VI.CM/2, p. 240.
488 Solitude and Community
man before even those features that have regularly been asserted to stand in
exact parallel can be properly interpreted. In keeping with this critical realiza-
tion, Finks Text No. 13 replaces the two sections Husserl had written to end
his Fourth Meditation (40 and 41), and adds substantial modications
(Text No. 14) to the Husserlian section that begins the Fifth Meditation
(42).
So one of the things the investigation into other-subjectivity does is to force
much more acutely recognition of the limits within which the rst stage inves-
tigation of the Cartesian Meditations is presented. For in introducing the
dimension of other-subjectivity, Meditation V proposes to open up the fuller
dimensions of transcendental life. But explication of the fuller dimensions of
being for transcendental life is pursued via explication of the fuller dimensions
of human experiential life, viz., via the explication of the way in which consti-
tution of my own human life involves the living human Other. Thus, in order
to make clear the character of transcendental lifei.e., the transcendental life
that will be mine and the OthersI must make clear the nature of the self-
constitution of a transcendental ego as a human being. Here is something else
that the Fifth Meditation does not set out to do and that is one of the central
issues in the methodological critique in the Sixth Meditation.
For example, the way in which the I and the Other are alike transcenden-
tallythat is, are each transcendentally an Iis asserted on the basis of the
way I and the Other are alike mundanelyi.e., are each an I perceiving itself
and the other as both humans; but just what really makes for this equivalence-
relationship? Are the Other and myself alike in being the human self-
apperceptive cladding taken on by true transcendental agency, or are we alike
in being each of us basically a true transcendental existence, from which
results the similarity of cladding in human form? Here is where the analy-
sis of empathy becomes important in disclosing the full scope of transcen-
dental life on the basis of leads in human intersubjectivity.
24. VI.CM/2, Texts Nos. 13 and 14, pp. 24243 and 24450. Husserl afrms this
structural parallel in CM 45.
25. See 7.3.3.2 for treatment of this matter.
26. See VI.CM/2, p. 243, Text No. 13.
490 Solitude and Community
27. On the sense of Einfhlung and the inadequacy of translating it by empathy, see
Marianne Sawicki, Body, Text, and Science: The Literacy of Investigative Practices and
the Phenomenoloy of Edith Stein, Phaenomenologica 144 (Dordrecht: Kluwer, 1997),
pp. 918; the richness of Sawickis study requires considerable inection in the concept,
e.g., as shown in chapter 3 of her book.
28. VI.CM/2, pp. 24748 (Finks emphasis), Text No. 14, for the beginning of the
Fifth Meditation.
29. VI.CM/2, p. 247, Text No. 14.
30. Ibid., emphasis Finks. Finks speaking here of a linkage in being, Seinszusam-
menhang, occurs prior to the methodological critique of all talk about being in regard to
the transcendental. This critique is what the Sixth Meditation provides, so that a return
to the beginning actually has to go not directly from the Fifth Meditation but through
the Sixth.
31. VI.CM/2, p. 249; see also p. 245.
Solitude and Community 491
dental if mine can be, because the two cannot be separated in this phenom-
enonthe question of the principle for the legitimacy of the parallel and
coinciding between the human mundane and the transcendental still stands
unresolved.
Besides this, however, and relevant to it, there is another serious issue. In the
case of either my egoity and empathy or those of another, or others, the
analysis lies restrictively and exclusively in the protomode of the experience
of someone else. The exposition lies only at the base-level problem of mo-
nadological intersubjectivity. There is a wide range of various kinds of
modications or inections of this protomode that indicates issues at
a higher level that have to be at least mentioned. To put it another way, there
is a lot more to the worldand to having a worldthan just perceiving
bodies and apperceiving immanent selves here and now; and this more must
also eventually be explicated in constitutive intentional analysis. So Fink be-
gins to sketch out this more in his text.
There is, rst of all, the way protomodal empathetic linkage to others is
methodologically restricted to the here-and-now present, secondly the way it
is abstractly or generically considered rather than concretely, and thirdly the
way it is considered under certain assumptions of the norm for the human.
scious action beyond the present, i.e., that we display perfect contempora-
neity. It is neither required nor the usual thing for others joined with me in
some present preoccupation to be all exactly the same age. It is normal that
our time-spans overlap variously: we are older and younger rather than per-
fectly contemporaneous. In a word, intersubjectivity has a historical character,
and history is intrinsic to intersubjectivity. But as soon as this is realized, the
question has to be raised whether or not the transformation of mundane
intersubjectivity to its transcendental counterpart includes this interweaving
of time-spans in a transcendental historicity, which would seem to imply
only a partial coincidence in the temporal duration of different transcendental
lives! These are all difcult open problems that we also deliberately leave
open, writes Fink; for one cannot just blithely speak of a transcendental
historicity without recognizing the seemingly facile duplication on the tran-
scendental level of specically in-the-world human characteristics. Here is
where the whole metaphoric concept of a transcendental community of
monads needs to be reconsidered, once we move past the preliminary stage of
entry represented by the Cartesian Meditations into the framing of it in
revision. (See 9.3.2 and 9.3.3.)
So far the limitation of protomodality has been considered exclusively in
regard to necessary modications to its sheer presentness; now, however, one
has to consider the issue-raising modication that pertains to the generic char-
acter with which both myself and the Other (or others) and my own and the
Others (others) experience of the world have been treated. The Other, for
example, is represented only formally or abstractly as an individual; the fac-
tors that make for genuine individualitybeyond the perfect equivalence of
pure multiples or duplicates of polar egoic functionare simply not con-
sidered. Those features of a personality that come across through linguistic
communication are one matter that would have to be considered. Then there
is the fact that I and an Other experience the world not as the world-in-general
but as familiar surroundings, as a home (in the sense of a common home area
and community, an abode, Heim). There are, thus, others who are familiars
and others who are strangers, and the sense of everyone, in speaking of an
object or the world as for everyone, rst applies to those who share this
home, rather than to a neutral, generic everyone. The objectivity of objects
and the world is thus at rst a relative objectivity, although even within this
one can discern perhaps an element of unconditioned objectivity in nature,
which could be recognized as the bearer of that which is relative to ones
home abode, and in this way as the one same universal underlying world-
structure that reaches through all different worlds. Finally, others are not
sexless others; there is always a dimension of differentiation in terms of fea-
tures that hold a generative reference, i.e., fathers, mothers, children, siblings,
relatives, nonrelatives. Co-humanity is not a collective we but a we in
generative relations, Fink writes. That is, the temporal life within which the
Other is empathetically discerned is a temporal life not bereft of generative
process, and this is part of the whole phenomenon of historicity. One should
also at least mention in this connection bodiliness and instinctuality!
So how does this all t into a transcendental monadology? It is a matter
here of only indicating the problems that remain open, remarks Fink, for we
havent even completed the intentional analysis of the simpler sort yet.
Finally, there is the kind of modication that pertains to the abstractly
conceived norm of intelligence and capability assumed for both the I and the
Other. Here Fink does no more than give a brief sketch; there is no draft
working out the points. The blind, the deaf, the mentally ill, the animal
(normal abnormality!) are mentioned in this sketch, but only the merest hints
of the issues are given, again, as always, in relation to the question of the
content and legitimacy of the transformation of the human into the transcen-
dental by the reduction. All these modications, Fink points out, are not
merely supplementary matters; they do not just add on to the protomodal and
leave it as it is. For one thing, one cannot even recognize that the Cartesian
Meditations have been conducted within the constraints of protomodality
until those matters that lie beyond it are disclosed in at least an indicative way.
But more than that, these modicational features affect the sense we nd in the
protomodal itself. Not only does the modication present a reference to the
protomode, but the protomode itself receives from the intentional modica-
tion a layer of sense that radiates back [to it]. In other words, the crucial
question is the extent to which these other structural features of egoic life and
experience both in myself and in others, and in all of us in community, affect
the ready transferability of those main descriptive structures that in the Car-
tesian Meditations (in their familiar form in Husserliana I) are explicitly
asserted for a transcendental subjectivity and intersubjectivity that stand in
perfect parallel to the human and mundane.
substantive layer loaded onto an existent base as that of a ray of illuminating light
showing new colors and contrasts in an already known surface. The operative phrase is
eine rckstrahlende Sinnesauage.
48. N-EF brings together texts also available in EFM 12, but not included in that
article are the short revision notes directly keyed to the Meditations in Z-XVI XXIII/
1a23a, EFM 3. One should also look at sections 2 C, D, and E in Finks 1930 Layout
for the System of Phenomenological Philosophy (in VI.CM/2, p. 7), which refer to and
cover the critical points for Meditation V.
496 Solitude and Community
53. VI.CM/2, p. 151. Fink writes his where I have put [my], in that he is speaking
of what Descartes discloses for himself. But in the sentence following Fink shifts to
speaking of my experience (my emphasis).
54. See VI.CM/2, p. 170.
55. VI.CM/2, p. 181.
56. VI.CM/2, p. 183.
498 Solitude and Community
both Husserl and Heidegger within the general move of regressive analysis by
which structural elements need to be explicated constitutivelythat is, in
terms of transcendental originationby reference to something about human
existence that is genuinely antecedent to human being, even if human being is
ontologically designated as Dasein in Heideggers sense. This takes us back,
then, to the point that the explication of temporality has to include the way
temporality shows as In-Stanciality; for In-Stanciality is the structure which
regressive analysis takes as the clue in human phenomena in order to disclose
transcendental conditionshere, the integration of transcendental constitu-
tive action across individuality, i.e., transcendental intersubjectivity.
early 1930s), and, again, from notes on revising the Cartesian Meditations, Z-XVI
XXIII/10ab.
63. On these see 2.6.2.6, 2.6.2.8, and 4.4.1 to 4.4.3.
64. Again, Z-IV 87b88a, quoted in 9.2.1.
500 Solitude and Community
phenomenological investigation itselfin that they are conditions for the very
life and action of consciousnessthen, because of the unique cross-boundary
status of the In-Stancial in phenomenological investigation, In-Stancial deter-
minations can only be made manifest in a regressive move that works its
description by retro-application. That is, ultimately the clarication of In-
Stancial determinations can only be articulated speculative-meontically (see
5.1.1.2, 6.3.6, and 6.4). Adequate cognition is only possible for the intra-
horizonal (only for objects), and in no way for horizons (In-Stances), Fink
writes. One cannot go in full, direct adequacy to these determinationsin
their being constitutively both (a) conditioned by the horizonally multidimen-
sionally productive action of proto-temporality, and (b) the very actuality of
that horizonal action in the particular instance of a concrete experiential en-
gagement with appearing phenomena in the world on the part of an actual
experiential being also intrinsically in-the-worldbecause the restricted focus
of the protomodal only allows explicit thematic givenness, viz., that of an
object in presence. And yet, this restricted focus is what the investigation must
start with, even if, once on its way, the investigation has to resituate that
starting point protomodality within the structures that are constitutively ante-
cedent to that protomodality, and that cannot be disclosed determinately ex-
cept indirectly, mediately, regressively through them. In short, the Cartesian
Meditations could not be written except as having to be rethought, rewritten,
and reread.
Tentative and scattered as they are, then, these indications of Finks for
positively determining the In-Stances are nonetheless needed and helpful, as
summarizable in the following way:
These points can be brought into focus more sharply when the critical
characterization is made of the limitations imposed upon the topics of Medi-
tation V by the methodological restriction of protomodality. Therein one sees
that, concretely taken, empathy is not so primitive as to touch upon mere
objectness and mere subjectness; it could hardly work as empathy if that is all
it involved. Rather, empathy functions precisely via the range of habitualities
and peculiarities in the Others individual inner life, his moods, his close
thoughts, things that may not show on the objectlike surface. It is rather the
individuality, of the other, his or her uniqueness and distinction from me
and everyone else in higher psychic life, that becomes accessible to me
through communication and is not included in this general appresentation.
Though Fink does not mention it here, one should also argue for a similar
individuality precisely on the part of this living body that is rst per-
ceived. The living body itself, in its habitualities and peculiarities, is far from
being an undifferentiated neutral corporeality, particularly if the face is taken
into considerationnot to mention sexual and/or gender differences (which
Fink does mention in terms of the generative character everyone has; see
9.1.4). All this as the concretely living form of eidetically analyzable action
and conguration such as Husserl begins to detail in Ideas II certainly enters in
as soon as one begins to consider the communication by which higher psychic
life is expressed and discerned, i.e., as soon as one begins to consider gesture
and language.
Accordingly, when protomodality gets thematized and questioned and
thereby placed in its larger context, we can anticipate the recasting of dualistic
approaches to both body and language not just in revisiting and rereading all
ve Meditations but in phenomenology in general. The living body [Leib] is
more than an object, that is, it is an object that acts integrally as a subject, and
this breach in the sheer objectness of the object in questionwhich has
equally radical implications on what mind has to be taken to meanre-
quires an analysis specically betting the phenomenon of empathy precisely
as being the appreciation of the Other primarily and fundamentally as an
object-that-is-a-living-subject.
This, now, is what seems implied by Finks deepening of the problem of
empathy not as a constitutive problem of objectness but as the constitutive
problem of the performance-community. Let us approach what this per-
formance means by way of a closely connected issue. A note from the very
period of the revision work on the Cartesian Meditations takes up the issue of
reection, criticizing its construal (1) in terms of the opposing of subject and
object, I and it-object, against each other, and then (2) in terms of taking the
subject also as an object in its reecting upon itself. In this traditional doc-
trine self-consciousness reection is a turning-back upon itself. Reection,
however, is better understood not in terms of thematic consciousness; its act of
iteration is not a thematizing-and-presencing of itself-as-object but rather
simply an expression-mode of performance-conscience.
Everyday self-understanding, i.e., an ordinary self-awareness in our
day-long activities, is not a thematic knowing, but is a living-therein, a
performance-knowing that nevertheless has acquired a certain objectivation.
Performance-understanding . . . is an understanding as a having. The knowing
a human has of himself is a non-objectal knowing. Here reection has its
grounding in a self-aware living very close in kind to empathy; it is the non-
objectal level of living performance whose fundamental process as temporali-
zation is an integration-in-its-operating that ipso facto unies its various di-
mensions. To put it another way: the awareness I have of another is grounded
in the same operation of consciousness wherein I live in implicit awareness of
my own consciousness. To focus consciously upon that Other is to work an
expressive modication of the base-level awareness of the Other that is analo-
gous to the expressive modication by which I can consciously focus upon my
own experienced being or any of its particular aspects.
It has to be admitted that the specics of this general picture remain sketchy;
it is not much more than a general conception drawn from the schema-shift
resulting from the methodological demand to pass beyond the dominant re-
strictive schema of protomodality. Further explication of it remains still to be
done in a transcendental phenomenology. All the same, a further point of
principle about it has to be reviewed, namely, how performance conscious-
ness, even were its elucidation worked out, can be taken as disclosive of tran-
scendental agency and process.
71. Z-XV 67a, emphasis Finks, bracketed insertion mine. See 2.6.2.9, 4.4.3, 5.1.2.3.3,
6.3.2, and 6.3.4.
72. Z-VII XXI/14a, emphasis Finks (EFM 2).
Solitude and Community 503
best arguable legitimate gure for transcendental processes, even though it,
too, fails as ultimately improper in terms of the paradoxical meontic logic of
failure (see 7.1.1). The rst of these ideas pertains directly to the distinction
between the protomodal and the horizonal, while the second concerns the
issue of the parallel between the features of human psychological subjectivity
and the structure of proper and ultimate transcendental subjectivity. A full
transcendental thematization of temporality as In-Stanciality, then, re-
quires more than a straightforward positive second-stage reading of the Car-
tesian Meditations; it ultimately requires a meontically speculative reading
as well, according to the procedure explained in the previous chapter (7.1
to 7.2.4).
Given the methodological necessity of regressive analysis as the only kind of
approach that can be taken to the transcendental, and given the conception of
the transcendental as that whose whole function is to constitute, the status
of In-Stancial determinations is clear: the In-Stancial is the ontied gure of
the self-enworlding, self-objectifying of transcendental originative process in
the actuality-domain of the outcome, the result of that very process. But the
In-Stancial has a special status among constitutive results in that the In-
Stances are the ways of stationing within time, of being concretely structured
intratemporally, for that being which nds temporality to be the essential
structuring of its own being. (See 5.1.1.2.)
This stationing within time (and being) in various modes must not be con-
ceived in terms of object-intending acts. The self-objectivation of the tran-
scendental subject by which it becomes actual, and at the same time becomes
something it can itself come to know, is not a matter of making-itself-into-
an-object (into a Gegen-Stand), but rather of setting itself into the system of
In-Stances (Instnde). In the end, to be set into the system of In-Stances is to
be set into, and given concreteness within, the temporality of human exis-
tence, wherein the most important feature for human In-Stancial constitu-
tion is limitedness, niteness. Thus it is that features of niteness are
intrinsic to the possibility of experience, and thus it is that seemingly quite
untranscendental features have to be taken as possessing prime In-Stanciality:
The possibility of such a thing as an object rests on the comprehensive whole
73. See again U-IV 4445 (EFM 1), referred to frequently in 9.2.1 above.
74. See CM6, pp. 107 and 14142 (VI.CM/1, pp. 11718 and 156).
75. See 5.1.1.2, especially where Z-V VII/2b is briey quoted.
76. See again 5.1.1.2, the treatment around the brief citation from Z-IV 44b.
77. Z-IV 81a (EFM 1); see also the nal paragraphs in 5.1.1.2, where Z-IV 130a is
briey cited.
504 Solitude and Community
78. Z-IV 55a (emphasis Finks); also cited in the nal paragraphs of 5.1.1.2.
79. VI.CM/2, pp. 24546.
Solitude and Community 505
80. On the aims of the Seventh Meditation, see the general tasks sketched briey for
the material to follow the rst ve Meditations in Z-XVI XXIII/16a. (The analysis of
temporality, mentioned in this note, would, however, be provided by Finks editing and
explanatory treatment of both Husserls Bernau manuscripts and the more recent ones he
had been writing, the C-group. (See the opening treatment of chapter 5, up to 5.1.) See
also 7.3 and 7.3.1.
506 Solitude and Community
things other than oneself, one must all the same ask: Does kinesthesia have
noematic correlates? Fink is compelled to reply that this cannot be the way
of its sensing itself in its own movement. Kinestheses, he writes, do not
themselves have an apparential moment, nor are they egoic accompaniments
to movement. And Fink rejects a thesis Landgrebe had proffered that the
I-ness of the I in self-understanding must be dened by the constancy of the I
am doing. For I-consciousness cannot be characterized adequately in terms
simply of function-consciousness (performance-consciousness).
If, then, the question of empathy is not a question of objectal conscious-
ness but rather one of how the community is constituted as a performance-
community, then the awareness of others intrinsic to performance has its
primary feature only in the very character of empathy as empathy, that is, as
pathic. It is as felt living, as feeling-awareness, that the consciousness in
question here is self-awareness, or awareness of others.
Fink, however, nowhere explicitly offers this suggestion, namely, that
performance-consciousness might be interpreted as living felt action, and that
In-Stancial dimensions of performancein principle, therefore, also being-
withshould be dealt with as felt in order not to be in any way thematic
intending. Yet it is implicit in his complementary emphasis on wakefulness
and on the pathic nature of life as such as we saw these two themes drawn
together, for example, in 6.3.4. If, therefore, the fundamental character of
experiential life is that it be living, and if living means being pathically co-
incident with ones own movement, if lifes own movement is a lived-felt
movement, an Er-lebnis, then any In-Stancial dimensions, i.e., any of the
various primary concretions of constituted life as human being, would be felt
dimensions; and this would be the consciousness factor of performance-
consciousnessincluding that of a performance-community. It may seem ba-
nal, but it comes down to saying that being-with is a living-feeling-with, em-
pathy is at bottom grounded in the felt withness that is intrinsic to living, to
temporally constituted being-human in the rst place; and the fellow-feeling
of empathy does not need mediation by perception in order to be effective.
In sum, an intrinsic feature of wakefully feeling ones own openness to and
placement within the world is that it is shared, and it is a sharedness that is
horizonal, not focal. Accordingly, while distinctness and difference may in-
deed be given through perceptually focused notice, and while some kinds of
perception may accentuate distinctness to the point of dominance, as for ex-
with? What features of bodiliness come to the fore when the analytic shift is
made from the protomodal to its horizons? What is the precise meaning here
of nature around and confronting me and nature within and animating
me? How is my being as bound to structures and currents of living material
existence in the world, closely consorting with others in just these ways, to be
treatede.g., ones homeland and sustenance and the generative relations of
sexuality, birth, and death? (See the latter part of 9.1.4.) Central questions of
In-Stanciality in these respects require a phenomenological clarication that
cannot be made entirely intelligible in an ontological philosophy, Fink
writes. For captivation in the worldWeltbefangenheithas quite pro-
nounced features that underscore the subjugation to a cosmic order that
marks human being; nite being shows powerlessness with regard to both
its own being within and the being without that surrounds it. Powerlessness
is a feature of In-Stanciality. We live a limited span of time, we are exposed to
accidents of all kinds, and cognition itself exhibits limitation in its capabil-
ity. Then there are the regular experiences of sleep, dreams, fainting, apa-
thy, etc., sleep and fainting being conditions where consciousness is at its at
its extremity, namely, becoming simply passive. As living subjectivity human
consciousness may be an agency whose being is dynamic process, but its func-
tioning has no world-objectivating force, it is powerless.
From the point of view of the reduction, i.e., from the point of view of
transcendental constitution, human powerlessness is that of being subject to
structures around and within itself that are not of its own doing. Human being
is not the agency of the genesis of the world; human being is in the world, not
creator of it. The status of the world as (a) the overarching horizonal structure
for human experience and (b) an essential product of the constitutive dynamic
of prototemporality is exhibited within the world by the way nature is inde-
pendent from human power both in its role (a) as the all-comprehensive, all-
pervasive element in the milieu of human life and action, and (b) as a basic
internal constituent in human life and existence. And both this independence
on the part of nature, and the correlative powerlessness human being feels
91. Z-XI 82a. Finks word here, entirely, is more graphic: literally taken restlos,
without residue, i.e., without a remnant resistant to the explanation in question.
92. Z-XV 113a. See also EFA Z-XI 54a, Z-XV 22ab, Z-XVI 1a; also VI.CM/2, pp. 58
and 60.
93. Z-VI 30b.
94. See Z-XIII 39a and Z-XIII LX/5a.
95. Z-VI 11b. The German Ohnmacht can mean powerlessness as well as fainting.
96. Z-II 49a. See also Z-VI 40a49a, among many notes on sleep.
97. Z-VII XVII/31ab, emphasis Finks, dated September 1930, at Chiavari.
510 Solitude and Community
regarding it, are internal to human being precisely in its bodiliness, in the living
materiality of its being-in-naturewhich is the concrete form of its being-in-
the-world. At the same time, it must be said that this powerlessness is merely
the other side of the way nature is as well a ground precisely for the exercise of
the power human being in fact also haswithin its limits; and again bodili-
ness marks this.
For human being, then, concretely considered, constitutedness is manifested
in the sensuous materiality of experienced human bodiliness. The thereness,
mass, thickness, presence, resistance, and force that are felt and lived both
within oneself and as intrinsic features of ones place and action with others
among things are the core features from which the materiality of human being
must be reinterpreted. Correlatively, the awareness structured into the very
exercise of ones being, i.e., the felt performance-awareness of beingof ones
own being, of the being of others, and of the being of nonhuman material
thingsis where the dimensions of discernment other than that of the visual
begin to come into their own, that is, the more material, and materially sensi-
tive, tactile and kinesthetic gnostic capacities of bodily being. These are di-
mensions that the Crisis-texts aim to integrate into the phenomenology of
origination centered on the world-ground for human life and thought as a
constitutive result, though with ambiguities that Finks critique tries to think
through and resolve. Finally, it is only when these ambiguities are claried that
not only spirituality but materiality as well, via its character as sensuously
lived and felt owing being, can be recognized as clues to the nature of the
transcendental. (See 6.3.4.) In a word, human being, the human form, needs
to be taken as nature with a human face, as Husserl phrases it in a text
placed at the very end of Iso Kerns edition of materials on the phenomenol-
ogy of intersubjectivity. Yet this, too, must not be taken one-sidedly. Na-
ture may be a global external and internal condition, but in bearing a human
face it is no longer nature in its ordinary (or even scientic) sense; in acquiring
a human face and it is not just something with a mere additional unit of the
same. Nature now becomes another kind of nature, it becomes an individual
self, or rather many such selves.
98. One could also add, drawing intimations embodied in Finks notes one step
further, that, if the body is thus materiality, then materiality as such needs to be reconsid-
ered, to the point of its not being able to be a univocal conception. Materiality, in other
words, displays orders that cannot be properly explained in a reductionist theory of
nature.
99. See Crisis 2829, while Merleau-Pontys Phenomenology of Perception is a
further exploration in this direction.
100. Hua XV, p. 666, from September 2122, 1934.
101. The convergence, even accord, between (a) these ideas opened up in Finks
Solitude and Community 511
strue it for me. Ultimately, this is the retreat to the stance in which inquiry
into transcendental origins becomes possible, that is, inquiry into the orig-
ination of the world and into the constitutive process in which the being that I
am rst forms and continues on in its being.
The phenomenological moment of this radical kind of reective take on
oneself is, however, now itself given a critical reconsideration. As indicated
earlier (9.2.2), the notion of reection as simply an Is turning back upon
itselfin an action taken to be as efcacious in rendering present as is that of a
mirrors reection, but with no mirror at all here in the interior of myselfhas
to give way to another conception of its operation. If living subjectivity is both
life-in-the-doing and the self-awareness intrinsic to that life as temporalized,
i.e., is performance-consciousness, then the rereading of phenomenology
(of Cartesian Meditations or of other works of Husserls) requires recogniz-
ing the I-character of self-reection as a modal dimension of pre-egoic living
operation, and not a simple redirection of eyelike observation from an exter-
nal object to oneself as now objectied. Inner experience, Fink writes, in
contrast to outer experience, is not a thematic experience (object-experience),
but is unthematic, precisely performance-experience. And therefore reec-
tion is not thematization in the manner of objectifying; it is rather a par-
ticular way of intensifying [that] performance-experience. The thema-
tizing done in reection, then, is the articulative focus offered in the mode
of expressing the living performance that is already ipso facto felt self-
awareness. Egoic reection, even in its afrmation of the I, remains also, in
that afrmation, embedded in transegoic and infra-egoic life; and this has to
be recognized as intrinsic to any monadic characterization one might make
of the phenomenologically reecting self.
studien-Ergnzungshefte 39, (Berlin: Reuther and Reichard, 1917), pp. 69121, sending
a copy to Husserl, and he received his doctorate in 1922 in Freiburg with a dissertation
on Leibniz, Leibniz Synthese von Universalmathematik und Individualmetaphysik
(HChr, p. 261). See Husserls evaluation of the dissertation in Bw III, pp. 51617.
111. See Husserls letter to Mahnke, May 45, 1933, in Bw III, pp. 49599, with the
point regarding Cartesian Meditations on p. 496. On other matters in this letter,
namely, the sociopolitical situation unfolding under the Nazis, see the middle of 1.3.
112. See, e.g., Z-VI, subsets VI and VIII. Finks draft for Husserl as a reply to Mahnkes
letter of November 4, 1933, gives only the opening considerations for this ner treat-
ment: Mahnkes Fehlinterpretation . . . , Bw III, pp. 518519, and EFM 2 (Abschn. 4).
113. Z-VII VI/1a, emphasis Finks (EFM 2), notes sketching ideas for Finks 1930
Layout for Husserl (see 1.3). See also Z-V III/11a (EFM 1) and Finks 1934 draft for
Husserl of a reply to Helmut Kuhn (EFM 2; also published in Bw VI, pp. 24546, but
with Husserls changes and insertions integrated seamlessly into the text).
514 Solitude and Community
makes me able to be aware of it as of me, which it has to be. The egoity that
therefore accrues to proto-temporalizing process is imposed by the very pro-
cedure of phenomenology as reective and intuitionally anchored. But as tran-
scendental methodological critique makes clear, the form transcendental con-
stituting protoprocess takes on in this explication, and at rst perhaps has to
take on in order to be determinate in meaning and intuitionally thematized, is
an ontication. (See 7.1.1.) When this whole situation becomes manifest,
however, any such egoic attribution is relativized.
The egoity of reective cognition is thus the egoity not of transcendental
absolute originating process itself but of the thematic exposition of that pro-
cess. The I of this reection is accordingly the exponent (or expositor) of
transcendental processes, as Fink calls it in the Sixth Meditation; and Fink
makes clear there that this I, precisely as exponent, is not itself the subjec-
tivity that performs fundamental constitution. The transcendental expo-
nent (expositor) is the gure through which that Absolute comes to thematic
cognitive denition as ultimate constituting performance, a constituting pro-
cess already going on in order for the exponent to be able to work in the rst
place, but utterly beyond the exponents action.
116. One has to remember that, phenomenologically speaking, the mundane fully
understood is a transcendental value, viz., that which is constituted in the world. See
Husserls remark in CM6, p. 150, notation 527 (VI.CM/1, p. 167).
117. See appendix.
516 Solitude and Community
118. See Ideas I (Hua III/1), pt. 4, ch. 2, which reads precisely as a statement of this
aim.
119. Z-XIV V/5ab, EFM 2.
120. On ontication as in-the-world positing, see Husserls annotations to 254 and
257, CM6, p. 76 (VI.CM/1, p. 85).
121. OH-I 4244 (EFM 3), from on or after November 14, 1934, the date on the rst
page of this booklet; see also EH-K, pp. 12829 (Studien, pp. 13637). Again, see 7.3.3.2
for the closely connected explanation given to Edwards in early 1934.
Solitude and Community 517
122. Husserls remark (annotation 243) on CM6, pp. 7475 (VI.CM/1, pp. 8384)
complements the point here: Monadic being, however, is not yet ultimate being and it is
constituted.
123. The term Emanation is used in OH-I 44, and in other places as well: see Z-IV
14a and 19ab, and Z-V III/6b (EFM 1); Z-VII 5a, X/3a, and XVII/8a; Z-XIII 58a; and
Z-XV 22ab, 29a, 38a, 47a, 62a, and 105b (all these latter EFM 2). Cf. 7.3.3.5. See also
the explanation of katbasiw in 7.3.3.5, note 284 in the appendix.
124. See VI.CM/2, pp. 78, and VI.CM/1 (CM6), 7. Cf. also 7.2.3.
125. See CM6, p. 63 (VI.CM/1, p. 71).
126. See 7.2.3; and in particular Z-VII XVI/5ab.
518 Solitude and Community
127. See Z-VII XVII/5ab, and 5.1.1.2, 5.1.2.3.1, 5.1.2.3.3, and 7.3.3.1.
128. It is with this perspective too that one would have to take up treatment of the
character of history in Husserls Crisis, and in particular in his essay Origin of Geome-
try (Crisis, app. VI; Hua VI, Beil. III), especially in comparison with Finks heavily edited
version of it published in Revue international de philosophie, I (1939), 20325.
Solitude and Community 519
led to a profound interior statelessness for both, though with important differ-
ences: it was ofcial and denitive for Husserl, imposed from the outside,
while for Fink it resulted from choices he himself continually had to make. But
beyond the biographical and personal signicance this intense collaboration
held, there are lessons in it of philosophical value for the present topic.
The point of phenomenology is to raise and pursue the question of the
meaning and origin of the world, and so the theme of the world had to gure
specically within the experience of these specic human individuals, this
Husserl and this Fink, not merely in an abstract hypothetical way but deeply
experientially. Indeed, individual human reection like this may be the princi-
pal way in which the specically transcendental experience of the meaning
of the world gains any meaningfulness in the rst place. Thus it is that on the
human side the experience of fundamental elements is gained precisely by the
withdrawal into solitude. Husserl would take refuge from the strain of work
or the depressing circumstances of the times by holidaying in the villages and
on the hiking trails of the Black Forest, while Fink rented a cabin in the valley
of the Oy near Oberstdorf in the mountains east of Lake Constance. The
cabin in the Oytal became both a retreat and a symbol around which reec-
tions on these fundamentals were collected in his notes. Fink envisaged a
diary of a recluse, the thoughts and writings of someone who sets himself
apart, who, aficted with the onset of self-reection, has to ee the kind of
situation where communal life is lived ofcially, and the [common] welfare
is regulated by the state. In this solitude, however, as the way to the
self, one comes to wonder about much more than oneself as a mere egoic
isolate. What comes together is the unity of theoretical issues of methodology
with the onset of philosophizing in ones own experience, for example, in the
terrifying feeling of original astonishment, in the bearing one has to the
whole, for which there are only inadequate words for the question, Where
am I, how am I come into the world . . . ? Epicuruss enjoinder, lye
bivaw (Live hidden away!), came to have a multilayered meaning for Fink:
withdrawal from the mass, solitude in the whole of being, and living in
secret. There may be Romantic, and certainly Nietzschean, overtones here,
129. OH-VII 24 (EFM 3), under the title Cabin in the Oytal, in a notebook from
early 1936 (bracketed insertion mine).
130. OH-VII 13 and 25.
131. Z-XXII 32, emphasis Finks (EFM 3), in one of the sessions, December 1, 1936,
for Dorothy Ott, who was herself an amateur of mountain hiking and climbing and surely
understood the point.
132. Z-XXII 3435; see also OH-VII 2425 and OH-IV 34. The motto and the ideal
increased in prominence through the later note collections contained in EFM 4, again in
the period of the zealous consolidation by the National Socialist German state.
520 Solitude and Community
but it was not an uncommon sentiment among Europeans, though its aim for
Fink was oriented by a specic philosophical theme. The monologic think-
ing practiced in places apart where the sublime was manifest, thinking in
solitude, was a matter not simply of being alone but rather of being
oneself, i.e., experiencing oneself in ones stationing in the whole of things.
The intensication of ones self-awareness, taken specically within ones in-
sertion in the being of the world, was an opening out beyond the ego-self into
the living whole of which it is a form and a feature. Philosophizing is a return
home, better a home-seeking, and, in linkage with the theme of chapter 6, a
moment for the self-possession of life and acknowledgment of the play
that is the essence of life. And in facing the political reality in which both
Husserl and Fink had to nd a way to keep to what phenomenology was
about, Fink writes: The essential man, who sees the meaning of life not in
labor but in play, i.e., in his metaphysical existence, is stateless. The soli-
tariness of the phenomenologizing I and the solitude of the recluse from an
increasingly Nazied society came together, being sustained by the larger
philosophical context of a phenomenology of radical community.
133. OH-VII 4748, in a note from 1936 under the title Htte im Oytal. See also
OH-VI 3, from early January 1936 or OH-IV 34 from 1935.
134. OH-VII 4849.
135. Z-XXV 29, from early 1937 (EFM 3).
136. Z-XXV 170, from the rst half of 1937.
10
1. Z-II 38b (EFM 1), from the context (Z-II 37a. 38a. and 39a) clearly pertaining to
Finks Einleitung to his dissertation (Studien, pp. 119). Though this whole side of the
note-sheet, 38b, is lined through with a single long stroke, lining through in this way often
indicates not rejection but that the text has been taken care of in some way, usually by
being incorporated elsewhere in a draft writing. While 38b only corresponds in a general
way to points in the Einleitung, Finks later essay Die Entwicklung der Phnome-
nologie Edmund Husserls (ND, pp. 4574) elaborates the same thought further.
521
522 Beginning Again
discipleship, that above all sends everyone off on the path of ones own
reective thought.
Eugen Fink, 1959
2. ND, p. 225, from Finks Die Sptphilosophie Husserls in der Freiburger Zeit, a
lecture for the Husserl celebration at Albert-Ludwigs-Universitt Freiburg on July 3,
1959, rst published in Edmund Husserl, 18591956, Phaenomenologica 4 (The Hague:
Martinus Nijhoff, 1959).
3. See Van Bredas detailed account, Le sauvetage de lhritage husserlien et la fonda-
tion des Archives-Husserl, in Husserl et la pense moderne, ed. by H. L. Van Breda and
J. Taminiaux, Phaenomenologica 2 (The Hague: Martinus Nijhoff, 1959), pp. 142.
Actually, a portion of Husserls manuscripts, about fteen hundred pages, had to be
rescued as well from Prague when in March 1939 Germany annexed that part of Czecho-
slovakia (Le sauvetage, pp. 15 and 31). These were texts that Landgrebe had tran-
scribed and kept in Prague for safekeeping.
4. Herman Leo Van Breda, Laudatio fr Ludwig Landgrebe und Eugen Fink, in
Phnomenologie Heute, ed. by Walter Biemel, Phaenomenologica 51 (The Hague: Mar-
tinus Nijhoff, 1972), p. 5. For more detail, see Van Breda, Maurice Merleau-Ponty et les
Archives-Husserl Louvain, Revue de mtaphysique et de morale, pp. 413 (English
translation, p. 153).
Beginning Again 523
by the German Army on May 10, 1940. Before noon on that same day Fink
and Landgrebe were arrested in Louvain by the Belgian authorities and held in
prison, while that evening German planes bombed the railway yard. Trans-
ferred shortly after to Brussels, on May 15 they and other German nationals
were packed into cattle cars and sent south into France, rst to a concentration
camp near Orlans, and then to one at St.-Cyprien on the Mediterranean coast
near Perpignan. Soon afterward the German invasion of France took place,
which, following sweeping German victories, swiftly led to the armistice of
June 22, 1940. With that, detainees were released, and Fink and Landgrebe
had to make their way back to Belgium, arriving in Brussels on July 10. In
Louvain, Fink found that the house in which he and his wife had been living
had lost its windows from the earlier bombardments, and the ceiling in two
rooms had caved in. The place had been ransacked, and many of their posses-
sions were gone. Neither Fink nor Landgrebe, however, would remain in
Belgium; because of the war situation they decided it would be safer to return
to Germany, Landgrebe to Hamburg and Fink to Freiburg, the latter arriving
in Freiburg in early November. Within three weeks of Finks arrival in Frei-
burg, after repeated interrogations by the Gestapo about his actions, he was
inducted into the German Army (on December 2, 1940). Refusing the offer to
rehabilitate himself by enrolling for ofcers training, the expected course
for someone who had gone through the German academic system and thus
was of the cultural elite, he was assigned as a common soldier to the job of
airplane spotter in the hills around Freiburg.
So the internal philosophical exile began again. It had set in when Fink
accompanied Husserl into exclusion from academic and cultural life in 1933,
and he was returned to that same status now indeed, he chose it once again
against the offers of rehabilitation. Yet there had been a brief respite for
Fink by his taking the road of actual exile, by his emigration to Louvain in
1939. And here is the second fact that needs to be linked directly to the work
that Fink and Landgrebe did on the Husserl legacy secreted out of the father-
land that had disowned it and would have destroyed it. For Finkfor Land-
grebe too, though this is a matter beyond the scope of this bookthe conver-
sation with Husserl had ended, but the dialogue with his writings had not; and
the thrust of that dialogue for Fink was to continue the direction determined
for him by the critical rethinking that had been at the heart of his work with
Husserl from the beginning.
Once again, it is the documentation in the form of Finks own notes that
guides us here, and we nd there a multifaceted work of dialogue indeed. In
the two years after Husserls death, Finks notes turned to consolidating the
critical points that were embedded in the long track of his effort alongside
Husserl to rework and re-present phenomenology. From this we have, for
example, the large folder of notes entitled Re: Husserls Basic Problem,
which Fink characterizes parenthetically with the simple but trenchant word
Critical. At the same time, Fink continued his long-standing though dif-
ferent coming to terms with Heidegger, and, from the same years represented
by the Critical notes on Husserl just mentioned, there is a folder with the
title Notes on the Philosophy of Heidegger.
These silent dialogues with texts, however, were not the only ones Fink was
holding. His notes represent as well a rich assortment of live conversations in
which Finks double dialogue with the two teachers that had guided his under-
standing of phenomenology was explained in discussions with others in philos-
ophy who were also trying to come to terms with these same philosophic
progenitors. Foremost among these was Landgrebe, Finks fellow emigrant
from Nazism to haven in Louvain. The man who had brought them both there,
9. This phase of Finks life exemplies what he refers to under the theme of solitude in
his earlier notes. In fact this has become much more than a passing condition; it was a
perduring dimension in his life and thought. Thus there is the compilation of 110 entries,
Aphorisms from a War, 19401944, which Fink gives the overall title Hermitry
(EFM 4). Many entries from 1940 in Z-XXVI are also thoughts about the way retreat
into solitude was necessitated.
10. See appendix.
11. Z-MH-I (EFM 4), with given dates from 1939 after Finks emigration.
12. See Z-XXVI 71a, Z-XXVII 64ab, Z-XXVIII 9ab and XIX/1a2b, and Z-XXIX
310ab (all in EFM 4). Z-XXVIII consists entirely of notes from Finks various conversa-
tions.
Beginning Again 525
Van Breda himself, was also a frequent partner, and a close friendship grew
between Fink and Van Breda that would be severely cramped by the years of
war that came so soon after. Then, too, there was Alphonse de Waelhens, and
Hendrik Pos, who had studied under Husserl in Freiburg and visited him
several times in the late 1920s and early 1930s. Before all of these, however,
with the exception of contact with Van Breda, the rst person with whom Fink
held a conversation at Louvainand just two weeks after his own arrival
was Maurice Merleau-Ponty, come from Paris on April 1, for a scant week, to
read a selection of Husserls late work. Acting as interpreter, Van Breda re-
counts that this conversation between Merleau-Ponty and Fink was a long
exchange on how they viewed things, and an exciting one to boot; but
neither Fink nor Van Breda made notes on the conversation. In all these discus-
sions Fink drew relevant explications for his conversation partners from the
work he was pursuing, namely, integrating a critical stance toward phenome-
nonology with a delity to its essential philosophic dynamic, while developing
a positive philosophical treatment he could call his own centered on onto-
logical experience. Indeed, the largest folder of notes from the Louvain year
(Z-XXIX, EFM 4) is entitled Materials for Ontological Experience.
For Fink one of the unique things about the year in Louvain was that for the
rst time he was able to teach, to lecture in a university, a privilege he had
never been able to enjoy in Germany so long as he continued his association
with Husserl. In Louvain, for a special seminar on recent German philosophy,
Fink offered these four topics: (1) the critical exposition of the phenomenolog-
ical reduction, (2) Heideggers metaphysics of aletheia, (3) the way Hegel
begins Phenomenology of Spirit, and (4) the philosophical interpretation of
Rilkes Duino Elegies. It is no surprise that Fink had interests beyond
Husserls phenomenology, and there is a reason for this that is grounded in the
realization that the systematic of phenomenology had to be taken further. The
way this realization gets expressed in Finks notes after 1938, the year of
13. See Z-XXVI 100b, Z-XXVII A/II/8a, Z-XXVIII X/1a4a, 14a, 23a24b, 31a, and
32a38ball from September 1939 to January 1940.
14. See Z-XXVIII 1a7b and 20a22b, all from 1939, and Z-XXIX 202a, from Febru-
ary 1940.
15. Cf. HChr, pp. 238, 264, 316, 345, 364, and 414. Only one conversation with Pos is
represented in Finks notes, Z-XXVI 123/1a, dated April 3, 1940.
16. Van Breda, Maurice Merleau-Ponty et les Archives-Husserl Louvain, p. 413,
translation here mine. See 6.3.6, note 134, in the appendix.
17. From the attestation by Recteur von Waeyenbergh, September 30, 1940 (see note 7
above). See also Z-XXV 141a and Z-XXIX 248ab and 313b for brief sketches for
philosophically treating Rilkes Duino Elegies.
526 Beginning Again
Husserls death, and then translates into positions taken both in privately
dened writing plans and in public statements after World War II is what we
must now take up as the nal consideration for the present study.
18. On the nal days of the war for Freiburg see Thomas Schnabel and Gerd R.
Ueberschr, Endlich Frieden! Das Kriegsende in Freiburg 1945, Stadt und Geschichte
Neue Reihe des Stadt-archivs Freiburg i. Br., Heft 7 (Freiburg: Schillinger Verlag), 1985.
19. See Hugo Ott, Martin Heidegger: A Political Life, trans. by Allan Blunden (New
York: Basic Books, 1993), pp. 30951.
20. This is how Fink speaks of the state of things in his letter to Felix Kaufmann from
October 1, 1946, in the Fink Nachlass.
Beginning Again 527
sity of Freiburg as Dozent, the entry grade. It had come about at the instigation
of one of Husserls few faithful friends in Freiburg in his last years and one of
the handful who had attended his funeral, Walter Eucken, dean of the Faculty
of Legal and Political Economy. Eucken wrote a letter to the Rektor of Albert-
Ludwigs-Universitt proposing that Fink be given a teaching position even
before he could present the required Habilitationsschrift. It was a special
case: Husserls name, as everyone knew, was closely bound up with Freiburgs
twentieth-century signicance. It was in Freiburg that Husserl had passed the
most decisive years of the life of his dedication to pure philosophical re-
search. The work of those years, the Husserlian Nachlass, was more than just
a body of literary remains; it was Husserls real philosophical lifes work.
And it was the Universitys duty to take into its ranks the man who held the
editorial mastery of this deposit. Husserl had personally told Eucken on many
occasions that Fink was the one who knew his Nachlass best, the one with
whom Husserl had discussed his nal philosophic ideas in the most detail,
the one who in a special way was qualied to carry on his lifes work.
Outside Germany interest in phenomenology was high, and having Fink as a
member of its professiorial body would help the University of Freiburg to
rebuild its once ourishing international intellectual relationships. Moreover,
Eucken pointed out, Fink had already held a Dozents position at the Univer-
sity of Louvain.
Euckens proposal gained the support of the Philosophical Faculty and
then of the Rektor himself, who in turn made the recommendation to the
Ministry of Culture and Education. The Rektor determined, however, and
apparently the ministry agreed, that Fink would have to complete his Habilita-
tion before the appointment could be made. Nevertheless, approval was given
that assistance be made available in the amount equivalent to the Dozent pay
that the actual appointment itself would provide. By the end of August 1945
that temporary assistance was in fact begun, but there was no foregoing the
21. Letter by Walter Eucken to the Rektor, June 4, 1945, in the Personalakten: Eugen
Fink, UAFbg. Finks Politische Geschichte meiner wissenschaftlichen Laufbahn (EFM
4, Abschn. 4) was probably written for this same occasion, as its date, June 1, 1945, ts
neatly with the date of Euckens letter. Moreover, Eucken refers to a report by Fink that
accompanied his letter.
22. Letter of Dean Brie of the Philosophische Facultt to the Rektor, June 14, 1945,
and the deans report to the Rektor of the faculty decision, June 23, 1945 (Personalakten:
Eugen Fink, UAFbg).
23. Letter from the Rektor to the Ministerium des Kultus und Unterrichts, July 5, 1945
(Personalakten: Eugen Fink).
24. Notice to the university cashier from the Ministerium des Kultus und Unterrichts,
August 24, 1945 (Personalakten: Eugen Fink, UAFbg).
528 Beginning Again
25. Lebenslauf dated December 18, 1945, Personalakten: Eugen Fink (EFM 4, Ab-
schn. 4).
Beginning Again 529
be said about it is that it has a clean style of thinking, its plan is precisely
worked out, and the development of its ideas is done with consistency. And
then Heiss adds: Of course for anyone not familiar with the train of thought
in Husserls late developments, there will be something a bit odd about the
workit is strange to see the way it operates wholly as the product of a
bygone thinking.
All the same, Heiss recommended the work be accepted owing to the un-
usual circumstances of Finks Habilitation: it was a matter of making up for a
Habilitation that ought to have taken place twelve years ago, not to mention
the fact that in approving it now the faculty would be ratifying in the most
univocal way the recognition that Husserls work had itself received in its
day. But whether or not Fink could now revalidate a kind of philosophic work
that once had been so inuential was something it was not for the Faculty to
decide. Heisss statement clearly implies that what was being done was less
a philosophical evaluation than a kind of political reparation (and Fink cer-
tainly realized this aspect in his case); and there was a curious twist to the
situation, itself indicative of how distant from the philosophical climate of
1945 Husserls work had become.
Heiss had been for several years during the war a respectful supporter of
Heidegger, in large part owing to the latters role in Heisss being named to the
second professorial chair in philosophy (despite Heisss area of expertise being
in psychology). Just before the matter of Finks Habilitation was being consid-
ered, a decision had been reached on Heideggers case regarding his role and
activity in the university under the now crushed National Socialist state. Hei-
degger was to be retired, but with abrogation of the normal privilege accom-
panying retirement, the continuing right to teach in the university. This was
therefore hardly the time to ask Heidegger for a judgment on Finks qualica-
tions, yet that is what was done; after all, Heidegger was the last holder of the
rst chair of philosophy at Freiburg and successor to the very Husserl whose
work was being represented by Finks Habilitationsschrift.
Just how consulting Heidegger was done is obscurethere are no docu-
26. Gutachten ber die Habilitationsarbeit Eugen Finks: Idee einer transzendentalen
Methodenlehre, dated February 16, 1946, Personalakten: Eugen Fink (UAFbg and EFM
4, Abschn. 4).
27. Ibid.
28. Cf. the opening paragraph of part IV of Finks Politische Geschichte meiner
wissenschaftlichen Laufbahn (UAFbg and EFM 4, Abschn. 4). See appendix.
29. On Heisss connection with Heidegger, see Ott, Martin Heidegger, p. 281 (and
the whole context for this on pp. 27481); on the place of Heiss in the events surrounding
the University Senates decision regarding Heidegger on January 19, 1946, see Ott,
pp. 34243.
530 Beginning Again
30. See the letter Van Breda wrote to Fink on August 28, 1946, in the Husserl Archives.
31. Letter of Fink to Gerhart Husserl, October 25, 1946 (in the Fink Nachlass), one of
two versions, the longer of which was not sent.
32. Letter to Gerhart Husserl, October 25, 1946. Finks letter to Van Breda, Octo-
ber 26, 1946 (in the Husserl Archives) goes over the same situation, though with sharper
expression of Finks feelings about the whole matter.
33. Finks rst course, entitled Introduction to Philosophy, was published shortly
Beginning Again 531
after Finks death as Einleitung in die Philosophie, ed. by Franz-A. Schwarz (Wrzburg:
Knigshausen and Neumann, 1985). In his letter to Felix Kaufmann, October 1, 1946,
Fink also mentions a practicum on Hegels Phenomenology of Spirit.
34. Unterredung mit Professor Hei, dated June 24, 1946 (EFM 4, Abschn. 4), in the
Fink Nachlass.
532 Beginning Again
the primacy of poetry. The validation of poetry over and in place of the
methods of both kinds of science is another feature of modern philosophy, and
Fink nds romantic anti-intellectualism as philosophical insufciency. Thus
it is that for him Heideggers Hlderlin interpretations are like Schellings
positive philosophy of religion and revelation: they do not offer any path that
points into the future.
What is it, then, that does offer a path to the future? Finks own thinking
now shows itself. My thesis, Fink writes, is this: That play is the central
metaphysical concept in Nietzsche and also in modern philosophy insofar as
modern philosophy conceives being as creative. Heiss nds this too thin, but
for Fink it only means that Heiss has simply no inkling of the meaning of this
metaphysical concept. Play is the unitary phenomenon of the double vis-
ageApollo and Dionysos, Fink notes. Antecedent to the religion of art in
the modern period, the essence of play has to be grasped at its most profound
level.
On a standard level of taking the writings of philosophers as the expressions
of an individual worldview, to be contrasted with other worldviews in the
comprehensiveness of its scope and the value of its arguments, this might seem
to be little more than the recourse to vague irrationalities. However, in terms
of the whole background of Finks work with Husserl, his thesis on play has
rigorous methodological and substantive investigational grounds. For this is
no less than the demand that the level of ultimate origination be approached
and articulated within the constraints of the mutual binding of the most con-
crete analytic investigation of the experientially given with the careful elucida-
tion of the overarching conceptions that the experientially given, in repeated
requestioning, calls for and responds to for the articulation of their meaning.
What Fink actually said to Heiss was perhaps too compact an indication;
but when the track of his progress through the previous chapters here is re-
viewedespecially chapters 5 (in particular 5.3.2), 6, and 7and linked
further to the profuse notes from 1937 to 1940, then the work that Fink began
to present in 1946 with his rst university lecturing in Germany displays the
same kind of accord and divergence that he had already practiced at Husserls
side. One remark from a note written at the time of Finks emigration to
Louvain serves to make this point: Play as a speculative concept determines
the constitution of the being of the human, his nature!
to work and succeeds, at least in a relative way. And it has to be aware of its
limitations, it cannot be too facilely or too quickly taken as nal in its dis-
closures; for there is the constant danger of succumbing to one-sidedness and
to premature satisfaction, the result of which will be internal contradictions
within the program of phenomenology as a whole. Two limitations, then, have
to be overcome, as Husserls text goes on to indicate. One is the hasty pre-
sumption in thinking that the achievements of a particular investigation once
done can stand as they are, as a kind of rm descriptive ground the sense of
which is fundamentally and unambiguously set. This is to fail to grasp how
inescapably the accepted conceptions that one follows can color with presup-
positional interpretive content even description that is scrupulously faithful
to the thing [Sache]. The other limitation is not to realize that the genuine
sense of the matters thus described in careful material investigation, the full
overcoming of prejudicial suppositions about what something means, can
only come by keeping in view the place that the ndings thus made have in the
whole system of philosophic understanding.
Here is where the danger lies of thinking that phenomenology can be all
done in the work of some single philosopher, or indeed that even the basics are
fully laid out in their ultimate sense in Husserls work. The lines quoted at the
beginning of chapter 9, from Husserls draft for a Foreword to the Continua-
tion of the Crisis, imply precisely this. Equally important, however, is to
read what Husserl goes on to say immediately after, namely, that a philosophy
must not only show the path of discovery in its true method but also without
fail effectively place out of play prejudices that blind one to a grounding in
the thing itself [sachliche Begrndung], which is what makes it radical. But
the means for disclosing the contradiction hidden in prejudices and arguments
are not already in place at the beginning. At rst one has to have anticipa-
tions that range beyond the way conceptions in their still prejudicial construal
may cast things as they are being scrutinized, provisional as those anticipa-
tions may be; and it will be precisely the task of the investigation itself sys-
tematically to put these and all such matters into question. . . . Here Husserl
is thinking more of philosophy as it was prior to his phenomenology, but the
principle he asserts in terms of the radical principles of questioning that his
program instituted is enunciated as applying also to the work of phenomenol-
ogy itself.
There are two factors to be taken into account in this corrective process.
38. Crisis, p. 291 (Hua VI p. 338). The phrase in the next sentence comes from this
passage as well.
39. Hua VI, Beil. XIII, p. 439.
Beginning Again 535
42. Z-XXVII 67a (emphasis Finks), which begins a long text on the Treatise
[Traktat].
43. See Z-XXVII 68a. The rst ve pages of this planned Traktat are preserved in
Z-XXIX CCCXVII/1a6b (EFM 4). The rest, Fink notes on the typescript itself (see the
last annotations to it in EFM 4), was lost in the events following Germanys invasion of
Belgium in May 1940, briey narrated in the rst pages of this chapter.
Beginning Again 537
44. Eugen Fink, Die Voraussetzung der Philosophie, Antrittsvorlesung vom 26. Juli
1946 (EFM 4, Abschn. 4), [67]. The last phrase is in einer bislang verborgenen subjek-
tiven Lebensinnerlichkeit.
45. Antrittsvorlesung [7]. Cf. Z-XX 11ab, from late 1935 or early 1936.
46. Ibid., emphasis Finks.
538 Beginning Again
50. Z-XXV is in EFM 3, and the remaining folders are in EFM 4. Finks Elemente
einer Husserl-Kritik is in EFM 4 (Abschn. 2); see the Beschreibung to Z-XXVII for
details on the preparatory notes for it.
51. See the lines quoted in 10.2 from Finks letter to Gerhart Husserl, October 25,
1946.
52. See p. 535 in the present section.
53. Z-XXIX 224a, Finks emphasis; see also 89a, 213a, 261a, and 318ab (EFM 4).
54. Ibid.
55. Z-XXIX 293a.
56. Ideas I (Hua III/1), 24.
57. Z-XXIX 286b, emphasis Finks. See also Z-XXX 38a39b and 54a55a.
540 Beginning Again
myself see the task of phenomenology to lie in getting philosophy going again in
phenomenology. Husserl construed phenomenology as in the main doing
evidentially demonstrated analysis, internal work in Finks characterization
(see 7.2.4 and 7.2.4.1), leaving external clarication vague and implied, and
in doing so Husserl left undeveloped the primary philosophical dimension,
ontological experience; for the essence of philosophy is the proclamation of
basic concepts as the interpretation [Interpretation] of that-which-is [des
Seienden].
Yet, in typical Fink fashion, the work in question was to be not the actual
explication of ontological experience itself but rather the preparation for it,
the delineation as carefully as possible of the problem, namely, of an experi-
ence of being that is a priori, that takes precedence over and springs out ahead
of all empirical experience. This would show Husserls work providing the
basic ndings precisely for developing the theory of appearing for ontvw on,
but only if one also recognized that there was more to phenomenology than
mere descriptive analytic scrutiny. It is a matter of showing how phenome-
nology in philosophizing overcomes its own methodologism, radicalizes it-
self in ontological projections, and thereby sets out for itself elds of analytic
research. It was therefore of the highest signicance to bring about the
developing of phenomenology into an explicit metaphysics, i.e., into an
explicit theory of appearing for ontvw on in its appearing. Husserls work
was limited in not turning much attention to the work of reecting precisely
on phenomenologys functioning ontological projection. The understand-
ing of ontological experience has to be understood, therefore, as comprising
both phenomenological descriptive analysis and speculation as essential, inte-
gral moments within it.
This is the context, then, for reading Finks Husserl Critique, which,
if taken alone and abstractly, could easily be thought to be a very harsh
indictmentindeed, Fink conceived the critique as notes, drawn from the
work on his lost Treatise on Phenomenological Research, not as a text to
stand alone. One could sum up what is needed to interpret it, and what the
lecturing in biology and evolution at the Collge de France. Surely this inte-
grated doubleness of dimensions is no accident; but this is not the place to
explore its course in Merleau-Pontys development, even if one can certainly
document how he came to phenomenology in preparation for his Phenome-
nology of Perception, and in particular the inuences he gained from Fink. In
this regard the week he spent in Louvain in 1939 reading Husserls then still
unpublished late-period work was pivotal, as his frequent references to key
ideas in the works read there attestnot to mention the long discussion he
held with Fink. One must also note another connection, the conference in
Brussels in 1951 where Fink delivered his rst paper on Husserls phenome-
nology after 1940, International Analysis and the Problem of Speculative
Thinking, published in French and German together in 1952. Merleau-
Ponty was present at the same conference and presented a paper as well, On
the Phenomenology of Language, so that one may presume that they at
least met briey there. Unfortunately, we have to leave this intriguing conjunc-
tion unexplored here.
But to return to Fink. As we saw, Fink did not write a Habilitationsschrift on
Ontological Experience, but that issue did gure in his lecturing in the
winter semester of 19501951, posthumously published under the title Being
and Man: On the Essence of Ontological Experience. In general the publica-
tions he did bring out are the text of lectures given at Freiburg, and the titles,
such as Towards the Ontological Early History of Space-Time-Movement and
All and Nothing, display the frank prominence of the ontological dimension;
but it would be oversimplifying and false to think that this work is all specula-
tion and not analysis. As is evident in the lectures themselves, both the ones
70. See note 219 in 1.5 and note 74 in 4.4.3; also 6.3.6 (in the appendix) in connection
with my essay Eugen Fink and Maurice Merleau-Ponty: The Philosophical Lineage in
Phenomenology.
71. Die intentionale Analyse und das Problem des spekulativen Denkens, ND,
pp. 13957; Lanalyse intentionnelle et le problme de la pense spculative, in Prob-
lmes actuels de la phnomnologie, Actes du colloque international de phnomnologie
(Bruxelles, 1951), ed. by H. L. Van Breda (Paris: Descle de Brouwer, 1952), pp. 5387.
72. Sur la phnomnologie du language, ibid., pp. 89109. Reprinted in Maurice
Merleau-Ponty, Signes (Paris: Gallimard, 1960), pp. 10522. English translation by
Richard C. McCleary, Signs (Evanston: Northwestern University Press, 1964), pp. 8497.
73. See appendix.
74. Eugen Fink, Zur Ontologischen Frhgeschichte von Raum-Zeit-Bewegung (The
Hague: Martinus Nijhoff, 1957), topic of lectures in the summer of 1951; Eugen Fink,
Alles und Nichts (The Hague: Martinus Nijhoff, 1959), lectures from the summer of
1958.
Beginning Again 543
just mentioned and others published in recent years, Fink does regularly work
a phenomenological analysis, but with a distinctive character. Providing nei-
ther explication of Husserls analyses nor a redoing of the kind of detailing
Husserls manuscripts display, Fink takes up ordinary life phenomena in their
plain everyday experiential basese.g., life and death, technology, political
power, love, play, the lineaments of learning and teaching in order to
open up within these phenomena the speculative elements of questioning that
offer projective insights of both indispensable signicance and irremovable
problematicity. In a world that a brutal war had brought to total undermining
and devastation, it was not academic doctrinal system-building that could
serve the renewal of philosophical understanding. Only a thoughtful, ever-
requestioning integration of concrete phenomena and truly ultimate issues
was legitimable.
However, to go beyond the brief indications of what Fink was taking up in
1946, as the philosophic task of continuation and difference, lies beyond the
bounds of the present work. This book has to end its following of phenome-
nology with and beyond Husserl at the point of this other beginning, different
from the beginnings Husserl found himself again and again undertaking. And
precisely in being this other beginning, I think Finks work offers a moment of
demarcation for how yet further beginnings would have to be found within
and beyond what is called phenomenology.
75. On these themes, see e.g., Eugen Fink, Grundphnomene des menschlichen Da-
seins, ed. by Egon Schtz and Frans-Anton Schwarz (Freiburg and Munich: Alber Ver-
lag), 1979.
76. See Eugen Fink, Erziehungswissenschaft und Lebenslehre (Freiburg: Verlag Rom-
bach, 1970).
Appendix
Longer Notations
Chapter 1
.NOTE :
.NOTE :
Absolute Wachheit gibt es nicht; alle Wachheit von tiefem Schlaf umgeben; die
dunklen Bewusstseinshintergrnde sind immer vorhanden. Nachschrift, Grund-
probleme der Logik, p. 3. The actual course of Husserls lectures that Fink fol-
lowed, as represented in his Nachschrift, is given in Hua XI only for the main part of
the lectures. (See Einleitung des Herausgebers, p. xiv, and Textkritische An-
merkungen, pp. 44346.) The rst portion of the manuscript text of the lecture
was adapted by Husserl into the opening section of his Formal and Transcendental
545
546 Appendix: Longer Notations
Logic and has been published in the critical edition of this text, Formale und tran-
szendentale Logik: Versuch einer Kritik der logischen Vernunft, Husserliana XVII,
edited by Paul Janssen (The Hague: Martinus Nijhoff, 1974), as Ergnzender Text
IV. As a result the passage corresponding to the line quoted here is given in Hua
XVII, pp. 36264, but not in word-for-word equivalence. (Husserls lectures had
been in part delivered free of prepared notes, HChr, p. 322.) For more detail on the
complex manuscript situation of this lecture course of Husserls, see the English
translation by Anthony Steinbock: Edmund Husserl, Analyses Concerning Passive
and Active Synthesis: Lectures on Transcendental Logic (Dordrecht, Boston, and
London: Kluwer Academic Publishers, 2001), Translators Introduction, pp. xv
xix and xxivxxviii. Steinbock assembles all the texts relevant to the lecture course
in his edition (including those in the supplementary volume, Edmund Husserl, Ak-
tive Synthesen: Aus der Vorlesung Transzendentale Logik 1920/21, Ergnzungs-
band zu Analysen sur passiven Synthesis, edited by Roland Breeur (Dordrecht,
Boston, and London: Kluwer Academic Publishers, 2000) in order to offer an inte-
gral presentation of this foundational set of analyses by Husserl.
.NOTE :
The notes in the rst half of Z-I (EFM 1) generally pertain to Finks writing of his
competition essay, the Preisschrift. Z-I 61a, referring to a Zeitbewutseinsmanu-
skript of Husserls, indicates that Husserl let Fink see some of the yet unpublished
ZB (Hua X). The fact that, even in his years of intense work with Husserl, Fink only
rarelywith the exception of his notes on the Bernau manuscriptsmakes specic
reference to manuscripts of Husserls requires one to be cautious about drawing
inferences from the absence of such references in this competition essay (and later in
Finks dissertation). In 1927 and 1928 Fink could not yet read Gabelsberg short-
hand; so, while some of Husserls MSS pertinent to the topics of Finks competition
essay may well have been in transcription (by Edith Stein or Ludwig Landgrebe), far
more would still have been in shorthand. See Zur Textgestaltung, Hua XXIII,
pp. 597ff.
.NOTE :
HChr, p. 337. In a brief note appended along with other documents to the ofcial
record attesting to Finks success in his dissertation defensemagna cum laude,
December 13, 1929Husserl afrms Finks position as Assistent as of October 1,
1928 (Personalakten: E. Fink, UAFbg). Finks position with Husserl shifted several
times in both ofcial institutional support and title: (1) second assistant, 1928
1930; (2) only assistant, 19301934; (3) working together with Husserl under no
ofcial designation after the implementation of the racial exclusion of Jewsin this
case against support for work with Husserland with only private support largely
but not exclusively from outside Germany, from 1934 until Husserls death in 1938.
See Finks Politische Geschichte meiner wissenschaftlichen Laufbahan in EFM 4,
Abschn 4., p. [3], and other information indicated in notes to this document as well
as in the Einleitung des Herausgebers II, in Bd. 3.
Appendix: Longer Notations 547
.NOTE :
.NOTE :
.NOTE :
See Z-IV 76a (EFM 1), where Fink lists Husserls specic wishes for working up the
Bernau manuscripts into a presentable treatment, one of which, the problematic of
individuation, leads to issues in transcendental logic. He then mentions some-
thing of this latter work as already in press. This could only be FTL (Hua XVII),
the proofs of which Husserl had nished correcting by the beginning of July 1929;
FTL appeared in print by the end of that month (HChr, pp. 34749). However, the
issue of individuation and the temporality of ideal objects receives bare mention in
FTL (Hua XVII, p. 167 [141]). Only in 1939 with the publication of EU in Prague
was a fuller treatment published (64c). In Z-IV Fink goes on to give his own
conception for the revision, as he does more briey in Z-V v/2b (EFM 2), a note
written when the dissertation was nished for submission, or nearly so; for in the
same note series (Z-V V/1a) there is an outline of the treatment of time for VB/II,
548 Appendix: Longer Notations
i.e., the part of the overall plan not actually completed for the dissertation. Finks
initial conception for his dissertation gave it three sections, with the treatment of
temporality in the third, as will be explained in a moment.
.NOTE :
V-I 3840 (EFM.1). These tentative opening lines were lined through, but they
correspond closely with the second of two typescript plans given in EFM 2, B-I, Beil. I
[7]: Dispositionsentwrfte zur Edition der Bernauer Zeitmanuskripte (originals in
HA). Deciding how Fink was proceeding here is complicated because of the differing
indications in the notes. (1) The plan placed rst in these Dispositionsentwrfe
(EFM 2, B-I, [12]) is the one that in fact governs Finks further work on the
materials, and most of his notes and drafts basically follow it. (2) A carbon copy of
this rst plan, also kept at Louvain (designation P I 3/1), has the date 26. Januar
1929 added on in typing, where the original ribbon copy carries no date of any kind.
(3) In EFA V-I (EFM. Bd. 1) the date I. 1929 appears on an earlier page (30) that is
unrelated to the notes in question (V-I 3840) and is lined through. (4) B-III (in EFM
2), Finks earliest notebook devoted exclusively to the Bernau manuscript texts, gives
two plans corresponding to the two Dispositionsentwrfethat on pp. [12] and
that on p. [7]); and that in B-III 25, corresponding to the rst of these plans (Disposi-
tionsentwrfe), that on pp. [12], occurs earlier in the booklet than that one coming
later (on B-III 36) and corresponding to the second of these plans (p. [7]). This
suggests that Fink was considering two alternative plans for organizing the material
and that both had been conceived in the same period, that is, before or around the end
of January 1929. In any case, his further work shows that the rst of these two plans
for the edition is the one that gained precedence. But the work that Fink did would
continue to change, to become something quite different, as chapter 5 will show.
.NOTE :
Notes for VB/II appear well into the 1930s and as late as 1935. They are to be
found mostly in Z-VII (EFM 1), Z-IX, Z-XI, Z-XIV, and Z-XV (EFM 2). Husserl
planned to include VB/II in the planned JPpF XII; see Husserls letters to Ingarden,
December 21, 1930 (Bw III, p. 270), Felix Kaufmann, January 8, 1931 (Bw IV,
p. 180), and W. R. Boyce Gibson, January 7, 1932 (Bw VI, p. 142); but with
the change of the whole philosophical situation in 1933 (letter to Hans Lorenz
Stoltenberg, an expected contributor, June 11, 1934, Bw VI, pp. 43738), he was no
longer able to bring it out. See chapter 5, note 304, here in the appendix, on the
destruction of the apparently completed VB/II.
.NOTE :
The earliest version under this title was the text Husserl sent to the French transla-
tors, published, translated, in 1931 as Mditations cartsiennes: Introduction la
phnomnologie. The German text in Hua I is basically the same as what Husserl
provided for translation into French, though with differences and variations. The
English translation by Dorion Cairns, CMe, is based, once again, on the same basic
Appendix: Longer Notations 549
text as in the French and German versions just mentioned; but Cairns also made use
of another copy of the German (Typescript C) that differs in some passages from
the version followed in the Husserliana edition, and which conforms more closely to
the French translation. On the whole matter of these variants, see Hua I, Zur
Textgestaltung, pp. 22128. Guy van Kerckhoven has worked out the details of all
this in his unpublished Vorwort to VI.CM/12, note 3 to p. viii.
.NOTE :
Husserls notes on the pages in the second serial part of Mischs text indicate his
reaction to this representation. In the letter to Misch from November 10, 1930 (Bw
VI, pp. 28283) Husserl discusses Mischs misunderstanding of the real thrust of
transcendental phenomenology as this has been worked out beyond the stage of its
earlier concentration on logic, which Misch in his study seemed to have taken as
characteristic of phenomenology as a whole. Husserl says: For with the transcen-
dental reduction I was convinced I had gained ultimate actual, concrete subjectivity
in the entire fullness of its being and life, in its not merely theoretically operative but
all-inclusive functioning life: absolute subjectivity in its historicity. He then alludes
to the new systematic work in preparation, which had come to be sketched out in
the intervening months.
.NOTE :
On the daily contact, cf. Husserls letters to Boyce Gibson (July 16, 1930, and
January 7, 1932; Bw VI, pp. 140 and 142), and to Dietrich Mahnke (December 31,
1933, where Husserl says that his work is possible because of his having to go
through his ideas daily for two hours with my exceptionally important assistant
Dr. Fink; Bw III, p. 512). Malvine Husserl too testied to Finks regular presence
(letters to Elisabeth Husserl Rosenberg from January 16 and May 31, 1930; Bw IX,
pp. 374 and 375). For the later years 1931 and 1932, C-HF is a clear record of the
same thing. On the regular walks, see both Husserls and Malvines letters to In-
garden, March 19, 1930, and May 15, 1931 (Bw III, pp. 263 and 274), and to
Elisabeth Husserl Rosenberg (February 3, 1932; Bw IX, p. 401). In this last Cairns is
mentioned as often accompanying the two.
.NOTE :
See Husserls letters to Cairns from November 15 and 28, 1933 (Bw IV, pp. 33 and
36), and in particular to Albrecht, December 30, 1933 (Bw IX, p. 98). See also
Malvine Husserls letter to Cairns, January 1, 1934 (Bw IV, pp. 4142). An account
of the invitation and what came of it is given in Herbert Spiegelberg, Husserls Way
into Phenomenology for Americans: A Letter and Its Sequel, in Phenomenology:
Continuation and Criticism, Essays in Memory of Dorion Cairns, ed. by F. Kersten
and R. Zaner (The Hague: Martinus Nijhoff, 1973), pp. 18791. Finally, Husserls
former Japanese students were apparently mounting an effort to pilot him from
California to Japan. (Letter from Malvine to Gerhart and his wife, February 13,
1934, not in Bw but kept in the Husserl Archives.)
550 Appendix: Longer Notations
.NOTE :
.NOTE :
To Landgrebe, who subsequently sent Fink a series of critical objections (cf. Finks
reply to Landgrebes points in his letter of June 5, 1934; EFM 2, Abschn 4); to
Hashime Tanabe and Goichi Miyake in Japan (letters from the two from, respec-
tively, June 12 and July 7, 1934); to Winthrup Bell in Nova Scotia, Canada (the
latters letter of May 22, 1934), to mile Baudin (letter of May 20, 1934); to William
Ernest Hocking (the latters letter from May 17, 1934)all in the Fink Nachlass.
Husserl sent a copy to Edouard Baumgarten (letter of October 20, 1934, Bw VII,
p. 26), and recommended it and Finks Kanstudien essay to Hans Lorenz Stolten-
berg, as an aid to reading his Formal and Transcendental Logic and Cartesian
Meditations (letter of June 11, 1934; Bw VI, p. 43738); and he adds: [T]o both of
which I fully subscribe (p. 438).
.NOTE :
.NOTE :
Letter of March 30, 1933, Bw VII, p. 89. Husserl had been reading the published
proceedings of a conference of the Socit Thomiste that Feuling had sent him,
in which Husserls phenomenology was the center of discussionLa phnom-
Appendix: Longer Notations 551
.NOTE :
Letter to Rudolf Pannwitz, May 17, 1934. The full remark Husserl wroteunfortu-
nately not included in Bwis: Dr. Fink is a wonderful manno mere mouth-
piece! It is put in the margin next to a passage in which Husserl describes his
difculties, especially the all too human humanity that he sees all around and that
utterly lacks the ability to stand back and see aright, e.g., in the tranquillitas animi
of the non-participant onlooker. Yet despite it all he, Husserl, shorn of the right to
call himself a German philosopher, has nonetheless reached philosophic solitude,
free of the seduction of the school and the most secret vanities of fame, but it
has not come easily. (Bw VII, pp. 21819).
.NOTE :
Chapter 2
.NOTE :
VB/I, pp. 1213. There may well be a reection here of a point Husserl himself
perhaps expressed in one of his lecture courses. In Finks notebook on Husserls
lectures in SS 1927, Natur und Geist he writes (U-III 30, in EFA, not in EFM):
We thus stand before the task of the phenomenological reduction, which we for-
mally designate [ formal anzeigen] as noematization. The corresponding passage of
Finks typed Nachschrift of these lectures, p. 14 (given in Hua XXXII, pp. 264/30
31) does not give the closing relative clause here; nor does anything correspond to it
in Husserls now published manuscript from the lectures (HA F I 32, 163ab, Hua
XXXII, p. 149). While this clause may, therefore, be Finks own characterization,
552 Appendix: Longer Notations
nevertheless, Husserl adds a note here that at least some of what he presented in this
section was given nur mndlich, free of the text (pp. 169/19 and 149, annota-
tion 1).
..NOTE :
Letters to Felix Kaufmann, December 17, 1932, and to Alfred Schutz, October 25,
1932 (both in EFM 2, Abschn. 4). Kaufmanns review appeared in Zeitschrift fr
Nationalkonomie, 5 (1934), 42830. Schutzs review of Mditations cartsiennes
appeared in Deutsche Literaturzeitung, 51 (December 18, 1932), 240416. (Cf.
Kaufmanns letters to Husserl, November 27 and December 19, 1932Bw IV,
pp. 189 and 190and Husserls to Schutz, September 20, 1932Bw IV, pp. 486
87; in this latter Husserl writes that he and Fink had talked over Finks suggestions.)
See also the draft for a critique meant for Helmut Kuhn, who had sent Husserl a
copy of his review of Mditations cartsiennes just published in Kant-Studien, 38
(1933), 20916. Apparently, this response (EFM 2, Abschn. 4, and Bw VI, pp. 243
47) was never sent.
...NOTE :
When Heidegger in this last lecture course in Marburg writes that we must make
intentionality itself into a problem (MH-GA 26, p. 168; MFLe, p. 134), it is hard
not to wonder if Fink had access to the material of this lecture course, at least at
some later date prior to his Kant lecture in reference to which he wrote the notes just
cited. (At the same time, undocumented direct conversation with Heidegger was a
way Fink could learn of this and other points.) There will be another occasion to
consider indications of the availability to Fink of material from this lecture course of
Heideggers (see 5.1.1.4). Both the questioning of the noesis-noema structure of
intentionality and the need for continued self-critique in phenomenological advance
(see 2.3) are unmistakable also in History of the Concept of Time, translated by
Theodore Kisiel (Bloomington: Indiana University Press, 1985), pp. 46, 47, and 136
(MH-GA 20, pp. 61, 63, and 184). Signicantly, in Finks note listing particular
points on which reference to Heidegger should be made in his dissertation (Z-I
111a; EFM 1), Fink does not mention these themes. It is the ontological issue on
which Fink gives prime acknowledgment of Heideggers inuence.
...NOTE :
...NOTE :
Another example of Husserls familiarity with Finks statements of his own interpre-
tive direction is his reading of Finks Dessau lecture (ND, pp. 744) and brief
annotations to it. Fink ends his essay with a strong statement about the meontic
character of the reduction, to which Husserl writes not a word of comment. C-HF
routinely presents Fink as showing an understandable deference toward Husserl, as
one might expect of a young man working with a distinguished emeritus professor.
For much the same reason a measure of reticence on Finks part is also to be ex-
pected. Finks notes for himself, however, were bound to be more unrestrained. This
is what is reected in the relatively few personal notes of actual conversations with
Husserl (e.g., Z-XII 4c; OH-VI 15; OH-VII 36). Husserl, on the other hand, tended
to understand the position someone else was proposing only when it became inte-
grated into his own thinking, only when it became his own. It is reasonable to think,
therefore, that Husserl had not exhaustively graspedthat is, appropriatedthe
ideas Fink was working over in his own mind.
Van Bredas comment to Maurice Merleau-Ponty, in a letter from December 17,
1945, is pertinent here: I have just read your ne book on the Phenomenology of
Perception. . . . It seems to me that it is too strongly under the inuence of the Sixth
Meditation, which is a text by Fink, not Husserl. This text, as well as the article by
Fink in Kant-Studien, is basically a critique of the very bases of Husserls thought,
although the author has indeed hidden his opposition, and Husserl himself in his
splendid naivet did not notice itat least as concerns the article in Kant-Studien.
The present study basically accords with this assertion of Van Bredas, though it
lessens the stark oppositional character of it. Van Bredas letter to the French pub-
lishing house Aubier of December 17, 1945, speaking of the Sixth Meditation, is
in a similar vein: Fink did not like to have his draft widely known, because his
critique is basically quite severe. . . . At the time he wrote these pages it would have
been very difcult for him to express his thinking in a more straightforward way.
(Letters in the Husserl Archives.)
Chapter 3
.NOTE :
This is a paradigm case of the way a substantive issue, the nature of the transcenden-
tal I, comes under reconsideration in terms of several dimensions of systematic
critique at the same time: reviewing and countering navet in ones operating con-
ceptions, identifying different levels of analytic focus, drawing together and inte-
grating the results of the analysis of different topics, clarifying and interpreting the
554 Appendix: Longer Notations
..NOTE :
A passage in Finks notes from Heideggers SS 1929 lecture courses seems to ac-
knowledge this problem, in the context of a discussion of Fichte: If the problem of
the possibility of representation [Vorstellung] is the basic problem of metaphysics,
the question of the possibility of representation is the question how a being that
understands other beings can nd itself in the midst of such beings. (EFA U-MH-III
102, corresponding to but more trenchant than MH-GA 28, p. 146: Wie mu
das Wesen des schon umgrenzten Ich weiterhin bestimmt werden, da in ihm die
Mglichkeit des Vorstellens als eines Wesensbestandes des Ich-Seins verstndlich
wird? See also EFA U-MH-V 51, i.e., MH-GA 31, pp. 135 and 314.
..NOTE :
The issue is deepened further when one takes into account Heideggers insistence in
SZ that, inasmuch as disclosedness is the fundamental thing about Dasein, Dasein
simply is its there, i.e., is Da-sein, as the term is rewritten in MH-GA 2. And
Heidegger immediately repeats the point: In that Da-sein essentially is its disclosed-
ness, and, as disclosed [my emphasis], discloses and discovers, it is essentially true
(SZ, pp. 22021; BTst, p. 203). The same thing is said earlier in the book, and
equally unqualiedly, in terms of the metaphorical element of light and opening up
to the light in the chapter Being-in as Such (SZ, p. 133; BTst, p. 125). Indeed,
being-in is the structure that has to be understood most precisely in order to grasp
how Dasein is Da-sein, i.e., is the da that is the basic determinant of the world-
character of the world as well as of the basic ontological character of any being other
than Dasein in Heideggers analysis (in particular, SZ, 18 and 31). The same
paradoxical point is brought up in terms of the same light-metaphor in the seminar
conducted jointly by Fink and Heidegger in 1966 and 1967 and published as Martin
Heidegger and Eugen Fink, Heraklit (Frankfurt: Klosterman, 1970), pp. 22932
(English translation, Martin Heidegger and Eugen Fink, Heraclitus Seminar, 1966/
67, trans. by Charles H. Seibert [University: University of Alabama Press, 1979],
pp. 14245). It is Fink, not Heidegger, who elaborates the point.
..NOTE :
The reason for considering only Vorhandenheit at this point, without taking up
Zuhandenheit as well, is that here we are considering only the terms of the
relation of intentionalityviz., subject and objectas that is normally presented by
Husserl and accordingly interpreted critically by Heidegger (see Z-XV 29ab, 67a
Appendix: Longer Notations 555
68, 100ab, 125ab; EFM 2). Moreover, Heidegger himself makes this the contrast
between extreme kinds of being, for example, in his rst Freiburg lecture course
(EFA U-MH-I 23; MH-GA 27, p. 90). See also EFA U-MH-III 45; MH-GA 28A,
pp. 28384.
As in other cases, this term Vorhandenheit as Heidegger uses it does not trans-
late simply, and there is dispute about what serves best. The contrast is with Zu-
handenheit, which casts a thing as integrated into the eld of need, use, and interest
on the part of a human being in its day-to-day activities, and having its basic sense
precisely and exclusively as thus integrativehence translations emphasizing at-
hand-ness, e.g., handiness (BTst) or, in my own rendering, hand-readiness.
Vorhandenheit, then, means the way a thing stands out from the integrative sense
and manifestness in this original existential situation, and its sense as something
come to the fore as itself in some way, i.e., nonintegratively. Stambaughs objec-
tive presence in BTst is intended to bring this across but is difcult to read free of
the long-current sense of objectivity as the autonomous, in-itself entitative stand-
ing of a thing that allows the full knowability of its real properties. Kisiel offers
extant in its archaic sense of standing out, i.e., emerging from concealment or
standing forth openly to view, although it can also mean, simply, existing (indeed, its
derivation is similar). (See Theodore Kisiels review essay The New Translation of
Sein und Zeit: A Grammatological Lexicographers Commentary, Man and World,
30, (1997), 23958, specically p. 245.) However, in its contemporary sense ex-
tant means quite unequivocally that something is still in existence when it would be
expected no longer to be so, and this I nd interferes with ones taking it in the sense
that Kisiel intends, and Heidegger requires, for Vorhandenheit. I have conse-
quently opted for a somewhat awkward expression, presence out there, hoping to
maintain something of the traditional use of the term in German philosophy (which
does not connote anything to do with the hands, i.e., with utility or context inte-
gration) while indicating the neutrality needed to contrast with Zuhandenheit,
hand-readiness.
..NOTE :
The argument here is taken from Z-V VI/11ab, but cf. also Z-I1451146b; both in
EFM 1. On Ent-gegenwrtigung, see 5.1.1. It is worth mentioning that an analo-
gous difculty in the procedure Heidegger followed was raised by then contempo-
rary dialectical theologians Karl Lehmann and Friedrich Traub. They questioned the
validity of transfering psychological terms (e.g., care, anxiety, idle talk) into
an ontological frame to dene in the latter the conditions for the possibility of the
former. The nature and validity of this transfer was questioned. (Karen Remmler
brought this criticism to my attention via the doctoral dissertation on Heidegger by
the Austrian writer Ingeborg Bachmann, Die kritische Aufnahme der Existential-
philosophie Martin Heideggers (Vienna, 1949; rpt. Munich: Piper, 1985). The refer-
ence to LehmannDer Tod bei Heidegger und Jaspers, Ein Beitrag zur Frage:
Existenzphilosophie und Protestantische Theologie (Heidelberg, 1938)and
556 Appendix: Longer Notations
..NOTE :
In this note Fink cites the phrasings by Heidegger about time and the world that
were introduced earlier in 3.3.2, footnote 56. In Heideggers Vom Wesen des Grun-
des, which Fink is discussing in the note at present in question (Z-XIV IX/1a2b),
time and temporalizing are only briey mentioned in one place (Wgm, p. 62),
without the celebrated phrasing quoted in footnote 56 in 3.3.2. The phrasing that
Fink cites in Z-XIV IX/1a2b, but not as a quote, is this: Zeit ist nicht, Zeit zeitigt
sich, Welt ist nicht, sie weltet. The only portion of this string of clauses that actually
occurs in the published text of Vom Wesen des Grundes is the second pair about
world, written Welt ist nicht, Welt weltet (Wgm, p. 60), which Fink supple-
ments with the rst pair of clauses about time on the basis of what he already then
knows of Heideggers thinking from elsewhere. Phrasing about time similar to this
can be found in SZ, for example, on pp. 328/3233 and 3637, 329/2627,
350/812 and 1516, and 420/37; but see also pp. 365/3336 and 436/14.
.NOTE :
Z-IV 66a, EFM 1; Cohen, Logik der Erkenntnis, p. 31. Finks only rewording is in
the second-last sentence here, replacing Cohens is with is made up of, and
underlining was. (Also, in the last sentence quoted here he does not, as Cohen
does, underline its own in its own origin.) In the very next section after this
passage, entitled The Logic of Origin, Cohen begins by speaking of Nicholas
Cusanus. For a classic, detailed discussion of how to read t t hn einai, and very
different in tenor from the present interpretation, see Joseph Owens, The Doctrine
of Being in the Aristotelian Metaphysics (Toronto: Pontical Institute of Mediaeval
Studies, 1963), pp. 18088.
.NOTE :
Chapter 4
.NOTE :
..NOTE :
..NOTE :
Z-XIV VIII/2a; EFM 2. The German wording of the last clause is Welt der all-
inbegrifiche reine Enthalt. Cf. also Z-XIV II/2ab (EFM 2) and OH-IV 37 (EFM
3). Z-XIV II/2ab in particular claries Finks critical position with respect to Hei-
degger, as just one sentence from it indicates: It is not because Dasein as Transcen-
dence is ecstatic beyond all that is in being [alles Seiende] that there is the world,
it is rather because the world as the cosmic Containment also includes Dasein that
the ecstatic structure of Dasein is rst possible. On Finks critical yet apprecia-
tive stance regarding Heidegger, see Finks lecture course from 1949, Welt und
558 Appendix: Longer Notations
..NOTE :
Finks interest in wakefulness shows in his reading of Husserls Ideas I. In his copy of
the book he underlines waches in waches Ich (Hua III/1 35, p. 73; Finks copy
is the 2d edition of 1922, signed Eugen FinkWS 1925/26), and in the bottom
margin he writes: But non-actuality [Inaktualitt] does not equal sleep! To be
distinguished are latent consciousness and sleeping consciousness. Sleep is sleep of
the I (attentionactivity, etc.). Cf. also MH-GA 28, p. 241, the essential points of
which are summarized in Finks Nachschrift, U-MH-I 77 (EFA, not in EFM), though
without particular underlining.
..NOTE :
One can see this in the various sketches for the inquiry, whether explicitly entitled
such, or in general thematic terms. Explicit outlines are found in Z-XV 105ab
(EFM 2) and Z-XX 1a (EFM 3); briefer indications are given in Z-XI I/2a, Z-XIII
29a (both in EFM 2), OH-VII 16, and Z-XX XX/2a (both in EFM 3). Sketches or
treatment of the substantive issues, without explicit reference to the title, are to be
found in many notes, with some of them, either by virtue of the designated theme or
because of proximity in location, clearly relating directly to the projected work, such
as Z-IX 25a, entitled World-Totality and World-Consciousness; Z-XIV II/2a,
entitled The World-Concept; Z-XV 14a, entitled World-Totality and World-
Consciousness (all EFM 2); Z-XXV 62 (EFM 3), entitled The Theory of the
World-Concept. (This last entry is apparently the draft of a letter intended for
Heidegger, in which Fink writes a request to him to look over the section entitled
M. Heideggers existenzialer Weltbegriff to see if there are any crass misin-
terpretations. It is not determinable from the Fink Nachlass if a letter like this was
ever sent to Heidegger. From other dates in Z-XXV the draft in question appears to
be from 1937.) Finally, there is mention of only the title in a few remaining instances
not already cited: Z-XVI 5a, Z-XVIII 4b, Z-XX 1a, 3b, and 13a, OH-VI 19, OH-VII
A/1a. Even as late as 1938, after Husserls death, it is mentioned, in Z-XXIII 15 and
26 (all these last texts in EFM 3).
..NOTE :
Nachschrift by Fink of Husserls SS 1927 lecture course, Natur und Geist, in the
Fink Nachlass (copy in HA), p. 9, a briefer approximation of Hua XXXII, 18,
pp. 11718. Finks formulation here makes the point regarding Kant more explicitly
than Husserls lecture text does, literally taken. Whether or not it captures Husserls
own wording in the actual lecturing cannot be determined. (See the editors Ein-
leitung, Hua XXXII, p. xi, n. 1). On Husserls lectures on Natur und Geist as
developing the idea of the life-world, see Guy van Kerckhoven, Zur Genese des
Appendix: Longer Notations 559
..NOTE :
A matter related to this, which, however, will have to be left aside below, when the
effect of Finks thinking in the Crisis-writings is taken up (4.6), is the way in which
Finks interpretation of Kants contribution to bringing the world to philosophic
treatment differs from Husserls, for example, in Crisis, pp. 28 and 29. What Hus-
serl emphasizes is that Kant had not recognized the world as the pregiven horizon
operating in the fundamental life in which subjectivity experiences the actually
given. While Fink does not contest this assertion of limitation in Kant, he neverthe-
less nds Kants critique position pertinent to the second of two difculties lying in
the fundamentality of the in-the-world character of the living experiential subject,
the only form in which any such subject can be or can have actual experience. On the
one hand there is the issue of the kind of consciousness that would be awake to
the world precisely as horizonal (just taken up here, and see 4.6.3 below), and on the
other there is the paradox of the subject constituting and the subject constituted
being both identical and different (see 4.6.4). This paradox problem ultimately leads
for Fink to the speculative matter of the meontic, in which Kants conception of
the a priori character of the Idea of the world, beyond both experience and
being, is transformed within a radicalized transcendental constitutive phenomenol-
ogy that at the same time overcomes Husserls reection-philosophy restrictive-
ness (i.e., what is involved in the rst issue). How this solution works is indicated in
chapter 7 (7.3 to 7.3.3).
Chapter 5
..NOTE :
As the parenthetic phrase indicates, one should be more careful here and speak of
not only the temporality of the appearances but also the temporality of the act-
experiences in which an intentional act is directed via appearances toward the ap-
pearing object itself (whether, for example, perceived or imagined). In other words,
to noematic temporality there corresponds to noetic temporality. Both of these in
turn have their temporal characterand unityas set within the ow structure of
what Husserl terms absolute consciousness. See John Brough, Husserls Phe-
nomenology of Time-Consciousness, in Husserls Phenomenology: A Textbook,
ed. by J. N. Mohanty and William R. McKenna (Washington, D.C.: CARP and
University Press of America, 1989), pp. 24989.
..NOTE :
By Ingardens testimony (see his article Edith Stein on Her Activity as an Assistant
of Edmund Husserl, Philosophy and Phenomenological Research, 22 [1962], 158)
Husserl had kept Steins elaboration of the early time studies locked away, as they
560 Appendix: Longer Notations
were only preparatory, taking it out during Ingardens visit in October 1927
which does not preclude Husserls having made it available to Fink. Heidegger
recounts that Husserl had introduced him to the same materials in April 1926 (Hua
X, Einleitung, p. xxiii). Heideggers work on Steins revision was completed by
July 13, 1928 (as Husserl remarks in a letter to Ingarden from that date, Bw III,
p. 241), so that Heidegger had to have had these texts in hand sometime toward the
end of 1927 and/or in the earlier months of 1928.
..NOTE :
In this passage Fink separates the Ent- to emphasize the sense of an action contrary
to presencing Gegenwrtigung, thus removing any possibility that one might read
the word as Entgegen-wrtigen; for this latter reading would only intensify the sense
of oppositional stance in the sense of gegen rather than introduce a negation func-
tion. He also italicizes Ent-. A similar separation of Ent- occurs in Crisis (Ent-
Gegenwrtigung, p. 185; Hua VI, p. 189), a case in which the original typescript
formulation is modied by Husserl (cf. Hua VI, p. 532). If Fink were responsible for
the original formulation there, which is quite incompatible with the meaning Ent-
gegenwrtigung has in Finks thinking, it would be odd that depresenting is not
explicitly characterized as horizonal; moreover, Husserls rephrasing weakens its
force (so to speak) and links it to an explicit thematic intending (through recol-
lection), against horizonal antecedency.
..NOTE :
Presenting and presencing are two ways of rendering the same German term,
which only occurs in philosophic usage, as here; but they offer different connota-
tions. Presenting is the normal translation (though usually in nominal form, pre-
sentation, rather than as a gerund), and means in general to make something
present to oneself. The emphasis is on the act of placing before, with the state of
being present taken more or less for granted as an accompanying condition or result
of the act. The neologism presencing, on the other handof currency now in
post-Heideggerian and deconstructionist usageemphasizes this very condition of
presentness as that which is specically achieved in the act of presenting. Thus either
term may be used, depending upon the emphasis one wishes to convey. Finks expli-
cation of Entgegenwrtigung, coupled with his critique of Husserls presentialism
(see 5.2.3.1) has the effect of introducing the shift of emphasis represented by the
second term. Thus while presenting and presencing (and their correlative negations,
depresenting and depresencing) may be used interchangeably, the shift of emphasis
conveyed by the choice of one over the other should be remembered.
...NOTE :
In this note (Z-IV 10a) Fink makes reference to a conversation with Husserl from
July 10, 1929, featured as well in Z-I 149a150b, on the intratemporality of the
ever-temporal, e.g., of the ideal. (Both in EFM 1). Finks approach, then, allows
Appendix: Longer Notations 561
resolving an ambiguity in the term genetic: it can mean the genesis effected within
temporal horizonalities, or it can mean the genesis of temporal horizonalities them-
selves. This is the distinction between the genesis done within horizonal world-time,
and the genesis of horizonal world-time. The rst is generally the topic of genetic
analysis, while the second is the ultimate term of regression, viz., to ultimate ori-
gin and origination. See 5.1.1.3.
...NOTE :
..NOTE :
Suggesting this last idea is the fact that the subset of notes (Z-V IV/111) com-
ing immediately after those dealing with the swing of time here (Z-V III/114)
contains a discussion on a thesis of Mrchens regarding the imagination (Z-V
IV/10ab), which, however, need only refer to Herman Mrchens work Die Ein-
bildungskraft bei Kant, published in Husserls Jahrbuch XI, the same volume that
contained Finks dissertation. Finks discussion of Mrchen emphasizes his own
analysis of time in term of depresencing. Mrchen had handwritten a set of de-
tailed notes from Heideggers 1928 SS lecture course (cf. Nachwort, MH-GA 26,
p. 289), but there is no evidence of a Fink-Mrchen personal acquaintance.
...NOTE :
Beil. II, IV, V, VI, VIII, X, XII, and XIII in Hua X stem from the Bernau manuscripts,
as Fink had already discovered in his study of them (see Edi Marbachs bersich
ber die Manuskriptgruppe L II, in HA). For the full extent of the material thus
included in the 1928 publication see the indications given in Hua XXXIII, Ein-
leitung der Herausgeber, pp. xvii and xxv, and Zur Textgestalgung, p. 393.
Material from the Bernau manuscripts was also used in Landgrebes editing of EU;
cf. Hua XXXIII, p. xxv and note 1, especially the article by Dieter Lohmar referred
to there, Zu der Entstehung und den Ausgangsmaterialien von Edmund Husserls
Werk Erfahrung und Urteil, Husserl Studies, 13 (1996), 3171.
562 Appendix: Longer Notations
...NOTE :
Finks transcript keeps the manuscript in its original order, while Hua XXXIII
parcels it out in accord with the ve-part thematic organization of the edition (see
Einleitung der Herausgeber, pp. xxxxxxii, and xlixl). When these separated
parts are assembled in the order of the manuscript sheaf itself, they go as follows: (a)
Hua XXXIII, pp. 21028/30 (Text No. 11, with Bl. 1 given on p. 398 and with Bl. 3
omitted), (b) pp. 232/12235/14 (Beil. VI), (c) pp. 228/31232/7 (Text no. 11,
continued), and (d) pp. 2048/4 (Text No. 2), which includes a brief passage with
diagrams at the end that is not in Finks typescript.
...NOTE :
Rudolf Bernet has drawn attention to the structural role absence plays in Husserls
analysis, the temporal absence that arises at the very heart of the presence of the
absolute subject to itself, (La prsence du pass dans lanalyse husserlienne de la
conscience du temps, Revue de mtaphysique et de morale, 88 [1983], 179), and he
has made an insightful comparison between Husserls and Heideggers conceptions
of how time originates (Origine du temps et temps originaire chez Husserl et
Heidegger, Revue philosophique de Louvain, 85 [Novembre 1987], 499521). His
emphasis on Heideggers focus on horizon in contrast to Husserls on object con-
verges, without his knowing Finks notes, with Finks thinking on the same matters.
....NOTE :
...NOTE :
See Z-I 140a (EFM 1), Z-VII XVII/30a (Chiavari) (EFM 2), and OH-VII 21 (EFM
3). Fink nds the element of punctualism prominent in Husserls work even if at
the same time Husserl conceives the point of the now as including the not-yet
and the no longer, via protention and retention. See B-III 16 (EFM 2, Abschn. 2).
(See 5.1.1, p. 232, where this is exactly the point Fink asserts of Husserls work in
VB/I.) One of the most helpful distinctions Fink makes in regard to Husserls work,
one that would clarify many Husserlian texts but that, applied, would require their
detailed interpretative rewording, is that between a time-modality and a time-
horizon. For example, now is a time-modality, a position within time, whereas
Appendix: Longer Notations 563
the present is a time-horizon, the wherein of the modality of now, B-IV 7b,
EFM 2). This all gets complicated in the explication of the time-horizon (cf.
5.1.2.3.1), and it is behind making the distinction between two aspects in the pres-
ent critique of schema primacy, one pertaining to the time-modality of the now-
point, and the other pertaining to the time-horizon of the present.
..NOTE :
In Z-XIX II/8a (#5), in notes on conversations with Landgrebe in March 25, 1935,
Fink indicates that one major theme of the new Time-Book is retentional time-
constitution, in the primacy it has when taken prior to its abstract determination
as symmetrically on a par with protention within the stream of experiencing. There
is no further mention of this idea anywhere in Finks notes to make clear what he
means by it. Presumably it has to do with the pregivenness status of world horizon-
ality, namely, its present-perfectness (see the end of 7.2.4 and note 267 in 7.3.3.3),
that the world already has come to be and is.
..NOTE :
Chapter 6
NOTE :
Hua XXXII, p. 147. Finks rsum of the lecture course has the following corre-
sponding passage: This required task of making [hitherto anonymously] perform-
ing life thematic and intelligible we can designate as the self-interpretation of life.
Life is not a whole that can be analytically broken down into its summative parts,
but instead is a continuous intentional tradition; for life is what it is always in an
historical way. Nachschrift, E. Husserl: Natur und Geist, p. 14, in the Fink Nach-
lass, Freiburg (the phrase in brackets is my insertion taken from the previous sen-
tence in the rsum itself). This passage is included in the portion of Finks Nach-
schrift that is given in Hua XXXII, pp. 26467, with this passage on p. 265; cf. also
the Nachschrift by Johannes Pfeiffer, Hua XXXII, pp. 26770, which provides a
564 Appendix: Longer Notations
more detailed, but less summatively pointed recording of Husserls lectured treat-
ment of this same theme. Part of Husserls lecture was given free of his prepared text
(cf. Hua XXXII, p. 149, note 1, and p. 169/20) or without a fully prepared text (cf.
Hua XXXII, p. xi, note 1, p. 156, note 1, and pp. 28485).
.NOTE :
For other earlier formulations see Guy van Kerckhoven, Zur Genese des Begriffs
Lebenswelt bei Edmund Husserl, Archiv fr Begriffsgeschichte, 29 (1985), 182
203; Iso Kem, Die Lebenswelt als Grundlagenproblem der objektiven Wissen-
schaften und als universales Wahrheits- und Seinsproblem, in Elisabeth Strker,
ed., Lebenswelt und Wissenschaft in der Philosophie Edmund Husserls (Frankfurt:
Klostermann, 1979), pp. 6878; and Manfred Sommer Einleitung: Husserls Got-
tinger Lebenswelt in Edmund Husserl, Die Konstitution der geistigen Welt, Text
nach Husserliana Band IV, ed. by Manfred Sommer, Philosophische Bibliothek 369
(Hamburg: Meiner, 1984), pp. ixxlii.
.NOTE :
..NOTE :
See SZ, pp. 110, 188, 192, 206, and 31516. In Heideggers lectures see MH-GA 27,
pp. 32728 (EFA U-MH-I 121). In Grundbegriffe der Metaphysik, WS 1929/30,
Fink notes down Heideggers saying this: Philosophy is itself nothing other than the
attack made upon man, driving him out of everydayness and back into the ground of
things. And who is it that thus drives him? The Dasein in man, that he is and has to
be, and that from the ground up has no connection with the harmlessness of an
absolute subject. (U-MH-IV 11, emphasis Finks.) The last clause here is not in
the corresponding text of the Gesamtausgabe edition (MH-GA 29/30, p. 31), but it
could easily have been a comment added by Heidegger as he lectured. Heideggers
1925 summer-semester Marburg lectures, History of the Concept of Time, how-
ever, do offer an explicit critique of Husserl, very much in this direction (MH-GA
20, 11). Fink, taking his rst university studies in that same summer in Mnster,
had not been present. See 1.1.
Appendix: Longer Notations 565
..NOTE :
One should note here as well the next to last sentences of Finks Nachschrift of
Husserls Nature and Spirit lectures in the summer of 1927: Only phenomeno-
logical reection, i.e., the thematization in understanding [verstehende Thematisa-
tion] of the life that otherwise works anonymously, the reection that discovers, in
intentionally performing subjectivity, spirit in a much more original sense than any
enworlded spirit ever can be, is capable of delivering a radical understanding of all
ontic objectness and thus of providing as well a grounding of all sciences relating to
the world. (Nachschrift, p. 17; Hua XXXII, pp. 266267; cf. the corresponding
passage in the Pfeiffer Nachschrift, Hua XXXII, pp. 27879). The typescript pas-
sage, identical with that in Finks handwritten notes for the course, EFA U-III 36,
dated July 27, 1927, represents part of Husserls lecturing that was done without a
fully prepared text (see note 1 above; cf. also 2.4, note 38 here in the appendix).
..NOTE :
This idea is not entirely absent from Husserls own analyses, in the Bernau manu-
scripts, for example, in the nal manuscript of Finks arrangement, The Stream of
Experience and the I (see 5.1.2.1). Husserl speaks of the passive phenomena of
consciousness: original sensuousness, sensations, feelings, drives, the passive
being-carried-along-by of the I, things that do not spring from it as acts. Of these
wholly I-less tendings he mentions association and reproduction andmost
interestingthe thereby determined formation of horizons. This is the realm of
original time-consciousness, of an absolutely passive intentionality, precondi-
tion for the activity of an intellectus agens. While this latter is a matter of acts of
attention on the part of a wakeful I, there is also the passivity of wakefulness.
This is all in a single paragraph in EFA B-II 245246, Hua XXXIII, pp. 27576.
..NOTE :
OH-VII 2830, EFM 3. The notes for this discussionwhich Fink represents with
further notes from the date itself, January 29 (OH-VII 4446)proceed via the
interpretation of Nietzsche. For example, among other points is the rejection of any
conception of retrogression behind culture in order to seize natural life,
i.e., in a naive biologism oriented to pre-cultural life-values such as health,
strength, vitality. Nietzsches return to undisabled life and his formula beyond
good and evil are taken to mean the essential dynamism beyond all roles of life,
viz., the play that is bound to the Panic fundament. (OH-VII 3031, Finks em-
phasis.)
..NOTE :
..NOTE :
Here one should mention two testimonials regarding Finks view of his Kant-
Studien article and the Sixth Meditation that, made by parties who did not have
the benet of acquaintance with the long critical work on Finks part from which it
stemmed, suggest a certain dissembling to Husserl on Finks part. One is from H. L.
Van Breda in a letter to Maurice Merleau-Ponty from December 17, 1945 (in the
Husserl Archives), where he suggests that Merleau-Ponty had been too strongly
under the inuence of the Sixth Meditation, which is a text by Fink, not Husserl.
Van Breda then remarks that this text, together with the article in Kant-Studien, is
basically a critique of the very bases of Husserls thought, although the author has
indeed hidden his opposition, and Husserl himself in his splendid navet did not
notice itat least as concerns the article in Kant-Studien. But while Fink may not
have frontally declared to Husserl the full measure of his divergence from him, he
certainly did lay out for Husserl the fundamentals of his critical thinking regarding
phenomenology; and Husserl recognized its import, even if the full extent of its
implications may have eluded him. There was, after all, a certain resistance in
Husserls thought habits that he himself had to acknowledge (see the second exergue
Appendix: Longer Notations 567
text to chapter 2). As for Fink, his attempt to work into phenomenology the recast-
ing it needed did not take the form of a blunt contrarying of Husserls customary
thinking; their work was the work of conversation and exchange, not doctrinal
dispute. Van Breda acknowledges this diplomatic exigency on Finks part in a letter
written to the French publishing house Aubier on the same day as his letter to
Merleau-Ponty, December 17, 1945, in a remark on the Sixth Meditation: Fink
did not like to have his draft widely known, because his critique is basically quite
severe. . . . At the time he wrote these pages it would have been very difcult for
him to express his thinking in a more straightforward way. (Letter in the Husserl
Archives)
The second testimonial is Herbert Spiegelbergs recollection of a late conversation
with Fink, telling how Fink said he was surprised at Husserls subscription to his
Kant-Studien article, in that Fink meant [the doctrine of the three egos] as crit-
icism. (Spiegelbergs Scrapbook, cited in an additional entry by Schuhmann for
p. 430 in a future revision of his HChr.) One of Finks notes from the latter half of
1937 (Z-XXV 197, EFM 3) makes much the same point: 6th Meditation = an
exercise in the sharp-sightedness that shows the consequences of the Husserlian
hypostasis of the transcendental.
.NOTE :
The kind of negation at play here is directly relevant to Finks choice of the term
meontic for the transcendentally originative as intrinsically beyond being. He seems
to follow the distinction between the Greek mh- and the Greek ou(k)-, viz.,
between a subjectively dependent attribution of the negative, and an utter, un-
qualied negation. In Finks choice of word, the meontic is a negation consequent
upon the incapacity in the conditions obtaining for the one making the assertion to
apply ontic designations to that which is under discussion, whereas the ouk-
ontic would suggest an absoluteness of negativity, an utter nullity. See Z-VII
XXI/9a (EFM 2), where the meontic is contrasted with the presumed reference to
Kants KrV, A29192/B34749. See also Heideggers mention of nihil negativum
MH-GA 26, p. 27172.
.NOTE :
Chapter 7
NOTE :
A translation suggesting the relevance of this stanza to the way the thrust of chapter
5 (see 5.1.1.4) is taken up in the present chapter might run thus:
.NOTE :
..NOTE :
Fink writes the word Me-on in many ways: hyphenated and unhyphenated, in
Greekmh-onas well as transliterated. In some of his notes it is used to designate
the Absolute in the guise of God (transliterated and unhyphenatedZ-IV 66b,
EFM 1, and Z-XV 62a, EFM 2; transliterated and hyphenatedZ-VII XVII/32a,
EFM2), in others as the negative to being, the ultimate of Nothing, even if the
constitutive linkage to being has to be equally asserted (translated and unhyphen-
Appendix: Longer Notations 569
atedZ-I 105a, Z-IV 51b, 71b, and 112b; Z-V IV/1b, EFM 1; Z-VII XIV/6a, EFM
2; Greek and hyphenatedZ-V VI/4b, EFM 1, and Z-XXIX 27a, EFM 3).
..NOTE :
...NOTE :
See Theodore Kisiel, The Genesis of Heideggers Being and Time (Berkeley: Univer-
sity of California Press, 1993), Daniel O. Dahlstrom, Heideggers Method: Philo-
sophical Concepts as Formal Indication, Review of Metaphysics, 47 (1994), 775
95, Ryan Streeter, Heideggers Formal Indication: A Question of Method in Being
and Time, Man and World, 80 (1997), 41330, and Steven Crowell, Question,
Reection, and Philosophical Method in Heideggers Early Freiburg Lectures, in
Phenomenology: Japanese and American Perspectives, ed. by Burt C. Hopkins (Dor-
drecht: Kluwer, 1999), pp. 20130.
...NOTE :
..NOTE :
That this would not have been the only occasion for Husserls confronting Finks
alternative thinking is indicated, for example, by Z-XXV 42a. In this record from
570 Appendix: Longer Notations
November 4, 1937, of a conversation with Husserl, then still alert and active though
no longer with the energy to work steadily (see 1.5), Fink mentions the six theses he
offered. The rst was on Hegels theory of the philosophical statement as the key
to understanding his concept of the dialectic in the difference between static onti-
cal truth and dynamic, speculative truth, while the last thesis spoke of the task of
phenomenology as the positive comprehension of the possibility of speculative
thinking (emphasis Finks).
...NOTE :
In addition to frequently taking up Hegels thought in his notes Fink also has two
folders devoted primarily to Hegel, Z-VIII (EFM 2; see the following footnote), and
Z-XXIV (EFM 3), from 1938. Z-XXIX as well, from 1939, is mostly notes on
ontological experience (Z-XXIX 312a; EFM 4). See also Finks lectures from WS
19501951, Sein und Mensch: Vom Wesen der ontologischen Erfahrung, ed. by
Egon Schtz and Franz-Anton Schwarz (Freiburg and Munich: Alber Verlag, 1977),
which, however, move past the framework of engaging Husserl with Hegel to de-
velop Finks own philosophic stance.
...NOTE :
Z-VIII 2cd, EFM 2. This folder contains the notes Fink made for his tutorial in WS
19301931 for several Japanese scholars (Professors Tomo Otaka, Goichi Miyake,
Jisho Usui, and Miyumi Haga) who had come to Freiburg to study under Husserl.
The tutorial was devoted to the Preface to the Phenomenology of Spirit. At the
same time, Fink was attending Heideggers lectures on Hegels Phenomenology
of Spirit, and he took notes summarizing them (EFA U-MH-VI). The similarities
and differences between Heideggers and Finks interpretations here are very clear.
Heidegger represents Husserls phenomenology as a phenomenology of conscious-
ness, in contrast to Hegels, which is not to be interpreted that way (U-MH-VI 13;
MH-GA 32, p. 40). The measure of Finks insistence on a nonpsychological inter-
pretation of Husserls phenomenology is seen dramatically in a comment of his from
much later: Phenomenology without speculative elements is sheer psychology, but
the task is to perform the speculative contraband work openly. Z-XXVI CXXIII/3,
from 1940 in Louvain, emphasis Finks (EFM 4).
...NOTE :
The profound double meaning of the terms Fink regularly uses in this speculative-
critical assertion of powerlesslessOhnmacht, ohnmchtig, and Ohnmchtigkeit
(see, e.g., Z-VII III/3b, VI/3a and /4a, VIII/5b, XVII/31ab, and XVIII/5a and
/11a; and Z-XV 22a, 76a, and 109a; all in EFM 2; also Z-XVI 1a, in EFM 3)lies
in the fact that, while these words literally mean without power, they also fre-
quently simply mean fainting and its result, being unconscious. But more than
the unmasking of the pretensions of the metaphysical elevation of subjectivity to
creative absoluteness over its cognita, the poignancy of this loss of power in the
Appendix: Longer Notations 571
losing of consciousness is also a loss of and loss to the world that cannot be missed
in the demonstration of its meaning that was offered by the waning of Husserls
powers in his last months and days, as he, in all his magnicant consciousness, came
to be no more.
...NOTE :
Even from the perspective of the conclusion of Finks work with Husserl, i.e., 1937
1940, when the changes in Heideggers direction of thinking have to be more fully
taken into account, Fink remains critical of Heideggers position. One point of
critique pertains directly to the system-based character of Finks meontic position.
For example, in 1939, after his move to Louvain, Fink contrasts Heideggers care
with his own play, and where Heidegger sees a pre-conceptual understanding of
being Fink sees the concepts proto-illuminative clearing [Urlichtung des Be-
griffs] (Z-MH-I 3a, EFM 4). He even writes that Heideggers concept of the pre-
ontological as pre-conceptual is false. (Z-MH-I 29a, emphasis Finks.)
..NOTE :
..NOTE :
In the contrast with Heidegger made here one nds the basis for interpreting the
apparent similarity between Heidegger and Fink in their respective use of the term
Instndigkeit. The term (in its nominal and adjectival usage) occurs repeatedly in
Heideggers Beitrge zur Philosophie (Vom Ereignis), edited by Friedrich-Wilhelm
von Herrmann (Frankfurt: Klostermann, 1989), but one has to recognize that
572 Appendix: Longer Notations
Instndigkeit (also in both nominal and adjectival form) is frequent in Finks notes
in the half-dozen years before its currency in Heideggers Beitrge. (One should note
too that Heidegger often uses a variant, nonorthographic spelling, Instndlich-
keit; Fink does not.) Heideggers conceptdenition if one wishesof Instn-
digkeit is that it is the region of the human who is grounded in Da-sein (Beitrge,
174); or Instndigkeit is the relationship to being as the inherent abiding in the
truth of beyng [des Seyns] (as Ereignis) (Beitrge, p. 467, 266; cf. also 128). The
whole issue of similarity and difference, however, cannot be fully treated here, nor
can the question of how the convergence of concepts came to be. Instndigkeit is
not used in SZ, and any occasional occurrence of it in Heideggers work in the years
following SZ (and before the Beitrge project) shows no such systematic sense of the
term such as Fink provides (see 5.1.1.2). Indeed Finks usage of the term is found in
texts from as early as 1927 on (and regularly in 1928 and thereafter), whereas in
contrast Instndigkeit does not even occur in Finks Nachschriften of Heideggers
six lecture courses from WS 19281929 to SS 1931. From Heideggers return to
Freiburg for the winter semester of 19281929 on, Fink was in frequent contact
with him, as Heideggers position as Korreferent for his dissertation (see p. 18 in 1.2)
would suggest, but equally as indicated in Heideggers remarks in MH-GA 29/30
(pp. 53236) and by his dedicating this same volume to Fink. In sum, indications are
that stimulus to thinking would not run in one direction only, from Heidegger to
Fink, but could move also in the inverse direction, as it appears in the present
instancesomething that also took place in the later postwar years, as can be
attested by those who knew both thinkers well. This matter, however, is altogether
subordinate to the sense and value of the conceptions involved for the philosophic
issue in question. The question of who might be said to originate an ideaand
perhaps therefore in some specious sense to own itis not the main concern,
philosophically speaking.
..NOTE :
..NOTE :
Z-XV 38a; cf. also Z-VII XVI/5b, the last portion of a long exposition dated Decem-
ber 3, 1930, and given for some Japanese philosophers studying with Husserl at that
time (see the annotations to Z-XV 1a and XVI/1a), and Z-XI 90aall three in EFM
2. Literally Fink writes Entnichtung zur Welt, unnihilating into the world,
which process should not be interpreted as an insertion into the worldthereby
supposed as already in placebut rather as the coming-about of the world as the
thereness of being in temporalized appearing and being-experienced, namely, as
that which the Nothing turns into in unnihilating itself by its originative act.
.NOTE :
.NOTE :
See VI.CM/2, Texts No. 3 and No. 4 of the 1932 revision. These revisions of Finks
are clearly adaptations, to Cartesian Meditations, of the pattern set out in the
1930 Layout, as comparison between these texts and both (a) book I, section 1, of
the outline (VI.CM/2, pp. 46), and (b) the full-scale draft of this section (VI.CM/2,
pp. 10105) show. Fink makes clear in CM6 that the world has this priority because
in the end the world, transcendentally considered as the all-embracing structure of
being-as-appearing, is the rst and comprehensive telos of constitutive origination
and stands in antecedency to egoic reective life, especially if this latter is taken in
abstract autonomy. This, however, does not undercut the consummative role that
egoic reection holds in the phenomenologically achieved reective realization of all
this, as the taking possession of itself by originative life (see 6.3.5).
..NOTE :
has to be assessed is the extent to which Heideggers program does or does not
answer the question of the constitution of being. Ontological philosophy only
makes clear the way in which something in being [Seiendes] is if it is, but not that it
is. Constitutive phenomenology alone conceives being as meontic product (ibid.).
For Heidegger to go beyond ontology in met-ontology is to shift from (a) the stand-
point by which the basis for the analysis is a structure of the fundamental being,
Dasein, viz., the structure of temporality, to (b) the standpoint by which the basis for
the analysis is no longer temporality as of Dasein but temporality as the totality
within which to understand Dasein and everything else. A shift or turn [Um-
schlag, Kehre] is thus worked (MH-GA 26, pp. 196, 199200, and 201). For Fink
such a shift is not enough. The metontological as Heidegger conceives it is still
subject to the In-Stancial constitutive question; that is, the structuring of existence
in the world precisely in terms of totality conditions governing that existence rather
than in any way being grounded in that totality, must itself be inquired into con-
stitutively. This moves the inquiry beyond the scope of Heideggers shift, i.e.,
beyond the shift from one kind of being (Dasein) to being as such; it becomes the
move beyond even temporality as the horizon of being. Heidegger astutely insists
that one recognize the excess of Daseins being, viz., the excess of possibilities
by which it surpasses all factic being (MH-GA 26, pp. 24849), but Fink nds the
excess to be far more radical. It is found rather in having to think the condition of
originatedness as the opening beyond being, in the meontic character of ultimate
origination that can be constitutive of human being only in meontic surpassing (see
Z-VII XIV/1ab, cited in 6.4, and Z-IX 11ab).
..NOTE :
See 2.6.2.4 (and chapter 3 in general) and 2.5.2.1, respectively; the two brought
together can be seen in compact statement in OH-III 34 (EFM 3). The framing that
sets in under Kantian inspiration to circumscribe the Cartesian orientation can in
actuality be considered an implication drawn from the determination that imposes
the application of the epoch in the rst place, namely, the cosmological situation
wherein phenomenology must begin and with which it must remain engaged. Finks
original conception in his 1930 systematic plan in effect reverses the Husserlian
order made canonic in Ideas I. Phenomenology is constituted now not by the turn to
immanence but by the thematization of the world, and that thematization regulates
the way the turn to immanence would be carried out: phenomenology begins as
ultimately requiring cosmology, which, when nally taken up explicitly, provides
the interpretation that gives phenomenology its ultimate transcendental sense. This
is the point of the orientation that governs chapter 4 from its opening through 4.3.
See Z-VII XVIII/1a (EFM 2) and Z-XX XXV/1a (EFM 3).
...NOTE :
One of the determinative factors in the postwar attention to the theme of history in
phenomenology, for example, was the work of Landgrebe, represented in his Phan-
Appendix: Longer Notations 575
...NOTE :
See the brief treatment in 9.3.3, and note texts Z-IV 18a, 27b, 32a33b, and 70a;
Z-V II/1a, VII/3a and 4a, and XXI/18a (both folders in EFM 1); B-III 4143 (EFM
2); and Z-VII XVI/5ab and XVII/17a, #3 (EFM 2). Cf. also VI.CM/2, pp. 2829,
and CM6, pp. 12832 (VI.CM/1, pp. 14045). In one of Finks conversations with
Landgrebe, March 25, 1935, Faktizitt und Geschichtlichtkeit is given as one of
the topics, focusing, however, on the misunderstanding of essence as a structure
that is forever-in-its-being [immerseienden] and hence unhistorical, Z-XIX II/5a,
#12 (emphasis Finks); on this see 5.1.1.4, p. 254. Finally, it should be noted that the
problematic of history also has to be kept in close connection with the question of
nature, as Fink makes clear in Z-V X/1a and a topic in the same conversation with
Landgrebe just noted (Z-XIX II/5a, #5).
...NOTE :
The differences on dening the problem of human being that emerge between Finks
drafts of proposals for Husserl, together with notes on the themes in those drafts,
and Husserls own, can be seen by comparing, for example, (a) Z-XVIII V/13,
ideas for Husserls 1935 Prague lectures, M-III 4346, a typed draft for the same
purpose given Husserl on August 14, 1935 (EFM 3, but also HA P II 2/3941), with
(b) Husserls own text (Hua XXIX, pp. 10339). The topic of the denition of
man is a frequent one in Finks notes (e.g., Z-V VI/1a; Z-VII XVII/19a, XVII/31a
b, and XVIII/7a; Z-XV 49a and 62ab, Z-XX 4a, Z-XXV 29a, etc.).
...NOTE :
Letter to Edwards, pp. [34], emphasis Finks. Near the end of the letter Fink
remarks, Professor Husserl has worked out some quite comprehensive phenome-
nological theories on the great problems of traditional metaphysics (God, immor-
tality, teleology), that at least in the style of the new phenomenological way of
posing the question have to claim unconditioned validity, even if a lot of obscurity in
detail remains to have light shed on it (p. [4], emphasis Finks). Finks letter did not
576 Appendix: Longer Notations
give Edwards any consolation; in his reply to Fink from January 27, 1934, he
expresses his continued discomfort with the perspective phenomenology offers him
(letter in the Fink Nachlass).
...NOTE :
Here the principle spoken of in general form in earlier chapters (2.1, pp. 7778, 2.3,
pp. 8386, 2.7, pp. 12627, the opening paragraphs of 4.1, and 5.1.2) is nally
given its full statement. See also its treatment in CM6, pp. 79 (VI.CM/1 pp. 89).
The utility of this principle for critique and interpretation, and an application of the
points being made in the present section and the present chapter, are offered in my
review of Naturalizing Phenomenology: Issues in Contemporary Phenomenology
and Cognitive Science, edited by Jean Petitot, Francisco J. Varel, Bernard Pachoud,
and Jean-Michel Roy (Stanford: Stanford University Press, 1999), Husserl Studies,
20 (2004), 4488.
...NOTE :
From Z-XXVIII XIX/1a2b (EFM 4), written after Husserls death and Finks emi-
gration to Louvain, and part of a conversation with Landgrebe on January 14,
1940, regarding the divergent treatment between them on Husserls problematic of
the world. Each was preparing an article for the new journal then being planned by
the nascent International Phenomenological Society, viz., Philosophy and Phenome-
nological Research, the rst issue of which contained Landgrebes article The
World as a Phenomenological Problem, 1 (1940), 3858. Fink, however, never
completed his proposed piece, to complement his 1939 article in the Revue interna-
tionale de philosophie, Das Problem der Phnomenologie Edmund Husserls (Stu-
dien, pp. 179223).
...NOTE :
the march. This, at least, is how one might interpret Husserls remarks in his
notations 374 and 375 to pp. 1078 in CM6 (VI.CM/1, p. 118).
...NOTE :
...NOTE :
Fink obviously did not develop the ideas that compose the meontic without any
connection to other currents of thought. For example, a fairly full display of the
essential issues and elements that enter into the meontic can be seen in the essay
Alexandre Koyr offered Husserl for the latters seventieth birthday (see 1.2, p. 20),
Die Gotteslehre Jakob Boehmes, a translation of a long chapter on God in
Koyrs La philosophie de Jacob Boehme, which he had published that same year
(Paris: Vrin, 1929), pp. 30353. But this can only be considered a treatment of
possible ideas that Fink would have earlier come upon in various places; for the
concept of a meontic is found in his notes already as early as 1927 (see M-I 7,
EFM 1).
Chapter 8
.NOTE :
Dorothy Ott, a graduate of Smith College from Winnetka, Illinois, was prepar-
ing under Finks guidance a dissertation entitled The Problem of Evidence in Phe-
578 Appendix: Longer Notations
.NOTE :
Z-XXII 2021, emphases Finks, espressions in brackets mine. Finks treatment here
in effects rejects the idea of language as an interposed grid, as a selective mediating
system that imposes some features and blocks others in the representation one
gets of an in-itself fully propertied reality. Against this Cartesian-like enclosure of
the mind behind interposed linguistic representation, or at least mediation, Finks
proposal is to interpret language in terms of the basic intentional thrust of con-
sciousness as opening to being, namely, as the concretization of this ontological
thrust and opening in a particular set of articulation possibilitiesfor example, that
in one language, in one concretization, the thing be taken as ontically primary;
alternatively, that the event or process have this standing.
.NOTE :
The sentence that precedes these quoted lines, beginning the explanation of
A-lhyeein, is surprising (emphasis Finks own): Disclosive is man (and the
animal and eventually God). The general way in which an animal is enthllend
would have to be as the basic wakeful openness to surroundings, though not per-
haps precisely (or fully) to surroundings as world, i.e., as the horizon of being as
appearing; and God would have to be taken as existing in this same world, though
how God could be in surroundings at all is puzzling. On the other hand, this
certainly underscores the character of Finks proposals as reopening the question
here against any dogmatization into a doctrinal answer, whether from Husserls or
from Heideggers work.
Appendix: Longer Notations 579
..NOTE :
See Morriss Logical Positivism, Pragmistism, and Scientic Empiricism, the second
essay, entitled The Concept of Meaning in Pragmatism and Logical Positivism.
Morris is not named in Finks tutorial, and there is no direct evidence that Fink had
studied his pragmatist position. There is, however, some convergence between their
respective work, e.g., between a set of points Morris makes in chapter 2 of the above
book and Finks statements, for example, in ZXXII I/3ab and II/79. Roughly
put, convergence can be seen in their arguing the insufciency of purely intra-
linguistic formal considerations to account for the material sense of words. Beyond
formal features, words (a) imply expectations about what can be experienced and
(b) exercise a special referential linkage to some actual something eventually expe-
rienced (Morris). This means that expectations are materially delimited, i.e., they
have determinate intentional sense and there is a specic way in which words with
their sense relate to an actual experienced object (Fink). These additional elements
thus intrinsically involve the speaker of the language, beyond the logic of formal
linguistic interrelations, in an engagement that is social (Morris) or intersubjective
(Fink).
..NOTE :
Once again, the evident similarity of this idea to a point that (along with others, e.g.,
the ontological predetermination lying in language) gures heavily in Heideggers
work suggests a direction Fink was encouraged in by his familiarity with Heidegger.
However, what Fink (with university study of his own on language and linguistics) is
doing in his treatment is making explicit the interweaving of methodological princi-
ples in terms of which to integrate the two dimensions of concrete phenomenologi-
cal detail-work and analysis-vivifying speculative insight. In this way a direction
common to both Heidegger and Fink is developed integrally within a program that
preserves Husserls immense and ground-breaking achievement even while extend-
ing it further.
..NOTE :
Relevant, too, is the way the sense-powers, e.g., sight and the phenomenon of light,
are sketched in terms of their world-openness and sense-spatiality, that is, in
terms of the eld- and horizon-structure of intentionality (Z-XXII D/1ab). The
direction of analysis here is to break down the dichotomizing conception of bodili-
ness as separable from the operation of knowledge and thought. Finks notes for
Morris indicate the general import of the same kind of task for understanding
language: The traditional formulation of the concept of sense involves an epis-
temological distinction between perception and understanding. This cannot be
retained phenomenologically. (OH-VIII 3, EFM 3.) Fink had also conducted a
tutorial on Aristotles Metaphysics for Dorothy Ott and his close friend Alfred
Riemansperger in the fall of 1936. The notes for this are in Z-XXI (EFM 3).
580 Appendix: Longer Notations
.NOTE :
A change Fink makes in refashioning his 1928 Preisschrift into his dissertation
relates to this point: pure fantasy is not, like memory, a presentifying [Vergegen-
wrtigung] that would be distinguished only by the absence of the positing that
memory includes. The two are in principle different; fantasy is grounded in the
specic temporal dimension of possibility, memory in that of actuality, which is
structured in the triple temporal dimensionality generated by depresencing. This is
the main issue explored in Z-I 129ab; also Z-I 141ab and 152a. Compare Studien
20 and Preisschrift 9 (especially pp. [58]f.), the latter in EFM I, Beil. I to Z-1.
Chapter 9
..NOTE :
The modications that Fink outlines are matters that Husserl has himself already
recognized. (See CMe/Hua I, 56 and 58.) It is therefore puzzling that Husserl
seems to have found the material Fink sketches out following the text just referred
to, where Fink gives the rationale for the sketched-out treatment he wishes to pro-
vide, difcult to graspunintelligible, Husserl writes in annotation 390, VI.CM/
2, p. 258. Perhaps rather than think the material unintelligible Husserl did not
quite grasp Finks point about the restrictedness that characterizes protomodal
analysis. Not long afterward, however, Husserl received the fuller statement of the
system-based critique of phenomenological method, Finks Sixth Meditation, in
terms of which at least this point would gain its fuller sense, i.e., the question of the
relationship between the protomodal and its modications, which Husserl in
CMe characterizes instead as the primordially constituted in relationship to the
secondarily constituted. This is just what Fink would see as an instance precisely
of privileging the protomodal. The proper sense of the distinction, then, is one that
Fink would see claried in the transcendental critique of methodology. See CMe,
58, pp. 13334 (Hua I, p. 161), for Husserl, and VI.CM/2, pp. 25860, for Fink.
See note 46 further in the chapter, within the question of the last of the modications
to protomodality.
..NOTE :
This question is deferred by Fink as beyond the scope of the Fifth Meditation.
Actually he is asking two questions: (1) whether the endless world-horizon is simply
a fundamental given to which human consciousness correlates in its life, or is con-
stituted by the consciousness had of it, thus posing the difference between natural-
attitude inquiry and transcendental explication; (2) whether the consciousness that
constitutes the world is a consciousness that is not denable as simply here-and-now
actual. The work of Cartesian Meditations is to answer the rst question in favor
of the second of its options; but to the second question it is not at all clear if the
Appendix: Longer Notations 581
answer can be so simple and direct when the full breadth of the world and of world-
constituting consciousness is taken into consideration.
..NOTE :
On this third deciency besides Z-IV 87a88b see Z-I 5b, 8a, 20a, and 122a
(EFM 1). David Carr, in Phenomenology and the Problem of History (Evanston:
Northwestern University Press, 1974), pp. 92ff., argues that Husserls analysis is
conducted only in analogy to presentication, not with an admixture of it; but the
text of Husserls 1929 revision clearly has presentication as a key operative factor
(CMe pp. 115, in 52, and 12728, in 55, where Cairns has presentiation for
Vergegenwrtigung). The problem, however, lies deeper, namely, that, whether ap-
presentation is interpreted as mediated by presentication or not, it is still pre-
sentialistic. The Others being as both a being and an I (also in being) is, according to
Fink, not to be explicated in terms of object-presence to begin with.
In texts other than Cartesian Meditations as well Husserl tends to cast the media-
tion by which one egoic primordiality is broadened by access to others as Ver-
gegenwrtigungpresentication, for example, in C17V (1931), where he speaks
of empathizing presentication, as presentication at a second level (typescript,
p. 14). Later in the same manuscript empathizing appresentation is the term for
this operation of achieving community, in terms of the same object-presentational
intentionality that Fink nds to be too restrictive an experiential modality. The
characterization of the phenomenon in question that this results in cannot shed its
ambiguity and inadequacy. Husserl at one point even asks, Is community, intersub-
jectivity perhaps already there, and is empathy only a disclosive action? (p. 31); and
a little later he considers a kind of proto-empathy, better not called empathy at all
(for this implies explicitness) but rather a proto-intentionality that makes known
a continuity with others (p. 32). Cf. also Hua XV, Texts No. 19, pp. 33136, and
No. 20, pp. 33743.
Explorations like these in Husserls manuscripts convey the context of thinking
and rethinking that is considerably more open and malleable than the familiar
published texts of Ideas or Cartesian Meditations allow. Finks revision proposals
draw from this intense openness of reconsideration in Husserls phenomenology and
bring together different components of Husserls vast researches under the gover-
nance of the systematic and methodological corrective Fink urges as necessary for
transcendental phenomenology. Many of the points Fink tries to indicate inter-
pretively in their relevance to the critique of the Meditation V are touched upon in
C 17 III, as they are in other manuscripts of Husserls during this period.
.NOTE :
Introduction to Phenomenology, VI.CM/2, pp. 6388 (see 4.2). The order of its
topics, however, corresponds better to the rst section of Finks Layout for Ed-
mund Husserls System of Phenomenological Philosophy, VI.CM/2, pp. 47 (see
the end of 4.1). The term Selbstbesinnung here could be rendered self-reection,
so long as one removed the connotation of a mirrorlike facing of oneself, as if of
another object.
..NOTE :
The points and quoted phrases in this paragraph are drawn from Z-XIII 57ab,
emphasis all Finks (EFM 2). This note is the rst of a series of notes that amplify
the clarifying points Fink made to the Rev. E. W. Edwards in January 1934 (see the
latter pages of 7.3.3.2). Z-XIII 61ab gives the opening lines of the letter Fink
sent Edwards on January 24 (EFM 2, Abschn. 4), and Z-XIII 58 gives points for
Finks discussion with Edwards, while Z-XIII, subset LIX, has Finks notes for his
Tatwelt essay, What Does the Phenomenology of Edmund Husserl Want to Do?
(see 1.3, p. 47), much of which relates as well to the themes of the discussion with
Edwards.
Chapter 10
NOTE :
An attestation dated September 30, 1940, by the Recteur of the University of Lou-
vain, H. van Waeyenbergh, regarding Finks appointment there mentions as reasons
for Finks having to return to Germany the ransacking of his house and possessions
during his internment and the uncertainty of continuing the original nancial ar-
rangement for his position at the University of Louvain (from the Personalakten:
Eugen Fink, UAFbg, and in EFM 4, Abschn. 4). A letter from Malvine Husserl to her
daughter, Elisabeth Husserl Rosenberg, already living in the United States, mentions
Finks having left Louvain with his wife on October 24 (letter of October 25, 1940,
in the Husserl Archives). According to a letter from Gerhart Husserl to Alfred
Schutz the attempt had been made to persuade Fink and Landgrebe to emigrate to
the United States (letter of October 1, 1940, in the Husserl Archives), but both
declined.
NOTE :
Z-XXVII (EFM 4), in which one subset, A/113, pertains to Finks 1939 article,
Das Problem der Phnomenologie Edmund Husserls (Studien, pp. 179223);
English translation by William McKenna, The Problem of the Phenomenology of
Edmund Husserl, in William McKenna, Robert M. Harlan, and Laurence E. Win-
ters, eds., Apriori and World: European Contributions to Husserlian Phenomenol-
ogy (The Hague: Martinus Nijhoff, 1981), pp. 2155, and a second, A/II/118,
pertains to his Husserl-Kritik (see below, pp. 53839 and 540). The dates in
Z-XXVII are from 1939 after Finks emigration to Louvain.
Appendix: Longer Notations 583
.NOTE :
.NOTE :
.NOTE :
Eugen Fink, Sein und Mensch: Vom Wesen der ontologischen Erfahrung, ed. by
Egon Schtz and Franz-Anton Schwarz (Freiburg: Alber, 1977). This text, taking
mainly Hegel as his point of departure, though with some consideration of Heideg-
ger, only covers part of what Finks earlier sketches proposed. E.g., in Z-XXIX 303a
Fink speaks of his intention to reconcile Husserl and Hegel in an overcoming of the
opposition between theory of knowledge and ontology; see also Z-XXIX 55b,
41ab, and 302a. In his letter to Felix Kaufmann, October 1, 1946, Fink writes:
Im working with great intensity now on a work that I want to count as the rst
that is my very own. Its called Ontological Experience ; and he speaks of it in the
context of what he takes to be his highest task, namely, to make the Husserl
tradition come to life again, especially in view of the events, disruptions, and
betrayals that had intervened in the tragic years now at an end.
Index
585
586 Index
and regressive inquiry into temporaliz- in Husserl and Heidegger, 257, 498
ing genesis, 241 99
time-horizonality, 146 as pathic, not objectal and thematic,
work on in Chiavari, 271 5078
Derrida, Jacques, 340n and performance-community, 487,
Descartes, Ren, 74, 311 499, 5012, 510
de-temporalizing (Ent-Zeitigung), 438 reduction of, 581
de Waelhens, Alphonse, 372 relevant to inner life, not to objectness,
conversations with Fink, 525 501
Dilthey, Wilhelm, 21, 26, 335, 531. See a reversible experience, 491
also Husserl: and Dilthey translation of Einfhlung, 490n
as philosophy of reection, 328 and transcendental status, 49192
sciences of nature and sciences of en, 4045, 448
spirit, 331 en ka pn, 157, 158n
Dionysos, 532 Ende, Helga, 571
disclosure, name of a problem, 460 en-nitization (Ver-endlichung), 405,
distance and closeness, 199 436
D-manuscripts, problem of individua- en-nihilate, alternate meontic expression
tion, 290 for annihilate, 381n
doubleness of meaning in phenomeno- ens and verum, a speculative issue, 467,
logical descriptions, 477 56364
dreams, 509 relation as already set up: alternative
positions and their critique, 465
Ebbinghaus, Julius Entgegenwrtigung. See depresenting/
course on Kant, 6 depresencing
on Kant on the world, 202 Enthalten, meaning of, 19192, 25253
Edwards, E. W., 439, 582 enthusiasm
einai, 171, 379 essence of play, 451
Eingestelltsein: stationedness, setting up phenomenologically dened, 46162
in the world (natural attitude), the ontological experience, 46364
18586, 361, 577. See also natu- epkeina thw ouoaw, 119
ral attitude Epicurus, 519
ekbasis/ekbaoiw, 450, 462, 577 epiothmh, 213
in Hegel, 450 epistemology, internal investigation, 460
Plotinian sense, 577 epoch (epoxh), 94. See also meontic
emanation, 517 epoch
Neoplatonic, 273, 314 action of, 76n, 946
empathy (Einfhlung), 490. See also Car- applies to both subject and object, 97
tesian Meditations: Fifth Carte- 99, 179
sian Meditation done by the psychological subject?,
and bodiliness, 501 (see also living/ 122
lived body) effect of, 9899, 219
double-ended, to be reduced doubly misinterpreted as exclusion of living
in Husserl, 14, 76, 257 existence, 326
592 Index
International Congress, Prague (1934), Prague lectures, 58, 61, 292, 317, 318
5659, 311, 335 published writings propaedeutic, 97,
on his Jewish status, 39 176
Japan, possible emigration to, 549 and racial laws, 3738, 59
last months, 6870 real thesis on being, 151, 156, 176, 385
last phenomenology as monologue and recast by Fink, 427
dialogue, 511, 518 speculatively reinterpreted, 411n
lectures on empathy (1928), 14, 76, recuperation in Rapallo, 61
496 on the reduction of the idea of being,
letters to Fink, 289, 290 385
lifes work in his MSS, 35, 4950 relativity of the phenomenal for us,
manner of composing, 14, 2021, 34, 313n
61n removed from university list, 59, 317
manuscripts, Husserls residential move (1937), 63
archive discussions (1934), 56 retirement situation, 10
his description, 34 seventieth birthday Festschrift, 1920
inquiry in open and uid, 581 Sixth Cartesian Meditation, readings
rescued from Prague, 4950, 522n of, 36, 294, 322n, 476
and system-based interpretation, soul-baring to Albrecht, 3334
259, 440 subject-object schema, primacy of, 307
transferred to Louvain, 71 in Strasbourg, 19
medal from French Academy (1933), 38 tendency to philosophy of reection.
Misch, reaction to, 20, 2627, 549 See philosophy of reection: Hus-
mission in life, 20 serls tendency to
more radical than Heidegger. See Fink: time-analysis
Husserls approach more radical three stages in, 226
than Heideggers rejection of intentional sense-neutral
my being as entemporalizing- matter schema, 228
entemporalized life-stream, 315 turn away from Cartesian approach in
Nachlass entrusted to Fink, 49, 51 practice, 21814
and Nazi salute, 5859 use of tobacco, 68
new systematic presentation, 27 Vienna lecture (1935), 58, 292, 533
his own plan for, 28, 180 working holidays
occasional expressions, 392 Chiavari, 28, 181, 271, 275
offer from UCLA, 42 Kappel, 49
paradox: his strength cause of his lim- Tremezzo, 21
itation, 303 Schluchsee, 40
Paris lectures, 11, 17, 19, 483 Husserl, Edmund, and Fink
Paris lectures revised. See Cartesian this book on, xivxv, xviii, 2, 89, 127
Meditations dialogue and solitude, 51819
passive phenomena (sensuousness, Husserl, Edmund, and Heidegger
feeling, wakefulness), 565 agreements, 137
philosophical institute at Pontigny, 63 differences, 128, 13132, 137, 144,
pleurisy, 61, 63, 68 154
604 Index
also: primordial present, 226, 263 selbst), 88, 89, 130, 159, 177,
in the Bernau MSS, 236n 389, 416
in the C-MSS, 235, 322 Meon, Me-on, mh-on, 157, 15859, 171,
the ultimate transcendental I, 295 384, 449
in Finks dissertation, 233 in a Husserl manuscript, 567
in Finks stage two time-study, 289 not as in Plato or Aristotle, 158
in Husserls Basic Problems of Logic, variously written, various meanings,
235 56869
life originative of the world, 332 the meontic, 107
and multiplicity of Is: a problem, beyond the ontological, 155
3056 continual theme in Finks work with
and spatiality, 307n Husserl, 367
living process, the life of self-reection, development of basic elements in phe-
358 nomenology, 367
living proto-source, not in time as living dialectic of ultimate intelligibility, 367
present, 297 68
Logical Investigations, 7, 45354, 458, distance from gnostic or Neoplatonic
468 exaggerations, 45051
logical objectness, empty: not dening of explicit only in Finks notes, 366,
sense-identity, 470 385
logic of failure 479, 384 in Finks 1934 essay and 1935 Kant-
of foundering, 384, 393 (see also Society paper, 366n
foundering) gained early by Fink, 157
integration across the caesura, 385 in Kant-Studien essay, part II, 366
logic of origin, 381 limits and transforms positive analysis,
lgow, 457, 459 363
lgow and on, question of mh and ou(k), 567
basis for investigation of sense, 469 methodology of Being-and-Nothing,
logos hamartikos, Lgow amrtikow, 384, 385
393 neither dualism nor monism, 45051
London School of Economics, 48, 550 not directly named in the Sixth Medi-
longitudinal intentionality, 232 tation, 385
and the In-Stances, 247 an outline, 377
the phenomenology of transcendental
Mahnke, Dietrich, 39, 319, 512 illusion, 36565
Masaryk, Toms, 59n philosophy a system sustained as foun-
materiality dering, 479
and constitutedness, 510 resolution of charges by life-
and horizonal factors, 415, 5089 philosophy, 365
in Husserls MSS, 572 shows Finks independence from both
need to reconsider as non-univocal, Husserl and Heidegger, 425
510n speculative nal inquiry, 175
in terms of living/lived body, 508 third solution for philosophy, 153
the matters themselves (die Sachen the ultimate level of interpretation, 377
610 Index
Hans-Georg Gadamer
A Biography
jean grondin
Translated by Joel Weinsheimer
Gadamer in Conversation
Reections and Commentary
hans-georg gadamer
Translated by Richard E. Palmer
Gadamers Hermeneutics
A Reading of Truth and Method
joel c. weinsheimer
Eighteenth-Century Hermeneutics
Philosophy of Interpretation in England from Locke to Burke
joel c. weinsheimer
Praise of Theory
Speeches and Essays
hans-georg gadamer
Translated by Chris Dawson