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n Review Article

Paraspinal Muscle Atrophy After Lumbar


Spine Surgery
Sina Pourtaheri, MD; Kimona Issa, MD; Elizabeth Lord, MD; Remi Ajiboye, MD; Austin Drysch;
Ki Hwang, MD; Michael Faloon, MD; Kumar Sinha, MD; Arash Emami, MD

abstract by the posterior rami of the spinal nerves


and do not have intersegmental innerva-
tion, injury to these nerves potentially
Paraspinal muscles are commonly affected during spine surgery. The pur- damages all the muscle bundles they in-
pose of this study was to assess the potential factors that contribute to para- nervate.6 Several studies have introduced
spinal muscle atrophy (PMA) after lumbar spine surgery. A comprehensive surgical modifications to attempt to pre-
review of the available English literature, including relevant abstracts and serve the posterior rami and minimize
references of articles selected for review, was conducted to identify studies potential postoperative PMA.4,5,7-12 These
that reported PMA after spinal surgery. The amount of postoperative PMA include modifying incision length, ex-
was evaluated in (1) lumbar fusion vs nonfusion procedures; (2) posterior posure techniques, retraction, and screw
lumbar fusion vs anterior lumbar fusion; and (3) minimally invasive (MIS) trajectory and using lower electrocautery
posterior lumbar decompression and/or fusion vs non-MIS equivalent pro- settings.7-12 However, to the current au-
cedures. In total, 12 studies that included 529 patients (262 men and 267
women) were reviewed. Of these, 365 patients had lumbar fusions and 164
had lumbar decompressions. There was a significantly higher mean post- The authors are from UCLA/Orthopaedic In-
stitute for Children (SP, EL, RA, AD), Department
operative volumetric PMA with fusion vs nonfusion procedures (P=.0001), of Orthopaedic Surgery, David Geffen School of
with posterior fusion vs anterior fusion (P=.0001), and with conventional Medicine at UCLA, Santa Monica, California;
fusions vs MIS fusions (P=.001). There was no significant difference in mean and the School of Health and Medical Sciences
volumetric lumbar PMA with MIS decompression vs non-MIS decompres- (KI, KH, MF, KS, AE), Seton Hall University,
South Orange Village, and the Department of Or-
sion (P=.56). There was significantly higher postoperative PMA with lumbar thopaedic Surgery, Saint Joseph Regional Medi-
spine fusions, posterior procedures, and non-MIS fusions. [Orthopedics. cal Center, Paterson, New Jersey.
2016; 39(2):e209-e214.] Dr Pourtaheri, Dr Issa, Dr Lord, Dr Ajiboye,
Mr Drysch, Dr Faloon, and Dr Sinha have no
relevant financial relationships to disclose. Dr

P
Hwang is on the speaker’s bureau of DePuy. Dr
araspinal muscles are commonly creased morbidity, and surgical failures Emami is a paid consultant for and is on the
affected during spine surgery.1 This requiring revision surgery, which is an speaker’s bureau of DePuy.
is partly due to retraction or dissec- additional challenge for the treating sur- Correspondence should be addressed to: Sina
Pourtaheri, MD, UCLA/Orthopaedic Institute for
tion techniques, which can potentially re- geon. Furthermore, disuse of the paraspi- Children, Department of Orthopaedic Surgery,
sult in iatrogenic denervation, ischemic or nal muscles as a consequence of a lumbar David Geffen School of Medicine at UCLA, 1250
thermal damage, and progression to even- fusion may also contribute to postopera- 16th St, Ste 3145B, Santa Monica, CA 90404
tual atrophy of the paraspinal muscles.1-4 tive paraspinal muscle atrophy (PMA).1-3,5 (spourtah@gmail.com).
Received: August 1, 2014; Accepted: Febru-
This may lead to pain and instability and Some authors have suggested that be- ary 4, 2015.
contribute to poor clinical outcomes, in- cause paraspinal muscles are supplied doi: 10.3928/01477447-20160129-07

MARCH/APRIL 2016 | Volume 39 • Number 2 e209


n Review Article

thors’ knowledge, no previous study has quantified outcomes; (3) studies with less lumbar interbody fusion [TLIF], and pos-
attempted to quantify the amount of re- than 6 months of follow-up, and (4) and terior lumbar interbody fusion [PLIF]).
ported postoperative PMA or its potential non-English-language studies. Furthermore, all outcomes were also
contributors. Therefore, a systemic review substratified according to whether they
may be valuable to inform spine surgeons Assessment of Level of Evidence and were performed through MIS (paraspinal/
and patients about the postoperative PMA Methodological Quality of the Studies Wiltse) or non-MIS approaches.
phenomenon and the risk factors for post- Two authors (S.P., K.I.) performed the All statistical analyses were performed
operative PMA. initial literature search independently, using SPSS version 16 statistical software
The purpose of this study was to assess and, after a consensus decision, all stud- (IBM Corporation, Armonk, New York).
the potential factors that contribute to PMA ies included in the final analysis were se- The degree of postoperative volumetric
by examining the available literature on the lected. A third author’s (A.E.) opinion was PMA and elevations in postoperative CPK
topic. The amount of postoperative PMA obtained when a consensus decision could levels were stratified according to the ap-
was evaluated in (1) lumbar fusion com- not be reached in the assessments. Level proach and surgical technique and ana-
pared with nonfusion procedures; (2) poste- of evidence ratings were assigned to each lyzed with the unpaired 2-tailed Student’s
rior lumbar fusion compared with anterior study using criteria set by the Journal of t test. Results with a P value less than or
lumbar fusions; and (3) minimally invasive Bone and Joint Surgery for therapeutic equal to .05 were considered to be statisti-
(MIS) posterior lumbar fusions compared studies. In addition, 2 authors (S.P., K.I.) cally significant.
with non-MIS equivalent procedures. conducted a quality assessment for each
of the studies selected for final analysis. Results
Materials and Methods Quality assessment of all the selected Study Identification
A systematic review of the literature reports was made by using the 12-point In total, 12 studies (Figure 1) evalu-
was performed to identify studies that re- Methodological Index for Non-random- ating 529 patients (262 men and 267
ported PMA after lumbar spine surgery. In ized Studies (MINORS) criteria. These women) were analyzed in the final review
accordance with the PRISMA (preferred criteria have been previously reported to (Table). Of these, 365 patients had lumbar
reporting items for systematic reviews and have high test-retest, external and internal spine fusions and 164 had lumbar decom-
meta-analyses) guidelines,13 the electronic validity, and interobserver reliability.14-16 pressions without fusion. Radiographic
medical databases of PubMed, SCOPUS, A modified 24-point quality assessment analysis was with magnetic resonance
EMBASE, CINAHL, and Web of Science scale for observational studies was also imaging (MRI) in 9 studies and computed
were independently searched by 2 authors used to analyze the methodological qual- tomography in 3 studies.
(S.P., K.I.) to identify all relevant reports ity of the studies in this study.17,18
of patients undergoing lumbar spine sur- Quality Assessment
gery with evidence Level I to IV. The key- Analysis The levels of evidence were as follows:
words searched were paraspinal muscle, Mean weighted percent of PMA, im- 1 Level I, 2 Level II, 8 Level III, and 1
paraspinal muscle atrophy, and PMA. mediate postoperative creatine phospho- Level IV. Mean score for the 12 studies
Only English-language full-text manu- kinase (CPK) levels, and radiographic as per the modified quality assessment
scripts or abstracts that had quantified outcomes were extracted, and weighted scale was 12 points (range, 8-17 points;
outcomes were reviewed. Following re- mean values according to the number of maximum score, 22 points),17,18 whereas
view of all relevant reports, the references patients in each study were calculated. mean score for the MINORS scale was
of articles selected for review were further The volumetric postoperative PMA was 13 points (range, 11-18 points; maximum
assessed to identify studies that were not defined as the percent volume of the mul- score, 24 points).
captured in the initial database search. tifidus muscle that atrophied postopera-
tively with respect to the multifidus’s ini- Outcomes
Eligibility Criteria for Study Inclusion tial preoperative size. Initially, all lumbar Mean postoperative volumetric PMA
Inclusion criteria included (1) reports spine fusions were evaluated as a single was significantly higher in the fusion vs
on PMA related to a lumbar spine proce- cohort, and outcomes were compared with the nonfusion cohort (19.8%±11.3% vs
dure irrespective of the level of evidence; all other procedures that did not involve a 9.1%±6.9%, respectively; P=.0001) (Ta-
(2) studies with reported follow-up; and fusion. Afterward, outcomes in the fusion ble and Figure 2).
(3) reports that quantified the postopera- cohort were further substratified accord- When outcomes were substratified
tive PMA. Exclusion criteria included (1) ing to the surgical approach: anterior or according to the type of approach in the
case reports; (2) studies that did not report posterior (posterolateral, transforaminal fusion cohort, mean postoperative volu-

e210 Copyright © SLACK Incorporated


n Review Article

metric PMA was significantly different


between anterior and posterior procedures
(6%±10% vs 24.7%±10.1%, respectively;
P=.0001) (Figure 3).
When fusion outcomes were sub-
stratified according to MIS fusion vs non-
MIS fusion, mean postoperative PMA
was significantly lower in MIS fusions
(10.2%±8.9% vs 24.7%±11.7%, respec-
tively; P=.001).
When posterior nonfusion outcomes
(ie, lumbar laminectomies/diskectomies)
were substratified according to MIS de-
compression and non-MIS decompres-
sion, there were no significant differ-
ences in the mean PMA (8.6%±4.3% vs
9.4%±10.2%, respectively).

Discussion
Paraspinal muscles are commonly af- Figure 1: Consort flow diagram representing the results of the literature search.
fected during lumbar spine surgery due to
retraction and dissection.1-3 Thus, postop- follow-up, and number of patients ana- the amount of postoperative PMA. This
erative PMA may be an approach-related lyzed in each study. Most studies were conclusion was supported by all studies.
issue. With anterior procedures, the para- based on Level III or IV evidence, and Disuse muscle atrophy after a lumbar fu-
spinal muscles are not violated; there- quantification methods were not identical sion is significant. Suwa et al5 evaluated
fore, postoperative PMA may not occur. in all cases. Some of the studies did not the amount of postoperative PMA in 42
Similarly, with MIS approaches (para- report the different preoperative lumbar patients who had received single-level
spinal/Wiltse procedures) vs non-MIS pathologies that necessitated the surgery, laminectomy, 13 patients who had re-
approaches, there may be less paraspinal which may potentially affect the postop- ceived multi-level laminectomy, and 34
denervation and subsequent postopera- erative outcomes. The physical therapy patients who had received posterolateral
tive PMA. However, an additional culprit protocols were often not reported, and fusion (PLF). Magnetic resonance imag-
was noted in the current study because it is unlikely there was uniformity in the ing at 10-month follow-up showed PMA
there was significant postoperative PMA methods or duration of various modali- amounts of approximately 3% and 6.5%
with the standalone anterior lumbar in- ties. Radiographic analyses were per- in the single-level and multi-level cohorts,
terbody fusions. Also, when the cohorts formed during different time frames, and respectively; however, the PLF cohort had
were matched with respect to surgical inter- and intraobserver error margins for approximately 11.5% PMA.
approach, more postoperative PMA was the radiographic outcomes were not rou- An equally important determinant of
seen in the fusion procedures than in the tinely reported. Medical comorbidities postoperative PMA may be the surgical
decompression-alone procedures. There- that could potentially affect the healing approach, specifically anterior vs poste-
fore, the purpose of this study was to process, including diabetes mellitus and rior lumbar surgery. There is a paucity of
systematically assess the literature and smoking, were not evaluated in any study. literature on the anterior approach; how-
quantify postoperative PMA as a result of Despite these limitations, the authors be- ever, all studies that evaluated this con-
disuse muscle atrophy from lumbar fusion lieve the results are valuable because, to cept showed that posterior lumbar fusion
and separately assess how much postop- their knowledge, no previous study has cohorts had more postoperative PMA.
erative PMA is an approach-related issue. attempted to systematically quantify the Therefore, by going anteriorly, where
There are several limitations to this amount of postoperative PMA according none of the paraspinal muscles are disrupt-
study, which are potentially inherent in to surgical procedure. ed, there may be less postoperative PMA.
most systematic reviews. The authors The current study showed that an ad- Motosuneya et al4 compared PMA in 11
were limited by the methodological dition of fusion (posterolateral or in- patients who had received anterior lumbar
quality of the original studies, length of terbody) to lumbar surgery increased interbody fusion (ALIF) with 19 patients

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e212
Table
Summary of Patient Demographics and Surgical Characteristics
Total Mean Mean Change in
n Review Article

Preoperative Vertebral Level No. of Mean Age Follow-up Paraspinal Muscle


Study Diagnosis Involvement Treatment Patients (Range), y Evaluation (Range), mo Volume
Kim et al2 Spondylolytic spon- L4-L5: 37% Group I: OPF 19 52 MRI 21 OPF: -31.5%±25%
dylolisthesis: 79% L5-S1: 52.5% Group II: PPF (35 to 72) (18 to 31) PPF: -3.5%±25%
Degenerative spon- L4-L5-S1: 10.5%
dylolisthesis: 10.5%
Foraminal stenosis:
10.5%
Hyun et al12 Degenerative condi- - Group I: Paramedian interfascial 26 52 CT 12 Group I: 17.3%±1.8%
tions of lumbar (MIS) (26 to 69) Group II: 15.2%±1.3%
spine Group II: Midline approach Group III: 4.5%±1.1%
Motosuneya Single-level de- L3-4: 16% Group I: ALIF 49 (36 to 63) MRI (16 to 19) Group I: -6%±1%
et al4 generative lumbar L4-5: 79.5% Group II: PLIF Group II: -12%±1%
disease Group III: -16%±1.3%
L5-S1: 18% Group III: PLF
Group IV: LAM Group IV: -6%±1.3%
Group V: LOVE Group V: -4%±0.6%
Suwa et al5 - - Group I: Single-interlaminar-level 89 56 MRI 10 Group I: -3%
laminectomy (21 to 82) Group II: -6.5%
Group II: 13 multiple-interlaminar- Group III: -11.5%
level laminectomy
Group III: 34 PLF procedures
Watanabe et Spinal stenosis L3-L4 Group I: Modified spinous split- 44 70 MRI 1 MIS: 24%±15%
al23 Degenerative spon- L4-L5 ting fusion (n=18) Open: 43%±22%
dylolisthesis Group II: Conventional fusion
(n=16)
Fan et al19 Isthmic spondylolis- L3-L4: 1.7% Group I: MIS fusion 59 53 MRI 12 MIS: 12.2%
thesis (22%) L4-L5: 69.5% Group II: Conventional open CO: 36.8%
Degenerative spon- L5-S1: 28.8% fusion
dylolisthesis (46%)
Lumbar disk hernia-
tion (8%)
Spinal stenosis with
instability (24%)
Tsutsumimo- Single-level stenosis L4-L5: 100% Lumbar degenerative spondylo- 20 62 MRI 14 CO: 36.8%±12.3%
to et al24 Degenerative spon- listhesis (39 to 76) MIS: 12.2%±4.5%
dylolisthesis
Remes et Isthmic spondylolis- L4-L5: 43% Group I: PLF 67 14.5 MRI (6 to 18) Group I: -4.8%
al25 thesis L5-S1: 57% Group II: ALF (9 to 19.5) Group II: -20.7%
Group III: CF

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Table (cont’d)
Summary of Patient Demographics and Surgical Characteristics
Total Mean Mean Change in
Preoperative Vertebral Level No. of Mean Age Follow-up Paraspinal Muscle
Study Diagnosis Involvement Treatment Patients (Range), y Evaluation (Range), mo Volume
28
Kim et al - - Group I: Unilateral paraspinal 71 53 CT >24 Conventional:
dissection with cutting of the (19 to 81) -24%±6% to -38%±9%
spinous process (posterior MIS: -3%±7% to
decompression) 15%±8%
Group II: Modified bilateral
decompression via hemilami-
nectomy (MIS) (posterior de-
compression)
Group III: Modified bilateral
decompression via spinous
process splitting (MIS) (posterior

MARCH/APRIL 2016 | Volume 39 • Number 2


decompression)
Hartwig et Symptomatic degen- L4-L5: 100% Circumferential lumbar fusion 20 64.5 CT 6 MIS: 0.9±0.8 (atrophy
al26 erative disk disease (45 to 85) score)
Open: 1.4±1.1 (atrophy
score)
Mori et al20 Degenerative spon- L3-L4: 5.5% Group I: Modified spinous 53 63.5 MRI 12 Modified: -2%±8%
dylolisthesis L4-L5: 94.5% splitting fusion (n=27) (44 to 79) Open: -13%±7%
Group II: Conventional fusion
(n=26)
Stevens et - L4-L5: 100% Group I: MIS PLF 12 51.5 MRI (24 to 96) T2 relaxation time:
al27 Group II: Conventional PLF MIS: 47 ms
CF: 90 ms
Abbreviations: ALF, anterior fusion; ALIF, anterior lumbar interbody fusion; CF, circumferential fusion; CO, conventional; CT, computed tomography; LAM, laminectomy or
fenestration; LOVE, Love’s nucleotomy; MIS, minimally invasive; MRI, magnetic resonance imaging; OPF, open pedicle screw fixation; PLF, posterolateral fusion; PLIF, posterior
lumbar interbody fusion; PPF, percutaneous pedicle screw fixation.
dures.

posterior fusion cohorts.


approaches during fusion procedures.
Figure 3: Comparison of anterior and nonanterior
lar atrophy between fusion and nonfusion proce-
Figure 2: Comparison of mean paraspinal muscu-

ated the amount of PMA in 11 patients


dard midline, open lumbar procedures).

e213
interbody fusion (ALIF or PLIF) as well.
spondylolisthesis. All patients underwent
surgery were degenerative and isthmic
screw fixation (PPF). The indications for
fixation (OPF) compared with 8 patients
after an MIS procedure. Kim et al2 evalu-
concept showed less postoperative PMA
with conventional techniques (eg, stan-
A current topic of discussion is
anterior fusion cohort was approximately
up, they reported that mean PMA in the

Magnetic resonance imaging evaluation


who had received percutaneous pedicle
less postoperative PMA when compared
n Review Article

who had received open pedicle screw


Most of the studies that evaluated this
whether MIS lumbar surgery results in
6%, compared with 12% to 16% in the
PLIF (n=8). At a mean 16-month follow-
who had received either PLF (n=11) or
n Review Article

showed that the mean PMA in the ORF ter various lumbar back surgery procedures. tions for treating the radial tunnel syndrome:
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