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The Effects of Passive Smoking on Laryngeal and

Tracheal Mucosa in Male Wistar Rats During Growth:


An Experimental Study
*,†,§Henrique Zaquia Leão, *,†,‡Claudio Galleano Zettler, †,§Eduardo Cambruzzi, §Marcelo Lammers,
§Paula Rigon da Luz Soster, ¶,**Fernanda Bastos de Mello, ††Guilherme Reghelin Goulart,
††,‡‡Deivis de Campos, and *,§Geraldo Pereira Jotz, *‡§¶**‡‡Porto Alegre, Brazil, †Porto Velho, Brazil, and
††Santa Cruz do Sul, Brazil

Summary: Cigarettes contain toxic and carcinogenic substances. In this context, cigarette smoking, and similar ac-
tivities, are associated with numerous pathologies, being considered a risk factor in up to 10% of the total number of
deaths in adults. Recent evidence suggests that the exposure of children to smoking in the early days of their devel-
opment causes many diseases. Using light microscopy, this study aims to analyze the possible histopathological effects
of an experimental model of chronic inhalation of cigarette smoke (passive smoking) on the laryngeal and tracheal
mucosa of young Wistar rats. A total of 24 young Wistar rats were studied for a period of 120 days. The animals were
divided into two groups: passive smoking (n = 16) and control (n = 8). The level of exposure to cigarette smoke was
evaluated from the urinary cotinine level. Although no cancerous lesions were identified, histopathological analysis in
the laryngeal and tracheal mucosa of all the animals in the experimental group showed that the proportion of moder-
ate and focal inflammation was higher in animals exposed to chronic inhalation of cigarette smoke (P = 0.041).
Histopathologic analysis revealed moderate and focal inflammatory lesions in the region of the infraglottic mucosa in
exposed animals, although without dysplastic or neoplastic lesions in the laryngeal and tracheal mucosa.
Key Words: Cigarette–Larynx–Trachea–Young rats–Histopathology.

INTRODUCTION young Wistar rats subjected to an experimental model of chronic


The ambient smoke (AS) released by burning tobacco is a mixture cigarette smoke inhalation.
of smoke directly exhaled by smokers (primary stream smoke) We divided the larynx into three internal spaces with differ-
and smoke released by the burning distal portion of the ciga- ent functions: the supraglottic, which separates the gastrointestinal
rette (secondary stream smoke). AS can cause harmful effects tract from air; the glottal, with voice function; and the infraglottic,
in people who inhale it. People exposed to AS are called passive which connects to the trachea and is comparable to the adja-
smokers.1–3 cent tracheal lumen.7
Among the diseases most frequently induced by cigarette
smoking in adults are oral, oropharyngeal, and esophageal cancer,4 METHODOLOGY
with squamous cell carcinoma being the most common histo- Induction of experimental model
logical form. Cigarette smoke is thought to induce laryngeal This study was approved by the Ethics Committee on Animal
tumors in hamsters,5 and at least one study has shown an in- Use (CEUA) of the Universidade Federal do Rio Grande do Sul
crease of 1% to 9% in the incidence of adenomatous lung tumors.6 under protocol n° 19.127 and the Ethics Committee on Animal
Our hypothesis is that during development, the mucosa in dif- Use (CEUA) of the Universidade Federal de Ciências da Saúde
ferent glottal spaces and the tracheal mucosa show different de Porto Alegre (UFCSPA), Brazil, under protocol 084/12.
responses to the aggression promoted by cigarette smoke. There- A total of 24 male Wistar rats (Rattus norvegicus) were ob-
fore, this study aims to qualitatively analyze the possible tained from the research in animals sector of the UFCSPA, RS,
histopathological effects on laryngeal and tracheal mucosa in Brazil. The animals were randomly divided into two groups:
Group F (passive smoking; n = 16) and group C (control; n = 8).
Accepted for publication December 24, 2015.
Conflict of interest: There are no conflicts of interest on the part of the authors. The number of animals for this type of experiment has been sta-
Financial support: Financial support was provided by the Universidade Federal do Rio tistically validated.8 The induction of the animals to passive
Grande do Sul.
From the *Post-graduate Program in Health Sciences, Universidade Federal de Ciências smokers was conducted in accordance with previous experi-
da Saúde de Porto Alegre—UFCSPA, Porto Alegre, Brazil; †School of Medicine, Universidade mental protocols,5,9–11 as follows.
Luterana do Brasil—ULBRA, Canoas, Brazil; ‡Pathology Department, Hospital Santa Casa
de Misericórdia de Porto Alegre—ISCMPA, Porto Alegre, Brazil; §Morphological Sci-
ences Department, Universidade Federal do Rio Grande do Sul—UFRGS, Porto Alegre, Exposure to smoke
Brazil; ¶Pharmacosciences Department, Universidade Federal de Ciências da Saúde de Porto
Alegre—UFCSPA, Porto Alegre, Brazil; **Laboratory Animal Reproduction and Exper-
The animals in group F were placed in plastic boxes, measur-
imentation Center (CREAL), UFRGS, Porto Alegre, Brazil; ††Biology and Pharmacy ing approximately 30 × 40 × 16 cm3 (four per box), with a wire
Department, Universidade de Santa Cruz do Sul—UNISC, Santa Cruz do Sul, Brazil; and
the ‡‡Department of Basic Health Sciences, Universidade Federal de Ciências da Saúde
mesh platform to access food and water. The boxes containing
de Porto Alegre—UFCSPA, Porto Alegre, Brazil. the animals were transferred to a laminar flow hood (CQ 800,
Address correspondence and reprint request to Geraldo Pereira Jotz, Rua Dom Pedro II
891 conj. 604. Cep: 90550-142, Porto Alegre, RS, Brazil. E-mail: geraldo.jotz@terra.com.br
Union equipment, laboratorial), measuring 60 × 80 cm, with a
Journal of Voice, Vol. 31, No. 1, pp. 126.e19–126.e24 20 × 20 cm pyramid-shaped exhaust pipe.
0892-1997
© 2017 The Voice Foundation. Published by Elsevier Inc. All rights reserved.
The concentration of Carbon Monoxide (CO) in the exhaust
http://dx.doi.org/10.1016/j.jvoice.2015.12.014 hood was adjusted according to previous protocols9,11 (CO
Henrique Zaquia Leão et al The Effects of Passive Smoking on Laryngeal and Tracheal Mucosa 126.e20

concentration between 100 and 300 ppm). The hood had a single
TABLE 1.
overhead outlet, and the airflow was passive, with an average Initial and Final Weight of the Control Group (C) and
temperature of 22 °C and average humidity of 60%. Passive Smoking Group (F)
The concentration of particulate smoke was measured with
a nephelometer (DustTrakII (Almont, Brazil), model 8532, serial Initial Avarage (g) Final Avarage (g)
number 8.53E+09), with a tube including a 2.4 μg/m3/minute air C 20.1 363.2
filter. This device was used from 5 minutes after onset of ex- F 21.9 376.4
posure until cycle completion.
Over a period of 120 days, from the 12th day after birth, the
animals were exposed daily to the smoke generated by burning 16 the severity observed (qualitative analysis). The presence or
cigarettes per day (four cigarettes per session, with four sessions absence of inflammation in the mucosa, dysplasia, and carci-
per day, at 8, 12, 16, and 20 hours). Each exposure session lasted noma was assessed, as well as the degree of differentiation in
for 20 minutes, whereas cigarette combustion lasted for 10 minutes such lesions.
on average. In the intervals between sessions, the animals that had
not yet been weaned were placed together with their mothers. Statistical analysis
The smoke was administered in the absence of the mother until The statistical analysis was performed with the aid of GraphPad
the pups were weaned (at 21 days) to avoid contaminating the Prism 5.0 software (GraphPad Software, Inc., USA). A t test for
breast milk. During exposure to the smoke environment, the boxes independent samples was used to compare differences in the final
containing group F were transferred to a laminar flow hood with weight of the animals and cotinine urine concentrations between
four cigarettes in combustion. The AS (in the hood) dissipated the two groups (P < 0.05). In addition, because of the small
passively through the extract vent to the exterior. We used com- sample, the chi-square test of independence with the calcu-
mercial filter cigarettes with the following composition: 10 mg lated significance was used to detect differences in the proportion
of tar, 0.8 mg of nicotine, and 10 mg of carbon monoxide. of light and focal inflammation between group F and group C.
The animals from group C were housed in two open boxes
in the same room as the animals exposed to secondhand smoke, RESULTS
at a distance of 5 m from the hood. The animals from both groups At the end of the experiment, the analysis of animal weight
had free access to water and feed. showed no significant differences between group F
After 120 days of exposure, following all the protocols re- (376.4 ± 52.8 g) and group C (363.2 ± 35.8 g) (P = 0.532)
quired by Resolution n° 1000 of the Federal Council of Veterinary (Table 1). Moreover, the analysis of the urinary cotinine con-
Medicine, all animals were sacrificed using the appropriate dose centration in the rats from group F (4.72 ± 0.89 ng/ml) was
use of ketamine (75–90 mg/kg) and xylazine (10 mg/kg), after significantly higher than the concentration in group C
which the larynx and trachea were removed in block section. (0.65 ± 0.12 ng/ml) (P = 0.0001) (Figure 1).
The exposure to the particulate smoke, measured by the neph-
Cotinine levels analysis elometer, showed an average exposure of 98.4 μg/m3 between
Exposure to cigarette smoke in animals was assessed by urinary the 6th and 10th minute of exposure, 86.6 μg/m3, between the
concentrations of cotinine (a biomarker for passive tobacco con- 11th and 15th minute of exposure, and an abrupt fall to 2.8 μg/
sumption). Urine samples were collected at the end of the m3 in the last 5 minutes of exposure (Figure 2).
exposure time (120 days) via suprapubic puncture, while they
were alive under anesthesia, immediately before the animals being
sacrificed. The cotinine levels were quantified using high-
performance liquid chromatography according to the protocol
established by Ceppa et al.12

Histological processing
After sacrificing the animals, the organs were fixed in 4%
paraformaldehyde (16 hours at 4 °C), dehydrated in ethanol,
diaphanized in xylene, embedded in Paraplast (Sigma Chemi-
cal Company, St. Louis, MO). After which, 5 μm semi-serial
sections were obtained using a microtome and plated onto poly-
lysine (Sigma) (Sigma Chemical Company, St. Louis, MO)
coverslips. The sagittal sections were then stained with hema-
toxylin and eosin (HE) for morphological analysis.

Pathological analysis
The histological slides were numbered and then analyzed by ex-
perienced pathologists who were blinded to the origin of the FIGURE 1. Cotinine levels (nanogram per milliliter of urine) in the
images. Any identified alterations were classified according to control and passive smoking groups.
126.e21 Journal of Voice, Vol. 31, No. 1, 2017

TABLE 2.
Demonstration That the Proportion of Moderate and Focal
Inflammation is Higher in the Smoker Group than in the
Control Group. Chi-square Test (P = 0.041)
Control Smoking
Group Group
Laryngeal and Tracheal Mucosa (n = 8) (n = 16)
Within the normal range 6 6
Moderate and focal inflammation 1 10
Tracheitis acute 1 –
FIGURE 2. Exposure to the particulate smoke.

inflammatory alterations were identified. Characteristic chronic


Of the animals in group C, 75% showed laryngeal and tra- inflammation was revealed on the lamina propria of the larynx
cheal mucosa within normal limits and 12.5% showed acute due to the presence of mononuclear inflammatory cells, which
tracheitis and moderate and focal inflammation. Of the animals included lymphocytes, plasma cells, and macrophages
in group F, 37.5% showed mucous within the normal range and (Figure 4A–C). The degree of inflammation, as determined by
62.5% had moderate and focal inflammation (Table 2). Thus, the number of inflammatory cells in each sample, was mild to
according to the chi-square test, there is a statistically signifi- moderate. Fibrosis was minimal and focal. In some areas, dis-
cant association between the groups and the classification of crete edema or degenerative changes were found in the
laryngeal and tracheal mucosa. According to the analysis, the subepithelial tissue.
proportion of moderate and focal inflammation is higher in group Acute inflammatory alterations, such as fibrinoid exsudate,
F than in group C (P = 0.041) (Table 2). erosion, ulceration, neutrophilic infiltrate, and prominent vas-
No animal showed any degree of dysplastic or neoplastic lesion. cular alterations/hyperemia, were not present. The epithelial layer
In addition, macroscopic examination of the resected tracheal exhibited zones of hyperplastic or regenerative response, without
block showed no alteration, thus no other area was subjected to nuclear or cellular atypias, suggesting dysplastic or neoplastic
biopsy (Figure 3A–D). process. No damage to cartilaginous or muscle tissue was noted.
The histological evaluation, which determined pathologic find- The absence of epithelioid granulomas and nuclear/cytoplasmic
ings in group F, was based on HE slides. In this group, only inclusion excluded any fungal and viral infection, respectively.

FIGURE 3. (A) Larynx—normal histological aspects: mucosa covered by pseudostratified ciliated epithelium with goblet cells (arrow), slide
consists of connective tissue and hyaline-type cartilage tissue from the thyroid cartilage. (B) Supraglottic region of the larynx—normal histologi-
cal aspects: lamina propria consists of seromucous glands and connective tissue (arrow). The mucosa, as well as other areas of the larynx, exhibits
a ciliated pseudostratified epithelium with goblet cells. The photomicrograph includes hyaline-type cartilage from the epiglottis. (C) Infraglottic
region—presence of moderate chronic inflammatory infiltrate in the lamina propria (arrow). (D) Infraglottic region—moderate lymphocytic in-
filtrate permeating seromucous glands of the lamina propria (arrow). Hematoxylin and eosin, 100×.
Henrique Zaquia Leão et al The Effects of Passive Smoking on Laryngeal and Tracheal Mucosa 126.e22

FIGURE 4. (A) Laryngeal wall within normality (Group C: control), hematoxylin-eosine, 100×. (B) Chronic inflammation of the laryngeal mucosa
(Group F—passive smoking), hematoxylin-eosine, 100×. (C) Chronic inflammatory infiltrate due to lymphocytes and plasmocytes (Group F: passive
smoking), hematoxylin-eosine, 400×.

DISCUSSION exposed to the combustion of cigarettes with varying effects on


Passive smoking is an ongoing public health problem that the animals.
demands changes in habits and behaviors in populations world- The exposure of rats for 120 days covers the animal’s devel-
wide as well as laws to restrict smoking, especially indoors. opment period, which when compared with that in humans would
There are several techniques described in the literature to sim- extend from childhood to adolescence.19 This ensures that the
ulate secondhand smoke environments for use in animal exposure was limited to the animal’s development period. The
experiments and facilitate the study of the effects on the mucosa. active exposure of young adolescents to smoking has been iden-
Such experiments involve the use of “smoking machines” where tified as an independent mechanism that generates carcinogens
cigarettes are connected to a suction pump so that the smoke that promote genetic alterations.14 Balansky et al, in their study
invades the experimental environment.6,13–15 By contrast, in our involving mice exposed to secondhand smoke after birth and con-
study, cigarette combustion occurred in a closed hood where the tinuously in early life, reported tumorigenesis in the lungs, liver,
smoke was diffused passively, using the same model used in pre- and urinary system.14
vious studies into the effects of passive smoking in rats.5,10 In the present study, although mild and focal inflammatory
In humans, there is great individual variation in the urinary lesions were found, there was no apparent dysplasia or subse-
excretion rates of nicotine and cotinine.16 Moreover, using an quent lesions. Although the inflammatory process is an important
animal model minimizes distortions arising from factors such aspect in the pathophysiology of laryngeal disorders, the main
as mode of use, exposed area, concentration, and frequency of objective of our study was to evaluate the carcinogenesis of the
exposure to smoke. Similarly, the choice of an animal model also effects of passive smoking in the laryngeal-tracheal structures.
excludes any possible gender-and/or ethnicity-related differences. After macroscopic and microscopic analysis of the specimens,
Recently, an interesting study has demonstrated that the urinary the presence of dysplastic lesions or carcinoma in the laryn-
concentration of cotinine in human smokers varies widely de- geal and tracheal samples was not confirmed.
pending on the regular or intermittent daily consumption of The localized inflammatory response in the infraglottic larynx
cigarettes. In this study, the values quantified were 1396 ± 69 ng/ corroborates the findings of Jecker et al,20 who described a
mL for regular smokers (5–30 cigarettes per day) and 478 ± 44 ng/ growing population of immune cells in endolaryngeal mucosa,
mL for intermittent smokers (no control of the number of with a reduction of the same cell type in the glottic region. Sim-
cigarettes per day for 4–27 days per month).17 Thus, we recog- ilarly, another study21 has shown that long-term passive smoke
nize that the concentration of urinary cotinine, measured in active, directly affects the auditory tube and middle ear mucosa.
albeit intermittent, human smokers, is many times higher than We were surprised that no tumor was detected because, ac-
the concentration obtained from the experimental model. This cording to the previously described estimate of animal life span,
may explain, at least in part, the fact that we found no severe we expected a more aggressive reaction, such as tumor lesions
lesions in group F, even though they were regularly exposed to in the tracheal mucosa. Haussmann et al22 reported lesions as
environmental smoke. diffuse as squamous metaplasia of the pseudostratified epithe-
The average level of cotinine found in the experimental group lium and squamous hyperplasia on the base of the epiglottis.
was 7.25 times higher than that found in the control group, dem- However, we found no dysplastic lesions and/or carcinogens in
onstrating a significant exposure to environmental smoke in the the experimental group.
urine. Cotinine is a highly specific and highly sensitive marker A careful study was made of the methods of smoke expo-
with a postexposure time of 3–4 days, measurable in urine.14,18 sure contained in the literature,5,6,9–12 based on which we chose
The level of urinary cotinine in passive smokers has been shown to place the animals in a laminar flow hood without mechani-
to have a positive correlation with health risks in children and cal ventilation or extraction. In addition, the cigarettes with the
is clearly the best biomarker for passive exposure to nicotine.18 highest tar and nicotine levels available on the market (Rio Grande
The results of the present study prove that the animals were do Sul, Brazil) were left to burn in that environment.
126.e23 Journal of Voice, Vol. 31, No. 1, 2017

All cigarette smoke exposure systems share similar charac- the immune system and the development or otherwise of certain
teristics and consist of a cigarette smoke generator and an diseases.14
exposure chamber where animals are confined and exposed to
smoke. We decided not to use a generator, but rather depend on CONCLUSION
passive cigarette combustion, to ensure that the whole body of Histopathological analysis showed no degree of dysplastic or neo-
the animal was exposed to the smoke.23 plastic lesion in any region of the mucosa of the larynx or trachea
The study by Chen et al23 found small differences regarding of young Wistar rats submitted to chronic inhalation of ciga-
the biological effects of three types of exposure. It is known that rette smoke. A higher moderate and focal inflammation was
assessing the effect of conventional cigarettes or experimental observed in the smoking group, with obvious damage to the
models used for animal is complex due to the inadequacy of using infraglottic region.
live animals to represent disorders that affect humans.24 Although inflammatory alterations are well established in the
Passive smoking occurs through the exposure to smoke from literature, it is noted that even with high doses of tar and nic-
burning tobacco, and the consequent release of more than 4722 otine in an environment with poor ventilation and a high density
products, 44 of which are proven carcinogens.25 Furthermore, of particulate smoke, there was no tumor development in the
studies show that with the combustion of the cigarette, approx- studied group, proving that cigarette smoke alone was not an
imately 5000 residual elements are produced, and 98 of which important trigger factor in the neoplastic process, suggesting that
are considered carcinogenic.26 other factors and associated comorbidities are also important in
The period of greatest exposure of the animals to particulate the genesis of tumors.
smoke was found to be between 8 and 12 minutes, peaking at
10 minutes, as shown in Figure 2. Thus, it can be inferred that
Acknowledgments
the period of greatest harmful action to the animals’ mucosal
The authors thank Antonio Generoso Severino and Clovis Tadeu
tissues would be around the period of peak exposure to partic-
Bevilacqua Filho for their technical assistance and the students
ulate smoke. Furthermore, exposure was found to be minimal
Bruno Mastella, Cilomar Martins de Oliveira Filho, Pedro
after 15 minutes of simultaneously burning 4 cigarettes. Objec-
Henrique Duarte Marks, and Victor Hugo Vargas Bittencourt for
tively, the animals were exposed to a peak of particulate smoke
their help during the experiment. The authors thank Tais Malysz
in the form of a Gauss curve.
for her assistance with the production of images.
In our study, the inflammatory lesions observed and the
anatomopathological examination in the animals are consistent
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