LUBOMIR DOLEZEL
Kafka’s Fictional World
Modern literary texts provoke many different, often contradictory inter-
pretations; this fact has been usually explained by their semantic
polyvalence or indeterminacy. In the case of Kafka, however, the chaos
of interpretations results much less from the semantic indeterminacy of
his texts than from the theoretical weakness of his interpreters. In spite
of the mass interest in Kafka, his work has remained on the periphery of
modern literary theory.
The purpose of my paper is to demonstrate the usefulness of modern
semantics of fiction for the interpretation of Kafka’s fictional work, as
well as possibilities of a further development of the theory, stimulated by
its confrontation with complex and multivalent texts. In contrast to ad
hoc approaches, fictional semantics conceives of literary texts as semiotic
systems for constructing (bringing into existence) fictional worlds,
parallel with, but autonomous with respect to, the actual world.
Reference (to the fictional world) is a secondary function of fictional
texts, based on, and presupposing, the existence of a constructed world.
For this reason, modern fictional semantics is to be set up as construc-
tional semantics, i.e., as a theory explaining the semantic properties of
literary texts, which have the power of constructing fictional worlds (cf.
Dolezel, 1980).
A fictional world is characterized by a set of its constituents, by a
specific structure and by its own semantic potentials. ‘Fictional world’ is a
macrostructural concept and, as such, it provides a general frame for in-
terpreting semantically the particular constituents or aspects of the
1 I share fully Steinmetz’s opinion: ‘Der extrem hohe Grad von Uniibersichtlichkeit
und Widerspriichlichkeit, der die Kafka-Forschung auszeichnet, ist vor allem
dadurch verursacht, da} in diesem Falle das Versaumnis einer grundsatzlichen
Reflexion iiber die Bedingungen und Prozesse von Rezeption und Interpretation
literarischer Texte unterblieben ist ... [Die Kafka-Forschung] hat wie kaum ein
anderes Beispiel als Ganzes wie in so gut wie all ihren Einzelbeitréigen das Scheitern
einer weitgehend unreflektierten Hermeneutik veranschaulicht (Steinmetz, 1977,
20). Only a few isolated aspects of Kafka’s work, such as his narrative modes (cf.
Cohn, 1968) or his peculiar form of argumentation (cf. Steinmetz), have been
studied with a view to general theoretical frameworks.
CANADIAN REVIEW OF COMPARATIVE LITERATURE /REVUE CANADIENNE DE LITTERATURE COMPAREE
CRCL/RCLC MARCH/MARS 1984
0319-051x/84/1101-0061 $01.25/Canadian Comparative Literature Association62 / Lubomir Dolezel
literary text. In other words, interpretation of a text starts with propos-
ing a hypothesis about the global characteristics of its fictional world.
Within this global hypothesis, interpretations of particular constituents
of the text's meaning are accomodated. I do not mean to suggest that a
hypothesis about the macrostructure of the fictional world will make it
possible to formulate definitive, solely ‘correct’ interpretations; I believe,
however, that this hypothesis will provide a basic criterion, in terms of
which individual interpretations can be evaluated. It is especially ob-
vious that the macrostructural hypothesis will reveal the unreliability or
sheer absurdity of some interpretations of isolated text constituents.
I THE MYTHOLOGICAL WORLD
In order to understand the structure and semantic potentials of Kafka’s
fictional world, we have to consider it against the background of the
world of classical mythology. The mythological world is a dual (binary)
structure, consisting of a natural and a supernatural domain.? Two pro-
perties of the mythological world are of fundamental import for the
study of Kafka’s semantics:
a) The contrast between the natural and the supernatural domains is a
contrast of alethic modalities. The modal constraints operating in the
natural domain are given by the laws of nature; these laws determine
what is possible, impossible and necessary in the natural world. The
modalities are imposed on all the inhabitants of the natural domain, in-
cluding humans. In such a way, the human world is an integral part of
the natural domain. Everything that happens or can happen in the
natural domain, including both events of nature and human actions, is
restricted by its modalities. In contrast, the modalities of nature are not
imposed on the supernatural domain. Everything seems to be possible in
the supernatural world, since its events are caused by, or referred to,
forces which are beyond and above the laws of nature. As a rule, these
forces are individualized and personified as supernatural agents, i.e.,
gods, spirits, demons, etc.
b) The association of the supernatural and the natural domains is
dominated by two basic relationships: the relationship of power (con-
trol) and the relationship of accessibility. The fact that in all mythologies
the natural domain is under the governance of the supernatural domain
2 Ina typical case, the natural domain is surrounded by (‘sandwiched between) two
subdomains of the supernatural: the upper domain (the heaven) and the lower do-
main (the underworld) (cf. Kirk, 1970, 224). This particular aspect of the structure
of the mythological world is, however, irrelevant for our discussion.Kafka’s Fictional World / 63
is a matter of common knowledge. All events of the natural world can be
ultimately traced to, or, at least, influenced by, interventions from the
supernatural domain.? In the extreme case, these interventions cause
events of a supernatural character to happen in the natural domain. Such
violations of the laws of nature and of the modalities of the natural world
are perceived by its human inhabitants as miracles, fantastic events, or,
at least, mysterious, unexplainable phenomena. It should be noted that
the relationship of power is strictly asymmetrical; the inhabitants of the
natural world do not possess the abilities to intervene directly in the
events of the supernatural world. Similarly, the second basic relationship
between the two domains, the relationship of accessibility, is asym-
metrical. While the inhabitants of the supernatural world have free ac-
cess into the natural world — although they may have to assume special
adaptations or guises — for the inhabitants of the natural domain the
supernatural domain is inaccessible. Special permits are required and
strict conditions are imposed on the few human visitors who are allowed
to cross the closely guarded boundary. Being physically inaccessible, the
supernatural domain is, ultimately, beyond human cognition; it appears
as a profound mystery, as a transcendental black hole. The minds of the
inhabitants of the natural world are constantly attracted to this mystery;
however, they have to rely on self-appointed informants whose descrip-
tions of the supernatural world are not independently verifiable.
II KAFKA'S MODERN MYTH
The modal opposition and the asymmetrical relationships, characteristic
of the world of classical myth, provide the background for understand-
ing the structure of Kafka’s fictional universe. Kafka's fictional world
can be defined as a specific transform of the mythological world. Two
kinds of transformations, giving rise to two varieties of Kafka’s fictional
world, can be formulated quite explicitly: a) The first transformation
consists in removing (dissolving) the boundaries between the natural and
the supernatural domains and neutralizing their modal opposition. By
this operation, the binary mythological world is transformed into a
unified hybrid world. b) In the second transformation, the boundary be-
tween the two domains is preserved and with it the asymmetrical relation-
ships between them; however, the modal opposition is lifted and both
domains are placed under the constraints of natural modalities. As a
3. The interventions of the supernatural agents in the human world are, usually,
governed by more or less strict rules (cf. Barnes, 1974, 123); however, there is no
warranty against capricious, arrogant interventions.64 / Lubomir Dolezel
result of this transformation, the modal opposition of the mythological
world is replaced by a semantic opposition of the visible / invisible
world. The core of Kafka’s fictional writings is located in these two fic-
tional world varieties (see Schema #1). In what follows, I will describe in
more detail these semantic macrostructures and investigate their repres-
entative manifestations in Kafka’s corpus.
a) The hybrid world. The hybrid world is a semantic structure where
the modal opposition between the natural and the supernatural is
neutralized, so that both natural and supernatural phenomena are in-
tegral constituents of one and the same world. In fact, the semantics of
the hybrid world has to abandon the ‘natural,’ ‘supernatural’ terminology
which was applicable to the mythological world; all phenomena of the
hybrid world happen quite ‘naturally’ and as a matter-of-fact. If we need
to specify phenomena of the hybrid world which are beyond the restric-
tions of natural modalities, we will refer to them as bizarre phenomena.
Since there is no supernatural domain in the hybrid world, it cannot be
referred to as the source of explanation of bizarre phenomena. In fact,
such an explanation is contradictory to the very principles of Kafka’s
semantics; if bizarre phenomena are interpreted as supernatural, Kafka’s
hybrid world is reduced to the mythological structure and thus deprived
of its specific semantic originality and aesthetic effectiveness. We have to
accept the basic modal rule of the hybrid world: it generates and fully
motivates both the non-bizarre, and the bizarre phenomena.
A model of Kafka's hybrid world is provided in his short text entitled
‘Eine Kreuzung’ ({A Crossbreed] 1917).4 The unique animal of this story,
‘halb Katzchen, halb Lamm (half kitten, half lamb) demonstrates all the
significant aspects of modal neutralization and hybridization: a) it has
some features specific for the cat (‘Kopf und Krallen’ [the head and the
claws]) and those of a lamb (‘GréBe und Gestalt’ [the size and the
shape]); b) it possesses properties which both animals share (‘die Augen,’
‘das Fellhaar,’ ‘die Bewegungen’ (the eyes, the coat, the movements]) or,
at least share in a different degree (‘die Unruhe'’ [the restlessness]); c) it
lacks some features of its original constituents (‘miauen kann es nicht und
von Ratten hat es Abscheu’ [it cannot mew and it has a horror of rats]).
Finally, in addition to the features derived (inherited) from its ‘parents,’
the hybrid acquires properties of its own, its specific structural totality: it
is alien to both cats and lambs and seems to be close to higher, human be-
4, The dates of Kafka's writings are taken from Binder, 1975. The page references are
to Franz Kafka, Samtliche Erziihlungen, Der ProzeB and Das Schlo in the Fischer
Taschenbuch Verlag editions,Kafka’s Fictional World / 65
Schema #1
1, THE MYTHOLOGICAL WORLD: supernatural
natural
2. KAFKA'S MODERN MYTH:
a) the hybrid world
b) the visible/invisible world eee
invisible
visible66 / Lubomir Dolezel
ings (‘Hatte diese Katze mit Lammesseele auch Menschenehrgeiz? [Did
this cat with the soul of a lamb also possess human ambition?]). To sum
up, Kafka’s bizarre hybrid has the ability to behave as a cat, as a lamb, as
neither, and as something (somebody) quite different. Similarly, Kafka’s
hybrid world can produce phenomena which were (in the underlying
structure) called natural and supernatural, as well as phenomena of a
new, ambiguous character. While a metalanguage based on binary logic
lacks the vocabulary for naming such phenomena, Kafka’s hybrid world
is a semantic mechanism for producing them en masse and in a great
variety.>
To my knowledge, the first manifestation of the hybrid world is the
last text of Kafka’s first printed collection Betrachtung (Meditation), en-
titled ‘Ungliicklichsein’ ([Unhappiness] 1910). A bizarre event — a child
entering through the wall of a room — breaks into the lonely world of
the narrator-protagonist. The child is compared to a ‘kleines Gespenst' (a
small ghost), but is accepted and treated as a normal, expected visitor, as
an inhabitant of the narrator's own world. In a subsequent conversation
with a neighbour, the narrator, while claiming that he does not believe in
ghosts, expresses rational fear that the child might be a supernatural
phenomenon. In any case, no rational explanation is possible (‘Die
eigentliche Angst ist die Angst vor der Ursache der Erscheinung’ [The real
fear is the fear of what has caused the apparition], p. 22). The narrator
searches for a cause, for an explanation outside his own world. In this
respect, and in this respect only, the bizarre phenomenon is not yet fully
domesticated in the hybrid world, is not yet fully accepted as a matter-
of-fact event by its human inhabitants. However, when the narrator
returns to his room, the semantic rules of the hybrid world are recon-
firmed: the child has disappeared, the narrator is not surprised and goes
calmly to bed.
In one of Kafka’s best known works, in the story Die Verwandlung
({The Metamorphosis] 1912), the modalities of the hybrid world generate
the bizarre transformation of a human being into a Ungeziefer (pest, ver-
min). It should be emphasized that the new form of Gregor Samsa is
never definitely specified as animalistic. Rather, Gregor has changed
5 The role of children in ‘Eine Kreuzung'’ is very indicative of the character of Kafka’s
hybrid world: only children take such a world without surprise, even with delight
and curiosity and, therefore, are able to consider as meaningful questions about its
origins, its name, its future and its end.
6 The much disputed question whether the metamorphosed Samsa is a worm or an
insect (and of what kind) is totally alien to Kafka’s semantics. It demonstrates the
basic fallacy of Kafka's interpreters, their attempts to ‘naturalize’ Kafka’s artificialKafka’s Fictional World / 67
from a ‘pure’ human being into a hybrid, mixed form, combining human
and animalistic features; he is an animal in his physical appearance,
while his mental life, slowly degenerating, remains human. The bizarre
event in this story is, again, not fully domesticated: Gregor's family and
other human inhabitants of the hybrid world react with horror and
revulsion. Although no attempt is made to explain the event as an in-
tervention from the supernatural domain (which — as we have stated —
does not exist in Kafka’s universe),’ the observers react emotionally as if
they had witnessed a supernatural intervention. Their emotional reaction
corresponds to the rational Angst of the protagonist of ‘Ungliicklichsein.’
In both stories, the human agents are not yet fully adapted to the
modalities and semantic potentials of the hybrid world in which they
live. For this reason, Die Verwandlung is the one work in the Kafka cor-
pus which comes closest to the traditions of the fantastic genre.®
The rational or emotional reactions of the human inhabitants of the
hybrid world, observed in ‘Ungliicklichsein’ and Die Verwandlung, are
residua of the old, binary modal conditions of the traditional myth. In
other stories of the hybrid world these residua disappear. Whatever hap-
pens is accepted by the human inhabitants as domestic, unsurprising,
‘natural.’ This attitude is quite obvious in ‘Ein Landarzt’ ([A Country
Doctor] 1917). The ‘miracle’ of discovering a pair of horses and a groom
in an unused pig-sty is greeted with amusement by the doctor and his
maid. The maid's comment indicates that she understands perfectly the
semantic potentials of the hybrid world: ‘Man weift nicht, was fiir Dinge
man im eigenen Hause vorratig hat’ ([You never know what is in store in
your own house] p. 124). The bizarre is in the midst of the human world,
stored there and waiting to be discovered or to interfere. Now, the
bizarre is an integral constituent of the hybrid world and its human in-
habitant accept it as everyday experience. Having been lured into the
hybrid world by Fehllauten der Nachtglocke’ (a false alarm on the night
bell), the doctor, riding a truly hybrid equipage — ‘mit irdischem Wagen,
unirdischen Pferden’ ({with an earthly vehicle, unearthly horses] p. 128)
— has no way of escaping from its modalities.
world by describing it in terms referring to the everyday world of human ex-
perience (cf. Steinmetz, 33ff.).
7 No explanation is, in fact, suggested; Gregor's mother speaks about him as ‘mein
ungliicklicher Sohn’ ({my unfortunate son] p. 78).
8 Todorov has outlined the relationship of ‘Die Verwandlung’ to the fantastic genre,
emphasizing, at the same time, that Kafka transcends this traditional structure: ‘ce
qui était une exception dans le premier monde, devient ici la régle’ (Todorov, 1970,
183).68 / Lubomir Dolezel
Once the structural rules of the hybrid world have been established, its
semantic potentials can be used in generating a great variety of stories. In
‘Die Sorge des Hausvaters’ ([The Cares of a Family Man] 1917), a hybrid
thing-being (‘Wesen’ — ‘Gebilde’ — ‘Holz’ [being — creature — wood])
cohabits with people in their house and, from time to time, engages in
simple conversations. In ‘Der Jager Gracchus’ ([The Hunter Gracchus]
1917), the modalities of the hybrid world make it possible for a dead man
to coexist with living people. To be precise, Gracchus, quite in accor-
dance with the semantics of the hybrid world, is both dead (‘Seitdem bin
ich tot’ [Since then I have been dead], p. 287) and somehow alive
(‘gewissermaGen lebe ich auch’ [to some extent I am alive too], ibidem).
In ‘Blumfeld, ein alterer Junggeselle’ ([Blumfeld, an Elderly Bachelor]
1915), the hybrid world generates a grotesque object, two sensitive balls
jumping and dancing around Blumfeld. I suggest to include Das Urteil
((The Judgement] 1912) into the group of the stories of the hybrid world.
To be sure, no bizarre event in the strict sense happens in this story;
however, the father’s unexpected curse and Georg’s self-destructive reac-
tion are so hyperbolized and surprising that they can produce the effect
of bizarrness. Finally, ‘Ein Bericht fiir eine Akademie’ ([A Report for an
Academy] 1917) is surely a story of the hybrid world. It is a mirror im-
age, a reverse of Die Verwandlung: an animal acquires substantive pro-
perties of humans, whilst retaining some features of the ‘Affennatur’
(ape nature). In this story, the naturalization of the hybrid world is
perfect: the process of hybridization is deprived of any indication of the
miraculous; it is just an extreme, unlikely case of a purely natural process
of persistent and diligent training (learning).?
Kafka‘s discovery of, and experimentation with, the hybrid world is a
major event in the history of modern fiction. The novelty, pre-
cariousness and frailty of the structure presented Kafka with many
9 An interesting residuum of the hybrid world structure can be found in Kafka’s last
work, Josefine, die Sangerin oder das Volk der Mause’ ({Josephine the Singer, or
the Mouse Folk] 1924). The narrator of the story is a hybrid belonging to the
mouse nation but, at the same time, displaying higher, human-like abilities of
observation and interpretation. Here, the semantic structure is transformed into a
narrative mode, i.e., into a discourse structure, so that the story can be read as a
standard animal tale. Similarly, in the earlier written ‘Die Briicke’ (1916), the
hybridization of an inanimate object is achieved by its being given a narrative
speech-act ability. Moreover, in an experiment — which was to be repeated in-
dependently in other Ich-forms of the twentieth century — Kafka has violated the
‘natural’ rules of this narrative mode by having the Ich-narrator report his own
destruction, In this ‘text after death,’ Kafka has contributed to the radical conven-
tionalization of the Ich-form narrative mode (cf. Dole%el, 1973, 108, footn. 22),Kafka’s Fictional World / 69
difficulties. One of them was to find an adequate ending to a story of the
hybrid world. Let us be reminded that neither the mythological solution
— i.e., the explanation of the bizarre event by reference to the super-
natural domain, nor the ending of the fantastic genre — i.e., a natural ex-
planation of the seemingly supernatural, are available in the hybrid
world. Both of these traditional endings require a world where the op-
position and differentiation between the natural and supernatural is
preserved. I am convinced that the structural difficulty of finding a
satisfactory untying of the sequence of events in the hybrid world is the
prime reason why so many of these stories remained unfinished or,
rather, were abandoned. Only in Die Verwandlung did Kafka discover
the specific, appropriate ending of a story in the hybrid world. I do not
refer to the death and removal of the Ungeziefer,’ but rather to the final
suggestion that the bizarre event might possibly recur, that it might affect
any of the human inhabitants of the hybrid world. There is no regularity
and, therefore, no explanation of the bizarre events; there is no protec-
tion from their haphazard recurrence. The hybrid world evolves in ir-
regular repetitions of accidental bizarre events. Kafka's narratives are
just fragmentary episodes of the repetitive, cyclic, senseless history of the
hybrid world.
The description of the structure and of the semantic potentials of the
hybrid world is a most valuable result of our analysis of Kafka’s work in
terms of fictional semantics. However, it will hardly satisfy a traditional
Kafkologist. When he offers interpretations of Kafka’s works, he does not
formulate their meanings in terms of literary, fictional categories, but
rather expresses them in sociological, psychological, biographical,
psychoanalytical, philosophical, religious, etc. mode of discourse. In this
form of interpretation, Kafka’s work, as already indicated, is deprived of
its literary specificity and of its novel semantic powers.
While I consider irrelevant or even illegitimate, aprioristic ex-
traliterary interpretations of Kafka’s work, 1 want to emphasize that his
texts themselves carry significant clues or indices for possible interpreta-
tions. Kafka’s fictional text performs a double function: firstly, it con-
structs a fictional world, secondly, it offers its interpretation(s) in terms
of various motivations. By a set of specific devices, by its composition,
its style and its intertextual links, Kafka’s text motivates its hybrid world,
i.e., associates it with analogous structures both outside and inside
10 | am using the term ‘motivation’ in a sense which originates with TomaSevskij:
Motivation is ‘a system of devices justifying the introduction of particular motifs or
motif blocks’ (Tomatevskij, 1928*, 145). In the present paper the concept is
generalized to include systems of devices which ‘justify’ fictional world structures.zo / Lubomir Dolezel
literature. Kafka’s texts, as it were, have foreseen their possible inter-
pretations. The interpreters have done nothing more than monopolize
one of the given, text-inherent interpretations, i.e., extending its scope to
cover the whole corpus.
The best starting point for our study of the text-inherent motivations
of the hybrid world is ‘Ein Landarzt.’ The structure of the hybrid world is
connected with that of the dream world by three prominent sets of
devices: a) The relationship between agents, actions and settings are in-
congruous, displaced: the horses and the groom are discovered in an
unused pig-sty, in ‘dem Tiirloch, das sie restlos ausfiillten’ [the door hole
which they filled entirely] p. 124); the horses stick their heads through
the windows of the sick boy’s house (p. 126); the doctor suddenly
discovers a terrible wound in the boy's body, filled with worms; the doc-
tor is undressed in front of the village elders and to the accompaniment
of the school choir (p. 127) and then flees naked through a frosty night.
b) Contradictory motifs and evaluations coexist in the text: the voyage to
the boy‘s house takes no more than a moment (‘als dffne sich unmittelbar
vor meinem Hoftor das Hof meines Kranken’ [as if my patient's farmyard
had opened out just before my courtyard gate], p. 125), while the way
back takes infinitely long (‘Niemals komme ich nach Hause’ [Never shall I
reach home], p. 128); the boy expresses contradictory wishes: ‘Doktor,
laB mich sterben’ ([‘Doctor, let me die'] p. 125) — ‘Wirst du mich retten?’
(['Will you save me?'] p. 127) and the doctor produces contradictory
diagnoses: ‘der Junge ist gesund’ ((‘the boy is quite healthy’] p. 126) — ‘der
Junge ist krank’ (|‘the boy is ill'] p. 127). c) An erotic undercurrent is pre-
sent in the relationship of the old doctor to the young maid, actualized
by the violent intervention of the bizarre groom.
The dream world, motivating the fictional world of ‘Ein Landarzt,’
seems to be the most obvious model of the hybrid world: in dreams
modal restrictions of the natural world are lifted and the natural com-
bines freely with the supernatural. However, if the dream world were the
only model of Kafka‘s hybrid world, his stories would not depart radical-
ly from the traditions of the fantastic genre. We have to emphasize that
Kafka’s hybrid world is an abstract semantic structure which can be ‘ex-
plained’ by various text-inherent motivations. Thus, in a direct contrast
to the oniric motivation of ‘Ein Landarzt’ stands the strictly scientific, ra-
tional motivation of Ein Bericht fiir eine Akademie.’ This ‘antimeta-
morphosis,’ impossible in ontogeny, is quite possible in phylogeny.
Kafka’s ape is hybridized on the scientific model of biological evolution,
radically accelerated by intensive learning. The style of the story, the
style of a scientific report, is in complete harmony with the Darwinistic
motivation of its hybrid world.Kafka’s Fictional World / 71
In Das Urteil und ‘Blumfeld, ein alterer Junggeselle’ the hybrid world is
motivated by being connected to psychopathological states. The Freud-
ian motivation of Das Urteil (indicated by Kafka himself, cf. Binder
1975, p. 126) has been very popular (for a survey, see Binder, ed. 1979,
II, pp. 295-8). As a text-inherent motivation it is expressed primarily by
the structure of the story: the unexpected turns, concentrated in the sud-
den hostility of the father and in the son's ‘literal’ performance of the
sentence, indicate a shift from the natural world into the hybrid world.
The father’s figure assumes the character of the demonic and the son‘s
suicide is equivalent to the fatalistic, purely deterministic actions of
mythological stories. The determinism of Georg’s behaviour after the
judgment is explicitly expressed in the texture of the story; his acting is
described as being under the control of a higher, unknown force, rather
than as resulting from his own desires and intentions: ‘Georg fiihlte sich
aus dem Zimmer gejagt ... tiber die Fahrbahn zum Wasser trieb es ihn ...
(er) lieB sich hinfallen’ ([Georg felt himself urged from the room ...
driven towards the water ... (he) let himself drop] p. 32). Such a radical
weakening of the agent's control over his own acting is a clear indication
of the presence of a hybrid world located in a pathological human mind.
Up to now, we have identified non-literary and non-fictional sources
as motivations of Kafka’s hybrid world. However, some of Kafka’s texts
refer to literature and literary tradition as the motivating source of their
hybrid world. Ina group of these stories, the motivation is intertextual,
i.e., the hybrid world is developed as a continuation and transformation
of semantic structures which have existed in literature for a long time.
Most of these intertextual links have been identified in Kafka studies:
‘Der Jager Gracchus’ harks back to the ancient legends of human immor-
tality, life after death, mortals who could not die, etc." Against this
literary tradition, Kafka constructs his hybrid protagonist, both dead
and alive, thus lifting the mythological world of the legends from the
restrictions of binary modalities. In ‘Ein Bericht fiir eine Akademie,’ the
intertextual links to popular stories of humanized apes, dogs, etc. (cf.
Binder, ed. 1979, 11, p. 333) reinforce the scientific motivation of the
hybrid world. In spite of some skepticism, expressed in Kafka criticism,
the world of Die Verwandlung seems to me clearly motivated by its
generic intertextuality, i.e., by its link to the ancient mythological theme
of transfiguration. Kafka’s transference of the story from the mytho-
11 Neumann (in: Binder, ed., 1979, 11, 337) mentions ‘die Sagen vom Wilden Jager,
vom Ewigen Juden, vom Fliegenden Hollander, zu E.T.A. Hoffmans Nachrichten
von den neuesten Schicksalen des Hundes Berganza ... und zur Christus-Figur.’72 / Lubomir Dolezel
logical into the hybrid world and its consequent restructuring is a prime
example of Kafka’s radical transformation of literary tradition.
The most significant text for the understanding of the motivation of
Kafka’s hybrid world is ‘Die Sorge des Hausvaters.’ While ‘Eine
Kreuzung’ provides the model of the structure and the properties of the
hybrid world, Odradek of ‘Die Sorge des Hausvaters’ demonstrates the
procedures of its genesis, of its construction. The text-inherent motiva-
tion given in ‘Die Sorge des Hausvaters’ is the primeval motivation of the
hybrid world, ‘explaining’ it as a purely fictional construct produced by
the powers of human imagination. The text reveals the construction pro-
cedures of fictionality on two levels: (a) on the level of language, and (b)
on the level of objects. (a) All of the constituents of the expression
‘Odradek’ are extant morphemes of an actual, natural language (Czech):
od-, -rad-, -ek; however, in their unusual combination they produce a
purely artificial, fictional verbal structure. It is tempting to speculate
about the possible meanings of this fictional neologism, but all these
speculations must be guided by the consideration that the new, artificial
form produces a new, artificial, up-to-now nonexistent meaning. Both
the form and the meaning of ‘Odradek’ are products of the meaning-
creative capacities of poetic language; an interpretation of a fictional ex-
pression in terms of ‘natural’ words can be only approximate.’ (b)
Analogous principles of fictional construction are displayed on the level
of objects. With meticulous attention to detail, Kafka enumerates the
constituents which combine in the new fictional artifact: ‘eine flache stern-
artige Zwirnspule,’ ‘Zwirnstiicke von verschiedener Art und Farbe,’
‘kleines Querstabchen’ and ‘noch eines’ ([a flat sharp-shaped spool for
thread, bits of thread ... of the most varied sorts and colours, a small
wooden crossbar, and another one] p. 139). However, since these consti-
tuents combine into a structure with new properties of totality, their
‘original’ identification is only approximate, it is a guess (expressed, for
example, in the conditional mood). The constituents of fictional objects
have to be named by natural language expressions, but their referents are
uncertain or, better to say, they are just reminiscent of the actual
referents of these expressions.
‘Die Sorge des Hausvaters’ has a central position in Kafka’s fictional
12 Ina recent study, Gaifman-Arie (ms.) has followed this postulate to a certain
degree by proposing a number of possible meanings for Odradek, The artificial ex-
pression is treated as a word of poetic language, by being interpreted as inherently
polysemic. Gaifman’s interpretations are more convincing than the many others for
yet another reason: she is able to connect the individual meanings of the fictional
word with the possible meanings of the text as a whole.Kafka's Fictional World / 73
corpus; in a minimal text Kafka has displayed the workings of human
imagination. When constructing fictional objects, imagination has to
operate with actual objects or, at least, with constituents described as ac-
tual objects. Artificial objects are produced by unusual, original com-
binations of these actual constituents; in their new totality, however, the
fictional objects transcend the original properties of their actual consti-
tuents, The hybrid expression ‘Odradek,’ consisting of actual morphemes
combined in a fictional form, is a model of the creativity of poetic
language which discovers new areas of meaning. The hybrid thing-being
Odradek, made of pieces of wood and thread, but endowed with the pro-
perty of speech and laughter (a bizarre laughter produced without lungs)
is a model of the higher-order totality of fictional objects. In constructing
‘Odradek’ and Odradek, Kafka has demonstrated that the very essence of
imagination is the process of hybridization: human imagination has to
use actual constituents, but in its synthesizing power it produces fictional
objects with new structures, new properties and a new mode of existence.
b) The visible/invisible world. We have described the hybrid world as
a transform of the mythological world structure, created by the removal
of the boundary between the natural and the supernatural domains and
by their ensuing blending or neutralization. Concurrently with the con-
struction and exploration of the hybrid world, Kafka has developed — as
already indicated — a second variant of his fictional macrostructure
which can be equally explained as a transform of the mythological
universe. In this second transformation both domains of the underlying
dual structure are converted into natural domains (i.e., into domains
where natural modalities are in force), while the boundaries and the
asymmetrical relationships between the two domains are preserved. No
bizarre phenomena are possible since the fictional world is now uniform-
ly natural; needless to say, no supernatural phenomena can be generated
either because there is no supernatural domain in this universe.
The second variant of Kafka’s fictional world is a universe of two
natural, but strictly separated, alien and asymmetrically related do-
mains. In Kafka's specific treatment the division of the fictional world is
produced by constructing it from positions or observation points which
are located exclusively in one domain, while the other domain is not
directly observable. As a result, the observable domain is constructed as
a visible world, while the domain beyond observation is a hidden, invisi-
ble world.
13 In this paper, I am concerned with the semantic properties of the visible/invisible
world structure, rather than with its specific mode of construction, discussed in
detail in Dolezel, 1983.74 / Lubomir Dolezel
Before I proceed to describe this fictional macrostructure in more
detail, let me illustrate the difference between the two variants of Kafka’s
world. The doctor's discovery of the horses in his pig-sty (in ‘Ein
Landarzt’) and Joseph K.’s discovery of the whippers in a closet of the
Bank (in Der Prozef3) are equally strange, displaced and unexpected
events. However, while the world of ‘Ein Landarzt’ generates this event
by its own hybrid modalities, the strange event in Der Prozef results
from an intervention of a natural, human but, at the same time, alien in-
stitution, the Court. The second variant of Kafka’s fictional world com-
pletes the removal of the supernatural. The modal conditions of the
hybrid world still allow bizarre events to happen (i.e., events which look
like supernatural); in the visible/invisible world structure, however, the
events which look like supernatural have their source in a hidden,
separated, but perfectly natural domain. The inhabitants of the visible
world are faced with interventions of the same force, arrogance and un-
predictability as were the human inhabitants of the mythological world.
However, no supernatural explanation or justification of such events is
offered by the modern myth; the alien forces are nothing else than the
mysterious ingredients of human nature or societal organization.™*
Our example has already indicated that Kafka’s unfinished novel Der
Prozef ([The Trial] 1914) is a prime manifestation of the visible/invisible
world structure; not surprisingly, it is joined by Das Schlof ([The Cas-
tle] 1922) whose macrosemantics reveals the same basic division. Our
discussion of the second variant of Kafka’s fictional world will be based
primarily on these two novels. However, we should not bypass other,
shorter texts in which particular aspects of the structure can be observed.
In the story ‘Beim Bau der Chinesischen Mauer’ ([The Great Wall of
China] 1917), the centre where decisions about the grandiose construc-
tion are made (‘die Fiihrerschaft’) is represented as a hidden, unknown
world: ‘In der Stube der Fiihrerschaft — wo sie war and wer dort saf,
wei und wubte niemand, den ich fragte ...’ ({In the office of the high
command — where it was, and who sat there, no one whom I have ever
asked could tell me ...] p. 292). The emperor of China himself, residing
somewhere in the depth of his palaces, is a totally unknown entity to the
inhabitants of his land: ‘Genau so, hoffnungslos und hoffnungsvoll, sieht
unser Volk den Kaiser. Es weifit nicht, welcher Kaiser regiert, und selbst
iiber den Namen der Dynastie bestehen Zweifel’ ([Just so, just as
14 A demonization of the alien domain of the invisible world, quite common in Kafka
criticism, is nothing else than a reduction of Kafka's innovative semantic
macrostructure to the traditional structure of classical mythology.Kafka’s Fictional World / 75
hopelessly and as hopefully, do our people regard the emperor. They do
not know which emperor is reigning, and there are even doubts as to the
name of the dynasty] p. 296). However, the text states quite explicitly
that the lack of knowledge is unilateral: [Die Fiihrerschaft] kennt uns.
Sie ... weiB von uns, kennt unser kleines Gewerbe, sieht uns alle zusam-
mensitzen in der niedrigen Hiitte ... ' ((Our commanders know us. They
... know about us, know of our simple occupations, they can see us all
gathered round in our humble dwellings ... ] p. 294). The relationship of
epistemic accessibility is clearly asymmetrical: while the invisible domain
is unknown to the inhabitants of the visible world, the visible world is no
mystery for the rulers residing in the invisible world. A part of Beim Bau
der Chinesischen Mauer’ published separately (1919) under the title Die
kaiserliche Botschaft’ (A Message from the Emperor) reinforces the
alienation of the ruling centre by locating it at an infinite distance from
the people. Even the best messenger can never traverse this distance; the
message from the dying emperor will never reach the addressee and will
forever remain a mystery.
In the story ‘Ein altes Blatt’ ([An Old Manuscript] 1917), the power
relationship in the divided world is focused on. An alien, probably bar-
barian, army penetrates or, better to say, creeps into the land of the
natives, establishing a silent, everpresent threat. There is no war, no bat-
tle, the invaders are unchallenged. The world of the natives (with the ex-
ception of the isolated palace of the emperor) succumbs to the invaders,
‘als ware viel vernachlassigt worden in der Verteidigung unseres
Vaterlandes’ ([as if much had been neglected in the defence of our
fatherland] p. 129). Another aspect of the power relationship —
analogous to the infinite distance between the rulers and the subjects in
the previously discussed story — should be noted: no contact between
the natives and the invaders is possible, since they have no common
language: ‘Sprechen kann man mit den Nomaden nicht. Unsere Sprache
kennen sie nicht, ja sie haben kaum eine eigene’ ([One cannot talk to the
nomads. They do not know our language, indeed, they hardly have one
of their own] p. 130).
‘Die Abweisung’ ([The Refusal] 1920) is another story of Kafka's
‘Chinese cycle,’ With the central administration in infinite distance, the
local administrator (mandarin) exercises absolute power, although
nobody ever saw his credentials. In this story, the world of the power is
represented as a complex hierarchy of bureaucracy (‘Beamtenschaft’).
Similarly as in ‘Ein altes Blatt,’ the soldiers on which the alienated power
relies are of foreign origin: ‘Die Soldaten sprechen einen uns ganz
unverstandlichen Dialekt’ ([The soldiers speak a dialect completely in-
comprehensible to us] p. 312). A conspicuous, novel feature of this story76 / Lubomir Dolezel
is the mention of a group of youths who are dissatisfied with the system.
However, they are ‘ganz junge Burschen, die die Tragweite des
unbedeutendsten, wie erst gar eines revolutionéren Gedankens nicht von
der Ferne ahnen kénnen’ ({very young fellows who are utterly incapable
of foreseeing the consequences of even the least significant, far less a
revolutionary idea] p. 313).
When discussing the hybrid world, I have pointed out that Kafka’s
texts provide it with several text-inherent motivations. In the case of the
visible/invisible world structure, the text-inherent motivation seems to
be surprisingly uniform: one and only one, i.e., socio-political or
historical motivation, is offered. All the short stories discussed are styl-
ized as historiographical accounts with substantial, but sober and unpre-
judiced comments. The narrator of ‘Beim Bau der Chinesischen Mauer’
presents himself as ‘unbestechlicher Betrachter’ ([incorruptible observer]
Pp. 292) who is highly educated especially in ‘vergleichende Vélker-
geschichte’ ({the comparative history of nations] p. 294). In his pre-
sentation and analysis, the political of China appears as a world of re-
mote, invisible rulers governing the infinite expanses of the empire
without any contact with its inhabitants. A similarly ‘objective’ mode
of reporting can be observed in ‘Die Abweisung,’ while ‘Ein altes Blatt’
reads like a fragment of an old chronicle.
Tt should not surprise us that in the socio-political motivation of
Kafka’s fictional world, the concept and function of law becomes central.
The popularity of Kafka’s parable ‘Vor dem Gesetz’ ([Before the Law]
1914)!5 has overshadowed the significance of another reflection on law
and its nature, the text ‘Zur Frage der Gesetze’ ([The Problem of Our
Laws] 1920). For our topic, this reflection is of utmost significance: it
reveals sharply the nature of law in a world divided by strict asym-
metrical relationships. Two fundamental properties of laws governing a
divided world emerge from the reflection: First, the law is an instrument
of a small group of rulers to control the masses of people; the text defines
the opposite social groups in terms of the feudal system (‘die
Adelsgruppe’ [the nobility] — ‘das Volk’ [the people]). Secondly, the law
is secret, being a privileged property of the nobility. Quite logically, a
fundamental question is to be faced: Does a secret law, administered and
interpreted by a small ruling class exist, or is it just a deceit? Es ist eine
Tradition, daf sie [die Gesetze] bestehen und dem Adel als Geheimnis
anvertraut sind, aber mehr als alte and durch ihr Alter glaubwiirdige
15 Asa part of Der Proze, the parable has been usually read as a miniature of the
novel, specifically as a model of its semantic indeterminacy.Kafka’s Fictional World / 77
Tradition ist es nicht und kann es nicht sein, denn der Character dieser
Gesetze verlangt auch das Geheimhalten ihres Bestandes’ ([There is a
tradition that they, the laws, exist and were entrusted as a secret to the
nobility, but this is not and cannot be more than an ancient tradition to
which age lends authority, for the character of these laws requires that
their very existence be kept secret as well] p. 314). While this sophism
seems to provide an argument for the existence of the laws, there exists a
minority opinion (‘eine kleine Partei’ [a small party]) which denies this
existence. However, denying the existence of the law means to affirm the
necessity of the nobility as the sole representative of legality. The ‘small
party’ is caught in this vicious circle and therefore is unable to gain
popular support for its cause,
Let us now turn to a more detailed exploration of the semantics of the
visible/invisible world structure, focusing on its two principal manifesta-
tions, the novels Der Prozef3 and Das Schlof. | have already mentioned
that the semantic opposition between the two domains is produced by a
manipulation of the point of observation and narration; the text gives
many clues implying the existence of an invisible domain, but never of-
fers its explicit descriptions based on direct observation.*¢ In Der Prozef,
the syntactic structure of the formula of Joseph K.’s arrest — ‘Sie sind ja ver-
haftet ... Das Verfahren ist nun einmal eingeleitet’ ([You are arrested, after
all ... well, proceedings have been instituted against you] p. 8) — both presup-
poses the existence of some responsible authority and hides its identity.
From the very beginning of his story, Joseph K. is under orders and in-
structions coming from an invisible domain. Later this hidden authority
is assigned a name — ‘das Gericht’ (The Court) — but it will remain hid-
den and unknown to the very end of the text. In Das Schlof the site of
the invisible world is given a name at the very beginning (the castle of
Count Westwest) and its existence is confirmed again and again. Concur-
tently, its invisible character is established: ‘Vom SchloSberg war nichts
zu sehen, Nebel und FinsternifS umgaben ihn, auch nicht der schwachste
Lichtschein deutete das groBe Schlof an’ ({The Castle hill was hidden,
veiled in mist and darkness, nor was there even a glimmer of light to
show that a castle was there] p. 7). In the most explicit description (p.
12), the castle is ‘deutlich umrissen in der klaren Luft’ (clearly defined in
the glittering air) but is seen ‘von der Ferne’ (from the distance) of K’s
observation point; only general exterior features are specified. Fixing the
16 It could be argued that the attic offices of the Court (in Der Prozef) and the Her-
renhof (in Das Schlof) are described on the basis of direct observation. However,
a closer look at the semantic macrostructure reveals that these offices are enclaves
of the invisible world in the visible world, necessary for conducting affairs,78 / Lubomir Dolezel
point of observation and narration and manipulating consistently the
texture of his novels, Kafka constructs an invisible domain in the midst
of the natural world. This domain is as mysterious, inaccessible and
powerful as is the supernatural domain of the mythological world. Let us
explore in more detail the asymmetry of the relationships of accessibility
and power dominating the structure of Kafka’s divided universe.
1. The relationship of accessibility. The invisible world is physically
inaccessible for the inhabitants of the visible world. As such, it represents
a challenge to Kafka's heroes who set out on a frustrating quest for
penetration. However, when they seem to be getting closer to their goal,
the heroes discover again and again that the core of the invisible world is
still very far away. Joseph K, penetrates into the attic offices?” and faces
an examining magistrate of low rank. He is never able to gain access to
those who are deciding his fate. In his last question the total failure of his
quest is clearly expressed: ‘Wo war der Richter, den er nie gesehen hatte?
Wo war das hohe Gericht, bis zu dem er nie gekommen war?’ ([Where
was the judge whom he had never seen? Where was the High Court, to
which he had never penetrated?] p. 165). The progress of the hero of Das
Schlof is no less disappointing. He sees the castle from the distance but is
physically unable to reach it. He slips into Herrenhof, sees Klamm
through a hole in the wall (or, rater, he is told the observed person is
Klamm) and then waits for him in vain in the courtyard. These episodes
of shallow penetration do not prove the existence of ‘weak spots’ in the
boundary between the visible and invisible domains; rather, they are in-
troduced to prove that the questors are really trying to gain access.1®
Another consideration is even more significant for judging the
questor’s success: The invisible world is infinite in its depth and,
therefore, can never be fully explored by human agents in their finite
time. In Der Prozef8, the infinite hierarchies of the Court are asserted ex-
plicitly by Huld and Titorelli. According to Huld, ‘die Rankordnung und
Steigerung des Gerichtes ist unendlich’ ([the ranks and hierarchies of the
Court are infinite] p. 88); Titorelli, who claims to have access to judges
of a lower rank, emphasizes that he would never think to reach ‘das
oberste, fiir Sie, fiir mich und fiir uns alle ganz unerreichbare Gericht’
([the highest Court ... quite inaccessible to you, to me, to all of us] p.
116). Similar reports are conveyed about the depths of the Castle's offices
and bureaucratic hierarchies protected by rows of barriers (p. 149).
17 In this scene, the physical contrast between the visible and the invisible world is
made most explicit: Joseph K. gets ill in the attic office, while the girl and the clerk
from the Court become ill on the outside (55-7).
18 In view of what was said in footnote 16, these successes are highly dubious.Kafka’s Fictional World / 79
The physical inaccessibility prevents the invisible world from being
observed by the inhabitants of the visible world and, consequently,
makes it unknowable. Epistemic inaccessibility is a necessary conse-
quence of physical inaccessibility. The heroes’ quest for physical penetra-
tion is equivalent to an epistemic quest, a quest for knowledge. Being
denied direct access to the mystery, the questors seek help from a host of
informers. However, this help is more than problematic: the informers’
descriptions of the invisible world are nonauthentic and unreliable. Let
us illustrate this fact through the case of Olga, the principal informer
from Das SchloB. Olga does not inform K. about what she herself had
observed, but rather transmits her brother Barnabas's accounts (or what
she claims to be Barnabas's accounts). The information about the invisi-
ble world takes the form of hearsay, rumours, traditional tales. The
heroes themselves have no possibility of verifying these accounts in-
dependently. Behind the veil of unreliable, often contradictory reports,
the world of the Court and of the Castle remains a provocative mystery.
The physical and epistemic inaccessibility of Kafka's invisible world
does not have to be proved by the failure of the questors. The invisible
world is inaccessible by necessity, due to the semantic conditions of its
construction. Any penetration, any cognition from the side of the visible
world would destroy its very essence, i.e., its invisibility, by converting it
into a visible domain. The failure of the heroes’ quest is determined a
priori, since their quest aims at accomplishing the impossible: to
penetrate into a world which is by necessity inaccessible. The tragedy of
Kafka’s questors is the tragedy of those who refuse to accept the category
of necessity (impossibility). No advice, no threat, no failure can dissuade
and stop these tragic heroes who are haunted by the eternal obsession of
the human mind and heart: to see the invisible, to achieve the impossible,
to grasp the illusory.
2. The relationship of power. The asymmetry of power in Kafka’s fic-
tional world is quite obvious. In Der Prozef3, the invisible Court exer-
cises its control with a capriciousness of absolute power. Suddenly,
without explanation and without any apparent cause, the invisible world
intervenes to change radically the life history of those selected in-
dividuals against whom ‘proceedings have been instituted.’ But since this
selection is random, the authority of the Court is extended virtually over
all individuals of the visible world. In Das Schlof, the submission of the
village to the Castle has all the features of a feudal fief, including ius
primae noctis (cf. Beiken, pp. 333f.). With respect to the hero of the
novel, the authority exercises its arbitrary power by reversing repeatedly
and without explanation its decisions and instructions. The most80 / Lubomir Dolezel
meticulous bureaucracy operates, ultimately, in a purely random man-
ner.
The interventions of the invisible world in the visible world are carried
out by a special group of agents, emissaries. As instruments of the invisi-
ble world, these agents are charged with specific missions or tasks. The
arrest and killing of the hero of Der Prozef are the most typical actions
performed by these special agents. However, the emissaries, presumably,
receive their instructions in the invisible domain and, therefore, their
credentials cannot be verified. Their authority rests solely on the fact
that the inhabitants of the visible world accept and take for granted the
legitimacy of the invisible powers.”
Nevertheless, the asymmetry of power is a breeding ground for revolt.
Joseph K., while accepting the legitimacy of the invisible Court, rebels
against its irrational and random proceedings. His rebellion is purely
rhetorical, but he persists in his defiance up to his very end, up to his
very last question. His active resistance is especially perceptible when
compared to the behaviour of such defendants as Block. While Block ac-
cepts without questioning the rules of the game imposed by the Court,
Joseph K. challenges by rational arguments the irrational foundations of
these rules. He is deterred neither by warnings nor by threats; he rushes
to judgement, convinced about his innocence. In Das SchloB, K.'s
rebellion is purely emotional and short-lived; he is so fascinated by the
Castle that only exceptionally does he think about his relationship with
its power in terms of conflict (51). The real rebel of Das Schlo is Amalia
and, therefore, her episode is an essential component of the novel's total
meaning.?°
The asymmetry of power in Kafka’s novels is based ultimately on the
fact that the invisible domain operates as an institutionalized organiza-
tion, while the inhabitants of the visible domain appear as isolated in-
dividuals. From the moment of his arrest, Joseph K. becomes a ‘marked’
individual, suddenly separated from his closest associates and relatives.
His trial is paralleled by a process of de-socialization; more and more he
neglects his duties and ambitions in the Bank. However, he finds no com-
munity with the other defendants, not only because he is different from
19 While the credentials of the emissaries are generally unverifiable, those of the two
gentlemen who came to kill Joseph K. are especially suspect. For a discussion of
this aspect of the semantics of Der Prozefi, see Dolezel, prepublication.
20 Amalia’s refusal to accept the invitation from the Castle has been interpreted in all
possible ways, so that it seems futile to discuss it again. Let me just note that
Heller has used the Amalia episode as an important argument for rejecting Brod’s
religious allegorization of the Castle (Heller, 1974, 132).Kafka’s Fictional World / 81
the others, but, primarily, because there is no community of the
victims." K. of Das Schlof enters the village as a stranger and his efforts
to become an accepted member of the village community (frustrated un-
til his very end) are usually understood as the most important goal of his
quest.
In contrast to the individualized heroes, the individuality of the
representatives of the invisible world is suppressed. The invisible world
is the seat of an anonymous ‘appartus,’ wiping out ‘everything individual’
and making ‘every single member just a member and nothing else’
(Walser, 1961, p. 68). The lack of individuality of the judges, officials
and emissaries of Der Prozef is manifest in the fact that they are named
by functional definite descriptions, lacking proper names (Dolezel, pre-
publication). The names of the officials in Das Schlof are either symbol-
ic, such as Klamm (cf. Gaifman, 1981, pp. 403f.), or minimally differen-
tiated, such as Sortini — Sordini. In any case, the power of the invisible
world over the individuals of the visible world is the power of a remote
faceless social institution, of a ‘swollen bureaucratic machinery’
(Goldstiicker, 1965, p. 72).
We should not forget, however, that also in the visible world social in-
stitutions exist. In fact, the character and the modus operandi of the in-
stitutions of the invisible world is best revealed by their contrast with the
social institutions operating in the visible world. In order to describe this
semantic contrast, we shall concentrate on Der Prozefi where the Bank
emerges as a clear alternative to the Court; in Das Schlof3, it seems, the
power of the invisible world is such that it imposes its modus operandi
on the most significant social institution of the visible world, on the
village administration. K.'s visit to the superintendent (‘Vorsteher') pro-
vides sufficient evidence for this assertion.
In Der Prozef,, the contrast between the Bank and the Court represents
two essentially different modes of social activity. The Bank signifies a ra-
tionally organized, highly efficient and fully predictable mode of social
praxis; it is this mode of institutional activity which, according to stan-
dard beliefs, has made modern man the master of his world. The mode of
operation of the Court is on all three counts in absolute contrast to the
Bank: it is irrational, desperately muddled and completely unpredictable
(random). These properties of the Court make it look, on the surface,
like an institution of ultimate corruption (see Glicksohn, 1972, p. 37). In
a1 In this respect, Block's words, based on a long experience, are revealing: ‘Gemein-
sam laBt sich gegen das Gericht nichts durchsetzen ... Es gibt also keine Gemein-
samkeit’ ((Combined action against the Court is impossible ... So there's no real
community] 128).82 / Lubomir Dolezel
fact, the critics who express this opinion make the same erroneous
evaluation as Joseph K. did: judging the Court by the standards of the
Bank, they fail to understand its specific modus operandi. The Court is
nothing more and nothing else than the other, the opposite possible
mode of institutionalized social praxis.
Two constitutents of this mode — irrationality and muddle — are easi-
ly understood in the twentieth century; but the sense of the Court's mode
of operation is most clearly revealed in its third aspect, its randomness
and unpredictability. It has often been claimed that the Court is the
supreme embodiment of Law. As such, it should treat all individuals
under its jurisdiction with a strict equality and regularity. In fact, as
already mentioned, the Law of the Court is capricious, unpredictable and
random in its application to the individuals of the visible world.??
The predictability and regularity of application is a required property
of human law. In contrast, the law of nature, while strictly deterministic
in its scope of validity, is random in its application to human individuals.
All men are mortal, but the death of a particular individual is a purely
random event. In this respect, Kafka’s Court operates in a manner quite
analogous to that of nature.?3 When the Court, in contrast to the Bank,
emerges as an alternative mode of operation of human institutions, the
sense and the laws of social activity become problematic: Is social activi-
ty the domain of human laws or of laws of nature? Franz Kafka as an ar-
tist does not have to give an answer to this question. He proposes it in the
literary form of a complex fictional world which did not exist before his
work was written. Through this original fictional world, he has under-
mined forever the credibility of our banal and stereotyped interpreta-
tions of the actual world.
University of Toronto
22 According to Titorelli, the ways of the Court are ‘unberechenbar’ (lincalculable]
116). Huld conveys a traditional belief, according to which ‘das Endurteil in man-
chen Fallen unversehens komme, aus beliebigem Munde, zur beliebiger Zeit! ([the
final sentence often comes by a chance word from some chance person at some
odd time] 143).
23 It should not surprise us that the story of Der Prozefi has been interpreted
allegorically as meaning the biological process of disease (Fiirst, 1956, 36-52; for a
criticism, see Beicken, 86). In fact, biological process is taken as a model of social
activity.Kafka's Fictional World / 83
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