You are on page 1of 6

4&66HFWLRQ3DUW,QWURGXFWLRQ 3DJH

 ,1752'8&7,21

 *(1(5$/ 


 6FRSHRIWKLV6HFWLRQ 
 6FRSHRIWKH4DWDU&RQVWUXFWLRQ6SHFLILFDWLRQ 
 5HIHUHQFHV 
 &203/,$1&( 
 &RPSOLDQFHZLWKWKH4DWDU&RQVWUXFWLRQ6SHFLILFDWLRQ 
 &RPSOLDQFHZLWKWKH*HQHUDO&RQGLWLRQVRI&RQWUDFW 
 67$1'$5'6 
 5HIHUHQFHVWR6WDQGDUGV 
 7(506$1''(),1,7,216 
 *HQHUDO 
 7KH&RQWUDFW 
 7KH*RYHUQPHQW 
 7KH&RQWUDFWRU 
 7KH(QJLQHHU 
 7KH2ZQHU 
 7KH6LWH 
 7KH:RUNV 
 7KH'UDZLQJV 
 6SHFLILHG 
 $SSURYHG 
 3URMHFW'RFXPHQWDWLRQ 
 *XDUDQWHH 
 $%%5(9,$7,216$1'6<0%2/6 
 *HQHUDO 
 &/,0$7(&21',7,216 
 *HQHUDO 
 /$1*8$*( 
 &RQWUDFW/DQJXDJH 
4&66HFWLRQ3DUW,QWURGXFWLRQ 3DJH

 ,1752'8&7,21
 *(1(5$/

 6FRSHRIWKLV6HFWLRQ

 7KLV 6HFWLRQ VSHFLILHV WKH JHQHUDO FODXVHV DSSOLFDEOH WR :RUNV EHLQJ FDUULHG RXW LQ
DFFRUGDQFHZLWKWKLV6SHFLILFDWLRQ

 6FRSHRIWKH4DWDU&RQVWUXFWLRQ6SHFLILFDWLRQ

 7KHFODXVHVLQWKLV6SHFLILFDWLRQDUHDSSOLFDEOHLQYDU\LQJGHJUHHVWRHDFKDQGHYHU\SDUWRI
WKH :RUNV 7KHLU IXQFWLRQ LV WR EULQJ WRJHWKHU DOO WKRVH VWDWHPHQWV ZKLFK DUH QR UPDOO\
FRPPRQWRPRVWW\SHVRIZRUN

 7KH4DWDU&RQVWUXFWLRQ6SHFLILFDWLRQDSSOLHVWRWKHHQWLUH:RUNVZKHWKHURQWKH6LWHRULQ
\DUGVZRUNVKRSVDQGIDFWRULHVHPSOR\HGHOVHZKHUHLQFRQQHFWLRQZLWKWKH:RUNV

 $Q\FODXVHVLQWKLV6SHFLILFDWLRQZKLFKUHODWH WRZRUNRUPDWHULDOVQRWUHTXLUHGE\WKH:RUNV
VKDOOEHGHHPHGQRWWRDSSO\

 5HIHUHQFHV

 7KHIROORZLQJVWDQGDUGVDUHUHIHUUHGWRLQWKLV3DUW
%6 4XDQWLWLHVXQLWVDQGV\PEROV
%6 %XLOGLQJDQGFLYLOHQJLQHHULQJWHUPV

 &203/,$1&(

 &RPSOLDQFHZLWKWKH4DWDU&RQVWUXFWLRQ6SHFLILFDWLRQ

 8QOHVV RWKHUZLVH VWDWHG LQ WKH 3URMHFW 'RFXPHQWDWLRQ WKH &RQWUDFWRU VKDOO FRPSO\ ZLWK
HYHU\UHTXLUHPHQWRIWKH4DWDU&RQVWUXFWLRQ6SHFLILFDWLRQWKDWLVUHOHYDQWWRWKHW\SHRIZRUN
IRUPLQJDQ\SDUWRIWKH&RQWUDFWDQGVKDO ODGRSWZKLFKHYHUSHUPLVVLEOHRSWLRQRUDOWHUQDWLYH
LVEHVWVXLWHGWRWKHQHHGVRIWKHFRQVWUXFWLRQZRUNEHLQJXQGHUWDNHQ

 &RPSOLDQFHZLWKWKH*HQHUDO&RQGLWLRQVRI&RQWUDFW

 7KLV6SHFLILFDWLRQLVLQWHQGHGIRUXVHZLWKWKH*HQHUDO&RQGLWLRQVRI&RQWUDFW

 7KH&RQWUDFWRUVKDOOFRPSO\ZLWKWKHSURYLVLRQVRIWKH*HQHUDO&RQGLWLRQVRI&RQWUDFWLQWKH
FRXUVHRIFRQVWUXFWLRQRIWKH:RUNV

 67$1'$5'6

 5HIHUHQFHVWR6WDQGDUGV

 $Q\ VWDQGDUG UHIHUUHG WR LQ WKLV 6SHFLILFDWLRQ VKDOO EH GHHPHG WR EH WKH YHUVLRQ RI WKH
VWDQGDUGWKDWZDVFXUUHQWIRUW\ WZRGD\VSULRUWRWKHGDWHRIUHWXUQRI7HQGHUV

 $Q\ VWDQGDUG UHIHUUHG WR LQ WKLV 6SHFLILFDWLRQ VKDOO EH FRQVWUXHG DV UHIHUHQFH WR DQ
HTXLYDOHQWRQH

 7KH&RQWUDFWRUVKDOOSURYLGHFRSLHVRIDOOUHIHUHQFHGVWDQGDUGVDSSOLFDEOHWRWK HZRUNEHLQJ
XQGHUWDNHQ 7UDQVODWLRQV RI VWDQGDUGV QRW ZULWWHQ LQ (QJOLVK VKDOO EH SURYLGHG ZKHUH
QHFHVVDU\
4&66HFWLRQ3DUW,QWURGXFWLRQ 3DJH

 7(506$1''(),1,7,216

 *HQHUDO

 7HUPVDQGGHILQLWLRQVVKDOOFRPSO\ZLWKWKHUHOHYDQWSURYLVLRQVRI%6

 7KHIROORZLQJWHUPVDQGFRQGLWLRQVVKDOO DSSO\ZKHQXVHGZLWKLQRULQDVVRFLDWLRQZLWKWKH
4DWDU &RQVWUXFWLRQ 6SHFLILFDWLRQ 7HUPVZKLFK DUH UHVWULFWHG LQ WKHLU DSSOLFDWLRQ WR FHUWDLQ
W\SHVRIPDWHULDORUZRUNPDQVKLSDUHGHDOWZLWKLQWKHDSSURSULDWH6HFWLRQ

 7KH&RQWUDFW

 7KHELQGLQJDJUHHPH QWEHWZHHQWKH*RYHUQPHQWDQGWKH&RQWUDFWRUIRUWKHFRQVWUXFWLRQRI
WKH:RUNV

 7KH*RYHUQPHQW

 7KH*RYHUQPHQWRIWKH6WDWHRI4DWDU

 7KH&RQWUDFWRU

 7KHFRPSDQ\RURUJDQLVDWLRQUHVSRQVLEOHIRUWKHFRQVWUXFWLRQRIWKH:RUNVDQGZKRKDYH
HQWHUHGLQWRDFRQW UDFWZLWKWKH*RYHUQPHQW

 7KH(QJLQHHU

 7KH'LUHFWRURI 5RDGV'HSDUWPHQWRUWKH'LUHFWRURI'UDLQDJH'HSDUWPHQW RUWKH'LUHFWRURI


%XLOGLQJ (QJLQHHULQJ 'HSDUWPHQW DVDSSURSULDWHXQOHVVVSHFLILHGRWKHUZLVH LQWKH3URMHFW
'RFXPHQWDWLRQ

 7KH2ZQHU

 7KH0XQLFLSDOLW\'HSDUWPHQW$JHQF\RULQGLYLGXDOIRUZKRPWKH3URMHFWLVEHLQJXQGHUWDNHQ
DQGWRZKRPWKHKDQGRYHURIWKHILQDOSURGXFWZLOOEHPDGH

 7KH6LWH

 7KHODQGDOORFDWHGIRUWKH:RUNV

 7KH:RUNV

 7KH:RUNVDVGHILQHGLQWKH3URMHFW'RFXPHQWDWLRQ

 7KH'UDZLQJV

 7KHGUDZLQJVLQFOXGHGLQWKH3URMHFW'RFXPHQWDWLRQ

 6SHFLILHG

 6SHFLILHGLQWKH3URMHFW'RFXPHQWDWLRQ

 $SSURYHG

 7HUPVVXFKDV³DSSURYHG¶³DSSURYHGE\´ ³WRWKHDSSURYDO´³DVGLUHFWHG´DQGWKHOLNHUHIHU
DOZD\VWRDSSURYDORUGLUHFWLRQVJLYHQE\WKH (QJLQHHULQZULWLQJ

 3URMHFW'RFXPHQWDWLRQ

 $OOGRFXPHQWVDVVRFLDWHGZLWKDQGDSSOLFDEOHWRWKH3URMHFW&RQWUDFW
4&66HFWLRQ3DUW,QWURGXFWLRQ 3DJH

 *XDUDQWHH

 $JXDUDQWHHLVDZULWWHQDVVXUDQFHWKDWDPDWHULDOSURGXFWFRPSRQHQWLWHPRIHTXLSPHQW
ILQLVKLQJ RU DQ\ RWKHU SDUW RI WKH :RUNVP HHWV FHUWDLQ GHILQHGVWDQGDUGV RU TXDOLW\ FULWHULD
DQGRUODVWVIRUDFHUWDLQOHQJWKRIWLPH

 $ZDUUDQWHHLVWKHVDPHDVDJXDUDQWHHDVGHILQHGLQ&ODXVH 

 $%%5(9,$7,216$1'6<0%2/6

 *HQHUDO

 8QLWV VKDOO JHQHUDOO\ EH LQ DFFRUGDQFH ZLWK WKH 6\VWqP ,QWHUQDWLRQDO G¶8QLWpV DQG WKH
UHOHYDQWSURYLVLRQVRI%6

 7KHIROORZLQJDEEUHYLDWLRQVDUHXVHGLQWKLV6SHFLILFDWLRQ
F FHQWL
N NLOR
P PLOOL
0 PHJD

$ DPSHUH
& &HOVLXV
G GD\
J JUDP PH
K KRXU
KD KHFWDUH
O OLWUH
- MRXOH
P PHWUH
1 1HZWRQ
3D 3DVFDO
VHF VHFRQG
W WRQQH
9 YROW
: :DWW

$& $OWHUQDWLQJ&XUUHQW
&, FDVWLURQ
&39& FKORULQDWHGSRO\YLQ\OFKORULGH
'& 'LUHFW&XUUHQW
', GXFWLOHLURQ
*53 JODVVUHLQIRUFHGSODVWLF
*6 JDOYDQLVHGVWHHO
0653& PRGHUDWHO\VXOSKDWHUHVLVWLQJ3RUWODQGFHPHQW
23& RUGLQDU\3RUWODQGFHPHQW
3)$ SXOYHULVHGIXHODVK
39& SRO\YLQ\OFKORULGH
39&8 XQSODVWLVLVHGSRO\YLQ\OFKORULGH
653& VXOSKDWHUHVLVWLQJ3RUWODQGFHPHQW
66 VWDLQOHVVVWHHO
9& YLWULILHGFOD\
;/3( FURVVOLQNHGSRO\HWK\OHQH
$&% DLUFLUFXLWEUHDNGRZQ
0&% PLQLDWXUHFLUFXLWEUHD NGRZQ
00&% PRXOGHGFDVHFLUFXLWEUHDNGRZQ
(/&% HDUWKOHDNDJHFLUFXLWEUHDNHUV
3:0 SXOVHZLGWKPRGXODWLRQ
/$1 ORFDODUHDQHWZRUN
+3 KRUVHSRZHU
4&66HFWLRQ3DUW,QWURGXFWLRQ 3DJH

7+' WRWDOKDUPRQLFGLVWRUWLRQ
836 XQLQWHUUXSWHGSRZHUVXSSO\

GLD GLDPHWHU
QU QXPEHU
1R QXPEHU
U UDGLXV

 5HIHUHQFHWRDWHFKQLFDOVRFLHW\LQVWLWXWLRQDVVRFLDWLRQRUJRYHUQPHQWDODXWKRULW\LVPDGHLQ
WKH6SHFLILFDWLRQVLQDFFRUGDQFHZLWKWKHIROORZLQJDEEUHYLDWLRQV
$$6+72 $PHULFDQ$VVRFLDWLRQRI6WDWH+LJKZD\DQG7UDQVSRUWDWLRQ2IILFLDOV
$&, $PHULFDQ&RQFUHWH,Q VWLWXWH
$16, $PHULFDQ1DWLRQDO6WDQGDUGV,QVWLWXWH
$670 $PHULFDQ6RFLHW\IRU7HVWLQJ 0DWHULDOV
$:6 $PHULFDQ:HOGLQJ,QVWLWXWH
$::$ $PHULFDQ:DWHU:RUNV$VVRFLDWLRQ
%(' %XLOGLQJ(QJLQHHULQJ'HSDUWPHQW
%6 %ULWLVK6WDQGDUG
%6, %ULWLVK6WDQGDUG,QVWLWXWLRQ
& &$ &HPHQWDQG&RQFUHWH$VVRFLDWLRQ
&(( &RPPLVVLRQRIDSSURYDORI(OHFWULFDO(TXLSPHQW
&,5,$ &RQFUHWH,QGXVWU\5HVHDUFKDQGLQIRUPDWLRQ$VVRFLDWLRQ
&,%6 &DUWHUHG,QVWLWXWLRQRI%XLOGLQJ6HUYLFHV
&56, &RQFUHWHUHLQIRUFLQJ6WHHO,QVWLWXWH
&6 &RQFUHWH6RFLHW\
',1 'HXWVFKHV,QVWLWXWHIXU1RUPXQJ
(,$ (OHFWURQLFLQGXVWULHV$VVRFLDWLRQ
(1 (XUR1RUP
)+:$ )HGHUDO+LJKZD\$XWKRULW\
)0 )DFWRU\0XWXDO(QJLQHHULQJ'LYLVLRQ
,&( ,QVWLWXWLRQRI&LYLO(QJLQHHUV
,(& ,QWHUQDWLRQDO(OHFWURWHFKQLFDO &RPPLVVLRQ
,(( ,QVWLWXWLRQ RI(OHFWULFDO(QJLQHHUV
,((( ,QVWLWXWHRI(OHFWULFDODQG(OHFWURQLF(QJLQHHULQJ
,62 ,QWHUQDWLRQDO6WDQGDUG2UJDQLVDWLRQ
/3& /RVV3UHYHQWLRQ&RXQFLO
/3&% /RVV3UHYHQWLRQ&HUWLILFDWLRQ%RDUG
4*(:& 4DWDU*HQHUDO(OHFWULFLW\ :DWHU&RUSRUDWLRQ
00$$ 0LQLVWU\RI0XQLFLSDO$IIDLUVDQG$JULFXOWXUH
1(0$ 1DWLRQDO(OHFWULFDO0DQXIDFWXUHU¶V$VVRFLDWLRQ
1)3$ 1DWLRQDO)LUH3URWHFWLRQ$JHQF\
3&, 3UHVWUHVVHG&RQFUHWH,QVWLWXWH
47(/ 4DWDU7HOHFRP 4 7(/ 46&
6,6 6ZHGLVK6WDQGDUGV&RPPLVVLRQ
8.'27 8QLWHG.LQJGRP'HSDU WPHQWRI7UDQVSRUW
8/ 8QGHUZULWHUV/DERUDWRULHV,QF
9'( *HUPDQ(OHFWULFDO&RPPLVVLRQ

 &/,0$7(&21',7,216

 *HQHUDO

 7KH6LWHFRQGLWLRQVVKDOOEHDVVXPHGWREHDVIROORZVIRUWHQGHULQJSXUSRVHV

0D[LPXPDPELHQWWHPSHUDWXUH q&

0LQLPXPDPELHQWWHPSHUDWXUH q&

'HVLJQDPELHQWWHPSHUDWXUH q&
4&66HFWLRQ3DUW,QWURGXFWLRQ 3DJH

0D[LPXPPHWDOWHPSHUDWXUHXQGHUWKHVXP q&

0D[LPXPDPELHQWKXPLGLW\ 

0LQLPXPDPELHQWKXPLGLW\ 

'HVLJQDPELHQWKXPLGLW\ 

'HVLJQZLQGYHORFLW\ NPKU

<HDUO\UDLQIDOO  PP

 7KHWHPSHUDWXUHLVUHODWLYH O\PLOGIURP2FWREHUWR0D\DQGKRWIURP-XQHWR6HSWHPEHU

 7KHUHODWLYHDPELHQWKXPLGLW\LVJHQHUDOO\ORZIURP2FWREHUWR0D\DQGJHQHUDOO\KLJKIURP
-XQHWR6HSWHPEHU

 8QGHUFHUWDLQFOLPDWLFFRQGLWLRQVFRQVLGHUDEOHFRQGHQVDWLRQPD\WDNHSODFH

 $ FRQVLGHUDEOH DPRXQW RI VDOW LV FRQWDLQHG LQ WKH DWPRVSKHUH ZKLFK WRJHWKHU ZLWK WKH
UHODWLYHO\KLJKDPELHQWKXPLGLW\FDQSURGXFHVHYHUFRUURVLRQSUREOHPV

 'LVWULEXWLRQDQGRFFXUUHQFHRIUDLQIDOOHYHQWVDUHYHU\HUUDWLF5DLQIDOOHYHQWVDUHJHQHUDOO\RI
DKLJKLQWHQVLW\ZLWKDVKRUWGXUDWLRQDQGXVXDOO\RFFXUEHWZHHQ'HFHPEHUDQG0DUFK

 7KHSUHYDLOLQJZLQGGLUHFWLRQVDUHIURPWKHQRUWKDQGZHVW

 /$1*8$*(

 &RQWUDFW/DQJXDJH

 $OOFRPPXQLFDWLRQVPHHWLQJVDQGGRFXPHQWDWLRQVKDOOEHLQ(QJOLVK

(1'2)3$57

You might also like