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From Bryan Kolb, Richelle Mychasiuk, Arif Muhammad, Robbin Gibb, Brain
Plasticity in the Developing Brain. In Michael M. Merzenich, Mor Nahum, Thomas
M. Van Vleet editors: Progress in Brain Research, Vol. 207,
Burlington: Academic Press, 2013, pp. 35-64.
ISBN: 978-0-444-63327-9
© Copyright 2013 Elsevier B.V.
Academic Press
Author's personal copy
CHAPTER
Abstract
The developing normal brain shows a remarkable capacity for plastic change in response to a
wide range of experiences including sensory and motor experience, psychoactive drugs,
parent–child relationships, peer relationships, stress, gonadal hormones, intestinal flora, diet,
and injury. The effects of injury vary with the precise age-at-injury, with the general result
being that injury during cell migration and neuronal maturation has a poor functional outcome,
whereas similar injury during synaptogenesis has a far better outcome. A variety of factors
influence functional outcome including the nature of the behavior in question and the age
at behavioral assessment as well as pre- and postinjury experiences. Here, we review the
phases of brain development, how factors influence brain, and behavioral development in both
the normal and perturbed brain, and propose mechanisms that may underlie these effects.
Keywords
brain development, prefrontal cortex, recovery of function, types of plasticity
1 INTRODUCTION
The development of the brain and behavior is guided not only by a basic genetic blue-
print but also by a wide range of experiences that shape the emerging brain. Brains
exposed to different environmental events such as sensory stimuli, stress, injury,
diet, drugs, and social relationships show a unique developmental trajectory. The
explosion of epigenetic studies in the past few years has also demonstrated that pre-
natal, and even preconceptual, experiences modify the organization of neural
networks. The goal of this review is to consider the manner in which the developing
brain can be modified by a range of prenatal and postnatal factors that can influence
how the brain responds to other experiences later in life. Our focus will be on the
Progress in Brain Research, Volume 207, ISSN 0079-6123, http://dx.doi.org/10.1016/B978-0-444-63327-9.00005-9
© 2013 Elsevier B.V. All rights reserved.
35
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neocortex of the rat because the majority of our knowledge regarding the modulation
of brain development is based on studies of neocortical development. We begin with
a brief review of the stages of brain development followed by a consideration of how
factors influence brain development and behavior.
Dorsomedial
neocor tex
2 days
D eo
n
or co
so r t
lat ex
er
3 days
al
Ventricular
LA
zone TE
Head
RA
LC
Ventrolateral
neocor tex
OR
TIC
Striatum
AL
STR
EAM
4 days
Reservoir
Pirifo
5 days
rm
co
Basal ?
r te
telencephalon
x
FIGURE 1
A summary figure showing cell migration in the anterior and middle parts of the developing
neocortex. Neurons generated in the ventricular zone (striped layer) migrate radially to
the dorsal cortical plate in 2 days, migrate laterally to the lateral cortical plate in 3 days and
to the ventrolateral cortical plate in 4 days. Some cells generated in the ventricular zone
migrate in the lateral cortical stream for up to 4 days and accumulate in the reservoir.
Some migrate into the pyriform cortex, whereas others migrate to as yet unidentified areas in
the basal telencephalon.
From Bayer and Altman (1991), with permission.
organization, have been implicated in disorders such as epilepsy, autism, and schizo-
phrenia among others (e.g., Mochida and Walsh, 2004). Furthermore, prenatal expo-
sure to drugs, such as diazepam (a GABA agonist), can alter migration patterns
(Cuzon et al., 2006).
Once the cells reach their appropriate locations, there is a rapid differentiation
into cell types and growth of dendrites and axons, a process that peaks at 7–10 days
postnatal (P). Synapse production begins once neurons mature with a rapid increase
beginning around P10. Micheva and Ceaulieu (1996) counted the number of GABA
and non-GABA cells and found that the cell volume peaks at about P30 in
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somatosensory cortex. There was no further change in synapse number at P60, which
was the oldest age that the authors examined. It is well documented that in primates
there is an overproduction and later elimination of synapses (e.g., Huttenlocher,
1984; Petanjek et al., 2011), which in humans continues well into the third decade
of life. However, the possible overproduction and pruning of synapses is not well
studied in the rat. Although Micheva and Beaulieu did not see any change up to
P60 in somatosensory cortex, it is likely that at least some regions are shedding syn-
apses after P60. Van Eden et al. (1990) showed a decline in cortical thickness in pre-
frontal cortex from P60 to P90 and Vinish et al. (2013) showed a decrease in spine
density over a similar time period in medial prefrontal cortex (mPFC). These results
imply that a more systematic analysis of synaptic formation beyond weaning is re-
quired in the rat. The need for neuronal and synaptic pruning is likely related to the
uncertainty in the number of neurons that will reach their appropriate destinations
and the appropriateness of the connections that they form.
Three features of brain development are especially important in the current con-
text. First, the cells lining the subventricular zone include stem cells that remain ac-
tive throughout life. These stem cells can produce neural or glial progenitor cells that
are able to migrate into the cerebral white or gray matter in adulthood. The role of
these cells is poorly understood as they appear to remain quiescent for extended pe-
riods but can be activated to produce neurons or glia, especially after injury
(e.g., Kolb et al., 2007). Second, cells in the dentate gyrus of the hippocampus
are generated there throughout life, although this production declines with aging.
These cells appear to play a role in functions such as memory (e.g., Spanswick
and Sutherland, 2010). Third, dendrites and spines show remarkable plasticity in re-
sponse to experience and can form synapses within hours and possibly even minutes
after some experiences (e.g., Greenough and Chang, 1989). We discuss this in the
following section.
E18 Cortex develops with odd structure Kolb, Cioe, and Muirhead (1998)
Functional recovery
P1–6 Small brain, dendritic atrophy Kolb and Gibb (1993)
Poor functional outcome
P7–12 Dendrite and spine hypertrophy Kolb and Gibb (1993)
Cortical regrowth Kolb et al. (1998a,b)
Functional recovery
P25–35 Small brain Kolb and Whishaw (1981)
Partial recovery Nemati and Kolb (2012)
Dendritic hypertrophy
P55 No recovery Nemati and Kolb (2012)
Interestingly, complex housing can promote the development of the visual system
even in the absence of visual stimulation in animals housed in the dark (Bartoletti
et al., 2004). In fact, the latter study showed that the nonvisual effects of complex
housing could reverse the effects of raising animals in the dark. Although the mech-
anism of this effect is not known, one possibility is that pups raised in complex en-
vironments receive more maternal care (Sale et al., 2004), which is known to be a
strong factor in changing brain development (see below).
There are few studies of other cortical regions but one particular study showed
enhanced auditory functioning in rats raised in complex environments (Cai et al.,
2009). Early complex housing also alters the development of the parietal cortex.
Kolb et al. (2003a) placed weanling rats in complex environments and compared
the cortical changes to animals placed in the same environments as adults. Whereas
adult rats showed increased dendritic length and spine density after 90 days, juvenile
rats showed a similar increase in dendritic length but a decrease in spine density.
That is, the young animals showed a qualitatively different change in the distribution
of synapses on pyramidal neurons compared to the older animals. This result was
surprising, so the researchers wondered what earlier experience might do. In a
follow-up experiment, pregnant dams were placed in complex environments for
8 h a day beginning a week prior to their pregnancy and then throughout the 3-week
gestation. The brains of their offspring were examined in adulthood and showed a
decrease in dendritic length and an increase in spine density in parietal cortex
76
* * * *
74
Percent global methylation
72
Maternal enrichment
Paternal enrichment
70
Control
68
66
Hippocampus Frontal cortex
FIGURE 2
Average global DNA methylation levels in the hippocampus and frontal cortex of offspring
of males who were housed in complex environments for 28 days prior to mating with a
control female and females who were housed in complex environments for 7 days prior to
conception and for the duration of the pregnancy.
After Mychasiuk et al. (2012).
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(Gibb, 2004). Thus, complex housing has qualitatively different effects at different
developmental ages. In a parallel study, Pena et al. (2009) found enduring effects of
complex housing from weaning until adulthood on pituitary–adrenal function, social
behavior, and cognitive behavior in adulthood.
Early complex housing has also been shown to attenuate the effects of exposure to
both methylphenidate and amphetamine later in life. Alvers et al. (2012) found a re-
duction in the self-administration of low, but not high, doses of methylphenidate,
whereas Li, Robinson, and Kolb (unpublished observations) found that lifetime com-
plex housing reduced amphetamine-induced behavioral sensitization as well as the
dendritic changes in mPFC and nucleus accumbens.
Finally, Mychasiuk et al. (2012b) placed male rats in complex environments for
28 days before mating the males with control females and compared the epigenetic
effects to maternal housing as in the earlier Gibb (2004) study (Fig. 2). The offspring
of the complex-environment housed males showed a significant decrease in gene
methylation, reflecting the increased expression of about 1000 genes. More surpris-
ing, however, was that the levels of gene expression changes were remarkably sim-
ilar to those observed in the offspring of females who were housed in similar
complex environments while pregnant.
In sum, complex housing during development has profound and enduring effects
on brain development and function. A key question relates to exactly what it is about
the complex housing experience that is altering brain development.
10
* * * *
9
Spines / 10 mm
Tactile
7 stimulation
Control
5
AID Amygdala Cg3-basilar Cg3-apical
FIGURE 3
The effects of neonatal tactile stimulation on spine density in mPFC (Cg3), OFC (AID), and
amygdala. Similar results were shown for dendritic length and branching.
After Richards et al. (2012).
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4.6 Stress
Although it has long been known that stress alters the brain and behavior of adults, it
is only recently that the role of perinatal stress has been appreciated. For example,
prenatal stress is now known to be a risk factor in the development of schizophrenia
attention-deficit hyperactivity disorder (ADHD), depression, and drug addiction
(Anda et al., 2006; van den Bergh and Marcoen, 2004). Studies with laboratory an-
imals have also shown that perinatal stress produces a wide range of behavioral ab-
normalities, including an elevated and prolonged stress response, impaired learning
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1. Dendritic branching
44 control c
a a
PS 21
41 MS
Branch order
Branch order
38 a,c 20
a,c
35
19
32
29 18
2. Excitatory synapses
a,c
# of synapses (x000)
# of synapses (x000)
2.6 a,c 1.6
a,c a b
2.3
1.5
2.0
1.7 1.4
3. Spine density
b,c
13
# of spines per 10 µm
12 a b
b,c
11
10 a,c
9 a
8
NAc AID Cg3B Cg3A
FIGURE 4
Mean ( SEM) total number of branch bifurcations (dendritic branching), number of
excitatory synapses, and spine density in Nucleus accumbens (NAc), OFC (AID), and mPFC
(Cg3Basilar field; Cg3Apical field). The mean branch order and number of synapses are in the
same scale shown on the right vertical axis for NAc, AID, and Cg3B but are in a different scale
for the Cg3A, which is on the left vertical axis. The letters “a” and “b” represent the
comparisons of the effects prenatal stress (PS) and maternal separation (MS), respectively,
compared to controls. The letter “c” represents comparisons between PS and MS
(ps <0.05 or better).
After Muhammad et al. (2012).
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and memory, altered social and play behavior, increased anxiety, deficits in atten-
tion, and increased preference for alcohol (Weinstock, 2008).
Stress has long been known to alter the prefrontal cortex of adults (e.g., Liston
et al., 2006), but it has become apparent that the changes in the developing prefrontal
cortex are very different. For example, adult stress leads to a decrease in spine den-
sity in mPFC, but an increase in orbital cortex (Liston et al., 2006). In contrast,
Murmu et al. (2006) found that prenatal stress in degus from E16 to E21 produced
a decrease in both spine density and dendritic length in both mPFC and OFC in adult-
hood. Using a somewhat different paradigm, our laboratory exposed rats to gesta-
tional stress at E12–16 and found an increase in spine density in both mPFC and
OFC when the brains were examined at weaning or in adulthood (Muhammad
et al., 2012; Mychasiuk et al., 2012). We also compared the effects of prenatal stress
and postnatal maternal separation and found very different effects of the two
stressors (see Fig. 4). Thus, the effects of perinatal stress vary with the nature of
the stress, the precise embryonic age of the stress, and the age at which the brain
is examined.
One explanation for the difference between the Murmu results and our results
may be related to differences in epigenetic changes related to intensity of the stress.
Mychasiuk et al. (2012) found that mild gestational stress increased global methyl-
ation in prefrontal cortex (using a combined sample of mPFC and OFC), whereas
greater stress had the opposite effect. A whole-genome microarray showed that over
700 genes in the prefrontal cortex and hippocampus were differentially expressed
following prenatal stress, with most genes being downregulated.
The effects of gestational stress can be surprisingly subtle. Mychasiuk et al.
(2011a,b,c,d) housed pregnant females together for the duration of their pregnancies.
One rat received stress at E12–16 while the other (the bystander) did not. The off-
spring of both dams showed significant changes in methylation, gene expression, and
dendritic organization but the patterns of gene expression and dendritic changes were
qualitatively different (Mychasiuk et al., 2011a,b,c,d). It appears that both dams were
stressed but in different ways, which led to differential effects on the offspring brains.
One obvious question is to ask how prenatal stress affects the brain response to other
postnatal developmental experiences such as complex housing, tactile stimulation,
play, and so on.
in males than females, whereas the opposite is found in OFC (e.g., Kolb and Stewart,
1991). Furthermore, there are sex differences in the effects of many perinatal expe-
riences including gestational stress, complex housing, and injury (e.g., Kolb and
Stewart, 1995; Mychasiuk et al., 2011a,b,c,d).
4.9 Diet
There is an extensive literature on the effects of caloric- and/or protein-restricted
diets on brain and behavioral development (e.g., Lewis, 1990) but little research
on brain plasticity and restricted diets per se. Similarly, little is known about the
effects of enhanced diets on brain development. It is reasonable to predict that
brain development might be facilitated by vitamin and/or mineral supplements.
Dietary choline supplementation during the perinatal period leads to enhanced
spatial memory in various spatial navigation tasks (e.g., Meck and Williams,
2003; Tees and Mohammadi, 1999) and increases the levels of nerve growth fac-
tor in hippocampus and neocortex (e.g., Sandstrom et al., 2002). Halliwell and
Kolb (2003) did similar studies and found increased dendritic length in pyramidal
cells across the cerebral cortex and CA1 of the hippocampus with choline
supplementation.
Halliwell (2011) also studied the effects of a vitamin/mineral supplement to the
food of lactating rats. The same dietary supplement was reported to improve mood
and aggression in adults and adolescents with various disorders (Leung et al., 2011)
and reduced social withdrawal and anger in children with autism (Mehl-Madrona
et al., 2010). Analysis of the adult offspring of lactating rats fed the same supplement
found an increase in dendritic length in pyramidal neurons in mPFC and parietal
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cortex but not in OFC. Furthermore, the same diet facilitated recovery from perinatal
mPFC lesions in rats.
There were, however, a series of studies by Sam Hicks in the 1950s in which ionizing
radiation was used to alter brain development, which in some cases led to surpris-
ingly good outcomes in spite of abnormal brains, provided there was no hydroceph-
alus (e.g., Hicks and D’Amato, 1961).
In sum, functional outcome is good if injury is during the latter part of neurogen-
esis (E18) but poor if it is during migration and the beginning of synaptogenesis. It is
better again after migration is done and synaptogenesis is burgeoning. We must note
that although we have focused on mPFC lesions, a similar pattern is seen after OFC,
motor cortex, posterior cingulate cortex, posterior parietal cortex, visual cortex, and
auditory cortex lesions (see review by Kolb et al., 2010). As might be expected, how-
ever, recovery is not equivalent across all regions, with posterior injury allowing less
recovery than anterior lesions.
Results from studies of cats and monkeys present a similar pattern, although the
dates vary because of differences in gestational rate. Villablanca and his colleagues
conducted an extensive series of studies on the behavior of cats with frontal or pre-
frontal injuries (e.g., Villablanca et al., 1993). Cats are an interesting comparison to
the rat and monkey because they are embryologically older than rats at birth with a
gestation period of about 65 days, but they are much younger at birth than monkeys.
Overall, Villablanca has found that although cats with prefrontal lesions shortly after
FIGURE 5
Photographs of brains of animals given midline frontal cortrex lersions on postnatal day 10
and then sacrificed on postoperative days 1, 3, 8, or 23. The lesion cavity is evident at day 1 but
by day 23 is only visible as a scar. By day 90 (not shown) the scar is no longer visible.
After Kolb et al. (1998a,b).
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birth show good recovery relative to animals with lesions later in life, cats with pre-
natal lesions have severe behavioral impairments. Thus, the newborn cats appear
similar to P10 rats, whereas the prenatal cats are similar to P1–6 rats.
Monkeys are different again. They are born much older than rats, cats, or even
humans. Although Kennard reported better outcomes with infant lesions, as did
Harlow et al. (1964), the bulk of the later evidence largely by Goldman and col-
leagues did not report this (see reviews by Goldman, 1974; Goldman et al.,
1983). In contrast, however, prenatal lesions in monkeys allow substantial recovery
(Goldman and Galkin, 1978). The prenatal lesions are more similar in embryological
time to newborn cats and P10 rats. We can predict that if Goldman and Galkin had
made their prenatal lesions even earlier, the outcome would be similar to the prenatal
lesions in cats and lesions in newborn rats.
But what are the anatomical correlates of this recovery? Studies of unilateral mo-
tor cortex lesions (e.g., Hicks and D’Amato, 1975) found anomalous projections
from the intact hemisphere to the spinal cord, leading to the presumption that these
projections supported the functional recovery. They likely did. Similarly, there are
anomalous projections in the cat visual system that are associated with functional
recovery (Payne and Lomber, 2001) as well as extensive anomalous connections af-
ter neonatal hemidecortication in both rats and cats that are correlated with recovery.
But anomalous projections are also associated with poor outcomes. For example,
whereas rats with P1 mPFC lesions have significant abnormal connections, P10 an-
imals do not (Kolb et al., 1994a) but it is the P10 animals that show recovery, not the
rats with the rewired brain. There are several other types of anatomical changes that
support recovery in P10 rats. For example, there is widespread dendritic hypertrophy
of cortical pyramidal neurons as well as increased spine density. Furthermore,
there is evidence that for at least some types of P10 lesions, namely mPFC and pos-
terior cingulate, there is spontaneous neurogenesis that fills the lesion cavity (Fig. 5)
(Kolb et al., 1998a,b). The neurons that reform the frontal region establish connec-
tions with subcortical regions such as the striatum and have electrical activity that is
nearly normal (Driscoll et al., 2007). In the process of studying the apparent regen-
eration of the lost cortex, we discovered serendipitously that injections of the mitotic
marker, bromodeoxyuridine (BrdU), on E12–14 disrupt the postnatal activity of stem
cells (Kolb et al., 1999) and completely block the postinjury neurogenesis (Kolb
et al., 1998a,b, 2012). Not surprisingly there is no functional recovery if there is
no neurogenesis.
Finally, one other mechanism appears to be the survival of neurons in the thal-
amus that should have degenerated after the injuries. Normally, if cortical regions are
damaged, the thalamocortical projection cells die. This is true after neonatal visual
cortex lesions but not after prefrontal lesions. Cells in the dorsal medial thalamus,
which projects to prefrontal cortex, survive and form connections with remaining
frontal regions in both monkeys and rats (Goldman and Galkin, 1978) and rats
(Kolb and Nonneman, 1978), although this likely depends on the age at injury.
Van Eden et al. (1998) used unbiased stereology to count neurons after P6 mPFC
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lesions and found no difference from adults with similar lesions. This study should be
repeated with P10 lesions.
But age at assessment can work in reverse as well. When rats were given mPFC
lesions on P1 or P10 and then behaviorally tested at P22–25, both groups were
severely impaired relative to controls (Kolb and Gibb, 1993). However, when the
rats were tested at P52–55, the P10 rats were no longer impaired whereas the P1 rats
were. The recovery of the P10 rats was correlated with hypertrophy of cortical
pyramidal neurons that was not present in the brains of P25 animals. Thus, not only
can animals grow into deficits but out of them too.
Ipsilateral forelimb
80
Neonate
70
Adult
60
*
50
Hit percent
40
30
20
10
80
Contralateral forelimb
70
60
50
Hit percent
40
30
20
*
10
*
*
0
Control Small Med Large Hemi
FIGURE 6
Performance on a skilled reaching task by rats with adult or P5 unilateral lesions of
varying sizes (small, medium, and large) of the motor cortex or the entire neocortex
(hemidecorticate). Reaching was affected bilaterally, although more severely in the
contralateral forepaw and increased with lesion size. Rats with neonatal lesions showed
significantly better reaching with the contralateral paw than the adults.
After Whishaw and Kolb (1988).
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Table 4 Summary of the effects treatments on recovery from early brain injury
Treatment Outcome Basic reference
Behavioral therapy
Complex housing Improved behavior Kolb and Elliott (1987)
Tactile stimulation Improved behavior Kolb and Gibb (2010)
Chemical therapy
FGF-2 (P3 mPFC) Improved behavior Comeau et al. (2007a,b)
FGF-2 (P10 Motor) Nearly normal behavior Monfils et al. (2006)
Manipulation of gonadal Impaired recovery Kolb and Stewart (1995)
hormones
Prenatal experiences
FGF-2 Improved behavior Comeau et al. (2007a,b)
Tactile stimulation Improved behavior Gibb (2004)
Diazepam Improved behavior Kolb et al. (2008)
Fluoxetine Blocked recovery kolb et al. (2008)
Excessive exercise Reduced recovery Gibb (2004)
Gestational stress Blocked recovery Halliwell (2011)
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FIGURE 7
Sagittal brain sections illustrating normal motor cortex (A), a P10 motor cortex lesion
(B), and a P10 motor cortex lesion and FGF-2 treatment (C). Compared to control cortex,
the FGF-2 stimulated regrowth does not illustrate a laminar distribution. Scale bars in
(A), (B), and (C) are 550 mm. Scale bars in (D) and (E) are 250 mm.
After Monfils et al. (2008).
performed in our laboratory, we gave FGF-2 and placed animals in complex housing
at weaning (Hastings, 2003). This combination made the animals worse, possibly
because the combined treatments raised FGF-2 to a toxic level.
8 SUMMARY
We have shown that the developing normal and injured brain shows a remarkable ca-
pacity for plastic change, both for better and worse. A key remaining question is how
this happens. Although we have not discussed it here one consistent observation in both
the normal and injured brain is a sex difference in experience-dependent plasticity. It is
not simply that one sex is more plastic but rather that there is a sexual dimorphism in
both the functional and anatomical effects of experiences. One clear example is the
effect of prenatal stress on gene expression (Mychasiuk et al., 2011b). Although there
are large changes in gene expression in the prefrontal cortex of each sex, there are few
overlapping gene expression changes. But both sexes show a marked alteration in den-
dritic organization, suggesting that there are multiple mechanisms underlying the ob-
served plastic changes. This is clearly grist for future studies.
Acknowledgments
This research was supported by NSERC of Canada grants to B. K. and R. G.
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