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April-June 2011 PHILJA NEWS 1

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April to June 2011 Volume XIII, Issue No. 50

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2 PHILJA NEWS PHILJA Bulletin

Launch of the Sourcebook on (ELK) and enforced disappearances (ED). It is intended


Environmental Rights and Legal Remedies to (a) further disseminate the knowledge shared during
and the Helpbook on Human Rights Issues: the PHILJA seminar-workshops on extralegal killings and
Extralegal Killings and Enforced Disappearances enforced disappearances; (b) provide applicable laws,
systems, and processes to guide the different pillars of
the justice system, the NGOs, and the community on how
The Supreme Court of the Philippines and the best to address the needs of victims of human rights
Philippine Judicial Academy, together with the Program violations with the view of effectively resolving cases of
Management Office (PMO), and in partnership with the ELKs and EDs; and (c) identify gaps in the legal system
United Nations Development Programme (UNDP), the and processes of concerned agencies and make
United States Agency for International Development recommendations on how to address these gaps.
(USAID) and The Asia Foundation (TAF), held a back-to-
back launching of the books Access to Environmental Justice: In his message, UNDP Country Director Renaud
A Sourcebook on Environmental Rights and Legal Remedies and Meyer described the book, Access to Environmental Justice:
the Helpbook on Human Rights Issues: Extralegal Killings and A Sourcebook on Environmental Rights and Legal Remedies as
Enforced Disappearances on June 10, 2011, at the New “a rich and valuable sourcebook on the access points to
Building Lobby, Supreme Court, Manila. and the procedures of Environmental Justice” and
emphasized that it is “not only for the judicial courts, but
also for government departments, international
organizations, communities, and individuals, all of whom
now have the tools with which to implement
Environmental Justice themselves.”

USAID Deputy Chief Mr. Daniel Miller, in his message,


acknowledged the Supreme Court of the Philippines and
the Philippine Judicial Academy for making the Helpbook
on Human Rights Issues: Extralegal Killings and Enforced
Disappearances available and expressed the hope that the
Helpbook will serve as a user-friendly reference for a
better response of all to cases of human rights violations.
TAF Country Representative Dr. Steven Rood
The Access to Environmental Justice: A Sourcebook on
commended the hard work, research and thorough
Environmental Rights and Legal Remedies was produced along
discussions of representatives of various sectors from
with a Capacity Assessment Report on Environmental
all over the country that led to the production of this
Justice, both outcomes of the UNDP project entitled
“important and useful work x x x written as a guide for all
“Development of Framework and Capacity Assessment
stakeholders” and in clear and easy to understand
on Environmental Justice” under the Enhancing Access
language.
to the Pillars of Justice Component of the UNDP’s
Fostering Democratic Governance Programme. The Chief Justice Renato C. Corona, in his keynote
Sourcebook lays down the principles and framework of address, acknowledged the support of the UNDP and
environmental justice in the Philippines, identifies the the USAID, and congratulated the PHILJA for initiating
emerging trends in environmental jurisprudence and best the training of judges, prosecutors, and other key
practices, and recommends strategies to remedy policy stakeholders in order to build their capacity to hear
gaps and to promote and enhance Environmental Justice and adjudicate environmental and human rights cases.
in the Philippine legal system.
The event was attended by Supreme Court and
Court of Appeals Justices, Supreme Court officials,
PHILJA officials and staff, and representatives from the
Alternative Law Groups (ALG), Armed Forces of the
Philippines (AFP), Ateneo Human Rights Center (AHRC),
Ateneo Law School, Australian Embassy, Commission on
Human Rights (CHR), Department of Energy and Natural
Resources (DENR), Department of Justice (DOJ), Families
of Victims of Involuntary Disappearances (FIND),
National Bureau of Investigation (NBI), Philippine Alliance
of Human Rights Advocates (PAHRA), Philippine Coast
Guard (PCG), Philippine National Police (PNP), The Asia
Foundation (TAF), United Nations Development
Programme-Philippines (UNDP), United States Agency
On the other hand, the Helpbook on Human Rights Issues: for International Development (USAID), and Upholding
Extralegal Killings and Enforced Disappearances, funded by Life and Nature (ULAN).
the USAID, through The Asia Foundation, focuses on state
responsibility, human rights and humanitarian law, the
doctrine of command responsibility, extralegal killings
April-June 2011 PHILJA NEWS 3

‹ Seminar-Workshop on Dangerous Drugs Law ‹ “Constitution and Peace: Lessons from Peace
for Judges, Prosecutors and Law Enforcers of Agreements” – A Roundtable Discussion
Regions IX, X, XI, and XII
Development Partners: Conciliation Resources
Development Partners: DDB International Alert, Ateneo Law School
Date: April 5 to 7, 2011 Date: April 15, 2011
Venue: Royal Mandaya Hotel, Davao City Venue: En Banc Conference Room, Supreme Court,
Participants: 134 comprising RTC and SHCC judges, Manila
prosecutors and law enforcers of Regions 9 to 12 Participants: 14 comprising Supreme Court and Court
of Appeals justices, PHILJA officials and Academic
‹ Convention and Seminar and Election of Council Curricular Departments chairpersons,
Officers of the Sheriffs’ Confederation of the representatives from International Alert and other
Philippines (SCOPHIL) guests

Theme: Tapat sa Tungkulin, Sapat na Kaalaman, Susi ‹ Seminar-Workshop on the Rule of Procedure for
sa Pagbabago Small Claims Cases for NCJR and Luzon
Date: April 5 to 7, 2011
Venue: Ibalong Center for Recreation, Legazpi Terminal Development Partners: USAID, ABA-ROLI
Compound, Bitano, Legazpi City Date: April 26, 2011
Participants: 689 court sheriffs Venue: Traders Hotel, Pasay City
Participants: 44 comprising MeTC, MTC, and MCTC
‹ Third Seminar-Workshop on the Special Rules judges and clerks of court of NCJR and Luzon Regions
of Court on Alternative Dispute Resolution
‹ Multi-Sectoral Capacity Building on
Date: April 12 to 14, 2011
Environmental Laws and the Rules of Procedure
Venue: Montebello Villa Hotel, Cebu City
for Environmental Cases
Participants: 29 RTC judges from Regions 3, 6, 7, and 8
Development Partners: DENR, USAID, United States-
‹ Eighth National Convention and Election of Department of the Interior, PMO
Officers of the Process Servers Association of Date: April 27 to 29, 2011
the Philippines (PROSAPHIL) Venue: Imperial Palace Suites, Quezon City
Theme: The Role of Process Servers in the Speedy Participants: 96 comprising RTC and MTCC judges and
Administration of Justice branch clerks of court, prosecutors, PAO lawyers,
Date: April 13 to 15, 2011 representatives from DENR, BFAR, PCG, PNP, LGU,
Venue: Brokenshire Resort and Convention Center, NGO of CALABARZON Region
Madapo, Davao City Date: May 25 to 27, 2011
Participants: 414 process servers Venue: Holiday Inn Clark, Pampanga
Participants: 89 comprising RTC and MTCC judges and
‹ Seminar-Workshop on Land Valuation and Just branch clerks of court, prosecutors, PAO lawyers,
Compensation for Special Agrarian Court representatives from BFAR, PCG, Federation of Philippine
Judges Industries, and PNP of Region 3

Development Partners: DAR, LBP ‹ Seminar-Workshop on CEDAW and Gender


Date: April 13 to 15, 2011 Sensitivity for the Judges, Clerks of Court, Legal
Venue: Taal Vista Hotel, Tagaytay City Researchers, and Interpreters
Participants: 61 comprising Special Agrarian Court Development Partners: CGRJ, Sub committee on Training
Judges of NCJR and Regions 1 to 5 and LBP Lawyers and Capacity Building, AHRC
Date: May 17 to 19, 2011 City of Dumaguete
Venue: Flushing Meadows Resort, Panglao, Bohol Date: April 28 to 29, 2011
Participants: 57 Special Agrarian Court Judges and Venue: Plaza Maria Luisa Suites Inn, Dumaguete City
representatives of DAR and LBP from Regions 6 to 12 Participants: 56 comprising RTC and MTCC judges,
clerks of court, court legal researchers, and court
interpreters
4 PHILJA NEWS PHILJA Bulletin

Province of Palawan Date: May 18 to 20, 2011


Date: May 12 to 13, 2011 Venue: Grand Men Seng Hotel, Davao City
Venue: Hotel Fleuris, Puerto Princesa City, Palawan Participants: 2174 court stenographers
Participants: 49 comprising RTC, MTCC, MTC and MCTC
judges, clerks of courts, court legal researchers and
court interpreters
‹ Orientation Conference with Stakeholders on
Court-Annexed Mediation (Isabela Mediation
National Capital Judicial Region Program)
Date: June 2 to 3, 2011
Venue: Century Park Hotel, Manila Date: May 24, 2011
Participants: 44 comprising selected RTC judges and Venue: The Hotel Andrea, Cauayan City, Isabela
clerks of court Participants: 95 comprising RTC, MTCC, MTC, and MCTC
judges, clerks of court, branch clerks of court, and
‹ Information Dissemination Through a Dialogue stakeholders from the province of Isabela
between Barangay Officials and Court Officials
‹ Convention and Seminar of the Court Librarians
City of Dipolog Association of the Philippines (CLAPHIL)
Date: May 5, 2011
Venue: Atrium, Top Plaza Hotel, Dipolog City Theme: The Challenges and Information Services
Participants: 102 barangay officials Delivery of Court Libraries in an Environment of
Change and Reforms
City of Oroquieta Date: May 25 to 27, 2011
Date: May 6, 2011 Venue: Santa Monica Beach Resort, Dumaguete City
Venue: Farmers Cultural and Training Center, Participants: 20 court librarians
Provincial Capitol, Oroquieta City
Participants: 154 barangay officials
‹ Judicial Settlement Conference for Judges on
Municipalities of Ipil and Imelda and the City of Judicial Dispute Resolution (JDR)(Skills-Based
Zamboanga Course)
Date: June 2, 2011
Venue: Grand Astoria Hotel, Zamboanga City Development Partner: IBP Davao Chapter
Participants: 388 barangay officials Date: May 31 to June 2, 2011
Venue: Grand Regal Hotel, Davao City
City of Antipolo Participants: 41 RTC, MTCC, MTC, and MCTC judges
Date: June 9, 2011 from Davao and Misamis Oriental
Venue: Ynares Sports Complex, Antipolo City
Participants: 177 barangay officials
‹ Orientation of Clerks of Court, Public
City of Isabela, Basilan Prosecutors, Public Attorneys, and Law
Date: June 30, 2011 Practitioners of Davao on Judicial Dispute
Venue: Querexeta Formation Center, Isabela City, Resolution
Basilan
Participants: 76 barangay officials Development Partner: IBP Davao Chapter
Date: June 1, 2011
‹ Seminar on Speedy Trial and Disposition of Venue: Grand Regal Hotel, Davao City
Cases Participants: 98 RTC, MTCC, MTC, and MCTC clerks of
court, public prosecutors, public attorneys and law
Development Partners: USAID, ABA-ROLI practitioners of Davao
Date: May 13, 2011
Venue: Pryze Plaza Hotel, Cagayan de Oro City
‹ Seminar-Workshop on Combating Human
Participants: 52 comprising RTC and MTCC judges from
Trafficking in the Philippines
Regions 9 to 12
Development Partners: US Department of Justice Criminal
‹ Sixth National Convention and Seminar of the Division, USAID, ABA-ROLI
Court Stenographers Association of the Date: June 15 to 16, 2011
Philippines (COSTRAPHIL) Venue: Waterfront Insular Hotel, Davao City
Theme: COSTRAPHIL: Moving Forward to a Sustained Participants: 45 comprising RTC judges and prosecutors
Growth and Leadership through Professionalism and from Regions 9 to 12
Integrity
April-June 2011 PHILJA NEWS 5
6 NEW RULINGS AND DOCTRINAL REMINDERS OF THE SUPREME COURT PHILJA Bulletin
PHILJA Bulletin

New Ruling This does not mean, however, that a DNA testing
order will be issued as a matter of right if, during the
hearing, the said conditions are established.
REMEDIAL LAW
In some states, to warrant the issuance of the DNA
Law on Evidence–DNA Evidence; DNA testing testing order, there must be a show cause hearing
order. wherein the applicant must first present sufficient
evidence to establish a prima facie case or a reasonable
The Rule on DNA Evidence was enacted to guide possibility of paternity or “good cause” for the holding
the Bench and the Bar for the introduction and use of of the test. In these states, a court order for blood
DNA evidence in the judicial system. It provides the testing is considered a “search,” which, under their
“prescribed parameters on the requisite elements for Constitutions (as in ours), must be preceded by a
reliability and validity (i.e., the proper procedures, finding of probable cause in order to be valid. Hence,
protocols, necessary laboratory reports, etc.), the the requirement of a prima facie case, or reasonable
possible sources of error, the available objections to possibility, was imposed in civil actions as a
the admission of DNA test results as evidence as well counterpart of a finding of probable cause. The
as the probative value of DNA evidence.” It seeks “to Supreme Court of Louisiana eloquently explained –
ensure that the evidence gathered, using various
methods of DNA analysis, is utilized effectively and Although a paternity action is civil, not criminal,
properly, [and] shall not be misused and/or abused the constitutional prohibition against
and, more importantly, shall continue to ensure that unreasonable searches and seizures is still
applicable, and a proper showing of sufficient
DNA analysis serves justice and protects, rather than
justification under the particular factual
prejudice the public.” circumstances of the case must be made before
Not surprisingly, Section 4 of the Rule on DNA a court may order a compulsory blood test.
Courts in various jurisdictions have differed
Evidence merely provides for conditions that are aimed
regarding the kind of procedures which are
to safeguard the accuracy and integrity of the DNA required, but those jurisdictions have almost
testing. Section 4 states: universally found that a preliminary showing
must be made before a court can constitutionally
SEC. 4. Application for DNA Testing Order. – The order compulsory blood testing in paternity
appropriate court may, at any time, either motu cases. We agree, and find that, as a preliminary
proprio or on application of any person who has a matter, before the court may issue an order for
legal interest in the matter in litigation, order a compulsory blood testing, the moving party must
DNA testing. Such order shall issue after due show that there is a reasonable possibility of
hearing and notice to the parties upon a showing paternity. As explained hereafter, in cases in
of the following: which paternity is contested and a party to the
(a) A biological sample exists that is relevant to action refuses to voluntarily undergo a blood test,
the case; a show cause hearing must be held in which the
court can determine whether there is sufficient
(b) The biological sample: (i) was not previously evidence to establish a prima facie case which
subjected to the type of DNA testing now warrants issuance of a court order for blood
requested; or (ii) was previously subjected testing.
to DNA testing, but the results may require
confirmation for good reasons; The same condition precedent should be applied
in our jurisdiction to protect the putative father from
(c) The DNA testing uses a scientifically valid
mere harassment suits. Thus, during the hearing on
technique;
the motion for DNA testing, the petitioner must
(d) The DNA testing has the scientific potential present prima facie evidence or establish a reasonable
to produce new information that is relevant possibility of paternity.
to the proper resolution of the case; and
Notwithstanding these, it should be stressed that
(e) The existence of other factors, if any, which the issuance of a DNA testing order remains
the court may consider as potentially discretionary upon the court. The court may, for
affecting the accuracy or integrity of the DNA
example, consider whether there is absolute necessity
testing.
for the DNA testing. If there is already preponderance
This Rule shall not preclude a DNA testing, of evidence to establish paternity and the DNA test
without need of a prior court order, at the behest result would only be corroborative, the court may, in
of any party, including law enforcement agencies, its discretion, disallow a DNA testing.
before a suit or proceeding is commenced.
(Nachura, J., Jesse U. Lucas v. Jesus S. Lucas, G.R. No. 190710,
June 6, 2011.)
April-June 2011 PHILJA NEWS
NEW RULINGS AND DOCTRINAL REMINDERS OF THE SUPREME COURT 7

Doctrinal Reminders Casual or temporary employees enjoy security


of tenure.
ADMINISTRATIVE LAW By the nature of their employment, casual
employees were deemed to be not covered by the
Contracts involving expenditure of public funds; security of tenure protection as they could be removed
requirements to be valid. from the service at anytime, with or without cause.
Then came the recent case of Moral, which was the
The Administrative Code of 1987 expressly
basis of the CA Decision where the Court resolved the
prohibits the entering into contracts involving the
issue of whether or not a shuttle bus driver could be
expenditure of public funds unless two prior
terminated from his casual employment without
requirements are satisfied. First, there must be an
cause. Pertinent portions of the said en banc
appropriation law authorizing the expenditure
Resolution reads:
required in the contract. Second, there must be
attached to the contract a certification by the proper Article IX (B) of the Constitution
accounting official and auditor that funds have been
SEC. 2. x x x
appropriated by law and such funds are available.
Failure to comply with any of these two requirements (3) No officer or employee of the civil service
renders the contract void. shall be removed or suspended except for
cause provided by law.
In several cases, the Court had the occasion to apply
these provisions of the Administrative Code of 1987 xxxx
and the Government Auditing Code of the Philippines. (6) Temporary employees of the Government
In these cases, the Court clearly ruled that the two shall be given such protection as may be
requirements – the existence of appropriation and the provided by law.
attachment of the certification – are “conditions sine
The Civil Service Law
qua non for the execution of government contracts.”
SEC. 46. Discipline: General Provisions. – (a) No officer
In COMELEC v. Quijano-Padilla, we stated: or employee in the Civil Service shall be
It is quite evident from the tenor of the language suspended or dismissed except for cause as
of the law that the existence of appropriations provided by law after due process.
and the availability of funds are indispensable Further, Civil Aeronautics Administration v. IAC held
prerequisites to or conditions sine qua non for the that “the mantle of protection against arbitrary
execution of government contracts. The obvious dismissals is accorded to an employee even if
intent is to impose such conditions as a priori he is a non-eligible and holds a temporary
requisites to the validity of the proposed contract. appointment.”
The law expressly declares void a contract that Hence, a government employee holding a casual
fails to comply with the two requirements, namely, or temporary employment cannot be terminated
an appropriation law funding the contract and a within the period of his employment except for
certification of appropriation and fund availability. cause. [Emphases supplied]
The clear purpose of these requirements is to insure The Court further stated in Moral that since there
that government contracts are never signed unless was no evidence supporting the charge of gross neglect
supported by the corresponding appropriation law of duty on the part of respondent, the recommendation
and fund availability. of the Office of Administrative Services (OAS) for his
The three contracts between PNR and Kanlaon do dismissal on the ground that he was a mere casual
not comply with the requirement of a certification of employee could not be sustained. The Court wrote
appropriation and fund availability. Even if a that:
certification of appropriation is not applicable to PNR x x x. Even a casual or temporary employee enjoys
if the funds used are internally generated, still a security of tenure and cannot be dismissed except
certificate of fund availability is required. Thus, the for cause enumerated in Sec. 22, Rule XIV of the
three contracts between PNR and Kanlaon are void Omnibus Civil Service Rules and Regulations and
for violation of Sections 46, 47, and 48, Chapter 8, other pertinent laws. [Emphasis supplied]
Subtitle B, Title I, Book V of the Administrative Code
of 1987, as well as Sections 85, 86, and 87 of the Despite this new ruling on casual employees, it is
Government Auditing Code of the Philippines. not the intention of the Court to make the status of a
casual employee at par with that of a regular
(Carpio, J., Philippine National Railways v. Kanlaon Construction
Enterprises Co., Inc., G.R. No. 182967, April 6, 2011.) (Continued on next page)
8 NEW RULINGS AND DOCTRINAL REMINDERS OF THE SUPREME COURT PHILJA Bulletin
PHILJA Bulletin

Doctrinal Reminders by law.” Apparently, the Civil Service Law echoes this
ADMINISTRATIVE LAW (continued) constitutional edict of security of tenure of the
employee, who enjoys permanence of employment. employees in the civil service. Thus, Section 46 (a) of
The rule is still that casual employment will cease the Civil Service Law provides that “no officer or
automatically at the end of the period unless renewed employee in the Civil Service shall be suspended or
as stated in the Plantilla of Casual Employment. dismissed except for cause as provided by law after
Casual employees may also be terminated anytime due process.” [Emphases supplied]
though subject to certain conditions or qualifications (Mendoza, J., Philippine Charity Sweepstakes Office Board of
with reference to the abovequoted CSC Form No. 001. Directors and Reynaldo P. Martin v. Marie Jean C. Lapid, G.R.
Thus, they may be laid off anytime before the No. 191940, April 12, 2011.)
expiration of the employment period provided any of
the following occurs: (1) when their services are no Misconduct; definition of; distinguished from
longer needed; (2) funds are no longer available; (3) conduct prejudicial to the best interest of the
the project has already been completed/finished; or service.
(4) their performance are below par.
In Manuel v. Calimag, Jr., the Court emphatically
Equally important, they are entitled to due ruled:
process especially if they are to be removed for more
serious causes or for causes other than the reasons In order to be considered as “misconduct,” the
mentioned in CSC Form No. 001. This is pursuant to act must have a “direct relation to and be
Section 2, Article IX(B) of the Constitution and Section connected with the performance of his official
duties amounting either to maladministration or
46 of the Civil Service Law. The reason for this is that
willful, intentional neglect or failure to discharge
their termination from the service could carry a the duties of the office. Misconduct in office has
penalty affecting their rights and future employment been authoritatively defined by Justice Tuazon
in the government. in Lacson v. Lopez in these words: “Misconduct in
office has a definite and well-understood legal
In the case at bench, the action of petitioners meaning. By uniform legal definition, it is a
clearly violated Lapid’s basic rights as a casual misconduct such as affects his performance of
employee. As pointed out by the CSC itself, Lapid was his duties as an officer and not such only as
NEVER formally charged with the administrative affects his character as a private individual. In
offenses of Discourtesy in the Course of Official Duties such cases, it has been said at all times, it is
and Grave Misconduct. According to the CSC, the necessary to separate the character of the man
Formal Charge, was even unsigned, and it from the character of the officer x x x. It is settled
categorically stated that PCSO failed to observe due that misconduct, misfeasance, or malfeasance
warranting removal from office of an officer must
process.
have direct relation to and be connected with
Lapid moved for the reconsideration of Resolution the performance of official duties amounting
No. 340. In Resolution No. 401, Series of 2005, the Board either to maladministration or willful, intentional
neglect and failure to discharge the duties of the
of Directors of PCSO, upon the recommendation of
office x x x. More specifically, in Buenaventura v.
the Assistant General Manager for Online Lottery Benedicto, an administrative proceeding against
Sector and the Manager of the Northern and Central a judge of the court of first instance, the present
Luzon, denied said motion for reconsideration. It was Chief Justice defines misconduct as referring ‘to
only in the said resolution that it was belatedly stated a transgression of some established and definite
that her services was no longer needed per the list of rule of action, more particularly, unlawful
Plantilla of Casual Appointment. This was an empty behavior or gross negligence by the public
statement, however, as this was not substantiated. officer.’” [Emphasis ours, citations excluded]

Section 3(2), Article XIII of the Constitution In Cabalitan v. Department of Agrarian Reform, the
guarantees the rights of all workers not just in terms Court sustained the ruling of the CSC that the offense
of self-organization, collective bargaining, peaceful committed by the employee in selling fake Unified
concerted activities, the right to strike with Vehicular Volume Program exemption cards to his
qualifications, humane conditions of work, and a officemates during office hours was not grave
living wage but also to security of tenure. Likewise, misconduct, but conduct prejudicial to the best
Section 2(3), Article IX-B of the Constitution provides interest of the service. In Mariano v. Roxas, the Court
that “no officer or employee of the civil service shall held that the offense committed by a CA employee in
be removed or suspended except for cause provided forging some receipts to avoid her private contractual
obligations was not misconduct but conduct
prejudicial to the best interest of the service because
April-June 2011 PHILJA NEWS
NEW RULINGS AND DOCTRINAL REMINDERS OF THE SUPREME COURT 9

Doctrinal Reminders employee, envisages the concurrence of at least


ADMINISTRATIVE LAW (continued) two requisites: (1) the employee’s assailed conduct
must have been wilful, that is, characterized by a
her acts had no direct relation to or connection with wrongful and perverse attitude; and (2) the order
the performance of her official duties. violated must have been reasonable, lawful, made
known to the employee and must pertain to the
Accordingly, the complained acts of respondent duties which he had been engaged to discharge.
Mayordomo constitute the administrative offense of (Emphasis and underscoring supplied)
Conduct Prejudicial to the Best Interest of the Service,
which need not be related to or connected with the Clearly, petitioner’s adamant refusal to transfer,
public officer’s official functions. As long as the coupled with her failure to heed the order for her to
questioned conduct tarnishes the image and integrity return the company vehicle assigned to her and, more
of his/her public office, the corresponding penalty may importantly, allowing her counsel to write letters
be meted on the erring public officer or employee. couched in harsh language to her superiors
Under the Civil Service law and rules, there is no unquestionably show that she was guilty of
concrete description of what specific acts constitute insubordination, hence, not entitled to the award of
the grave offense of Conduct Prejudicial to the Best separation pay.
Interest of the Service. Jurisprudence, however, is (Carpio Morales, J., Juliet G. Apacible v. Multimed Industries
instructive on this point. The Court has considered Incorporated and the Board of Directors of Multimed Industries,
the following acts or omissions, inter alia, as Conduct The President Mr. Joselito Tambunting, Managers Marlene L.
Prejudicial to the Best Interest of the Service: Orozco, Veronica C. Timog, Olga F. Marino and Ma. Luz B. Yan,
G.R. No. 178903, May 30, 2011.)
misappropriation of public funds, abandonment of
office, failure to report back to work without prior
notice, failure to safekeep public records and property, LAND REGISTRATION LAW
making false entries in public documents and
Reconstitution of Torrens Certificates of Title lost or
falsification of court orders. The Court also considered
destroyed; mandatory character of the requirements
the following acts as conduct prejudicial to the best
of Republic Act No. 26.
interest of the service, to wit: a Judge’s act of
brandishing a gun and threatening the complainants Our jurisprudence is replete with rulings
during a traffic altercation; a court interpreter ’s regarding the mandatory character of the
participation in the execution of a document conveying requirements of RA No. 26. As early as 1982, the
complainant’s property which resulted in a quarrel in Supreme Court ruled:
the latter’s family.
Republic Act No. 26 entitled “An act providing a
(Mendoza, J., Government Service Insurance System (GSIS) special procedure for the reconstitution of
and Winston F. Garcia, in his capacity as President and General Torrens Certificates of Title lost or destroyed”
Manager of the GSIS v. Arwin T. Mayordomo, G.R. No. 191218, approved on September 25, 1946 confers
May 31, 2011.) jurisdiction or authority to the Court of First
Instance to hear and decide petitions for judicial
reconstitution. The Act specifically provides the
LABOR LAW special requirements and mode of procedure that
must be followed before the court can properly
Gross insubordination; elements thereof. act, assume and acquire jurisdiction or authority
over the petition and grant the reconstitution
Bascon v. Court of Appeals outlines the elements of prayed for. These requirements and procedure
gross insubordination as follows: are mandatory. The Petition for Reconstitution
must allege certain specific jurisdictional facts;
As regards the appellate court’s finding that
the notice of hearing must be published in the
petitioners were justly terminated for gross
Official Gazette and posted in particular places
insubordination or wilful disobedience, Article 282
and the same sent or notified to specified
of the Labor Code provides in part:
persons. Sections 12 and 13 of the Act provide
An employer may terminate an employment specifically the mandatory requirements and
for any of the following causes: procedure to be followed.

(a) Serious misconduct or wilful disobedience by Liberal construction of the Rules of Court does not
the employee of the lawful orders of his apply to land registration cases. Indeed, to further
employer or representative in connection underscore the mandatory character of these
with his work. jurisdictional requirements, the Rules of Court do not
However, wilful disobedience of the employer’s apply to land registration cases. In all cases where the
lawful orders, as a just cause for dismissal of an
(Continued on next page)
10 NEW RULINGS AND DOCTRINAL REMINDERS OF THE SUPREME COURT PHILJA Bulletin
PHILJA Bulletin

Doctrinal Reminders REMEDIAL LAW


LAND REGISTRATION LAW (continued)

authority of the courts to proceed is conferred by a Certificate of non-forum shopping must be signed
statute, and when the manner of obtaining jurisdiction by the party; verification; pleadings that require
is prescribed by a statute, the mode of proceeding is verification.
mandatory, and must be strictly complied with, or In Pajuyo v. Court of Appeals, the Supreme Court
the proceeding will be utterly void. When the trial pointed out that:
court lacks jurisdiction to take cognizance of a case, it
lacks authority over the whole case and all its aspects. A party’s failure to sign the certification against
All the proceedings before the trial court, including forum shopping is different from the party’s
its order granting the petition for reconstitution, are failure to sign personally the verification. The
certificate of non-forum shopping must be signed
void for lack of jurisdiction.
by the party, and not by counsel. The certification
(Carpio, J., Bienvenido Castillo v. Republic of the Philippines, of counsel renders the petition defective.
G.R. No. 182980, June 22, 2011.)
On the other hand, the requirement on
verification of a pleading is a formal and not a
CRIMINAL LAW jurisdictional requisite. It is intended simply to
secure an assurance that what are alleged in the
Probable cause; definition of. pleading are true and correct and not the product
of the imagination or a matter of speculation, and
Probable cause, for purposes of filing a criminal that the pleading is filed in good faith. The party
information, has been defined as such facts as are need not sign the verification. A party’s
sufficient to engender a well-founded belief that a crime representative, lawyer or any person who
has been committed and that respondent is probably personally knows the truth of the facts alleged in
guilty thereof, and should be held for trial. Probable the pleading may sign the verification.
cause is meant such set of facts and circumstances, In the case before us, we stress that as a general
which would lead a reasonably discreet and prudent rule, a pleading need not be verified, unless there is a
man to believe that the offense charged in the law or rule specifically requiring the same. Examples
Information, or any offense included therein, has been of pleadings that require verification are: (1) all
committed by the person sought to be arrested. In pleadings filed in civil cases under the 1991 Revised
determining probable cause, the average person Rules on Summary Procedure; (2) petition for review
weighs facts and circumstances without resorting to from the Regional Trial Court to the Supreme Court
the calibrations of the rules of evidence of which he raising only questions of law under Rule 41, Section 2;
has no technical knowledge. He relies on common (3) petition for review of the decision of the Regional
sense. A finding of probable cause needs only to rest Trial Court to the Court of Appeals under Rule 42,
on evidence showing that, more likely than not, a crime Section 1; (4) petition for review from quasi-judicial
has been committed and that it was committed by the bodies to the Court of Appeals under Rule 43, Section
accused. Probable cause demands more than bare 5; (5) petition for review before the Supreme Court
suspicion, but it requires less than evidence that would under Rule 45, Section 1; (6) petition for annulment of
justify a conviction. judgments or final orders and resolutions under Rule
A finding of probable cause does not require an 47, Section 4; (7) complaint for injunction under Rule
inquiry as to whether there is sufficient evidence to 58, Section 4; (8) application for preliminary injunction
secure a conviction. It is enough that the act or or temporary restraining order under Rule 58, Section
omission complained of constitutes the offense 4; (9) application for appointment of a receiver under
charged. The term does not mean “actual and positive Rule 59, Section 1; (10) application for support pendente
cause” nor does it import absolute certainty. It is lite under Rule 61, Section 1; (11) petition for certiorari
merely based on opinion and reasonable belief. A trial against the judgments, final orders or resolutions of
is intended precisely for the reception of prosecution constitutional commissions under Rule 64, Section 2;
evidence in support of the charge. The court is tasked (12) petition for certiorari, prohibition, and mandamus under
to determine guilt beyond reasonable doubt based on Rule 65, Sections 1 to 3; (13) petition for quo warranto
the evidence presented by the parties at a trial on the under Rule 66, Section 1; (14) complaint for
merits. expropriation under Rule 67, Section 1; (15) petition
for indirect contempt under Rule 71, Section 4, all from
(Nachura, J., Clay & Feather International, Inc., Raul O. Arambulo, the 1997 Rules of Court; (16) all complaints or petitions
and Adam E. Jimenez III (for themselves and for Clay and Feather
Int’l., Inc. v. Alexander T. Lichaytoo and Clifford T. Lichaytoo, involving intra-corporate controversies under the
G.R. No. 193105, May 30, 2011.) Interim Rules of Procedure on Intra-Corporate
April-June 2011 PHILJA NEWS
NEW RULINGS AND DOCTRINAL REMINDERS OF THE SUPREME COURT 11

Doctrinal Reminders which are critical and explosive in


REMEDIAL LAW (continued) nature considering, for instance, the
large number of the parties involved,
Controversies; (17) complaint or petition for the presence or emergence of social
rehabilitation and suspension of payment under the tension or unrest, or other similar
Interim Rules on Corporate Rehabilitation; and (18) critical situations requiring
petition for declaration of absolute nullity of void immediate action:
marriages and annulment of voidable marriages as
(a) Between occupants/squatters and
well as petition for summary proceedings under the
pasture lease agreement holders or
Family Code. timber concessionaires;
In contrast, all complaints, petitions, (b) Between occupants/squatters and
applications, and other initiatory pleadings must be government reservation grantees;
accompanied by a certificate against forum shopping,
first prescribed by Administrative Circular No. 04- (c) Between occupants/squatters and
public land claimants or applicants;
94, which took effect on April 1, 1994, then later on
by Rule 7, Section 5 of the 1997 Rules of Court. It is (d) Petitions for classification, release
not disputed herein that respondent’s complaint for and/or subdivision of lands of the
damages was accompanied by such a certificate. public domain; and

In addition, verification, like in most cases (e) Other similar land problems of grave
required by the rules of procedure, is a formal, not urgency and magnitude.
jurisdictional, requirement, and mainly intended to Administrative agencies, like the COSLAP, are
secure an assurance that matters which are alleged tribunals of limited jurisdiction that can only wield
are done in good faith or are true and correct and not powers which are specifically granted to it by its
of mere speculation. When circumstances warrant, enabling statute. Under Section 3 of E.O. No. 561, the
the court may simply order the correction of COSLAP has two options in acting on a land dispute or
unverified pleadings or act on it and waive strict problem lodged before it, to wit: (a) refer the matter to
compliance with the rules in order that the ends of the agency having appropriate jurisdiction for
justice may thereby be served. settlement/resolution; or (b) assume jurisdiction if the
(Leonardo-De Castro, J., Vallacar Transit, Inc. v. Jocelyn Catubig, matter is one of those enumerated in paragraph 2 (a) to
G.R. No. 175512, May 30, 2011.) (e) of the law, if such case is critical and explosive in
nature, taking into account the large number of parties
Jurisdiction of the Commission on the Settlement involved, the presence or emergence of social unrest,
of Land Problems (COSLAP). or other similar critical situations requiring immediate
action. In resolving whether to assume jurisdiction
The COSLAP was created by virtue of Executive
over a case or to refer the same to the particular agency
Order (E.O.) No. 561, issued on September 21, 1979,
concerned, the COSLAP has to consider the nature or
by then President Ferdinand E. Marcos. It is an
classification of the land involved, the parties to the
administrative body established as a means of
case, the nature of the questions raised, and the need
providing a mechanism for the expeditious
for immediate and urgent action thereon to prevent
settlement of land problems among small settlers,
injuries to persons and damage or destruction to
landowners and members of the cultural minorities
property. The law does not vest jurisdiction on the
to avoid social unrest.
COSLAP over any land dispute or problem.
Section 3 of E.O. No. 561 specifically enumerates
In the instant case, the COSLAP has no jurisdiction
the instances when the COSLAP can exercise its
over the subject matter of respondents’ complaint. The
adjudicatory functions:
present case does not fall under any of the cases
SEC. 3. Powers and Functions. – The Commission enumerated under Section 3, paragraph 2(a) to (e) of
shall have the following powers and functions: E.O. No. 561. The dispute between the parties is not
critical and explosive in nature, nor does it involve a
xxxx
large number of parties, nor is there a presence or
2. Refer and follow up for immediate emergence of social tension or unrest. It can also hardly
action by the agency having be characterized as involving a critical situation that
appropriate jurisdiction any land requires immediate action.
problem or dispute referred to the
Commission: Provided, That the It is axiomatic that the jurisdiction of a tribunal,
Commission may, in the following including a quasi-judicial officer or government agency,
cases, assume jurisdiction and
resolve land problems or disputes (Continued on next page)
12 NEW RULINGS AND DOCTRINAL REMINDERS OF THE SUPREME COURT PHILJA Bulletin
PHILJA Bulletin

Doctrinal Reminders is the court’s bounden duty to assess independently


REMEDIAL LAW (continued) the merits of the motion, and this assessment must be
over the nature and subject matter of a petition or embodied in a written order disposing of the motion.
complaint is determined by the material allegations While the recommendation of the prosecutor or the
therein and the character of the relief prayed for, ruling of the Secretary of Justice is persuasive, it is not
irrespective of whether the petitioner or complainant binding on courts.
is entitled to any or all such reliefs. In this case, it is obvious from the March 17, 2004
Respondents’ cause of action before the COSLAP Order of the RTC, dismissing the criminal case, that
pertains to their claim of ownership over the subject the RTC judge failed to make his own determination
property, which is an action involving title to or of whether or not there was a prima facie case to hold
possession of real property, or any interest therein, respondents for trial. He failed to make an
the jurisdiction of which is vested with the Regional independent evaluation or assessment of the merits
Trial Courts or the Municipal Trial Courts depending of the case. The RTC judge blindly relied on the
on the assessed value of the subject property. manifestation and recommendation of the prosecutor
when he should have been more circumspect and
The case of Banaga v. Commission on the Settlement of judicious in resolving the Motion to Dismiss and
Land Problems, applied by the CA and invoked by the Withdraw Information especially so when the
respondents, is inapplicable to the present case. Banaga prosecution appeared to be uncertain, undecided, and
involved parties with conflicting free patent irresolute on whether to indict respondents.
applications over a parcel of public land and pending
with the Bureau of Lands. Because of the Bureau of The same holds true with respect to the October
Land’s inaction within a considerable period of time 24, 2006 Order, which reinstated the case. The RTC
on the claims and protests of the parties and to conduct judge failed to make a separate evaluation and merely
an investigation, the COSLAP assumed jurisdiction awaited the resolution of the DOJ Secretary. This is
and resolved the conflicting claims of the parties. The evident from the general tenor of the Order and
Court held that since the dispute involved a parcel of highlighted in the following portion thereof:
public land on a free patent issue, the COSLAP had As discussed during the hearing of the Motion
jurisdiction over that case. In the present case, there is for Reconsideration, the Court will resolve it
no showing that the parties have conflicting free patent depending on the outcome of the Petition for
applications over the subject parcel of land that would Review. Considering the findings of the
justify the exercise of the COSLAP’s jurisdiction. Department of Justice reversing the resolution
of the City Prosecutor, the Court gives favorable
Since the COSLAP has no jurisdiction over the action to the Motion for Reconsideration.
action, all the proceedings therein, including the
decision rendered, are null and void. A judgment By relying solely on the manifestation of the public
issued by a quasi-judicial body without jurisdiction prosecutor and the resolution of the DOJ Secretary,
is void. It cannot be the source of any right or create the trial court abdicated its judicial power and
any obligation. All acts performed pursuant to it and refused to perform a positive duty enjoined by law.
all claims emanating from it have no legal effect. The said Orders were thus stained with grave abuse
Having no legal effect, the situation is the same as it of discretion and violated the complainant’s right to
would be as if there was no judgment at all. It leaves due process. They were void, had no legal standing,
the parties in the position they were before the and produced no effect whatsoever.
proceedings. This Court must therefore remand the case to the
(Peralta, J., Celia S. VDA. De Herrera v. Emelita Bernardo, Evelyn RTC, so that the latter can rule on the merits of the
Bernardo as Guardian of Erlyn, Crislyn and Crisanto Bernardo, case to determine if a prima facie case exists and
G.R. No. 170251, June 1, 2011.) consequently resolve the Motion to Dismiss and
Withdraw Information anew.
Ruling of the Secretary of Justice not binding on
courts once a case is filed with the court. Double It is beyond cavil that double jeopardy did not set
jeopardy; its requisites. in. Double jeopardy exists when the following
requisites are present: (1) a first jeopardy attached
Well-entrenched is the rule that once a case is filed prior to the second; (2) the first jeopardy has been
with the court, any disposition of it rests on the sound validly terminated; and (3) a second jeopardy is for
discretion of the court. In thus resolving a motion to the same offense as in the first. A first jeopardy
dismiss a case or to withdraw an Information, the trial attaches only (a) after a valid indictment; (b) before a
court should not rely solely and merely on the findings competent court; (c) after arraignment; (d) when a
of the public prosecutor or the Secretary of Justice. It valid plea has been entered; and (e) when the accused
April-June 2011 PHILJA NEWS
NEW RULINGS AND DOCTRINAL REMINDERS OF THE SUPREME COURT 13

Doctrinal Reminders existence of such an issue is resolved against


REMEDIAL LAW (continued) the movant.
has been acquitted or convicted, or the case dismissed “A summary judgment is permitted only if there
or otherwise terminated without his express consent. is no genuine issue as to any material fact and [the]
moving party is entitled to a judgment as a matter of
Since we have held that the March 17, 2004 Order
law.” The test of the propriety of rendering summary
granting the motion to dismiss was committed with
judgments is the existence of a genuine issue of fact,
grave abuse of discretion, then respondents were not
“as distinguished from a sham, fictitious, contrived
acquitted nor was there a valid and legal dismissal or
or false claim.” “[A] factual issue raised by a party is
termination of the case. Ergo, the fifth requisite which
considered as sham when by its nature it is evident
requires the conviction and acquittal of the accused,
that it cannot be proven or it is such that the party
or the dismissal of the case without the approval of
tendering the same has neither any sincere intention
the accused, was not met. Thus, double jeopardy has
nor adequate evidence to prove it. This usually
not set in.
happens in denials made by defendants merely for
(Nachura, J., Joseph C. Cerezo v. People of the Philippines, Juliet the sake of having an issue and thereby gaining delay,
Yaneza, Pablo Abunda, Jr., and Vicente Afulugencia, G.R. No. taking advantage of the fact that their answers are
185230, June 1, 2011.)
not under oath anyway.”
Summary judgment; when proper. In determining the genuineness of the issues, and
hence the propriety of rendering a summary
Summary judgments are proper when, upon motion of judgment, the court is obliged to carefully study and
the plaintiff or the defendant, the court finds that the appraise, not the tenor or contents of the pleadings,
answer filed by the defendant does not tender a but the facts alleged under oath by the parties and/or
genuine issue as to any material fact and that one party their witnesses in the affidavits that they submitted
is entitled to a judgment as a matter of law. A deeper with the motion and the corresponding opposition.
understanding of summary judgments is found in Thus, it is held that, even if the pleadings on their face
Viajar v. Estenzo: appear to raise issues, a summary judgment is proper
Relief by summary judgment is intended to so long as “the affidavits, depositions, and admissions
expedite or promptly dispose of cases where the presented by the moving party show that such issues
facts appear undisputed and certain from the are not genuine.”
pleadings, depositions, admissions and affidavits.
But if there be a doubt as to such facts and there The filing of a motion and the conduct of a hearing
be an issue or issues of fact joined by the parties, on the motion are therefore important because these
neither one of them can pray for a summary enable the court to determine if the parties’ pleadings,
judgment. Where the facts pleaded by the affidavits and exhibits in support of, or against, the
parties are disputed or contested, proceedings motion are sufficient to overcome the opposing papers
for a summary judgment cannot take the place and adequately justify the finding that, as a matter of
of a trial.
law, the claim is clearly meritorious or there is no
An examination of the Rules will readily show defense to the action. The non-observance of the
that a summary judgment is by no means a hasty procedural requirements of filing a motion and
one. It assumes a scrutiny of facts in a summary conducting a hearing on the said motion warrants
hearing after the filing of a motion for summary the setting aside of the summary judgment.
judgment by one party supported by affidavits,
depositions, admissions, or other documents, with In the case at bar, the trial court proceeded to
notice upon the adverse party who may file an render summary judgment with neither of the parties
opposition to the motion supported also by filing a motion therefor. In fact, the respondent itself
affidavits, depositions, or other documents x x x. filed an opposition when the trial court directed it to
In spite of its expediting character, relief by
file the motion for summary judgment. Respondent
summary judgment can only be allowed after
compliance with the minimum requirement of
insisted that the case involved a genuine issue of fact.
vigilance by the court in a summary hearing Under these circumstances, it was improper for the
considering that this remedy is in derogation of trial court to have persisted in rendering summary
a party’s right to a plenary trial of his case. At judgment. Considering that the remedy of summary
any rate, a party who moves for summary judgment is in derogation of a party’s right to a plenary
judgment has the burden of demonstrating trial of his case, the trial court cannot railroad the
clearly the absence of any genuine issue of fact, parties’ rights over their objections.
or that the issue posed in the complaint is so
patently unsubstantial as not to constitute a
genuine issue for trial, and any doubt as to the (Continued on page 35)
14 RESOLUTIONS, ORDERS AND CIRCULARS PHILJA Bulletin
PHILJA Bulletin

OCA CIRCULAR NO. 47-2011 OCA CIRCULAR NO. 51-2011


TO: ALL JUDGES AND COURT PERSONNEL OF TO: THE JUDGES, CLERKS OF COURT AND
THE FIRST AND SECOND LEVEL COURTS BRANCH CLERKS OF COURT OF ALL REGIONAL
SUBJECT: PROHIBITION AGAINST SOLICITATION TRIAL COURTS AND FIRST LEVEL COURTS
FOR CONTRIBUTIONS BY COURT PERSONNEL SUBJECT: CONSOLIDATED AND REVISED
GUIDELINES TO IMPLEMENT THE EXPANDED
Reports had reached this Court that despite
COVERAGE OF COURT-ANNEXED MEDIATION
prohibition, solicitations for contributions/donations
(CAM) AND JUDICIAL DISPUTE RESOLUTION
by court personnel from lawyers and litigants remain
(JDR)
rampant.
WHEREAS, in a Resolution dated January 11,
Accordingly, all court personnel of the first and
2011, in A.M. No. 11-1-6-SC-PHILJA, the Court En
second level courts are hereby REMINDED to strictly
Banc approved the Consolidated and Revised
observe the mandate of (a) Section 2, Canon I and
Guidelines to Implement the Expanded Coverage of
Section 2(e), Canon III of Administrative Matter No.
Court-Annexed Mediation (CAM) and Judicial Dispute
03-06-13-SC (Code of Conduct for Court Personnel) on
Resolution (JDR) (hereinafter, “Guidelines”);
improper solicitation; and (b) Circular No. 4-91, dated
May 31, 1991 (Re: Letter-Complaint Against WHEREAS, as stated in the Guidelines, “[t]he
Solicitations for Contributions by Court Personnel), diversion of pending court cases both to CAM and to
to quote: JDR is plainly intended to put an end to pending
xxxx
litigation through a compromise agreement of the
parties and thereby help solve the ever-pressing
Henceforth, all personnel of the lower courts problem of court docket congestion”;
under the administrative supervision of the
Office of the Court Administrator are strictly WHEREAS, all Judges, Clerks of Court, and Branch
enjoined from making any form of solicitation for Clerks of Court must be informed of said Guidelines,
contributions as it is strictly prohibited by law. particularly, of the need to collect mediation fees as
(Emphasis supplied) contribution to promote mediation although no
Consequently, all those found soliciting for and/ Philippine Mediation Center (PMC) Units have as yet
or receiving contributions, in cash or in kind, from been established in some courts;
any person, whether or not a litigant or lawyer,
will be dealt with severely in accordance with the
WHEREFORE, in accordance with the Guidelines,
sanctions prescribed by law. the Clerks of Court are mandated to collect mediation
fees in the amount of FIVE HUNDRED PESOS (P500.00)*
Further, all court’ personnel are reminded that upon the filing of the following:
committing improper solicitation is an offense which
merit a grave penalty. Under Section 52(A)(11) of Rule (1) Complaint or an Answer with a mediatable
IV of the Uniform Rules on Administrative Cases in permissive counterclaim or cross-claim, complaint-
the Civil Service, dismissal is the penalty for improper in-intervention, third-party complaint, fourth-
solicitation at the first offense. Section 58(a) of the same party complaint, etc., in civil cases, a Petition, an
Rule provides that the penalty of dismissal shall carry Opposition, and a Creditors’ Claim in Special
with it the cancellation of eligibility, forfeiture of Proceedings;
retirement benefits, and perpetual disqualification of (2) Complaint/Information for offenses with
reemployment in the government service, unless maximum imposable penalty of prision correccional
otherwise provided in the decision. in its maximum period or six years imprisonment,
April 1, 2011. except where the civil liability is reserved or is
subject of a separate action;
(Sgd.) JOSE MIDAS P. MARQUEZ
Court Administrator (3) Complaint/Information for estafa, theft, and libel
cases, except where the civil liability is reserved
or is subject of a separate action;
(4) Complaint/Information for Quasi-Offenses under
Title 14 of the Revised Penal Code;
(5) Intellectual Property cases;

*
No mediation fees shall be collected from the accused.
April-June 2011 RESOLUTIONS, ORDERS AND CIRCULARS
PHILJA NEWS 15

OCA CIRCULAR. NO. 51-2011 (continued) Annex “A” of A.M. No. 11-1-6-SC-PHILJA

(6) Commercial or corporate cases; and CONSOLIDATED AND REVISED GUIDELINES TO


IMPLEMENT THE EXPANDED COVERAGE OF
(7) Environmental cases. COURT-ANNEXED MEDIATION (CAM) AND
Further, all Judges and Branch Clerks of Court are JUDICIAL DISPUTE RESOLUTION (JDR)
directed to inform the Clerks of Court of the filing of
an Answer with a mediatable permissive TABLE OF CONTENTS
counterclaim or cross-claim, complaint-in- PART ONE
intervention, third-party complaint, fourth-party GENERAL PROVISIONS AND COVERAGE
complaint, etc., in civil cases, and a Creditors’ Claim
in Special Proceedings, for the proper assessment and 1. Concept of court diversion of pending cases
collection of legal fees and mediation fees.
1.1 Indigenous ADR under CAM
For your information and guidance, copies of the
1.2 The Three Stages of Diversion
Guidelines and list of courts where PMC Units have
been established are attached hereto as Annexes “A” 2. Rationale for expanded mediation jurisdiction over
and “B,” respectively. the civil liability arising from more serious offenses
For strict compliance. 3. Mandatory Coverage for Court-Annexed
Mediation (CAM) and Judicial Dispute Resolution
April 6, 2011.
(JDR)
(Sgd.) JOSE MIDAS P. MARQUEZ
Court Administrator PART TWO
COURT-ANNEXED MEDIATION
EN BANC
NOTICE Procedure
Sanctions
Sirs/Mesdames: Duration of mediation proceedings in the PMCO
Please take notice that the Court en banc issued a Suspension of Periods
Resolution dated January 11, 2011, which reads as Settlement
follows:
PART THREE
A.M. No. 11-1-6-SC-PHILJA (Re: Consolidated and JUDICIAL DISPUTE RESOLUTION (JDR)
Revised Guidelines to Implement the Expanded
Coverage of Court-Annexed Mediation [CAM] Mandate
and Judicial Dispute Resolution [JDR]). – The Procedure
Court resolved to Sanctions
(a) NOTE the Letter dated December 20, 2010 Duration of JDR Proceedings
of Justice Adolfo S. Azcuna, Chancellor, Suspension of periods
PHILJA, transmitting, among others, BOT Settlement
Resolution No. 10-29 approving the Pre-trial proper
Consolidated and Revised Guidelines to Trial and Judgment
Implement the Expanded Coverage of
Court-Annexed Mediation (CAM) and PART FOUR
Judicial Dispute Resolution (JDR); and
COMMON PROVISIONS FOR CAM AND JDR
(b) NOTE the aforesaid BOT Resolution No. 10-
29, dated November 23, 2010. Confidentiality
Role of Lawyers in Mediation and JDR proceedings
The Court further Resolved to APPROVE the
Consolidated and Revised Guidelines to
PART FIVE
Implement the Expanded Coverage of Court-
Annexed Mediation (CAM) and Judicial Dispute SC-PHILJA-PMC MEDIATION TRUST FUND
Resolution (JDR), herein attached as “Annex A.”
(151) PART SIX
THE PHILIPPINE MEDIATION CENTER OFFICE
Very truly yours,
(PMCO)
(Sgd.) ENRIQUETA E. VIDAL AND MEDIATION CENTER UNITS
Clerk of Court (Continued on next page)
16 RESOLUTIONS, ORDERS AND CIRCULARS PHILJA Bulletin
PHILJA Bulletin

OCA CIRCULAR. NO. 51-2011 (continued) 1.2 The Three Stages of Diversion
Simply stated, court diversion is a three-stage
REPUBLIC OF THE PHILIPPINES process. The first stage is the Court-Annexed Mediation
SUPREME COURT (CAM) where the judge refers the parties to the
Manila Philippine Mediation Center (PMC) for the mediation
TO: 1. ALL COURTS WHERE PHILIPPINE of their dispute by trained and accredited mediators.
MEDIATION CENTER UNITS HAVE BEEN Upon failing to secure a settlement of the dispute
ESTABLISHED. during the first stage, a second attempt is made at the
2. ALL COURTS IN THE PROVINCES OF JDR stage. There, the JDR judge sequentially becomes a
PAMPANGA, NEGROS OCCIDENTAL, BENGUET, mediator-conciliator-early neutral evaluator in a
LA UNION, MISAMIS ORIENTAL, MAKATI CITY, continuing effort to secure a settlement. Still failing
AND SUCH OTHER AREAS TO BE ESTABLISHED that second attempt, the mediator-judge must turn
FOR JUDICIAL DISPUTE RESOLUTION (JDR) over the case to another judge (a new one by raffle or
[FORMERLY UNDER THE JUSTICE REFORM nearest/pair judge) who will try the unsettled case.
INITIATIVES SUPPORT (JURIS) PROJECT] The trial judge shall continue with the pre-trial proper
and, thereafter, proceed to try and decide the case.
SUBJECT: CONSOLIDATED AND REVISED
GUIDELINES1 TO IMPLEMENT THE EXPANDED The third stage is during the appeal where covered
COVERAGE OF COURT-ANNEXED MEDIATION cases are referred to the PMC-Appeals Court Mediation
(CAM) AND JUDICIAL DISPUTE RESOLUTION (ACM) unit for mediation.
(JDR) The ultimate common end of both the
PART ONE Katarungang Pambarangay Law and Court-Annexed
GENERAL PROVISIONS AND COVERAGE Mediation is to restore the role of the judiciary as the
forum of last recourse to be resorted to only after all
Concept of court diversion of pending cases prior earnest efforts to arrive at private
accommodation and resolution of disputes have failed.
The diversion of pending court cases both to Court-
Annexed Mediation (CAM) and to Judicial Dispute Rationale for expanded mediation jurisdiction over
Resolution (JDR) is plainly intended to put an end to the civil liability for more serious offenses
pending litigation through a compromise agreement
of the parties and thereby help solve the ever-pressing Deterrence, which is achieved from a consistent
problem of court docket congestion. It is also intended and swift imposition of the appropriate penalty
to empower the parties to resolve their own disputes imposed for the crime committed, is the principle upon
and give practical effect to the State Policy expressly which societal security rests. It is for this reason that
stated in the ADR Act of 2004 (RA No. 9285), to wit: Article 2034 of the Civil Code provides that:

to actively promote party autonomy in the resolution There may be a compromise upon the civil liability arising
from the offense, but such compromise shall not
of disputes or the freedom of the parties to make their
extinguish the public action for the imposition of the
own arrangement to resolve disputes. Towards this
legal penalty.
end, the State shall encourage and actively promote
the use of Alternative Dispute Resolution (ADR) as It is significantly important to note that the above-
an important means to achieve speedy and impartial quoted statutory provision does not restrict the crime
justice and de-clog court dockets. mentioned to the gravity of the imposable penalty as
a condition for allowing a compromise agreement to
1.1 Indigenous ADR under CAM be reached on the civil liability arising from the crime.
Presumably, therefore, the allowed compromise of civil
Such State Policy promoting party autonomy
liability applies to all crimes, subject only to the policy
would necessarily include recognition of indigenous
considerations of deterrence variables arising from the
modes of dispute resolution.
celerity, certainty and severity of punishment actually
imposed.2
1
Consolidation entailed the integration of the original Expansion of mediation jurisdiction over less
guidelines separately governing Court-Annexed Mediation grave felonies (punishable by correctional penalties
(CAM) and Judicial Dispute Resolution (JDR), together with
all their respective amendments and revisions into a single
consolidated guidelines that will supplant said earlier 2
issuances that are in conflict or inconsistent with these The English Utilitarian posits that of the three variables,
consolidated guidelines. severity of penalty is the least important.
April-June 2011 RESOLUTIONS, ORDERS AND CIRCULARS
PHILJA NEWS 17

OCA CIRCULAR NO. 51-2011 (continued) 3. Mandatory Coverage for Court-Annexed


Mediation (CAM) and Judicial Dispute
of not exceeding six years) 3 is justified since, Resolution (JDR)
presumably, the deterrent effect upon which societal The following cases shall be 1) referred to Court-
security rests is not the principal purpose of Annexed Mediation (CAM) and 2) be the subject of
correctional penalties. They are intended for the Judicial Dispute Resolution (JDR) proceedings:
rehabilitation and correction of the offender. It is for
this reason that offenses punishable by correctional (1) All civil cases and the civil liability of criminal
penalties are subject to probation.4 cases covered by the Rule on Summary Procedure,
including the civil liability for violation of BP Blg.
The qualified offender granted probation is given 22, except those which by law may not be
conditional freedom and released to society. It is compromised;
further relevant and significant to note that the
Department of Justice has initiated and is running a (2) Special proceedings for the settlement of estates;
program of training prosecutors to be mediators for
(3) All civil and criminal cases filed with a certificate
criminal cases where the imposable penalty does not
to file action issued by the Punong Barangay or the
exceed six years.5
Pangkat ng Tagapagkasundo under the Revised
In contrast, the penalties classified under the Katarungang Pambarangay Law;10
Revised Penal Code as afflictive and capital6 are explicit
(4) The civil aspect of Quasi-Offenses under Title 14
that their purpose is punishment. Probation is denied
of the Revised Penal Code;
to convicts who are imposed said afflictive penalties,
thereby showing that isolation from society through (5) The civil aspect of less grave felonies punishable
imprisonment is necessary for the protection of by correctional penalties not exceeding six
society. Thus, the imposition of afflictive punishment years imprisonment, where the offended party is
for grave offenses is surely the underlying basis for a private person;
achieving the principle of deterrence, not only of the
person punished but also of the general public, through (6) The civil aspect of estafa, theft and libel;
the principle of exemplarity. (7) All civil cases and probate proceedings, testate
Further, the expansion to less grave offense is and intestate, brought on appeal from the
needed if a greater impact of court diversion of exclusive and original jurisdiction granted to the
pending cases is to be achieved. This is so since civil first level courts under Section 33, par. (1) of the
cases constitute only a small 16 percent of all cases Judiciary Reorganization Act of 1980;11
filed in court, while special proceedings constitute (8) All cases of forcible entry and unlawful detainer
even a smaller 7.6 percent.7 brought on appeal from the exclusive and original
Under the expanded jurisdiction of the first level jurisdiction granted to the first level courts under
courts,8 all less grave felonies will fall under their Section 33, par. (2) of the Judiciary Reorganization
original and exclusive jurisdiction.9 Act of 1980; 12
3 (9) All civil cases involving title to or possession of
Article 9, in relation to Article 25, Revised Penal Code.
4
real property or an interest therein brought on
The Probation Law, Act No. 4221, as amended.
appeal from the exclusive and original jurisdiction
5
DOJ mediation program. granted to the first level courts under Section 33,
6
par.(3) of the Judiciary Reorganization Act of 1980;
Article 25 of the RPC categorizes these penalties as those 13
and
punishable with prision mayor, reclusion temporal, reclusion (Continued on next page)
perpetua and death (six years and one day, 20 years and life
imprisonment to death). See Table of Penalties under Article 10
Chapter 7, Local Government Code of 1991, RA No. 7160,
76. essentially re-enacts the Katarungang Pambarangay Law with
7
some revisions and, therefore, is referred to as the Revised
Summary Report of Cases for 2006 shows that only 108,855
KB Law.
civil cases were pending at the end of the period, while
11
524,685 criminal cases were similarly pending. A.M. No. 08-9-10-SC-PHILJA-Re: Guidelines to Implement
8
Mediation in the Regional Trial Courts Acting as Appellate
RA No. 7691 expanded the jurisdiction of the first level courts Courts in Appeals from First Level Courts approved by the
to crimes punishable by imprisonment not exceeding six Court En Banc on February 10, 2009.
years, irrespective of the amount of fine. 12
Ibid.
9
Section 32(2), BP Blg. 129, The Judiciary Reorganization
13
Act of 1980. Ibid.
18 RESOLUTIONS, ORDERS AND CIRCULARS PHILJA Bulletin
PHILJA Bulletin
OCA CIRCULAR. NO. 51-2011 (continued) Resolution to offer, negotiate, accept, decide and
enter into a compromise agreement, without need
(10) All habeas corpus cases decided by the first level of further approval by or notification to the
courts in the absence of the Regional Trial Court authorizing party.
judge, that are brought up on appeal from the
4. The Order issued shall include a clear warning
special jurisdiction granted to the first level courts
that sanctions may be imposed upon a party for
under Section 35 of the Judiciary Reorganization
failure to comply therewith, in accordance with
Act of 1980;14
the Section below on sanctions.
The following cases shall not be referred to CAM
5. On the date set in the Order, the parties shall
and JDR:
proceed to select a mutually acceptable mediator
1. Civil cases which by law cannot be compromised from among the list of accredited mediators. If no
(Article 2035, New Civil Code); agreement is reached, the PMC Unit Staff shall, in
the presence of the parties and the Mediators,
2. Other criminal cases not covered under choose by lot the one who will mediate the dispute
paragraphs 3 to 6 above; from among the Mediators inside the Unit, ensuring
3. Habeas Corpus petitions; a fair and equal distribution of cases: Provided,
however, that in exceptional circumstances where
4. All cases under Republic Act No. 9262 (Violence special qualifications are required of the mediator,
Against Women and Children); and the parties shall be given an opportunity to select
from the entire list of accredited mediators.
5. Cases with pending application for Restraining
Orders/Preliminary Injunctions. 6. The Mediator shall be considered an officer of the
court while performing his duties as such or in
However, in cases covered under 1, 4, and 5 where
connection therewith.
the parties inform the court that they have agreed to
undergo mediation on some aspects thereof, e.g., 7. The concerned Mediator shall forthwith start the
custody of minor children, separation of property, or mediation process, unless the parties and mediator
support pendente lite, the court shall refer them to agree to reset the initial mediation conference,
mediation. which shall not be later than five days from the
original date.
PART TWO
COURT-ANNEXED MEDIATION (CAM) 8. At the initial conference, the Mediator shall explain
to both parties the mediation process, stressing
TO: ALL JUDGES OF COURTS WHERE PHILIPPINE the benefits of an early settlement of their dispute
MEDIATION CENTER (PMC) UNITS HAVE BEEN based on serving their mutual interests, rather
ESTABLISHED than the legal positions taken by them.

Procedure 9. With the consent of both parties, the Mediator may


hold separate caucuses with each party to
1. After the last pleading has been filed, the judge determine their respective real interests in the
shall issue an order requiring the parties to dispute. Thereafter, another joint conference may
forthwith appear before the concerned Philippine be held to consider various options that may
Mediation Center (PMC) Unit staff to start the resolve the dispute through reciprocal concessions
process for the settlement of their dispute through and on terms that are mutually beneficial to both
mediation. On the same date, the court shall give the parties.
to the PMC a copy of the Order for mediation.
10. The Mediator shall not record in any manner the
2. Individual parties are required to personally proceedings of the joint conferences or of the
appear for mediation. In the event they cannot do separate caucuses. No transcript or minutes of
so, they can send their representatives who must mediation proceedings shall be taken. If personal
be fully authorized to appear, negotiate and enter notes are taken for guidance, the notes shall be
into a compromise, through a Special Power of shredded and destroyed. Should such record
Attorney. exists, they shall not be admissible as evidence in
any other proceedings.
3. Corporations, partnerships, or other juridical
entities shall be represented by a ranking 11. If no settlement has been reached at the end of the
corporate officer fully authorized by a Board period given, the case must be returned to the
14
Ibid.
referring judge.
April-June 2011 RESOLUTIONS, ORDERS AND CIRCULARS
PHILJA NEWS 19

OCA CIRCULAR. NO. 51-2011 (continued) thereof for the appropriate action of the court, without
waiting for resolution of the unsettled part.
Sanctions In relation to the unsettled part of the dispute, the
The court, upon recommendation of the Mediator, court shall proceed to conduct JDR proceedings in
may impose sanctions upon a party who fails to accordance with PART THREE hereof where JDR is
appear before the Philippine Mediation Center (PMC) available.
Unit as directed by the referring judge, or upon any
person who engages in abusive conduct during PART THREE
mediation proceedings, as provided for in the Rules of JUDICIAL DISPUTE RESOLUTION
Court as part of the Pre-Trial and other issuances of
the Supreme Court, including, but not limited to I. Mandate
censure, reprimand, contempt, requiring the absent Unless otherwise directed by the Supreme Court,
party to reimburse the appearing party his costs, all judges who have undergone orientation in JDR
including attorney’s fees for that day up to treble such procedures and completed their training in mediation,
costs, payable on or before the date of the re-scheduled conciliation and neutral evaluation, are authorized to
setting. Sanctions may also be imposed by the referring conduct JDR proceedings in accordance with these
judge upon his own initiative or upon motion of the guidelines for the settlement of disputes pending in
interested party. their courts, after the parties failed to settle their
Upon justifiable cause duly proved in the hearing disputes during Court-Annexed Mediation at the
called on the motion to reconsider filed by the absent Philippine Mediation Center Units (PMCU).
party, concurred in by the concerned mediator, the
sanctions imposed may be lifted or set aside in the II. Procedure
sound discretion of the referring judge.
Judicial proceedings shall be divided into two
Duration of Mediation in the PMC stages: (1) from the filing of a complaint to the conduct
of CAM and JDR during the pre-trial stage, and (2) pre-
The Mediator shall have a period of not exceeding trial proper to trial and judgment. The judge to whom
30 days to complete the mediation process. Such period the case has been originally raffled, who shall be called
shall be computed from the date when the parties first the JDR Judge, shall preside over the first stage. The
appeared for the initial conference as stated in the judge, who shall be called the trial judge, shall preside
Order to appear. An extended period of another 30 over the second stage.
days may be granted by the court, upon motion filed
by the Mediator, with the conformity of the parties. At the initial stage of the pre-trial conference, the
JDR judge briefs the parties and counsels of the CAM
Suspension of periods and JDR processes. Thereafter, he issues an Order of
Referral of the case to CAM and directs the parties and
The period during which the case is undergoing their counsels to proceed to the PMCU bringing with
mediation shall be excluded from the regular and them a copy of the Order of Referral. The JDR judge
mandatory periods for trial and rendition of judgment shall include in said Order, or in another Order, the
in ordinary cases and in cases under summary pre-setting of the case for JDR not earlier than 45 days
proceedings. from the time the parties first personally appear at
the PMCU so that JDR will be conducted immediately
Settlement
if the parties do not settle at CAM.
If full settlement of the dispute is reached, the
All incidents or motions filed during the first stage
parties, assisted by their respective counsels, shall
shall be dealt with by the JDR judge. If JDR is not
draft the compromise agreement which shall be
conducted because of the failure of the parties to appear,
submitted to the court for judgment upon compromise
the JDR judge may impose the appropriate sanctions
or other appropriate action. Where compliance is
and shall continue with the proceedings of the case.
forthwith made, the parties shall instead submit a
satisfaction of claims or a mutual withdrawal of the If the parties do not settle their dispute at CAM,
case and, thereafter, the court shall enter an order the parties and their counsels shall appear at the preset
dismissing the case. date before the JDR judge, who will then conduct the
JDR process as mediator, neutral evaluator and/or
If partial settlement is reached, the parties shall,
conciliator in order to actively assist and facilitate
with the assistance of counsel, submit the terms
(Continued on next page)
20 RESOLUTIONS, ORDERS AND CIRCULARS PHILJA Bulletin
PHILJA Bulletin

OCA CIRCULAR. NO. 51-2011 (continued) 3. Family Courts – Unless otherwise agreed upon as
provided below, the JDR proceedings in areas where
negotiations among the parties for them to settle their only one court is designated as a family court, shall be
dispute. As mediator and conciliator, the judge conducted by a judge of another branch through raffle.
facilitates the settlement discussions between the However, if there is another family court in the same
parties and tries to reconcile their differences. As a area, the family court to whom the case was originally
neutral evaluator, the judge assesses the relative raffled shall conduct JDR proceedings and if no
strengths and weaknesses of each party’s case and settlement is reached, the other family court shall
makes a non-binding and impartial evaluation of the conduct the pre-trial proper and trial.
chances of each party’s success in the case. On the Notwithstanding the foregoing, before
basis of such neutral evaluation, the judge persuades commencement of the JDR proceedings, the parties
the parties to a fair and mutually acceptable may file a joint written motion requesting that the
settlement of their dispute. family court to which the case was originally raffled
The JDR judge shall not preside over the trial of shall conduct the JDR proceedings and trial.
the case15 when the parties did not settle their dispute Despite the non-mediatable nature of the principal
at JDR. case, like annulment of marriage, other issues such as
custody of children, support, visitation, property
III. Courts relations and guardianship, may be referred to CAM
1. Multiple Sala Court – If the case is not resolved and JDR to limit the issues for trial.
during JDR, it shall be raffled to another branch for
the pre-trial proper16 up to judgment. 4. Commercial, Intellectual Property, and
Environmental Courts – Unless otherwise agreed upon
For cases with pending applications for as provided below, the JDR proceedings in areas where
restraining orders/preliminary injunctions, the judge only one court is designated as commercial/intellectual
to whom the case was raffled shall rule on the said property/environmental court, hereafter referred to
applications. During the pre-trial stage, the judge refers as special court, shall be conducted by another judge
the case to CAM, but if the parties do not settle at CAM, through raffle and not by the judge of the special court.
the case will be raffled to another branch for JDR. If Where settlement is not reached, the judge of the
the parties do not settle at JDR, the case will be returned special court shall be the trial judge. Any incident or
to the branch that ruled on the applications for the motion filed before the pre-trial stage shall be dealt
pre-trial proper and up to judgment.17 with by the special court that shall refer the case to
CAM.
2. Single Sala Court – Unless otherwise agreed upon
as provided below, the JDR proceedings will be Notwithstanding the foregoing, before
conducted by the judge of the pair court, if any, commencement of the JDR proceedings, the parties
otherwise, by the judge of the nearest court as may file a joint written motion requesting that the
determined by the concerned Executive Judge. The JDR special courts to which the case was originally raffled
proceedings shall be conducted at the station where shall conduct the JDR proceedings and trial.
the case was originally filed. The result of the JDR
proceedings shall be referred to the court of origin for IV. JDR During Trial
appropriate action, e.g., approval of the compromise Cases may be referred to JDR even during the trial
agreement, trial, etc. stage upon written motion of one or both parties
Notwithstanding the foregoing, before the indicating willingness to discuss a possible
commencement of the JDR proceedings, the parties compromise. If the motion is granted, the trial shall be
may file a joint written motion requesting that the suspended18 and the case referred to JDR, which shall
court of origin conduct the JDR proceedings and trial. be conducted by another judge through raffle in
multiple sala courts.
15
Parties will be more spontaneous once they are assured that
the JDR judge will not be the one to try the case. This is so If settlement is reached during JDR, the JDR court
because, the JDR judge may have elicited confidential shall take appropriate action thereon, i.e., approval/
information that may create bias and partiality that could affect disapproval of the compromise agreement. If
the judgment. settlement is not reached at JDR, the case shall be
16
Rule 18, Sec. 2, paragraphs b, c, d, e, f, g, and i. returned to the referring court for continuation of trial.
17
Includes post-judgment proceedings, e.g., motion for
reconsideration, execution, etc. 18
Paragraph 1, Article 2030 of the Civil Code.
April-June 2011 RESOLUTIONS, ORDERS AND CIRCULARS
PHILJA NEWS 21

OCA CIRCULAR. NO. 51-2011 (continued) VIII. Sanctions


A party who fails to appear on the date set for JDR
In single sala courts, the JDR shall be conducted conference, may forthwith be imposed the appropriate
by the nearest court (or pair court, if any) regardless sanction as provided in Rule 18 of the Revised Rules of
of the level of the latter court. The result of the JDR Court and relevant issuances of the Supreme Court
proceedings shall be referred to the court of origin for including, but not limited to censure, reprimand,
appropriate action, e.g., approval of the compromise contempt, and requiring the absent party to reimburse
agreement, trial, etc. the appearing party his costs, including attorney’s fees
The parties may, by joint written motion, despite for that day up to treble such costs, payable on or before
confidential information that may be divulged during the date of the re-scheduled setting. Sanctions may be
JDR proceedings, file a request that their case be not imposed by the JDR judge upon motion of the
transferred to other courts for JDR and that they agree appearing party or motu proprio.
to have the trial judge continue the trial should the Upon justifiable cause duly proved in the hearing
case not be settled through JDR. of the motion to reconsider filed by the absent party,
the sanctions imposed may be lifted, set aside, or
V. Settlement Period modified in the sound discretion of the JDR judge.
Any Settlement Period declared by the Supreme A representative who appears on behalf of an
Court is understood to include JDR and, therefore, half individual or corporate party without the required
of all cases referred to mediation shall be for JDR authorization by special power of attorney or board
settlement. The procedure shall be as stated in Roman resolution, respectively, may similarly be imposed
Numeral IV above, except that no written motion is appropriate sanctions.
required from the parties for their case to be referred
to JDR. IX. Duration of JDR proceedings
VI. Party Participation To complete the JDR process, judges of the First
Level Courts shall have a period of not exceeding 30
1. Individual Party Litigants days, while judges of the Second Level Courts shall
The party litigants shall personally attend all have a period of not exceeding 60 days. A longer period,
mediation conferences or through duly authorized however, may be granted upon the discretion of the
representatives. The authority of the representatives JDR judge if there is a high probability of settlement
shall be in writing and shall state that they are fully and upon joint written motion of the parties. Both
empowered to offer, negotiate, accept, decide, and enter periods shall be computed from the date when the
into a compromise agreement without need of further parties first appeared for JDR proceedings as directed
approval by or notification to the authorizing parties. in the respective Orders issued by the judge. As far as
practicable, JDR conferences shall be set not more than
2. Corporate Party Litigants two weeks apart so as to afford the parties ample time
to negotiate meaningfully for settlement.
In case of corporations, the representatives must
be senior management officials with written authority In criminal cases covered by CAM and JDR, where
from the Board of Directors to offer, negotiate, accept, settlement on the civil aspect has been reached but
decide, and enter into compromise agreement without the period of payment in accordance with the terms of
need of further approval by or notification to the settlement exceeds one year, the case may be archived
authorizing parties. upon motion of the prosecution, with notice to the
private complainant and approval by the judge.
VII. Judgments/Decisions in JDR
X. Suspension of periods
Decisions/Judgments approving the compromise
agreements of the parties, through the efforts of the The period during which the case undergoing JDR
judge as a mediator, conciliator or neutral evaluator, proceedings shall be excluded from the regular and
shall contain a statement to the effect that the mandatory periods for trial and rendition of judgment
Judgments/Decisions were achieved through JDR. This in ordinary cases and in cases under summary
is to distinguish Judgments/Decisions approving proceedings.
compromise agreements secured through CAM. Copies
of said Judgments/Decisions shall be submitted to the
Philippine Mediation Center Unit for documentation
purposes.
(Continued on next page)
22 RESOLUTIONS, ORDERS AND CIRCULARS PHILJA Bulletin
PHILJA Bulletin
OCA CIRCULAR. NO. 51-2011 (continued) XII.Pre-trial Proper
Where no settlement or only a partial settlement
XI. Settlement was reached, and there being no joint written motion
A. Civil Cases submitted by the parties, as stated in the last
preceding paragraphs, the JDR judge shall turn over
If full settlement of the dispute is reached, the the case to the trial judge, determined by re-raffle in
parties, assisted by their respective counsels, shall multiple sala courts or to the originating court in
draft the compromise agreement which shall be single sala courts, as the case may be, to conduct pre-
submitted to the court for a judgment upon trial proper, as mandated by Rules 18 and 118 of the
compromise, enforceable by execution. Rules of Court.
Where full compliance with the terms of the
XIII. Trial and Judgment
compromise is forthwith made, the parties, instead of
submitting a compromise agreement, shall submit a The trial judge to whom the case was turned over,
satisfaction of claims or a mutual withdrawal of the shall expeditiously proceed to trial after the pre-trial
parties’ respective claims and counterclaims. and, thereafter, render judgment in accordance with
Thereafter, the court shall enter an order dismissing the established facts, evidence, and the applicable
the case. laws.
If partial settlement is reached, the parties shall,
PART FOUR
with the assistance of counsel, submit the terms
PROVISIONS COMMON
thereof for the court’s approval and rendition of a
TO BOTH CAM AND JDR
judgment upon partial compromise, which may be
enforced by execution without waiting for resolution
I. Confidentiality
of the unsettled part.
Any and all matters discussed or
In relation to the unsettled part of the dispute, the
communications made, including requests for
court shall proceed to conduct trial on the merits of
mediation, and documents presented during the
the case should the parties file a joint motion for him
mediation proceedings before the Philippine
to do so, despite confidential information that may
Mediation Center or the JDR proceedings before the
have been divulged during the conciliation/mediation
trial judge, shall be privileged and confidential, and
stage of the proceedings. Otherwise, the JDR Judge shall
the same shall be inadmissible as evidence for any
turn over the case to a new judge by re-raffle in
purpose in any other proceedings. However, evidence
multiple sala courts or to the originating court in single
or information that is otherwise admissible does not
sala courts, for the conduct of pre-trial proper and
become inadmissible solely by reason of its use in
trial.
mediation or conciliation.
B. Criminal Cases Further, the JDR judge shall not pass any
information obtained in the course of conciliation and
If settlement is reached on the civil aspect of the
early neutral evaluation to the trial judge or to any
criminal case, the parties, assisted by their respective
other person. This prohibition shall include all court
counsels, shall draft the compromise agreement which
personnel or any other person present during such
shall be submitted to the court for appropriate action.
proceedings. All JDR conferences shall be conducted
Action on the criminal aspect of the case will be in private.
determined by the Public Prosecutor, subject to the
appropriate action of the court. II. Role of Lawyers in Mediation19 and in JDR
Proceedings
If settlement is not reached by the parties on the
civil aspect of the criminal case, the JDR judge shall Lawyers may attend mediation proceedings in
proceed to conduct the trial on the merits of the case the role of adviser and consultant to their clients,
should the parties file a joint written motion for him dropping their combative role in the adjudicative
to do so, despite confidential information that may process, and giving up their dominant role in judicial
have been divulged during the JDR proceedings. trials. They must accept a less directive role in order
Otherwise, the JDR Judge shall turn over the case to a to allow the parties more opportunities to craft their
new judge by re-raffle in multiple sala courts or to the own agreement.
originating court in single sala courts, for the conduct
19
of pre-trial proper and trial. Guidelines for Parties’ Counsel in Court-Annexed Mediation
Cases, A.M. No. 04-3-15-SC PHILJA, March 15, 2004.
April-June 2011 RESOLUTIONS, ORDERS AND CIRCULARS
PHILJA NEWS 23

OCA CIRCULAR. NO. 51-2011 (continued) All revenues of the PMC Office from sources other
than the mediation fees above shall form part of its
In particular, they shall perform the following Special ADR Fund (SAF), which shall be administered
functions: and disbursed by PHILJA in accordance with the
existing guidelines approved by the Supreme Court.
1. Help their clients comprehend the mediation
process and its benefits and allow them to assume II. Collection of Mediation Fees
greater personal responsibility in making (Section 9 of Rule 141, A.M. No. 04-2-04-SC)
decisions for the success of mediation in resolving
the dispute. A. Trial Courts
2. Discuss with their clients the following: The Clerks of Court of the Regional Trial Courts
and the First Level Courts shall collect the amount of
• The substantive issues involved in the FIVE HUNDRED PESOS (P500.00) upon the filing of
dispute. the following:
• Prioritization of resolution in terms of
(1) Complaint or an Answer with a mediatable
importance to client. permissive counterclaim or cross-claim, complaint-
• Understanding the position of the other side in-intervention, third-party complaint, fourth-
and the underlying fears, concerns, and party complaint, etc., in civil cases, a Petition, an
needs underneath that position. Opposition, and a Creditors’ Claim in Special
• Need for more information or facts to be Proceedings;
gathered or exchanged with the other side for (2) Complaint/Information for offenses with
informed decision making. maximum imposable penalty of prision correccional
• Possible bargaining options but stressing in its maximum period or six years imprisonment,
the need to be open-minded about other except where the civil liability is reserved or is
possibilities. subject of a separate action;
• The best, worst, and most likely (3) Complaint/Information for estafa, theft, and libel
alternatives to a negotiated agreement. cases, except where the civil liability is reserved
or is subject of a separate action;
3. Assist in preparing a compromise agreement that
is not contrary to law, morals, good customs, (4) Complaint/Information for Quasi-Offenses under
public order, or public policy so that the same Title 14 of the Revised Penal Code;
may be approved by the court, paying particular
attention to issues of voluntary compliance of (5) Intellectual Property cases;
what have been agreed upon, or otherwise to (6) Commercial or corporate cases; and
issues of enforcement in case of breach.
(7) Environmental cases.
4. Assist, wherever applicable, in the preparation
of a manifestation of satisfaction of claims and The Clerks of Court of the First Level Courts shall
mutual withdrawal of complaint and collect the amount of FIVE HUNDRED PESOS (P500.00)
counterclaim as basis for the court to issue an upon the filing of a Notice of Appeal with the Regional
order of dismissal. Trial Court.
The Clerks of Court of the Regional Trial Court
PART FIVE shall collect the amount of ONE THOUSAND PESOS
SC-PHILJA-PMC MEDIATION TRUST FUND (P1,000.00) upon the filing of a Notice of Appeal with
the Court of Appeals or the Sandiganbayan.
I. Creation of Trust Fund
The Mediation Fees collected and collectible, B. Court of Appeals and Court of Tax Appeals
pursuant to Section 9, Rule 141, as amended, of the The Clerks of Court of the Court of Appeals and
Rules of Court, and all income therefrom shall Court of Tax Appeals shall collect the amount of ONE
constitute a special fund, to be known as the SC- THOUSAND PESOS (P1,000.00) upon the filing of a
PHILJA-PMC Mediation Trust Fund, which shall be mediatable case, petition, special civil action, a
administered and disbursed in accordance with comment/answer to the petition or action, and the
guidelines set by court issuances, for purposes appellee’s brief. The Clerk of Court of the Court of Tax
enumerated in Section 9, Rule 141 of the Revised Rules
of Court. (Continued on next page)
24 RESOLUTIONS, ORDERS AND CIRCULARS PHILJA Bulletin
PHILJA Bulletin

OCA CIRCULAR. NO. 51-2011 (continued) The Fund shall be managed by PHILJA subject to
accounting and auditing rules and regulations.
Appeals shall also collect the amount of ONE B. Deposit of the Mediation Fund
THOUSAND PESOS (P1,000.00) for the appeal from
the decision of a CTA Division to the CTA En Banc. The Philippine Judicial Academy (PHILJA) has
already closed the SC PHILJA TRUST FUND Peso
Provided that, in all cases, a pauper litigant shall Current Account No. 3472-1001-30 as of March 30,
be exempt from contributing to the Mediation Fund. 2009. Hence, all mediation fees collected are to be
Despite such exemption, the court shall provide that deposited solely under SC PHILJA PMC Rule 141 Peso
the unpaid contribution to the Mediation Fund shall Current Account (CA) No. 3472-1000-08.20
be considered a lien on any monetary award in a
judgment favorable to the pauper litigant. IV. Mediation Fee, Mediator’s Fee and Mediation
And, provided further, that an accused-appellant Fund, distinguished
shall also be exempt from contributing to the The mediation fee is the amount collected from the
Mediation Fund. parties. The amount is added to the mediation fund
The amount collected shall be receipted and from where disbursements are made for the authorized
separated as part of a special fund, to be known as the expenditures stated above. The mediation fee is not
“Mediation Fund,” and shall accrue to the SC-PHILJA- collected for mediation services rendered or to be
PMC Fund, disbursements from which are and shall rendered. It is intended as a contribution to promote
be pursuant to guidelines approved by the Supreme mediation. The mediator’s fee is the authorized amount
Court. paid from the mediation fund for services rendered by
a mediator.
The Fund shall be utilized for the promotion of
court-annexed mediation and other relevant modes PART SIX
of alternative dispute resolution (ADR), training of THE PHILIPPINE MEDIATION CENTER OFFICE
mediators, payment of mediator’s fees, and operating (PMCO)
expenses for technical assistance and organizations/ AND MEDIATION CENTER UNITS
individuals, transportation/communication expenses, (A.M. No. 33-2008, February 12, 2008)
photocopying, supplies and equipment, expense
allowance, and miscellaneous expenses, whenever I. Philippine Mediation Center Office and PMC
necessary, subject to auditing rules and regulations. Units
In view thereof, the mediation fees shall not form part
of the Judicial Development Fund (JDF) under PD No. The Philippine Mediation Center Office shall
1949 nor of the special allowances granted to justices primarily be responsible for the expansion,
and judges under Republic Act No. 9227. development, implementation, monitoring, and
sustainability of SC ADR mechanisms, namely:
III. Utilization and Disbursement a. Court-Annexed Mediation (CAM)
(A.M. No. 05-3-25-SC-PHILJA, dated April 26,
2005) b. Appellate Court Mediation (ACM)
A. Purpose and Utilization of the Mediation Fund c. Judicial Dispute Resolution (JDR)
The Fund shall be used for: d. Mobile Court-Annexed Mediation (MCAM)
a. Establishment of PMC Units; e. Court-Annexed Arbitration (CAA) and other
Alternative Dispute Resolution mechanisms
b. Training seminars/workshops/internship
programs for Mediators; The PMCO shall likewise be primarily tasked with
the organization of PMC units, as it may deem
c. Payment of Mediators’ Fees, including the necessary, throughout the country. It shall be under
PMC Unit Staff; the operational control of and supervision of PHILJA,
d. Payment of operating expenses; in coordination with the Office of the Court
Administrator, through the Executive Judges.
e. Advocacy and promotion of court-annexed
mediation and other relevant modes of
ADR;
f. Such other expenses as authorized by 20
OCA Circular No. 28-2009, dated April 13, 2009.
Section 9, Rule 141 of the Rules of Court.
April-June 2011 RESOLUTIONS, ORDERS AND CIRCULARS
PHILJA NEWS 25

OCA CIRCULAR. NO. 51-2011 (continued) b. Appellate Court Mediation (ACM)


• Mediation Staff Officer VI
II. Organizational Structure
• Mediation Staff Officer IV
The Philippine Mediation Center Office shall be
composed of: • Mediation Staff Assistant II
a) Executive Committee 21 – The powers and • Mediation Aide
authority of the PMC Office shall be vested in and
• Accredited Mediators
exercised by an Executive Committee composed
of: c. Judicial Dispute Resolution (JDR)
PHILJA Chancellor – Chairperson • Mediation Staff Officer V
Four regular members, namely: • Mediation Staff Assistant II
1. Dean Eduardo D. De los Angeles • Mediation Aide
2. Dean Pacifico A. Agabin d. Mobile Court-Annexed Mediation (MCAM)
3. Judge Divina Luz P. Aquino-Simbulan Every bus of the Justice on Wheels (JOW)
deployed for mediation in selected areas is
4. Atty. Linda L. Malenab-Hornilla
considered as a PMC Unit, thus, it is entitled to
Four ex officio members, namely: the following:
Court Administrator • Mediation Staff Officer V
Executive Secretary, PHILJA22 • Mediation Staff Assistant II
PHILJA Chief of Office for PMC • Mediation Aide
Chairperson, PHILJA ADR Department • Accredited Mediators
b) PHILJA Chief of Office for PMC- Chief of Office of III. Powers and Functions of the PMCO
the Philippine Mediation Center Office
The PMC Office shall exercise the following
c) PHILJA Assistant Chief of Office for PMC powers and functions in order to accomplish its
d) CENTRAL OFFICE mandate under A.M. 01-10-5-SC-PHILJA:

a. Mediation Planning and Research Division a. Develop and promulgate rules and regulations
that it may deem necessary, subject to the
b. Mediation Resource Management Division approval of the Supreme Court, upon
recommendation of the Executive Committee and
c. Mediation Education, Training and
the PHILJA Board of Trustees;
Monitoring Division
b. Implement, in coordination with the Office of the
e) Mediation Center Units, composition
Court Administrator, rules and policies of the
a. Court-Annexed Mediation (CAM) Supreme Court on ADR mechanisms, namely,
Court-Annexed Mediation (CAM), Appellate
• Mediation Staff Officer V Court Mediation (ACM), Judicial Dispute
• Mediation Staff Assistant II Resolution ( JDR), Mobile Court-Annexed
Mediation (MCAM), and eventually Court-
• Mediation Aide Annexed Arbitration (CAA) and other Alternative
Dispute Resolution mechanisms;
• Accredited Mediators
c. Establish such PMC Units as may be necessary;
21
Court En Banc Resolution, dated June 3, 2008, under A.M.
No. 08-2-5-SC-PHILJA. d. Provide a system for the recruitment, screening,
training, and accreditation of Mediators;
22
Justice Justo P. Torres, Jr., PHILJA [Vice] Chancellor,
changed to Justice Marina L. Buzon, Executive Secretary, e. Monitor and evaluate the performance of
per Board Resolution No. 08-18, dated May 15, 2008, of the Mediators, such as in settling disputes and in
PHILJA Board of Trustees.
(Continued on next page)
26 RESOLUTIONS, ORDERS AND CIRCULARS PHILJA Bulletin
PHILJA Bulletin

OCA CIRCULAR. NO. 51-2011 (continued)


Upcoming Activities
(Continued from page 36)
observing the Code of Ethical Standards for „ Career Enhancement Program for Clerks of Court
Mediators, upgrade their mediation skills, and (Region 2)
September 14-16, Tuguegarao City
oversee their further development. Such
„ Orientation Seminar-Workshop on Comparative
evaluation shall be the basis for the renewal of Analysis between the Family Code and the Code of
their accreditation as Mediators; Muslim Personal Laws
September 19-21, Dipolog City
f. Provide a grievance mechanism and procedure for „ Increasing Judicial Efficiency: Seminar-Workshop for
addressing complaints against Mediators and Judges on the Effective Use of the Benchbook for
Philippine Trial Courts (Revised and Expanded) for
PMC Unit Staff;
National Capital Judicial Region (Batch 1)
September 20, Pasay City
g. Promote and sustain the programs and activities
„ Increasing Judicial Efficiency: Seminar-Workshop for
of Court-Annexed Mediation (CAM), Appellate Judges on the Effective Use of the Benchbook for
Court Mediation (ACM), Judicial Dispute Philippine Trial Courts (Revised and Expanded) for
Resolution ( JDR), Mobile Court-Annexed National Capital Judicial Region (Batch 2)
September 21, Pasay City
Mediation (MCAM), and eventually Court-
„ Roundtable Discussion on Combating Human Trafficking
Annexed Arbitration (CAA), and other Alternative in the Philippines for Selected Appellate Court Justices
Dispute Resolution mechanisms; (Manila, Cebu and Cagayan de Oro)
September 22, Manila
h. Call on any government agency, office, „ Information Dissemination Through A Dialogue
instrumentality, commission or council to render between Barangay Officials of the Province of Antique
and Court Officials
such assistance as may be necessary for the September 22, San Jose, Antique
efficient performance of its functions; and „ Information Dissemination Through A Dialogue
between Barangay Officials of the Municipality of Kalibo
i. Exercise such other functions necessary in and Court Officials
furtherance of its mandate. September 23, Kalibo, Aklan
„ Ninth Multi-Sectoral Capacity Building on
Environmental Laws and the Rules of Procedure for
Environmental Cases
September 28-30, Davao City

Annex “B”
April-June 2011 RESOLUTIONS, ORDERS AND CIRCULARS
PHILJA NEWS 27

OCA CIRCULAR. NO. 51-2011 (continued)

(Continued on next page)


28 RESOLUTIONS, ORDERS AND CIRCULARS PHILJA Bulletin
PHILJA Bulletin

OCA CIRCULAR. NO. 51-2011 (continued)


April-June 2011 RESOLUTIONS, ORDERS AND CIRCULARS
PHILJA NEWS 29

OCA CIRCULAR. NO. 51-2011 (continued)

(Continued on next page)


30 RESOLUTIONS, ORDERS AND CIRCULARS PHILJA Bulletin
PHILJA Bulletin

OCA CIRCULAR. NO. 51-2011 (continued)


April-June 2011 RESOLUTIONS, ORDERS AND CIRCULARS
PHILJA NEWS 31

OCA CIRCULAR. NO. 51-2011 (continued)

(Continued on next page)


32 RESOLUTIONS, ORDERS AND CIRCULARS PHILJA Bulletin
PHILJA Bulletin
April-June 2011 RESOLUTIONS, ORDERS AND CIRCULARS
PHILJA NEWS 33

OCA CIRCULAR. NO. 51-2011 (continued)

(Continued on next page)


34 PHILJA NEWS PHILJA Bulletin

OCA CIRCULAR. NO. 51-2011 (continued)


April-June 2011 RESOLUTIONS, ORDERS AND CIRCULARS
PHILJA NEWS 35

OCA CIRCULAR NO. 65-2011 Doctrinal Reminders


REMEDIAL LAW (continued from page 13)
TO: ALL JUDGES OF THE SECOND LEVEL COURTS
More importantly, by proceeding to rule
SUBJECT: REITERATION OF PARAGRAPH 3 OF against petitioners without any trial, the trial and
CIRCULAR NO. 39-97, DATED JUNE 19, 1997 (RE: appellate courts made a conclusion which was
GUIDELINES IN THE ISSUANCE OF HOLD- based merely on an assumption that petitioners’
DEPARTURE ORDERS) defense of acquisitive prescription was a sham, and
that the ultimate facts pleaded in their Answer
In his May 5, 2011 letter, Commissioner Ricardo (e.g., open and continuous possession of the
A. David, Jr. of the Bureau of Immigration requests the property since the early 1900s) cannot be proven
reiteration of Circular No. 39-97, dated June 19, 1997 at all. This assumption is as baseless as it is
(Re: Guidelines in the Issuance of Hold-Departure Orders). It premature and unfair. No reason was given why
appears that despite the issuance of OCA Circular No. the said defense and ultimate facts cannot be
18-2003 dated February 20, 2003 (Re: Reiteration of Par. proven during trial. The lower courts merely
3, Circular No. 39-97, dated June 19, 1997), the Bureau still assumed that petitioners would not be able to prove
encounters the same problem where passengers with their defense and factual allegations, without first
namesakes complain of being withheld for secondary giving them an opportunity to do so.
inspection due to lack of middle name and date of
birth entries in the Hold-Departure Orders issued by It is clear that the guidelines and safeguards
the courts. for the rendition of a summary judgment were all
ignored by the trial court. The sad result was a
To address the concern of the Bureau and enable it judgment based on nothing else but an
to effectively implement the Hold-Departure Orders unwarranted assumption and a violation of
issued by the courts, all concerned Judges are again petitioners’ due process right to a trial where they
hereby REMINDED to strictly observe the guidelines can present their evidence and prove their defense.
set forth in Circular No. 39-97, particularly paragraph
3 thereof: (Del Castillo, J., Aniceto Calubaquib, Wilma Calubaquib,
Edwin Calubaquib, Alberto Calubaquib, and Eleuterio Faustino
3. The Hold-Departure Order shall contain the Calubaquib v. Republic of the Philippines, G.R. No. 170658,
following information: June 22, 2011.)

a. The complete name (including the middle name),


the date and place of birth and the place of last
JUSTICE ADOLFO S. AZCUNA
residence of the person against whom a Hold- Chancellor
Departure Order has been issued or whose
PROFESSOR SEDFREY M. CANDELARIA
departure from the country has been
Editor in Chief
enjoined;
Editorial and Research Staff
b. The complete title and the docket number of the ATTY. ORLANDO B. CARIÑO
case in which the Hold-Departure Order was ATTY. MA. MELISSA DIMSON-BAUTISTA
issued; ARSENIA M. MENDOZA
ARMIDA M. SALAZAR
c. The specific nature of the case; and JOCELYN D. BONDOC
RONALD P. CARAIG
d. The date of the Hold-Departure Order. JUDITH P. DEL ROSARIO
CHRISTINE A. FERRER
If available, a recent photograph of the person JOANNE NARCISO-MEDINA
against whom a Hold-Departure has been issued CHARMAINE S. NICOLAS
or whose departure from the country has been SARAH JANE S. SALAZAR
enjoined should also be included” (italics JENIFFER P. SISON
supplied). Circulation and Support Staff
ROMEO A. ARCULLO
May 20, 2011. LOPE R. PALERMO
DANIEL S. TALUSIG
(Sgd.) NIMFA C. VILCHES
Printing Services
Deputy Court Administrator LETICIA G. JAVIER AND PRINTING STAFF
and
Officer-in-Charge The PHILJA Bulletin is published quarterly by the Research, Publications and
Office of the Court Administrator Linkages Office of the Philippine Judicial Academy, with office at the 3rd Floor of
the Supreme Court Centennial Building, Padre Faura Street corner Taft Avenue,
Manila. Tel: 552-9524; Fax: 552-9621; E-mail: research_philja@yahoo.com;
philja@sc.judiciary.gov.ph; Website: http://philja.judiciary.gov.ph
36 PHILJA NEWS
PRIVATE PHILJA Bulletin
OR UNAUTHORIZED USE TO AVOID
PHILJA Bulletin
PHILJA Bulletin PAYMENT OF POSTAGE IS PENALIZED BY FINE OR
IMPRISONMENT OR BOTH.

3rd Floor, Supreme Court Centennial Building


Padre Faura Street corner Taft Avenue, Manila 1000
Philippines

2011 Upcoming PHILJA Events

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