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Inaccuracy of age assessment from images of


postpubescent subjects in cases of alleged child
pornography

ARTICLE in DEUTSCHE ZEITSCHRIFT FÜR DIE GESAMTE GERICHTLICHE MEDIZIN · SEPTEMBER 2012
Impact Factor: 2.71 · DOI: 10.1007/s00414-012-0765-8 · Source: PubMed

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Int J Legal Med
DOI 10.1007/s00414-012-0765-8

ORIGINAL ARTICLE

Inaccuracy of age assessment from images of postpubescent


subjects in cases of alleged child pornography
Arlan L Rosenbloom

Received: 1 April 2012 / Accepted: 16 August 2012


# Springer-Verlag 2012

Abstract Despite frequent medical expert testimony au- Keywords Child pornography . Tanner stage . Medical
thoritatively stating that images of individuals who are expert testimony . Sexual maturation . Forensic anthropology
postpubescent indicate age less than 18 and therefore,
child pornography, developmental experts have noted
that a scientific basis for such estimation is lacking. In
Background
fact, recent studies have demonstrated a high degree of
inaccuracy in such estimates, and that the stage of
In 1996, the author agreed to review evidence in a case of
breast development often used as indicative of age un-
alleged child pornography [1] because the reports of two
der 18 years is present in a substantial percentage of
government expert physicians appeared unsupportable. The
adult women. Ten images of adult women from legiti-
reports included such statements as, “Three of those females
mate pornographic sites promoting youthful images
had Tanner stage 4 sexual characteristics, which again is
were shown to 16 pediatric endocrinologists expert in
consistent with a young girl of 13 to 15 years of age … 1
evaluating maturation, who determined whether or not
young Asian girl appeared to be late Tanner stage 4 and
the individuals represented were under 18 years of age.
within reasonable medical probability, she is 15 or 16 years
They also provided information about what features
of age.” Slender Asian women may have relatively small
were most important in their evaluations. Sixty-nine
breasts which appear more immature than they are, Tanner
percent of the 160 estimates were that the images rep-
stage 4 breast development is entirely consistent with full
resented females under 18 years of age. There was wide
maturity [2, 3], and once full maturation is reached, it is not
variability in the designation of importance of the var-
possible to say that an individual is under 18 years of age.
ious features of maturation in reaching conclusions, with
Indeed, when the video materials were reviewed, they were
breast development and facial appearance considered
found to be of poor quality, with participants who could not
most important. This study confirms that medical testi-
be identified as younger than 18 years of age.
mony, even by experts in adolescent development, can
Subsequently, the late Professor James Tanner in England
deem images of adult women selected for their youthful
was contacted by an attorney for two educators in the USA
appearance to be under age 18 two thirds of the time.
who, as in the above case, had been arrested in a federal
Thus, important as prosecuting users of child porno-
sting operation (where the government was in the pornog-
graphic material may be, justice requires the avoidance
raphy business for the purpose of entrapping potential sus-
of testimony that is not scientifically based,
pects) for having, despite documented protestations that
they were not interested in underage material, pictures of
underage males, as determined by a government medical
A. L. Rosenbloom (*) expert using Tanner staging [4]. Tanner suggested that the
Division of Endocrinology, Department of Pediatrics, University accused contact the author, as an expert closer to home. In
of Florida College of Medicine, Children’s Medical Services his correspondence (July 21, 1997), Tanner noted that, “…
Center,
the Tanner scales were not designed to be used for estimat-
1701 SW 16th Ave,
Gainesville, FL 32608, USA ing chronological age, forensically or otherwise.” He also
e-mail: rosenal@peds.ufl.edu noted that the government expert’s report stating, “Tanner
Int J Legal Med

stage IV late, giving them a chronological age of 16–17”, Only one study is available which objectively assessed
showed both inconsistency with the earlier detailed descrip- experts’ ability to determine whether images depict individ-
tion by the expert of what could be considered full maturation uals younger than 18 years. The research material consisted
and a lack of knowledge of how to use the scales, and he of 11 images of 11 adult females who were professional
deplored such forensic use of the Tanner scale which would participants in authorized pornographic websites. The
“periodically lead to miscarriages of justice”. In later corre- images were studied by 5 forensic pathologists, 5 pediatri-
spondence, Tanner referred to use of the staging for estimating cians, 5 gynecologists, and 13 laypersons in Italy and a
probable chronologic age as “wholly illegitimate,” and that no comparable number in Germany who were asked to deter-
equations existed to estimate age from stage and even if they mine whether the images represented individuals over or
did the degree of unreliability in the staging, the independent under 18 years of age. The rate of underestimation of age
variable, would introduce large errors into the estimation-the ranged from half of the images by Italian forensic patholo-
dependent variable. He noted further that the unreliability of gists to 95 % for German pediatricians [8]. The authors
the stage rating would be increased to an unknown degree by concluded that they had shown, “the inadequacy of the use
improperly performed staging through nonstandardized of visual and other morphological parameters as criteria for
images, rather than clinical examination. He described Tanner aging suspect juvenile pornographic material in the postpu-
staging as designed for estimating development or physiologic bertal stage and the enormous risks judges and ‘experts’
age for medical, educational, and sports purposes where chro- may take in applying them—a phenomenon which is occur-
nologic age is known [5]. ring in many courts of law across Europe.” They concluded
In the case of United States of America versus Arnold that, “forensic and medical experts should avoid such un-
Katz in the Western District of Louisiana, the court held a scientific behavior which may have drastic consequences in
Daubert hearing to determine if the use of Tanner staging a court of law,” echoing Tanner’s warning from a decade
was a scientifically based means of determining if a model earlier.
in a video tape was under the age of 18 years. The court
found that it was and allowed for the admission of the expert
testimony using the Tanner scale. Subsequently, the pub- Material and methods
lished letter co-authored by Doctor Tanner, based on the
experience noted above called into question the previous Ten erotic images of adult females from legitimate porno-
Daubert ruling on the credibility and admissibility of expert graphic internet sites that declare models ages and follow
testimony based on the Tanner scale [5]. Therefore, the USA the Title 18>Part One>Chapter 110>§ 2257 of the US code
attorney petitioned the court, in November 1999, stating: “In requiring producers of sexually explicit material to obtain
this particular case, based upon the recent published report proof of age for every model they shoot were supplied by
by Dr Tanner, the government cannot prove beyond a rea- Professor Cattaneo (images and verification data available
sonable doubt the age of the female, an essential element of upon request). The images were not those used in the
the crime charged. As a result, the interest of justice published study by Cattaneo et al. [8], which were no longer
demands that the United States dismiss the Indictment available. They were, however, similar images used for
against the defendant.” The court complied. courses given to forensic pathology and anthropology stu-
Despite this precedent, a judicial expert noted in 2005 dents to demonstrate the difficulties of age determination
that, “Many prosecutors have used medical experts familiar from images. The images were chosen from sites promoting
with Tanner staging to testify in their child pornography young-looking females.
cases” [6]. She went on to note, regarding the Katz case The images were individually projected to a conference
that “Ultimately, the trial court allowed the government’s of 16 pediatric endocrinologists in March 2012. The eval-
experts to testify using the Tanner scale in the Katz case”. uators were told that the images were from litigation evi-
As noted above, this misrepresents what actually transpired dence and that they were to consider themselves experts
“ultimately”. Recognizing the problem presented by Tan- testifying whether the individuals depicted were over or
ner’s opposition to the forensic use of Tanner staging, a under 18 years of age. Because these images all permitted
frequent expert for government prosecutors advises, after evaluation of breasts, facies, body contours, and pubic area,
providing a detailed description of Tanner staging including they were all considered appropriate for decision making;
full-page illustrations, “the medical expert should avoid the the author’s experience is that the only images for which
use of Tanner stage language in reports and testimony, experts will not provide an opinion are those that might not
except to explain the role of this well-known and accepted have some or most of these features. In the report of Catta-
method of determining the sequence of sexual maturation” neo et al. [8], only 5 % of Italian and none of German
[7]. It is unclear how an expert could coherently follow this pediatricians’ and gynecologists’ responses were “not eval-
internally contradictory advice. uated”. Thus, inability to interpret was not offered as an
Int J Legal Med

option to the evaluators. Interpretations were recorded on a Discussion


tabular form which included demographic information of
type of practice, gender, and years out of medical school. This study supports the observations of Cattaneo et al. [8] in
Also requested was an indication of the importance in their what might be considered a more expert group of profes-
determinations of each of the features of facial maturation, sionals, pediatric endocrinologists who are routinely in-
breast development, body contours, and pubic hair/genital volved in evaluating growth and maturation in individuals
maturation on a scale of 1, very important to 4, not of known age. That such experts could deem more than two
important. thirds of images of females over 18 years of age to be
indicative of individuals younger than 18 years emphasizes
the magnitude of unreliability of expert opinion in such
cases. Determining that an individual is prepubertal is usu-
Results ally possible from the available images. After puberty is
underway, however, “science has very few solutions, re-
Thirteen of the 16 evaluators were females. Three were in gardless of the fact that some experts still recklessly pro-
private practice and all the rest were either academicians or nounce ages” [8].
trainees; experience as a physician ranged from 5 to There are no studies indicating that it is possible to
34 years. Sixty-nine percent of the 160 estimates were that reliably determine age from degree of maturation, even
the images represented females <18 years of age. One using the Tanner scale when pubic hair, breast stage or, in
individual found three of the ten images to be of males, genital maturation, are accurately assessed by expert
females <18 years, but all others found at least six of physical examination [5, 9]. There are no studies because of
the images to be of females <18 years of age. This the wide variation in the age of pubertal onset of approxi-
included 4 examiners rating six images as underage, 2 mately 6 years, and of progression, such that the duration
examiners thus rating seven images, 3 examiners con- from the start to completion of maturation can vary from 3
sidering eight images underage, and 5 examiners thusly to 7 years [2]. Once such maturity is attained, of course, it
interpreting all but one image. There were no images remains impossible to accurately estimate the age of the
interpreted by all examiners to be either under or over mature individual on the basis of their development, just
18 years of age. One image was interpreted by 2 eval- as it was not possible during the various stages of
uators as of an individual <18 years and another image maturation.
thusly interpreted by 5 evaluators; the remaining eight images Tanner stage 4 breast development is often considered by
were interpreted as representing subjects <18 years by 13–15 experts in child pornography cases to indicate age less than
evaluators. The nine evaluators with 10 years or less experi- 18 years. A recent study has addressed the difficulty of
ence were compared to those with greater than 10 years ex- distinguishing Tanner 4 from Tanner 5 breast development
perience; there was no difference in percentage of images in women who were not selected for their youthful appear-
interpreted as representing subjects <18 years of age. ance and were known to be over 18 years of age. The study
There was wide variability in the designation of impor- concluded that individual experts might consider an adult
tance of the various features of maturation in reaching con- female to be under age 18 on the basis of persistence of
clusions, despite the subspecialty uniformity of the stage 4 breast development for one fourth of images of such
evaluators (Table 1). Breast development was rated 1 or 2 unquestionably adult women [3].
by 81 %, facial maturation, body contours, and genitalia/ Expert testimony often includes remarkable underestima-
pubic hair thusly rated by 69, 56, and 50 %, respectively. tion of developmental level, as noted in the examples above,
and even when there is no tendency to opine other than
objectively, as in the study of Cattaneo et al. [8] and in the
Table 1 Features considered important in the age estimation from present study, underestimation is typical.
erotic images of females by 16 pediatric endocrinologists
The problem of misuse of Tanner staging and other
Feature 1 2 3 4 maturational features that are not included in the Tanner
criteria for age estimation and judgments that cannot be
Breast development 7 (44) 6 (37.5) 2 (12.5) 1 (6) justified by the evidence from images has been pervasive.
Facial maturation 9 (56) 2 (12.5) 0 5 (31) In one case, the State of Maryland was in possession of
Body contours 2 (12.5) 6 (37.5) 4 (25) 4 (25) certified documents identifying that the eight models in 34
Pubic hair/genital 6 (37.5) 3 (19) 4 (25) 3 (19) photos purporting to be child pornography were adults at the
time of production, while the state’s expert insisted they were
Each feature was rated from 1 (very important) to 4 (not important).
Numbers given indicate numbers of evaluators assigning this value minors no older than 13 years of age, including the 27-year-
with percentages in parentheses old who was sitting in the courtroom [10]. In another case, a
Int J Legal Med

man returning from South America through Puerto Rico was subjects in images that was initially raised in 1998 [3].
arrested at the airport for possessing a video portrayal of child Indeed, on the basis of available information [3, 5, 8, 9],
pornography that in fact involved a 23-year-old actress, data medical expert opinion that images of five females indicated
which could have been confirmed online, but government age <18 years based on, “Tanner rating, in addition to the
medical expert insistence required that the actress come to body habitus, body hair patterns, musculature, dentition,
Puerto Rico to exonerate the accused [11]. head to body ratio, overall size, maturity of facial fea-
As in the study of Cattaneo et al. [8], expert testimony tures,…” was recently rejected by the court and the
has included consideration of a number of developmental plaintiff acquitted [15].
features beyond those that go into Tanner staging which, as
the European investigators have shown, combine to achieve
erroneous results. Following are examples from medical Conclusions
expert testimony;
& “This depicted a female who was Tanner stage 4 based Purveying images of children in sexually provocative or
on review of the genitals mostly and was estimated the pornographic images is unquestionably a deviant practice
girl to be approximately 15 years old. Of note, in this that requires all available legal intervention. However, when
case in particular with little pubic hair development, the the suspected illegal material involves images of postpubes-
child could be in the range for Tanner stage 4–5, which cent individuals, medical expert testimony has often been
could place her anywhere from 10–15 years old.” [12] provided that subjects of the images are underage without a
There are no Tanner stages for female genital devel- scientific basis. Recent studies have confirmed that breast
opment. Indeed, the individual had fully mature genita- development criteria have been misused in this regard [3]
lia, body proportions, and facies. The absence of most or and that expert physicians not employed by either prosecu-
all female pubic hair in artistic, erotic, and pornographic tors or defense attorneys consistently underestimate the age
materials is consistent with contemporary style and of no of adult women from typical pornographic images used in
use for maturational staging. litigation [8]. The present study confirms that experts in
& “… her sexual maturity rating was at Tanner stage 4 adolescent development can deem images of adult women
based upon her breasts. I gave her an age estimate of appearing in pornographic sites promoting the youthful
12.9 years plus or minus approximately a year, which appearance of the actresses/models to be under age 18 two
would have been 1 standard deviation and if you use 2 thirds of the time. Thus, important as prosecuting users of
standard deviations it would put her out to 15.3 years.” child pornographic material may be, justice requires the
[13] avoidance of testimony that is not scientifically based.
Tanner stage 4 breast development is consistent with
full maturation, in which case it is not possible to say Acknowledgment I thank Professor Cristina Cattaneo of the Labo-
that an individual is <18 years of age. [3] ratorio di Antropologia e Odontologia Forense, Istituto di Medicina
Legale, Universita degli Studi di Milano, for supplying the images
& “There is neither visible axillary hair nor even hyperpig-
used in this study and their validation data.
mentation of the axilla noted… absence of axillary hair
[is] consistent with a youth who has not reached her full
pubertal development.” [14]
References
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fabrication acteristics. In: Brook CGD (ed) Clinical paediatric endocrinology,
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Tanner stage 4 breast development in adults: forensic implications.
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Int J Legal Med

7. Cooper SW (2005) The medical expert and child sexual 10. http://amjur.wordpress.com/2007/09/29/alleged-child-porn-victims-
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St. Louis, p 830 11. http://www.crimeandfederalism.com/2010/04/porn-actress-saves-
8. Cattaneo C, Ritz-Timme S, Gabriel P, Gibelli D, Giudici E, Poppa wrongfully-accused-.html. Accessed March 30, 2012
P, Nohrden D, Assmann S, Schmitt R, Grandi M (2009) The 12. United States vs Ted H Grauer. Report of January 21, 2011
difficult issue of age assessment on pedo-pornographic material. 13. State of Iowa vs Arthur Pixler. Deposition of October 29, 2001
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