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Lower Extremity

A s s e s s m e n t Proj e c t
(LEAP) – The Best
Av a ila b le Evidenc e
o n L i m b - T h re a t e n i n g
Lower Extremity
Tr a u ma
Thomas F. Higgins, MD*, Joshua B. Klatt, MD,
Timothy C. Beals, MD

KEYWORDS
 Amputation  Limb salvage
 Lower extremity assessment project
 Mangled extremity

In a 1987 editorial in the Journal of Bone and Joint avoid prolonged, costly, and fruitless salvage
Surgery, Dr Sigvard Hansen, of Harborview procedures when such a course is not indicated.’’1
Medical Center in Seattle, noted the profound Subsequently, Johansen and colleagues2 es-
physical, mental, social, and financial implications tablished the Mangled Extremity Severity Score
of futile attempts at limb salvage in the setting of (MESS) criteria in an effort to provide such a set
severe lower extremity trauma.1 He acknowledged of guidelines. This system, first published in
the evolution of microvascular and external fixa- 1990, attempted to stratify 4 variables: skeletal/
tion techniques, which made ‘‘heroic’’ limb soft tissue injury, limb ischemia, shock, and patient
salvage procedures possible. Although for some age. An analysis of retrospective and prospective
patients the outcomes represent true progress in study groups led to a recommendation that
medicine, other patients had to go through years a MESS value greater than or equal to 7 was an
of repeated surgeries, infections, and bone graft- indication for amputation. In the prospective
ing only to end up with a compromised amputation portion of the analysis, this proved to be 100%
on a delayed basis. Many of these patients ended accurate in predicting amputation. The weakness
up demoralized, divorced, destitute, and drug of this study is the self-fulfilling nature inherent in
addicted. studying this algorithm on a prospective basis.
Dr Hansen called for the development of objec- Even with such guidance, orthopedic surgeons
tive guidelines to influence clinicians’ decisions continued to struggle with the decision of whether
about ‘‘amputation versus salvage’’ and to amputate or salvage the severely injured lower
concluded his article with the following: ‘‘Perhaps extremity. Commonly held beliefs, including that
the best source would be a multicenter study an insensate plantar foot was an indication for
done by members of the Orthopaedic Trauma amputation, were based on little or no evidence.
orthopedic.theclinics.com

Association. The development of such guidelines Given this obvious gap in the literature of the
would help to provide an answer to this problem emerging subspecialty of orthopedic trauma
and thus allow both patients and their doctors to tology, a prospective longitudinal study was

Department of Orthopaedics, University of Utah, 590 Wakara Way, Salt Lake City, UT 84108, USA
* Corresponding author.
E-mail address: thomas.higgins@hsc.utah.edu

Orthop Clin N Am 41 (2010) 233–239


doi:10.1016/j.ocl.2009.12.006
0030-5898/10/$ – see front matter ª 2010 Elsevier Inc. All rights reserved.
234 Higgins et al

undertaken at 8 level I trauma centers nationally. follow-up on most of the patients. With the 7-
Ultimately headed by Ellen MacKenzie, PhD, year follow-up data, examiners have attempted
a professor of Health Policy and Management at to record, as objectively as possible, all the poten-
Johns Hopkins University, and Dr Michael Bosse, tial variables in what is a complicated clinical situ-
an orthopedic traumatologist at Carolinas Medical ation. It seems that the existing lower extremity
Center, the Lower Extremity Assessment Project trauma scoring systems are not predictive of the
(LEAP) study set out to answer many of the ques- outcome of salvage or amputation, but unfortu-
tions surrounding the decision to amputate or nately the LEAP studies have not yielded a better
salvage. A National Institutes of Health–funded, or more accurate method for predicting optimal
multicenter, prospective observational study, the treatment.
LEAP study represented a milestone in orthopedic In the final analysis, it has been learned that
trauma research, and perhaps in orthopedics. many of the patients sustaining this high degree
The inclusion criteria for the LEAP study of extremity trauma have a great number of social,
included the following: economic, and personality disadvantages, even
before their injury. Functional outcomes and
1. Traumatic amputations below the distal femur quality of life outcomes seem more related to
2. Gustilo grade IIIA open tibia fractures with many of these preexisting factors than to interven-
hospital stays greater than 4 days, 2 or more tions provided by the health care system, regard-
limb procedures, and a high degree of nerve, less of whether they underwent amputation or
muscle, or bone injury salvage. This fact may be distressing news to the
3. Gustilo grade IIIB and IIIC open tibia fractures orthopedic traumatologist, as this could mean
4. Dysvascular injuries below the distal femur that all of the prevarication and anxiety
5. Major soft tissue injuries below the distal femur, surrounding the treatment of these injuries have
excluding the foot little long-term effect on the outcome. The alterna-
6. Grade III open pilon fractures tive view would promote keeping these variables in
7. Grade IIIB open ankle fractures mind and trying to maximize the support for those
8. Severe open hindfoot and midfoot injuries with patients most in need at the time of severe lower
degloving and nerve injury.3 extremity trauma.
Given the nature of the study, the levels of
The LEAP study attempted to account for all evidence are all level I or level II. There are no
variables in patients sustaining these injuries.4 data in the orthopedic trauma literature to date to
Surgeons caring for patients participating in the compare with the LEAP study, in terms of the
study would be permitted to carry out patient breadth of the data recorded or the number of
management as they saw fit. There was no set patients enrolled. From the standpoint of
treatment algorithm to the study. The LEAP study evidence-based medicine, this is the best informa-
attempted to define the characteristics of the indi- tion available.
viduals who sustained these injuries, the charac- Based on the inclusion criteria, 601 patients
teristics of their environment, the variables of the were enrolled for more than a period of 44 months
physical aspects of their injury, the secondary at 8 centers. Initial patient characteristics data
medical and mental conditions that arose from showed that 77% were male, 72% were white,
their injury and treatment, their ultimate functional and 71% were between the ages of 20 and 45
status, and their general health. years. Of the patients, 70% had graduated from
Besides age, gender, and comorbidities, the high school (compared with 86% nationally) and
values, beliefs, and psychological profiles of 25% lived below the federal poverty line (16%
patients’ were also assessed. The characteristics nationally), 38% had no health insurance (20%
of their environment included their physical nationally), and there were twice as many heavy
surroundings, their educational and economic drinkers in this sample as in the population at
backgrounds, and their social and work surround- large.3 On personality inventories, these patients
ings.4 Assessing all of these aspects entailed the were noted to be slightly more neurotic, extro-
use of many assessment tools never previously verted, and less open to new experiences than
used in orthopedic research. the remainder of the population. None of these
In terms of evidence-based medicine, the LEAP characteristics appeared to have an influence on
study and the resulting publications are somewhat the likelihood of the affected limb that was going
different from many evidence-based trials. There to be amputated or salvaged.
is no control of the therapeutic intervention. A 2002 LEAP publication in the New England
However, the data was prospectively collected, Journal of Medicine compared the outcome of
and the investigators have accumulated 7-year surgeries between those patients who underwent
Lower Extremity Assessment Project (LEAP) 235

reconstruction and those who underwent primary between outcomes and the technological sophisti-
amputation.5 The major outcome variable exam- cation of the prosthetic device used by the ampu-
ined was the Sickness Impact Profile (SIP). The tees. Considering there are approximately 3500
SIP is a measure of self-reported health status, traumatic major lower limb amputations per year
which relies on 136 statements of limitation in in the United States, these findings offer some
each of 12 subcategories. A low score on the scale guidance to physicians; however, the level and
represents a lower sickness impact and a score of the severity of the trauma is still the most likely
greater than 10 in any area represents severe determining factor for the level of amputation.
disability. Another subset of the LEAP studies that attemp-
Two years after injury, there was no significant ted to evaluate the decision-making processes in
difference in the SIP scores between the group amputation versus reconstruction was published
that underwent amputation and the group that in 2001.7 This study included 556 of the LEAP
underwent reconstruction (12.6 vs 11.8, P 5 .53). study patients and evaluated them by 5 different
Even after adjusting for characteristics of the injury severity scoring systems. The MESS, the
patients and of their injuries, functional outcomes Limb Salvage Index, the Predictive Salvage Index,
were similar between the 2 groups. Self-efficacy the Nerve Injury, Ischemia, Soft Tissue Injury, Skel-
is one of the characteristics assessed with SIP etal Injury, Shock, and Age of Patient Score, and
scores, and describes the confidence a subject the Hannover Fracture Scale-97 for ischemic and
has in his or her ability to perform specific tasks nonischemic limbs were assessed. Immediate
or activities.4 A person with low self-efficacy may amputation and amputation within a 6-month
disengage from the coping process because period were assessed. There were 63 immediate
they expect to fail. Self-efficacy and social support amputations and 86 delayed amputations.
turned out to be highly predictive of outcome The LEAP study did not support the usefulness
in the group that underwent reconstruction and of any of the examined lower extremity injury
the group that underwent amputation. Other severity indices for determining limbs that require
predictors of a lower score on the SIP, included amputation and those likely to be successfully
rehospitalization for a major complication, lower salvaged. Overall, these scores lacked sensitivity,
educational level, nonwhite race, poverty, lack of but were in some cases specific. Scores at the
private health insurance, poor social support time of injury were not useful in identifying patients
network, low self-efficacy, smoking, and the that would eventually require amputation, but they
involvement of the patient in disability or compen- might have some use in predicting which limbs
sation litigation. Patients who underwent recon- could be successfully salvaged. This study tried
struction were more likely to have a secondary to address the initial question of whether there
hospitalization for major complication than those are objective criteria that could be used for indi-
who underwent amputation (47.5% vs 33.9%, cating amputation. Unfortunately, no established
P 5 .002). Two years after their injury, only 53% system was predictive, and no evidence-based
of those who underwent amputation had returned alternative has been proposed.
to work and 49% of those who underwent recon- Before the LEAP study, a widely held indication
struction had returned to work. Unfortunately, for amputation in case of lower extremity trauma
many of the predictors of poor SIP scores coincide was the absence of plantar sensation at the initial
with patient characteristics that are overrepre- presentation. In 2005, an article by Bosse and
sented in the severe lower extremity trauma popu- colleagues8 attempted to determine the long-
lation (lower educational level, poverty, and lack of term outcomes after treatment of those patients
health insurance). who present with the absence of plantar sensa-
The cohort of 161 patients who had undergone tion. The study included 26 insensate plantar feet
amputation above the ankle within 3 months of that were amputated, 29 insensate feet that were
injury were further examined with the SIP, in an salvaged, and 29 matched controls from among
effort to determine the influence of amputation the larger cohort of sensate limbs that were
level on functional outcome.6 The patients treated salvaged. At 2-year follow-up, normal plantar
with amputations above the knee showed no sensation was present in an equal proportion of
significant difference in their SIP scores from those those who initially had an insensate foot that was
treated with amputations below the knee. Patients salvaged and in those who had a sensate foot
with through-knee amputations had worse regres- that was salvaged (approximately 55%). Only 1
sion-adjusted SIP scores than either above or patient of the 29 of the insensate salvaged group
below the knee amputees. Patients with amputa- had completely absent plantar sensation at 2-
tions below their knee had the fastest walking year follow-up, the others having at least some
speeds. The study also failed to find any link level of improvement. There were no significant
236 Higgins et al

differences in the SIP between any of the 3 groups. The optimal type of flap coverage has been
In summary, absent plantar sensation at the time a source of dispute almost since the advent of
of presentation did not prove to be an indication microvascular free tissue transfer techniques. Pol-
for amputation, a predictor of functional outcome, lak and colleagues12 examined a cohort of 190
or even a predictor of eventual plantar sensation. patients in the LEAP database who required flap
A separate study examined the 7 lower coverage, and who had at least 6 months of
extremity injury severity indices, as they might be follow-up. End points included short-term compli-
related to functional outcomes, 2 years after cations, such as wound infection, necrosis, and
salvage.9 Median SIP scores were 15.2 at 6 loss of the flap. There were 87 limbs treated with
months and 6.0 at 24 months. None of the exam- a rotational flap and 107 limbs treated with a free
ined scoring systems were predictive of ultimate tissue transfer. In terms of selection bias, the
functional outcome or improvement in functional group treated with free tissue transfer represented
outcome between 6 and 24 months. more severe injuries to the limb and the group
A subsequent grouping of the LEAP studies treated with rotational flap had a significantly
evaluated treatment variables that may have higher injury severity score for overall trauma.
affected outcome. A 2007 article by Webb and There were no significant differences with respect
colleagues10 examined a subcohort of 156 to overall complication rates. After controlling for
patients to describe surgeon-controlled variables other variables, a single difference in short-term
that may have affected union, complication, and complications was identified specifically in those
functional outcome in severe open diaphyseal tibia patients with the most severe osseous injuries.
fractures. It appeared that the timing of wound Limbs that featured an Orthopaedic Trauma Asso-
debridement (<6 hours vs 6–24 hours), the timing ciation/AO type C bony injury that was treated with
of soft tissue coverage (more or less than 3 days a rotational flap were 4.3 times more likely to have
after injury), and the timing of bone grafting a wound complication requiring reoperation than
(more or less than 3 months after injury) did not those treated with a free flap. It would seem that
seem to have any influence on infection rates, the severity of the osseous injury might be predic-
union rates, or functional outcome. Those fixed tive of injury to the surrounding soft tissues, which
with intramedullary fixation had slightly less severe may diminish the success rate of rotating local
injuries than those fixed with external fixation, and tissue.
understandably had lower SIP scores and fewer A separate study reported the overall complica-
complications. The entire cohort did show deterio- tion rate for the groups with amputation and the
ration in SIP scores between 2-year and 7-year groups with reconstruction at 2-year follow-up.13
follow-up. Of 149 limbs that underwent amputation during
The effect of smoking on fracture healing and the initial hospitalization, the revision amputation
complications was examined in a cohort of 268 rate was 5.4%. The complication rate at 3 months
patients with open tibia fracture.11 A multivariate was 24.8% and one-third of these were wound
regression analysis examined those who had infections. Out of 371 limb reconstructions, 3.9%
never smoked, those who had quit smoking, and required late amputation, 37.7% reported
those who were current smokers regarding their a complication by 6 months, one-quarter of which
ability to heal the fracture within 24 months. The were wound infections, 23.7% had nonunion, and
study also evaluated their time to union, the pres- 7.7% had osteomyelitis. These numbers overall
ence or absence of infection, and the presence or may best be used in counseling patients at the
absence of osteomyelitis. Current smokers were time of initial hospitalization. Although a few
37% less likely to achieve union than nonsmokers, patients in such circumstances may be capable
and previous smokers were 32% less likely to of participating in a truly informed decision, recon-
achieve union than nonsmokers. Current smokers struction does come with a higher rate of compli-
were 2.2 times more likely to develop an infection cation and rehospitalization than primary
and 3.7 times more likely to develop osteomyelitis amputation, and 4% of reconstruction patients
than nonsmokers. Those who quit smoking were will end up with a late amputation.
at no greater risk of infection overall, but were at A study by O’Toole and colleagues14 attempted
2.8 times greater risk for developing osteomyelitis. to examine the variables specific to patient satis-
The effect of smoking on open tibia fractures faction. None of the patient demographics, treat-
has been examined previously, but the LEAP ment characteristics, or injury characteristics was
study certainly represents the largest cohort of found to correlate with patient satisfaction. Five
prospectively collected data in which multivariate key outcome measures seemed to account for
analysis could be used to isolate the effect of more than one-third of the overall variation in
smoking. patient satisfaction: return to work, depression,
Lower Extremity Assessment Project (LEAP) 237

the physical functioning component of their SIP, amputation, but these are data that treating
their self-selected walking speed, and their pain surgeons and potential patients may want to be
intensity. It seems that patient satisfaction is deter- aware of to fully appreciate the implications of
mined most significantly by function, pain, and treatment decisions.
presence or absence of depression. Further analysis of the LEAP data yielded 3 publi-
An area of trauma care that traditionally receives cations looking at 7-year follow-up. Examining
little attention is psychological distress, and the long-term work disability, 58% of 423 patients
LEAP study attempted to determine the rate of followed up to 7 years had returned to work at the
this particular comorbidity in severe lower limb 7-year mark (47% of amputees and 62% of recon-
injury. Forty-eight percent of patients tested posi- structions, the difference not being statistically
tive a likely psychological disorder 3 months after significant).18 However, even those patients who
injury, and this number only diminished to 42% returned to work were judged to be, on average,
at the 2-year mark.15 Almost 20% reported severe limited in their ability to perform their job 20% to
phobic anxiety or depression, and all examined 25% of the time. Factors significantly associated
subscales of psychological distress tested higher with a higher rate of return to work included lower
than normative values. Unfortunately, only 12% age, white race, higher education level,
and 22% of patients reported receiving any mental nonsmoking, average to high self-efficacy, prein-
health services 3 months and 24 months jury job tenure, and absence of litigation in the
after injury, respectively. This study clearly identi- case. The assessment of pain and physical function
fied an area of trauma care with a room for at just 3 months post injury was a significant
improvement. predictor of ultimate return to work at 7 years.
Another subset of injuries examined was knee In an attempt to examine the long-term persis-
dislocations with vascular injury, but there were tence of disability at 7 years, telephone interviews
only 18 patients in the LEAP cohort that met these of almost 400 patients were conducted and corre-
criteria.16 Four of the 18 limbs were amputated lated with SIP scores.19 At 7 years, half of the
(22%) and a prolonged warm ischemia time was patients had a SIP score greater than or equal to
the factor most highly associated with amputation. 10 points which, according to the SIP index, indi-
SIP scores for successful reconstruction were 12 cates severe disability. One-third of all patients
at 1 year and 7 at 2 years, compared with a 2- had a score typical of the general population for their
year SIP score of 16 for those who underwent age and gender. When adjusting for other factors,
amputation. Patients whose limbs were salvaged poor physical SIP subscores were significantly
did much better, but these were presumably the associated with both those limbs that had severe
less severe injuries. soft tissue injury without fracture in the reconstruc-
One of the factors identified early on in the deci- tion group and those who underwent through-knee
sion to reconstruct or amputate the severely trau- disarticulation in the amputation group. There were
matized lower extremity was the monetary cost no significant differences in the psychosocial
associated with each treatment option. Limb outcome scores between the group that underwent
salvage incurs the costs of an increased rate of amputation and the group that underwent salvage.
subsequent hospitalization and subsequent oper- Familiar patient characteristics were significantly
ation for infection, soft tissue coverage, and union, associated with prolonged disability, and these
whereas amputation bears the lifetime costs of included increasing age, female gender, nonwhite
prosthetics manufacture and repair. The LEAP race, lower education level, poverty, current or
study addressed this issue in a 2007 article in the previous smoking, low self-efficacy score, poor
Journal of Bone and Joint Surgery.17 The cost self-reported preinjury health status, and involve-
calculations included initial hospitalization, subse- ment with litigation over disability. With the excep-
quent hospitalization related to the injured limb, tion of age, predictors of poor outcome at 24
inpatient rehabilitation, outpatient doctor visits, months were the same at 7 years.
outpatient physical and occupational therapy, The prevalence of chronic pain at 7 years was
and the purchase and maintenance of prosthetic also reported.20 Only 23% of the LEAP study pop-
devices. Lifetime costs were projected based on ulation was pain-free at 84 months, compared with
expected life years. When the prosthetic costs at 42.3% of the general population. In terms of the
2 years were included, salvage averaged $81,316 severity of their chronic pain on a graded scale,
and amputation averaged $91,106. Projected life- scores reported for the LEAP patients were similar
time costs, however, were 3 times higher for the to the primary care migraine headache population
amputation group ($509,275 vs $163,282). It may and the chronic back pain population. Significant
be difficult to include monetary costs as a factor early predictors of chronic pain were less than
in the decision algorithm for salvage versus high school level education, less than college
238 Higgins et al

education, low self-efficacy, and high levels of 2. Johansen K, Daines M, Howey T, et al. Objective
alcohol consumption. Those patients who criteria accurately predict amputation following
continued to be treated with narcotic medication lower extremity trauma. J Trauma 1990;30(5):
3 months post discharge had lower levels of 568–72 [discussion: 572–3].
chronic pain at the 84-month mark. 3. MacKenzie EJ, Bosse MJ, Kellam JF, et al. Charac-
Some aspects of the LEAP study also examined terization of patients with high-energy lower
the role of physical therapy in recovery.21 Patients extremity trauma. J Orthop Trauma 2000;14(7):
with amputation and reconstruction used compa- 455–66.
rable amounts of physical therapy services. The 4. Mackenzie EJ, Bosse M. Factors influencing
percentage of patients with a perceived need for outcome following limb-threatening lower limb
physical therapy services but receiving no therapy trauma: lessons learned from the Lower Extremity
increased over the course of 2-year follow-up, Assessment Project (LEAP). J Am Acad Orthop
reaching a rate of 68% at 2 years. Risk factors Surg 2006;14(10 Spec No.):S205–10.
for not receiving therapy included lack of private 5. Bosse MJ, MacKenzie EJ, Kellam JF, et al. An anal-
health insurance, increased pain, lower level of ysis of outcomes of reconstruction or amputation
education, lower level of fitness at the time of after leg-threatening injuries. N Engl J Med 2002;
injury, being a smoker, and presence of a severe 347(24):1924–31.
muscle injury. In a subsequent study, patients 6. Mackenzie EJ, Bosse MJ, Castillo RC, et al. Func-
whose need for physical therapy was not met (as tional outcomes following trauma-related lower-
assessed by a physical therapist) were statistically extremity amputation. J Bone Joint Surg Am 2004;
less likely to improve in all selected domains of 86(8):1636–45.
physical impairment and functional limitation 7. Bosse MJ, MacKenzie EJ, Kellam JF, et al. A
when compared with those patients whose phys- prospective evaluation of the clinical utility of the
ical therapy needs were met.22 These 2 studies lower-extremity injury-severity scores. J Bone Joint
taken in aggregate seem to show the benefit of Surg Am 2001;83(1):3–14.
physical therapy in severe lower extremity trauma, 8. Bosse M, McCarthy ML, Jones AL, et al. The
and suggest that orthopedic surgeons may need insensate foot following severe lower extremity
to be more aggressive in assisting patients to trauma: an indication for amputation? J Bone Joint
receive physical therapy. Surg Am 2005;87(12):2601–8.
In conclusion, the LEAP study offers a wide 9. Ly T, Travison T, Castillo R, et al. Ability of
variety of preinjury, injury, treatment, and outcome lower-extremity injury severity scores to predict
variables to examine lower extremity injuries. functional outcome after limb salvage. J Bone Joint
Although treatment was in no way randomized, Surg Am 2008;90(8):1738–43.
these articles collectively give enhanced insight 10. Webb L, Bosse M, Castillo R, et al. Analysis of
into the factors that drive measurable outcomes. surgeon-controlled variables in the treatment of
Surgeons treating these patients are now more limb-threatening type-III open tibial diaphyseal frac-
capable of properly counseling the patient and tures. J Bone Joint Surg Am 2007;89(5):923–8.
understanding prognostic factors, but perhaps 11. Castillo R, Bosse M, Mackenzie E, et al. Impact of
are no better prepared to alter the outcome. smoking on fracture healing and risk of complica-
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be amputated remains unfulfilled. Ironically, 12. Pollak AN, McCarthy ML, Burgess AR. Short-term
a patient’s degree of ‘‘self-efficacy’’ (ie, how well wound complications after application of flaps for
they believe that they can handle change and coverage of traumatic soft-tissue defects about the
maximize their future potential) may be the single tibia. The Lower Extremity Assessment Project
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the realm of evidence-based medicine, the LEAP 13. Harris AM, Althausen PL, Kellam J, et al. Complica-
studies provided a wealth of data, but still failed tions following limb-threatening lower extremity
to completely determine the treatment at the onset trauma. J Orthop Trauma 2009;23(1):1–6.
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